The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADIENT LTD | Com | G0084W101 | 27 | 1,193 | SH | DFND | 1,193 | 0 | 0 | ||
AFFILIATED MANAGERS GROUP-CALLABLE | Pref | 008252850 | 2,103 | 80,000 | SH | DFND | 1,3,4,8 | 80,000 | 0 | 0 | |
AGRIBANK FCB - CALLABLE | Pref | 00850L203 | 4,885 | 45,650 | SH | DFND | 1,2,4,8,10 | 45,650 | 0 | 0 | |
AICI CAP TRUST PFD | Pref | 001338201 | 3 | 30,100 | SH | DFND | 10 | 30,100 | 0 | 0 | |
ALGONZUIN PWR UTILITY-CALLABLE | Pref | 015857709 | 835 | 30,000 | SH | DFND | 1,4 | 30,000 | 0 | 0 | |
ALLERGEN PLC | Com | G0177J108 | 2,987 | 17,750 | SH | DFND | 17,750 | 0 | 0 | ||
ALLSTATE CORP - CALLABLE | Pref | 020002838 | 1,050 | 40,000 | SH | DFND | 4,9 | 40,000 | 0 | 0 | |
AMERICAN HOMES 4 RENT - CALL | Pref | 02665T876 | 263 | 10,000 | SH | DFND | 10 | 10,000 | 0 | 0 | |
AMGEN INC | Com | 031162100 | 28,059 | 145,000 | SH | DFND | 4,7,9 | 145,000 | 0 | 0 | |
ANHEUSER-BUSCH INBEV S.A. SP ADR | Com | 03524A108 | 1,047 | 11,000 | SH | DFND | 11,000 | 0 | 0 | ||
ASPEN INSURANCE HLDG LTD-CALLABLE | Pref | G05384204 | 1,285 | 50,000 | SH | DFND | 11 | 50,000 | 0 | 0 | |
AT&T INC | Com | 00206R102 | 1,892 | 50,000 | SH | DFND | 10 | 50,000 | 0 | 0 | |
ATHENE HOLDINGS LTD-CALLABE | Pref | 04686J200 | 1,570 | 60,000 | SH | DFND | 7,9 | 60,000 | 0 | 0 | |
AVNET INC | Com | 053807103 | 534 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
B. RILEY FINANCIAL-CALLABLE | Pref | 05580M801 | 1,007 | 40,000 | SH | DFND | 3 | 40,000 | 0 | 0 | |
BB LIQUIDATING INC - CLASS A | Com | 05532D107 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BB LIQUIDATING INC - CLASS B | Com | 05532D206 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL A | Com | 084670108 | 1,871 | 6 | SH | DFND | 6 | 0 | 0 | ||
BLACKSTONE GROUP INC CLASS A | Com | 09260D107 | 4,884 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
BOEING CO | Com | 097023105 | 10,425 | 27,400 | SH | DFND | 27,400 | 0 | 0 | ||
BP P.L.C. SPONSORED ADR - CMN | Com | 055622104 | 570 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
BROOKFIELD PROPERTY PARTN-CALLABLE | Pref | G16249156 | 518 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
BROOKFIELD PROPERTY PARTNERS LP | Pref | G16249149 | 1,963 | 75,000 | SH | DFND | 1,3,4,8,10 | 75,000 | 0 | 0 | |
BRUNSWICK CORP - CALLABLE | Pref | 117043406 | 535 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
CAL DIVE INTERNATIONAL INC | Com | 12802T101 | 0 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CARLYLE GROUP LP - CALLABLE | Pref | 14309L201 | 1,772 | 70,000 | SH | DFND | 1,2,9 | 70,000 | 0 | 0 | |
CASTLE BRANDS INC | Com | 148991896 | 315 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
CBL ASSOCIATES PROP - CALLABLE | Pref | 124830605 | 306 | 35,000 | SH | DFND | 2,9 | 35,000 | 0 | 0 | |
CDK GLOBAL INC | Com | 12508E101 | 1,980 | 41,164 | SH | DFND | 1,2,3,7,8 | 41,164 | 0 | 0 | |
CHEVRON CORPORATION | Com | 166764100 | 1,898 | 16,000 | SH | DFND | 2,3 | 16,000 | 0 | 0 | |
CHINA FUND INC | Com | 169373107 | 1,328 | 68,399 | SH | DFND | 68,399 | 0 | 0 | ||
CMS ENERGY CORP - CALLABLE | Pref | 125896845 | 1,129 | 40,000 | SH | DFND | 2,4 | 40,000 | 0 | 0 | |
COBANK ACB | Pref | 19075Q862 | 2,375 | 22,353 | SH | DFND | 1,2 | 22,353 | 0 | 0 | |
COBANK ACB | Pref | 19075Q805 | 535 | 5,099 | SH | DFND | 9 | 5,099 | 0 | 0 | |
COCA COLA COM | Com | 191216100 | 817 | 15,000 | SH | DFND | 8 | 15,000 | 0 | 0 | |
CONIFER HOLDINGS INC | Com | 20731J102 | 915 | 250,000 | SH | DFND | 4 | 250,000 | 0 | 0 | |
CORNING INC | Com | 219350105 | 8,914 | 312,550 | SH | DFND | 312,550 | 0 | 0 | ||
CORSA COAL CORP | Com | 22041E609 | 719 | 2,226,000 | SH | DFND | 2,226,000 | 0 | 0 | ||
DCP MIDSTREAM LP | Pref | 23311P308 | 490 | 20,000 | SH | DFND | 4 | 20,000 | 0 | 0 | |
DCP MIDSTREAM LP-CALLABLE | Pref | 23311P209 | 1,458 | 60,000 | SH | DFND | 1,8 | 60,000 | 0 | 0 | |
DELPHI FINANCIAL GROUP - CALLABLE | Pref | 247131303 | 1,770 | 77,797 | SH | DFND | 3,4 | 77,797 | 0 | 0 | |
DISNEY WALT CO | Com | 254687106 | 5,537 | 42,488 | SH | DFND | 42,488 | 0 | 0 | ||
EAGLE POINT CREDIT CO - CALL | Pref | 269809406 | 1,531 | 60,000 | SH | DFND | 2,4,10 | 60,000 | 0 | 0 | |
EAGLE POINT CREDIT CO - CALLABLE | Pref | 269809505 | 1,025 | 40,000 | SH | DFND | 1,9 | 40,000 | 0 | 0 | |
EMERSON ELEC CO | Com | 291011104 | 5,951 | 89,000 | SH | DFND | 2,8,10 | 89,000 | 0 | 0 | |
ENERGY TRANSFER OPERATING -CALLABL | Pref | 29278N509 | 1,267 | 50,000 | SH | DFND | 2,8,9,10 | 50,000 | 0 | 0 | |
ENERGY TRANSFER PARTNERS-CALLABLE | Pref | 29278N400 | 1,726 | 70,000 | SH | DFND | 1,2 | 70,000 | 0 | 0 | |
ENERGY TRANSFER PARTNERS-CALLABLE | Pref | 29278N301 | 367 | 15,000 | SH | DFND | 4 | 15,000 | 0 | 0 | |
ENERGY TRANSFER PARTNERS-CALLABLE | Pref | 29278N400 | 1,726 | 70,000 | SH | DFND | 4,10 | 70,000 | 0 | 0 | |
ENSTAR GROUP LTD-CALLABLE | Pref | 29359U109 | 1,623 | 60,000 | SH | DFND | 3,9 | 60,000 | 0 | 0 | |
EXXON MOBIL CORP | Com | 30231G102 | 2,471 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
FARM CREDIT BK OF TEXAS - CALLABLE | Pref | 30767E307 | 1,110 | 1,000 | SH | DFND | 10 | 1,000 | 0 | 0 | |
FARM CREDIT BK OF TEXAS-CALL-144A | Pref | 30767E406 | 429 | 4,000 | SH | DFND | 9 | 4,000 | 0 | 0 | |
FOX CORP CLASS B | Com | 35137L204 | 789 | 25,027 | SH | DFND | 25,027 | 0 | 0 | ||
GENERAL ELECTRIC CO | Com | 369604103 | 1,082 | 121,000 | SH | DFND | 1,2,3,9 | 121,000 | 0 | 0 | |
GENERAL MOTORS COMPANY | Com | 37045V100 | 89 | 2,373 | SH | DFND | 2,373 | 0 | 0 | ||
GENUINE PARTS CO COM | Com | 372460105 | 1,903 | 19,108 | SH | DFND | 19,108 | 0 | 0 | ||
GLOBAL INDEMNITY LTD | Pref | G3933F139 | 818 | 30,000 | SH | DFND | 2,10 | 30,000 | 0 | 0 | |
GLOBAL INDEMNITY PLC - CALLABLE | Pref | G3933F121 | 515 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | Com | 38141G104 | 23,085 | 111,400 | SH | DFND | 2,8 | 111,400 | 0 | 0 | |
HALLIBURTON CO HOLDING CO | Com | 406216101 | 3,007 | 159,500 | SH | DFND | 1,2 | 159,500 | 0 | 0 | |
