The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 2,102 | 17,797 | SH | SOLE | 17,797 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 2,992 | 27,735 | SH | SOLE | 27,735 | 0 | 0 | ||
ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 47 | 11,207 | SH | SOLE | 11,207 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 4,161 | 13,005 | SH | SOLE | 13,005 | 0 | 0 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 357 | 620 | SH | SOLE | 620 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 351 | 3,413 | SH | SOLE | 3,413 | 0 | 0 | ||
ADVISORSHARES TR | PURE CANNABIS | 00768Y495 | 263 | 15,972 | SH | SOLE | 15,972 | 0 | 0 | ||
ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | 252 | 7,970 | SH | SOLE | 7,970 | 0 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 943 | 5,984 | SH | SOLE | 5,984 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 636 | 238 | SH | SOLE | 238 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 464 | 174 | SH | SOLE | 174 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 328 | 7,214 | SH | SOLE | 7,214 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 9 | 199 | SH | DFND | 0 | 0 | 199 | ||
AMAZON COM INC | COM | 023135106 | 355 | 108 | SH | SOLE | 108 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 2,611 | 18,451 | SH | SOLE | 18,451 | 0 | 0 | ||
BADGER METER INC | COM | 056525108 | 917 | 9,065 | SH | SOLE | 9,065 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,152 | 11,551 | SH | SOLE | 11,551 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 233 | 5,485 | SH | SOLE | 5,485 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 18 | 433 | SH | DFND | 0 | 0 | 433 | ||
BP PLC | SPONSORED ADR | 055622104 | 311 | 11,395 | SH | SOLE | 11,395 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 93 | 11,150 | SH | SOLE | 11,150 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 5,305 | 52,290 | SH | SOLE | 52,290 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 14 | 142 | SH | DFND | 0 | 0 | 142 | ||
CISCO SYS INC | COM | 17275R102 | 3,247 | 59,658 | SH | SOLE | 59,658 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 12 | 228 | SH | DFND | 0 | 0 | 228 | ||
COGNEX CORP | COM | 192422103 | 837 | 10,429 | SH | SOLE | 10,429 | 0 | 0 | ||
CORESITE RLTY CORP | COM | 21870Q105 | 2,600 | 18,765 | SH | SOLE | 18,765 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,224 | 2,724 | SH | SOLE | 2,724 | 0 | 0 | ||
CYRUSONE INC | COM | 23283R100 | 2,203 | 28,455 | SH | SOLE | 28,455 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 971 | 3,189 | SH | SOLE | 3,189 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 359 | 1,070 | SH | SOLE | 1,070 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 603 | 3,562 | SH | SOLE | 3,562 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 2,700 | 27,670 | SH | SOLE | 27,670 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 12 | 120 | SH | DFND | 0 | 0 | 120 | ||
EDISON INTL | COM | 281020107 | 253 | 4,559 | SH | SOLE | 4,559 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 303 | 2,676 | SH | SOLE | 2,676 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 2,468 | 26,200 | SH | SOLE | 26,200 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 3,714 | 63,143 | SH | SOLE | 63,143 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 10 | 165 | SH | DFND | 0 | 0 | 165 | ||
FRANCO NEV CORP | COM | 351858105 | 996 | 7,665 | SH | SOLE | 7,665 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 3,378 | 17,234 | SH | SOLE | 17,234 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 10 | 50 | SH | DFND | 0 | 0 | 50 | ||
GLOBAL X FDS | GLOBAL X SILVER | 37954Y848 | 730 | 20,805 | SH | SOLE | 20,805 | 0 | 0 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 | 316 | 8,969 | SH | SOLE | 8,969 | 0 | 0 | ||
GOLD TR | ISHARES NEW | 464285204 | 3,847 | 115,133 | SH | SOLE | 115,133 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 3,024 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 3,756 | 17,692 | SH | SOLE | 17,692 | 0 | 0 | ||
IDEX CORP | COM | 45167R104 | 787 | 3,801 | SH | SOLE | 3,801 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2,765 | 51,889 | SH | SOLE | 51,889 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 14 | 260 | SH | DFND | 0 | 0 | 260 | ||
INTUIT | COM | 461202103 | 989 | 1,834 | SH | SOLE | 1,834 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 395 | 1,104 | SH | SOLE | 1,104 | 0 | 0 | ||
ISHARES TR | CORE TOTAL USD | 46434V613 | 17,732 | 333,063 | SH | SOLE | 333,063 | 0 | 0 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 17,198 | 648,266 | SH | SOLE | 648,266 | 0 | 0 | ||
ISHARES TR | ESG AWR MSCI USA | 46435G425 | 11,088 | 112,610 | SH | SOLE | 112,610 | 0 | 0 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 9,494 | 89,169 | SH | SOLE | 89,169 | 0 | 0 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 8,620 | 169,514 | SH | SOLE | 169,514 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 7,786 | 71,309 | SH | SOLE | 71,309 | 0 | 0 | ||
ISHARES TR | FALN ANGLS USD | 46435G474 | 6,196 | 205,774 | SH | SOLE | 205,774 | 0 | 0 | ||
ISHARES TR | GLOBAL FINLS ETF | 464287333 | 5,282 | 67,329 | SH | SOLE | 67,329 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 3,505 | 27,450 | SH | SOLE | 27,450 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 3,210 | 27,954 | SH | SOLE | 27,954 | 0 | 0 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 1,543 | 30,212 | SH | SOLE | 30,212 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 618 | 1,435 | SH | SOLE | 1,435 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 591 | 2,446 | SH | SOLE | 2,446 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 389 | 7,722 | SH | SOLE | 7,722 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 386 | 4,475 | SH | SOLE | 4,475 | 0 | 0 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 351 | 5,650 | SH | SOLE | 5,650 | 0 | 0 | ||
