The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGRIBANK FCB - CALLABLE | Pref | 00850L203 | 1,663 | 16,150 | SH | DFND | 1,2,7,8,10 | 16,150 | 0 | 0 | |
AICI CAP TRUST PFD | Pref | 001338201 | 3 | 30,100 | SH | DFND | 10 | 30,100 | 0 | 0 | |
ALTRIA GROUP, INC | Com | 02209S103 | 1,724 | 25,000 | SH | DFND | 4 | 25,000 | 0 | 0 | |
AMGEN INC | Com | 031162100 | 7,608 | 50,000 | SH | DFND | 4,7,9 | 50,000 | 0 | 0 | |
ARES MANAGEMENT LP | Pref | 04014Y200 | 1,024 | 40,000 | SH | DFND | 4,7 | 40,000 | 0 | 0 | |
ASPEN INSURANCE HOLDINGS LTD -CALL | Pref | G05384139 | 503 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
AT&T INC | Com | 00206R102 | 2,161 | 50,000 | SH | DFND | 10 | 50,000 | 0 | 0 | |
AURORA OIL & GAS CORP | Com | 052036100 | 0 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
AVNET INC | Com | 053807103 | 2,795 | 69,000 | SH | DFND | 69,000 | 0 | 0 | ||
BANK OF AMERICA - CALLABLE | Pref | 060505344 | 548 | 20,000 | SH | DFND | 1,2 | 20,000 | 0 | 0 | |
BANK OF AMERICA CORP | Pref | 060505310 | 542 | 20,000 | SH | DFND | 7,10 | 20,000 | 0 | 0 | |
BB LIQUIDATING INC - CLASS A | Com | 05532D107 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BB LIQUIDATING INC - CLASS B | Com | 05532D206 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BB&T CORPORATION | Com | 054937107 | 50 | 1,400 | SH | DFND | 6 | 1,400 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL A | Com | 084670108 | 2,170 | 10 | SH | DFND | 2,4,9,10 | 10 | 0 | 0 | |
BLUE EARTH REFINERIES | Com | G11999102 | 0 | 200,000 | SH | DFND | 4,7,10 | 200,000 | 0 | 0 | |
BOARDWALK PIPELINE PARTNERS, LP | Com | 096627104 | 12 | 700 | SH | DFND | 8 | 700 | 0 | 0 | |
BOEING CO | Com | 097023105 | 3,247 | 25,000 | SH | DFND | 7 | 25,000 | 0 | 0 | |
BP P.L.C. SPONSORED ADR - CMN | Com | 055622104 | 533 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
BPO MANAGEMENT SERVICES CMN | Com | 05570D100 | 0 | 2,384 | SH | DFND | 2,384 | 0 | 0 | ||
CAL DIVE INTERNATIONAL INC | Com | 12802T101 | 1 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CASTLE BRANDS INC | Com | 148435100 | 256 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
CDK GLOBAL INC | Com | 12508E101 | 494 | 8,900 | SH | DFND | 1,2,3,7,8,10 | 8,900 | 0 | 0 | |
CHEVRON CORPORATION | Com | 166764100 | 629 | 6,000 | SH | DFND | 2,3 | 6,000 | 0 | 0 | |
CHINA FUND INC | Com | 169373107 | 1,467 | 101,426 | SH | DFND | 101,426 | 0 | 0 | ||
CITIGROUP INC - PFD - CALLABLE | Pref | 172967341 | 569 | 20,000 | SH | DFND | 7 | 20,000 | 0 | 0 | |
COBANK ACB | Pref | 19075Q862 | 995 | 10,000 | SH | DFND | 1,2,7 | 10,000 | 0 | 0 | |
COCA COLA COM | Com | 191216100 | 680 | 15,000 | SH | DFND | 8 | 15,000 | 0 | 0 | |
