The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 805 | 3,866 | SH | SOLE | 0 | 0 | 3,866 | ||
ABBVIE INC | COM | 00287Y109 | 712 | 9,823 | SH | SOLE | 0 | 0 | 9,823 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 1,784 | 14,427 | SH | SOLE | 0 | 0 | 14,427 | ||
ACUITY BRANDS INC | COM | 00508Y102 | 1,045 | 5,143 | SH | SOLE | 0 | 0 | 5,143 | ||
AGNC INVT CORP | COM | 00123Q104 | 556 | 26,095 | SH | SOLE | 0 | 0 | 26,095 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 282 | 310 | SH | SOLE | 0 | 0 | 310 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 343 | 369 | SH | SOLE | 0 | 0 | 369 | ||
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 212 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 3,422 | 80,200 | SH | SOLE | 0 | 0 | 80,200 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,353 | 18,165 | SH | SOLE | 0 | 0 | 18,165 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 1,668 | 21,400 | SH | SOLE | 0 | 0 | 21,400 | ||
AMGEN INC | COM | 031162100 | 1,095 | 6,359 | SH | SOLE | 0 | 0 | 6,359 | ||
ANALOG DEVICES INC | COM | 032654105 | 517 | 6,640 | SH | SOLE | 0 | 0 | 6,640 | ||
ANSYS INC | COM | 03662Q105 | 1,823 | 14,980 | SH | SOLE | 0 | 0 | 14,980 | ||
APPLE INC | COM | 037833100 | 2,241 | 15,560 | SH | SOLE | 0 | 0 | 15,560 | ||
ARES CAP CORP | COM | 04010L103 | 847 | 51,735 | SH | SOLE | 0 | 0 | 51,735 | ||
ARISTA NETWORKS INC | COM | 040413106 | 233 | 1,557 | SH | SOLE | 0 | 0 | 1,557 | ||
ASHFORD HOSPITALITY TR INC | COM SHS | 044103109 | 210 | 34,500 | SH | SOLE | 0 | 0 | 34,500 | ||
AT&T INC | COM | 00206R102 | 687 | 18,213 | SH | SOLE | 0 | 0 | 18,213 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 487 | 9,545 | SH | SOLE | 0 | 0 | 9,545 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 463 | 2,734 | SH | SOLE | 0 | 0 | 2,734 | ||
BIOGEN INC | COM | 09062X103 | 470 | 1,733 | SH | SOLE | 0 | 0 | 1,733 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 670 | 89,400 | SH | SOLE | 0 | 0 | 89,400 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 521 | 38,744 | SH | SOLE | 0 | 0 | 38,744 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 257 | 40,305 | SH | SOLE | 0 | 0 | 40,305 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 568 | 10,194 | SH | SOLE | 0 | 0 | 10,194 | ||
BROADCOM LTD | SHS | Y09827109 | 261 | 1,122 | SH | SOLE | 0 | 0 | 1,122 | ||
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 2,573 | 34,056 | SH | SOLE | 0 | 0 | 34,056 | ||
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 129 | 15,130 | SH | SOLE | 0 | 0 | 15,130 | ||
CANTEL MEDICAL CORP | COM | 138098108 | 234 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 692 | 6,631 | SH | SOLE | 0 | 0 | 6,631 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 2,184 | 42,093 | SH | SOLE | 0 | 0 | 42,093 | ||
CISCO SYS INC | COM | 17275R102 | 365 | 11,660 | SH | SOLE | 0 | 0 | 11,660 | ||
CLOROX CO DEL | COM | 189054109 | 1,035 | 7,766 | SH | SOLE | 0 | 0 | 7,766 | ||
COCA COLA CO | COM | 191216100 | 369 | 8,235 | SH | SOLE | 0 | 0 | 8,235 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 360 | 4,854 | SH | SOLE | 0 | 0 | 4,854 | ||
COMCAST CORP NEW | CL A | 20030N101 | 287 | 7,384 | SH | SOLE | 0 | 0 | 7,384 | ||
CONCHO RES INC | COM | 20605P101 | 284 | 2,335 | SH | SOLE | 0 | 0 | 2,335 | ||
CORE LABORATORIES N V | COM | N22717107 | 256 | 2,525 | SH | SOLE | 0 | 0 | 2,525 | ||
