The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT CORPORATION | Com | 00101J106 | 453 | 12,500 | SH | DFND | 9 | 12,500 | 0 | 0 | |
AICI CAP TRUST PFD | Pref | 001338201 | 5 | 30,100 | SH | DFND | 10 | 30,100 | 0 | 0 | |
AOL INC | Com | 00184X105 | 140 | 3,030 | SH | DFND | 4 | 3,030 | 0 | 0 | |
AT&T INC | Com | 00206R102 | 1,680 | 50,000 | SH | DFND | 10 | 50,000 | 0 | 0 | |
AFFILIATED MANAGERS GROUP | Pref | 008252868 | 1,028 | 40,000 | SH | DFND | 3,8 | 40,000 | 0 | 0 | |
AGRIBANK FCB - CALLABLE | Pref | 00850L203 | 3,897 | 37,650 | SH | DFND | 1,2,7,8,10 | 37,650 | 0 | 0 | |
ALTRIA GROUP, INC | Com | 02209S103 | 2,464 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
AMGEN INC | Com | 031162100 | 25,885 | 162,500 | SH | DFND | 4,7,9 | 162,500 | 0 | 0 | |
AVIVA PLC - CALLABLE | Pref | 05382A203 | 557 | 20,000 | SH | DFND | 10 | 20,000 | 0 | 0 | |
BB&T CORPORATION | Com | 054937107 | 54 | 1,400 | SH | DFND | 6 | 1,400 | 0 | 0 | |
BP P.L.C. SPONSORED ADR - CMN | Com | 055622104 | 572 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
BANK OF AMERICA - CALLABLE | Pref | 060505344 | 1,534 | 60,000 | SH | DFND | 1,2,4 | 60,000 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL A | Com | 084670108 | 23,956 | 106 | SH | DFND | 2,4,9,10 | 106 | 0 | 0 | |
BOARDWALK PIPELINE PARTNERS, LP | Com | 096627104 | 1,292 | 72,700 | SH | DFND | 2,8 | 72,700 | 0 | 0 | |
BOEING CO | Com | 097023105 | 5,329 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
CDK GLOBAL INC | Com | 12508E101 | 2,622 | 64,330 | SH | DFND | 1,2,3,4,7,8,9,10 | 64,330 | 0 | 0 | |
CAL DIVE INTERNATIONAL INC | Com | 12802T101 | 35 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CASTLE BRANDS INC | Com | 148435100 | 567 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
CENTURYLINK INC | Com | 156700106 | 136 | 3,425 | SH | DFND | 9 | 3,425 | 0 | 0 | |
CHEVRON CORPORATION | Com | 166764100 | 1,795 | 16,000 | SH | DFND | 2,3 | 16,000 | 0 | 0 | |
CHINA FUND INC | Com | 169373107 | 1,849 | 101,426 | SH | DFND | 101,426 | 0 | 0 | ||
CITIGROUP INC - PFD - CALLABLE | Pref | 172967341 | 532 | 20,000 | SH | DFND | 7 | 20,000 | 0 | 0 | |
CITIGROUP CAPITAL XIII - CALLABLE | Pref | 173080201 | 665 | 25,000 | SH | DFND | 4 | 25,000 | 0 | 0 | |
COCA COLA COM | Com | 191216100 | 633 | 15,000 | SH | DFND | 8 | 15,000 | 0 | 0 | |
COMSTOCK RESOURCES INC | Com | 205768203 | 2,295 | 337,000 | SH | DFND | 2,9 | 337,000 | 0 | 0 | |
CORNING INC | Com | 219350105 | 11,671 | 312,550 | SH | DFND | 312,550 | 0 | 0 | ||
CORTS TR II PROVIDENT FING TR I | Pref | 22081B200 | 23 | 810 | SH | DFND | 4 | 810 | 0 | 0 | |
COUNTRYWIDE CAPITAL | Pref | 222388209 | 1,442 | 56,000 | SH | DFND | 1,9 | 56,000 | 0 | 0 | |
CRIMSON WINE GROUP LTD | Com | 22662X100 | 485 | 51,086 | SH | DFND | 4,7,9,10 | 51,086 | 0 | 0 | |
