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Code Chain New Continent (CCNC)

Filed: 10 Dec 21, 7:01am

 

 

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

 

 

SCHEDULE 14A

 

 

 

Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

 

Filed by the Registrant 
Filed by a Party other than the Registrant 

 

Check the appropriate box:

 

 Preliminary Proxy Statement
 Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2))
 Definitive Proxy Statement
 Definitive Additional Materials
 Soliciting Material under Rule 14a-12

 

CODE CHAIN NEW CONTINENT LIMITED
(Name of Registrant as Specified In Its Charter)

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

 

 No fee required
 Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

 (1) Title of each class of securities to which transaction applies:
    
 (2) Aggregate number of securities to which transaction applies:
    
 (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
    
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 (5) Total fee paid:
    

 

 Fee paid previously with preliminary materials.
 Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.

 

 (1) Amount Previously Paid:
    
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 (4) Date Filed:
    

 

 

 

 

 

 

EXPLANATORY NOTE

 

This proxy statement amendment, dated December 10, 2021 (this “Amendment No 1.”), amends the definitive proxy statement (the “proxy statement”) of Code Chain New Continent Limited (the “Company”), which was filed with the Securities and Exchange Commission on December 7, 2021, relating to the Company’s Annual Meeting of Shareholders (the “annual meeting”) to be held on December 31, 2021. The Company is providing this Amendment No. 1 solely to correct, in the “Summary Compensation Table” and in the footnotes following the table, the role of Mr. Yimin Jin as a former director and officer. The Summary Compensation Table and its explanatory footnotes were included in the proxy statement beginning on page 13. Additionally, this Amendment No.1 includes the correct proxy card for the annual meeting and replaces the proxy card in the proxy statement.

 

No other changes have been made to the proxy statement or to the matters to be considered by the Company’s shareholders at the annual meeting. All other items of the proxy statement are incorporated herein by reference without change. Capitalized terms used but not otherwise defined in this Amendment No. 1 shall have the meanings assigned to such terms in the proxy statement. This Amendment No. 1 should be read in conjunction with the proxy statement. From and after the date of this Amendment No. 1, any references to the “proxy statement” are to the proxy statement as amended hereby.

 

The changes to the proxy statement reflected in this Amendment No. 1 are incorporated in the copy of the proxy statement sent to shareholders.

 

Summary Compensation Table

 

Name and
Principal Position
 Fiscal
Year
  Salary
($)
  Bonus
($)
  Stock
Awards
($)
  Option
Awards
($)
  Other Compensation
($)
  Total
($)
 
Yimin Jin(1)    2020   100,000               100,000 
(former Co-CEO)  2019   100,000               100,000 
Wei Xu(2)    2020   10,000               10,000 
(President)  2019   10,000               10,000 
Yuguo Zhang(3)    2020   83,333               83,333 
(Former President)  2019   66,667               66,667 
Yi Li(4)    2020   30,000               30,000 
(CFO)  2019   30,000               30,000 

 

 

 

(1)Ms. Yimin Jin was appointed as the Co-CEO of the Company from April 15, 2019 to September 7, 2021. Mr. Jin was a director of the Company from April 15, 2019 to April 7, 2021. The amounts reflect the compensation Mr. Jin received for his services as the Co-CEO and a director of the Company.
(2)Mr. Wei Xu was appointed as the President of the Company on October 29, 2020. Mr. Xu is also a director of the Company. The amounts reflect the compensation Mr. Xu received for his services as the President and a director of the Company.
(3)Mr. Yuguo Zhang was appointed as the President and a director of the Company on April 25, 2019. Mr. Zhang resigned as a director on February 25, 2020 and resigned as the President on October 29, 2020. The amounts reflect the compensation Mr. Zhang received for his services as the President and a director of the Company.
(4)Ms. Yi Li was appointed as the CFO of the Company on April 25, 2019. The amounts reflect the compensation Ms. Li received for her services as the CFO of the Company.