The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADIENT LTD | Com | G0084W101 | 140 | 2,386 | SH | DFND | 9 | 2,386 | 0 | 0 | |
AFFILIATED MANAGERS GROUP-CALL | Pref | 008252876 | 631 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 | |
AGRIBANK FCB - CALLABLE | Pref | 00850L203 | 4,845 | 45,650 | SH | DFND | 1,2,7,8,10 | 45,650 | 0 | 0 | |
AICI CAP TRUST PFD | Pref | 001338201 | 3 | 30,100 | SH | DFND | 10 | 30,100 | 0 | 0 | |
ALLISON TRANSMISSION HLDG INC | Com | 01973R101 | 1,291 | 38,330 | SH | DFND | 10 | 38,330 | 0 | 0 | |
AMGEN INC | Com | 031162100 | 21,200 | 145,000 | SH | DFND | 4,7,9 | 145,000 | 0 | 0 | |
ARCH CAPITAL GROUP | Pref | 03939A206 | 1,268 | 60,000 | SH | DFND | 3,9 | 60,000 | 0 | 0 | |
ARES MANAGEMENT LP | Pref | 04014Y200 | 501 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
ASPEN INSURANCE HLDG LTD | Pref | G05384147 | 2,543 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
ASPEN INSURANCE HLDG LTD | Pref | G05384162 | 1,330 | 60,000 | SH | DFND | 2,4,7 | 60,000 | 0 | 0 | |
ASPEN INSURANCE HLDG LTD | Pref | G05384147 | 2,543 | 100,000 | SH | DFND | 9,10 | 100,000 | 0 | 0 | |
ASPEN INSURANCE HOLDINGS LTD -CALL | Pref | G05384139 | 1,999 | 80,000 | SH | DFND | 3,10 | 80,000 | 0 | 0 | |
AT&T INC | Com | 00206R102 | 2,127 | 50,000 | SH | DFND | 10 | 50,000 | 0 | 0 | |
AURORA OIL & GAS CORP | Com | 052036100 | 0 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING INC | Com | 053015103 | 19,837 | 193,000 | SH | DFND | 1,2,3,4,7,8,9,10 | 193,000 | 0 | 0 | |
AVNET INC | Com | 053807103 | 1,524 | 32,000 | SH | DFND | 32,000 | 0 | 0 | ||
AXIS CAPITAL HOLDINGS LTD - CALL | Pref | G0692U307 | 1,513 | 60,000 | SH | DFND | 1,4,7 | 60,000 | 0 | 0 | |
AXIS CAPITAL HOLDINGS-CALLABLE | Pref | 05461T305 | 1,300 | 60,000 | SH | DFND | 3,10 | 60,000 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL A | Com | 084670108 | 25,877 | 106 | SH | DFND | 2,4,9,10 | 106 | 0 | 0 | |
BLACKSTONE GROUP LP | Com | 09253U108 | 2,703 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
BOARDWALK PIPELINE PARTNERS, LP | Com | 096627104 | 707 | 40,700 | SH | DFND | 8 | 40,700 | 0 | 0 | |
BOEING CO | Com | 097023105 | 4,266 | 27,400 | SH | DFND | 27,400 | 0 | 0 | ||
BP P.L.C. SPONSORED ADR - CMN | Com | 055622104 | 561 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
CAL DIVE INTERNATIONAL INC | Com | 12802T101 | 2 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CASTLE BRANDS INC | Com | 148435100 | 266 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
CDK GLOBAL INC | Com | 12508E101 | 3,522 | 58,997 | SH | DFND | 1,2,3,7,8,10 | 58,997 | 0 | 0 | |
CHEVRON CORPORATION | Com | 166764100 | 1,883 | 16,000 | SH | DFND | 2,3 | 16,000 | 0 | 0 | |
CHINA FUND INC | Com | 169373107 | 1,526 | 101,426 | SH | DFND | 101,426 | 0 | 0 | ||
CITIGROUP INC - CALLABLE | Pref | 172967358 | 420 | 15,000 | SH | DFND | 7 | 15,000 | 0 | 0 | |
