UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-21726
M3Sixty Funds Trust
(Exact name of registrant as specified in charter)
4300 SHAWNEE MISSION PARKWAY, SUITE 100 FAIRWAY, KANSAS | 66205 |
(Address of principal executive offices) | (Zip code) |
M3SIXTY ADMINISTRATION, LLC
4300 SHAWNEE MISSION PARKWAY, SUITE 100
FAIRWAY, KANSAS 66205
(Name and address of agent for service)
Registrant's telephone number, including area code: 816.787.0723
Date of fiscal year end: 06/30/2018
Date of reporting period: 07/01/2017 to 06/30/2018
ITEM 1. | PROXY VOTING RECORD: |
The filing for Cognios Large Cap Value Fund, a series of the M3Sixty Funds Trust, is attached.
Vote Summary | ||||||||||||||||
REYNOLDS AMERICAN INC. | ||||||||||||||||
Security | 761713106 | Meeting Type | Special | |||||||||||||
Ticker Symbol | RAI | Meeting Date | 19-Jul-2017 | |||||||||||||
ISIN | US7617131062 | Agenda | 934651414 - Management | |||||||||||||
Record Date | 12-Jun-2017 | Holding Recon Date | 12-Jun-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jul-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 16, 2017, AS IT AND THE PLAN OF MERGER CONTAINED THEREIN WERE AMENDED AS OF JUNE 8, 2017, AND AS IT AND THE PLAN OF MERGER CONTAINED THEREIN MAY BE FURTHER AMENDED FROM TIME TO TIME, REFERRED TO AS THE MERGER AGREEMENT, BY AND AMONG REYNOLDS AMERICAN INC., REFERRED TO AS RAI, BRITISH AMERICAN TOBACCO P.L.C., A PUBLIC LIMITED COMPANY INCORPORATED UNDER THE LAWS OF ENGLAND AND WALES, REFERRED TO AS BAT, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||||||||||
2. | APPROVAL ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY RAI OR BAT TO RAI’S NAMED EXECUTIVE OFFICERS AND THAT ARE BASED ON OR OTHERWISE RELATE TO THE MERGER AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. | Management | For | For | ||||||||||||
3. | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING OF RAI SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT. | Management | For | For | ||||||||||||
MCKESSON CORPORATION | ||||||||||||||||
Security | 58155Q103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MCK | Meeting Date | 26-Jul-2017 | |||||||||||||
ISIN | US58155Q1031 | Agenda | 934648570 - Management | |||||||||||||
Record Date | 31-May-2017 | Holding Recon Date | 31-May-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jul-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D. | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN R. SALKA | Management | For | For | ||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
5. | SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||||||||
6. | SHAREHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF SHAREHOLDERS. | Shareholder | Against | For | ||||||||||||
VODAFONE GROUP PLC | ||||||||||||||||
Security | 92857W308 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VOD | Meeting Date | 28-Jul-2017 | |||||||||||||
ISIN | US92857W3088 | Agenda | 934649065 - Management | |||||||||||||
Record Date | 02-Jun-2017 | Holding Recon Date | 02-Jun-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jul-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | TO RECEIVE THE COMPANY’S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2017 | Management | For | For | ||||||||||||
2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR | Management | For | For | ||||||||||||
3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | ||||||||||||
4. | TO RE-ELECT NICK READ AS A DIRECTOR | Management | For | For | ||||||||||||
5. | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Management | For | For | ||||||||||||
6. | TO RE-ELECT DR MATHIAS DOPFNER AS A DIRECTOR | Management | For | For | ||||||||||||
7. | TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR | Management | For | For | ||||||||||||
8. | TO RE-ELECT VALERIE GOODING AS A DIRECTOR | Management | For | For | ||||||||||||
9. | TO RE-ELECT RENEE JAMES AS A DIRECTOR | Management | For | For | ||||||||||||
10. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR | Management | For | For | ||||||||||||
11. | TO ELECT MARIA AMPARO MORALEDA MARTINEZ AS A DIRECTOR IN ACCORDANCE WITH THE COMPANY’S ARTICLES | Management | For | For | ||||||||||||
12. | TO RE-ELECT DAVID NISH AS A DIRECTOR | Management | For | For | ||||||||||||
13. | TO DECLARE A FINAL DIVIDEND OF 10.03 EUROCENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2017 | Management | For | For | ||||||||||||
14. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY CONTAINED IN THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2017 | Management | For | For | ||||||||||||
15. | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2017 | Management | For | For | ||||||||||||
16. | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||||
17. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||||
18. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||||
19. | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | Management | For | For | ||||||||||||
20. | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT (SPECIAL RESOLUTION) | Management | For | For | ||||||||||||
21. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Management | For | For | ||||||||||||
22. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||
23. | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AGMS) ON 14 CLEAR DAYS’ NOTICE (SPECIAL RESOLUTION) | Management | For | For | ||||||||||||
MICHAEL KORS HOLDINGS LIMITED | ||||||||||||||||
Security | G60754101 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 03-Aug-2017 | ||||||||||||||
ISIN | VGG607541015 | Agenda | 708314620 - Management | |||||||||||||
Record Date | 01-Jun-2017 | Holding Recon Date | 01-Jun-2017 | |||||||||||||
City / | Country | LONDON | / | Virgin Islands (British) | Vote Deadline Date | 20-Jul-2017 | ||||||||||
SEDOL(s) | B7341C6 - B77M9G6 - BRTMBL3 - BSJC9V6 | Quick Code | ||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.A | ELECT DIRECTOR JOHN D. IDOL | Management | For | For | ||||||||||||
1.B | ELECT DIRECTOR ROBIN FREESTONE | Management | For | For | ||||||||||||
1.C | ELECT DIRECTOR ANN KOROLOGOS | Management | For | For | ||||||||||||
2 | RATIFY ERNST YOUNG LLP AS AUDITORS | Management | For | For | ||||||||||||
3 | ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS’ COMPENSATION | Management | For | For | ||||||||||||
4 | ASSESS FEASIBILITY OF ADOPTING QUANTITATIVE RENEWABLE ENERGY GOALS | Management | For | For | ||||||||||||
ELECTRONIC ARTS INC. | ||||||||||||||||
Security | 285512109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EA | Meeting Date | 03-Aug-2017 | |||||||||||||
ISIN | US2855121099 | Agenda | 934649851 - Management | |||||||||||||
Record Date | 09-Jun-2017 | Holding Recon Date | 09-Jun-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Aug-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: LEONARD S. COLEMAN | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: JAY C. HOAG | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: JEFFREY T. HUBER | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: VIVEK PAUL | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: LAWRENCE F. PROBST | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: TALBOTT ROCHE | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD A. SIMONSON | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: LUIS A. UBINAS | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: DENISE F. WARREN | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: ANDREW WILSON | Management | For | For | ||||||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE WITH RESPECT TO THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | 1 Year | |||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT PUBLIC REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||
MICHAEL KORS HOLDINGS LIMITED | ||||||||||||||||
Security | G60754101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | KORS | Meeting Date | 03-Aug-2017 | |||||||||||||
ISIN | VGG607541015 | Agenda | 934650789 - Management | |||||||||||||
Record Date | 01-Jun-2017 | Holding Recon Date | 01-Jun-2017 | |||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 02-Aug-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN D. IDOL | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: ROBIN FREESTONE | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: ANN KOROLOGOS | Management | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
4. | A SHAREHOLDER PROPOSAL ENTITLED “CLEAN ENERGY RESOLUTION” IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||||||||
CA, INC. | ||||||||||||||||
Security | 12673P105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CA | Meeting Date | 09-Aug-2017 | |||||||||||||
