The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADIENT LTD | Com | G0084W101 | 94 | 1,193 | SH | DFND | 1,193 | 0 | 0 | ||
AGRIBANK FCB - CALLABLE | Pref | 00850L203 | 4,999 | 45,650 | SH | DFND | 1,2,7,8,10 | 45,650 | 0 | 0 | |
AICI CAP TRUST PFD | Pref | 001338201 | 3 | 30,100 | SH | DFND | 10 | 30,100 | 0 | 0 | |
ALLISON TRANSMISSION HLDG INC | Com | 01973R101 | 1,651 | 38,330 | SH | DFND | 10 | 38,330 | 0 | 0 | |
AMERICAN HOMES 4 RENT - CALL | Pref | 02665T876 | 503 | 20,000 | SH | DFND | 10 | 20,000 | 0 | 0 | |
AMGEN INC | Com | 031162100 | 25,216 | 145,000 | SH | DFND | 4,7,9 | 145,000 | 0 | 0 | |
ARCH CAPITAL GROUP | Pref | 03939A206 | 501 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
ARCH CAPITAL GROUP LTD-CALL | Pref | 03939A107 | 507 | 20,000 | SH | DFND | 10 | 20,000 | 0 | 0 | |
AT&T INC | Com | 00206R102 | 1,944 | 50,000 | SH | DFND | 10 | 50,000 | 0 | 0 | |
AVNET INC | Com | 053807103 | 475 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
AXIS CAPITAL HOLDINGS-CALLABLE | Pref | 05461T305 | 1,510 | 60,000 | SH | DFND | 3 | 60,000 | 0 | 0 | |
AXIS CAPITAL HOLDINGS-CALLABLE | Pref | 05461T305 | 1,510 | 60,000 | SH | DFND | 3,10 | 60,000 | 0 | 0 | |
BB LIQUIDATING INC - CLASS A | Com | 05532D107 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BB LIQUIDATING INC - CLASS B | Com | 05532D206 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL A | Com | 084670108 | 24,403 | 82 | SH | DFND | 2,4,9,10 | 82 | 0 | 0 | |
BLACKSTONE GROUP LP | Com | 09253U108 | 3,202 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
BOEING CO | Com | 097023105 | 8,081 | 27,400 | SH | DFND | 27,400 | 0 | 0 | ||
BP P.L.C. SPONSORED ADR - CMN | Com | 055622104 | 630 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
CAL DIVE INTERNATIONAL INC | Com | 12802T101 | 0 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CARLYLE GROUP LP - CALLABLE | Pref | 14309L201 | 1,770 | 70,000 | SH | DFND | 1,2,9 | 70,000 | 0 | 0 | |
CASTLE BRANDS INC | Com | 148435100 | 305 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
CBL ASSOCIATES PROP - CALLABLE | Pref | 124830605 | 772 | 35,000 | SH | DFND | 2,9 | 35,000 | 0 | 0 | |
CDK GLOBAL INC | Com | 12508E101 | 4,205 | 58,997 | SH | DFND | 1,2,3,7,8,10 | 58,997 | 0 | 0 | |
CENTAUR FUNDING CORP -SER B 144A | Pref | 151327202 | 5,816 | 5,111 | SH | DFND | 2,3,4,7,8,9 | 5,111 | 0 | 0 | |
CHEVRON CORPORATION | Com | 166764100 | 2,003 | 16,000 | SH | DFND | 2,3 | 16,000 | 0 | 0 | |
CHINA FUND INC | Com | 169373107 | 1,481 | 68,399 | SH | DFND | 68,399 | 0 | 0 | ||
CHUBB LTD | Com | H1467J104 | 8 | 54 | SH | DFND | 54 | 0 | 0 | ||
COBANK ACB | Pref | 19075Q862 | 3,202 | 29,853 | SH | DFND | 1,2,9 | 29,853 | 0 | 0 | |
COCA COLA COM | Com | 191216100 | 688 | 15,000 | SH | DFND | 8 | 15,000 | 0 | 0 | |