CORENERGY INFRASTRUCTURE TR | DEP SHS REPSTG | 21870U304 | 857 | 34,253 | SH | SOLE | 0 | 0 | 34,253 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,319 | 8,250 | SH | SOLE | 0 | 0 | 8,250 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,114 | 11,116 | SH | SOLE | 0 | 0 | 11,116 | ||
CVS HEALTH CORP | COM | 126650100 | 246 | 3,058 | SH | SOLE | 0 | 0 | 3,058 | ||
DANAHER CORP DEL | COM | 235851102 | 2,159 | 25,583 | SH | SOLE | 0 | 0 | 25,583 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 252 | 2,235 | SH | SOLE | 0 | 0 | 2,235 | ||
EATON CORP PLC | SHS | G29183103 | 526 | 6,763 | SH | SOLE | 0 | 0 | 6,763 | ||
EOG RES INC | COM | 26875P101 | 1,202 | 13,274 | SH | SOLE | 0 | 0 | 13,274 | ||
EQUIFAX INC | COM | 294429105 | 1,120 | 8,149 | SH | SOLE | 0 | 0 | 8,149 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,985 | 24,584 | SH | SOLE | 0 | 0 | 24,584 | ||
FACEBOOK INC | CL A | 30303M102 | 282 | 1,865 | SH | SOLE | 0 | 0 | 1,865 | ||
FACTSET RESH SYS INC | COM | 303075105 | 641 | 3,860 | SH | SOLE | 0 | 0 | 3,860 | ||
FIFTH STREET FINANCE CORP | COM | 31678A103 | 405 | 83,400 | SH | SOLE | 0 | 0 | 83,400 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 1,288 | 44,022 | SH | SOLE | 0 | 0 | 44,022 | ||
FISERV INC | COM | 337738108 | 513 | 4,190 | SH | SOLE | 0 | 0 | 4,190 | ||
FORTIVE CORP | COM | 34959J108 | 777 | 12,258 | SH | SOLE | 0 | 0 | 12,258 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 778 | 3,928 | SH | SOLE | 0 | 0 | 3,928 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 272 | 10,069 | SH | SOLE | 0 | 0 | 10,069 | ||
GLADSTONE CAPITAL CORP | COM | 376535100 | 101 | 10,300 | SH | SOLE | 0 | 0 | 10,300 | ||
GLADSTONE INVT CORP | COM | 376546107 | 2,037 | 216,750 | SH | SOLE | 0 | 0 | 216,750 | ||
GLOBAL NET LEASE INC | COM NEW | 379378201 | 353 | 15,852 | SH | SOLE | 0 | 0 | 15,852 | ||
GLOBAL X FDS | GLBX SUPRINC ETF | 37950E333 | 416 | 32,400 | SH | SOLE | 0 | 0 | 32,400 | ||
HARRIS CORP DEL | COM | 413875105 | 477 | 4,372 | SH | SOLE | 0 | 0 | 4,372 | ||
HELMERICH & PAYNE INC | COM | 423452101 | 316 | 5,821 | SH | SOLE | 0 | 0 | 5,821 | ||
HENRY JACK & ASSOC INC | COM | 426281101 | 962 | 9,260 | SH | SOLE | 0 | 0 | 9,260 | ||
HOME DEPOT INC | COM | 437076102 | 234 | 1,523 | SH | SOLE | 0 | 0 | 1,523 | ||
HONEYWELL INTL INC | COM | 438516106 | 994 | 7,457 | SH | SOLE | 0 | 0 | 7,457 | ||
IDEXX LABS INC | COM | 45168D104 | 396 | 2,455 | SH | SOLE | 0 | 0 | 2,455 | ||
INSPERITY INC | COM | 45778Q107 | 333 | 4,690 | SH | SOLE | 0 | 0 | 4,690 | ||
INTEL CORP | COM | 458140100 | 1,065 | 31,577 | SH | SOLE | 0 | 0 | 31,577 | ||
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 396 | 2,930 | SH | SOLE | 0 | 0 | 2,930 | ||
INTUIT | COM | 461202103 | 930 | 7,004 | SH | SOLE | 0 | 0 | 7,004 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 197 | 17,800 | SH | SOLE | 0 | 0 | 17,800 | ||
ISHARES | MIN VOL GBL ETF | 464286525 | 719 | 9,085 | SH | SOLE | 0 | 0 | 9,085 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,058 | 5,383 | SH | SOLE | 0 | 0 | 5,383 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 682 | 4,841 | SH | SOLE | 0 | 0 | 4,841 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 312 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 304 | 4,340 | SH | SOLE | 0 | 0 | 4,340 | ||
ISHARES TR | SP SMCP600GR ETF | 464287887 | 461 | 2,959 | SH | SOLE | 0 | 0 | 2,959 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 273 | 2,475 | SH | SOLE | 0 | 0 | 2,475 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 1,441 | 36,794 | SH | SOLE | 0 | 0 | 36,794 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 343 | 7,010 | SH | SOLE | 0 | 0 | 7,010 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,773 | 13,406 | SH | SOLE | 0 | 0 | 13,406 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 453 | 4,957 | SH | SOLE | 0 | 0 | 4,957 | ||