CONIFER HOLDINGS INC | Com | 20731J102 | 1,735 | 250,000 | SH | DFND | 4 | 250,000 | 0 | 0 | |
CORNING INC | Com | 219350105 | 6,401 | 312,550 | SH | DFND | 312,550 | 0 | 0 | ||
CORTS TR II PROVIDENT FING TR I | Pref | 22081B200 | 24 | 810 | SH | DFND | 4 | 810 | 0 | 0 | |
CRIMSON WINE GROUP LTD | Com | 22662X100 | 251 | 30,026 | SH | DFND | 7,10 | 30,026 | 0 | 0 | |
DELPHI FINANCIAL GROUP - CALLABLE | Pref | 247131303 | 460 | 20,000 | SH | DFND | 3,4,7 | 20,000 | 0 | 0 | |
DEVON ENERGY CORP (NEW) | Com | 25179M103 | 1,813 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING INC. | Com | 25271C102 | 182 | 7,500 | SH | DFND | 3,6,8 | 7,500 | 0 | 0 | |
DUPONT FABROS TECHNOLOGY | Pref | 26613Q403 | 821 | 30,000 | SH | DFND | 4,7,10 | 30,000 | 0 | 0 | |
EAGLE POINT CREDIT CO - CALL | Pref | 269809208 | 1,043 | 40,000 | SH | DFND | 2,7,9 | 40,000 | 0 | 0 | |
EMERSON ELEC CO | Com | 291011104 | 2,608 | 50,000 | SH | DFND | 2,8,10 | 50,000 | 0 | 0 | |
ENCANA CORPORATION | Com | 292505104 | 314 | 40,353 | SH | DFND | 2 | 40,353 | 0 | 0 | |
ENERGY TRANSFER PTNRS L.P. | Com | 29273R109 | 799 | 21,000 | SH | DFND | 10 | 21,000 | 0 | 0 | |
EQT CORPORATION CMN | Com | 26884L109 | 2,323 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
FBOP CORP 7.74% SER A | Pref | 30241B309 | 0 | 1,000 | SH | DFND | 2,4,10 | 1,000 | 0 | 0 | |
GENERAL ELECTRIC CO | Com | 369604103 | 1,102 | 35,000 | SH | DFND | 1,2,3,9 | 35,000 | 0 | 0 | |
GENERAL MOTORS CO. WARRANT EXP | Com | 37045V118 | 15 | 803 | SH | DFND | 10 | 803 | 0 | 0 | |
GENERAL MOTORS CO. WARRANT EXP | Com | 37045V126 | 8 | 803 | SH | DFND | 10 | 803 | 0 | 0 | |
GEORGIA POWER CO - CALLABE | Pref | 373334119 | 526 | 5,000 | SH | DFND | 2,4,7 | 5,000 | 0 | 0 | |
GLOBAL INDEMNITY PLC - CALLABLE | Pref | G39319119 | 502 | 20,000 | SH | DFND | 2,3,8 | 20,000 | 0 | 0 | |
GMAC CAPITAL TRUST | Pref | 361860208 | 496 | 20,000 | SH | DFND | 4 | 20,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | Com | 38141G104 | 163 | 1,100 | SH | DFND | 2,4,8 | 1,100 | 0 | 0 | |
HARTFORD FINL SVCS GRP - CALLABLE | Pref | 416518504 | 788 | 25,000 | SH | DFND | 7 | 25,000 | 0 | 0 | |
HELIX ENERGY SOLUTIONS GROUP | Com | 42330P107 | 169 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 | |
HJ HEINZ HOLDING CORP | Com | 500754106 | 510 | 5,766 | SH | DFND | 1,2,4,10 | 5,766 | 0 | 0 | |
INTEGRYS ENERGY GROUP-CALLABLE | Pref | 45822P204 | 810 | 30,000 | SH | DFND | 3,4,7,10 | 30,000 | 0 | 0 | |
IRWIN FINANCIAL CORP 144A SER A | Pref | 464119304 | 0 | 750 | SH | DFND | 1,4,7,9 | 750 | 0 | 0 | |
JPMORGAN CHASE & CO COM | Com | 46625H100 | 351 | 5,655 | SH | DFND | 2 | 5,655 | 0 | 0 | |
