The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
G0176J 10 9 * ALLEGION PUB LTD CO ORD SHS | ALLEGION PUB LTD CO | G0176J109 | 55,137 | 922,495 | SH | SOLE | 922,495 | 0 | 0 | ||
G0177J 10 8 * ALLERGAN PLC SHS | ALLERGAN PLC | G0177J108 | 34,592 | 115,516 | SH | SOLE | 115,516 | 0 | 0 | ||
G0177J 11 6 ALLERGAN PLC PFD CONV SER A | ALLERGAN PLC | G0177J116 | 10,100 | 10,160 | SH | SOLE | 10,160 | 0 | 0 | ||
G25343 10 7 * COSAN LTD SHS A | COSAN LTD | G25343107 | 4,901 | 1,661,660 | SH | SOLE | 1,661,660 | 0 | 0 | ||
G30401 10 6 * ENDO INTL PLC SHS | ENDO INTL PLC | G30401106 | 19,005 | 353,394 | SH | SOLE | 353,394 | 0 | 0 | ||
G58249 10 6 * MARKIT LTD SHS | MARKIT LTD | G58249106 | 27,796 | 974,957 | SH | SOLE | 974,957 | 0 | 0 | ||
G6518L 10 8 * NIELSEN HLDGS PLC SHS EUR | NIELSEN HLDGS PLC | G6518L108 | 7,940 | 179,112 | SH | SOLE | 179,112 | 0 | 0 | ||
Y0486S 10 4 * AVAGO TECHNOLOGIES LTD SHS | AVAGO TECHNOLOGIES LTD | Y0486S104 | 8,179 | 63,800 | SH | SOLE | 63,800 | 0 | 0 | ||
Y64354 20 5 * OCEAN RIG UDW INC SHS | OCEAN RIG UDW INC | Y64354205 | 2,288 | 1,622,865 | SH | SOLE | 1,622,865 | 0 | 0 | ||
00163U AA 4 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 | AMAG PHARMACEUTICALS INC | 00163UAA4 | 409,500 | 3,500,000 | SH | SOLE | 3,500,000 | 0 | 0 | ||
00287Y 10 9 * ABBVIE INC COM | ABBVIE INC | 00287Y109 | 16,706 | 300,210 | SH | SOLE | 300,210 | 0 | 0 | ||
00434H 10 8 * ACCELERON PHARMA INC COM | ACCELERON PHARMA INC | 00434H108 | 2,794 | 81,176 | SH | SOLE | 81,176 | 0 | 0 | ||
00751Y 10 6 * ADVANCE AUTO PARTS INC COM | ADVANCE AUTO PARTS INC | 00751Y106 | 29,780 | 204,590 | SH | SOLE | 204,590 | 0 | 0 | ||
009158 10 6 * AIR PRODS & CHEMS INC COM | AIR PRODS & CHEMS INC | 009158106 | 9,556 | 80,290 | SH | SOLE | 80,290 | 0 | 0 | ||
01609W 10 2 * ALIBABA GROUP HLDG LTD SPONSORED ADS | ALIBABA GROUP HLDG LTD | 01609W102 | 24,446 | 345,285 | SH | SOLE | 345,285 | 0 | 0 | ||
02079K 10 7 * ALPHABET INC CAP STK CL C | ALPHABET INC | 02079K107 | 50,845 | 71,165 | SH | SOLE | 0 | 0 | 0 | ||
02079K 30 5 * ALPHABET INC CAP STK CL A | ALPHABET INC | 02079K305 | 29,508 | 40,372 | SH | SOLE | 40,372 | 0 | 0 | ||
025816 10 9 * AMERICAN EXPRESS CO COM | AMERICAN EXPRESS CO | 025816109 | 11,946 | 187,745 | SH | SOLE | 187,745 | 0 | 0 | ||
03236M 10 1 * AMYRIS INC COM | AMYRIS INC | 03236M101 | 198 | 129,600 | SH | SOLE | 129,600 | 0 | 0 | ||