ISHARES TR | BROAD USD HIGH | 46435U853 | 252 | 6,080 | SH | SOLE | 6,080 | 0 | 0 | ||
ISHARES TR | GLOBAL TECH ETF | 464287291 | 251 | 4,434 | SH | SOLE | 4,434 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 202 | 1,517 | SH | SOLE | 1,517 | 0 | 0 | ||
ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 | 2,122 | 42,330 | SH | SOLE | 42,330 | 0 | 0 | ||
ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 | 263 | 7,332 | SH | SOLE | 7,332 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 2,317 | 138,479 | SH | SOLE | 138,479 | 0 | 0 | ||
M & T BK CORP | COM | 55261F104 | 246 | 1,645 | SH | SOLE | 1,645 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 299 | 2,020 | SH | SOLE | 2,020 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 2,612 | 10,831 | SH | SOLE | 10,831 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 3,411 | 27,214 | SH | SOLE | 27,214 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 15 | 117 | SH | DFND | 0 | 0 | 117 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 959 | 6,249 | SH | SOLE | 6,249 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 5,044 | 17,891 | SH | SOLE | 17,891 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 10 | 34 | SH | DFND | 0 | 0 | 34 | ||
MORNINGSTAR INC | COM | 617700109 | 466 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 662 | 4,557 | SH | SOLE | 4,557 | 0 | 0 | ||
NORDSON CORP | COM | 655663102 | 942 | 3,954 | SH | SOLE | 3,954 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 207 | 574 | SH | SOLE | 574 | 0 | 0 | ||
NUCOR CORP | COM | 670346105 | 1,764 | 17,915 | SH | SOLE | 17,915 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 917 | 4,425 | SH | SOLE | 4,425 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 3,146 | 36,105 | SH | SOLE | 36,105 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 493 | 3,280 | SH | SOLE | 3,280 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 295 | 6,855 | SH | SOLE | 6,855 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 14 | 320 | SH | DFND | 0 | 0 | 320 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 215 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
PUBLIC STORAGE | COM | 74460D109 | 2,407 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 2,365 | 18,335 | SH | SOLE | 18,335 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 314 | 3,648 | SH | SOLE | 3,648 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 15 | 171 | SH | DFND | 0 | 0 | 171 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 913 | 3,105 | SH | SOLE | 3,105 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 279 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 4,507 | 61,879 | SH | SOLE | 61,879 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 21,305 | 315,726 | SH | SOLE | 315,726 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 12,182 | 82,260 | SH | SOLE | 82,260 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 7,006 | 181,041 | SH | SOLE | 181,041 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 2,561 | 24,658 | SH | SOLE | 24,658 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 277 | 5,410 | SH | SOLE | 5,410 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 4,654 | 89,351 | SH | SOLE | 89,351 | 0 | 0 | ||
SEMPRA | COM | 816851109 | 2,737 | 21,638 | SH | SOLE | 21,638 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 814 | 22,479 | SH | SOLE | 22,479 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,045 | 2,436 | SH | SOLE | 2,436 | 0 | 0 | ||
STRYKER CORPORATION | COM | 863667101 | 918 | 3,480 | SH | SOLE | 3,480 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,423 | 1,835 | SH | SOLE | 1,835 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 327 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 400 | 1,024 | SH | SOLE | 1,024 | 0 | 0 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 6,033 | 67,448 | SH | SOLE | 67,448 | 0 | 0 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 3,401 | 41,500 | SH | SOLE | 41,500 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 5,904 | 20,346 | SH | SOLE | 20,346 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 844 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 553 | 10,513 | SH | SOLE | 10,513 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 28,179 | 341,942 | SH | SOLE | 341,942 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | 15,920 | 298,745 | SH | SOLE | 298,745 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 | 589 | 2,940 | SH | SOLE | 2,940 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,266 | 25,071 | SH | SOLE | 25,071 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,494 | 46,178 | SH | SOLE | 46,178 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 521 | 2,341 | SH | SOLE | 2,341 | 0 | 0 | ||
VOLITIONRX LTD | COM | 928661107 | 172 | 55,596 | SH | SOLE | 55,596 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 2,484 | 17,820 | SH | SOLE | 17,820 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 660 | 14,231 | SH | SOLE | 14,231 | 0 | 0 | ||
WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 | 414 | 9,500 | SH | SOLE | 9,500 | 0 | 0 |