CONIFER HOLDINGS INC | Com | 20731J102 | 1,450 | 250,000 | SH | DFND | 4 | 250,000 | 0 | 0 | |
CORNING INC | Com | 219350105 | 9,998 | 312,550 | SH | DFND | 312,550 | 0 | 0 | ||
CULLEN FROST BANKERS INC - CALL | Pref | 229899208 | 753 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
DELPHI FINANCIAL GROUP - CALLABLE | Pref | 247131303 | 1,712 | 77,797 | SH | DFND | 3,4,7 | 77,797 | 0 | 0 | |
DISNEY WALT CO | Com | 254687106 | 1,989 | 18,500 | SH | DFND | 18,500 | 0 | 0 | ||
DYNEGY INC NEW DEL WT | Com | 26817R157 | 6 | 33,717 | SH | DFND | 4,9,10 | 33,717 | 0 | 0 | |
EAGLE POINT CREDIT CO - CALL | Pref | 269809406 | 1,524 | 60,000 | SH | DFND | 2,4 | 60,000 | 0 | 0 | |
EAGLE POINT CREDIT CO - CALL | Pref | 269809208 | 251 | 10,000 | SH | DFND | 9 | 10,000 | 0 | 0 | |
EAGLE POINT CREDIT CO - CALL | Pref | 269809406 | 1,524 | 60,000 | SH | DFND | 10 | 60,000 | 0 | 0 | |
EMERSON ELEC CO | Com | 291011104 | 6,202 | 89,000 | SH | DFND | 2,8,10 | 89,000 | 0 | 0 | |
EPR PROPERTIES-CALLABLE | Pref | 26884U505 | 2,505 | 100,000 | SH | DFND | 2,4,7,10 | 100,000 | 0 | 0 | |
EQUITY COMMONWEALTH - CALLABLE | Pref | 294628508 | 254 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
EXXON MOBIL CORP | Com | 30231G102 | 2,927 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | Com | 369604103 | 2,111 | 121,000 | SH | DFND | 1,2,3,9 | 121,000 | 0 | 0 | |
GENERAL MOTORS CO. WARRANT EXP | Com | 37045V126 | 27 | 1,145 | SH | DFND | 8,10 | 1,145 | 0 | 0 | |
GENERAL MOTORS COMPANY | Com | 37045V100 | 50 | 1,228 | SH | DFND | 1,228 | 0 | 0 | ||
GENUINE PARTS CO COM | Com | 372460105 | 3,971 | 41,800 | SH | DFND | 2 | 41,800 | 0 | 0 | |
GLOBAL INDEMNITY LTD | Pref | G3933F139 | 778 | 30,000 | SH | DFND | 2,10 | 30,000 | 0 | 0 | |
GLOBAL INDEMNITY PLC - CALLABLE | Pref | G3933F121 | 517 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | Com | 38141G104 | 28,406 | 111,500 | SH | DFND | 4 | 111,500 | 0 | 0 | |
HALLIBURTON CO HOLDING CO | Com | 406216101 | 1,173 | 24,000 | SH | DFND | 24,000 | 0 | 0 | ||
HJ HEINZ HOLDING CORP | Com | 500754106 | 825 | 10,608 | SH | DFND | 4 | 10,608 | 0 | 0 | |
INTL BUSINESS MACHINES CORP | Com | 459200101 | 3,433 | 22,374 | SH | DFND | 1 | 22,374 | 0 | 0 | |
JACOBS ENGINEERING GROUP INC | Com | 469814107 | 2,441 | 37,000 | SH | DFND | 37,000 | 0 | 0 | ||
JOHNSON CTLS INTL PLC | Com | G51502105 | 910 | 23,874 | SH | DFND | 9 | 23,874 | 0 | 0 | |
JPMORGAN CHASE & CO COM | Com | 46625H100 | 1,514 | 14,155 | SH | DFND | 2 | 14,155 | 0 | 0 | |
KAISER ALUM CORP DEPOSITARY S CMN | Com | 483007704 | 7 | 70 | SH | DFND | 10 | 70 | 0 | 0 | |
LADENBURG THALMAN FIN SVCS INC | Pref | 50575Q300 | 1,971 | 80,000 | SH | DFND | 3,9 | 80,000 | 0 | 0 | |
LEGG MASON INC COM | Com | 524901105 | 4,198 | 100,000 | SH | DFND | 2,4,7,9,10 | 100,000 | 0 | 0 | |
LEUCADIA NATIONAL CORP | Com | 527288104 | 13,533 | 510,872 | SH | DFND | 4,7,9,10 | 510,872 | 0 | 0 | |
MB FINANCIAL INC - CALLABLE | Pref | 55264U405 | 907 | 34,500 | SH | DFND | 1 | 34,500 | 0 | 0 | |
MCDONALDS CORP | Com | 580135101 | 1,076 | 6,250 | SH | DFND | 3 | 6,250 | 0 | 0 | |
MEDLEY LLC - CALLABLE | Pref | 58503Y105 | 991 | 40,000 | SH | DFND | 2,7 | 40,000 | 0 | 0 | |
MEDLEY LLC - CALLABLE | Pref | 58503Y204 | 1,008 | 40,000 | SH | DFND | 9,10 | 40,000 | 0 | 0 | |
MEDTRONIC PLC | Com | G5960L103 | 799 | 9,900 | SH | DFND | 9,900 | 0 | 0 | ||
MERCER INTERNATIONAL INC SBI | Com | 588056101 | 235,664 | 16,480,000 | SH | DFND | 1,2,4,7,9,10 | 16,480,000 | 0 | 0 | |
MERCK & CO, INC. | Com | 58933Y105 | 84 | 1,487 | SH | DFND | 1,487 | 0 | 0 | ||
MFC BANCORP LTD | Com | G60630103 | 21,286 | 2,732,477 | SH | DFND | 1,2,4,7,9,10 | 2,732,477 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | Com | 620076307 | 2,480 | 27,450 | SH | DFND | 27,450 | 0 | 0 | ||
MOTORS LIQUIDATION COMPANY-TRUST | Pref | 62010U101 | 7 | 744 | SH | DFND | 8,10 | 744 | 0 | 0 | |
MYMETICS CORP | Com | 62856A102 | 46 | 2,186,473 | SH | DFND | 7,10 | 2,186,473 | 0 | 0 | |
NAM TAI PROPERTY INC | Com | G63907102 | 72,474 | 5,774,800 | SH | DFND | 1,2,3,4,7,9,10 | 5,774,800 | 0 | 0 | |
NATIONAL RETAIL PPTYS INC | Com | 637417106 | 561 | 13,000 | SH | DFND | 4 | 13,000 | 0 | 0 | |
NEW YORK MORTGAGE TRUST - CALLABLE | Pref | 649604881 | 494 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
NOW INC DE | Com | 67011P100 | 12 | 1,100 | SH | DFND | 2 | 1,100 | 0 | 0 | |
NUSTAR ENERGY LP - CALLABLE | Pref | 67058H409 | 1,558 | 60,000 | SH | DFND | 4,8,10 | 60,000 | 0 | 0 | |
PFSWEB INC | Com | 717098206 | 5,573 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
PROCTER & GAMBLE CO | Com | 742718109 | 21,491 | 233,900 | SH | DFND | 1,2,3,7,8,10 | 233,900 | 0 | 0 | |
PS BUSINESS PARKS INC - CALLABLE | Pref | 69360J669 | 253 | 10,000 | SH | DFND | 9 | 10,000 | 0 | 0 | |
QWEST CORP-CALLABLE | Pref | 74913G873 | 689 | 30,000 | SH | DFND | 4 | 30,000 | 0 | 0 | |
RAYMOND JAMES FNCL INC | Com | 754730109 | 26,790 | 300,000 | SH | DFND | 4,9 | 300,000 | 0 | 0 | |
REXFORD INDUSTRIAL REALTY-CALL | Pref | 76169C209 | 899 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
REXFORD INDUSTRIAL REALTY-CALL | Pref | 76169C209 | 899 | 35,000 | SH | DFND | 2,9 | 35,000 | 0 | 0 | |
RIVERNORTH MARKETPLACE-CALLABLE | Pref | 76882B207 | 1,265 | 50,000 | SH | DFND | 1,2 | 50,000 | 0 | 0 | |
ROOMSTORE INC - CMN | Com | 77638R108 | 0 | 43,661 | SH | DFND | 43,661 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | Com | 808513105 | 1,284 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SEAGATE TECHNOLOGY | Com | G7945M107 | 15,711 | 375,500 | SH | DFND | 2,4,7,8,9,10 | 375,500 | 0 | 0 | |
SELECTIVE INS GROUP INC | Com | 816300107 | 11,740 | 200,000 | SH | DFND | 10 | 200,000 | 0 | 0 | |