032511 10 7 * ANADARKO PETE CORP COM | ANADARKO PETE CORP | 032511107 | 8,516 | 209,968 | SH | SOLE | 209,968 | 0 | 0 | ||
032511 40 4 ANADARKO PETE CORP UNIT 99/99/9999 | ANADARKO PETE CORP | 032511404 | 2,656 | 80,000 | SH | SOLE | 0 | 0 | 0 | ||
037833 10 0 * APPLE INC COM | APPLE INC | 037833100 | 50,228 | 518,036 | SH | SOLE | 518,036 | 0 | 0 | ||
09062X 10 3 * BIOGEN INC COM | BIOGEN INC | 09062X103 | 30,425 | 108,435 | SH | SOLE | 108,435 | 0 | 0 | ||
12508E 10 1 * CDK GLOBAL INC COM | CDK GLOBAL INC | 12508E101 | 15,270 | 342,992 | SH | SOLE | 342,992 | 0 | 0 | ||
125581 80 1 * CIT GROUP INC COM NEW | CIT GROUP INC | 125581801 | 39,414 | 1,078,081 | SH | SOLE | 1,078,081 | 0 | 0 | ||
126650 10 0 * CVS HEALTH CORP COM | CVS HEALTH CORP | 126650100 | 56,485 | 603,732 | SH | SOLE | 603,732 | 0 | 0 | ||
14309L 10 2 * CARLYLE GROUP L P COM UTS LTD PTN | CARLYLE GROUP L P | 14309L102 | 21,931 | 1,580,061 | SH | SOLE | 1,580,061 | 0 | 0 | ||
16411R 20 8 * CHENIERE ENERGY INC COM NEW | CHENIERE ENERGY INC | 16411R208 | 7,100 | 202,820 | SH | SOLE | 202,820 | 0 | 0 | ||
172967 42 4 * CITIGROUP INC COM NEW | CITIGROUP INC | 172967424 | 101,466 | 2,199,569 | SH | SOLE | 2,199,569 | 0 | 0 | ||
174610 10 5 * CITIZENS FINL GROUP INC COM | CITIZENS FINL GROUP INC | 174610105 | 7,046 | 295,833 | SH | SOLE | 295,833 | 0 | 0 | ||
189464 AB 6 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 | CLOVIS ONCOLOGY INC | 189464AB6 | 4,931 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
20030N 10 1 * COMCAST CORP NEW CL A | COMCAST CORP NEW | 20030N101 | 27,544 | 503,870 | SH | SOLE | 66,662 | 0 | 0 | ||
22943F AD 2 CTRIP COM INTL LTD NOTE 1.250%10/1 | CTRIP COM INTL LTD | 22943FAD2 | 1,768,779 | 13,470,000 | SH | SOLE | 3,367,500 | 0 | 0 | ||
256677 10 5 * DOLLAR GEN CORP NEW COM | DOLLAR GEN CORP NEW | 256677105 | 24,041 | 336,435 | SH | SOLE | 336,435 | 0 | 0 | ||
26875P 10 1 * EOG RES INC COM | EOG RES INC | 26875P101 | 24,941 | 380,674 | SH | SOLE | 380,674 | 0 | 0 | ||
29089Q AB 1 EMERGENT BIOSOLUTIONS INC NOTE 2.875% 1/1 | EMERGENT BIOSOLUTIONS INC | 29089QAB1 | 822,250 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 | ||
35906A 10 8 * FRONTIER COMMUNICATIONS CORP COM | FRONTIER COMMUNICATIONS CORP | 35906A108 | 387 | 82,943 | SH | SOLE | 82,943 | 0 | 0 | ||
35906A 20 7 FRONTIER COMMUNICATIONS CORP PFD CONV SER-A | FRONTIER COMMUNICATIONS CORP | 35906A207 | 13,132 | 143,521 | SH | SOLE | 143,521 | 0 | 0 | ||
