Nuveen ESG Emerging Markets Equity ETF (NUEM)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 99.7% | ||||||
COMMON STOCKS – 99.7% | ||||||
Communication Services – 11.1% | ||||||
352,521 | Axiata Group Bhd | $311,588 | ||||
262 | CD Projekt SA | 12,572 | ||||
23,166 | Emirates Telecommunications Group Co PJSC, (2) | 143,796 | ||||
272 | Globe Telecom Inc | 10,121 | ||||
2,805 | Hellenic Telecommunications Organization SA | 51,157 | ||||
9,893 | Info Edge India Ltd | 693,274 | ||||
45,789 | MTN Group Ltd, (3) | 329,941 | ||||
3,936 | NAVER Corp | 1,483,378 | ||||
4,548 | NetEase Inc, ADR | 464,851 | ||||
96,585 | Ooredoo QPSC | 188,077 | ||||
7,393 | Orange Polska SA, (3) | 14,709 | ||||
5,065 | SK Telecom Co Ltd | 1,325,421 | ||||
64,733 | Telefonica Brasil SA | 518,282 | ||||
90,708 | Tencent Holdings Ltd | 5,591,045 | ||||
56,389 | TIM SA/Brazil | 124,016 | ||||
155,257 | Turkcell Iletisim Hizmetleri AS | 283,526 | ||||
Total Communication Services | 11,545,754 | |||||
Consumer Discretionary – 17.4% | ||||||
228,157 | Alibaba Group Holding Ltd, (3) | 5,548,908 | ||||
10,479 | Allegroeu SA, 144A, (3) | 179,915 | ||||
14,898 | Americanas SA, (3) | 142,117 | ||||
200 | Bajaj Auto Ltd | 10,293 | ||||
30,995 | BYD Co Ltd | 953,238 | ||||
13,850 | BYD Co Ltd | 567,142 | ||||
63,097 | China Education Group Holdings Ltd | 114,320 | ||||
47,620 | Chongqing Changan Automobile Co Ltd | 135,544 | ||||
7,032 | Coway Co Ltd | 524,534 | ||||
346,807 | Dongfeng Motor Group Co Ltd | 307,035 | ||||
3,670 | Falabella SA | 14,266 | ||||
460 | FF Group, (3), (4) | 655 | ||||
3,200 | Guangdong Xinbao Electrical Appliances Holdings Co Ltd | 10,341 | ||||
266,987 | Guangzhou Automobile Group Co Ltd | 230,872 | ||||
3,478 | Hangzhou Robam Appliances Co Ltd | 20,956 | ||||
263 | Hankook Tire & Technology Co Ltd | 11,055 |
1
Nuveen ESG Emerging Markets Equity ETF (NUEM) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Consumer Discretionary (continued) | ||||||
2,444 | Hero MotoCorp Ltd | $91,008 | ||||
7,536 | Jarir Marketing Co | 404,288 | ||||
36,789 | JD Health International Inc, 144A, (3) | 395,054 | ||||
4,600 | Joyoung Co Ltd | 17,897 | ||||
4,585 | JUMBO SA | 72,854 | ||||
10,748 | LG Electronics Inc | 1,471,689 | ||||
17,222 | Li Auto Inc, ADR, (3) | 575,043 | ||||
4,700 | Liaoning Cheng Da Co Ltd | 14,199 | ||||
6 | LPP SA | 21,569 | ||||
7,726 | Mahindra & Mahindra Ltd | 77,151 | ||||
75,875 | Meituan, 144A, (3) | 2,099,177 | ||||
6,966 | Naspers Ltd | 1,343,796 | ||||
24,474 | NIO Inc, ADR, (3) | 1,093,498 | ||||
62,600 | Shenzhen Overseas Chinese Town Co Ltd | 62,461 | ||||
590 | Shenzhou International Group Holdings Ltd | 13,028 | ||||
19,900 | Songcheng Performance Development Co Ltd | 39,003 | ||||
109,016 | TCL Technology Group Corp | 124,625 | ||||
1,392 | Trent Ltd | 17,264 | ||||
4,464 | Vipshop Holdings Ltd, ADR, (3) | 74,236 | ||||
16,600 | Wuchan Zhongda Group Co Ltd | 15,022 | ||||
5,442 | XPeng Inc, ADR, (3) | 220,564 | ||||
17,395 | Yum China Holdings Inc | 1,081,795 | ||||
Total Consumer Discretionary | 18,096,412 | |||||
Consumer Staples – 5.8% | ||||||
7,755 | Adecoagro SA, (3) | 74,138 | ||||
31,902 | Almarai Co JSC | 499,319 | ||||
1,400 | Angel Yeast Co Ltd | 10,129 | ||||
996 | BGF retail Co Ltd | 139,843 | ||||
775 | Britannia Industries Ltd | 35,653 | ||||
2,900 | Chacha Food Co Ltd | 16,926 | ||||
12,753 | Charoen Pokphand Foods PCL | 10,088 | ||||
19,279 | China Feihe Ltd, 144A | 37,014 | ||||
54,379 | China Mengniu Dairy Co Ltd | 294,945 | ||||
62,772 | Coca-Cola Femsa SAB de CV | 355,591 | ||||
255,904 | Dali Foods Group Co Ltd, 144A | 138,634 | ||||
152,941 | Fomento Economico Mexicano SAB de CV | 1,336,227 | ||||
1,000 | Fu Jian Anjoy Foods Co Ltd | 25,006 | ||||
36,839 | Hindustan Unilever Ltd | 1,155,096 | ||||
46,780 | Inner Mongolia Yili Industrial Group Co Ltd | 241,629 | ||||
2,034 | Kuala Lumpur Kepong Bhd | 8,926 |
2
Shares | Description (1) | Value | ||||
Consumer Staples (continued) | ||||||
10 | LG Household & Health Care Ltd | $12,684 | ||||
200 | LG Household & Health Care Ltd | 116,844 | ||||
427 | Nestle India Ltd | 101,794 | ||||
26,167 | PPB Group Bhd | 112,233 | ||||
33,564 | Savola Group | 383,931 | ||||
975,182 | Unilever Indonesia Tbk PT | 284,548 | ||||
151,239 | Uni-President China Holdings Ltd | 151,799 | ||||
24,123 | Want Want China Holdings Ltd | 16,266 | ||||
15,661 | X5 Retail Group NV, GDR | 507,103 | ||||
Total Consumer Staples | 6,066,366 | |||||
Energy – 2.7% | ||||||
132,141 | Cosan SA | 655,943 | ||||
507,184 | Dialog Group Bhd | 330,511 | ||||
34,251 | Offshore Oil Engineering Co Ltd | 21,830 | ||||
38,242 | Petronas Dagangan Bhd | 166,742 | ||||
62,520 | Qatar Fuel QSC | 308,908 | ||||
319,952 | Qatar Gas Transport Co Ltd | 267,139 | ||||
5,747 | S-Oil Corp | 491,137 | ||||
144,014 | Thai Oil PCL, (2) | 192,793 | ||||
92,983 | Ultrapar Participacoes SA | 319,391 | ||||
Total Energy | 2,754,394 | |||||
Financials – 15.7% | ||||||
110,231 | Axis Bank Ltd, (3) | 1,050,094 | ||||
161,901 | B3 SA - Brasil Bolsa Balcao | 479,686 | ||||
123,879 | Banco Bradesco SA | 583,642 | ||||
43,624 | Banco Bradesco SA | 175,018 | ||||
4,115 | Bancolombia SA | 28,852 | ||||
1,340 | Bancolombia SA | 9,638 | ||||
82,658 | Bandhan Bank Ltd, 144A | 323,512 | ||||
206,463 | Bank Central Asia Tbk PT | 426,131 | ||||
11,022 | Bank Polska Kasa Opieki SA, (3) | 269,456 | ||||
279,200 | Cathay Financial Holding Co Ltd | 542,126 | ||||
2,778,539 | China Construction Bank Corp | 1,937,884 | ||||
74,200 | China Construction Bank Corp | 66,115 | ||||
55,520 | China Merchants Bank Co Ltd | 422,944 | ||||
1,623 | Credicorp Ltd, (3) | 163,858 | ||||
5,733 | DB Insurance Co Ltd | 284,594 | ||||
138,979 | First Abu Dhabi Bank PJSC | 627,329 | ||||
153,463 | FirstRand Ltd | 570,264 | ||||
227,024 | Fubon Financial Holding Co Ltd | 608,861 |
3
Nuveen ESG Emerging Markets Equity ETF (NUEM) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Financials (continued) | ||||||
14,957 | Grupo Financiero Banorte SAB de CV | $96,989 | ||||
56,099 | Huatai Securities Co Ltd, (3) | 125,312 | ||||
159,665 | Industrial Bank Co Ltd | 436,434 | ||||
19,205 | KB Financial Group Inc | 856,524 | ||||
14,167 | Kotak Mahindra Bank Ltd, (3) | 315,038 | ||||
266,486 | Kuwait Finance House KSCP | 696,377 | ||||
5,738 | Malayan Banking Bhd | 10,891 | ||||
592,785 | Old Mutual Ltd | 523,543 | ||||
2,447 | OTP Bank Nyrt, (3) | 132,317 | ||||
123,585 | Ping An Insurance Group Co of China Ltd | 1,083,786 | ||||
54,783 | Ping An Insurance Group Co of China Ltd | 454,830 | ||||
12,906 | Piramal Enterprises Ltd | 403,058 | ||||
380,571 | Public Bank Bhd | 358,927 | ||||
3,947 | Samsung Fire & Marine Insurance Co Ltd | 736,041 | ||||
47,760 | Sanlam Ltd | 188,967 | ||||
26,230 | Shinhan Financial Group Co Ltd | 892,766 | ||||
1,901 | Standard Bank Group Ltd | 16,055 | ||||
77,272 | State Bank of India | 448,378 | ||||
Total Financials | 16,346,237 | |||||
Health Care – 4.3% | ||||||
29,442 | 3SBio Inc, 144A, (3) | 24,512 | ||||
123,453 | Alibaba Health Information Technology Ltd, (3) | 191,902 | ||||
1,828 | BeiGene Ltd, ADR, (3) | 578,727 | ||||
5,255 | CanSino Biologics Inc, 144A, (3) | 222,475 | ||||
634 | CanSino Biologics Inc, (3) | 59,728 | ||||
6,734 | Dr Sulaiman Al Habib Medical Services Group Co | 307,756 | ||||
23,510 | Hartalega Holdings Bhd | 39,220 | ||||
3,821 | Hutchmed China Ltd, ADR, (3) | 160,673 | ||||
2,649,234 | Kalbe Farma Tbk PT | 230,806 | ||||
9,761 | Notre Dame Intermedica Participacoes SA | 151,713 | ||||
6,640 | Ovctek China Inc | 93,636 | ||||
5,000 | Pharmaron Beijing Co Ltd | 153,123 | ||||
4,500 | Shanghai Fosun Pharmaceutical Group Co Ltd | 56,998 | ||||
102,541 | Supermax Corp Bhd | 79,457 | ||||
31,459 | WuXi AppTec Co Ltd, 144A | 695,473 | ||||
19,683 | WuXi AppTec Co Ltd | 456,725 | ||||
55,638 | Wuxi Biologics Cayman Inc, 144A, (3) | 848,402 | ||||
9,720 | Yunnan Baiyao Group Co Ltd | 148,828 | ||||
Total Health Care | 4,500,154 |
4
Shares | Description (1) | Value | ||||
Industrials – 5.7% | ||||||
364,631 | Airports of Thailand PCL, (2) | $626,809 | ||||
29,650 | A-Living Smart City Services Co Ltd, 144A, (5) | 113,317 | ||||
54,052 | CCR SA | 136,519 | ||||
139,219 | China Lesso Group Holdings Ltd | 289,860 | ||||
156 | CJ Corp | 13,291 | ||||
13,129 | Contemporary Amperex Technology Co Ltd | 1,117,846 | ||||
14,018 | Country Garden Services Holdings Co Ltd | 113,732 | ||||
10,713 | Greentown Service Group Co Ltd | 11,649 | ||||
22,721 | Grupo Aeroportuario del Pacifico SAB de CV | 260,520 | ||||
673 | Grupo Aeroportuario del Sureste SAB de CV | 12,206 | ||||
7,491 | GS Engineering & Construction Corp | 286,876 | ||||
6,079 | Hyundai Heavy Industries Holdings Co Ltd | 362,018 | ||||
310,608 | JG Summit Holdings Inc | 347,985 | ||||
13,433 | LG Corp | 1,100,099 | ||||
2,991 | Localiza Rent a Car SA | 36,116 | ||||
3,829 | Rumo SA, (3) | 15,369 | ||||
154,761 | Shenzhen International Holdings Ltd | 203,926 | ||||
1,155 | Siemens Ltd | 30,256 | ||||
33,572 | Sinotrans Ltd | 24,149 | ||||
77,071 | WEG SA | 534,710 | ||||
95,481 | Xinjiang Goldwind Science & Technology Co Ltd | 178,892 | ||||
16,925 | Yutong Bus Co Ltd | 29,716 | ||||
52,902 | Zoomlion Heavy Industry Science and Technology Co Ltd | 62,277 | ||||
38,379 | Zoomlion Heavy Industry Science and Technology Co Ltd | 32,990 | ||||
Total Industrials | 5,941,128 | |||||
Information Technology – 22.0% | ||||||
22,100 | 360 Security Technology Inc, (3) | 40,820 | ||||
93,041 | AAC Technologies Holdings Inc | 557,322 | ||||
12,380 | Acer Inc | 12,041 | ||||
40,004 | Asustek Computer Inc, (3) | 502,106 | ||||
35,506 | Compal Electronics Inc | 27,425 | ||||
163,041 | Delta Electronics Inc | 1,673,262 | ||||
17,354 | Delta Electronics Thailand PCL, (2) | 308,351 | ||||
906 | HCL Technologies Ltd | 12,479 | ||||
88,138 | Infosys Ltd | 1,907,495 | ||||
387,456 | Lenovo Group Ltd | 360,972 | ||||
29,848 | LG Display Co Ltd, (3) | 572,179 | ||||
7,552 | Lite-On Technology Corp | 17,310 | ||||
59,622 | MediaTek Inc | 1,940,140 | ||||
3,024 | Samsung SDI Co Ltd | 1,948,084 |
5
Nuveen ESG Emerging Markets Equity ETF (NUEM) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Information Technology (continued) | ||||||
734 | Samsung SDS Co Ltd | $116,457 | ||||
68,253 | Sunny Optical Technology Group Co Ltd | 2,065,718 | ||||
382,570 | Taiwan Semiconductor Manufacturing Co Ltd | 7,934,583 | ||||
29,970 | Tata Consultancy Services Ltd | 1,275,663 | ||||
17,421 | Unisplendour Corp Ltd | 71,038 | ||||
68,557 | Wipro Ltd | 540,929 | ||||
11,947 | Wistron Corp | 11,855 | ||||
47,673 | Yageo Corp, (3) | 954,653 | ||||
Total Information Technology | 22,850,882 | |||||
Materials – 9.6% | ||||||
166 | Anglo American Platinum Ltd | 21,758 | ||||
5,265 | Asian Paints Ltd | 209,316 | ||||
3,594,981 | Barito Pacific Tbk PT | 241,115 | ||||
1,120 | Berger Paints India Ltd | 12,718 | ||||
30,950 | China Jushi Co Ltd | 71,386 | ||||
313,486 | China Molybdenum Co Ltd | 229,128 | ||||
36,465 | China Molybdenum Co Ltd | 38,979 | ||||
39,795 | Empresas CMPC SA | 85,997 | ||||
8,552 | Ganfeng Lithium Co Ltd | 257,523 | ||||
1,172 | Ganfeng Lithium Co Ltd, 144A | 25,141 | ||||
146,860 | Gerdau SA | 878,803 | ||||
33,677 | Grasim Industries Ltd | 704,110 | ||||
2,700 | Guangdong Hongda Blasting Co Ltd | 13,081 | ||||
2,058 | Hanwha Solutions Corp, (3) | 69,957 | ||||
27,225 | Impala Platinum Holdings Ltd | 491,339 | ||||
6,306 | KGHM Polska Miedz SA | 318,744 | ||||
3,900 | Kingfa Sci & Tech Co Ltd | 12,126 | ||||
51,500 | Klabin SA, (3) | 244,738 | ||||
978 | Korea Zinc Co Ltd | 465,087 | ||||
8,265 | Kumba Iron Ore Ltd | 439,574 | ||||
517 | Kumho Petrochemical Co Ltd | 91,467 | ||||
1,028 | Lotte Chemical Corp | 231,920 | ||||
585,979 | Merdeka Copper Gold Tbk PT, (3) | 119,931 | ||||
55,338 | Nan Ya Plastics Corp | 172,158 | ||||
42,047 | National Industrialization Co, (3) | 242,613 | ||||
66,800 | Pangang Group Vanadium Titanium & Resources Co Ltd, (3) | 29,554 | ||||
10,443 | Polymetal International PLC | 226,939 | ||||
8,658 | Polyus PJSC, GDR | 833,765 | ||||
97 | Polyus PJSC, GDR | 9,341 | ||||
247,894 | PTT Global Chemical PCL, (2) | 428,021 |
6
Shares | Description (1) | Value | ||||
Materials (continued) | ||||||
27,423 | SABIC Agri-Nutrients Co | $940,326 | ||||
55,160 | Saudi Arabian Mining Co, (3) | 1,028,073 | ||||
90,800 | Shandong Nanshan Aluminum Co Ltd | 71,916 | ||||
5,140 | Shanghai Putailai New Energy Technology Co Ltd | 101,760 | ||||
3,600 | Sinoma Science & Technology Co Ltd | 14,262 | ||||
7,999 | Taiwan Cement Corp | 15,045 | ||||
40,716 | UPL Ltd | 442,396 | ||||
9,225 | Zhejiang Huayou Cobalt Co Ltd | 186,943 | ||||
Total Materials | 10,017,050 | |||||
Real Estate – 2.1% | ||||||
19,458 | Ayala Land Inc | 12,729 | ||||
62,250 | Cencosud Shopping SA | 95,880 | ||||
59,615 | China Merchants Shekou Industrial Zone Holdings Co Ltd | 86,318 | ||||
262,072 | China Overseas Land & Investment Ltd | 549,693 | ||||
15,292 | China Overseas Property Holdings Ltd | 14,306 | ||||
107,503 | China Vanke Co Ltd | 280,129 | ||||
28,900 | China Vanke Co Ltd | 92,363 | ||||
79,398 | DLF Ltd | 360,260 | ||||
11,954 | Growthpoint Properties Ltd | 12,053 | ||||
187,511 | Guangzhou R&F Properties Co Ltd | 164,318 | ||||
341,982 | Shenzhen Investment Ltd | 95,934 | ||||
19,239 | Shimao Group Holdings Ltd | 37,927 | ||||
342,016 | SM Prime Holdings Inc | 215,193 | ||||
43,565 | Wharf Holdings Ltd | 147,717 | ||||
Total Real Estate | 2,164,820 | |||||
Utilities – 3.3% | ||||||
5,689 | Adani Green Energy Ltd, (3) | 67,452 | ||||
2,072 | CPFL Energia SA | 10,193 | ||||
2,626,073 | Enel Americas SA | 364,960 | ||||
83,512 | ENN Energy Holdings Ltd | 1,746,281 | ||||
56,851 | Interconexion Electrica SA ESP | 320,943 | ||||
401,891 | Power Grid Corp of India Ltd | 924,325 | ||||
Total Utilities | 3,434,154 | |||||
Total Common Stocks (cost $89,834,582) | 103,717,351 |
7
Nuveen ESG Emerging Markets Equity ETF (NUEM) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Principal Amount (000) | Description (1) | Coupon | Maturity | Ratings (6) | Value | |
CORPORATE BONDS – 0.0% | ||||||
Food Products – 0.0% | ||||||
$25 | Britannia Industries Ltd | 5.500% | 6/03/24 | N/R | $337 | |
25 | Total Corporate Bonds (cost $0) | 337 |
Shares | Description (1) | Value | ||||
COMMON STOCK RIGHTS – 0.0% | ||||||
Information Technology – 0.0% | ||||||
3,176 | Legend Holdings Corp, (4) | $ — | ||||
Total Common Stock Rights (cost $-) | — | |||||
Total Long-Term Investments (cost $89,834,582) | 103,717,688 |
Shares | Description (1) | Coupon | Value | |||
INVESTMENTS PURCHASED WITH COLLATERAL FROM SECURITIES LENDING – 0.1% | ||||||
MONEY MARKET FUNDS – 0.1% | ||||||
79,283 | State Street Navigator Securities Lending Government Money Market Portfolio, (7) | 0.050% (8) | $79,283 | |||
Total Investments Purchased with Collateral from Securities Lending (cost $79,283) | 79,283 |
Principal Amount (000) | Description (1) | Coupon | Maturity | Ratings (6) | Value | |
SHORT-TERM INVESTMENTS – 0.1% | ||||||
U.S. GOVERNMENT AND AGENCY OBLIGATIONS – 0.1% | ||||||
$124 | Federal Agricultural Mortgage Corp Discount Notes | 0.000% | 8/02/21 | N/R | $124,000 | |
Total Short-Term Investments (cost $124,000) | 124,000 | |||||
Total Investments (cost $90,037,865) – 99.9% | 103,920,971 | |||||
Other Assets Less Liabilities – 0.1% | 97,252 | |||||
Net Assets – 100% | $104,018,223 |
8
Part F of Form N-PORT was prepared
in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”)
related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial
statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the
Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities
are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring
a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of
observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants
would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the
assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered
hierarchy of valuation input levels.