ISIN | US12673P1057 | Agenda | 934653052 - Management | |||||||||||||
Record Date | 12-Jun-2017 | Holding Recon Date | 12-Jun-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Aug-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: JEFFREY G. KATZ | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI | Management | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
4. | TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||
5. | TO APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES ISSUABLE UNDER THE CA, INC. 2012 COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | ||||||||||||
RALPH LAUREN CORPORATION | ||||||||||||||||
Security | 751212101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RL | Meeting Date | 10-Aug-2017 | |||||||||||||
ISIN | US7512121010 | Agenda | 934652997 - Management | |||||||||||||
Record Date | 12-Jun-2017 | Holding Recon Date | 12-Jun-2017 | |||||||||||||
City / | Country | / | United States | �� | Vote Deadline Date | 09-Aug-2017 | ||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | FRANK A. BENNACK, JR. | For | For | |||||||||||||
2 | JOEL L. FLEISHMAN | For | For | |||||||||||||
3 | HUBERT JOLY | For | For | |||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AND OUR COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES AS DESCRIBED IN OUR 2017 PROXY STATEMENT. | Management | For | For | ||||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
5. | APPROVAL OF OUR AMENDED AND RESTATED EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||||||||
THE J. M. SMUCKER COMPANY | ||||||||||||||||
Security | 832696405 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SJM | Meeting Date | 16-Aug-2017 | |||||||||||||
ISIN | US8326964058 | Agenda | 934655070 - Management | |||||||||||||
Record Date | 19-Jun-2017 | Holding Recon Date | 19-Jun-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Aug-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: KATHRYN W. DINDO | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: PAUL J. DOLAN | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: JAY L. HENDERSON | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: ELIZABETH VALK LONG | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: GARY A. OATEY | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: KIRK L. PERRY | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: SANDRA PIANALTO | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: ALEX SHUMATE | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: MARK T. SMUCKER | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: RICHARD K. SMUCKER | Management | For | For | ||||||||||||
1L. | ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER | Management | For | For | ||||||||||||
1M. | ELECTION OF DIRECTOR: DAWN C. WILLOUGHBY | Management | For | For | ||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. | Management | For | For | ||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
4. | ADVISORY APPROVAL ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING THE COMPANY ISSUE A REPORT ON RENEWABLE ENERGY. | Shareholder | Against | For | ||||||||||||
MICROCHIP TECHNOLOGY INCORPORATED | ||||||||||||||||
Security | 595017104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MCHP | Meeting Date | 22-Aug-2017 | |||||||||||||
ISIN | US5950171042 | Agenda | 934658949 - Management | |||||||||||||
Record Date | 28-Jun-2017 | Holding Recon Date | 28-Jun-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Aug-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: STEVE SANGHI | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: MATTHEW W. CHAPMAN | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: L.B. DAY | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: ESTHER L. JOHNSON | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: WADE F. MEYERCORD | Management | For | For | ||||||||||||
2. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF MICROCHIP’S 2004 EQUITY INCENTIVE PLAN TO (I) INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY 6,000,000, (II) RE- APPROVE THE 2004 EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE, AND (III) MAKE CERTAIN OTHER CHANGES AS SET FORTH IN THE AMENDED AND RESTATED 2004 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | ||||||||||||
4. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | For | For | ||||||||||||
5. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | 1 Year | For | ||||||||||||
GLASSBRIDGE ENTERPRISES INC | ||||||||||||||||
Security | 377185103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GLA | Meeting Date | 28-Aug-2017 | |||||||||||||
ISIN | US3771851033 | Agenda | 934659864 - Management | |||||||||||||
Record Date | 29-Jun-2017 | Holding Recon Date | 29-Jun-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Aug-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | TRACY MCKIBBEN | For | For | |||||||||||||
2 | DONALD H. PUTNAM | For | For | |||||||||||||
2. | TO RATIFY THE APPOINTMENT OF MARCUM LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2017. | Management | For | For | ||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR 2016, AS DESCRIBED IN THE PROXY STATEMENT | Management | For | For | ||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||
5A. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO: REDUCE THE NUMBER OF AUTHORIZED SHARES OF OUR PREFERRED STOCK FROM 25,000,000 TO 200,000 AND TO INCORPORATE OTHER AMENDMENTS PREVIOUSLY APPROVED BY OUR STOCKHOLDERS. | Management | For | For | ||||||||||||
5B. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO: DELETE ARTICLE THIRTEEN THEREOF WHICH REQUIRES THE AFFIRMATIVE VOTE OF THE HOLDERS OF NOT LESS THAN 80% OF THE OUTSTANDING SHARES OF OUR COMMON STOCK TO APPROVE CERTAIN BUSINESS TRANSACTIONS WITH CERTAIN RELATED PERSONS OR IN WHICH CERTAIN RELATED PERSONS HAVE AN INTEREST. | Management | For | For | ||||||||||||
6. | TO APPROVE AN AMENDMENT (THE “STOCK PLAN AMENDMENT”) TO THE GLASSBRIDGE ENTERPRISES, INC. 2011 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED (2016) (THE “STOCK INCENTIVE PLAN”), WHICH, IF ADOPTED BY OUR STOCKHOLDERS, WOULD, AMONG OTHER THINGS: (I) INCREASE THE NUMBER OF SHARES OF OUR COMMON STOCK THAT MAY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||||||||||
7. | TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES FOR, OR OTHERWISE IN CONNECTION WITH, THE APPROVAL OF PROPOSALS 5A, 5B AND/OR 6. | Management | For | For | ||||||||||||
H&R BLOCK, INC. | ||||||||||||||||
Security | 093671105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HRB | Meeting Date | 14-Sep-2017 | |||||||||||||
ISIN | US0936711052 | Agenda | 934663332 - Management | |||||||||||||
Record Date | 14-Jul-2017 | Holding Recon Date | 14-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Sep-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: ANGELA N. ARCHON | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: TOM D. SEIP | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | For | For | ||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2018. | Management | For | For | ||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||
4. | ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||
5. | APPROVAL OF THE H&R BLOCK, INC. 2018 LONG TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||
6. | SHAREHOLDER PROPOSAL ASKING THE BOARD OF DIRECTORS TO ADOPT AMENDMENTS TO THE COMPANY’S PROXY ACCESS BYLAW, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||||||
NIKE, INC. | ||||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NKE | Meeting Date | 21-Sep-2017 | |||||||||||||
ISIN | US6541061031 | Agenda | 934663774 - Management | |||||||||||||
Record Date | 21-Jul-2017 | Holding Recon Date | 21-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Sep-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | ALAN B. GRAF, JR. | For | For | |||||||||||||
2 | JOHN C. LECHLEITER | For | For | |||||||||||||
3 | MICHELLE A. PELUSO | For | For | |||||||||||||
2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | For | For | ||||||||||||
3. | TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | 1 Year | For | ||||||||||||
4. | TO APPROVE THE NIKE, INC. LONG-TERM INCENTIVE PLAN, AS AMENDED. | Management | For | For | ||||||||||||
5. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | For | ||||||||||||
6. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||
DARDEN RESTAURANTS, INC. | ||||||||||||||||
Security | 237194105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DRI | Meeting Date | 21-Sep-2017 | |||||||||||||
ISIN | US2371941053 | Agenda | 934663825 - Management | |||||||||||||