375558 10 3 * GILEAD SCIENCES INC COM | GILEAD SCIENCES INC | 375558103 | 59,733 | 619,325 | SH | SOLE | 619,325 | 0 | 0 | ||
384802 10 4 * GRAINGER W W INC COM | GRAINGER W W INC | 384802104 | 24,551 | 126,043 | SH | SOLE | 126,043 | 0 | 0 | ||
40415F 10 1 * HDFC BANK LTD ADR REPS 3 SHS | HDFC BANK LTD | 40415F101 | 20,201 | 345,383 | SH | SOLE | 0 | 0 | 0 | ||
460951 10 6 * INTEROIL CORP COM | INTEROIL CORP | 460951106 | 4,627 | 155,509 | SH | SOLE | 155,509 | 0 | 0 | ||
464286 84 8 * ISHARES MSCI JAPAN ETF | ISHARES | 464286848 | 65,519 | 5,727,208 | SH | SOLE | 5,727,208 | 0 | 0 | ||
465562 10 6 * ITAU UNIBANCO HLDG SA SPON ADR REP PFD | ITAU UNIBANCO HLDG SA | 465562106 | 11,523 | 1,911,014 | SH | SOLE | 0 | 0 | 0 | ||
49456B 20 0 KINDER MORGAN INC DEL PFD SER A | KINDER MORGAN INC DEL | 49456B200 | 16,480 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
548661 10 7 * LOWES COS INC COM | LOWES COS INC | 548661107 | 37,705 | 531,965 | SH | SOLE | 531,965 | 0 | 0 | ||
552848 AE 3 MGIC INVT CORP WIS NOTE 2.000% 4/0 | MGIC INVT CORP WIS | 552848AE3 | 32,616 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
580645 10 9 * MCGRAW HILL FINL INC COM | MCGRAW HILL FINL INC | 580645109 | 36,323 | 410,388 | SH | SOLE | 410,388 | 0 | 0 | ||
594918 10 4 * MICROSOFT CORP COM | MICROSOFT CORP | 594918104 | 57,401 | 1,096,911 | SH | SOLE | 1,096,911 | 0 | 0 | ||
595112 AV 5 MICRON TECHNOLOGY INC NOTE 2.125% 2/1 | MICRON TECHNOLOGY INC | 595112AV5 | 305,171 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
595112 10 3 * MICRON TECHNOLOGY INC COM | MICRON TECHNOLOGY INC | 595112103 | 21,193 | 1,589,891 | SH | SOLE | 1,589,891 | 0 | 0 | ||
60871R 20 9 * MOLSON COORS BREWING CO CL B | MOLSON COORS BREWING CO | 60871R209 | 25,450 | 285,251 | SH | SOLE | 285,251 | 0 | 0 | ||
609207 10 5 * MONDELEZ INTL INC CL A | MONDELEZ INTL INC | 609207105 | 30,194 | 736,641 | SH | SOLE | 736,641 | 0 | 0 | ||
69366J 20 0 * PTC THERAPEUTICS INC COM | PTC THERAPEUTICS INC | 69366J200 | 4,378 | 166,364 | SH | SOLE | 166,364 | 0 | 0 | ||
70450Y 10 3 * PAYPAL HLDGS INC COM | PAYPAL HLDGS INC | 70450Y103 | 28,413 | 869,181 | SH | SOLE | 869,181 | 0 | 0 | ||
717081 10 3 * PFIZER INC COM | PFIZER INC | 717081103 | 24,213 | 781,096 | SH | SOLE | 781,096 | 0 | 0 | ||
723787 10 7 * PIONEER NAT RES CO COM | PIONEER NAT RES CO | 723787107 | 4,325 | 37,340 | SH | SOLE | 37,340 | 0 | 0 | ||
747525 10 3 * QUALCOMM INC COM | QUALCOMM INC | 747525103 | 11,135 | 242,739 | SH | SOLE | 242,739 | 0 | 0 | ||