Level 1
– Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
The inputs or methodologies used for
valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $102,016,926 | $1,699,770 | $655 | $103,717,351 |
Corporate Bonds | — | 337 | — | 337 |
Common Stock Rights | — | — | —* | —* |
Investments Purchased with Collateral from Securities Lending | 79,283 | — | — | 79,283 |
Short-Term Investments: | ||||
U.S. Government and Agency Obligations | — | 124,000 | — | 124,000 |
Total | $102,096,209 | $1,824,107 | $655 | $103,920,971 |
* | Value equals zero as of the end of the reporting period. |
9
Nuveen ESG Emerging Markets Equity ETF (NUEM) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | For fair value measurement disclosure purposes, investment classified as Level 2. | |
(3) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. | |
(4) | Investment valued at fair value using methods determined in good faith by, or at the discretion of, the Board. For fair value measurement disclosure purposes, investment classified as Level 3. | |
(5) | Investment, or a portion of investment, is out on loan for securities lending. The total value of the securities out on loan as of the end of the reporting period was $72,119. | |
(6) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. | |
(7) | The Fund may loan securities representing up to one third of the fair value of its total assets (which includes collateral for securities on loan) to broker dealers, banks, and other institutions. The Fund maintains collateral equal to at least 100% of the fair value of the securities loaned. The cash collateral received by the Fund is invested in this money market fund. | |
(8) | The rate shown is the one-day yield as of the end of the reporting period. | |
144A | Investment is exempt from registration under Rule 144A of the Securities Act of 1933, as amended. These investments may only be resold in transactions exempt from registration, which are normally those transactions with qualified institutional buyers. | |
ADR | American Depositary Receipt | |
GDR | Global Depositary Receipt |
10
Nuveen ESG International Developed Markets Equity
ETF (NUDM)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 99.7% | ||||||
COMMON STOCKS – 99.7% | ||||||
Communication Services – 4.5% | ||||||
24,280 | KDDI Corp | $737,139 | ||||
20,263 | Nippon Telegraph & Telephone Corp | 517,422 | ||||
641,763 | Singapore Telecommunications Ltd, (2) | 1,075,845 | ||||
26,490 | SoftBank Corp | 345,034 | ||||
54,284 | Telenor ASA | 942,536 | ||||
125,397 | Telia Co AB | 550,755 | ||||
23,383 | Vivendi SE | 790,235 | ||||
439,979 | Vodafone Group PLC | 710,702 | ||||
70,651 | Z Holdings Corp | 351,807 | ||||
Total Communication Services | 6,021,475 | |||||
Consumer Discretionary – 13.5% | ||||||
13,200 | Accor SA, (2) | 467,385 | ||||
4,396 | Bayerische Motoren Werke AG | 377,405 | ||||
15,192 | Bayerische Motoren Werke AG | 1,511,071 | ||||
12,069 | Cie Financiere Richemont SA | 1,544,747 | ||||
44,269 | Compass Group PLC, (2) | 936,166 | ||||
8,528 | Delivery Hero SE, 144A, (2) | 1,276,198 | ||||
13,847 | Denso Corp | 943,993 | ||||
6,748 | EssilorLuxottica SA | 1,273,563 | ||||
2,857 | H & M Hennes & Mauritz AB | 59,809 | ||||
1,201 | HelloFresh SE, (2) | 112,621 | ||||
18,718 | Industria de Diseno Textil SA | 634,578 | ||||
378 | Kering SA | 338,953 | ||||
42,605 | Mazda Motor Corp, (2) | 416,151 | ||||
7,963 | Mercari Inc, (2) | 415,019 | ||||
5,476 | Ocado Group PLC, (2) | 141,232 | ||||
5,615 | Oriental Land Co Ltd/Japan | 764,868 | ||||
133,861 | Panasonic Corp | 1,592,306 | ||||
27,122 | Sony Group Corp | 2,811,050 | ||||
6,411 | Valeo | 185,341 | ||||
47,786 | Wesfarmers Ltd | 2,147,549 | ||||
360 | Whitbread PLC, (2) | 15,246 | ||||
763 | Yamaha Motor Co Ltd | 18,938 | ||||
Total Consumer Discretionary | 17,984,189 |
11
Nuveen ESG International Developed Markets Equity
ETF (NUDM) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Consumer Staples – 12.2% | ||||||
27,608 | Associated British Foods PLC | $770,383 | ||||
808 | Carrefour SA | 15,004 | ||||
15,924 | Coca-Cola Europacific Partners PLC | 988,243 | ||||
15,584 | Coca-Cola HBC AG | 589,132 | ||||
25,304 | Danone SA | 1,862,140 | ||||
140 | Henkel AG & Co KGaA | 12,725 | ||||
10,712 | Jeronimo Martins SGPS SA | 218,162 | ||||
13,989 | Kao Corp | 837,938 | ||||
2,078 | Kerry Group PLC | 308,012 | ||||
5,495 | Kikkoman Corp | 334,456 | ||||
5,275 | L'Oreal SA | 2,413,841 | ||||
30,927 | Mowi ASA | 788,328 | ||||
35,902 | Nestle SA | 4,547,666 | ||||
42,175 | Orkla ASA | 383,329 | ||||
9,569 | Reckitt Benckiser Group PLC | 734,794 | ||||
460,200 | Tesco PLC | 1,490,825 | ||||
Total Consumer Staples | 16,294,978 | |||||
Energy – 1.8% | ||||||
18,561 | Ampol Ltd | 385,422 | ||||
5,389 | Koninklijke Vopak NV | 228,069 | ||||
29,759 | Neste Oyj | 1,828,636 | ||||
Total Energy | 2,442,127 | |||||
Financials – 18.2% | ||||||
62,301 | 3i Group PLC | 1,108,305 | ||||
3,719 | Aegon NV | 15,850 | ||||
4,187 | Allianz SE | 1,042,638 | ||||
50,042 | Assicurazioni Generali SpA | 999,876 | ||||
160,522 | Aviva PLC | 864,383 | ||||
74,062 | AXA SA | 1,921,561 | ||||
253,886 | Banco Bilbao Vizcaya Argentaria SA | 1,629,025 | ||||
88,328 | Bank Hapoalim BM, (2) | 706,252 | ||||
6,149 | BNP Paribas SA | 375,147 | ||||
287,998 | BOC Hong Kong Holdings Ltd | 926,491 | ||||
194,705 | CaixaBank SA | 578,357 | ||||
10,083 | Commonwealth Bank of Australia | 738,557 | ||||
14,005 | DBS Group Holdings Ltd | 314,520 | ||||
10,272 | DNB Bank ASA, (2) | 210,501 | ||||
10,955 | Erste Group Bank AG | 424,917 | ||||
816 | Hang Seng Bank Ltd | 15,656 | ||||
37,950 | Hong Kong Exchanges & Clearing Ltd | 2,422,174 |
12
Shares | Description (1) | Value | ||||
Financials (continued) | ||||||
77,209 | ING Groep NV | $992,999 | ||||
687,512 | Intesa Sanpaolo SpA | 1,900,759 | ||||
1 | Isracard Ltd, (2) | 3 | ||||
472 | KBC Group NV | 38,004 | ||||
86,303 | Legal & General Group PLC | 313,657 | ||||
726,072 | Lloyds Banking Group PLC | 460,683 | ||||
34,633 | MS&AD Insurance Group Holdings Inc | 1,066,602 | ||||
238,577 | Nomura Holdings Inc, (2) | 1,191,472 | ||||
114,921 | QBE Insurance Group Ltd | 919,908 | ||||
166,295 | Resona Holdings Inc | 622,906 | ||||
26,283 | Sumitomo Mitsui Trust Holdings Inc | 861,172 | ||||
6,322 | Swiss Re AG | 572,140 | ||||
2,914 | Tokyo Century Corp | 159,308 | ||||
48,893 | UBS Group AG | 805,982 | ||||
Total Financials | 24,199,805 | |||||
Health Care – 10.9% | ||||||
73,975 | Astellas Pharma Inc | 1,172,141 | ||||
15,054 | AstraZeneca PLC | 1,730,520 | ||||
41,774 | Chugai Pharmaceutical Co Ltd | 1,530,127 | ||||
2,054 | Cochlear Ltd | 370,413 | ||||
14,411 | Eisai Co Ltd | 1,179,535 | ||||
790 | Fisher & Paykel Healthcare Corp Ltd | 17,396 | ||||
56 | Genmab A/S, (2) | 25,309 | ||||
123,232 | GlaxoSmithKline PLC | 2,429,196 | ||||
8,747 | Kyowa Kirin Co Ltd | 283,331 | ||||
2,970 | Merck KGaA | 608,043 | ||||
3,701 | NMC Health PLC, (2), (3) | 5 | ||||
7,807 | Novo Nordisk A/S | 721,845 | ||||
9,004 | Ramsay Health Care Ltd | 424,504 | ||||
4,112 | Roche Holding AG | 1,589,583 | ||||
2,489 | Roche Holding AG | 1,068,323 | ||||
15,062 | Ryman Healthcare Ltd | 138,555 | ||||
120 | Straumann Holding AG | 222,443 | ||||
13,977 | Sumitomo Dainippon Pharma Co Ltd | 240,570 | ||||
21,244 | Terumo Corp | 820,144 | ||||
Total Health Care | 14,571,983 | |||||
Industrials – 17.3% | ||||||
44,932 | ABB Ltd | 1,642,499 | ||||
4,289 | Adecco Group AG | 256,876 | ||||
324 | Alstom SA, (2) | 13,432 |
13
Nuveen ESG International Developed Markets Equity
ETF (NUDM) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Industrials (continued) | ||||||
13,116 | Ashtead Group PLC | $982,182 | ||||
2,007 | Assa Abloy AB | 64,403 | ||||
294 | Atlas Copco AB | 19,887 | ||||
18,512 | Atlas Copco AB | 1,051,884 | ||||
9,843 | Auckland International Airport Ltd, (2) | 49,738 | ||||
17,783 | Bouygues SA | 685,119 | ||||
39,843 | Brambles Ltd | 340,310 | ||||
52,747 | CNH Industrial NV | 879,416 | ||||
17,675 | Dai Nippon Printing Co Ltd | 413,249 | ||||
10,456 | Daikin Industries Ltd | 2,159,319 | ||||
2,619 | DCC PLC | 219,426 | ||||
5,097 | Deutsche Post AG | 345,174 | ||||
7,163 | East Japan Railway Co | 475,140 | ||||
3,501 | Eiffage SA | 356,779 | ||||
2,849 | Ferguson PLC | 399,676 | ||||
45,603 | Komatsu Ltd | 1,175,498 | ||||
119,767 | MTR Corp Ltd | 709,706 | ||||
4,150 | MTU Aero Engines AG | 1,038,838 | ||||
60,327 | Nibe Industrier AB | 720,775 | ||||
77,763 | RELX PLC | 2,285,610 | ||||
6,700 | Schneider Electric SE | 1,122,609 | ||||
5,601 | Secom Co Ltd | 421,236 | ||||
10 | SGS SA | 32,362 | ||||
15,487 | Siemens AG | 2,416,399 | ||||
30,833 | Smiths Group PLC | 666,822 | ||||
170,920 | Transurban Group | 1,796,577 | ||||
10,292 | Vestas Wind Systems A/S | 379,332 | ||||
Total Industrials | 23,120,273 | |||||
Information Technology – 7.4% | ||||||
3,703 | ASML Holding NV | 2,805,860 | ||||
858 | Azbil Corp | 33,265 | ||||
3,020 | CyberArk Software Ltd, (2) | 428,931 | ||||
2,846 | Fujitsu Ltd | 481,421 | ||||
8,199 | Ibiden Co Ltd | 431,054 | ||||
23,878 | Infineon Technologies AG | 909,887 | ||||
1,446 | Logitech International SA | 158,050 | ||||
1,084 | Omron Corp | 92,054 | ||||
14,097 | SAP SE | 2,019,988 | ||||
21,840 | Sinch AB, 144A, (2) | 441,415 | ||||
30,621 | Telefonaktiebolaget LM Ericsson | 351,867 |
14
Shares | Description (1) | Value | ||||
Information Technology (continued) | ||||||
2,171 | Tokyo Electron Ltd | $888,577 | ||||
1,252 | Wixcom Ltd, (2) | 373,897 | ||||
4,251 | Xero Ltd, (2) | 438,333 | ||||
Total Information Technology | 9,854,599 | |||||
Materials – 8.6% | ||||||
7,921 | Akzo Nobel NV | 977,782 | ||||
30,723 | Antofagasta PLC | 638,386 | ||||
140 | Arkema SA | 17,805 | ||||
97,474 | Asahi Kasei Corp | 1,054,229 | ||||
21,181 | Boliden AB | 825,912 | ||||
5,427 | Covestro AG, 144A | 349,181 | ||||
3,704 | Evolution Mining Ltd | 11,381 | ||||
47,814 | Fortescue Metals Group Ltd | 875,479 | ||||
16,678 | Hitachi Metals Ltd, (2) | 325,050 | ||||
6,276 | Nitto Denko Corp | 463,195 | ||||
32,548 | Northern Star Resources Ltd | 244,507 | ||||
31,452 | Orica Ltd | 286,442 | ||||
2,777 | Sika AG | 977,757 | ||||
19,072 | Smurfit Kappa Group PLC | 1,075,823 | ||||
116,071 | Sumitomo Chemical Co Ltd | 599,656 | ||||
19,192 | Sumitomo Metal Mining Co Ltd | 772,576 | ||||
25,825 | Svenska Cellulosa AB SCA | 480,236 | ||||
107,967 | Toray Industries Inc | 705,548 | ||||
12,544 | Umicore SA | 777,648 | ||||
Total Materials | 11,458,593 | |||||
Real Estate – 2.8% | ||||||
1,974 | British Land Co PLC | 14,014 | ||||
205,438 | CapitaLand Ltd | 611,413 | ||||
2,504 | City Developments Ltd | 12,667 | ||||
16,069 | Klepierre SA | 389,667 | ||||
53,770 | Lendlease Corp Ltd | 481,003 | ||||
35,140 | Mitsui Fudosan Co Ltd | 817,265 | ||||
91,275 | Swire Properties Ltd | 259,571 | ||||
9,048 | Unibail-Rodamco-Westfield, (2) | 752,862 | ||||
276,974 | Vicinity Centres | 316,582 | ||||
Total Real Estate | 3,655,044 | |||||
Utilities – 2.5% | ||||||
142,642 | National Grid PLC | 1,832,696 |
15
Nuveen ESG International Developed Markets Equity
ETF (NUDM) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Utilities (continued) | ||||||
10,257 | Orsted AS, 144A | $1,522,959 | ||||
Total Utilities | 3,355,655 | |||||
Total Long-Term Investments (cost $118,359,544) | 132,958,721 |
Principal Amount (000) | Description (1) | Coupon | Maturity | Ratings (4) | Value | |
SHORT-TERM INVESTMENTS – 0.1% | ||||||
U.S. GOVERNMENT AND AGENCY OBLIGATIONS – 0.1% | ||||||
$143 | Federal Agricultural Mortgage Corp Discount Notes | 0.000% | 8/02/21 | N/R | $143,000 | |
Total Short-Term Investments (cost $143,000) | 143,000 | |||||
Total Investments (cost $118,502,544) – 99.8% | 133,101,721 | |||||
Other Assets Less Liabilities – 0.2% | 264,384 | |||||
Net Assets – 100% | $133,366,105 |
Part F of Form N-PORT was prepared
in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”)
related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial
statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the
Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities
are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring
a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of
observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants
would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the
assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered
hierarchy of valuation input levels.
