The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY | COMMON | 88579y101 | 636 | 2,703 | SH | SOLE | 0 | 0 | 2,703 | ||
ADOBE SYSTEMS INC (DELAWARE) | COMMON | 00724f101 | 1,406 | 8,025 | SH | SOLE | 0 | 0 | 8,025 | ||
AIR PROD & CHEMICAL INC | COMMON | 009158106 | 1,768 | 10,776 | SH | SOLE | 0 | 0 | 10,776 | ||
ALPHABET | CLASS A | 02079K107 | 325 | 311 | SH | SOLE | 0 | 0 | 311 | ||
ALPHABET INC CL A | CLASS C | 02079K305 | 4,018 | 3,814 | SH | SOLE | 0 | 0 | 3,814 | ||
AMAZON.COM | COMMON | 023135106 | 3,221 | 2,754 | SH | SOLE | 0 | 0 | 2,754 | ||
APPLE | COMMON | 037833100 | 423 | 2,499 | SH | SOLE | 0 | 0 | 2,499 | ||
AT&T | COMMON | 00206r102 | 893 | 22,973 | SH | SOLE | 0 | 0 | 22,973 | ||
BANK OF MONTREAL | COMMON | 063671101 | 1,080 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
BERKSHIRE HATHAWAY | CLASS B | 084670702 | 1,978 | 9,980 | SH | SOLE | 0 | 0 | 9,980 | ||
BLACKROCK MUNI HOLDINGS CALIF | COMMON | 09254l107 | 1,249 | 87,985 | SH | SOLE | 0 | 0 | 87,985 | ||
BLACKROCK MUNI YIELD CALIF | COMMON | 09254m105 | 1,316 | 89,000 | SH | SOLE | 0 | 0 | 89,000 | ||
CINTAS | COMMON | 172908105 | 2,757 | 17,691 | SH | SOLE | 0 | 0 | 17,691 | ||
COLGATE-PALMOLIVE | CLASS A | 194162103 | 483 | 6,406 | SH | SOLE | 0 | 0 | 6,406 | ||
COMCAST | CLASS A | 20030n101 | 2,807 | 70,086 | SH | SOLE | 0 | 0 | 70,086 | ||
CONSUMER STAPLES SPDR | COMMON | 81369y308 | 220 | 3,875 | SH | SOLE | 0 | 0 | 3,875 | ||
CYPRESS SEMICONDUCTOR CP | COMMON | 232806109 | 1,834 | 120,353 | SH | SOLE | 0 | 0 | 120,353 | ||
DIAMONDS TRUST SER I | COMMON | 252787106 | 1,165 | 4,710 | SH | SOLE | 0 | 0 | 4,710 | ||
DISNEY WALT | COMMON | 254687106 | 830 | 7,722 | SH | SOLE | 0 | 0 | 7,722 | ||
EOG RESOURCES | COMMON | 26875p101 | 935 | 8,660 | SH | SOLE | 0 | 0 | 8,660 | ||
FACEBOOK INC CL A | CLASS A | 30303m102 | 2,310 | 13,088 | SH | SOLE | 0 | 0 | 13,088 | ||
FEDEX CORP | COMMON | 31428x106 | 2,541 | 10,181 | SH | SOLE | 0 | 0 | 10,181 | ||
FIRST REPUBLIC | COMMON | 33616C100 | 978 | 11,285 | SH | SOLE | 0 | 0 | 11,285 | ||
FIRST TRUST DOW JONES INTERNETINDEX FUND ETF | COMMON | 33733E302 | 3,356 | 30,540 | SH | SOLE | 0 | 0 | 30,540 | ||
FIRST TRUST LOW DUR MORTG | COMMON | 33739Q200 | 2,852 | 55,226 | SH | SOLE | 0 | 0 | 55,226 | ||
FIRST TRUST MATERIALS ALPHADEX | COMMON | 33734X168 | 4,633 | 105,672 | SH | SOLE | 0 | 0 | 105,672 | ||
FIRST TRUST NTH AMERICAN ENRGY | COMMON | 33738D101 | 2,409 | 98,093 | SH | SOLE | 0 | 0 | 98,093 | ||
FOUNDATION MEDICINE INC | COMMON | 350465100 | 853 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
FT-PREFERRED SECUR & INC ETF | COMMON | 33739E108 | 6,541 | 326,863 | SH | SOLE | 0 | 0 | 326,863 | ||
