The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT CORPORATION | Com | 00101J106 | 420 | 12,500 | SH | DFND | 9 | 12,500 | 0 | 0 | |
AGRIBANK FCB - CALLABLE | Pref | 00850L203 | 4,793 | 45,650 | SH | DFND | 1,2,7,8,10 | 45,650 | 0 | 0 | |
AICI CAP TRUST PFD | Pref | 001338201 | 6 | 30,100 | SH | DFND | 10 | 30,100 | 0 | 0 | |
ALTRIA GROUP, INC | Com | 02209S103 | 1,223 | 25,000 | SH | DFND | 4 | 25,000 | 0 | 0 | |
AMGEN INC | Com | 031162100 | 23,028 | 150,000 | SH | DFND | 4,7,9 | 150,000 | 0 | 0 | |
ARES CAPITAL CORP - CALLABLE | Pref | 04010L202 | 304 | 12,000 | SH | DFND | 2 | 12,000 | 0 | 0 | |
ARES CAPITAL CORP - CALLABLE | Pref | 04010L608 | 760 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
ASPEN INSURANCE HOLDINGS LTD -CALL | Pref | G05384139 | 511 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
AT&T INC | Com | 00206R102 | 1,776 | 50,000 | SH | DFND | 10 | 50,000 | 0 | 0 | |
BANK OF AMERICA - CALLABLE | Pref | 060505344 | 1,021 | 40,000 | SH | DFND | 1,2 | 40,000 | 0 | 0 | |
BANK OF AMERICA CORP | Pref | 060505310 | 1,514 | 60,000 | SH | DFND | 7,10 | 60,000 | 0 | 0 | |
BB LIQUIDATING INC - CLASS A | Com | 05532D107 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BB LIQUIDATING INC - CLASS B | Com | 05532D206 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BB&T CORPORATION | Com | 054937107 | 56 | 1,400 | SH | DFND | 6 | 1,400 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL A | Com | 084670108 | 21,714 | 106 | SH | DFND | 2,4,9,10 | 106 | 0 | 0 | |
BOARDWALK PIPELINE PARTNERS, LP | Com | 096627104 | 1,056 | 72,700 | SH | DFND | 2,8 | 72,700 | 0 | 0 | |
BOEING CO | Com | 097023105 | 3,468 | 25,000 | SH | DFND | 7 | 25,000 | 0 | 0 | |
BP P.L.C. SPONSORED ADR - CMN | Com | 055622104 | 599 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
CAL DIVE INTERNATIONAL INC | Com | 12802T101 | 4 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CASTLE BRANDS INC | Com | 148435100 | 487 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
CDK GLOBAL INC | Com | 12508E101 | 3,365 | 62,330 | SH | DFND | 1,2,3,7,8,9,10 | 62,330 | 0 | 0 | |
CENTURYLINK INC | Com | 156700106 | 101 | 3,425 | SH | DFND | 9 | 3,425 | 0 | 0 | |
CHEVRON CORPORATION | Com | 166764100 | 1,544 | 16,000 | SH | DFND | 2,3 | 16,000 | 0 | 0 | |
CHINA FUND INC | Com | 169373107 | 2,015 | 101,426 | SH | DFND | 101,426 | 0 | 0 | ||
CITIGROUP INC - PFD - CALLABLE | Pref | 172967341 | 533 | 20,000 | SH | DFND | 7 | 20,000 | 0 | 0 | |
COCA COLA COM | Com | 191216100 | 588 | 15,000 | SH | DFND | 8 | 15,000 | 0 | 0 | |
COMSTOCK RESOURCES INC | Com | 205768203 | 1,122 | 337,000 | SH | DFND | 2,9 | 337,000 | 0 | 0 | |
CORNING INC | Com | 219350105 | 6,166 | 312,500 | SH | DFND | 312,500 | 0 | 0 | ||
CORTS TR II PROVIDENT FING TR I | Pref | 22081B200 | 23 | 810 | SH | DFND | 4 | 810 | 0 | 0 | |
COUNTRYWIDE CAPITAL | Pref | 222388209 | 1,442 | 56,000 | SH | DFND | 2,9 | 56,000 | 0 | 0 | |