Level 1
– Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
The inputs or methodologies used for
valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $132,958,716 | $ — | $5 | $132,958,721 |
Short-Term Investments: | ||||
U.S. Government and Agency Obligations | — | 143,000 | — | 143,000 |
Total | $132,958,716 | $143,000 | $5 | $133,101,721 |
16
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. | |
(3) | Investment valued at fair value using methods determined in good faith by, or at the discretion of, the Board. For fair value measurement disclosure purposes, investment classified as Level 3. | |
(4) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. | |
144A | Investment is exempt from registration under Rule 144A of the Securities Act of 1933, as amended. These investments may only be resold in transactions exempt from registration, which are normally those transactions with qualified institutional buyers. |
17
Nuveen ESG Large-Cap ETF (NULC)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 99.8% | ||||||
COMMON STOCKS – 99.8% | ||||||
Communication Services – 10.0% | ||||||
1,605 | Activision Blizzard Inc | $134,210 | ||||
335 | Alphabet Inc, Class A, (2) | 902,668 | ||||
201 | Alphabet Inc, Class C, (2) | 543,588 | ||||
189 | Discovery Inc, (2) | 5,483 | ||||
2,038 | Discovery Inc, (2) | 55,250 | ||||
2 | Electronic Arts Inc | 288 | ||||
7,554 | Verizon Communications Inc | 421,362 | ||||
1,718 | ViacomCBS Inc | 70,318 | ||||
3,063 | Walt Disney Co, (2) | 539,149 | ||||
Total Communication Services | 2,672,316 | |||||
Consumer Discretionary – 11.6% | ||||||
169 | Booking Holdings Inc, (2) | 368,126 | ||||
97 | Domino's Pizza Inc | 50,973 | ||||
17 | Hasbro Inc | 1,690 | ||||
768 | Home Depot Inc | 252,050 | ||||
3 | Lowe's Cos Inc | 578 | ||||
63 | Lululemon Athletica Inc, (2) | 25,211 | ||||
1,418 | McDonald's Corp | 344,163 | ||||
265 | MercadoLibre Inc, (2) | 415,705 | ||||
2,565 | Newell Brands Inc | 63,484 | ||||
2,208 | NIKE Inc, Class B | 369,862 | ||||
974 | Starbucks Corp | 118,273 | ||||
1,421 | Target Corp | 370,952 | ||||
729 | Tesla Inc, (2) | 500,969 | ||||
3,208 | TJX Cos Inc | 220,742 | ||||
Total Consumer Discretionary | 3,102,778 | |||||
Consumer Staples – 6.6% | ||||||
2 | Archer-Daniels-Midland Co | 119 | ||||
7 | Clorox Co | 1,266 | ||||
8,479 | Coca-Cola Co | 483,557 | ||||
16 | Hormel Foods Corp | 742 | ||||
3,309 | Keurig Dr Pepper Inc | 116,510 | ||||
4,838 | Kroger Co | 196,907 | ||||
2 | Lamb Weston Holdings Inc | 134 |
18
Shares | Description (1) | Value | ||||
Consumer Staples (continued) | ||||||
3,047 | PepsiCo Inc | $478,227 | ||||
3,466 | Procter & Gamble Co | 492,969 | ||||
Total Consumer Staples | 1,770,431 | |||||
Energy – 1.9% | ||||||
4,877 | Baker Hughes Co | 103,587 | ||||
1,619 | Cheniere Energy Inc, (2) | 137,502 | ||||
1,605 | ONEOK Inc | 83,412 | ||||
2,733 | Valero Energy Corp | 183,029 | ||||
Total Energy | 507,530 | |||||
Financials – 12.1% | ||||||
1,293 | American Express Co | 220,495 | ||||
5,546 | American International Group Inc | 262,603 | ||||
1,269 | Annaly Capital Management Inc | 10,774 | ||||
6 | Arthur J Gallagher & Co | 836 | ||||
546 | Bank of New York Mellon Corp | 28,026 | ||||
1 | BlackRock Inc | 867 | ||||
2,286 | Charles Schwab Corp | 155,334 | ||||
561 | Chubb Ltd | 94,663 | ||||
5,445 | Citigroup Inc | 368,191 | ||||
987 | CME Group Inc | 209,372 | ||||
4 | First Republic Bank/CA | 780 | ||||
6,772 | Huntington Bancshares Inc/OH | 95,350 | ||||
1,063 | Intercontinental Exchange Inc | 127,379 | ||||
1,331 | Loews Corp | 71,382 | ||||
253 | MarketAxess Holdings Inc | 120,218 | ||||
2,671 | Marsh & McLennan Cos Inc | 393,225 | ||||
2,711 | Morgan Stanley | 260,202 | ||||
1,859 | PNC Financial Services Group Inc | 339,100 | ||||
618 | Progressive Corp | 58,809 | ||||
6 | Regions Financial Corp | 116 | ||||
8 | Reinsurance Group of America Inc | 881 | ||||
949 | S&P Global Inc | 406,855 | ||||
3 | State Street Corp | 261 | ||||
4 | Truist Financial Corp | 218 | ||||
Total Financials | 3,225,937 | |||||
Health Care – 12.7% | ||||||
297 | 10X Genomics Inc, (2) | 54,419 | ||||
48 | ABIOMED Inc, (2) | 15,703 | ||||
938 | Agilent Technologies Inc | 143,730 |
19
Nuveen ESG Large-Cap ETF (NULC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Health Care (continued) | ||||||
447 | Align Technology Inc, (2) | $311,023 | ||||
850 | Amgen Inc | 205,309 | ||||
593 | Anthem Inc | 227,718 | ||||
11 | Baxter International Inc | 851 | ||||
114 | Biogen Inc, (2) | 37,247 | ||||
529 | BioMarin Pharmaceutical Inc, (2) | 40,590 | ||||
3,601 | Bristol-Myers Squibb Co | 244,400 | ||||
38 | Cerner Corp | 3,055 | ||||
393 | Cigna Corp | 90,190 | ||||
1,384 | Danaher Corp | 411,726 | ||||
987 | DENTSPLY SIRONA Inc | 65,181 | ||||
2 | Dexcom Inc, (2) | 1,031 | ||||
1,536 | Edwards Lifesciences Corp, (2) | 172,447 | ||||
1,314 | Elanco Animal Health Inc, (2) | 47,922 | ||||
982 | Eli Lilly & Co | 239,117 | ||||
731 | Exact Sciences Corp, (2) | 78,831 | ||||
1,442 | Gilead Sciences Inc | 98,474 | ||||
936 | HCA Inc | 232,315 | ||||
33 | Hologic Inc, (2) | 2,476 | ||||
2 | Humana Inc | 852 | ||||
52 | IDEXX Laboratories Inc, (2) | 35,284 | ||||
2 | Illumina Inc, (2) | 991 | ||||
3 | Insulet Corp, (2) | 839 | ||||
1 | Intuitive Surgical Inc, (2) | 991 | ||||
3 | Laboratory Corp of America Holdings, (2) | 888 | ||||
4 | Novavax Inc, (2) | 717 | ||||
615 | Novocure Ltd, (2) | 94,716 | ||||
905 | Teladoc Health Inc, (2) | 134,347 | ||||
719 | Thermo Fisher Scientific Inc | 388,267 | ||||
13 | Vertex Pharmaceuticals Inc, (2) | 2,621 | ||||
50 | Viatris Inc | 704 | ||||
Total Health Care | 3,384,972 | |||||
Industrials – 9.1% | ||||||
1,916 | 3M Co | 379,253 | ||||
2 | AMERCO | 1,176 | ||||
4,790 | Carrier Global Corp | 264,647 | ||||
859 | Caterpillar Inc | 177,598 | ||||
2 | CH Robinson Worldwide Inc | 178 | ||||
10,876 | CSX Corp | 351,512 | ||||
135 | Deere & Co | 48,815 |
20
Shares | Description (1) | Value | ||||
Industrials (continued) | ||||||
4 | Emerson Electric Co | $404 | ||||
2 | Expeditors International of Washington Inc | 257 | ||||
2 | Fastenal Co | 110 | ||||
932 | Fortive Corp | 67,719 | ||||
923 | Fortune Brands Home & Security Inc | 89,965 | ||||
2 | Generac Holdings Inc, (2) | 839 | ||||
379 | IHS Markit Ltd | 44,282 | ||||
4 | Illinois Tool Works Inc | 907 | ||||
150 | Johnson Controls International plc | 10,713 | ||||
267 | Kansas City Southern | 71,503 | ||||
350 | Nordson Corp | 79,145 | ||||
96 | Old Dominion Freight Line Inc | 25,838 | ||||
4 | Otis Worldwide Corp | 358 | ||||
864 | Parker-Hannifin Corp | 269,594 | ||||
77 | Robert Half International Inc | 7,562 | ||||
777 | Rockwell Automation Inc | 238,865 | ||||
162 | Roper Technologies Inc | 79,597 | ||||
310 | Teledyne Technologies Inc, (2) | 140,359 | ||||
46 | Verisk Analytics Inc | 8,737 | ||||
607 | Waste Connections Inc | 76,901 | ||||
Total Industrials | 2,436,834 | |||||
Information Technology – 27.4% | ||||||
701 | Adobe Inc, (2) | 435,763 | ||||
1,730 | Applied Materials Inc | 242,079 | ||||
290 | Autodesk Inc, (2) | 93,128 | ||||
985 | Automatic Data Processing Inc | 206,486 | ||||
2,736 | Cisco Systems Inc | 151,492 | ||||
1,178 | Cognex Corp | 106,503 | ||||
8,702 | Hewlett Packard Enterprise Co | 126,179 | ||||
8,340 | HP Inc | 240,776 | ||||
8,399 | Intel Corp | 451,194 | ||||
2,759 | International Business Machines Corp | 388,909 | ||||
2 | Intuit Inc | 1,060 | ||||
1,245 | Keysight Technologies Inc, (2) | 204,865 | ||||
2 | Lam Research Corp | 1,275 | ||||
5,095 | Microsoft Corp | 1,451,616 | ||||
2,849 | NVIDIA Corp | 555,526 | ||||
811 | Okta Inc, (2) | 200,958 | ||||
2 | ON Semiconductor Corp, (2) | 78 | ||||
457 | PayPal Holdings Inc, (2) | 125,917 |
21
Nuveen ESG Large-Cap ETF (NULC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Information Technology (continued) | ||||||
2,182 | salesforce.com Inc, (2) | $527,891 | ||||
497 | ServiceNow Inc, (2) | 292,181 | ||||
2,312 | Texas Instruments Inc | 440,713 | ||||
1,674 | Trimble Inc, (2) | 143,127 | ||||
2,523 | Visa Inc, Class A | 621,642 | ||||
564 | VMware Inc, (2) | 86,709 | ||||
358 | Zebra Technologies Corp, (2) | 197,788 | ||||
Total Information Technology | 7,293,855 | |||||
Materials – 2.8% | ||||||
2,239 | Amcor PLC | 25,883 | ||||
1,183 | Ball Corp | 95,681 | ||||
235 | DuPont de Nemours Inc | 17,637 | ||||
1,012 | Ecolab Inc | 223,480 | ||||
668 | LyondellBasell Industries NV | 66,352 | ||||
2,419 | Mosaic Co | 75,545 | ||||
495 | Newmont Corp | 31,096 | ||||
1,099 | PPG Industries Inc | 179,709 | ||||
416 | Steel Dynamics Inc | 26,811 | ||||
Total Materials | 742,194 | |||||
Real Estate – 3.6% | ||||||
1,326 | American Tower Corp | 374,993 | ||||
403 | Crown Castle International Corp | 77,815 | ||||
422 | Equinix Inc | 346,213 | ||||
4,708 | Host Hotels & Resorts Inc, (2) | 74,998 | ||||
213 | Prologis Inc | 27,273 | ||||
738 | Welltower Inc | 64,103 | ||||
Total Real Estate | 965,395 | |||||
Utilities – 2.0% | ||||||
2,296 | Consolidated Edison Inc | 169,376 | ||||
273 | Eversource Energy | 23,552 | ||||
2,122 | Sempra Energy | 277,239 | ||||
1,232 | UGI Corp | 56,660 | ||||
Total Utilities | 526,827 | |||||
Total Long-Term Investments (cost $20,340,374) | 26,629,069 | |||||
Other Assets Less Liabilities – 0.2% | 48,141 | |||||
Net Assets – 100% | $26,677,210 |
22
Part F of Form N-PORT was prepared
in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”)
related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial
statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the
Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities
are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring
a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of
observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants
would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the
assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered
hierarchy of valuation input levels.
