The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADIENT LTD | Com | G0084W101 | 11 | 1,193 | SH | DFND | 1,193 | 0 | 0 | ||
AGRIBANK FCB - CALLABLE | Pref | 00850L203 | 4,411 | 45,650 | SH | DFND | 1,2,4,8,10 | 45,650 | 0 | 0 | |
AICI CAP TRUST PFD | Pref | 001338201 | 3 | 30,100 | SH | DFND | 10 | 30,100 | 0 | 0 | |
ALLERGEN PLC | Com | G0177J108 | 3,144 | 17,750 | SH | DFND | 17,750 | 0 | 0 | ||
AMGEN INC | Com | 031162100 | 18,753 | 92,500 | SH | DFND | 4,7,9 | 92,500 | 0 | 0 | |
AT&T INC | Com | 00206R102 | 1,458 | 50,000 | SH | DFND | 10 | 50,000 | 0 | 0 | |
B RILEY FINANCIAL INC - CALLABLE | Pref | 05580M868 | 911 | 50,000 | SH | DFND | 3,8 | 50,000 | 0 | 0 | |
BB LIQUIDATING INC - CLASS A | Com | 05532D107 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BB LIQUIDATING INC - CLASS B | Com | 05532D206 | 0 | 54,211 | SH | DFND | 54,211 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL A | Com | 084670108 | 272 | 1 | SH | DFND | 1 | 0 | 0 | ||
BLACKSTONE GROUP INC CLASS A | Com | 09260D107 | 4,557 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
BOEING CO | Com | 097023105 | 4,086 | 27,400 | SH | DFND | 27,400 | 0 | 0 | ||
BP P.L.C. SPONSORED ADR - CMN | Com | 055622104 | 366 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
CAL DIVE INTERNATIONAL INC | Com | 12802T101 | 0 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CBL ASSOCIATES PROP - CALLABLE | Pref | 124830605 | 10 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
CDK GLOBAL INC | Com | 12508E101 | 1,276 | 38,831 | SH | DFND | 1,2,3,7,8 | 38,831 | 0 | 0 | |
CENTAUR FUNDING CORP -SER B 144A | Pref | 151327202 | 5,085 | 5,111 | SH | DFND | 2,3,4,8,9 | 5,111 | 0 | 0 | |
CHEVRON CORPORATION | Com | 166764100 | 1,159 | 16,000 | SH | DFND | 2,3 | 16,000 | 0 | 0 | |
CHINA FUND INC | Com | 169373107 | 1,263 | 68,399 | SH | DFND | 68,399 | 0 | 0 | ||
COBANK ACB | Pref | 19075Q862 | 2,612 | 26,119 | SH | DFND | 1,2 | 26,119 | 0 | 0 | |
COBANK ACB | Pref | 19075Q805 | 857 | 8,749 | SH | DFND | 9 | 8,749 | 0 | 0 | |
COCA COLA COM | Com | 191216100 | 664 | 15,000 | SH | DFND | 8 | 15,000 | 0 | 0 | |
CONIFER HOLDINGS INC | Com | 20731J102 | 750 | 250,000 | SH | DFND | 4 | 250,000 | 0 | 0 | |
CORNING INC | Com | 219350105 | 7,545 | 367,350 | SH | DFND | 367,350 | 0 | 0 | ||
CORSA COAL CORP | Com | 22041E609 | 191 | 2,226,000 | SH | DFND | 2,226,000 | 0 | 0 | ||
DCP MIDSTREAM LP-CALLABLE | Pref | 23311P209 | 464 | 50,000 | SH | DFND | 1,8 | 50,000 | 0 | 0 | |
DELPHI FINANCIAL GROUP - CALLABLE | Pref | 247131303 | 1,731 | 77,797 | SH | DFND | 3,4 | 77,797 | 0 | 0 | |
DISNEY WALT CO | Com | 254687106 | 4,104 | 42,488 | SH | DFND | 42,488 | 0 | 0 | ||
DIVERSIFIED HEALTHCARE - CALLABLE | Pref | 25525P305 | 336 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
DIVERSIFIED HEALTHCARE - CALLABLE | Pref | 25525P206 | 335 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