SENIOR HOUSING PROPERTIES TRUST | Pref | 81721M208 | 930 | 37,000 | SH | DFND | 1,2,8 | 37,000 | 0 | 0 | |
SOUTHERN CO - CALLABLE | Pref | 842587404 | 508 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
SPIRIT REALTY CAPITAL-CALLABLE | Pref | 84860W201 | 1,490 | 60,000 | SH | DFND | 1,9 | 60,000 | 0 | 0 | |
STAG INDUSTRIAL | Pref | 85254J409 | 524 | 20,000 | SH | DFND | 8 | 20,000 | 0 | 0 | |
STAG INDUSTRIAL INC | Pref | 85254J300 | 1,364 | 54,000 | SH | DFND | 2,4,9 | 54,000 | 0 | 0 | |
STIFEL FINANCIAL CORP - CALLABLE | Pref | 860630607 | 498 | 20,000 | SH | DFND | 10 | 20,000 | 0 | 0 | |
SUN HYDRAULICS CORP | Com | 866942105 | 19,407 | 300,000 | SH | DFND | 4,10 | 300,000 | 0 | 0 | |
TE CONNECTIVITY LIMITED | Com | H84989104 | 1,188 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
TIDEWATER INC NEW | Com | 88642R109 | 14 | 557 | SH | DFND | 557 | 0 | 0 | ||
TIDEWATER INC WTS SERIES B 7/31/23 | Com | 88642R125 | 2 | 976 | SH | DFND | 976 | 0 | 0 | ||
TIDWATER INC WTS SERIES A 7/31/23 | Com | 88642R117 | 2 | 903 | SH | DFND | 903 | 0 | 0 | ||
TRAVELERS COS INC | Com | 89417E109 | 2,848 | 21,000 | SH | DFND | 21,000 | 0 | 0 | ||
TWENTY-FIRST CENTURY FOX INC-CL B | Com | 90130A200 | 2,559 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
UNITED PARCEL SERVICE, INC-CLASS B | Com | 911312106 | 2,383 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
US BANKCORP DEL COM NEW | Com | 902973304 | 1,088 | 20,300 | SH | DFND | 20,300 | 0 | 0 | ||
US CELLULAR CORP | Pref | 911684504 | 516 | 20,000 | SH | DFND | 9 | 20,000 | 0 | 0 | |
VAIL RESORTS INC. | Com | 91879Q109 | 32,040 | 150,800 | SH | DFND | 3,4,9,10 | 150,800 | 0 | 0 | |
VALIDUS HOLDINGS LTD | Pref | 91915W201 | 1,687 | 65,000 | SH | DFND | 3,4,7 | 65,000 | 0 | 0 | |
VALIDUS HOLDINGS LTD | Pref | 91915W300 | 1,548 | 60,000 | SH | DFND | 8,10 | 60,000 | 0 | 0 | |
VENTAS REALTY LP CAP CORP | Pref | 92276M204 | 4,157 | 165,000 | SH | DFND | 1,3,4,8,9 | 165,000 | 0 | 0 | |
VEREIT INC - CALLABLE | Pref | 92339V209 | 1,282 | 50,000 | SH | DFND | 2,7 | 50,000 | 0 | 0 | |
VOLKSWAGEN GROUP ADR | Com | 928662303 | 2,633 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
W.R. BERKLEY CORP-CALLABLE | Pref | 084423409 | 506 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
WASHINGTON PRIME GROUP NEW | Pref | 93964W306 | 871 | 35,000 | SH | DFND | 2,10 | 35,000 | 0 | 0 | |
WELLS FARGO & CO NEW COM STK | Com | 949746101 | 5,339 | 88,000 | SH | DFND | 4 | 88,000 | 0 | 0 | |
WESTERN ALLIANCE BANCORP - CALL | Pref | 957638208 | 2,635 | 100,000 | SH | DFND | 1,4,9 | 100,000 | 0 | 0 | |
WILLIS TOWERS WATSON PLC | Com | G96629103 | 1,198 | 7,950 | SH | DFND | 7,950 | 0 | 0 | ||
XILINX INC | Com | 983919101 | 2,697 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
ZIEGLER COS INC THE | Com | 989506308 | 5,969 | 198,972 | SH | DFND | 198,972 | 0 | 0 |