Level 1
– Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
The inputs or methodologies used for
valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $26,629,069 | $ — | $ — | $26,629,069 |
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. |
23
Nuveen ESG Large-Cap Growth ETF (NULG)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 99.9% | ||||||
COMMON STOCKS – 99.9% | ||||||
Communication Services – 14.2% | ||||||
121,191 | Activision Blizzard Inc | $10,133,991 | ||||
15,723 | Alphabet Inc, Class A, (2) | 42,366,095 | ||||
11,617 | Alphabet Inc, Class C, (2) | 31,417,247 | ||||
2,133 | Cable One Inc | 4,027,083 | ||||
30,116 | Electronic Arts Inc | 4,335,499 | ||||
123,732 | Walt Disney Co, (2) | 21,779,307 | ||||
Total Communication Services | 114,059,222 | |||||
Consumer Discretionary – 15.5% | ||||||
14,268 | Aptiv PLC, (2) | 2,380,616 | ||||
5,609 | Booking Holdings Inc, (2) | 12,217,860 | ||||
749 | Chipotle Mexican Grill Inc, (2) | 1,395,717 | ||||
15,281 | Domino's Pizza Inc | 8,030,013 | ||||
24,287 | Etsy Inc, (2) | 4,456,907 | ||||
9,133 | Lowe's Cos Inc | 1,759,838 | ||||
8,413 | MercadoLibre Inc, (2) | 13,197,473 | ||||
115,042 | NIKE Inc, Class B | 19,270,686 | ||||
126,340 | Starbucks Corp | 15,341,466 | ||||
45,645 | Tesla Inc, (2) | 31,367,244 | ||||
115,867 | TJX Cos Inc | 7,972,808 | ||||
28,811 | Wayfair Inc, (2) | 6,953,823 | ||||
Total Consumer Discretionary | 124,344,451 | |||||
Consumer Staples – 3.2% | ||||||
31,289 | Church & Dwight Co Inc | 2,709,002 | ||||
25,848 | Clorox Co | 4,675,645 | ||||
34,474 | Costco Wholesale Corp | 14,814,167 | ||||
56,061 | Lamb Weston Holdings Inc | 3,743,193 | ||||
Total Consumer Staples | 25,942,007 | |||||
Energy – 0.4% | ||||||
144,525 | Baker Hughes Co | 3,069,711 | ||||
Financials – 4.2% | ||||||
14,963 | MarketAxess Holdings Inc | 7,109,969 | ||||
70,044 | Marsh & McLennan Cos Inc | 10,311,878 | ||||
33,155 | S&P Global Inc | 14,214,211 |
24
Shares | Description (1) | Value | ||||
Financials (continued) | ||||||
3,902 | SVB Financial Group, (2) | $2,145,944 | ||||
Total Financials | 33,782,002 | |||||
Health Care – 10.9% | ||||||
1,243 | ABIOMED Inc, (2) | 406,635 | ||||
20,447 | Agilent Technologies Inc | 3,133,094 | ||||
18,032 | Dexcom Inc, (2) | 9,295,676 | ||||
97,914 | Edwards Lifesciences Corp, (2) | 10,992,805 | ||||
70,549 | Eli Lilly & Co | 17,178,682 | ||||
5,957 | Hologic Inc, (2) | 447,013 | ||||
24,511 | Horizon Therapeutics Plc, (2) | 2,451,590 | ||||
2,351 | IDEXX Laboratories Inc, (2) | 1,595,224 | ||||
8,325 | Illumina Inc, (2) | 4,127,119 | ||||
17,721 | Insulet Corp, (2) | 4,956,386 | ||||
43,644 | Teladoc Health Inc, (2) | 6,478,952 | ||||
29,627 | Thermo Fisher Scientific Inc | 15,998,876 | ||||
51,270 | Vertex Pharmaceuticals Inc, (2) | 10,335,007 | ||||
Total Health Care | 87,397,059 | |||||
Industrials – 6.4% | ||||||
34,877 | Deere & Co | 12,611,174 | ||||
9,607 | Expeditors International of Washington Inc | 1,232,098 | ||||
6,768 | Fastenal Co | 370,683 | ||||
4,304 | Generac Holdings Inc, (2) | 1,804,925 | ||||
10,269 | Nordson Corp | 2,322,129 | ||||
19,452 | Old Dominion Freight Line Inc | 5,235,506 | ||||
56,891 | Otis Worldwide Corp | 5,094,589 | ||||
22,883 | Rockwell Automation Inc | 7,034,692 | ||||
14,449 | Roper Technologies Inc | 7,099,372 | ||||
18,266 | Teledyne Technologies Inc, (2) | 8,270,297 | ||||
Total Industrials | 51,075,465 | |||||
Information Technology – 40.4% | ||||||
37,247 | Adobe Inc, (2) | 23,153,853 | ||||
107,987 | Applied Materials Inc | 15,110,621 | ||||
25,896 | Autodesk Inc, (2) | 8,315,982 | ||||
69,378 | Cognex Corp | 6,272,465 | ||||
70,989 | Keysight Technologies Inc, (2) | 11,681,240 | ||||
9,901 | Lam Research Corp | 6,310,996 | ||||
105,582 | Maxim Integrated Products Inc, (2) | 10,548,698 | ||||
318,376 | Microsoft Corp | 90,708,506 | ||||
160,240 | NVIDIA Corp | 31,245,198 |
25
Nuveen ESG Large-Cap Growth ETF (NULG) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Information Technology (continued) | ||||||
31,036 | Okta Inc, (2) | $7,690,410 | ||||
71,534 | PayPal Holdings Inc, (2) | 19,709,763 | ||||
68,838 | salesforce.com Inc, (2) | 16,653,977 | ||||
26,468 | ServiceNow Inc, (2) | 15,560,273 | ||||
35,002 | Synopsys Inc, (2) | 10,080,226 | ||||
98,543 | Trimble Inc, (2) | 8,425,426 | ||||
106,033 | Visa Inc, Class A | 26,125,471 | ||||
33,130 | VMware Inc, (2) | 5,093,406 | ||||
20,535 | Zebra Technologies Corp, (2) | 11,345,177 | ||||
Total Information Technology | 324,031,688 | |||||
Materials – 2.9% | ||||||
814 | Ball Corp | 65,836 | ||||
49,914 | Ecolab Inc | 11,022,509 | ||||
41,305 | Sherwin-Williams Co | 12,020,994 | ||||
Total Materials | 23,109,339 | |||||
Real Estate – 1.8% | ||||||
26,519 | American Tower Corp | 7,499,573 | ||||
8,738 | Equinix Inc | 7,168,743 | ||||
Total Real Estate | 14,668,316 | |||||
Total Long-Term Investments (cost $643,576,930) | 801,479,260 |
Principal Amount (000) | Description (1) | Coupon | Maturity | Ratings (3) | Value | |
SHORT-TERM INVESTMENTS – 0.1% | ||||||
U.S. GOVERNMENT AND AGENCY OBLIGATIONS – 0.1% | ||||||
$830 | Federal Agricultural Mortgage Corp Discount Notes | 0.000% | 8/02/21 | N/R | $830,000 | |
Total Short-Term Investments (cost $830,000) | 830,000 | |||||
Total Investments (cost $644,406,930) – 100.0% | 802,309,260 | |||||
Other Assets Less Liabilities – (0.0)% | (117,116) | |||||
Net Assets – 100% | $802,192,144 |
26
Part F of Form N-PORT was prepared
in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”)
related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial
statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the
Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities
are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring
a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of
observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants
would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the
assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered
hierarchy of valuation input levels.
Level 1
– Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
The inputs or methodologies used for
valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $801,479,260 | $ — | $ — | $801,479,260 |
Short-Term Investments: | ||||
U.S. Government and Agency Obligations | — | 830,000 | — | 830,000 |
Total | $801,479,260 | $830,000 | $ — | $802,309,260 |
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. | |
(3) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. |
27
Nuveen ESG Large-Cap Value ETF (NULV)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 99.7% | ||||||
COMMON STOCKS – 99.7% | ||||||
Communication Services – 5.7% | ||||||
808,666 | AT&T Inc | $22,683,081 | ||||
102,723 | Discovery Inc, (2) | 2,784,821 | ||||
178,715 | Interpublic Group of Cos Inc | 6,319,362 | ||||
63,418 | Omnicom Group Inc | 4,618,099 | ||||
403,142 | Verizon Communications Inc | 22,487,261 | ||||
26,142 | ViacomCBS Inc | 1,069,992 | ||||
Total Communication Services | 59,962,616 | |||||
Consumer Discretionary – 4.8% | ||||||
2,236 | BorgWarner Inc | 109,519 | ||||
926 | Genuine Parts Co | 117,528 | ||||
49,029 | Hasbro Inc | 4,875,444 | ||||
77,737 | Home Depot Inc | 25,512,506 | ||||
207,747 | Newell Brands Inc | 5,141,738 | ||||
27,424 | Target Corp | 7,159,035 | ||||
101,268 | VF Corp | 8,121,694 | ||||
Total Consumer Discretionary | 51,037,464 | |||||
Consumer Staples – 11.1% | ||||||
1,678 | Archer-Daniels-Midland Co | 100,210 | ||||
48,591 | Bunge Ltd | 3,772,119 | ||||
464,318 | Coca-Cola Co | 26,480,056 | ||||
7,091 | Colgate-Palmolive Co | 563,735 | ||||
82,473 | General Mills Inc | 4,854,361 | ||||
793 | J M Smucker Co | 103,970 | ||||
224,478 | Keurig Dr Pepper Inc | 7,903,870 | ||||
364,184 | Kroger Co | 14,822,289 | ||||
1,193 | McCormick & Co Inc/MD | 100,415 | ||||
165,367 | PepsiCo Inc | 25,954,351 | ||||
227,889 | Procter & Gamble Co | 32,412,652 | ||||
Total Consumer Staples | 117,068,028 | |||||
Energy – 2.7% | ||||||
198,402 | Baker Hughes Co | 4,214,058 | ||||
241,708 | ONEOK Inc | 12,561,565 | ||||
184,213 | Valero Energy Corp | 12,336,745 | ||||
Total Energy | 29,112,368 |
28
Shares | Description (1) | Value | ||||
Financials – 21.1% | ||||||
2,174 | Aflac Inc | $119,570 | ||||
992 | Allstate Corp | 129,010 | ||||
121,389 | American Express Co | 20,700,466 | ||||
251,848 | American International Group Inc | 11,925,003 | ||||
430 | Ameriprise Financial Inc | 110,751 | ||||
208,318 | Bank of New York Mellon Corp | 10,692,963 | ||||
22,261 | BlackRock Inc | 19,304,071 | ||||
3,542 | Carlyle Group Inc | 178,765 | ||||
41,505 | Charles Schwab Corp | 2,820,265 | ||||
91,300 | Chubb Ltd | 15,405,962 | ||||
283,588 | Citigroup Inc | 19,176,221 | ||||
2,170 | Citizens Financial Group Inc | 91,487 | ||||
80,475 | CME Group Inc | 17,071,162 | ||||
188,868 | Equitable Holdings Inc | 5,830,355 | ||||
1,759 | Hartford Financial Services Group Inc | 111,908 | ||||
542,877 | Huntington Bancshares Inc/OH | 7,643,708 | ||||
4,640 | KeyCorp | 91,222 | ||||
123,305 | Loews Corp | 6,612,847 | ||||
634 | M&T Bank Corp | 84,861 | ||||
116,195 | Marsh & McLennan Cos Inc | 17,106,228 | ||||
1,720 | MetLife Inc | 99,244 | ||||
226,841 | Morgan Stanley | 21,772,199 | ||||
938 | Northern Trust Corp | 105,853 | ||||
89,401 | PNC Financial Services Group Inc | 16,307,636 | ||||
27,090 | Progressive Corp | 2,577,884 | ||||
143,707 | Prudential Financial Inc | 14,410,938 | ||||
307,601 | Regions Financial Corp | 5,921,319 | ||||
1,228 | State Street Corp | 107,008 | ||||
38,319 | Travelers Cos Inc | 5,706,466 | ||||
3,338 | Truist Financial Corp | 181,687 | ||||
466 | Willis Towers Watson PLC | 96,033 | ||||
Total Financials | 222,493,092 | |||||
Health Care – 16.3% | ||||||
64,540 | Amgen Inc | 15,588,992 | ||||
29,872 | Anthem Inc | 11,471,147 | ||||
1 | AstraZeneca PLC, Sponsored ADR | 57 | ||||
113,459 | Baxter International Inc | 8,776,054 | ||||
396 | Biogen Inc, (2) | 129,385 | ||||
220,417 | Boston Scientific Corp, (2) | 10,051,015 | ||||
323,372 | Bristol-Myers Squibb Co | 21,947,258 |
29
Nuveen ESG Large-Cap Value ETF (NULV) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Health Care (continued) | ||||||
5,575 | Cardinal Health Inc | $331,043 | ||||
69,025 | Cigna Corp | 15,840,547 | ||||
46,722 | Danaher Corp | 13,899,328 | ||||
924 | DaVita Inc, (2) | 111,111 | ||||
100,533 | DENTSPLY SIRONA Inc | 6,639,199 | ||||
214,946 | Elanco Animal Health Inc, (2) | 7,839,081 | ||||
32,169 | Exact Sciences Corp, (2) | 3,469,105 | ||||
56,406 | Gilead Sciences Inc | 3,851,966 | ||||
77,869 | HCA Inc | 19,327,086 | ||||
1,317 | Henry Schein Inc, (2) | 105,557 | ||||
319 | Humana Inc | 135,849 | ||||
8,630 | Laboratory Corp of America Holdings, (2) | 2,555,774 | ||||
726 | PerkinElmer Inc | 132,299 | ||||
788 | Quest Diagnostics Inc | 111,738 | ||||
2,580 | Royalty Pharma PLC | 98,556 | ||||
35,674 | Stryker Corp | 9,665,514 | ||||
36,660 | Thermo Fisher Scientific Inc | 19,796,767 | ||||
45,398 | Viatris Inc | 638,750 | ||||
931 | Zimmer Biomet Holdings Inc | 152,144 | ||||
Total Health Care | 172,665,322 | |||||
Industrials – 14.0% | ||||||
95,807 | 3M Co | 18,964,038 | ||||
5,222 | AMERCO | 3,070,327 | ||||
176,302 | Carrier Global Corp | 9,740,685 | ||||
83,545 | Caterpillar Inc | 17,272,929 | ||||
413 | Cummins Inc | 95,857 | ||||
7,635 | Eaton Corp PLC | 1,206,712 | ||||
23,795 | Emerson Electric Co | 2,400,678 | ||||
3,536 | Expeditors International of Washington Inc | 453,492 | ||||
173,924 | Fortive Corp | 12,637,318 | ||||
1,068 | Fortune Brands Home & Security Inc | 104,098 | ||||
493 | IDEX Corp | 111,758 | ||||
70,149 | IHS Markit Ltd | 8,196,209 | ||||
30,231 | Illinois Tool Works Inc | 6,852,461 | ||||
173,802 | Johnson Controls International plc | 12,412,939 | ||||
49,348 | Kansas City Southern | 13,215,394 | ||||
526 | Nordson Corp | 118,944 | ||||
2,256 | Otis Worldwide Corp | 202,025 | ||||
1,458 | Owens Corning | 140,201 | ||||
1,143 | PACCAR Inc | 94,858 |
30
Shares | Description (1) | Value | ||||
Industrials (continued) | ||||||
1,712 | Pentair PLC | $126,123 | ||||
414 | Rockwell Automation Inc | 127,272 | ||||
34,206 | Roper Technologies Inc | 16,806,776 | ||||
610 | Trane Technologies PLC | 124,202 | ||||
86,904 | United Parcel Service Inc | 16,629,949 | ||||
51,181 | Waste Connections Inc | 6,484,121 | ||||
966 | Xylem Inc/NY | 121,571 | ||||
Total Industrials | 147,710,937 | |||||
Information Technology – 11.2% | ||||||
91,152 | Automatic Data Processing Inc | 19,108,194 | ||||
282,250 | Cisco Systems Inc | 15,628,182 | ||||
684,977 | Hewlett Packard Enterprise Co | 9,932,167 | ||||
12,565 | HP Inc | 362,752 | ||||
426,885 | Intel Corp | 22,932,262 | ||||
139,623 | International Business Machines Corp | 19,681,258 | ||||
38,583 | salesforce.com Inc, (2) | 9,334,385 | ||||
114,153 | Texas Instruments Inc | 21,759,845 | ||||
Total Information Technology | 118,739,045 | |||||
Materials – 3.5% | ||||||
348,092 | Amcor PLC | 4,023,943 | ||||
55,418 | DuPont de Nemours Inc | 4,159,121 | ||||
730 | International Flavors & Fragrances Inc | 109,967 | ||||
1,984 | International Paper Co | 114,596 | ||||
100,300 | LyondellBasell Industries NV | 9,962,799 | ||||
51,929 | Newmont Corp | 3,262,180 | ||||
77,050 | PPG Industries Inc | 12,599,216 | ||||
41,436 | Steel Dynamics Inc | 2,670,550 | ||||
Total Materials | 36,902,372 | |||||
Real Estate – 5.1% | ||||||
896 | Camden Property Trust | 133,853 | ||||
12,649 | CBRE Group Inc, (2) | 1,220,123 | ||||
22,925 | Crown Castle International Corp | 4,426,588 | ||||
134,453 | Equity Residential | 11,311,531 | ||||
382,998 | Host Hotels & Resorts Inc, (2) | 6,101,158 | ||||
148,056 | Prologis Inc | 18,957,090 | ||||
2,001 | Ventas Inc | 119,620 | ||||
130,394 | Welltower Inc | 11,326,023 | ||||
Total Real Estate | 53,595,986 |
31
Nuveen ESG Large-Cap Value ETF (NULV) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Utilities – 4.2% | ||||||
158,596 | Consolidated Edison Inc | $11,699,627 | ||||
146,337 | Eversource Energy | 12,624,493 | ||||
112,101 | Sempra Energy | 14,645,995 | ||||
113,334 | UGI Corp | 5,212,231 | ||||
Total Utilities | 44,182,346 | |||||
Total Long-Term Investments (cost $917,483,334) | 1,053,469,576 |
Principal Amount (000) | Description (1) | Coupon | Maturity | Ratings (3) | Value | |
SHORT-TERM INVESTMENTS – 0.1% | ||||||
U.S. GOVERNMENT AND AGENCY OBLIGATIONS – 0.1% | ||||||
$1,037 | Federal Agricultural Mortgage Corp Discount Notes | 0.000% | 8/02/21 | N/R | $1,037,000 | |
Total Short-Term Investments (cost $1,037,000) | 1,037,000 | |||||
Total Investments (cost $918,520,334) – 99.8% | 1,054,506,576 | |||||
Other Assets Less Liabilities – 0.2% | 1,824,864 | |||||
Net Assets – 100% | $1,056,331,440 |
Part F of Form N-PORT was prepared
in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”)
related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial
statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the
Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities
are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring
a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of
observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants
would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the
assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered
hierarchy of valuation input levels.