74906P 10 4 * QUNAR CAYMAN IS LTD SPNS ADR CL B | QUNAR CAYMAN IS LTD | 74906P104 | 3,924 | 95,800 | SH | SOLE | 287,400 | 0 | 0 | ||
750236 10 1 * RADIAN GROUP INC COM | RADIAN GROUP INC | 750236101 | 49 | 4,142 | SH | SOLE | 4,142 | 0 | 0 | ||
81369Y 50 6 * SELECT SECTOR SPDR TR SBI INT-ENERGY | SELECT SECTOR SPDR TR | 81369Y506 | 5,685 | 101,441 | SH | SOLE | 101,441 | 0 | 0 | ||
87165B 10 3 * SYNCHRONY FINL COM | SYNCHRONY FINL | 87165B103 | 46,896 | 1,626,100 | SH | SOLE | 1,626,100 | 0 | 0 | ||
88023U 10 1 * TEMPUR SEALY INTL INC COM | TEMPUR SEALY INTL INC | 88023U101 | 34,902 | 543,902 | SH | SOLE | 543,902 | 0 | 0 | ||
881624 20 9 * TEVA PHARMACEUTICAL INDS LTD ADR | TEVA PHARMACEUTICAL INDS LTD | 881624209 | 64,757 | 1,016,601 | SH | SOLE | 0 | 0 | 0 | ||
896288 10 7 * TRINET GROUP INC COM | TRINET GROUP INC | 896288107 | 7,284 | 433,368 | SH | SOLE | 433,368 | 0 | 0 | ||
90130A 10 1 * TWENTY FIRST CENTY FOX INC CL A | TWENTY FIRST CENTY FOX INC | 90130A101 | 13,311 | 514,141 | SH | SOLE | 0 | 0 | 0 | ||
90184L AB 8 TWITTER INC NOTE 0.250% 9/1 | TWITTER INC | 90184LAB8 | 626,070 | 7,350,000 | SH | SOLE | 7,350,000 | 0 | 0 | ||
907818 10 8 * UNION PAC CORP COM | UNION PAC CORP | 907818108 | 7,507 | 101,651 | SH | SOLE | 101,651 | 0 | 0 | ||
91336L 10 7 * UNIVAR INC COM | UNIVAR INC | 91336L107 | 29,506 | 1,960,566 | SH | SOLE | 1,960,566 | 0 | 0 | ||
91529Y 10 6 * UNUM GROUP COM | UNUM GROUP | 91529Y106 | 34,351 | 1,129,246 | SH | SOLE | 1,129,246 | 0 | 0 | ||
969904 10 1 * WILLIAMS SONOMA INC COM | WILLIAMS SONOMA INC | 969904101 | 10,455 | 191,243 | SH | SOLE | 191,243 | 0 | 0 | ||
73935A 95 4 POWERSHARES QQQ TRUST PUT | POWERSHARES QQQ TRUST | 73935A954 | 0 | 150 | SH | Put | SOLE | 150 | 0 | 0 | |
78462F 95 3 SPDR S&P 500 ETF TR PUT | SPDR S&P 500 ETF TR | 78462F953 | 0 | 150 | SH | Put | SOLE | 150 | 0 | 0 | |
81369Y 95 6 SELECT SECTOR SPDR TR PUT | SELECT SECTOR SPDR TR | 81369Y956 | 1 | 350 | SH | Put | SOLE | 350 | 0 | 0 | |
46434V 95 6 ISHARES TR PUT | ISHARES TR | 46434V956 | 57 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
78464A 90 8 SPDR SERIES TRUST CALL | SPDR SERIES TRUST | 78464A908 | 0 | 909 | SH | Call | SOLE | 909 | 0 | 0 | |
464289 95 2 ISHARES PUT | ISHARES | 464289952 | 17 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
464289 95 9 ISHARES PUT | ISHARES | 464289959 | 29 | 500 | SH | Put | SOLE | 500 | 0 | 0 |