GENERAL DYNAMIC | COMMON | 369550108 | 549 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
GLOBAL X LITHIUM | COMMON | 37954Y855 | 1,243 | 32,072 | SH | SOLE | 0 | 0 | 32,072 | ||
HEALTHSOUTH CORP | COMMON | 421924309 | 371 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
HOME DEPOT | COMMON | 437076102 | 1,472 | 7,766 | SH | SOLE | 0 | 0 | 7,766 | ||
HONEYWELL INTL INC | COMMON | 438516106 | 2,464 | 16,067 | SH | SOLE | 0 | 0 | 16,067 | ||
HUNTSMAN CORP | COMMON | 447011107 | 556 | 16,715 | SH | SOLE | 0 | 0 | 16,715 | ||
I PATH CRUDE OIL | COMMON | 06738c786 | 1,782 | 272,425 | SH | SOLE | 0 | 0 | 272,425 | ||
I SHARES BARCLAYS US AGGREGATE | COMMON | 464287226 | 551 | 5,037 | SH | SOLE | 0 | 0 | 5,037 | ||
I SHARES DOW JONES U.S. R.E. I | COMMON | 464287739 | 3,436 | 42,411 | SH | SOLE | 0 | 0 | 42,411 | ||
I SHARES DOW JONES US PHARMACE | COMMON | 464288836 | 386 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
I SHARES IBOXX INVEST GRADE | COMMON | 464287242 | 4,646 | 38,218 | SH | SOLE | 0 | 0 | 38,218 | ||
I SHARES INTL SELECT DIV | COMMON | 464288448 | 3,211 | 95,029 | SH | SOLE | 0 | 0 | 95,029 | ||
I SHARES RUSSELL 1000 GRWTH | COMMON | 464287614 | 726 | 5,387 | SH | SOLE | 0 | 0 | 5,387 | ||
I SHARES TREAS INFLATION PROTE | COMMON | 464287176 | 639 | 5,600 | SH | SOLE | 0 | 0 | 5,600 | ||
INDUSTRIAL SELECT SECTOR SPDR FUND ETF | COMMON | 81369y704 | 1,219 | 16,110 | SH | SOLE | 0 | 0 | 16,110 | ||
INTEL CORP | COMMON | 458140100 | 1,179 | 25,545 | SH | SOLE | 0 | 0 | 25,545 | ||
ISHA HEDGED MSCI GERMANY | COMMON | 46434V704 | 2,703 | 94,202 | SH | SOLE | 0 | 0 | 94,202 | ||
ISHARES BARCLAYS MBS BOND FD | COMMON | 464288588 | 206 | 1,929 | SH | SOLE | 0 | 0 | 1,929 | ||
ISHARES DJ SELECT DIVIDEND ETF | COMMON | 464287168 | 6,077 | 61,653 | SH | SOLE | 0 | 0 | 61,653 | ||
ISHARES DJ US AEROSPACE & DF ETF | COMMON | 464288760 | 7,274 | 38,671 | SH | SOLE | 0 | 0 | 38,671 | ||
ISHARES DJ US MEDICAL DEVICE ETF | COMMON | 464288810 | 4,427 | 25,513 | SH | SOLE | 0 | 0 | 25,513 | ||
ISHARES IBOXX USD HIGH YIELD CORPORATE BOND | COMMON | 464288513 | 3,098 | 35,500 | SH | SOLE | 0 | 0 | 35,500 | ||
ISHARES MSCI AUSTRALIA ETF | COMMON | 464286103 | 2,262 | 97,616 | SH | SOLE | 0 | 0 | 97,616 | ||
ISHARES MSCI CANADA ETF | COMMON | 464286509 | 2,549 | 85,989 | SH | SOLE | 0 | 0 | 85,989 | ||
ISHARES MSCI EAFE ETF | COMMON | 464287465 | 3,781 | 53,775 | SH | SOLE | 0 | 0 | 53,775 | ||
ISHARES MSCI EMERGING MKT ETF | COMMON | 464287234 | 5,969 | 126,683 | SH | SOLE | 0 | 0 | 126,683 | ||
ISHARES MSCI JAPAN ETF | COMMON | 464286848 | 3,007 | 50,169 | SH | SOLE | 0 | 0 | 50,169 | ||
ISHARES MSCI TAIWAN ETF | COMMON | 464286731 | 1,689 | 46,632 | SH | SOLE | 0 | 0 | 46,632 | ||