CUBESMART - CALLABLE | Pref | 229663208 | 944 | 35,000 | SH | DFND | 10 | 35,000 | 0 | 0 | |
DELPHI FINANCIAL GROUP - CALLABLE | Pref | 247131303 | 1,354 | 53,941 | SH | DFND | 3,4 | 53,941 | 0 | 0 | |
DESWELL INDS INC COM COM | Com | 250639101 | 360 | 200,000 | SH | DFND | 4 | 200,000 | 0 | 0 | |
DEVON ENERGY CORP (NEW) | Com | 25179M103 | 6,121 | 100,000 | SH | DFND | 2,4,10 | 100,000 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING INC. | Com | 25271C102 | 1,193 | 32,500 | SH | DFND | 3,6,8 | 32,500 | 0 | 0 | |
DIGITAL REALTY TRUST INC - CALL | Pref | 253868871 | 825 | 31,000 | SH | DFND | 7 | 31,000 | 0 | 0 | |
EQT CORPORATION CMN | Com | 26884L109 | 2,271 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
EMERSON ELEC CO | Com | 291011104 | 5,494 | 89,000 | SH | DFND | 2,8,10 | 89,000 | 0 | 0 | |
ENCANA CORPORATION | Com | 292505104 | 1,600 | 115,353 | SH | DFND | 2,9 | 115,353 | 0 | 0 | |
ENERGY TRANSFER PTNRS L.P. | Com | 29273R109 | 1,365 | 21,000 | SH | DFND | 10 | 21,000 | 0 | 0 | |
ENTERGY MISSISSIPPI INC - CALLABLE | Pref | 29364N835 | 1,036 | 40,000 | SH | DFND | 10 | 40,000 | 0 | 0 | |
ENTERGY LOUISIANA LLC | Pref | 29364W405 | 330 | 13,000 | SH | DFND | 7 | 13,000 | 0 | 0 | |
EQUITY COMMONWEALTH - CALLABLE | Pref | 294628508 | 462 | 20,000 | SH | DFND | 7 | 20,000 | 0 | 0 | |
FORD MTR CO DEL COM | Com | 345370860 | 388 | 25,000 | SH | DFND | 4 | 25,000 | 0 | 0 | |
GENERAL ELECTRIC CO | Com | 369604103 | 3,058 | 121,000 | SH | DFND | 1,2,3,9 | 121,000 | 0 | 0 | |
GENERAL MOTORS CO. WARRANT EXP | Com | 37045V118 | 73 | 2,916 | SH | DFND | 8,10 | 2,916 | 0 | 0 | |
GENERAL MOTORS CO. WARRANT EXP | Com | 37045V126 | 19 | 1,145 | SH | DFND | 8,10 | 1,145 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | Com | 38141G104 | 44,154 | 227,800 | SH | DFND | 1,2,3,4,7,8,9,10 | 227,800 | 0 | 0 | |
GRAFTECH INTERNATIONAL LTD | Com | 384313102 | 506 | 100,000 | SH | DFND | 10 | 100,000 | 0 | 0 | |
HCC INSURANCE HOLDINGS INC | Com | 404132102 | 4,977 | 93,000 | SH | DFND | 3,9,10 | 93,000 | 0 | 0 | |
HSBC HOLDINGS PLCD PFD | Pref | 404280802 | 2,657 | 100,000 | SH | DFND | 1,3,4 | 100,000 | 0 | 0 | |
HANES BRANDS INC. | Com | 410345102 | 698 | 6,250 | SH | DFND | 9 | 6,250 | 0 | 0 | |
HARTFORD FINL SVCS GRP - CALLABLE | Pref | 416518504 | 1,648 | 55,000 | SH | DFND | 4,7 | 55,000 | 0 | 0 | |
HELIX ENERGY SOLUTIONS GROUP | Com | 42330P107 | 543 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 | |
HESS CORPORATION | Com | 42809H107 | 2,215 | 30,000 | SH | DFND | 4 | 30,000 | 0 | 0 | |
INTEL CORP | Com | 458140100 | 4,210 | 116,000 | SH | DFND | 4,7,10 | 116,000 | 0 | 0 | |
JPMORGAN CHASE & CO COM | Com | 46625H100 | 886 | 14,155 | SH | DFND | 2 | 14,155 | 0 | 0 | |
KAISER ALUM CORP DEPOSITARY S CMN | Com | 483007704 | 5 | 70 | SH | DFND | 10 | 70 | 0 | 0 | |
KRAFT FOODS GROUP, INC | Com | 50076Q106 | 1,524 | 24,320 | SH | DFND | 1,2,4,10 | 24,320 | 0 | 0 | |
LEGG MASON INC COM | Com | 524901105 | 6,324 | 118,500 | SH | DFND | 2,4,7,9,10 | 118,500 | 0 | 0 | |
LEUCADIA NATIONAL CORP | Com | 527288104 | 11,454 | 510,872 | SH | DFND | 4,7,9,10 | 510,872 | 0 | 0 | |
MFC INDUSTRIAL LTD | Com | 55278T105 | 96,730 | 13,662,400 | SH | DFND | 1,2,4,7,9,10 | 13,662,400 | 0 | 0 | |
MACK CALI RLTY COM REIT | Com | 554489104 | 334 | 17,500 | SH | DFND | 4 | 17,500 | 0 | 0 | |
MCDONALDS CORP | Com | 580135101 | 586 | 6,250 | SH | DFND | 3 | 6,250 | 0 | 0 | |
MERCER INTERNATIONAL INC SBI | Com | 588056101 | 191,800 | 15,606,223 | SH | DFND | 1,2,4,7,9,10 | 15,606,223 | 0 | 0 | |
MONDELEZ INTERNATIONAL INC | Com | 609207105 | 2,650 | 72,964 | SH | DFND | 1,2,4,10 | 72,964 | 0 | 0 | |
MORGAN STANLEY - CALLABLE | Pref | 61761J406 | 1,012 | 40,000 | SH | DFND | 4 | 40,000 | 0 | 0 | |
MOVODA GROUP INC | Com | 624580106 | 14,667 | 517,000 | SH | DFND | 1,2,3,4,7,9,10 | 517,000 | 0 | 0 | |
MYMETICS CORP | Com | 62856A102 | 55 | 2,186,473 | SH | DFND | 7,10 | 2,186,473 | 0 | 0 | |
NATIONAL RETAIL PPTYS INC | Com | 637417106 | 512 | 13,000 | SH | DFND | 4 | 13,000 | 0 | 0 | |
NEW YORK COMMUNITY | Com | 649445103 | 800 | 50,000 | SH | DFND | 9 | 50,000 | 0 | 0 | |
PS BUSINESS PARKS - CALLABLE | Pref | 69360J883 | 1,789 | 70,000 | SH | DFND | 3,7,9 | 70,000 | 0 | 0 | |
PFSWEB INC | Com | 717098206 | 9,495 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
PHILIP MORRIS INTL INC | Com | 718172109 | 6,109 | 75,000 | SH | DFND | 4,9 | 75,000 | 0 | 0 | |
MERRIL LYNCH DEPOSITOR PFD PLUS | Pref | 740434881 | 481 | 18,700 | SH | DFND | 10 | 18,700 | 0 | 0 | |
PRINCIPAL FINL GROUP-CALLABLE | Pref | 74251V201 | 1,011 | 10,000 | SH | DFND | 4 | 10,000 | 0 | 0 | |
PRINCIPAL FINANCIAL GROUP-CALL | Pref | 74251V300 | 384 | 15,000 | SH | DFND | 7 | 15,000 | 0 | 0 | |
PROCTER & GAMBLE CO | Com | 742718109 | 9,054 | 99,400 | SH | DFND | 2,8,9 | 99,400 | 0 | 0 | |
QWEST CORPORATION - CALLABLE | Pref | 74913G105 | 2,051 | 80,000 | SH | DFND | 3,9 | 80,000 | 0 | 0 | |
RANGE RESOURCES CORP | Com | 75281A109 | 1,296 | 24,250 | SH | DFND | 2,9 | 24,250 | 0 | 0 | |
RAYMOND JAMES FNCL INC | Com | 754730109 | 17,975 | 313,750 | SH | DFND | 4,9 | 313,750 | 0 | 0 | |
REED ELSEVIER N.V. SPONSORED ADR | Com | 758204200 | 1,667 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
SCANA CORPORATION - PFD | Pref | 80589M201 | 535 | 21,000 | SH | DFND | 4 | 21,000 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | Com | 808513105 | 755 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SELECTIVE INS GROUP INC | Com | 816300107 | 5,434 | 200,000 | SH | DFND | 10 | 200,000 | 0 | 0 | |
SOLAZYME, INC | Com | 83415T101 | 258 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
