SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol Parking REIT, Inc. [ None ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 04/01/2019 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) 04/05/2019 | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 614,067(1)(2) | I | Vestin Realty Mortgage II, Inc. | |||||||
Common Stock | 296,834(1)(2) | I | Vestin Realty Mortgage I, Inc. | |||||||
Common Stock | 2,418 | I | Peggy M. Shustek Trust, FBO Andrew M. Shustek | |||||||
Common Stock | 11,005 | I | Michael V. Shustek LLC |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. This Amendment is filed to correct the amount of shares held by the Reporting Person. The Form 4 filed on April 5, 2019 did not include 9,107 shares indirectly held by Vestin Realty Mortgage II, Inc.("VRM II") through MVP Capital Partners II, ("MVP")as to which VRM II is the managing member. The number of shares held by VRM II before the Distribution (see below) was 374,067. This Amendment is also filed to remove the April 8, 2019 transactions reported on the Form 4/A filed on April 10, 2019. The April 8, 2019 transactions are exempt from reporting under Rule 16a-13 as changes from one form of indirect beneficial ownership to another form of indirect ownership by the Reporting Person, resulting from the distribution of shares by MVP to VRM II and Vestin Realty Mortgage I, Inc.("VRM I") in proportion to their ownership interests in MVP (the "Distribution"). |
2. The Reporting Person indirectly beneficially owns the shares held by MVP, VRM II and VRM I. The Form 4/A filed on April 10, 2019 was filed in error. This Amendment reflects the Reporting Person's holdings after the Distribution. This Amendment if also filed to clarify that the Reporting Person's disclaimer of beneficial ownership of the shares held by MVP, VRM II and VRM I is a disclaimer as to all shares, except to the extent of his pecuniary interest therein. The remaining disclosures and footnotes of the Form 4 filed April 5, 2019 are not modified hereby. |
Michael V. Shustek | 05/07/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |