The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Accenture PLC | Common Stock | G1151C101 | 3,674 | 24,000 | SH | Call | SOLE | 24,000 | 0 | 0 | |
Aetna Inc | Common Stock | 00817Y108 | 2,255 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
Akamai Technologies Inc | Common Stock | 00971T101 | 130 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
Allergan PLC | Common Stock | G0177J108 | 1,178 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
Allergan PLC | Common Stock | G0177J108 | 1,145 | 7,000 | SH | Put | SOLE | 7,000 | 0 | 0 | |
Ambac Financial Group Inc | Common Stock | 023139884 | 479 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Ambac Financial Group Inc | Common Stock | 023139884 | 919 | 57,500 | SH | Put | SOLE | 57,500 | 0 | 0 | |
Ambarella Inc | Common Stock | G037AX101 | 2,938 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
American Water Works Co Inc | Common Stock | 030420103 | 915 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
Anheuser-Busch InBev SA/NV | ADR | 03524A108 | 1,395 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
Apollo Global Management LLC | MLP | 037612306 | 100 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
Assured Guaranty Ltd | Common Stock | G0585R106 | 339 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
AutoZone Inc | Common Stock | 053332102 | 1,707 | 2,400 | SH | Put | SOLE | 2,400 | 0 | 0 | |
Berkshire Hathaway Inc | Common Stock | 084670702 | 1,189 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
Biogen Inc | Common Stock | 09062X103 | 2,166 | 6,800 | SH | Call | SOLE | 6,800 | 0 | 0 | |
Blackhawk Network Holdings Inc | Common Stock | 09238E104 | 1,783 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Blackhawk Network Holdings Inc | Common Stock | 09238E104 | 10,071 | 282,500 | SH | Call | SOLE | 282,500 | 0 | 0 | |
Bunge Ltd | Common Stock | G16962105 | 11,404 | 170,000 | SH | Call | SOLE | 170,000 | 0 | 0 | |
Cameco Corp | Common Stock | 13321L108 | 5 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
Cboe Global Markets Inc | Common Stock | 12503M108 | 4,610 | 37,000 | SH | Put | SOLE | 37,000 | 0 | 0 | |
CenterPoint Energy Inc | Common Stock | 15189T107 | 284 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CenturyLink Inc | Common Stock | 156700106 | 584 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
Charles Schwab Corp/The | Common Stock | 808513105 | 514 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Charles Schwab Corp/The | Common Stock | 808513105 | 2,055 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
Chevron Corp | Common Stock | 166764100 | 739 | 5,900 | SH | Call | SOLE | 5,900 | 0 | 0 | |
Chipotle Mexican Grill Inc | Common Stock | 169656105 | 5,781 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Chipotle Mexican Grill Inc | Common Stock | 169656105 | 7,226 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
CME Group Inc | Common Stock | 12572Q105 | 2,921 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
Coca-Cola Co/The | Common Stock | 191216100 | 9 | 200 | SH | Call | SOLE | 200 | 0 | 0 | |
Constellium NV | Common Stock | N22035104 | 74 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
Constellium NV | Common Stock | N22035104 | 669 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
Cypress Semiconductor Corp | Common Stock | 232806109 | 70 | 4,600 | SH | Call | SOLE | 4,600 | 0 | 0 | |
DaVita Inc | Common Stock | 23918K108 | 4,270 | 59,100 | SH | Put | SOLE | 59,100 | 0 | 0 | |
Direxion Daily Gold Miners Ind | ETP | 25460E844 | 666 | 21,000 | SH | Call | SOLE | 21,000 | 0 | 0 | |
DISH Network Corp | Common Stock | 25470M109 | 716 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
DISH Network Corp | Common Stock | 25470M109 | 239 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
DowDuPont Inc | Common Stock | 26078J100 | 178 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
ETRADE Financial Corp | Common Stock | 269246401 | 744 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ETRADE Financial Corp | Common Stock | 269246401 | 2,974 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
EASTERLY ACQUISITION CORP | Equity WRT | 27616L110 | 29 | 48,600 | SH | SOLE | 48,600 | 0 | 0 | ||
eBay Inc | Common Stock | 278642103 | 4,151 | 110,000 | SH | Call | SOLE | 110,000 | 0 | 0 | |
Encana Corp | Common Stock | 292505104 | 5 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Endocyte Inc | Common Stock | 29269A102 | 139 | 32,500 | SH | Put | SOLE | 32,500 | 0 | 0 | |
Energous Corp | Common Stock | 29272C103 | 204 | 10,500 | SH | Put | SOLE | 10,500 | 0 | 0 | |
EnLink Midstream LLC | Common Stock | 29336T100 | 176 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
Exxon Mobil Corp | Common Stock | 30231G102 | 243 | 2,900 | SH | Call | SOLE | 2,900 | 0 | 0 | |
Fairmount Santrol Holdings Inc | Common Stock | 30555Q108 | 2,458 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | ||
Fairmount Santrol Holdings Inc | Common Stock | 30555Q108 | 1,867 | 357,000 | SH | Call | SOLE | 357,000 | 0 | 0 | |
Floor & Decor Holdings Inc | Common Stock | 339750101 | 487 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
GAIN Capital Holdings Inc | Common Stock | 36268W100 | 88 | 8,800 | SH | Call | SOLE | 8,800 | 0 | 0 | |
General Mills Inc | Common Stock | 370334104 | 13,933 | 235,000 | SH | Call | SOLE | 235,000 | 0 | 0 | |
Global X Funds Global X Social | ETP | 37950E416 | 774 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
Global X Funds Global X Social | ETP | 37950E416 | 774 | 23,500 | SH | Put | SOLE | 23,500 | 0 | 0 | |
Global X Lithium & Battery Tec | ETP | 37954Y855 | 11,973 | 308,900 | SH | SOLE | 308,900 | 0 | 0 | ||
Global X Lithium & Battery Tec | ETP | 37954Y855 | 11,919 | 307,500 | SH | Put | SOLE | 307,500 | 0 | 0 | |
Global X NASDAQ China Technolo | ETP | 37950E804 | 272 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
Global X NASDAQ China Technolo | ETP | 37950E804 | 272 | 8,800 | SH | Put | SOLE | 8,800 | 0 | 0 | |
GrubHub Inc | Common Stock | 400110102 | 359 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
GrubHub Inc | Common Stock | 400110102 | 8,616 | 120,000 | SH | Put | SOLE | 120,000 | 0 | 0 | |
IBM | Common Stock | 459200101 | 1,534 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
Intel Corp | Common Stock | 458140100 | 1,362 | 29,500 | SH | Call | SOLE | 29,500 | 0 | 0 | |
KEMET Corp | Common Stock | 488360207 | 151 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
Koninklijke Philips NV | NY Reg Shrs | 500472303 | 76 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
MannKind Corp | Common Stock | 56400P706 | 93 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
Marathon Patent Group Inc | Common Stock | 56585W302 | 103 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
MBIA Inc | Common Stock | 55262C100 | 146 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MBIA Inc | Common Stock | 55262C100 | 695 | 95,000 | SH | Put | SOLE | 95,000 | 0 | 0 | |
Merck & Co Inc | Common Stock | 58933Y105 | 844 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
Metropolitan Bank Holding Corp | Common Stock | 591774104 | 1,053 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MiMedx Group Inc | Common Stock | 602496101 | 536 | 42,500 | SH | Put | SOLE | 42,500 | 0 | 0 | |
Mondelez International Inc | Common Stock | 609207105 | 26 | 600 | SH | SOLE | 600 | 0 | 0 | ||
Mondelez International Inc | Common Stock | 609207105 | 856 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
Mosaic Co/The | Common Stock | 61945C103 | 128 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
Nasdaq Inc | Common Stock | 631103108 | 2,305 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
Nationstar Mortgage Holdings I | Common Stock | 63861C109 | 4,912 | 265,500 | SH | Call | SOLE | 265,500 | 0 | 0 | |
Navistar International Corp | Common Stock | 63934E108 | 1,372 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
Novavax Inc | Common Stock | 670002104 | 8 | 6,800 | SH | Call | SOLE | 6,800 | 0 | 0 | |
NRG Energy Inc | Common Stock | 629377508 | 3,805 | 133,600 | SH | Call | SOLE | 133,600 | 0 | 0 | |
Oclaro Inc | Common Stock | 67555N206 | 506 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