CRIMSON WINE GROUP LTD | Com | 22662X100 | 476 | 50,955 | SH | DFND | 7,9,10 | 50,955 | 0 | 0 | |
CUBESMART - CALLABLE | Pref | 229663208 | 132 | 5,000 | SH | DFND | 10 | 5,000 | 0 | 0 | |
DELPHI FINANCIAL GROUP - CALLABLE | Pref | 247131303 | 1,349 | 53,941 | SH | DFND | 3,4 | 53,941 | 0 | 0 | |
DEVON ENERGY CORP (NEW) | Com | 25179M103 | 5,949 | 100,000 | SH | DFND | 2,4,10 | 100,000 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING INC. | Com | 25271C102 | 839 | 32,500 | SH | DFND | 3,6,8 | 32,500 | 0 | 0 | |
EMERSON ELEC CO | Com | 291011104 | 4,933 | 89,000 | SH | DFND | 2,8,10 | 89,000 | 0 | 0 | |
ENCANA CORPORATION | Com | 292505104 | 1,271 | 115,353 | SH | DFND | 2,9 | 115,353 | 0 | 0 | |
ENERGY TRANSFER PTNRS L.P. | Com | 29273R109 | 1,096 | 21,000 | SH | DFND | 10 | 21,000 | 0 | 0 | |
ENTERGY LOUISIANA LLC | Pref | 29364W405 | 1,329 | 53,000 | SH | DFND | 2,7 | 53,000 | 0 | 0 | |
ENTERGY MISSISSIPPI INC - CALLABLE | Pref | 29364N835 | 1,021 | 40,000 | SH | DFND | 10 | 40,000 | 0 | 0 | |
EQT CORPORATION CMN | Com | 26884L109 | 2,440 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
EQUITY COMMONWEALTH - CALLABLE | Pref | 294628508 | 1,617 | 70,000 | SH | DFND | 2,3,4,7 | 70,000 | 0 | 0 | |
GENERAL ELECTRIC CO | Com | 369604103 | 3,215 | 121,000 | SH | DFND | 1,2,3,9 | 121,000 | 0 | 0 | |
GENERAL MOTORS CO. WARRANT EXP | Com | 37045V118 | 65 | 2,719 | SH | DFND | 10 | 2,719 | 0 | 0 | |
GENERAL MOTORS CO. WARRANT EXP | Com | 37045V126 | 13 | 803 | SH | DFND | 10 | 803 | 0 | 0 | |
GMAC CAPITAL TRUST | Pref | 361860208 | 520 | 20,000 | SH | DFND | 4 | 20,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | Com | 38141G104 | 26,412 | 126,500 | SH | DFND | 126,500 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC - CALLABLE | Pref | 38145X111 | 507 | 20,000 | SH | DFND | 10 | 20,000 | 0 | 0 | |
GRAFTECH INTERNATIONAL LTD | Com | 384313102 | 496 | 100,000 | SH | DFND | 10 | 100,000 | 0 | 0 | |
GRAFTECK INTERNATIONAL LTD | Com | 90262K109 | 1,488 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
HANCOCK HLDG CO- CALLABLE | Pref | 410120307 | 956 | 40,000 | SH | DFND | 1,3 | 40,000 | 0 | 0 | |
HANES BRANDS INC. | Com | 410345102 | 833 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 | |
HARTFORD FINL SVCS GRP - CALLABLE | Pref | 416518504 | 744 | 25,000 | SH | DFND | 7 | 25,000 | 0 | 0 | |
HCC INSURANCE HOLDINGS INC | Com | 404132102 | 7,146 | 93,000 | SH | DFND | 3,9,10 | 93,000 | 0 | 0 | |
HELIX ENERGY SOLUTIONS GROUP | Com | 42330P107 | 316 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 | |
HERCULES OFFSHORE INC | Com | 427093109 | 0 | 5 | SH | DFND | 5 | 0 | 0 | ||
JP MORGAN CHASE & CO - CALLABLE | Pref | 48127R461 | 498 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
JPMORGAN CHASE & CO COM | Com | 46625H100 | 959 | 14,155 | SH | DFND | 2 | 14,155 | 0 | 0 | |
