The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY | COMMON | 88579y101 | 595 | 2,833 | SH | SOLE | 0 | 0 | 2,833 | ||
AIR PRODUCTS & CHEM | COMMON | 009158106 | 1,534 | 10,145 | SH | SOLE | 220 | 0 | 9,925 | ||
ALPHABET | CLASS C | 02079K305 | 3,761 | 3,863 | SH | SOLE | 50 | 0 | 3,813 | ||
ALPHABET | CLASS A | 02079K107 | 298 | 311 | SH | SOLE | 0 | 0 | 311 | ||
AMAZON.COM | COMMON | 023135106 | 2,680 | 2,788 | SH | SOLE | 30 | 0 | 2,758 | ||
APPLE | COMMON | 037833100 | 220 | 1,427 | SH | SOLE | 0 | 0 | 1,427 | ||
AT&T | COMMON | 00206r102 | 919 | 23,466 | SH | SOLE | 0 | 0 | 23,466 | ||
BECTON DICKINSON | COMMON | 075887109 | 196 | 998 | SH | SOLE | 0 | 0 | 998 | ||
BERKSHIRE HATHAWAY CL B | CLASS B | 084670702 | 1,964 | 10,715 | SH | SOLE | 250 | 0 | 10,465 | ||
BLACKROCK MUNI HOLDINGS CALIF | COMMON | 09254l107 | 1,213 | 81,866 | SH | SOLE | 0 | 0 | 81,866 | ||
BLACKROCK MUNI YIELD CALIF | COMMON | 09254m105 | 1,238 | 80,153 | SH | SOLE | 0 | 0 | 80,153 | ||
CINTAS | COMMON | 172908105 | 2,638 | 18,281 | SH | SOLE | 0 | 0 | 18,281 | ||
COLGATE-PALMOLIVE | CLASS A | 194162103 | 697 | 9,566 | SH | SOLE | 0 | 0 | 9,566 | ||
COMCAST | CLASS A | 20030n101 | 2,971 | 77,211 | SH | SOLE | 1,000 | 0 | 76,211 | ||
CYPRESS SEMICONDUCTOR | COMMON | 232806109 | 1,767 | 117,629 | SH | SOLE | 1,130 | 0 | 116,499 | ||
DIAMONDS TRUST SER I | COMMON | 252787106 | 1,065 | 4,760 | SH | SOLE | 0 | 0 | 4,760 | ||
DISNEY WALT | COMMON | 254687106 | 761 | 7,722 | SH | SOLE | 0 | 0 | 7,722 | ||
DOMINOS PIZZA | COMMON | 25754a201 | 508 | 2,560 | SH | SOLE | 95 | 0 | 2,465 | ||
EOG RESOURCES | COMMON | 26875p101 | 988 | 10,210 | SH | SOLE | 0 | 0 | 10,210 | ||
CLASS A | 30303m102 | 2,220 | 12,993 | SH | SOLE | 90 | 0 | 12,903 | |||
FEDEX CORP | COMMON | 31428x106 | 2,272 | 10,070 | SH | SOLE | 140 | 0 | 9,930 | ||
FIRST REPUBLIC | COMMON | 33616C100 | 2,550 | 24,409 | SH | SOLE | 250 | 0 | 24,159 | ||
FIRST TRUST DOW INTERNET | COMMON | 33733E302 | 2,875 | 28,090 | SH | SOLE | 60 | 0 | 28,030 | ||
FIRST TRUST LOW DUR MORTG | COMMON | 33739Q200 | 2,562 | 49,284 | SH | SOLE | 765 | 0 | 48,519 | ||
FIRST TRUST MATERIALS ETF | COMMON | 33734X168 | 2,775 | 68,773 | SH | SOLE | 0 | 0 | 68,773 | ||
FIRST TRUST NTH AMERICAN ENRGY | COMMON | 33738D101 | 2,570 | 103,637 | SH | SOLE | 1,600 | 0 | 102,037 | ||
FIRST TRUST PREFERRED | COMMON | 33739E108 | 6,251 | 311,304 | SH | SOLE | 2,460 | 0 | 308,844 | ||
FOUNDATION MEDICINE INC | COMMON | 350465100 | 503 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
GENERAL DYNAMIC | COMMON | 369550108 | 555 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
GENTHERM | COMMON | 03070L300 | 1,320 | 35,520 | SH | SOLE | 0 | 0 | 35,520 | ||
GLOBAL X LITHIUM | COMMON | 37954Y855 | 832 | 22,232 | SH | SOLE | 0 | 0 | 22,232 | ||
HEALTHSOUTH CORP | COMMON | 421924309 | 348 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
HONEYWELL INTL | COMMON | 438516106 | 2,254 | 15,901 | SH | SOLE | 255 | 0 | 15,646 | ||
HUNTSMAN CORP | COMMON | 447011107 | 360 | 13,140 | SH | SOLE | 0 | 0 | 13,140 | ||
I SHARES BARCLAYS US AGGREGATE | COMMON | 464287226 | 602 | 5,493 | SH | SOLE | 45 | 0 | 5,448 | ||
I SHARES DOW JONES SELECT DIV | COMMON | 464287168 | 5,658 | 60,417 | SH | SOLE | 0 | 0 | 60,417 | ||
I SHARES DOW JONES U.S. R.E. I | COMMON | 464287739 | 2,690 | 33,677 | SH | SOLE | 695 | 0 | 32,982 | ||
I SHARES DOW JONES US PHARMACE | COMMON | 464288836 | 391 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
I SHARES IBOXX INVEST GRADE | COMMON | 464287242 | 4,165 | 34,358 | SH | SOLE | 475 | 0 | 33,883 | ||
I SHARES INC MSCI MALAYSIA | COMMON | 464286830 | 1,808 | 55,806 | SH | SOLE | 950 | 0 | 54,856 | ||
I SHARES INTL SELECT DIV | COMMON | 464288448 | 2,957 | 87,577 | SH | SOLE | 1,825 | 0 | 85,752 | ||
I SHARES MSCI AUSTRALIA | COMMON | 464286103 | 2,171 | 96,768 | SH | SOLE | 2,160 | 0 | 94,608 | ||
I SHARES MSCI CANADA | COMMON | 464286509 | 2,324 | 80,309 | SH | SOLE | 1,700 | 0 | 78,609 | ||
I SHARES MSCI EMERGING MKTS | COMMON | 464287234 | 5,490 | 122,510 | SH | SOLE | 1,555 | 0 | 120,955 | ||
I SHARES MSCI PACIFIC EX JAPAN | COMMON | 464286665 | 2,845 | 61,531 | SH | SOLE | 955 | 0 | 60,576 | ||
I SHARES RUSSELL 1000 GRWTH | COMMON | 464287614 | 702 | 5,612 | SH | SOLE | 0 | 0 | 5,612 | ||
I SHARES RUSSELL 1000 VAL | COMMON | 464287598 | 2,739 | 23,112 | SH | SOLE | 0 | 0 | 23,112 | ||
I SHARES RUSSELL 2000 GRWTH | COMMON | 464287648 | 5,571 | 31,128 | SH | SOLE | 295 | 0 | 30,833 | ||
I SHARES RUSSELL 2000 VAL | COMMON | 464287630 | 3,322 | 26,767 | SH | SOLE | 215 | 0 | 26,552 | ||
I SHARES RUSSELL MID CAP GRWTH | COMMON | 464287481 | 5,972 | 52,758 | SH | SOLE | 495 | 0 | 52,263 | ||
I SHARES S&P 100 | COMMON | 464287101 | 4,364 | 39,212 | SH | SOLE | 320 | 0 | 38,892 | ||
I SHARES TR DOW JONES AEROSPAC | COMMON | 464288760 | 6,668 | 37,452 | SH | SOLE | 280 | 0 | 37,172 | ||
I SHARES TR IBOXX $HGH YLD COR | COMMON | 464288513 | 2,851 | 32,122 | SH | SOLE | 875 | 0 | 31,247 | ||
I SHARES TR NASDAQ BIOTECH | COMMON | 464287556 | 4,410 | 13,220 | SH | SOLE | 200 | 0 | 13,020 | ||
I SHARES TREAS INFLATION PROTE | COMMON | 464287176 | 405 | 3,570 | SH | SOLE | 0 | 0 | 3,570 | ||
INTEL | COMMON | 458140100 | 818 | 21,487 | SH | SOLE | 550 | 0 | 20,937 | ||
ISHARES BARCLAYS MBS BOND FD | COMMON | 464288588 | 207 | 1,929 | SH | SOLE | 0 | 0 | 1,929 | ||
ISHARES GERMANY CURRENCY HEDGE | COMMON | 46434V704 | 2,634 | 92,462 | SH | SOLE | 2,120 | 0 | 90,342 | ||
ISHARES MSCI NEW ZEALAND | COMMON | 464289123 | 2,006 | 42,571 | SH | SOLE | 900 | 0 | 41,671 | ||
ISHARES NATL AMT FREE MUNI | COMMON | 464288414 | 355 | 3,205 | SH | SOLE | 0 | 0 | 3,205 | ||
ISHARES TR MSCI EAFE INDX | COMMON | 464287465 | 3,114 | 45,475 | SH | SOLE | 670 | 0 | 44,805 | ||
ISHARES US FINANCIAL SVCS | COMMON | 464287770 | 1,098 | 9,162 | SH | SOLE | 210 | 0 | 8,952 | ||
ISHARES US MED DEVICES | COMMON | 464288810 | 4,083 | 24,444 | SH | SOLE | 370 | 0 | 24,074 | ||
JOHNSON & JOHNSON | COMMON | 478160104 | 920 | 7,074 | SH | SOLE | 0 | 0 | 7,074 | ||
JP MORGAN CHASE | COMMON | 46625h100 | 1,882 | 19,704 | SH | SOLE | 0 | 0 | 19,704 | ||
KRANESHARES CHINA INTERNET | COMMON | 500767306 | 2,930 | 51,475 | SH | SOLE | 360 | 0 | 51,115 | ||
LOCKHEED MARTIN | COMMON | 539830109 | 2,027 | 6,533 | SH | SOLE | 100 | 0 | 6,433 | ||
MASTERCARD | COMMON | 57636q104 | 1,245 | 8,815 | SH | SOLE | 175 | 0 | 8,640 | ||
MICROSOFT | COMMON | 594918104 | 272 | 3,649 | SH | SOLE | 0 | 0 | 3,649 | ||
NOKIA | COMMON | 654902204 | 761 | 127,191 | SH | SOLE | 1,500 | 0 | 125,691 | ||
PHILIP MORRIS | COMMON | 718172109 | 1,619 | 14,585 | SH | SOLE | 235 | 0 | 14,350 | ||
PIMCO DYNAMIC CREDIT | COMMON | 72202D106 | 572 | 24,820 | SH | SOLE | 440 | 0 | 24,380 | ||
POWERSHARES EMERGING MKTS SOVE | COMMON | 73936t573 | 673 | 22,595 | SH | SOLE | 0 | 0 | 22,595 | ||
POWERSHARES ETF BUILD AMERICA | COMMON | 73937B407 | 1,127 | 37,092 | SH | SOLE | 700 | 0 | 36,392 | ||
POWERSHARES INDIA ETF | COMMON | 73935L100 | 954 | 40,300 | SH | SOLE | 875 | 0 | 39,425 | ||
POWERSHARES LEISURE & ENT | COMMON | 73935X757 | 1,936 | 46,871 | SH | SOLE | 525 | 0 | 46,346 | ||
POWERSHARES QQQ TR UNIT SER 1 | COMMON | 73935a104 | 728 | 5,005 | SH | SOLE | 0 | 0 | 5,005 | ||
POWERSHARES S&P SM CAP FINANCI | COMMON | 73937B803 | 1,859 | 34,688 | SH | SOLE | 1,075 | 0 | 33,613 | ||
POWERSHARES SM CAP INDUSTRIALS | COMMON | 73937B878 | 3,633 | 59,652 | SH | SOLE | 855 | 0 | 58,797 | ||
POWERSHARES TTF AEROSPACE | COMMON | 73935x690 | 549 | 10,710 | SH | SOLE | 0 | 0 | 10,710 | ||
PROSHARES ULTRA FINLS | COMMON | 74347r743 | 7,003 | 62,064 | SH | SOLE | 625 | 0 | 61,439 | ||
PROSHARES ULTRA QQQ | COMMON | 74347r206 | 6,596 | 102,709 | SH | SOLE | 950 | 0 | 101,759 | ||
RAYTHEON | COMMON | 755111507 | 4,119 | 22,075 | SH | SOLE | 189 | 0 | 21,886 | ||
SALESFORCE | COMMON | 79466l302 | 939 | 10,050 | SH | SOLE | 0 | 0 | 10,050 | ||
SECTOR SPDR SHS UTILITIES | COMMON | 81369y886 | 3,175 | 59,853 | SH | SOLE | 955 | 0 | 58,898 | ||
SECTOR SPDR TR INDUSTRIAL | COMMON | 81369y704 | 915 | 12,890 | SH | SOLE | 435 | 0 | 12,455 | ||
SPDR BLMBG BCLYS INTM CORP BND | COMMON | 78464A375 | 195 | 5,662 | SH | SOLE | 0 | 0 | 5,662 | ||
SPDR CONSUMER STAPLES | COMMON | 81369y308 | 6,308 | 116,853 | SH | SOLE | 1,470 | 0 | 115,383 | ||
SPDR S&P 500 ETF TRUSTUNIT SER | COMMON | 78462f103 | 239 | 950 | SH | SOLE | 0 | 0 | 950 | ||
SPDR S&P HOMEBUILDERS | COMMON | 78464a888 | 4,790 | 120,280 | SH | SOLE | 1,485 | 0 | 118,795 | ||
SPDR SHS BEN INT TECHNOLOGY | COMMON | 81369y803 | 278 | 4,710 | SH | SOLE | 0 | 0 | 4,710 | ||
SQUARE INC | CLASS A | 852234103 | 1,565 | 54,325 | SH | SOLE | 0 | 0 | 54,325 | ||
STATE STREET | COMMON | 857477103 | 245 | 2,565 | SH | SOLE | 0 | 0 | 2,565 | ||
THERMO FISHER SCIENTIFIC | COMMON | 883556102 | 1,159 | 6,125 | SH | SOLE | 0 | 0 | 6,125 | ||
TRAVELERS | COMMON | 89417E109 | 405 | 3,305 | SH | SOLE | 0 | 0 | 3,305 | ||
UNITED CONTINENTAL HLDGS | COMMON | 910047109 | 487 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
VALERO ENERGY | COMMON | 91913y100 | 447 | 5,804 | SH | SOLE | 0 | 0 | 5,804 | ||
VANGUARD DIV APPREC | COMMON | 921908844 | 3,330 | 35,135 | SH | SOLE | 0 | 0 | 35,135 | ||
VANGUARD EXTENDED MKT | COMMON | 922908652 | 720 | 6,725 | SH | SOLE | 0 | 0 | 6,725 | ||
VANGUARD INDEX MIDCAP VALUE | COMMON | 922908512 | 3,038 | 28,755 | SH | SOLE | 525 | 0 | 28,230 | ||
VANGUARD INFORM TECH | COMMON | 92204a702 | 1,006 | 6,616 | SH | SOLE | 0 | 0 | 6,616 | ||
VANGUARD TTL STK | COMMON | 922908769 | 557 | 4,303 | SH | SOLE | 0 | 0 | 4,303 | ||
VARIAN MEDICAL SYSTEMS INC | COMMON | 92220P105 | 500 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
VERIZON | COMMON | 92343v104 | 195 | 3,930 | SH | SOLE | 0 | 0 | 3,930 | ||
VISA | CLASS A | 92826c839 | 2,963 | 28,156 | SH | SOLE | 215 | 0 | 27,941 | ||
WAL-MART STORES | COMMON | 931142103 | 421 | 5,392 | SH | SOLE | 0 | 0 | 5,392 | ||
WESTERN DIGITAL | COMMON | 958102105 | 264 | 3,050 | SH | SOLE | 0 | 0 | 3,050 | ||
WISDOMTREE INTL DIV EX FIN | COMMON | 97717W786 | 967 | 22,673 | SH | SOLE | 0 | 0 | 22,673 |