KAISER ALUM CORP DEPOSITARY S CMN | Com | 483007704 | 6 | 70 | SH | DFND | 10 | 70 | 0 | 0 | |
KKR CO LP | Pref | 48248M300 | 770 | 30,000 | SH | DFND | 4,7 | 30,000 | 0 | 0 | |
LEGG MASON INC COM | Com | 524901105 | 295 | 10,000 | SH | DFND | 2,4,7,9,10 | 10,000 | 0 | 0 | |
LEHMAN BROTHERS HOLDING INC | Com | 524ESC100 | 0 | 20,000 | SH | DFND | 2,4,9 | 20,000 | 0 | 0 | |
LEUCADIA NATIONAL CORP | Com | 527288104 | 5,204 | 300,263 | SH | DFND | 4,7,9,10 | 300,263 | 0 | 0 | |
MALLINCKRODT PLC WI | Com | G5785G107 | 95 | 1,562 | SH | DFND | 1,562 | 0 | 0 | ||
MCDONALDS CORP | Com | 580135101 | 752 | 6,250 | SH | DFND | 3 | 6,250 | 0 | 0 | |
MEDTRONIC PLC | Com | G5960L103 | 1,037 | 11,950 | SH | DFND | 11,950 | 0 | 0 | ||
MERCER INTERNATIONAL INC SBI | Com | 588056101 | 5,012 | 628,030 | SH | DFND | 1,2,4,7,9,10 | 628,030 | 0 | 0 | |
MERCK & CO, INC. | Com | 58933Y105 | 86 | 1,487 | SH | DFND | 1,487 | 0 | 0 | ||
MFC INDUSTRIAL LTD | Com | 55278T105 | 1,739 | 793,869 | SH | DFND | 1,2,4,7,9,10 | 793,869 | 0 | 0 | |
MONDELEZ INTERNATIONAL INC | Com | 609207105 | 787 | 17,300 | SH | DFND | 1,2,4,10 | 17,300 | 0 | 0 | |
MORGAN STANLEY - CALLABLE | Pref | 61761J406 | 541 | 20,000 | SH | DFND | 7 | 20,000 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | Com | 620076307 | 94 | 1,427 | SH | DFND | 1,427 | 0 | 0 | ||
MOTORS LIQUIDATION COMPANY-TRUST | Pref | 62010U101 | 2 | 205 | SH | DFND | 8,10 | 205 | 0 | 0 | |
MOVODA GROUP INC | Com | 624580106 | 1,019 | 47,000 | SH | DFND | 47,000 | 0 | 0 | ||
MYMETICS CORP | Com | 62856A102 | 3 | 190,000 | SH | DFND | 7,10 | 190,000 | 0 | 0 | |
NAM TAI PROPERTY INC | Com | G63907102 | 2,148 | 400,000 | SH | DFND | 1,2,3,4,7,9,10 | 400,000 | 0 | 0 | |
NATIONAL RETAIL PPTYS INC | Com | 637417106 | 672 | 13,000 | SH | DFND | 4 | 13,000 | 0 | 0 | |
NEW YORK COMMUNITY | Com | 649445103 | 750 | 50,000 | SH | DFND | 9 | 50,000 | 0 | 0 | |
NEXTERA ENERGY CAPITAL-CALLABLE | Pref | 65339K100 | 514 | 20,000 | SH | DFND | 7 | 20,000 | 0 | 0 | |
NOW INC DE | Com | 67011P100 | 227 | 12,500 | SH | DFND | 2,8 | 12,500 | 0 | 0 | |
PENTAIR PLC | Com | G7S00T104 | 175 | 2,999 | SH | DFND | 2,999 | 0 | 0 | ||
PFSWEB INC | Com | 717098206 | 7,125 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
PHILIP MORRIS INTL INC | Com | 718172109 | 2,543 | 25,000 | SH | DFND | 4 | 25,000 | 0 | 0 | |
PROCTER & GAMBLE CO | Com | 742718109 | 1,693 | 20,000 | SH | DFND | 2,8,9 | 20,000 | 0 | 0 | |
QWEST CORP - CALLABLE | Pref | 74913G709 | 514 | 20,000 | SH | DFND | 4 | 20,000 | 0 | 0 | |
RAYMOND JAMES FNCL INC | Com | 754730109 | 3,636 | 73,750 | SH | DFND | 4,9 | 73,750 | 0 | 0 | |