KCAP FINL INC | COM | 48668E101 | 528 | 149,700 | SH | SOLE | 0 | 0 | 149,700 | ||
KRAFT HEINZ CO | COM | 500754106 | 633 | 7,390 | SH | SOLE | 0 | 0 | 7,390 | ||
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 17 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
LMP CAP & INCOME FD INC | COM | 50208A102 | 540 | 37,998 | SH | SOLE | 0 | 0 | 37,998 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 725 | 2,611 | SH | SOLE | 0 | 0 | 2,611 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 761 | 9,020 | SH | SOLE | 0 | 0 | 9,020 | ||
MEDLEY CAP CORP | COM | 58503F106 | 1,341 | 209,900 | SH | SOLE | 0 | 0 | 209,900 | ||
MEDTRONIC PLC | SHS | G5960L103 | 465 | 5,240 | SH | SOLE | 0 | 0 | 5,240 | ||
MERCK & CO INC | COM | 58933Y105 | 225 | 3,510 | SH | SOLE | 0 | 0 | 3,510 | ||
MGE ENERGY INC | COM | 55277P104 | 322 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
MICROSOFT CORP | COM | 594918104 | 1,689 | 24,506 | SH | SOLE | 0 | 0 | 24,506 | ||
MOODYS CORP | COM | 615369105 | 801 | 6,585 | SH | SOLE | 0 | 0 | 6,585 | ||
NASDAQ INC | COM | 631103108 | 987 | 13,807 | SH | SOLE | 0 | 0 | 13,807 | ||
NOVO-NORDISK A S | ADR | 670100205 | 220 | 5,140 | SH | SOLE | 0 | 0 | 5,140 | ||
ORGANOVO HLDGS INC | COM | 68620A104 | 105 | 40,000 | SH | SOLE | 0 | 0 | 40,000 | ||
PARSLEY ENERGY INC | CL A | 701877102 | 525 | 18,910 | SH | SOLE | 0 | 0 | 18,910 | ||
PAYCHEX INC | COM | 704326107 | 1,106 | 19,427 | SH | SOLE | 0 | 0 | 19,427 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 2,188 | 155,072 | SH | SOLE | 0 | 0 | 155,072 | ||
PIEDMONT OFFICE REALTY TR IN | COM CL A | 720190206 | 321 | 15,250 | SH | SOLE | 0 | 0 | 15,250 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 1,502 | 33,575 | SH | SOLE | 0 | 0 | 33,575 | ||
POWERSHARES ETF TR II | S&P SMCP HC PO | 73937B886 | 1,553 | 17,665 | SH | SOLE | 0 | 0 | 17,665 | ||
POWERSHARES ETF TRUST | NASD INTNT ETF | 73935X146 | 1,894 | 18,366 | SH | SOLE | 0 | 0 | 18,366 | ||
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 209 | 3,901 | SH | SOLE | 0 | 0 | 3,901 | ||
POWERSHARES ETF TRUST | DYN BIOT & GEN | 73935X856 | 1,651 | 36,157 | SH | SOLE | 0 | 0 | 36,157 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 3,409 | 24,769 | SH | SOLE | 0 | 0 | 24,769 | ||
QUALCOMM INC | COM | 747525103 | 229 | 4,145 | SH | SOLE | 0 | 0 | 4,145 | ||
REALTY INCOME CORP | COM | 756109104 | 680 | 12,320 | SH | SOLE | 0 | 0 | 12,320 | ||
ROPER TECHNOLOGIES INC | COM | 776696106 | 2,139 | 9,239 | SH | SOLE | 0 | 0 | 9,239 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,460 | 15,750 | SH | SOLE | 0 | 0 | 15,750 | ||
RYDEX ETF TRUST | GUG S&P500 PU GR | 78355W403 | 1,239 | 13,163 | SH | SOLE | 0 | 0 | 13,163 | ||
SABRA HEALTH CARE REIT INC | COM | 78573L106 | 827 | 34,300 | SH | SOLE | 0 | 0 | 34,300 | ||
SARATOGA INVT CORP | COM NEW | 80349A208 | 835 | 39,969 | SH | SOLE | 0 | 0 | 39,969 | ||
SEASPAN CORP | SHS | Y75638109 | 124 | 17,400 | SH | SOLE | 0 | 0 | 17,400 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,716 | 69,567 | SH | SOLE | 0 | 0 | 69,567 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 542 | 16,845 | SH | SOLE | 0 | 0 | 16,845 | ||
SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | 896 | 43,825 | SH | SOLE | 0 | 0 | 43,825 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 734 | 2,091 | SH | SOLE | 0 | 0 | 2,091 | ||