SPECTRUM PHARMACEUTICALS INC | Com | 84763A108 | 525 | 75,796 | SH | DFND | 75,796 | 0 | 0 | ||
STATE STREET CORP | Pref | 857477889 | 757 | 30,000 | SH | DFND | 10 | 30,000 | 0 | 0 | |
SUBSEA 7 INC SPONSORED ADR | Com | 864323100 | 1,021 | 100,000 | SH | DFND | 10 | 100,000 | 0 | 0 | |
SUN HYDRAULICS CORP | Com | 866942105 | 11,814 | 300,000 | SH | DFND | 4,10 | 300,000 | 0 | 0 | |
TCF FINANCIAL CORP - CALLABLE | Pref | 872277207 | 524 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
TRC COMPANIES INC | Com | 872625108 | 5,422 | 855,216 | SH | DFND | 10 | 855,216 | 0 | 0 | |
TARGET CORP COM | Com | 87612E106 | 531 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
THORATEC LABS CORP | Com | 885175307 | 19,649 | 605,318 | SH | DFND | 1,4,9,10 | 605,318 | 0 | 0 | |
TIDEWATER INC | Com | 886423102 | 5,931 | 183,000 | SH | DFND | 3,4,9 | 183,000 | 0 | 0 | |
TRAVELERS COS INC | Com | 89417E109 | 2,223 | 21,000 | SH | DFND | 21,000 | 0 | 0 | ||
GRAFTECK INTERNATIONAL LTD | Com | 90262K109 | 1,518 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
UDR INC | Com | 902653104 | 6,413 | 208,079 | SH | DFND | 2,10 | 208,079 | 0 | 0 | |
US BANKCORP DEL COM NEW | Com | 902973304 | 18,614 | 414,100 | SH | DFND | 1,2,3,4,7,8,9,10 | 414,100 | 0 | 0 | |
ULTRA PETROLEUM CORP | Com | 903914109 | 1,645 | 125,000 | SH | DFND | 2,9 | 125,000 | 0 | 0 | |
US CELLULAR CORP | Pref | 911684504 | 1,498 | 60,000 | SH | DFND | 1,10 | 60,000 | 0 | 0 | |
VAIL RESORTS INC. | Com | 91879Q109 | 16,476 | 180,800 | SH | DFND | 3,4,9,10 | 180,800 | 0 | 0 | |
WELLS FARGO & CO NEW COM STK | Com | 949746101 | 4,824 | 88,000 | SH | DFND | 4 | 88,000 | 0 | 0 | |
WELLS FARGO REAL ESTATE INV CORP | Pref | 94988N207 | 761 | 30,000 | SH | DFND | 3 | 30,000 | 0 | 0 | |
WESTERN UNION COMPANY | Com | 959802109 | 1,164 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
WPX ENERGY, INC | Com | 98212B103 | 1,593 | 137,000 | SH | DFND | 2,9 | 137,000 | 0 | 0 | |
XILINX INC | Com | 983919101 | 4,329 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
XEROX CORP COM | Com | 984121103 | 4,158 | 300,000 | SH | DFND | 2,4 | 300,000 | 0 | 0 | |
ZIEGLER COS INC THE | Com | 989506308 | 6,250 | 198,972 | SH | DFND | 198,972 | 0 | 0 | ||
COVIDIEN PLC | Com | G2554F113 | 2,557 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 | |
MALLINCKRODT PLC WI | Com | G5785G107 | 309 | 3,124 | SH | DFND | 9 | 3,124 | 0 | 0 | |
NAM TAI PROPERTY INC | Com | G63907102 | 27,430 | 5,774,800 | SH | DFND | 1,2,3,4,7,9,10 | 5,774,800 | 0 | 0 | |
PENTAIR PLC | Com | G7S00T104 | 398 | 5,998 | SH | DFND | 9 | 5,998 | 0 | 0 | |
TYCO INTERNATIONAL LTD | Com | G91442106 | 1,097 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 | |
TE CONNECTIVITY LIMITED | Com | H84989104 | 1,581 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 |