Omnicom Group Inc | Common Stock | 681919106 | 211 | 2,900 | SH | Call | SOLE | 2,900 | 0 | 0 | |
Overstock.com Inc | Common Stock | 690370101 | 1,086 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
Palo Alto Networks Inc | Common Stock | 697435105 | 8,696 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
Pinnacle Foods Inc | Common Stock | 72348P104 | 595 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
PNC Financial Services Group I | Common Stock | 693475105 | 289 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
Popular Inc | Common Stock | 733174700 | 1,508 | 42,500 | SH | Call | SOLE | 42,500 | 0 | 0 | |
PowerShares QQQ Trust Series 1 | ETP | 73935A104 | 9,346 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
Procter & Gamble Co/The | Common Stock | 742718109 | 74 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Procter & Gamble Co/The | Common Stock | 742718109 | 1,378 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
QUALCOMM Inc | Common Stock | 747525103 | 3,681 | 57,500 | SH | Call | SOLE | 57,500 | 0 | 0 | |
Regal Entertainment Group | Common Stock | 758766109 | 2,301 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
Regeneron Pharmaceuticals Inc | Common Stock | 75886F107 | 564 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
Remark Holdings Inc | Common Stock | 75955K102 | 97 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
Riot Blockchain Inc | Common Stock | 767292105 | 1,846 | 65,000 | SH | Put | SOLE | 65,000 | 0 | 0 | |
Rockwell Medical Inc | Common Stock | 774374102 | 20 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Sears Holdings Corp | Common Stock | 812350106 | 215 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
Signet Jewelers Ltd | Common Stock | G81276100 | 11 | 200 | SH | Call | SOLE | 200 | 0 | 0 | |
Snap Inc | Common Stock | 83304A106 | 110 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
SPDR S&P 500 ETF Trust | ETP | 78462F103 | 8,006 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
SPDR S&P 500 ETF Trust | ETP | 78462F103 | 80,058 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
Spectrum Pharmaceuticals Inc | Common Stock | 84763A108 | 190 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
Square Inc | Common Stock | 852234103 | 2,080 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
Steel Dynamics Inc | Common Stock | 858119100 | 108 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
Steel Dynamics Inc | Common Stock | 858119100 | 1,617 | 37,500 | SH | Put | SOLE | 37,500 | 0 | 0 | |
Sysco Corp | Common Stock | 871829107 | 911 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
TD Ameritrade Holding Corp | Common Stock | 87236Y108 | 3,068 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
Thermo Fisher Scientific Inc | Common Stock | 883556102 | 570 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
Time Warner Inc | Common Stock | 887317303 | 7,546 | 82,500 | SH | Call | SOLE | 82,500 | 0 | 0 | |
Twenty-First Century Fox Inc | Common Stock | 90130A101 | 173 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Twenty-First Century Fox Inc | Common Stock | 90130A101 | 1,554 | 45,000 | SH | Call | SOLE | 45,000 | 0 | 0 | |
Twitter Inc | Common Stock | 90184L102 | 1,441 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
VanEck Vectors Rare Earth/Stra | ETP | 92189F742 | 1,820 | 60,500 | SH | SOLE | 60,500 | 0 | 0 | ||
VanEck Vectors Rare Earth/Stra | ETP | 92189F742 | 1,820 | 60,500 | SH | Put | SOLE | 60,500 | 0 | 0 | |
Vodafone Group PLC | ADR | 92857W308 | 718 | 22,500 | SH | Call | SOLE | 22,500 | 0 | 0 | |
Vulcan Materials Co | Common Stock | 929160109 | 680 | 5,300 | SH | Call | SOLE | 5,300 | 0 | 0 | |
Western Union Co/The | Common Stock | 959802109 | 416 | 21,900 | SH | Call | SOLE | 21,900 | 0 | 0 | |
Whirlpool Corp | Common Stock | 963320106 | 928 | 5,500 | SH | Call | SOLE | 5,500 | 0 | 0 | |
WPP PLC | ADR | 92937A102 | 906 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
Xunlei Ltd | ADR | 98419E108 | 385 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 |