SMITH A O | COM | 831865209 | 1,282 | 22,750 | SH | SOLE | 0 | 0 | 22,750 | ||
SMUCKER J M CO | COM NEW | 832696405 | 693 | 5,860 | SH | SOLE | 0 | 0 | 5,860 | ||
SNAP ON INC | COM | 833034101 | 270 | 1,709 | SH | SOLE | 0 | 0 | 1,709 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 710 | 3,329 | SH | SOLE | 0 | 0 | 3,329 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,516 | 10,404 | SH | SOLE | 0 | 0 | 10,404 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 1,418 | 4,464 | SH | SOLE | 0 | 0 | 4,464 | ||
SPDR SERIES TRUST | HLTH CARE SVCS | 78464A573 | 251 | 3,891 | SH | SOLE | 0 | 0 | 3,891 | ||
SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 | 2,262 | 32,135 | SH | SOLE | 0 | 0 | 32,135 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 116 | 11,428 | SH | SOLE | 0 | 0 | 11,428 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 80 | 12,645 | SH | SOLE | 0 | 0 | 12,645 | ||
STERIS PLC | SHS USD | G84720104 | 504 | 6,190 | SH | SOLE | 0 | 0 | 6,190 | ||
STRYKER CORP | COM | 863667101 | 1,160 | 8,359 | SH | SOLE | 0 | 0 | 8,359 | ||
SUN CMNTYS INC | COM | 866674104 | 236 | 2,687 | SH | SOLE | 0 | 0 | 2,687 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 429 | 5,458 | SH | SOLE | 0 | 0 | 5,458 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 854 | 86,200 | SH | SOLE | 0 | 0 | 86,200 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 473 | 2,690 | SH | SOLE | 0 | 0 | 2,690 | ||
UBS AG JERSEY BRH | ETRAC WELLS BDCI | 902641588 | 692 | 30,450 | SH | SOLE | 0 | 0 | 30,450 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 618 | 11,427 | SH | SOLE | 0 | 0 | 11,427 | ||
UNION PAC CORP | COM | 907818108 | 615 | 5,649 | SH | SOLE | 0 | 0 | 5,649 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 897 | 7,346 | SH | SOLE | 0 | 0 | 7,346 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,202 | 6,485 | SH | SOLE | 0 | 0 | 6,485 | ||
US BANCORP DEL | COM NEW | 902973304 | 636 | 12,257 | SH | SOLE | 0 | 0 | 12,257 | ||
VANECK VECTORS ETF TR | BDC INCOME ETF | 92189F411 | 915 | 49,850 | SH | SOLE | 0 | 0 | 49,850 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,038 | 12,469 | SH | SOLE | 0 | 0 | 12,469 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,127 | 7,905 | SH | SOLE | 0 | 0 | 7,905 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 951 | 7,485 | SH | SOLE | 0 | 0 | 7,485 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,299 | 10,440 | SH | SOLE | 0 | 0 | 10,440 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 3,653 | 39,424 | SH | SOLE | 0 | 0 | 39,424 | ||
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 372 | 7,160 | SH | SOLE | 0 | 0 | 7,160 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 5,034 | 64,412 | SH | SOLE | 0 | 0 | 64,412 | ||
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 1,443 | 10,165 | SH | SOLE | 0 | 0 | 10,165 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 435 | 2,953 | SH | SOLE | 0 | 0 | 2,953 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 706 | 6,175 | SH | SOLE | 0 | 0 | 6,175 | ||
VENTAS INC | COM | 92276F100 | 984 | 14,165 | SH | SOLE | 0 | 0 | 14,165 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 708 | 15,849 | SH | SOLE | 0 | 0 | 15,849 | ||
VISA INC | COM CL A | 92826C839 | 1,830 | 19,510 | SH | SOLE | 0 | 0 | 19,510 | ||
WELLS FARGO MULTI SECTOR INC | COM | 94987D101 | 297 | 22,261 | SH | SOLE | 0 | 0 | 22,261 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 276 | 17,705 | SH | SOLE | 0 | 0 | 17,705 |