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UFAB Unique Fabricating

Filed: 7 Jul 21, 4:17pm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): July 2, 2021

 UNIQUE FABRICATING, INC.
(Exact name of registrant as specified in its Charter)
Delaware001-3748046-1846791
(State or other jurisdiction
of Incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
800 Standard Parkway
Auburn Hills,Michigan48326
(Address of principal executive offices)(Zip Code)
Registrant’s telephone number, including area code: (248) 853-2333
Not applicable
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common stock, par value $.001 per shareUFABNYSE American

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)
Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o


Item 5.07. Submission of Matters to a Vote of Security Holders.
On July 2, 2021, Unique Fabricating, Inc. (the “Company”) held its 2021 annual meeting of the stockholders (the “Annual Meeting”) at which four proposals were submitted to the Company’s stockholders. As of May 10, 2021, the date of record for determining the Company stockholders entitled to vote on the proposals presented at the Annual Meeting, there were 9,779,147 shares of the Company’s common stock issued and outstanding and entitled to vote at the Annual Meeting. The holders of 8,717,416 shares of the Company’s issued and outstanding common stock were represented in person or by proxy at the Annual Meeting, constituting a quorum. The four proposals considered at the Annual Meeting are described in detail in the Company’s proxy statement for the Annual Meeting, filed with the Securities and Exchange Commission on May 24, 2021. The final results for each proposal are set forth below.

Proposal 1.
The Company’s stockholders elected the following three persons to the Company’s Board of Directors to hold office until the third annual meeting of stockholders after their election or until their respective successors are elected and qualified or until their earlier death, resignation, or removal. The votes regarding the proposal were as follows:
NomineeVotes For% Votes CastVotes Against% Votes CastAbstentions% Votes CastBroker Non-Votes
Richard L. Baum, Jr.3,322,399 67.63 %— — %1,590,433 32.37 %3,804,585 
Susan C. Benedict3,719,918 75.72 %— — %1,192,913 24.28 %3,804,585 
James Illikman3,714,905 75.62 %— — %1,197,927 24.38 %3,804,585 

Proposal 2.
The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. The votes regarding this proposal were as follows:
Votes For% Votes CastVotes Against% Votes CastAbstentions% Votes CastBroker Non-Votes
8,600,327 98.66 %116,843 1.34 %246 — %— 

Proposal 3.
The Company’s stockholders approved, in an advisory (non-binding) vote, the compensation of the Company’s named executive officers. The votes regarding this proposal were as follows:
Votes For% Votes CastVotes Against% Votes CastAbstentions% Votes CastBroker Non-Votes
3,957,268 80.55 %278,356 5.67 %677,207 13.78 %3,804,585 

Proposal 4.
The Company’s stockholders approved, in an advisory (non-binding) vote, the frequency of holding an advisory vote on executive compensation. The votes regarding this proposal were as follows:
FrequencyVotes For% Votes CastBroker Non-Votes
1 year3,881,049 79.00 %3,804,585 
2 years44,016 0.90 %
3 years305,621 6.22 %
Withhold/Abstain682,146 13.88 %



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
UNIQUE FABRICATING, INC.
Date: July 7, 2021By:/s/ Brian P. Loftus
Brian P. Loftus
Chief Financial Officer