Record Date | 25-Jul-2017 | Holding Recon Date | 25-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Sep-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | MARGARET SHAN ATKINS | For | For | |||||||||||||
2 | BRADLEY D. BLUM | For | For | |||||||||||||
3 | JAMES P. FOGARTY | For | For | |||||||||||||
4 | CYNTHIA T. JAMISON | For | For | |||||||||||||
5 | EUGENE I. LEE, JR. | For | For | |||||||||||||
6 | NANA MENSAH | For | For | |||||||||||||
7 | WILLIAM S. SIMON | For | For | |||||||||||||
8 | CHARLES M. SONSTEBY | For | For | |||||||||||||
2. | TO OBTAIN ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
3. | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 27, 2018. | Management | For | For | ||||||||||||
5. | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY ADOPT A POLICY TO PHASE OUT ROUTINE USE OF ANTIBIOTICS IN THE MEAT AND POULTRY SUPPLY CHAIN. | Shareholder | Against | For | ||||||||||||
CONAGRA BRANDS, INC. | ||||||||||||||||
Security | 205887102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CAG | Meeting Date | 22-Sep-2017 | |||||||||||||
ISIN | US2058871029 | Agenda | 934666186 - Management | |||||||||||||
Record Date | 31-Jul-2017 | Holding Recon Date | 31-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Sep-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | BRADLEY A. ALFORD | For | For | |||||||||||||
2 | THOMAS K. BROWN | For | For | |||||||||||||
3 | STEPHEN G. BUTLER | For | For | |||||||||||||
4 | SEAN M. CONNOLLY | For | For | |||||||||||||
5 | THOMAS W. DICKSON | For | For | |||||||||||||
6 | STEVEN F. GOLDSTONE | For | For | |||||||||||||
7 | JOIE A. GREGOR | For | For | |||||||||||||
8 | RAJIVE JOHRI | For | For | |||||||||||||
9 | RICHARD H. LENNY | For | For | |||||||||||||
10 | RUTH ANN MARSHALL | For | For | |||||||||||||
11 | CRAIG P. OMTVEDT | For | For | |||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR FISCAL 2018 | Management | For | For | ||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||
4. | RECOMMENDATION, ON AN ADVISORY BASIS, REGARDING THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||||||||||
GENERAL MILLS, INC. | ||||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GIS | Meeting Date | 26-Sep-2017 | |||||||||||||
ISIN | US3703341046 | Agenda | 934667051 - Management | |||||||||||||
Record Date | 28-Jul-2017 | Holding Recon Date | 28-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Sep-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | ||||||||||||
1B) | ELECTION OF DIRECTOR: ALICIA BOLER DAVIS | Management | For | For | ||||||||||||
1C) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | ||||||||||||
1D) | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | For | For | ||||||||||||
1E) | ELECTION OF DIRECTOR: ROGER W. FERGUSON JR. | Management | For | For | ||||||||||||
1F) | ELECTION OF DIRECTOR: HENRIETTA H. FORE | Management | For | For | ||||||||||||
1G) | ELECTION OF DIRECTOR: JEFFREY L. HARMENING | Management | For | For | ||||||||||||
1H) | ELECTION OF DIRECTOR: MARIA G. HENRY | Management | For | For | ||||||||||||
1I) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | ||||||||||||
1J) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | ||||||||||||
1K) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||||||||||
1L) | ELECTION OF DIRECTOR: ERIC D. SPRUNK | Management | For | For | ||||||||||||
1M) | ELECTION OF DIRECTOR: JORGE A. URIBE | Management | For | For | ||||||||||||
2. | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
5. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||
GENERAL MILLS, INC. | ||||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GIS | Meeting Date | 26-Sep-2017 | |||||||||||||
ISIN | US3703341046 | Agenda | 934667051 - Management | |||||||||||||
Record Date | 28-Jul-2017 | Holding Recon Date | 28-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Sep-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | ||||||||||||||
1B) | ELECTION OF DIRECTOR: ALICIA BOLER DAVIS | Management | ||||||||||||||
1C) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | ||||||||||||||
1D) | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | ||||||||||||||
1E) | ELECTION OF DIRECTOR: ROGER W. FERGUSON JR. | Management | ||||||||||||||
1F) | ELECTION OF DIRECTOR: HENRIETTA H. FORE | Management | ||||||||||||||
1G) | ELECTION OF DIRECTOR: JEFFREY L. HARMENING | Management | ||||||||||||||