Level 1
– Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
32
The inputs or methodologies used for
valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $1,053,469,576 | $ — | $ — | $1,053,469,576 |
Short-Term Investments: | ||||
U.S. Government and Agency Obligations | — | 1,037,000 | — | 1,037,000 |
Total | $1,053,469,576 | $1,037,000 | $ — | $1,054,506,576 |
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. | |
(3) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. | |
ADR | American Depositary Receipt |
33
Nuveen ESG Mid-Cap Growth ETF (NUMG)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 99.9% | ||||||
COMMON STOCKS – 99.9% | ||||||
Communication Services – 7.9% | ||||||
26,056 | Altice USA Inc, (2) | $800,701 | ||||
3,168 | Cable One Inc | 5,981,152 | ||||
59,990 | Live Nation Entertainment Inc, (2) | 4,732,611 | ||||
66,851 | Match Group Inc, (2) | 10,647,359 | ||||
33,489 | Take-Two Interactive Software Inc, (2) | 5,807,663 | ||||
Total Communication Services | 27,969,486 | |||||
Consumer Discretionary – 10.5% | ||||||
31,215 | Autoliv Inc | 3,148,969 | ||||
48,471 | Darden Restaurants Inc | 7,070,950 | ||||
745 | Domino's Pizza Inc | 391,490 | ||||
43,229 | Etsy Inc, (2) | 7,932,954 | ||||
12,059 | Pool Corp | 5,762,031 | ||||
38,985 | Tractor Supply Co | 7,053,556 | ||||
18,695 | Vail Resorts Inc, (2) | 5,705,714 | ||||
Total Consumer Discretionary | 37,065,664 | |||||
Consumer Staples – 1.4% | ||||||
73,846 | Lamb Weston Holdings Inc | 4,930,697 | ||||
Energy – 1.2% | ||||||
207,996 | Baker Hughes Co | 4,417,835 | ||||
Financials – 4.4% | ||||||
5,505 | FactSet Research Systems Inc | 1,966,826 | ||||
9,591 | MarketAxess Holdings Inc | 4,557,356 | ||||
9,127 | SVB Financial Group, (2) | 5,019,485 | ||||
64,421 | Voya Financial Inc | 4,148,712 | ||||
Total Financials | 15,692,379 | |||||
Health Care – 17.6% | ||||||
2,794 | ABIOMED Inc, (2) | 914,029 | ||||
64,952 | Catalent Inc, (2) | 7,781,899 | ||||
83,749 | Hologic Inc, (2) | 6,284,525 | ||||
67,420 | Horizon Therapeutics Plc, (2) | 6,743,348 | ||||
24,444 | Insulet Corp, (2) | 6,836,742 | ||||
6,690 | Mettler-Toledo International Inc, (2) | 9,859,120 | ||||
39,302 | Novavax Inc, (2) | 7,048,028 |
34
Shares | Description (1) | Value | ||||
Health Care (continued) | ||||||
36,817 | Novocure Ltd, (2) | $5,670,186 | ||||
106,055 | PPD Inc, (2) | 4,891,257 | ||||
16,519 | STERIS PLC | 3,600,316 | ||||
6,087 | Waters Corp, (2) | 2,372,774 | ||||
Total Health Care | 62,002,224 | |||||
Industrials – 17.4% | ||||||
26,972 | Allegion plc | 3,684,375 | ||||
64,501 | Copart Inc, (2) | 9,481,647 | ||||
17,931 | Expeditors International of Washington Inc | 2,299,651 | ||||
63,966 | Fastenal Co | 3,503,418 | ||||
22,554 | Generac Holdings Inc, (2) | 9,458,245 | ||||
23,720 | IDEX Corp | 5,377,087 | ||||
5,965 | Lennox International Inc | 1,965,050 | ||||
78,192 | Masco Corp | 4,668,844 | ||||
16,610 | Teledyne Technologies Inc, (2) | 7,520,510 | ||||
65,781 | TransUnion | 7,897,667 | ||||
43,817 | Xylem Inc/NY | 5,514,369 | ||||
Total Industrials | 61,370,863 | |||||
Information Technology – 37.3% | ||||||
24,034 | ANSYS Inc, (2) | 8,855,568 | ||||
72,699 | Cadence Design Systems Inc, (2) | 10,734,007 | ||||
6,682 | CDW Corp/DE | 1,225,145 | ||||
73,982 | Cloudflare Inc, (2) | 8,776,485 | ||||
59,858 | Cognex Corp | 5,411,762 | ||||
12,599 | Fair Isaac Corp, (2) | 6,600,742 | ||||
17,054 | Fortinet Inc, (2) | 4,642,781 | ||||
14,919 | HubSpot Inc, (2) | 8,892,022 | ||||
11,925 | Keysight Technologies Inc, (2) | 1,962,259 | ||||
213,384 | Marvell Technology Inc | 12,911,866 | ||||
43,192 | Maxim Integrated Products Inc, (2) | 4,315,313 | ||||
29,695 | Okta Inc, (2) | 7,358,124 | ||||
20,159 | Paycom Software Inc, (2) | 8,063,600 | ||||
46,805 | PTC Inc, (2) | 6,339,737 | ||||
33,230 | Skyworks Solutions Inc | 6,131,267 | ||||
47,397 | Splunk Inc, (2) | 6,729,426 | ||||
90,247 | Trimble Inc, (2) | 7,716,118 | ||||
16,336 | Zebra Technologies Corp, (2) | 9,025,313 | ||||
46,232 | Zendesk Inc, (2) | 6,034,663 | ||||
Total Information Technology | 131,726,198 |
35
Nuveen ESG Mid-Cap Growth ETF (NUMG) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Materials – 2.2% | ||||||
94,028 | Ball Corp | $7,604,985 | ||||
Total Long-Term Investments (cost $288,960,481) | 352,780,331 |
Principal Amount (000) | Description (1) | Coupon | Maturity | Ratings (3) | Value | |
SHORT-TERM INVESTMENTS – 0.1% | ||||||
U.S. GOVERNMENT AND AGENCY OBLIGATIONS – 0.1% | ||||||
$365 | Federal Agricultural Mortgage Corp Discount Notes | 0.000% | 8/02/21 | N/R | $365,000 | |
Total Short-Term Investments (cost $365,000) | 365,000 | |||||
Total Investments (cost $289,325,481) – 100.0% | 353,145,331 | |||||
Other Assets Less Liabilities – (0.0)% | (56,326) | |||||
Net Assets – 100% | $353,089,005 |
Part F of Form N-PORT was prepared
in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”)
related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial
statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the
Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities
are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring
a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of
observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants
would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the
assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered
hierarchy of valuation input levels.
Level 1
– Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
The inputs or methodologies used for
valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $352,780,331 | $ — | $ — | $352,780,331 |
Short-Term Investments: | ||||
U.S. Government and Agency Obligations | — | 365,000 | — | 365,000 |
Total | $352,780,331 | $365,000 | $ — | $353,145,331 |
36
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. | |
(3) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. |
37
Nuveen ESG Mid-Cap Value ETF (NUMV)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 99.7% | ||||||
COMMON STOCKS – 99.7% | ||||||
Communication Services – 5.0% | ||||||
8,073 | Discovery Inc, (2), (3) | $234,198 | ||||
90,854 | Discovery Inc, (2) | 2,463,052 | ||||
99,343 | Interpublic Group of Cos Inc | 3,512,769 | ||||
194,269 | Lumen Technologies Inc | 2,422,534 | ||||
31,754 | Omnicom Group Inc | 2,312,326 | ||||
30,556 | ViacomCBS Inc | 1,250,657 | ||||
Total Communication Services | 12,195,536 | |||||
Consumer Discretionary – 12.0% | ||||||
19,863 | Autoliv Inc | 2,003,779 | ||||
17,314 | Best Buy Co Inc | 1,945,228 | ||||
41,700 | BorgWarner Inc | 2,042,466 | ||||
12,780 | CarMax Inc, (2) | 1,711,881 | ||||
25,565 | Genuine Parts Co | 3,244,710 | ||||
42,366 | Hasbro Inc | 4,212,875 | ||||
81,605 | LKQ Corp, (2) | 4,141,454 | ||||
15,902 | Mohawk Industries Inc, (2) | 3,099,300 | ||||
123,591 | Newell Brands Inc | 3,058,877 | ||||
73,971 | PulteGroup Inc | 4,058,789 | ||||
Total Consumer Discretionary | 29,519,359 | |||||
Consumer Staples – 3.2% | ||||||
44,239 | Bunge Ltd | 3,434,274 | ||||
58,635 | Campbell Soup Co | 2,563,522 | ||||
57,675 | Conagra Brands Inc | 1,931,536 | ||||
Total Consumer Staples | 7,929,332 | |||||
Energy – 3.2% | ||||||
146,281 | Baker Hughes Co | 3,107,008 | ||||
90,573 | ONEOK Inc | 4,707,079 | ||||
Total Energy | 7,814,087 | |||||
Financials – 21.0% | ||||||
59,181 | Ally Financial Inc | 3,039,536 | ||||
446,306 | Annaly Capital Management Inc | 3,789,138 | ||||
36,011 | Arthur J Gallagher & Co | 5,016,692 | ||||
86,090 | Citizens Financial Group Inc | 3,629,554 | ||||
121,905 | Equitable Holdings Inc | 3,763,207 |
38
Shares | Description (1) | Value | ||||
Financials (continued) | ||||||
10,992 | FactSet Research Systems Inc | $3,927,222 | ||||
4,003 | First Republic Bank/CA | 780,665 | ||||
6,878 | Franklin Resources Inc | 203,245 | ||||
67,451 | Hartford Financial Services Group Inc | 4,291,233 | ||||
189,392 | KeyCorp | 3,723,447 | ||||
58,293 | Lincoln National Corp | 3,592,015 | ||||
70,629 | Loews Corp | 3,787,833 | ||||
67,353 | Principal Financial Group Inc | 4,184,642 | ||||
10,051 | Regions Financial Corp | 193,482 | ||||
7,877 | SVB Financial Group, (2) | 4,332,035 | ||||
51,514 | Voya Financial Inc | 3,317,501 | ||||
Total Financials | 51,571,447 | |||||
Health Care – 4.7% | ||||||
7,997 | Cardinal Health Inc | 474,862 | ||||
623 | DaVita Inc, (2) | 74,916 | ||||
25,361 | Hologic Inc, (2) | 1,903,089 | ||||
9,255 | Jazz Pharmaceuticals PLC, (2) | 1,568,908 | ||||
5,807 | Laboratory Corp of America Holdings, (2) | 1,719,743 | ||||
30,443 | Quest Diagnostics Inc | 4,316,817 | ||||
7,002 | STERIS PLC | 1,526,086 | ||||
Total Health Care | 11,584,421 | |||||
Industrials – 16.5% | ||||||
5,593 | Allegion plc | 764,004 | ||||
116,500 | Carrier Global Corp | 6,436,625 | ||||
14,469 | CH Robinson Worldwide Inc | 1,290,201 | ||||
817 | Expeditors International of Washington Inc | 104,780 | ||||
65,620 | Fastenal Co | 3,594,007 | ||||
32,564 | Fortune Brands Home & Security Inc | 3,174,013 | ||||
16,812 | IDEX Corp | 3,811,112 | ||||
17,358 | Kansas City Southern | 4,648,472 | ||||
58,557 | Masco Corp | 3,496,439 | ||||
28,152 | Owens Corning | 2,707,096 | ||||
19,364 | Pentair PLC | 1,426,546 | ||||
42,105 | Robert Half International Inc | 4,135,132 | ||||
1,414 | Snap-on Inc | 308,224 | ||||
35,436 | Xylem Inc/NY | 4,459,621 | ||||
Total Industrials | 40,356,272 | |||||
Information Technology – 9.1% | ||||||
675 | Guidewire Software Inc, (2) | 77,760 |
39
Nuveen ESG Mid-Cap Value ETF (NUMV) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Information Technology (continued) | ||||||
193,465 | Hewlett Packard Enterprise Co | $2,805,242 | ||||
109,284 | NortonLifeLock Inc | 2,712,429 | ||||
6,393 | Okta Inc, (2) | 1,584,121 | ||||
96,359 | ON Semiconductor Corp, (2) | 3,763,783 | ||||
21,056 | Skyworks Solutions Inc | 3,885,043 | ||||
33,398 | Splunk Inc, (2) | 4,741,848 | ||||
121,178 | Western Union Co | 2,812,541 | ||||
Total Information Technology | 22,382,767 | |||||
Materials – 4.7% | ||||||
372,444 | Amcor PLC | 4,305,453 | ||||
8,569 | Martin Marietta Materials Inc | 3,113,118 | ||||
88,483 | Mosaic Co | 2,763,324 | ||||
22,734 | Steel Dynamics Inc | 1,465,206 | ||||
Total Materials | 11,647,101 | |||||
Real Estate – 15.2% | ||||||
27,916 | Alexandria Real Estate Equities Inc | 5,620,607 | ||||
39,554 | Boston Properties Inc | 4,642,849 | ||||
36,751 | CBRE Group Inc, (2) | 3,545,002 | ||||
43,571 | Duke Realty Corp | 2,216,893 | ||||
106,255 | Healthpeak Properties Inc | 3,928,247 | ||||
233,015 | Host Hotels & Resorts Inc, (2) | 3,711,929 | ||||
60,630 | Regency Centers Corp | 3,965,808 | ||||
85,972 | Ventas Inc | 5,139,406 | ||||
140,753 | VICI Properties Inc | 4,390,086 | ||||
Total Real Estate | 37,160,827 | |||||
Utilities – 5.1% | ||||||
41,390 | Atmos Energy Corp | 4,080,640 | ||||
71,484 | CMS Energy Corp | 4,416,996 | ||||
87,002 | UGI Corp | 4,001,222 | ||||
Total Utilities | 12,498,858 | |||||
Total Long-Term Investments (cost $202,032,472) | 244,660,007 |
Shares | Description (1) | Coupon | Value | |||
INVESTMENTS PURCHASED WITH COLLATERAL FROM SECURITIES LENDING – 0.1% | ||||||
MONEY MARKET FUNDS – 0.1% | ||||||
167,621 | State Street Navigator Securities Lending Government Money Market Portfolio, (4) | 0.050% (5) | $167,621 | |||
Total Investments Purchased with Collateral from Securities Lending (cost $167,621) | 167,621 |
40
Principal Amount (000) | Description (1) | Coupon | Maturity | Ratings (6) | Value | |
SHORT-TERM INVESTMENTS – 0.2% | ||||||
U.S. GOVERNMENT AND AGENCY OBLIGATIONS – 0.2% | ||||||
$409 | Federal Agricultural Mortgage Corp Discount Notes | 0.000% | 8/02/21 | N/R | $409,000 | |
Total Short-Term Investments (cost $409,000) | 409,000 | |||||
Total Investments (cost $202,609,093) – 100.0% | 245,236,628 | |||||
Other Assets Less Liabilities – (0.0)% | (2,667) | |||||
Net Assets – 100% | $245,233,961 |
Part F of Form N-PORT was prepared
in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”)
related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial
statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the
Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities
are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring
a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of
observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants
would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the
assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered
hierarchy of valuation input levels.