ISHARES NASDAQ BIOTECH ETF | COMMON | 464287556 | 4,535 | 42,471 | SH | SOLE | 0 | 0 | 42,471 | ||
ISHARES NATL AMT FREE MUNI | COMMON | 464288414 | 355 | 3,205 | SH | SOLE | 0 | 0 | 3,205 | ||
ISHARES RUSSELL 1000 VALUE ETF | COMMON | 464287598 | 2,842 | 22,858 | SH | SOLE | 0 | 0 | 22,858 | ||
ISHARES RUSSELL 2000 GROWTH ETF | COMMON | 464287648 | 6,046 | 32,383 | SH | SOLE | 0 | 0 | 32,383 | ||
ISHARES RUSSELL 2000 VALUE ETF | COMMON | 464287630 | 3,354 | 26,674 | SH | SOLE | 0 | 0 | 26,674 | ||
ISHARES RUSSELL MIDCAP GRWTH ETF | COMMON | 464287481 | 6,566 | 54,424 | SH | SOLE | 0 | 0 | 54,424 | ||
ISHARES S&P 100 ETF | COMMON | 464287101 | 4,782 | 40,303 | SH | SOLE | 0 | 0 | 40,303 | ||
ISHARES TRUST DJ US FINANCL SVCS ETF | COMMON | 464287770 | 1,295 | 9,924 | SH | SOLE | 0 | 0 | 9,924 | ||
JOHNSON & JOHNSON | COMMON | 478160104 | 1,055 | 7,549 | SH | SOLE | 0 | 0 | 7,549 | ||
JPMORGAN CHASE & CO | COMMON | 46625h100 | 2,178 | 20,366 | SH | SOLE | 0 | 0 | 20,366 | ||
KRANESHARES CHINA INTERNET | COMMON | 500767306 | 3,162 | 53,953 | SH | SOLE | 0 | 0 | 53,953 | ||
LOCKHEED MARTIN | COMMON | 539830109 | 2,053 | 6,394 | SH | SOLE | 0 | 0 | 6,394 | ||
LYONDELLBASELL INDUSTRIES N V SHS - A - CL A EUR | CLASS A | N53745100 | 1,644 | 14,905 | SH | SOLE | 0 | 0 | 14,905 | ||
MASCO CORP | COMMON | 574599106 | 1,089 | 240 | SH | SOLE | 0 | 0 | 240 | ||
MASTERCARD INC CL A | COMMON | 57636q104 | 1,363 | 9,006 | SH | SOLE | 0 | 0 | 9,006 | ||
MICROSOFT | COMMON | 594918104 | 234 | 2,739 | SH | SOLE | 0 | 0 | 2,739 | ||
PIMCO DYNAMIC CREDIT & MORTGAGE INCOME FUND (Cusip:72202D106) | COMMON | 72202D106 | 875 | 39,005 | SH | SOLE | 0 | 0 | 39,005 | ||
POWERSHARES AERO & DEFENSE | COMMON | 73935x690 | 550 | 10,210 | SH | SOLE | 0 | 0 | 10,210 | ||
POWERSHARES DYNAMIC LEISURE & ENTERTAINMENT PORTFOLIO ETF | COMMON | 73935X757 | 2,592 | 58,667 | SH | SOLE | 0 | 0 | 58,667 | ||
POWERSHARES EMERGING MKTS SOVE | COMMON | 73936t573 | 771 | 26,105 | SH | SOLE | 0 | 0 | 26,105 | ||
POWERSHARES ETF BUILD AMERICA | COMMON | 73937B407 | 1,194 | 38,892 | SH | SOLE | 0 | 0 | 38,892 | ||
POWERSHARES INDIA PORTFOLIO ETF | COMMON | 73935L100 | 1,164 | 44,100 | SH | SOLE | 0 | 0 | 44,100 | ||
POWERSHARES QQQ TRUST | COMMON | 73935A104 | 1,199 | 7,698 | SH | SOLE | 0 | 0 | 7,698 | ||
POWERSHARES S&P SM CAP FINANCI | COMMON | 73937B803 | 1,804 | 33,104 | SH | SOLE | 0 | 0 | 33,104 | ||
POWERSHARES SM CAP INDUSTRIALS | COMMON | 73937B878 | 3,558 | 55,154 | SH | SOLE | 0 | 0 | 55,154 | ||
PROSHARES ULTRA FINANCIALS ETF | COMMON | 74347r743 | 7,974 | 62,330 | SH | SOLE | 0 | 0 | 62,330 | ||
RAYTHEON | COMMON | 755111507 | 4,020 | 21,399 | SH | SOLE | 0 | 0 | 21,399 | ||