DOMINION RESOURCES INC | Pref | 25746U844 | 348 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
EMERSON ELEC CO | Com | 291011104 | 4,241 | 89,000 | SH | DFND | 2,8,10 | 89,000 | 0 | 0 | |
EXXON MOBIL CORP | Com | 30231G102 | 6,630 | 174,600 | SH | DFND | 4 | 174,600 | 0 | 0 | |
FARM CREDIT BK OF TEXAS - CALLABLE | Pref | 30767E307 | 1,009 | 1,000 | SH | DFND | 10 | 1,000 | 0 | 0 | |
FARM CREDIT BK OF TEXAS-CALL-144A | Pref | 30767E406 | 386 | 4,000 | SH | DFND | 9 | 4,000 | 0 | 0 | |
FOX CORP CLASS B | Com | 35137L204 | 573 | 25,027 | SH | DFND | 25,027 | 0 | 0 | ||
GENERAL ELECTRIC CO | Com | 369604103 | 961 | 121,000 | SH | DFND | 1,2,3,9 | 121,000 | 0 | 0 | |
GENERAL MOTORS COMPANY | Com | 37045V100 | 49 | 2,373 | SH | DFND | 2,373 | 0 | 0 | ||
GENUINE PARTS CO COM | Com | 372460105 | 0 | 2 | SH | DFND | 2 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | Com | 38141G104 | 15,954 | 103,200 | SH | DFND | 11,7,8 | 103,200 | 0 | 0 | |
HALLIBURTON CO HOLDING CO | Com | 406216101 | 1,093 | 159,500 | SH | DFND | 1,2 | 159,500 | 0 | 0 | |
HELIOS TECHNOLOGIES INC | Com | 42328H109 | 11,376 | 300,000 | SH | DFND | 4,10 | 300,000 | 0 | 0 | |
INTEGRYS ENERGY GROUP-CALLABLE | Pref | 45822P204 | 1,350 | 60,000 | SH | DFND | 4,11 | 60,000 | 0 | 0 | |
INTL BUSINESS MACHINES CORP | Com | 459200101 | 541 | 4,874 | SH | DFND | 1 | 4,874 | 0 | 0 | |
JACOBS ENGINEERING GROUP INC | Com | 469814107 | 2,929 | 36,950 | SH | DFND | 36,950 | 0 | 0 | ||
JEFFERIES FINANCIAL GROUP INC | Com | 47233W109 | 4,933 | 360,872 | SH | DFND | 4,7,9,10 | 360,872 | 0 | 0 | |
JOHNSON CTLS INTL PLC | Com | G51502105 | 644 | 23,874 | SH | DFND | 9 | 23,874 | 0 | 0 | |
KAISER ALUM CORP DEPOSITARY S CMN | Com | 483007704 | 5 | 70 | SH | DFND | 10 | 70 | 0 | 0 | |
LADENBURG THALMAN FIN SVCS INC | Pref | 50575Q300 | 300 | 20,000 | SH | DFND | 9 | 20,000 | 0 | 0 | |
LEGG MASON INC COM | Com | 524901105 | 1,563 | 32,000 | SH | DFND | 2,4,9,10 | 32,000 | 0 | 0 | |
MCDONALDS CORP | Com | 580135101 | 1,033 | 6,250 | SH | DFND | 3 | 6,250 | 0 | 0 | |
MEDLEY LLC - CALLABLE | Pref | 58503Y105 | 244 | 40,000 | SH | DFND | 2,4 | 40,000 | 0 | 0 | |
MEDLEY LLC - CALLABLE | Pref | 58503Y204 | 245 | 40,000 | SH | DFND | 9,10 | 40,000 | 0 | 0 | |
MERCER INTERNATIONAL INC SBI | Com | 588056101 | 119,315 | 16,480,000 | SH | DFND | 1,2,4,11,7,9,10 | 16,480,000 | 0 | 0 | |
MERCK & CO, INC. | Com | 58933Y105 | 114 | 1,487 | SH | DFND | 1,487 | 0 | 0 | ||
MOTORS LIQUIDATION COMPANY-TRUST | Pref | 62010U101 | 7 | 744 | SH | DFND | 8,10 | 744 | 0 | 0 | |
MYMETICS CORP | Com | 62856A102 | 79 | 2,186,473 | SH | DFND | 7,10 | 2,186,473 | 0 | 0 | |
NAM TAI PROPERTY INC | Com | G63907102 | 31,761 | 5,774,800 | SH | DFND | 1,2,3,4,11,7,9,10 | 5,774,800 | 0 | 0 | |
NATIONAL RETAIL PPTYS INC | Com | 637417106 | 418 | 13,000 | SH | DFND | 4 | 13,000 | 0 | 0 | |
NOW INC DE | Com | 67011P100 | 6 | 1,100 | SH | DFND | 2 | 1,100 | 0 | 0 | |