Level 1
– Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
The inputs or methodologies used for
valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $244,660,007 | $ — | $ — | $244,660,007 |
Investments Purchased with Collateral from Securities Lending | 167,621 | — | — | 167,621 |
Short-Term Investments: | ||||
U.S. Government and Agency Obligations | — | 409,000 | — | 409,000 |
Total | $244,827,628 | $409,000 | $ — | $245,236,628 |
41
Nuveen ESG Mid-Cap Value ETF (NUMV) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. | |
(3) | Investment, or a portion of investment, is out on loan for securities lending. The total value of the securities out on loan as of the end of the reporting period was $156,857. | |
(4) | The Fund may loan securities representing up to one third of the fair value of its total assets (which includes collateral for securities on loan) to broker dealers, banks, and other institutions. The Fund maintains collateral equal to at least 100% of the fair value of the securities loaned. The cash collateral received by the Fund is invested in this money market fund. | |
(5) | The rate shown is the one-day yield as of the end of the reporting period. | |
(6) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. |
42
Nuveen ESG Small-Cap ETF (NUSC)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
LONG-TERM INVESTMENTS – 99.9% | ||||||
COMMON STOCKS – 99.9% | ||||||
Communication Services – 2.3% | ||||||
14,517 | Bandwidth Inc, Class A, (2) | $1,882,274 | ||||
18,512 | Cardlytics Inc, (2) | 2,331,772 | ||||
9,212 | Cinemark Holdings Inc, (2) | 143,062 | ||||
61,639 | Clear Channel Outdoor Holdings Inc, (2) | 163,960 | ||||
1,865 | Cogent Communications Holdings Inc | 144,743 | ||||
70,153 | Consolidated Communications Holdings Inc, (2) | 539,477 | ||||
21,679 | Gogo Inc, (2), (3) | 224,811 | ||||
78,712 | Gray Television Inc | 1,745,045 | ||||
10,582 | Hemisphere Media Group Inc, (2) | 134,497 | ||||
19,910 | iHeartMedia Inc, (2) | 514,673 | ||||
4,915 | IMAX Corp, (2) | 79,328 | ||||
44,524 | John Wiley & Sons Inc | 2,617,121 | ||||
24,208 | New York Times Co | 1,059,826 | ||||
25,862 | Scholastic Corp | 869,222 | ||||
71,809 | TEGNA Inc | 1,272,455 | ||||
80,364 | TripAdvisor Inc, (2) | 3,049,814 | ||||
14,908 | WideOpenWest Inc, (2) | 331,554 | ||||
7,894 | World Wrestling Entertainment Inc | 389,806 | ||||
503,183 | Zynga Inc, (2) | 5,082,148 | ||||
Total Communication Services | 22,575,588 | |||||
Consumer Discretionary – 15.4% | ||||||
17,637 | 1-800-Flowerscom Inc, (2) | 537,928 | ||||
17,039 | 2U Inc, (2) | 739,493 | ||||
34,107 | Aaron's Co Inc | 984,669 | ||||
12,994 | American Axle & Manufacturing Holdings Inc, (2) | 125,912 | ||||
63,571 | American Eagle Outfitters Inc | 2,191,292 | ||||
17,914 | American Public Education Inc, (2) | 530,613 | ||||
48,849 | Arko Corp, (2) | 405,447 | ||||
25,955 | Big Lots Inc | 1,495,268 | ||||
3,154 | Boot Barn Holdings Inc, (2) | 272,569 | ||||
39,586 | Bright Horizons Family Solutions Inc, (2) | 5,918,107 | ||||
17,025 | Caleres Inc | 421,199 | ||||
26,154 | Callaway Golf Co, (2) | 828,559 | ||||
21,780 | Camping World Holdings Inc | 857,261 |
43
Nuveen ESG Small-Cap ETF (NUSC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Consumer Discretionary (continued) | ||||||
31,830 | Carter's Inc | $3,111,064 | ||||
1,394 | Children's Place Inc, (2) | 117,556 | ||||
10,337 | Columbia Sportswear Co | 1,029,772 | ||||
44,943 | Core-Mark Holding Co Inc | 1,934,347 | ||||
16,172 | Crocs Inc, (2) | 2,196,319 | ||||
22,080 | Dana Inc | 533,453 | ||||
3,870 | Deckers Outdoor Corp, (2) | 1,589,989 | ||||
15,358 | Dine Brands Global Inc, (2) | 1,189,784 | ||||
16,481 | Dorman Products Inc, (2) | 1,667,053 | ||||
21,130 | Ethan Allen Interiors Inc | 502,260 | ||||
64,998 | Foot Locker Inc | 3,708,786 | ||||
24,618 | Franchise Group Inc | 836,027 | ||||
17,444 | GameStop Corp, (2) | 2,810,577 | ||||
39,577 | Gap Inc | 1,154,461 | ||||
116,945 | GoPro Inc, (2) | 1,197,517 | ||||
4,035 | Graham Holdings Co | 2,681,903 | ||||
25,044 | Grand Canyon Education Inc, (2) | 2,313,314 | ||||
25,840 | Green Brick Partners Inc, (2) | 647,809 | ||||
182,588 | H&R Block Inc | 4,482,535 | ||||
243,365 | Hanesbrands Inc | 4,443,845 | ||||
77,859 | Harley-Davidson Inc | 3,084,774 | ||||
13,957 | Helen of Troy Ltd, (2) | 3,117,854 | ||||
3,641 | Hibbett Inc | 322,811 | ||||
83,470 | Hilton Grand Vacations Inc, (2) | 3,394,725 | ||||
127,664 | Houghton Mifflin Harcourt Co, (2) | 1,445,156 | ||||
27,902 | iRobot Corp, (2) | 2,441,425 | ||||
5,859 | Jack in the Box Inc | 637,811 | ||||
5,728 | Johnson Outdoors Inc | 678,023 | ||||
32,377 | Kontoor Brands Inc | 1,793,038 | ||||
13,064 | Lands' End Inc, (2) | 500,743 | ||||
13,622 | LCI Industries | 1,986,360 | ||||
42,045 | Leggett & Platt Inc | 2,019,421 | ||||
62,574 | Levi Strauss & Co | 1,722,036 | ||||
6,805 | Lithia Motors Inc | 2,566,982 | ||||
12,348 | Lovesac Co, (2) | 749,524 | ||||
185,544 | Macy's Inc, (2) | 3,154,248 | ||||
20,978 | Malibu Boats Inc, (2) | 1,755,019 | ||||
21,975 | MarineMax Inc, (2) | 1,182,035 | ||||
2,337 | Meritage Homes Corp, (2) | 253,751 | ||||
33,468 | Monro Inc | 1,941,144 |
44
Shares | Description (1) | Value | ||||
Consumer Discretionary (continued) | ||||||
18,233 | Murphy USA Inc | $2,689,550 | ||||
80,331 | Nordstrom Inc, (2) | 2,658,956 | ||||
14,448 | Overstockcom Inc, (2) | 1,006,159 | ||||
30,286 | Planet Fitness Inc, (2) | 2,278,416 | ||||
15,595 | PVH Corp, (2) | 1,631,549 | ||||
15,196 | Ralph Lauren Corp | 1,725,050 | ||||
68,384 | RealReal Inc, (2) | 1,129,020 | ||||
14,162 | Rent-A-Center Inc/TX | 810,350 | ||||
19,355 | Revolve Group Inc, (2) | 1,347,302 | ||||
56,345 | Sally Beauty Holdings Inc, (2) | 1,066,047 | ||||
44,055 | SeaWorld Entertainment Inc, (2) | 2,088,648 | ||||
35,960 | Shake Shack Inc, (2) | 3,615,418 | ||||
16,895 | Signet Jewelers Ltd | 1,087,024 | ||||
12,471 | Sleep Number Corp, (2) | 1,237,248 | ||||
77,592 | Sonos Inc, (2) | 2,590,021 | ||||
12,648 | Steven Madden Ltd | 554,362 | ||||
91,071 | Tapestry Inc, (2) | 3,852,303 | ||||
13,863 | Taylor Morrison Home Corp, (2) | 371,806 | ||||
114,532 | Terminix Global Holdings Inc, (2) | 6,012,930 | ||||
25,840 | Thor Industries Inc | 3,058,422 | ||||
61,385 | Travel + Leisure Co | 3,179,743 | ||||
40,347 | Tupperware Brands Corp, (2) | 842,849 | ||||
4,388 | Under Armour Inc, (2) | 89,735 | ||||
140,140 | Under Armour Inc, (2) | 2,455,253 | ||||
89,773 | Wendy's Co | 2,083,631 | ||||
8,407 | Williams-Sonoma Inc | 1,275,342 | ||||
22,230 | Wingstop Inc | 3,808,221 | ||||
3,244 | Wolverine World Wide Inc | 108,804 | ||||
108,762 | Workhorse Group Inc, (2), (3) | 1,255,113 | ||||
49,671 | WW International Inc, (2) | 1,526,887 | ||||
28,262 | Wyndham Hotels & Resorts Inc | 2,036,560 | ||||
7,941 | XPEL Inc, (2) | 735,337 | ||||
30,124 | YETI Holdings Inc, (2) | 2,901,845 | ||||
6,734 | Zumiez Inc, (2) | 293,939 | ||||
Total Consumer Discretionary | 151,607,408 | |||||
Consumer Staples – 3.5% | ||||||
28,668 | Beyond Meat Inc, (2) | 3,517,564 | ||||
13,455 | BJ's Wholesale Club Holdings Inc, (2) | 681,361 | ||||
132,207 | Darling Ingredients Inc, (2) | 9,131,537 | ||||
30,004 | Edgewell Personal Care Co | 1,232,564 |
45
Nuveen ESG Small-Cap ETF (NUSC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Consumer Staples (continued) | ||||||
61,424 | Energizer Holdings Inc | $2,632,018 | ||||
28,124 | Freshpet Inc, (2) | 4,118,760 | ||||
20,218 | Herbalife Nutrition Ltd, (2) | 1,029,905 | ||||
21,420 | Landec Corp, (2) | 234,335 | ||||
10,880 | Medifast Inc | 3,106,349 | ||||
74,302 | Performance Food Group Co, (2) | 3,404,518 | ||||
15,424 | United Natural Foods Inc, (2) | 510,843 | ||||
139,564 | US Foods Holding Corp, (2) | 4,792,628 | ||||
15,639 | Vital Farms Inc, (2) | 272,275 | ||||
Total Consumer Staples | 34,664,657 | |||||
Energy – 2.5% | ||||||
132,031 | Archrock Inc | 1,136,787 | ||||
50,504 | Cactus Inc | 1,820,164 | ||||
114,257 | ChampionX Corp, (2) | 2,655,333 | ||||
149,200 | Clean Energy Fuels Corp, (2) | 1,120,492 | ||||
38,937 | Core Laboratories NV | 1,298,938 | ||||
62,133 | Delek US Holdings Inc | 1,079,872 | ||||
18,097 | DMC Global Inc, (2) | 792,106 | ||||
35,958 | Dril-Quip Inc, (2) | 1,027,680 | ||||
156,400 | Frank's International NV, (2) | 430,100 | ||||
43,797 | Green Plains Inc, (2) | 1,548,662 | ||||
141,675 | Helix Energy Solutions Group Inc, (2) | 587,951 | ||||
90,886 | Liberty Oilfield Services Inc, (2) | 926,128 | ||||
252,594 | NOV Inc, (2) | 3,488,323 | ||||
82,367 | Oceaneering International Inc, (2) | 1,092,186 | ||||
43,914 | Renewable Energy Group Inc, (2) | 2,689,733 | ||||
425,351 | TechnipFMC PLC, (2) | 3,071,034 | ||||
Total Energy | 24,765,489 | |||||
Financials – 13.3% | ||||||
14,227 | Amalgamated Financial Corp | 218,527 | ||||
21,193 | Amerant Bancorp Inc, (2) | 469,425 | ||||
37,341 | Ameris Bancorp | 1,815,146 | ||||
27,968 | Artisan Partners Asset Management Inc | 1,344,981 | ||||
6,273 | Associated Banc-Corp | 124,205 | ||||
20,128 | Banc of California Inc | 344,591 | ||||
52,246 | Bancorp Inc, (2) | 1,220,989 | ||||
43,122 | Bank OZK | 1,755,497 | ||||
2,138 | Banner Corp | 113,400 | ||||
47,225 | Berkshire Hills Bancorp Inc | 1,276,964 | ||||
19,195 | BOK Financial Corp | 1,612,572 |
46
Shares | Description (1) | Value | ||||
Financials (continued) | ||||||
3,089 | Bryn Mawr Bank Corp | $120,873 | ||||
25,079 | Byline Bancorp Inc | 617,194 | ||||
51,330 | CNO Financial Group Inc | 1,172,377 | ||||
5,026 | Commerce Bancshares Inc/MO | 355,489 | ||||
3,138 | Community Trust Bancorp Inc | 124,767 | ||||
24,330 | Cowen Inc | 972,713 | ||||
16,565 | Crawford & Co | 175,092 | ||||
8,005 | Cullen/Frost Bankers Inc | 859,097 | ||||
2,939 | Diamond Hill Investment Group Inc | 506,243 | ||||
10,396 | Dime Community Bancshares Inc | 343,276 | ||||
29,948 | Donnelley Financial Solutions Inc, (2) | 964,625 | ||||
23,114 | East West Bancorp Inc | 1,644,561 | ||||
3,186 | Employers Holdings Inc | 132,283 | ||||
22,144 | Encore Capital Group Inc, (2) | 1,048,297 | ||||
8,543 | Federal Agricultural Mortgage Corp | 832,942 | ||||
77,815 | First American Financial Corp | 5,237,728 | ||||
50,597 | First Busey Corp | 1,194,089 | ||||
1,243 | First Eagle Private Credit LLC, (2), (4) | 104 | ||||
24,341 | First Financial Bancorp | 547,672 | ||||
435,665 | First Horizon Corp | 6,731,024 | ||||
3,381 | First Interstate BancSystem Inc | 141,731 | ||||
13,114 | First of Long Island Corp | 282,607 | ||||
317,533 | FNB Corp/PA | 3,638,928 | ||||
7,038 | Fulton Financial Corp | 107,822 | ||||
506,143 | Genworth Financial Inc, (2) | 1,690,518 | ||||
13,587 | Glacier Bancorp Inc | 700,546 | ||||
17,534 | Green Dot Corp, (2) | 807,791 | ||||
85,966 | Hancock Whitney Corp | 3,757,574 | ||||
71,069 | Hannon Armstrong Sustainable Infrastructure Capital Inc | 4,036,719 | ||||
8,788 | Hanover Insurance Group Inc | 1,194,289 | ||||
50,745 | HarborOne Bancorp Inc | 690,639 | ||||
2,704 | Independent Bank Corp | 191,119 | ||||
53,726 | International Bancshares Corp | 2,099,612 | ||||
47,007 | Janus Henderson Group PLC | 1,966,773 | ||||
31,214 | KKR Real Estate Finance Trust Inc | 665,170 | ||||
31,361 | Live Oak Bancshares Inc | 1,887,619 | ||||
16,265 | LPL Financial Holdings Inc | 2,294,016 | ||||
19,020 | Morningstar Inc | 4,805,023 | ||||
71,476 | Mr Cooper Group Inc, (2) | 2,657,478 | ||||
2,715 | National Bank Holdings Corp | 96,274 |
47
Nuveen ESG Small-Cap ETF (NUSC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Financials (continued) | ||||||
165,956 | New York Community Bancorp Inc | $1,954,962 | ||||
61,368 | OceanFirst Financial Corp | 1,196,676 | ||||
51,987 | OFG Bancorp | 1,200,900 | ||||
26,020 | Old National Bancorp/IN | 418,662 | ||||
89,348 | Open Lending Corp, (2) | 3,395,224 | ||||
21,638 | Origin Bancorp Inc | 880,234 | ||||
46,391 | PennyMac Financial Services Inc | 2,917,530 | ||||
277,817 | People's United Financial Inc | 4,361,727 | ||||
41,707 | Pinnacle Financial Partners Inc | 3,737,364 | ||||
84,282 | Popular Inc | 6,132,358 | ||||
45,705 | PRA Group Inc, (2) | 1,772,897 | ||||
22,044 | Premier Financial Corp | 590,338 | ||||
17,340 | Primerica Inc | 2,535,455 | ||||
53,151 | ProAssurance Corp | 1,077,902 | ||||
14,180 | PROG Holdings Inc | 620,659 | ||||
132,627 | Rocket Cos Inc | 2,286,489 | ||||
4,029 | S&T Bancorp Inc | 118,654 | ||||
13,371 | Seacoast Banking Corp of Florida | 406,345 | ||||
17,801 | South State Corp | 1,225,421 | ||||
2,805 | Southside Bancshares Inc | 101,092 | ||||
155,293 | Starwood Property Trust Inc | 4,042,277 | ||||
15,778 | State Auto Financial Corp | 788,900 | ||||
16,962 | StoneX Group Inc, (2) | 1,094,558 | ||||
123,499 | Synovus Financial Corp | 5,051,109 | ||||