CITIGROUP INC - PFD - CALLABLE | Pref | 172967341 | 547 | 20,000 | SH | DFND | 7 | 20,000 | 0 | 0 | |
COBANK ACB | Pref | 19075Q862 | 2,876 | 29,055 | SH | DFND | 1,2,7 | 29,055 | 0 | 0 | |
COCA COLA COM | Com | 191216100 | 622 | 15,000 | SH | DFND | 8 | 15,000 | 0 | 0 | |
COMMERCE BANCSHARES INC - CALLABLE | Pref | 200525301 | 254 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
CONIFER HOLDINGS INC | Com | 20731J102 | 2,038 | 250,000 | SH | DFND | 4 | 250,000 | 0 | 0 | |
CORNING INC | Com | 219350105 | 7,586 | 312,550 | SH | DFND | 312,550 | 0 | 0 | ||
CORPORATE OFFICE PROPERTIES | Pref | 22002T884 | 505 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
CORTS TR II PROVIDENT FING TR I | Pref | 22081B200 | 23 | 810 | SH | DFND | 4 | 810 | 0 | 0 | |
CRIMSON WINE GROUP LTD | Com | 22662X100 | 431 | 45,955 | SH | DFND | 7,10 | 45,955 | 0 | 0 | |
DELPHI FINANCIAL GROUP - CALLABLE | Pref | 247131303 | 1,634 | 77,797 | SH | DFND | 3,4,7 | 77,797 | 0 | 0 | |
DEVON ENERGY CORP (NEW) | Com | 25179M103 | 2,284 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING INC. | Com | 25271C102 | 133 | 7,500 | SH | DFND | 8 | 7,500 | 0 | 0 | |
DOMINION RESOURCES INC | Pref | 25746U844 | 666 | 30,000 | SH | DFND | 3 | 30,000 | 0 | 0 | |
DTE ENERGY CO - CALLAABLE | Pref | 233331867 | 1,028 | 40,000 | SH | DFND | 9 | 40,000 | 0 | 0 | |
DTE ENERGY CO - CALLABLE | Pref | 233331800 | 676 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
EAGLE POINT CREDIT CO - CALL | Pref | 269809208 | 2,570 | 100,000 | SH | DFND | 2,7,9 | 100,000 | 0 | 0 | |
EMERSON ELEC CO | Com | 291011104 | 4,962 | 89,000 | SH | DFND | 2,8,10 | 89,000 | 0 | 0 | |
ENCANA CORPORATION | Com | 292505104 | 474 | 40,353 | SH | DFND | 40,353 | 0 | 0 | ||
ENERGY TRANSFER PTNRS L.P. | Com | 29273R109 | 752 | 21,000 | SH | DFND | 10 | 21,000 | 0 | 0 | |
ENTERGY LOUISIANA LLC - CALLABLE | Pref | 29364W108 | 1,268 | 60,000 | SH | DFND | 2,4,9 | 60,000 | 0 | 0 | |
EQT CORPORATION CMN | Com | 26884L109 | 1,962 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
FBOP CORP SER A | Pref | 30241B309 | 0 | 3,000 | SH | DFND | 2,4,10 | 3,000 | 0 | 0 | |
FIRST REPUBLIC BANK | Pref | 33616C407 | 1,278 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
GENERAL ELECTRIC CO | Com | 369604103 | 3,824 | 121,000 | SH | DFND | 1,2,3,9 | 121,000 | 0 | 0 | |
GENERAL MOTORS CO. WARRANT EXP | Com | 37045V126 | 20 | 1,145 | SH | DFND | 8,10 | 1,145 | 0 | 0 | |
GEORGIA POWER CO - CALLABE | Pref | 373334119 | 2,698 | 26,553 | SH | DFND | 2,4,7 | 26,553 | 0 | 0 | |
GLOBAL INDEMNITY PLC - CALLABLE | Pref | G3933F121 | 1,500 | 60,000 | SH | DFND | 2,3,8 | 60,000 | 0 | 0 | |
GOLDMAN SACHS GROUP - CALLABLE | Pref | 38144G804 | 218 | 10,000 | SH | DFND | 7 | 10,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | Com | 38141G104 | 26,603 | 111,100 | SH | DFND | 2,3,4,6,7,8,10 | 111,100 | 0 | 0 | |