1H) | ELECTION OF DIRECTOR: MARIA G. HENRY | Management | ||||||||||||||
1I) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | ||||||||||||||
1J) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | ||||||||||||||
1K) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | ||||||||||||||
1L) | ELECTION OF DIRECTOR: ERIC D. SPRUNK | Management | ||||||||||||||
1M) | ELECTION OF DIRECTOR: JORGE A. URIBE | Management | ||||||||||||||
2. | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN. | Management | ||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | ||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | ||||||||||||||
5. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | ||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||
Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||||
Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||||
ISIN | US7427181091 | Agenda | 934664827 - Management | |||||||||||||
Record Date | 28-Jul-2017 | Holding Recon Date | 28-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Oct-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | FRANCIS S. BLAKE | |||||||||||||||
2 | ANGELA F. BRALY | |||||||||||||||
3 | AMY L. CHANG | |||||||||||||||
4 | KENNETH I. CHENAULT | |||||||||||||||
5 | SCOTT D. COOK | |||||||||||||||
6 | TERRY J. LUNDGREN | |||||||||||||||
7 | W. JAMES MCNERNEY, JR. | |||||||||||||||
8 | DAVID S. TAYLOR | |||||||||||||||
9 | MARGARET C. WHITMAN | |||||||||||||||
10 | PATRICIA A. WOERTZ | |||||||||||||||
11 | ERNESTO ZEDILLO | |||||||||||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | ||||||||||||||
3. | ADVISORY VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION (THE “SAY ON PAY” VOTE) | Management | ||||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF THE COMPANY’S EXECUTIVE COMPENSATION VOTE | Management | ||||||||||||||
5. | SHAREHOLDER PROPOSAL - ADOPT HOLY LAND PRINCIPLES | Shareholder | ||||||||||||||
6. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | ||||||||||||||
7. | SHAREHOLDER PROPOSAL - REPORT ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT- AFFECTED AREAS | Shareholder | ||||||||||||||
8. | SHAREHOLDER PROPOSAL - REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Shareholder | ||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||
Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||||
Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||||
ISIN | US7427181091 | Agenda | 934664839 - Opposition | |||||||||||||
Record Date | 28-Jul-2017 | Holding Recon Date | 28-Jul-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Oct-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | NELSON PELTZ | |||||||||||||||
2 | MGT NOM: F.S. BLAKE | |||||||||||||||
3 | MGT NOM: A.F. BRALY | |||||||||||||||
4 | MGT NOM: AMY L. CHANG | |||||||||||||||
5 | MGT NOM: K.I. CHENAULT | |||||||||||||||
6 | MGT NOM: SCOTT D. COOK | |||||||||||||||
7 | MGT NOM: T.J. LUNDGREN | |||||||||||||||
8 | MGT NOM: W. MCNERNEY JR | |||||||||||||||
9 | MGT NOM: D.S. TAYLOR | |||||||||||||||
10 | MGT NOM: M.C. WHITMAN | |||||||||||||||
11 | MGT NOM: P.A. WOERTZ | |||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | ||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | ||||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Management | ||||||||||||||
5. | SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND PRINCIPLES. | Shareholder | ||||||||||||||
6. | SHAREHOLDER PROPOSAL ON REPORTING ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. | Shareholder | ||||||||||||||
7. | SHAREHOLDER PROPOSAL ON REPORTING ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT- AFFECTED AREAS. | Shareholder | ||||||||||||||
8. | REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Management | ||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||
Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||||
Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||||
ISIN | US7427181091 | Agenda | 934669815 - Management | |||||||||||||
Record Date | 11-Aug-2017 | Holding Recon Date | 11-Aug-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Oct-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | FRANCIS S. BLAKE | |||||||||||||||
2 | ANGELA F. BRALY | |||||||||||||||
3 | AMY L. CHANG | |||||||||||||||
4 | KENNETH I. CHENAULT | |||||||||||||||
5 | SCOTT D. COOK | |||||||||||||||