HELIOS TECHNOLOGIES INC | Com | 42328H109 | 12,171 | 300,000 | SH | DFND | 4,10 | 300,000 | 0 | 0 | |
INTEGRYS ENERGY GROUP-CALLABLE | Pref | 45822P204 | 5,059 | 185,314 | SH | DFND | 2,3,4,11,7,8 | 185,314 | 0 | 0 | |
INTL BUSINESS MACHINES CORP | Com | 459200101 | 2,308 | 15,874 | SH | DFND | 1 | 15,874 | 0 | 0 | |
JACOBS ENGINEERING GROUP INC | Com | 469814107 | 3,386 | 37,000 | SH | DFND | 37,000 | 0 | 0 | ||
JEFFERIES FINANCIAL GROUP INC | Com | 47233W109 | 9,400 | 510,872 | SH | DFND | 4,7,9,10 | 510,872 | 0 | 0 | |
JOHNSON CTLS INTL PLC | Com | G51502105 | 1,048 | 23,874 | SH | DFND | 9 | 23,874 | 0 | 0 | |
JPMORGAN CHASE & CO COM | Com | 46625H100 | 666 | 5,655 | SH | DFND | 5,655 | 0 | 0 | ||
KAISER ALUM CORP DEPOSITARY S CMN | Com | 483007704 | 7 | 70 | SH | DFND | 10 | 70 | 0 | 0 | |
LADENBURG THALMAN FIN SVCS INC | Pref | 50575Q300 | 1,682 | 70,000 | SH | DFND | 3,9 | 70,000 | 0 | 0 | |
LADENBURG THALMAN FIN SVCS INC-CAL | Pref | 50575Q508 | 259 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
LEGG MASON INC COM | Com | 524901105 | 2,559 | 67,000 | SH | DFND | 2,4,7,9,10 | 67,000 | 0 | 0 | |
MCDONALDS CORP | Com | 580135101 | 1,342 | 6,250 | SH | DFND | 3 | 6,250 | 0 | 0 | |
MEDLEY LLC - CALLABLE | Pref | 58503Y105 | 791 | 40,000 | SH | DFND | 2,4 | 40,000 | 0 | 0 | |
MEDLEY LLC - CALLABLE | Pref | 58503Y204 | 836 | 40,000 | SH | DFND | 9,10 | 40,000 | 0 | 0 | |
MERCER INTERNATIONAL INC SBI | Com | 588056101 | 206,659 | 16,480,000 | SH | DFND | 1,2,4,11,7,9,10 | 16,480,000 | 0 | 0 | |
MERCK & CO, INC. | Com | 58933Y105 | 125 | 1,487 | SH | DFND | 1,487 | 0 | 0 | ||
MOTOROLA SOLUTIONS INC | Com | 620076307 | 4,218 | 24,750 | SH | DFND | 24,750 | 0 | 0 | ||
MOTORS LIQUIDATION COMPANY-TRUST | Pref | 62010U101 | 8 | 744 | SH | DFND | 8,10 | 744 | 0 | 0 | |
MYMETICS CORP | Com | 62856A102 | 85 | 2,186,473 | SH | DFND | 7,10 | 2,186,473 | 0 | 0 | |
NAM TAI PROPERTY INC | Com | G63907102 | 51,973 | 5,774,800 | SH | DFND | 1,2,3,4,11,7,9,10 | 5,774,800 | 0 | 0 | |
NATIONAL RETAIL PPTYS INC | Com | 637417106 | 733 | 13,000 | SH | DFND | 4 | 13,000 | 0 | 0 | |
NATIONAL STORAGE AFFILIATES TRUST | Pref | 637870205 | 527 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
NEW YORK MORTGAGE TRUST - CALLABLE | Pref | 649604881 | 500 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
NEWTEK BUSINESS SERVICES -CALLABLE | Pref | 652526609 | 436 | 17,000 | SH | DFND | 3 | 17,000 | 0 | 0 | |
NOW INC DE | Com | 67011P100 | 13 | 1,100 | SH | DFND | 2 | 1,100 | 0 | 0 | |
OXFORD SQUARE CAPITAL CORP-CALL | Pref | 69181V305 | 2,030 | 80,000 | SH | DFND | 1,2,3,8 | 80,000 | 0 | 0 | |
PENNANTPARK INVESTMENT CORP-CALL | Pref | 708062401 | 746 | 30,000 | SH | DFND | 4 | 30,000 | 0 | 0 | |
PFSWEB INC | Com | 717098206 | 1,868 | 750,000 | SH | DFND | 2,10 | 750,000 | 0 | 0 | |
PHI GROUP INC | Com | 69360B104 | 40 | 39,712 | SH | DFND | 4,10 | 39,712 | 0 | 0 | |
PHI INC | Com | 6933ESCA5 | 0 | 1,000,000 | SH | DFND | 4,10 | 1,000,000 | 0 | 0 | |