GOLDMAN SACHS GROUP INC - CALLABLE | Pref | 38148B504 | 522 | 20,000 | SH | DFND | 9 | 20,000 | 0 | 0 | |
HARTFORD FINL SVCS GRP - CALLABLE | Pref | 416518504 | 2,311 | 78,000 | SH | DFND | 3,9,10 | 78,000 | 0 | 0 | |
HELIX ENERGY SOLUTIONS GROUP | Com | 42330P107 | 221 | 25,000 | SH | DFND | 9 | 25,000 | 0 | 0 | |
HJ HEINZ HOLDING CORP | Com | 500754106 | 2,124 | 24,320 | SH | DFND | 1,2,4,10 | 24,320 | 0 | 0 | |
IRWIN FINANCIAL CORP 144A SER A | Pref | 464119304 | 0 | 3,000 | SH | DFND | 1,4,7,9 | 3,000 | 0 | 0 | |
JOHNSON CTLS INTL PLC | Com | G51502105 | 983 | 23,874 | SH | DFND | 9 | 23,874 | 0 | 0 | |
JPMORGAN CHASE & CO COM | Com | 46625H100 | 1,221 | 14,155 | SH | DFND | 2 | 14,155 | 0 | 0 | |
KAISER ALUM CORP DEPOSITARY S CMN | Com | 483007704 | 5 | 70 | SH | DFND | 10 | 70 | 0 | 0 | |
KEYCORP - CALLABLE | Pref | 493267702 | 523 | 20,000 | SH | DFND | 8 | 20,000 | 0 | 0 | |
KILROY REALTY CORP - CALLABLE | Pref | 49427F702 | 380 | 15,000 | SH | DFND | 9 | 15,000 | 0 | 0 | |
LEGG MASON INC COM | Com | 524901105 | 2,991 | 100,000 | SH | DFND | 2,4,7,9,10 | 100,000 | 0 | 0 | |
LEHMAN BROTHERS HOLDING INC | Com | 524ESC100 | 0 | 2,412,800 | SH | DFND | 2,4,9 | 2,412,800 | 0 | 0 | |
LEUCADIA NATIONAL CORP | Com | 527288104 | 11,878 | 510,872 | SH | DFND | 4,7,9,10 | 510,872 | 0 | 0 | |
MALLINCKRODT PLC WI | Com | G5785G107 | 78 | 1,562 | SH | DFND | 1,562 | 0 | 0 | ||
MCDONALDS CORP | Com | 580135101 | 761 | 6,250 | SH | DFND | 3 | 6,250 | 0 | 0 | |
MEDLEY LLC - CALLABLE | Pref | 58503Y105 | 963 | 40,000 | SH | DFND | 2,7 | 40,000 | 0 | 0 | |
MEDTRONIC PLC | Com | G5960L103 | 851 | 11,950 | SH | DFND | 11,950 | 0 | 0 | ||
MERCER INTERNATIONAL INC SBI | Com | 588056101 | 175,259 | 16,456,223 | SH | DFND | 1,2,4,7,9,10 | 16,456,223 | 0 | 0 | |
MERCK & CO, INC. | Com | 58933Y105 | 206 | 3,500 | SH | DFND | 8 | 3,500 | 0 | 0 | |
MFC INDUSTRIAL LTD | Com | 55278T105 | 26,642 | 13,662,400 | SH | DFND | 1,2,4,7,9,10 | 13,662,400 | 0 | 0 | |
MONDELEZ INTERNATIONAL INC | Com | 609207105 | 3,234 | 72,964 | SH | DFND | 1,2,4,10 | 72,964 | 0 | 0 | |
MOTORS LIQUIDATION COMPANY-TRUST | Pref | 62010U101 | 6 | 744 | SH | DFND | 8,10 | 744 | 0 | 0 | |
MYMETICS CORP | Com | 62856A102 | 45 | 2,186,473 | SH | DFND | 7,10 | 2,186,473 | 0 | 0 | |
NAM TAI PROPERTY INC | Com | G63907102 | 42,734 | 5,774,800 | SH | DFND | 1,2,3,4,7,9,10 | 5,774,800 | 0 | 0 | |
NATIONAL RETAIL PPTYS INC | Com | 637417106 | 575 | 13,000 | SH | DFND | 4 | 13,000 | 0 | 0 | |
NATIONAL RETAIL PROPERTIES-CALL | Pref | 637417601 | 753 | 30,000 | SH | DFND | 7 | 30,000 | 0 | 0 | |
NEW YORK COMMUNITY | Com | 649445103 | 796 | 50,000 | SH | DFND | 9 | 50,000 | 0 | 0 | |
NOW INC DE | Com | 67011P100 | 23 | 1,100 | SH | DFND | 2 | 1,100 | 0 | 0 | |
PENTAIR PLC | Com | G7S00T104 | 168 | 2,999 | SH | DFND | 2,999 | 0 | 0 | ||
PEOPLES UNITED FIN INC - CALLABLE | Pref | 712704204 | 1,293 | 50,000 | SH | DFND | 7,9 | 50,000 | 0 | 0 | |