KAISER ALUM CORP DEPOSITARY S CMN | Com | 483007704 | 6 | 70 | SH | DFND | 10 | 70 | 0 | 0 | |
KRAFT FOODS GROUP, INC | Com | 50076Q106 | 2,071 | 24,320 | SH | DFND | 1,2,4,10 | 24,320 | 0 | 0 | |
LEGG MASON INC COM | Com | 524901105 | 5,153 | 100,000 | SH | DFND | 2,4,7,9,10 | 100,000 | 0 | 0 | |
LEUCADIA NATIONAL CORP | Com | 527288104 | 12,404 | 510,872 | SH | DFND | 4,7,9,10 | 510,872 | 0 | 0 | |
MALLINCKRODT PLC WI | Com | G5785G107 | 368 | 3,124 | SH | DFND | 9 | 3,124 | 0 | 0 | |
MCDONALDS CORP | Com | 580135101 | 594 | 6,250 | SH | DFND | 3 | 6,250 | 0 | 0 | |
MEDTRONIC PLC | Com | G5960L103 | 1,771 | 23,900 | SH | DFND | 9 | 23,900 | 0 | 0 | |
MERCER INTERNATIONAL INC SBI | Com | 588056101 | 215,545 | 15,756,223 | SH | DFND | 1,2,4,7,9,10 | 15,756,223 | 0 | 0 | |
MERCK & CO, INC. | Com | 58933Y105 | 85 | 1,487 | SH | DFND | 1,487 | 0 | 0 | ||
MERRIL LYNCH DEPOSITOR PFD PLUS | Pref | 740434881 | 476 | 18,700 | SH | DFND | 10 | 18,700 | 0 | 0 | |
MFC INDUSTRIAL LTD | Com | 55278T105 | 55,333 | 13,662,400 | SH | DFND | 1,2,4,7,9,10 | 13,662,400 | 0 | 0 | |
MONDELEZ INTERNATIONAL INC | Com | 609207105 | 3,002 | 72,964 | SH | DFND | 1,2,4,10 | 72,964 | 0 | 0 | |
MORGAN STANLEY - CALLABLE | Pref | 61761J406 | 509 | 20,000 | SH | DFND | 7 | 20,000 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | Com | 620076307 | 82 | 1,427 | SH | DFND | 1,427 | 0 | 0 | ||
MOTORS LIQUIDATION COMPANY-TRUST | Pref | 62010U101 | 14 | 744 | SH | DFND | 8,10 | 744 | 0 | 0 | |
MOVODA GROUP INC | Com | 624580106 | 1,277 | 47,000 | SH | DFND | 9 | 47,000 | 0 | 0 | |
MYMETICS CORP | Com | 62856A102 | 44 | 2,186,473 | SH | DFND | 7,10 | 2,186,473 | 0 | 0 | |
NAM TAI PROPERTY INC | Com | G63907102 | 27,835 | 5,774,800 | SH | DFND | 1,2,3,4,7,9,10 | 5,774,800 | 0 | 0 | |
NATIONAL RETAIL PPTYS INC | Com | 637417106 | 455 | 13,000 | SH | DFND | 4 | 13,000 | 0 | 0 | |
NEW YORK COMMUNITY | Com | 649445103 | 919 | 50,000 | SH | DFND | 9 | 50,000 | 0 | 0 | |
PENTAIR PLC | Com | G7S00T104 | 412 | 5,998 | SH | DFND | 9 | 5,998 | 0 | 0 | |
PFSWEB INC | Com | 717098206 | 10,395 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
PHILIP MORRIS INTL INC | Com | 718172109 | 4,009 | 50,000 | SH | DFND | 4,9 | 50,000 | 0 | 0 | |
PROCTER & GAMBLE CO | Com | 742718109 | 7,777 | 99,400 | SH | DFND | 2,8,9 | 99,400 | 0 | 0 | |
PS BUSINESS PARKS - CALLABLE | Pref | 69360J883 | 1,522 | 60,000 | SH | DFND | 3,7,9 | 60,000 | 0 | 0 | |
RANGE RESOURCES CORP | Com | 75281A109 | 1,197 | 24,250 | SH | DFND | 2,9 | 24,250 | 0 | 0 | |
RAYMOND JAMES FINANCIAL - CALLABLE | Pref | 754730208 | 523 | 20,000 | SH | DFND | 10 | 20,000 | 0 | 0 | |
RAYMOND JAMES FNCL INC | Com | 754730109 | 17,874 | 300,000 | SH | DFND | 4,9 | 300,000 | 0 | 0 | |
REED ELSEVIER N.V. SPONSORED ADR | Com | 758204200 | 1,640 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