27,641 | TriState Capital Holdings Inc, (2) | 561,389 | ||||
33,186 | Trupanion Inc, (2) | 3,817,054 | ||||
182,526 | Valley National Bancorp | 2,352,760 | ||||
16,633 | Victory Capital Holdings Inc | 507,140 | ||||
603 | Virtus Investment Partners Inc | 166,506 | ||||
2,149 | Washington Trust Bancorp Inc | 104,764 | ||||
34,849 | Webster Financial Corp | 1,676,237 | ||||
24,303 | Western Alliance Bancorp | 2,255,804 | ||||
45,689 | Wintrust Financial Corp | 3,262,195 | ||||
26,516 | Zions Bancorp NA | 1,382,809 | ||||
Total Financials | 131,583,382 | |||||
Health Care – 14.5% | ||||||
42,650 | 1Life Healthcare Inc, (2) | 1,153,256 | ||||
1,945 | Acadia Healthcare Co Inc, (2) | 120,045 | ||||
90,468 | ACADIA Pharmaceuticals Inc, (2) | 1,956,823 | ||||
32,791 | Accelerate Diagnostics Inc, (2) | 244,621 |
48
Shares | Description (1) | Value | ||||
Health Care (continued) | ||||||
18,554 | Acceleron Pharma Inc, (2) | $2,320,363 | ||||
32,253 | Accolade Inc, (2) | 1,509,763 | ||||
3,537 | Adaptive Biotechnologies Corp, (2) | 129,666 | ||||
942 | Addus HomeCare Corp, (2) | 81,756 | ||||
32,541 | Aerie Pharmaceuticals Inc, (2) | 513,497 | ||||
29,270 | Agios Pharmaceuticals Inc, (2) | 1,407,594 | ||||
13,912 | Akouos Inc, (2) | 151,223 | ||||
13,184 | Alder Biopharmaceuticals Inc, (2), (4) | 11,602 | ||||
17,400 | Allakos Inc, (2) | 1,384,344 | ||||
62,751 | Allscripts Healthcare Solutions Inc, (2) | 1,071,787 | ||||
35,823 | Alphatec Holdings Inc, (2) | 528,031 | ||||
8,042 | ALX Oncology Holdings Inc, (2) | 470,940 | ||||
498 | Amedisys Inc, (2) | 129,789 | ||||
45,505 | AMN Healthcare Services Inc, (2) | 4,575,983 | ||||
17,540 | AnaptysBio Inc, (2) | 403,069 | ||||
36,767 | AngioDynamics Inc, (2) | 979,105 | ||||
152,061 | Antares Pharma Inc, (2) | 669,068 | ||||
17,020 | Applied Therapeutics Inc, (2) | 292,914 | ||||
20,541 | Arcturus Therapeutics Holdings Inc, (2) | 643,139 | ||||
19,424 | Arvinas Inc, (2) | 1,963,766 | ||||
68,804 | Atara Biotherapeutics Inc, (2) | 877,251 | ||||
6,729 | AtriCure Inc, (2) | 568,331 | ||||
1,472 | Atrion Corp | 925,800 | ||||
14,969 | Avanos Medical Inc, (2) | 567,924 | ||||
38,063 | Axogen Inc, (2) | 775,343 | ||||
85,062 | BioCryst Pharmaceuticals Inc, (2) | 1,371,199 | ||||
67,219 | Bluebird Bio Inc, (2) | 1,708,035 | ||||
31,184 | Bridgebio Pharma Inc, (2) | 1,666,785 | ||||
175,075 | Brookdale Senior Living Inc, (2) | 1,316,564 | ||||
32,012 | Bruker Corp | 2,632,987 | ||||
3,094 | Chemed Corp | 1,472,806 | ||||
57,530 | Coherus Biosciences Inc, (2) | 750,767 | ||||
31,681 | Collegium Pharmaceutical Inc, (2) | 788,540 | ||||
3,612 | Computer Programs and Systems Inc | 114,031 | ||||
23,383 | Corcept Therapeutics Inc, (2) | 485,665 | ||||
16,124 | Cortexyme Inc, (2) | 911,167 | ||||
9,904 | CorVel Corp, (2) | 1,394,681 | ||||
46,620 | Covetrus Inc, (2) | 1,186,945 | ||||
4,981 | CryoLife Inc, (2) | 134,487 | ||||
30,161 | CryoPort Inc, (2) | 1,861,537 |
49
Nuveen ESG Small-Cap ETF (NUSC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Health Care (continued) | ||||||
64,261 | Dicerna Pharmaceuticals Inc, (2) | $2,410,430 | ||||
104,788 | Dynavax Technologies Corp, (2) | 978,720 | ||||
2,835 | Eagle Pharmaceuticals Inc/DE, (2) | 131,828 | ||||
1,841 | Encompass Health Corp | 153,263 | ||||
23,216 | Ensign Group Inc | 1,974,985 | ||||
30,086 | Envista Holdings Corp, (2) | 1,296,105 | ||||
55,624 | FibroGen Inc, (2) | 723,112 | ||||
21,895 | Fluidigm Corp, (2) | 162,242 | ||||
11,963 | Fulgent Genetics Inc, (2), (3) | 1,103,587 | ||||
28,875 | G1 Therapeutics Inc, (2) | 499,826 | ||||
12,664 | Glaukos Corp, (2) | 645,864 | ||||
55,139 | Global Blood Therapeutics Inc, (2) | 1,506,949 | ||||
25,625 | Globus Medical Inc, (2) | 2,131,231 | ||||
28,427 | Haemonetics Corp, (2) | 1,728,077 | ||||
37,053 | Hanger Inc, (2) | 909,281 | ||||
8,975 | Heska Corp, (2) | 2,160,283 | ||||
10,566 | Hill-Rom Holdings Inc | 1,462,968 | ||||
35,909 | Homology Medicines Inc, (2) | 228,381 | ||||
7,015 | IGM Biosciences Inc, (2) | 477,090 | ||||
34,812 | Immunovant Inc, (2) | 364,134 | ||||
17,587 | Inari Medical Inc, (2) | 1,579,137 | ||||
6,575 | Inogen Inc, (2) | 524,488 | ||||
109,870 | Inovio Pharmaceuticals Inc, (2) | 922,908 | ||||
1,395 | Integra LifeSciences Holdings Corp, (2) | 100,984 | ||||
18,172 | Intellia Therapeutics Inc, (2) | 2,577,698 | ||||
31,468 | Intersect ENT Inc, (2) | 734,778 | ||||
5,266 | Intra-Cellular Therapies Inc, (2) | 180,782 | ||||
16,386 | iRhythm Technologies Inc, (2) | 837,652 | ||||
56,089 | Kura Oncology Inc, (2) | 1,062,326 | ||||
3,418 | LeMaitre Vascular Inc | 186,144 | ||||
4,406 | LHC Group Inc, (2) | 948,083 | ||||
16,487 | Ligand Pharmaceuticals Inc, (2) | 1,871,439 | ||||
1,377 | LivaNova PLC, (2) | 118,835 | ||||
18,041 | MacroGenics Inc, (2) | 450,303 | ||||
3,960 | MEDNAX Inc, (2) | 115,315 | ||||
40,063 | Meridian Bioscience Inc, (2) | 821,292 | ||||
32,447 | Merit Medical Systems Inc, (2) | 2,274,210 | ||||
21,128 | Merus NV, (2) | 363,402 | ||||
25,010 | Mirati Therapeutics Inc, (2) | 4,003,101 | ||||
5,506 | ModivCare Inc, (2) | 936,020 |
50
Shares | Description (1) | Value | ||||
Health Care (continued) | ||||||
30,633 | Molecular Templates Inc, (2) | $214,431 | ||||
34,106 | Myovant Sciences Ltd, (2), (3) | 699,855 | ||||
12,460 | National Research Corp | 657,639 | ||||
28,945 | Natus Medical Inc, (2) | 772,832 | ||||
65,100 | NeoGenomics Inc, (2) | 3,001,110 | ||||
8,171 | Nkarta Inc, (2) | 259,511 | ||||
19,595 | Nurix Therapeutics Inc, (2) | 602,350 | ||||
435,637 | OPKO Health Inc, (2) | 1,498,591 | ||||
2,261 | Orthofix Medical Inc, (2) | 89,852 | ||||
13,453 | OrthoPediatrics Corp, (2) | 845,387 | ||||
39,524 | Owens & Minor Inc | 1,827,985 | ||||
24,035 | Passage Bio Inc, (2) | 283,613 | ||||
42,924 | Patterson Cos Inc | 1,336,224 | ||||
26,784 | Pennant Group Inc, (2) | 916,548 | ||||
5,928 | Penumbra Inc, (2) | 1,578,211 | ||||
44,918 | Perrigo Co PLC | 2,157,412 | ||||
21,938 | PetIQ Inc, (2), (3) | 775,728 | ||||
10,205 | Phathom Pharmaceuticals Inc, (2) | 327,581 | ||||
12,256 | Pliant Therapeutics Inc, (2), (3) | 247,571 | ||||
34,499 | Progyny Inc, (2) | 1,921,249 | ||||
23,379 | Prothena Corp PLC, (2) | 1,171,288 | ||||
23,828 | Quidel Corp, (2) | 3,370,947 | ||||
50,347 | Quotient Ltd, (2) | 171,683 | ||||
117,648 | R1 RCM Inc, (2) | 2,518,844 | ||||
14,897 | Reata Pharmaceuticals Inc, (2) | 1,866,743 | ||||
5,383 | Relmada Therapeutics Inc, (2) | 139,958 | ||||
20,912 | Repligen Corp, (2) | 5,138,078 | ||||
4,217 | Revance Therapeutics Inc, (2) | 122,630 | ||||
33,678 | Rhythm Pharmaceuticals Inc, (2) | 582,293 | ||||
35,713 | Rocket Pharmaceuticals Inc, (2) | 1,279,240 | ||||
51,279 | Sarepta Therapeutics Inc, (2) | 3,475,691 | ||||
4,019 | Select Medical Holdings Corp | 158,550 | ||||
10,880 | Shockwave Medical Inc, (2) | 1,980,160 | ||||
44,228 | SIGA Technologies Inc, (2) | 281,732 | ||||
2,677 | Simulations Plus Inc | 126,328 | ||||
19,720 | SpringWorks Therapeutics Inc, (2) | 1,690,004 | ||||
6,427 | STAAR Surgical Co, (2) | 822,142 | ||||
13,124 | Surgery Partners Inc, (2) | 716,045 | ||||
368,084 | TherapeuticsMD Inc, (2), (3) | 368,084 | ||||
135,131 | Tilray Inc, (2), (3) | 1,974,264 |
51
Nuveen ESG Small-Cap ETF (NUSC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Health Care (continued) | ||||||
21,383 | Tivity Health Inc, (2) | $536,286 | ||||
26,836 | Ultragenyx Pharmaceutical Inc, (2) | 2,142,318 | ||||
28,956 | uniQure NV, (2) | 840,014 | ||||
1,145 | US Physical Therapy Inc | 135,293 | ||||
15,368 | Vapotherm Inc, (2) | 397,416 | ||||
38,451 | Varex Imaging Corp, (2) | 1,049,712 | ||||
32,220 | Vocera Communications Inc, (2) | 1,351,951 | ||||
18,778 | XBiotech Inc | 304,204 | ||||
27,688 | Xenon Pharmaceuticals Inc, (2) | 478,172 | ||||
22,974 | Y-mAbs Therapeutics Inc, (2) | 760,439 | ||||
37,187 | Zymeworks Inc, (2) | 1,193,331 | ||||
20,607 | Zynex Inc, (2) | 286,231 | ||||
Total Health Care | 143,323,993 | |||||
Industrials – 16.7% | ||||||
18,440 | AAON Inc | 1,146,046 | ||||
20,332 | Acuity Brands Inc | 3,565,826 | ||||
152,815 | ADT Inc | 1,603,029 | ||||
27,255 | Advanced Drainage Systems Inc | 3,327,563 | ||||
28,878 | AECOM, (2) | 1,818,159 | ||||
74,498 | Allison Transmission Holdings Inc | 2,973,215 | ||||
4,592 | ArcBest Corp | 271,433 | ||||
1,772 | Armstrong World Industries Inc | 191,695 | ||||
22,896 | ASGN Inc, (2) | 2,315,473 | ||||
20,119 | Atkore Inc, (2) | 1,511,138 | ||||
39,567 | Axon Enterprise Inc, (2) | 7,360,253 | ||||
92,370 | AZEK Co Inc, (2) | 3,359,497 | ||||
30,130 | Barnes Group Inc | 1,526,687 | ||||
117,993 | Bloom Energy Corp, (2) | 2,572,247 | ||||
38,194 | Boise Cascade Co | 1,953,623 | ||||
60,365 | Builders FirstSource Inc, (2) | 2,686,243 | ||||
20,234 | Carlisle Cos Inc | 4,092,124 | ||||
25,134 | Columbus McKinnon Corp/NY | 1,166,218 | ||||
20,256 | Comfort Systems USA Inc | 1,514,136 | ||||
50,725 | Cornerstone Building Brands Inc, (2) | 853,195 | ||||
8,675 | Curtiss-Wright Corp | 1,026,253 | ||||
37,952 | Donaldson Co Inc | 2,512,043 | ||||
3,577 | Echo Global Logistics Inc, (2) | 110,637 | ||||
4,733 | EMCOR Group Inc | 576,527 | ||||
30,771 | Energy Recovery Inc, (2) | 650,807 | ||||
38,682 | EnerSys | 3,816,366 |
52
Shares | Description (1) | Value | ||||
Industrials (continued) | ||||||
1,364 | EnPro Industries Inc | $127,016 | ||||
49,027 | Flowserve Corp | 2,063,546 | ||||
1,540 | Franklin Electric Co Inc | 125,910 | ||||
27,382 | FTI Consulting Inc, (2) | 3,989,557 | ||||
30,909 | GATX Corp | 2,851,355 | ||||
38,663 | GMS Inc, (2) | 1,899,513 | ||||
21,198 | Granite Construction Inc | 814,427 | ||||
53,396 | Great Lakes Dredge & Dock Corp, (2) | 822,298 | ||||
74,637 | Healthcare Services Group Inc | 1,948,026 | ||||
31,199 | Herman Miller Inc | 1,346,237 | ||||
28,038 | Hexcel Corp, (2) | 1,525,828 | ||||
1,756 | Hub Group Inc, Class A, (2) | 116,388 | ||||
17,872 | Hubbell Inc | 3,582,621 | ||||
6,992 | Hyster-Yale Materials Handling Inc | 500,907 | ||||
20,919 | IAA Inc, (2) | 1,265,181 | ||||
4,755 | ICF International Inc | 435,415 | ||||
12,654 | Kelly Services Inc, (2) | 277,376 | ||||
22,657 | Korn Ferry | 1,557,442 | ||||
3,468 | Landstar System Inc | 544,476 | ||||
6,649 | Lindsay Corp | 1,068,428 | ||||
28,129 | Luxfer Holdings PLC | 586,490 | ||||
74,111 | Macquarie Infrastructure Corp | 2,927,385 | ||||
14,184 | ManpowerGroup Inc | 1,681,939 | ||||
31,411 | Matthews International Corp | 1,086,821 | ||||
60,520 | Maxar Technologies Inc | 2,195,060 | ||||
24,209 | McGrath RentCorp | 1,898,470 | ||||
44,798 | Mercury Systems Inc, (2) | 2,956,668 | ||||
21,600 | Montrose Environmental Group Inc, (2) | 1,159,704 | ||||
4,422 | Moog Inc | 344,341 | ||||
10,763 | MSA Safety Inc | 1,770,298 | ||||
9,578 | Mueller Water Products Inc | 141,946 | ||||
16,889 | MYR Group Inc, (2) | 1,615,095 | ||||
232,690 | Nielsen Holdings PLC | 5,512,426 | ||||
1,339 | Oshkosh Corp | 160,077 | ||||
65,017 | PAE Inc, (2) | 579,952 | ||||
156,379 | Pitney Bowes Inc | 1,251,032 | ||||
12,244 | Proto Labs Inc, (2) | 957,358 | ||||
26,557 | Quanta Services Inc | 2,414,031 | ||||
35,271 | Raven Industries Inc, (2) | 2,054,536 | ||||
89,894 | Resideo Technologies Inc, (2) | 2,651,873 |
53
Nuveen ESG Small-Cap ETF (NUSC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Industrials (continued) | ||||||
12,447 | Rexnord Corp | $701,140 | ||||
53,620 | Ryder System Inc | 4,083,163 | ||||
21,420 | Schneider National Inc | 480,665 | ||||
34,858 | SiteOne Landscape Supply Inc, (2) | 6,092,481 | ||||
82,409 | Steelcase Inc | 1,133,124 | ||||
25,914 | Sterling Construction Co Inc, (2) | 569,071 | ||||
17,626 | Tennant Co | 1,394,569 | ||||
61,803 | Toro Co | 7,029,473 | ||||
52,612 | Trex Co Inc, (2) | 5,108,625 | ||||
21,070 | TriNet Group Inc, (2) | 1,748,389 | ||||
67,068 | Triton International Ltd | 3,540,520 | ||||
35,101 | TrueBlue Inc, (2) | 954,396 | ||||
513 | UniFirst Corp/MA | 111,716 | ||||
9,932 | Valmont Industries Inc | 2,353,387 | ||||
10,323 | Vectrus Inc, (2) | 467,529 | ||||
9,469 | Watts Water Technologies Inc | 1,427,546 | ||||
133,903 | Welbilt Inc, (2) | 3,145,381 | ||||
44,973 | WESCO International Inc, (2) | 4,787,376 | ||||
171,218 | WillScot Mobile Mini Holdings Corp, (2) | 4,915,669 | ||||
Total Industrials | 165,352,102 | |||||
Information Technology – 14.8% | ||||||
49,446 | 8x8 Inc, (2) | 1,263,840 | ||||
81,639 | ACI Worldwide Inc, (2) | 2,800,218 | ||||
6,666 | ADTRAN Inc | 149,385 | ||||
34,544 | Altair Engineering Inc, (2) | 2,409,789 | ||||
19,853 | Anaplan Inc, (2) | 1,135,592 | ||||
3,211 | Aspen Technology Inc, (2) | 469,641 | ||||
43,142 | Avaya Holdings Corp, (2) | 1,044,899 | ||||
5,352 | Avnet Inc | 221,145 | ||||
12,969 | Badger Meter Inc | 1,310,258 | ||||