PFSWEB INC | Com | 717098206 | 6,375 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
PPL CAPITAL FDG - CALLABLE | Pref | 69352P202 | 500 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
PROCTER & GAMBLE CO | Com | 742718109 | 8,358 | 99,400 | SH | DFND | 2,8,9 | 99,400 | 0 | 0 | |
PUBLIC STORAGE - CALLABLE | Pref | 74460W719 | 422 | 20,000 | SH | DFND | 9 | 20,000 | 0 | 0 | |
RAYMOND JAMES FNCL INC | Com | 754730109 | 20,781 | 300,000 | SH | DFND | 4,9 | 300,000 | 0 | 0 | |
RELX NV SPON ADR | Com | 75955B102 | 1,804 | 107,660 | SH | DFND | 2 | 107,660 | 0 | 0 | |
ROOMSTORE INC - CMN | Com | 77638R108 | 0 | 43,661 | SH | DFND | 43,661 | 0 | 0 | ||
SCE TRUST - CALLABLE | Pref | 78406T201 | 466 | 20,000 | SH | DFND | 4 | 20,000 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | Com | 808513105 | 987 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SEAHAWK DRILLING, INC - ESCROW | Com | 812ESC986 | 0 | 113 | SH | DFND | 113 | 0 | 0 | ||
SELECTIVE INS GROUP INC | Com | 816300107 | 8,610 | 200,000 | SH | DFND | 10 | 200,000 | 0 | 0 | |
SOUTHERN CO - CALLABLE | Pref | 842587305 | 655 | 30,000 | SH | DFND | 7 | 30,000 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | Com | 84763A108 | 336 | 75,796 | SH | DFND | 75,796 | 0 | 0 | ||
SUBSEA 7 INC SPONSORED ADR | Com | 864323100 | 1,270 | 100,000 | SH | DFND | 10 | 100,000 | 0 | 0 | |
SUN HYDRAULICS CORP | Com | 866942105 | 11,991 | 300,000 | SH | DFND | 4,10 | 300,000 | 0 | 0 | |
SUVANZA | Com | 869551101 | 0 | 5,430 | SH | DFND | 5,430 | 0 | 0 | ||
TE CONNECTIVITY LIMITED | Com | H84989104 | 866 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
TERRAVIA HLDGS INC | Com | 88105A106 | 115 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
TIDEWATER INC | Com | 886423102 | 160 | 47,000 | SH | DFND | 47,000 | 0 | 0 | ||
TRAVELERS COS INC | Com | 89417E109 | 2,571 | 21,000 | SH | DFND | 21,000 | 0 | 0 | ||
TRC COMPANIES INC | Com | 872625108 | 9,065 | 855,216 | SH | DFND | 10 | 855,216 | 0 | 0 | |
UDR INC | Com | 902653104 | 7,296 | 200,000 | SH | DFND | 2,10 | 200,000 | 0 | 0 | |
US BANKCORP DEL COM NEW | Com | 902973304 | 1,043 | 20,300 | SH | DFND | 20,300 | 0 | 0 | ||
VAIL RESORTS INC. | Com | 91879Q109 | 24,326 | 150,800 | SH | DFND | 3,4,9,10 | 150,800 | 0 | 0 | |
VALIDUS HOLDINGS LTD | Pref | 91915W201 | 1,802 | 80,000 | SH | DFND | 3,4,7 | 80,000 | 0 | 0 | |
WEBSTER FINANCIAL CORP - CALLABLE | Pref | 947890406 | 379 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
WELLS FARGO & CO NEW COM STK | Com | 949746101 | 4,850 | 88,000 | SH | DFND | 4 | 88,000 | 0 | 0 | |
WELLS FARGO & COMPANY PFT SERIES J | Pref | 949746887 | 0 | 387 | SH | DFND | 387 | 0 | 0 | ||
XILINX INC | Com | 983919101 | 6,037 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
ZIEGLER COS INC THE | Com | 989506308 | 5,969 | 198,972 | SH | DFND | 198,972 | 0 | 0 |