ROOMSTORE INC - CMN | Com | 77638R108 | 0 | 43,661 | SH | DFND | 43,661 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | Com | 808513105 | 816 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SELECTIVE INS GROUP INC | Com | 816300107 | 5,610 | 200,000 | SH | DFND | 10 | 200,000 | 0 | 0 | |
SENIOR HOUSING PROPERTIES TRUST | Pref | 81721M208 | 692 | 30,000 | SH | DFND | 7 | 30,000 | 0 | 0 | |
SOLAZYME, INC | Com | 83415T101 | 314 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
SPECTRUM PHARMACEUTICALS INC | Com | 84763A108 | 518 | 75,796 | SH | DFND | 75,796 | 0 | 0 | ||
STAG INDUSTRIAL INC - CALLABLE | Pref | 85254J201 | 408 | 15,000 | SH | DFND | 7 | 15,000 | 0 | 0 | |
STATE STREET CORP | Pref | 857477889 | 751 | 30,000 | SH | DFND | 10 | 30,000 | 0 | 0 | |
SUBSEA 7 INC SPONSORED ADR | Com | 864323100 | 976 | 100,000 | SH | DFND | 10 | 100,000 | 0 | 0 | |
SUN HYDRAULICS CORP | Com | 866942105 | 11,433 | 300,000 | SH | DFND | 4,10 | 300,000 | 0 | 0 | |
SUVANZA | Com | 869551101 | 0 | 5,430 | SH | DFND | 5,430 | 0 | 0 | ||
TCF FINANCIAL CORP - CALLABLE | Pref | 872277207 | 524 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
TE CONNECTIVITY LIMITED | Com | H84989104 | 1,608 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 | |
THORATEC LABS CORP | Com | 885175307 | 26,979 | 605,318 | SH | DFND | 1,4,9,10 | 605,318 | 0 | 0 | |
TIDEWATER INC | Com | 886423102 | 3,023 | 133,000 | SH | DFND | 3,9 | 133,000 | 0 | 0 | |
TRAVELERS COS INC | Com | 89417E109 | 2,030 | 21,000 | SH | DFND | 21,000 | 0 | 0 | ||
TRC COMPANIES INC | Com | 872625108 | 8,680 | 855,216 | SH | DFND | 10 | 855,216 | 0 | 0 | |
TYCO INTERNATIONAL LTD | Com | G91442106 | 962 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 | |
UDR INC | Com | 902653104 | 6,406 | 200,000 | SH | DFND | 2,10 | 200,000 | 0 | 0 | |
ULTRA PETROLEUM CORP | Com | 903914109 | 1,565 | 125,000 | SH | DFND | 2,9 | 125,000 | 0 | 0 | |
US BANKCORP DEL COM NEW | Com | 902973304 | 881 | 20,300 | SH | DFND | 20,300 | 0 | 0 | ||
VAIL RESORTS INC. | Com | 91879Q109 | 16,467 | 150,800 | SH | DFND | 3,4,9,10 | 150,800 | 0 | 0 | |
VORNADO REALTY TRUST- CALLABLE | Pref | 929042869 | 949 | 37,000 | SH | DFND | 3,8 | 37,000 | 0 | 0 | |
WELLS FARGO & CO NEW COM STK | Com | 949746101 | 4,949 | 88,000 | SH | DFND | 4 | 88,000 | 0 | 0 | |
WELLS FARGO & COMPANY PFT SERIES J | Pref | 949746887 | 0 | 387 | SH | DFND | 387 | 0 | 0 | ||
WESTERN UNION COMPANY | Com | 959802109 | 1,321 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
WINTRUST FINANCIAL CORP-CALLABLE | Pref | 97650W405 | 1,972 | 80,000 | SH | DFND | 3,9,10 | 80,000 | 0 | 0 | |
WPX ENERGY, INC | Com | 98212B103 | 1,682 | 137,000 | SH | DFND | 2,9 | 137,000 | 0 | 0 | |
XEROX CORP COM | Com | 984121103 | 2,128 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 | |
XILINX INC | Com | 983919101 | 4,416 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
ZIEGLER COS INC THE | Com | 989506308 | 6,168 | 198,972 | SH | DFND | 198,972 | 0 | 0 |