PRIORITY INCOME FUND INC - CALLABL | Pref | 74274W103 | 756 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
PRIORITY INCOME FUND INC-CALLABLE | Pref | 74274W400 | 511 | 20,000 | SH | DFND | 9 | 20,000 | 0 | 0 | |
PROCTER & GAMBLE CO | Com | 742718109 | 4,901 | 39,400 | SH | DFND | 39,400 | 0 | 0 | ||
QWEST CORP-CALLABLE | Pref | 74913G873 | 766 | 30,000 | SH | DFND | 4 | 30,000 | 0 | 0 | |
RAYMOND JAMES FNCL INC | Com | 754730109 | 17,923 | 217,350 | SH | DFND | 4,9 | 217,350 | 0 | 0 | |
ROOMSTORE INC - CMN | Com | 77638R108 | 0 | 43,661 | SH | DFND | 43,661 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | Com | 808513105 | 1,046 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SCULLY ROYALTY LTD | Com | G7T96K107 | 31,833 | 2,732,477 | SH | DFND | 1,2,4,11,7,9,10 | 2,732,477 | 0 | 0 | |
SEAGATE TECHNOLOGY | Com | G7945M107 | 27 | 500 | SH | DFND | 500 | 0 | 0 | ||
SELECTIVE INS GROUP INC | Com | 816300107 | 15,038 | 200,000 | SH | DFND | 10 | 200,000 | 0 | 0 | |
SEMPRA ENERGY-CALLABLE | Pref | 816851604 | 2,410 | 90,000 | SH | DFND | 11,8,10 | 90,000 | 0 | 0 | |
SENIOR HOUSING PROPERTIES TRUST | Pref | 81721M208 | 1,133 | 47,000 | SH | DFND | 1,8 | 47,000 | 0 | 0 | |
SOUTH JERSEY INDUSTRIES-CALLABLE | Pref | 838518207 | 1,041 | 40,000 | SH | DFND | 4 | 40,000 | 0 | 0 | |
TE CONNECTIVITY LIMITED | Com | H84989104 | 1,165 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
TIDEWATER INC NEW | Com | 88642R109 | 8 | 557 | SH | DFND | 557 | 0 | 0 | ||
TIDEWATER INC WTS SERIES B 7/31/23 | Com | 88642R125 | 1 | 976 | SH | DFND | 976 | 0 | 0 | ||
TIDWATER INC WTS SERIES A 7/31/23 | Com | 88642R117 | 1 | 903 | SH | DFND | 903 | 0 | 0 | ||
TRAVELERS COS INC | Com | 89417E109 | 3,122 | 21,000 | SH | DFND | 21,000 | 0 | 0 | ||
UNITED PARCEL SERVICE, INC-CLASS B | Com | 911312106 | 2,396 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
US BANKCORP DEL COM NEW | Com | 902973304 | 1,123 | 20,300 | SH | DFND | 20,300 | 0 | 0 | ||
VAIL RESORTS INC. | Com | 91879Q109 | 19,115 | 84,000 | SH | DFND | 3,4,10 | 84,000 | 0 | 0 | |
VISTRA ENERGY CORP | Com | 92840M128 | 69 | 33,717 | SH | DFND | 4,9,10 | 33,717 | 0 | 0 | |
VOLKSWAGEN AG | Com | 928CNV760 | 2,235 | 13,000 | SH | DFND | 13,000 | 0 | 0 | ||
WASHINGTON PRIME GROUP NEW | Pref | 93964W306 | 711 | 35,000 | SH | DFND | 2,10 | 35,000 | 0 | 0 | |
WELLS FARGO & CO NEW COM STK | Com | 949746101 | 2,522 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
WELLS FARGO & COMPANY PFT SERIES J | Pref | 949746887 | 0 | 387 | SH | DFND | 387 | 0 | 0 | ||
WESTERN ALLIANCE BANCORP - CALL | Pref | 957638208 | 2,783 | 105,000 | SH | DFND | 1,3,4,9 | 105,000 | 0 | 0 | |
WESTINGHOUSE AIR BRAKE TECH CORP | Com | 929740108 | 46 | 647 | SH | DFND | 1,2,3,9 | 647 | 0 | 0 | |
WILLIS TOWERS WATSON PLC | Com | G96629103 | 1,534 | 7,950 | SH | DFND | 7,950 | 0 | 0 | ||
XILINX INC | Com | 983919101 | 3,836 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
ZIEGLER COS INC THE | Com | 989506308 | 1,469 | 48,972 | SH | DFND | 48,972 | 0 | 0 |