ROSS STORES | COMMON | 778296103 | 301 | 3,749 | SH | SOLE | 0 | 0 | 3,749 | ||
SALESFORCE | COMMON | 79466l302 | 1,253 | 12,255 | SH | SOLE | 0 | 0 | 12,255 | ||
SECTOR SPDR TR ENERGY | COMMON | 81369y506 | 2,138 | 29,581 | SH | SOLE | 0 | 0 | 29,581 | ||
SOCIEDAD QUIMICA MINERA | COMMON | 833635105 | 935 | 15,754 | SH | SOLE | 0 | 0 | 15,754 | ||
SPDR GOLD TRUST | COMMON | 78463v107 | 210 | 1,701 | SH | SOLE | 0 | 0 | 1,701 | ||
SPDR S&P 500 ETF TRUSTUNIT SER | COMMON | 78462f103 | 242 | 905 | SH | SOLE | 0 | 0 | 905 | ||
SPDR S&P HOMEBUILDERS | COMMON | 78464a888 | 5,707 | 128,943 | SH | SOLE | 0 | 0 | 128,943 | ||
SPDR S&P REGIONAL BANKING ETF | COMMON | 78464A698 | 2,319 | 39,400 | SH | SOLE | 0 | 0 | 39,400 | ||
SQUARE INC | CLASS A | 852234103 | 840 | 24,230 | SH | SOLE | 0 | 0 | 24,230 | ||
STATE STREET | COMMON | 857477103 | 250 | 2,565 | SH | SOLE | 0 | 0 | 2,565 | ||
TECHNOLOGY SELECT SECT SPDR | COMMON | 81369y803 | 402 | 6,285 | SH | SOLE | 0 | 0 | 6,285 | ||
THERMO FISHER SCIENTIFIC | COMMON | 883556102 | 1,203 | 6,335 | SH | SOLE | 0 | 0 | 6,335 | ||
TJX COMPANIES | COMMON | 872540109 | 786 | 10,275 | SH | SOLE | 0 | 0 | 10,275 | ||
TRAVELERS | COMMON | 89417E109 | 380 | 2,805 | SH | SOLE | 0 | 0 | 2,805 | ||
ULTRA QQQ PROSHARES ETF $0.07 | COMMON | 74347r206 | 7,316 | 99,764 | SH | SOLE | 0 | 0 | 99,764 | ||
UNITED CONTINENTAL HLDGS | COMMON | 910047109 | 539 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
UTILITIES SELECT SECTOR SPDR | COMMON | 81369y886 | 339 | 6,430 | SH | SOLE | 0 | 0 | 6,430 | ||
VALERO ENERGY | COMMON | 91913y100 | 486 | 5,284 | SH | SOLE | 0 | 0 | 5,284 | ||
VANGUARD DIVIDEND APPREC ETF | COMMON | 921908844 | 4,357 | 42,699 | SH | SOLE | 0 | 0 | 42,699 | ||
VANGUARD EXTENDED MKT | COMMON | 922908652 | 682 | 6,105 | SH | SOLE | 0 | 0 | 6,105 | ||
VANGUARD INDEX MIDCAP VALUE | COMMON | 922908512 | 3,463 | 31,042 | SH | SOLE | 0 | 0 | 31,042 | ||
VANGUARD INFORM TECH | COMMON | 92204a702 | 996 | 6,046 | SH | SOLE | 0 | 0 | 6,046 | ||
VANGUARD TTL STK | COMMON | 922908769 | 571 | 4,163 | SH | SOLE | 0 | 0 | 4,163 | ||
VARIAN MEDICAL SYSTEMS INC | COMMON | 92220P105 | 556 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
VERIZON | COMMON | 92343v104 | 203 | 3,843 | SH | SOLE | 0 | 0 | 3,843 | ||
VISA | CLASS A | 92826c839 | 3,069 | 26,917 | SH | SOLE | 0 | 0 | 26,917 | ||
VMWARE INC CL A | COMMON | 928563402 | 669 | 5,335 | SH | SOLE | 0 | 0 | 5,335 | ||
WAL-MART STORES | COMMON | 931142103 | 543 | 5,502 | SH | SOLE | 0 | 0 | 5,502 | ||
WISDOMTREE EUROPE SMALL CAP DIVIDEND ETF | COMMON | 97717W869 | 3,065 | 43,432 | SH | SOLE | 0 | 0 | 43,432 | ||
WISDOMTREE INTL DIV EX FIN | COMMON | 97717W786 | 1,079 | 24,870 | SH | SOLE | 0 | 0 | 24,870 |