REINSURANCE GRP OF AMERICA-CALL | Pref | 759351802 | 299 | 11,000 | SH | DFND | 10 | 11,000 | 0 | 0 | |
RELX NV SPON ADR | Com | 75955B102 | 1,874 | 107,660 | SH | DFND | 2 | 107,660 | 0 | 0 | |
ROOMSTORE INC - CMN | Com | 77638R108 | 0 | 43,661 | SH | DFND | 43,661 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | Com | 808513105 | 633 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SEAHAWK DRILLING, INC - ESCROW | Com | 812ESC986 | 0 | 113 | SH | DFND | 113 | 0 | 0 | ||
SELECTIVE INS GROUP INC | Com | 816300107 | 7,642 | 200,000 | SH | DFND | 10 | 200,000 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | Com | 84763A108 | 498 | 75,796 | SH | DFND | 75,796 | 0 | 0 | ||
SUBSEA 7 INC SPONSORED ADR | Com | 864323100 | 972 | 100,000 | SH | DFND | 10 | 100,000 | 0 | 0 | |
SUN HYDRAULICS CORP | Com | 866942105 | 4,454 | 150,000 | SH | DFND | 4,10 | 150,000 | 0 | 0 | |
SUVANZA | Com | 869551101 | 0 | 5,430 | SH | DFND | 5,430 | 0 | 0 | ||
TCF FINANCIAL CORP - CALLABLE | Pref | 872277207 | 528 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
TE CONNECTIVITY LIMITED | Com | H84989104 | 714 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
TERRAVIA HLDGS INC | Com | 88105A106 | 262 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
TIDEWATER INC | Com | 886423102 | 207 | 47,000 | SH | DFND | 47,000 | 0 | 0 | ||
TRAVELERS COS INC | Com | 89417E109 | 2,500 | 21,000 | SH | DFND | 21,000 | 0 | 0 | ||
TRC COMPANIES INC | Com | 872625108 | 1 | 100 | SH | DFND | 10 | 100 | 0 | 0 | |
TYCO INTERNATIONAL LTD | Com | G91442106 | 533 | 12,500 | SH | DFND | 9 | 12,500 | 0 | 0 | |
UDR INC | Com | 902653104 | 3,692 | 100,000 | SH | DFND | 2,10 | 100,000 | 0 | 0 | |
US BANKCORP DEL COM NEW | Com | 902973304 | 819 | 20,300 | SH | DFND | 20,300 | 0 | 0 | ||
US CELLULAR CORP- CALLABLE | Pref | 911684603 | 1,029 | 40,000 | SH | DFND | 4,9 | 40,000 | 0 | 0 | |
VAIL RESORTS INC. | Com | 91879Q109 | 6,912 | 50,000 | SH | DFND | 3,4,9,10 | 50,000 | 0 | 0 | |
VALIDUS HOLDINGS LTD | Pref | 91915W201 | 1,004 | 40,000 | SH | DFND | 3,4,7 | 40,000 | 0 | 0 | |
WELLS FARGO & CO NEW COM STK | Com | 949746101 | 4,165 | 88,000 | SH | DFND | 4 | 88,000 | 0 | 0 | |
WELLS FARGO & COMPANY PFT SERIES J | Pref | 949746887 | 0 | 387 | SH | DFND | 387 | 0 | 0 | ||
WESTERN UNION COMPANY | Com | 959802109 | 1,247 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
XEROX CORP COM | Com | 984121103 | 1,898 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 | |
XILINX INC | Com | 983919101 | 4,613 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
ZIEGLER COS INC THE | Com | 989506308 | 5,969 | 198,972 | SH | DFND | 198,972 | 0 | 0 |