4,816 | Benchmark Electronics Inc | 127,142 | ||||
7,331 | BigCommerce Holdings Inc, (2) | 474,756 | ||||
19,346 | Billcom Holdings Inc, (2) | 4,001,140 | ||||
24,158 | Blackbaud Inc, (2) | 1,723,190 | ||||
6,675 | Blackline Inc, (2) | 763,553 | ||||
41,381 | Bottomline Technologies DE Inc, (2) | 1,670,137 | ||||
15,720 | Box Inc, (2) | 376,022 | ||||
71,134 | CDK Global Inc | 3,413,721 | ||||
15,117 | Ciena Corp, (2) | 878,902 | ||||
816 | Coherent Inc, (2) | 200,687 |
54
Shares | Description (1) | Value | ||||
Information Technology (continued) | ||||||
67,667 | CommScope Holding Co Inc, (2) | $1,431,834 | ||||
1,680 | CommVault Systems Inc, (2) | 126,991 | ||||
29,193 | Concentrix Corp, (2) | 4,779,770 | ||||
172,281 | Conduent Inc, (2) | 1,156,005 | ||||
45,549 | Cree Inc, (2) | 4,225,125 | ||||
14,424 | CTS Corp | 504,696 | ||||
47,566 | Dolby Laboratories Inc | 4,618,659 | ||||
13,327 | Elastic NV, (2) | 1,973,196 | ||||
13,313 | ePlus Inc, (2) | 1,230,920 | ||||
33,347 | ExlService Holdings Inc, (2) | 3,775,547 | ||||
1,704 | FARO Technologies Inc, (2) | 124,205 | ||||
92,223 | FireEye Inc, (2) | 1,862,905 | ||||
68,001 | First Solar Inc, (2) | 5,850,806 | ||||
24,681 | Five9 Inc, (2) | 4,968,038 | ||||
76,767 | Flex Ltd, (2) | 1,379,503 | ||||
24,829 | Harmonic Inc, (2) | 219,737 | ||||
27,674 | Ichor Holdings Ltd, (2) | 1,427,148 | ||||
34,873 | Insight Enterprises Inc, (2) | 3,500,552 | ||||
28,526 | Itron Inc, (2) | 2,813,234 | ||||
25,125 | Kimball Electronics Inc, (2) | 512,299 | ||||
62,375 | Kulicke & Soffa Industries Inc | 3,390,705 | ||||
1,258 | Littelfuse Inc | 334,615 | ||||
29,902 | Lumentum Holdings Inc, (2) | 2,511,469 | ||||
26,082 | Methode Electronics Inc | 1,247,502 | ||||
19,316 | Mimecast Ltd, (2) | 1,073,004 | ||||
12,979 | Model N Inc, (2) | 420,130 | ||||
70,144 | National Instruments Corp | 3,094,052 | ||||
117,118 | NCR Corp, (2) | 5,200,039 | ||||
28,583 | New Relic Inc, (2) | 1,974,514 | ||||
2,244 | Novanta Inc, (2) | 315,080 | ||||
47,066 | Nutanix Inc, (2) | 1,695,317 | ||||
48,766 | Onto Innovation Inc, (2) | 3,417,521 | ||||
14,971 | OSI Systems Inc, (2) | 1,497,849 | ||||
21,841 | PAR Technology Corp, (2) | 1,333,393 | ||||
6,080 | Paylocity Holding Corp, (2) | 1,261,357 | ||||
36,578 | Plantronics Inc, (2) | 1,140,868 | ||||
1,261 | Plexus Corp, (2) | 113,894 | ||||
19,148 | Progress Software Corp | 872,957 | ||||
29,259 | PROS Holdings Inc, (2) | 1,270,426 | ||||
2,442 | Qualys Inc, (2) | 248,010 |
55
Nuveen ESG Small-Cap ETF (NUSC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Information Technology (continued) | ||||||
16,628 | Rackspace Technology Inc, (2) | $295,147 | ||||
106,753 | Rambus Inc, (2) | 2,525,776 | ||||
93,499 | Ribbon Communications Inc, (2) | 646,078 | ||||
3,650 | Rogers Corp, (2) | 695,690 | ||||
25,499 | ScanSource Inc, (2) | 703,517 | ||||
17,747 | Silicon Laboratories Inc, (2) | 2,644,126 | ||||
12,104 | Smartsheet Inc, (2) | 878,145 | ||||
21,428 | Sprout Social Inc, (2) | 1,903,663 | ||||
35,350 | SPS Commerce Inc, (2) | 3,851,382 | ||||
39,531 | Sykes Enterprises Inc, (2) | 2,121,233 | ||||
3,852 | Synaptics Inc, (2) | 585,196 | ||||
8,868 | SYNNEX Corp | 1,060,081 | ||||
85,696 | Teradata Corp, (2) | 4,255,663 | ||||
18,733 | TTEC Holdings Inc | 1,957,598 | ||||
17,421 | Universal Display Corp | 4,085,050 | ||||
5,769 | Viavi Solutions Inc, (2) | 96,285 | ||||
4,028 | Vishay Precision Group Inc, (2) | 146,337 | ||||
49,227 | Vontier Corp | 1,592,493 | ||||
40,646 | WEX Inc, (2) | 7,711,766 | ||||
8,514 | Workiva Inc, (2) | 1,104,862 | ||||
169,258 | Xerox Holdings Corp | 4,084,196 | ||||
Total Information Technology | 146,272,173 | |||||
Materials – 4.9% | ||||||
24,238 | AptarGroup Inc | 3,124,763 | ||||
91,367 | Avient Corp | 4,433,127 | ||||
122,747 | Axalta Coating Systems Ltd, (2) | 3,694,685 | ||||
17,088 | Clearwater Paper Corp, (2) | 503,925 | ||||
43,554 | Coeur Mining Inc, (2) | 328,397 | ||||
7,242 | Commercial Metals Co | 237,538 | ||||
33,985 | Compass Minerals International Inc | 2,330,012 | ||||
22,464 | Domtar Corp, (2) | 1,233,498 | ||||
16,690 | Graphic Packaging Holding Co | 319,947 | ||||
3,751 | Greif Inc | 228,361 | ||||
21,576 | HB Fuller Co | 1,394,241 | ||||
24,669 | Innospec Inc | 2,181,973 | ||||
21,414 | Koppers Holdings Inc, (2) | 657,624 | ||||
145,527 | Livent Corp, (2) | 2,839,232 | ||||
59,126 | Louisiana-Pacific Corp | 3,277,945 | ||||
34,354 | Mercer International Inc | 399,537 | ||||
26,502 | Minerals Technologies Inc | 2,125,990 |
56
Shares | Description (1) | Value | ||||
Materials (continued) | ||||||
17,496 | Myers Industries Inc | $370,565 | ||||
1,900 | Neenah Inc | 95,513 | ||||
46,036 | Reliance Steel & Aluminum Co | 7,234,557 | ||||
15,121 | Royal Gold Inc | 1,837,504 | ||||
25,571 | Schnitzer Steel Industries Inc | 1,340,432 | ||||
11,927 | Stepan Co | 1,406,790 | ||||
21,183 | Trinseo SA | 1,151,508 | ||||
177,301 | Valvoline Inc | 5,439,595 | ||||
Total Materials | 48,187,259 | |||||
Real Estate – 10.1% | ||||||
63,562 | Alexander & Baldwin Inc | 1,272,511 | ||||
57,990 | Armada Hoffler Properties Inc | 753,870 | ||||
35,541 | Brandywine Realty Trust | 496,152 | ||||
63,771 | Brixmor Property Group Inc | 1,468,008 | ||||
49,626 | CatchMark Timber Trust Inc | 580,128 | ||||
12,914 | Centerspace | 1,162,260 | ||||
44,299 | City Office REIT Inc | 570,128 | ||||
6,821 | Columbia Property Trust Inc | 113,706 | ||||
38,624 | CoreSite Realty Corp | 5,338,223 | ||||
10,166 | Cushman & Wakefield PLC, (2) | 189,799 | ||||
76,023 | CyrusOne Inc | 5,418,159 | ||||
148,448 | DiamondRock Hospitality Co, (2) | 1,278,137 | ||||
59,891 | Douglas Emmett Inc | 2,000,359 | ||||
82,576 | Easterly Government Properties Inc | 1,874,475 | ||||
143,471 | Empire State Realty Trust Inc | 1,639,874 | ||||
122,167 | Equity Commonwealth | 3,211,770 | ||||
13,941 | Federal Realty Investment Trust | 1,638,486 | ||||
77,678 | First Industrial Realty Trust Inc | 4,255,201 | ||||
57,903 | Five Point Holdings LLC, (2) | 484,648 | ||||
100,824 | Franklin Street Properties Corp | 526,301 | ||||
2,236 | Howard Hughes Corp, (2) | 207,300 | ||||
7,008 | Hudson Pacific Properties Inc | 191,038 | ||||
97,249 | Independence Realty Trust Inc | 1,874,961 | ||||
117,961 | JBG SMITH Properties | 3,849,068 | ||||
110,070 | Kennedy-Wilson Holdings Inc | 2,222,313 | ||||
63,536 | Kilroy Realty Corp | 4,401,139 | ||||
155,634 | Kimco Realty Corp | 3,319,673 | ||||
3,191 | Life Storage Inc | 374,496 | ||||
117,354 | Macerich Co | 1,912,870 | ||||
23,723 | Marcus & Millichap Inc, (2) | 943,938 |
57
Nuveen ESG Small-Cap ETF (NUSC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
Shares | Description (1) | Value | ||||
Real Estate (continued) | ||||||
116,743 | MGM Growth Properties LLC | $4,412,885 | ||||
34,085 | Outfront Media Inc, (2) | 814,291 | ||||
179,968 | Park Hotels & Resorts Inc, (2) | 3,329,408 | ||||
9,841 | Physicians Realty Trust | 186,487 | ||||
79,771 | Piedmont Office Realty Trust Inc | 1,517,244 | ||||
67,205 | PotlatchDeltic Corp | 3,490,628 | ||||
59,978 | QTS Realty Trust Inc | 4,660,890 | ||||
137,717 | Rayonier Inc | 5,193,308 | ||||
83,286 | Realogy Holdings Corp, (2) | 1,475,828 | ||||
54,113 | Rexford Industrial Realty Inc | 3,329,032 | ||||
68,162 | RLJ Lodging Trust | 978,125 | ||||
12,424 | RMR Group Inc | 487,518 | ||||
10,216 | SITE Centers Corp | 162,026 | ||||
48,188 | SL Green Realty Corp | 3,588,079 | ||||
32,060 | St Joe Co | 1,451,356 | ||||
213,239 | Sunstone Hotel Investors Inc, (2) | 2,460,778 | ||||
94,039 | Tanger Factory Outlet Centers Inc | 1,614,650 | ||||
20,741 | Tejon Ranch Co, (2) | 378,108 | ||||
218,353 | Uniti Group Inc | 2,556,914 | ||||
83,904 | Washington Real Estate Investment Trust | 2,038,028 | ||||
114,023 | Xenia Hotels & Resorts Inc, (2) | 2,015,927 | ||||
Total Real Estate | 99,710,501 | |||||
Utilities – 1.9% | ||||||
77,548 | Clearway Energy Inc | 2,224,077 | ||||
75,954 | NextEra Energy Partners LP | 5,888,713 | ||||
53,286 | ONE Gas Inc | 3,931,441 | ||||
57,033 | Southwest Gas Holdings Inc | 3,988,318 | ||||
80,924 | Sunnova Energy International Inc, (2) | 3,083,204 | ||||
Total Utilities | 19,115,753 | |||||
Total Common Stocks (cost $839,257,713) | 987,158,305 |
Shares | Description (1) | Value | ||||
COMMON STOCK RIGHTS – 0.0% | ||||||
Health Care – 0.0% | ||||||
18,959 | Achillion Pharmaceuticals Inc, (4) | $8,721 | ||||
Total Common Stock Rights (cost $-) | 8,721 | |||||
Total Long-Term Investments (cost $839,257,713) | 987,167,026 |
58
Shares | Description (1) | Coupon | Value | |||
INVESTMENTS PURCHASED WITH COLLATERAL FROM SECURITIES LENDING – 0.4% | ||||||
MONEY MARKET FUNDS – 0.4% | ||||||
4,150,157 | State Street Navigator Securities Lending Government Money Market Portfolio, (5) | 0.050% (6) | $4,150,157 | |||
Total Investments Purchased with Collateral from Securities Lending (cost $4,150,157) | 4,150,157 |
Principal Amount (000) | Description (1) | Coupon | Maturity | Ratings (7) | Value | |
SHORT-TERM INVESTMENTS – 0.1% | ||||||
U.S. GOVERNMENT AND AGENCY OBLIGATIONS – 0.1% | ||||||
$1,181 | Federal Agricultural Mortgage Corp Discount Notes | 0.000% | 8/02/21 | N/R | $1,181,000 | |
Total Short-Term Investments (cost $1,181,000) | 1,181,000 | |||||
Total Investments (cost $844,588,870) – 100.4% | 992,498,183 | |||||
Other Assets Less Liabilities – (0.4)% | (4,296,562) | |||||
Net Assets – 100% | $988,201,621 |
Part F of Form N-PORT was prepared
in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) and in conformity with the applicable rules and regulations of the U.S. Securities and Exchange Commission (“SEC”)
related to interim filings. Part F of Form N-PORT does not include all information and footnotes required by U.S. GAAP for complete financial statements. Certain footnote disclosures normally included in financial
statements prepared in accordance with U.S. GAAP have been condensed or omitted from this report pursuant to the rules of the SEC. For a full set of the Fund’s notes to financial statements, please refer to the
Fund’s most recently filed annual or semi-annual report.
Fair Value Measurements
The Fund's investments in securities
are recorded at their estimated fair value utilizing valuation methods approved by the Board of Directors/Trustees. Fair value is defined as the price that would be received upon selling an investment or transferring
a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. U.S. GAAP establishes the three-tier hierarchy which is used to maximize the use of
observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants
would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect management’s assumptions about the
assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered
hierarchy of valuation input levels.
Level 1
– Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 – Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.).
Level 3 – Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
59
Nuveen ESG Small-Cap ETF (NUSC) (continued)
Portfolio of Investments July 31, 2021
(Unaudited)
The inputs or methodologies used for
valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Common Stocks | $987,146,599 | $ — | $11,706 | $987,158,305 |
Common Stock Rights | — | — | 8,721 | 8,721 |
Investments Purchased with Collateral from Securities Lending | 4,150,157 | — | — | 4,150,157 |
Short-Term Investments: | ||||
U.S. Government and Agency Obligations | — | 1,181,000 | — | 1,181,000 |
Total | $991,296,756 | $1,181,000 | $20,427 | $992,498,183 |
For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease. | ||
(1) | All percentages shown in the Portfolio of Investments are based on net assets. | |
(2) | Non-income producing; issuer has not declared an ex-dividend date within the past twelve months. | |
(3) | Investment, or a portion of investment, is out on loan for securities lending. The total value of the securities out on loan as of the end of the reporting period was $3,908,377. | |
(4) | Investment valued at fair value using methods determined in good faith by, or at the discretion of, the Board. For fair value measurement disclosure purposes, investment classified as Level 3. | |
(5) | The Fund may loan securities representing up to one third of the fair value of its total assets (which includes collateral for securities on loan) to broker dealers, banks, and other institutions. The Fund maintains collateral equal to at least 100% of the fair value of the securities loaned. The cash collateral received by the Fund is invested in this money market fund. | |
(6) | The rate shown is the one-day yield as of the end of the reporting period. | |
(7) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. | |
REIT | Real Estate Investment Trust |
60