PFSWEB INC | Com | 717098206 | 2,250 | 750,000 | SH | DFND | 2,10 | 750,000 | 0 | 0 | |
PHI GROUP INC | Com | 69360B104 | 0 | 39,712 | SH | DFND | 4,10 | 39,712 | 0 | 0 | |
PHI INC | Com | 6933ESCA5 | 0 | 1,000,000 | SH | DFND | 4,10 | 1,000,000 | 0 | 0 | |
PRIORITY INCOME FUND INC-CALLABLE | Pref | 74274W400 | 208 | 10,000 | SH | DFND | 9 | 10,000 | 0 | 0 | |
PROCTER & GAMBLE CO | Com | 742718109 | 2,816 | 25,600 | SH | DFND | 25,600 | 0 | 0 | ||
RAYMOND JAMES FNCL INC | Com | 754730109 | 12,561 | 198,750 | SH | DFND | 4,9 | 198,750 | 0 | 0 | |
ROOMSTORE INC - CMN | Com | 77638R108 | 0 | 43,661 | SH | DFND | 43,661 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | Com | 808513105 | 841 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SCULLY ROYALTY LTD | Com | G7T96K107 | 20,576 | 2,732,477 | SH | DFND | 1,2,4,11,7,9,10 | 2,732,477 | 0 | 0 | |
SELECTIVE INS GROUP INC | Com | 816300107 | 9,940 | 200,000 | SH | DFND | 10 | 200,000 | 0 | 0 | |
SOUTHERN CO - CALLABLE | Pref | 842587305 | 248 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
SPECTRUM BRANDS HOLDINGS INC | Com | 84790A105 | 465 | 12,799 | SH | DFND | 4,7,9,10 | 12,799 | 0 | 0 | |
TE CONNECTIVITY LIMITED | Com | H84989104 | 787 | 12,500 | SH | DFND | 12,500 | 0 | 0 | ||
TIDEWATER INC NEW | Com | 88642R109 | 4 | 557 | SH | DFND | 557 | 0 | 0 | ||
TIDEWATER INC WTS SERIES B 7/31/23 | Com | 88642R125 | 1 | 976 | SH | DFND | 976 | 0 | 0 | ||
TIDWATER INC WTS SERIES A 7/31/23 | Com | 88642R117 | 1 | 903 | SH | DFND | 903 | 0 | 0 | ||
UNITED PARCEL SERVICE, INC-CLASS B | Com | 911312106 | 1,868 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
UNUM GROUP - CALLABLE | Pref | 91529Y601 | 693 | 30,000 | SH | DFND | 4 | 30,000 | 0 | 0 | |
US BANKCORP DEL COM NEW | Com | 902973304 | 699 | 20,300 | SH | DFND | 20,300 | 0 | 0 | ||
VAIL RESORTS INC. | Com | 91879Q109 | 12,408 | 84,000 | SH | DFND | 3,4,10 | 84,000 | 0 | 0 | |
VISTRA ENERGY CORP | Com | 92840M128 | 27 | 33,717 | SH | DFND | 4,9,10 | 33,717 | 0 | 0 | |
VOLKSWAGEN AG | Com | 928CNV760 | 4,396 | 33,000 | SH | DFND | 33,000 | 0 | 0 | ||
WASHINGTON PRIME GROUP NEW | Pref | 93964W306 | 186 | 35,000 | SH | DFND | 2,10 | 35,000 | 0 | 0 | |
WELLS FARGO & CO NEW COM STK | Com | 949746101 | 1,435 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
WELLS FARGO & COMPANY PFT SERIES J | Pref | 949746887 | 0 | 387 | SH | DFND | 387 | 0 | 0 | ||
WELLS FARGO COMPANY-CALLABLE | Pref | 94988U151 | 846 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
WESTERN ALLIANCE BANCORP - CALL | Pref | 957638208 | 815 | 35,000 | SH | DFND | 3 | 35,000 | 0 | 0 | |
WESTINGHOUSE AIR BRAKE TECH CORP | Com | 929740108 | 31 | 647 | SH | DFND | 1,2,3,9 | 647 | 0 | 0 | |
XILINX INC | Com | 983919101 | 3,118 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
ZIEGLER COS INC THE | Com | 989506308 | 1,397 | 48,972 | SH | DFND | 48,972 | 0 | 0 |