6 | TERRY J. LUNDGREN | |||||||||||||||
7 | W. JAMES MCNERNEY, JR. | |||||||||||||||
8 | DAVID S. TAYLOR | |||||||||||||||
9 | MARGARET C. WHITMAN | |||||||||||||||
10 | PATRICIA A. WOERTZ | |||||||||||||||
11 | ERNESTO ZEDILLO | |||||||||||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | ||||||||||||||
3. | ADVISORY VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION (THE “SAY ON PAY” VOTE) | Management | ||||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF THE COMPANY’S EXECUTIVE COMPENSATION VOTE | Management | ||||||||||||||
5. | SHAREHOLDER PROPOSAL - ADOPT HOLY LAND PRINCIPLES | Shareholder | ||||||||||||||
6. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | ||||||||||||||
7. | SHAREHOLDER PROPOSAL - REPORT ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT- AFFECTED AREAS | Shareholder | ||||||||||||||
8. | SHAREHOLDER PROPOSAL - REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Shareholder | ||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||
Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||||
Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||||
ISIN | US7427181091 | Agenda | 934669827 - Opposition | |||||||||||||
Record Date | 11-Aug-2017 | Holding Recon Date | 11-Aug-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Oct-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | NELSON PELTZ | |||||||||||||||
2 | MGT NOM: F.S. BLAKE | |||||||||||||||
3 | MGT NOM: A.F. BRALY | |||||||||||||||
4 | MGT NOM: AMY L. CHANG | |||||||||||||||
5 | MGT NOM: K.I. CHENAULT | |||||||||||||||
6 | MGT NOM: SCOTT D. COOK | |||||||||||||||
7 | MGT NOM: T.J. LUNDGREN | |||||||||||||||
8 | MGT NOM: W. MCNERNEY JR | |||||||||||||||
9 | MGT NOM: D.S. TAYLOR | |||||||||||||||
10 | MGT NOM: M.C. WHITMAN | |||||||||||||||
11 | MGT NOM: P.A. WOERTZ | |||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | ||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | ||||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Management | ||||||||||||||
5. | SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND PRINCIPLES. | Shareholder | ||||||||||||||
6. | SHAREHOLDER PROPOSAL ON REPORTING ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. | Shareholder | ||||||||||||||
7. | SHAREHOLDER PROPOSAL ON REPORTING ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT- AFFECTED AREAS. | Shareholder | ||||||||||||||
8. | REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Management | ||||||||||||||
MERCURY SYSTEMS, INC. | ||||||||||||||||
Security | 589378108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MRCY | Meeting Date | 18-Oct-2017 | |||||||||||||
ISIN | US5893781089 | Agenda | 934678446 - Management | |||||||||||||
Record Date | 14-Aug-2017 | Holding Recon Date | 14-Aug-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Oct-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | LISA S. DISBROW# | For | For | |||||||||||||
2 | MARK ASLETT* | For | For | |||||||||||||
3 | MARY LOUISE KRAKAUER* | For | For | |||||||||||||
4 | WILLIAM K. O’BRIEN* | For | For | |||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF SAY-ON-PAY VOTES. | Management | 1 Year | For | ||||||||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | ||||||||||||
BIO-TECHNE CORP | ||||||||||||||||
Security | 09073M104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TECH | Meeting Date | 26-Oct-2017 | |||||||||||||
ISIN | US09073M1045 | Agenda | 934677216 - Management | |||||||||||||
Record Date | 01-Sep-2017 | Holding Recon Date | 01-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Oct-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | TO SET THE NUMBER OF DIRECTORS AT TEN. | Management | For | For | ||||||||||||
2A. | ELECTION OF DIRECTOR: ROBERT V. BAUMGARTNER | Management | For | For | ||||||||||||
2B. | ELECTION OF DIRECTOR: CHARLES A. DINARELLO, M.D. | Management | For | For | ||||||||||||
2C. | ELECTION OF DIRECTOR: JOHN L. HIGGINS | Management | For | For | ||||||||||||
2D. | ELECTION OF DIRECTOR: KAREN A. HOLBROOK, PH.D. | Management | For | For | ||||||||||||
2E. | ELECTION OF DIRECTOR: JOSEPH D. KEEGAN, PH.D. | Management | For | For | ||||||||||||
2F. | ELECTION OF DIRECTOR: CHARLES R. KUMMETH | Management | For | For | ||||||||||||
2G. | ELECTION OF DIRECTOR: ROELAND NUSSE, PH.D. | Management | For | For | ||||||||||||
2H. | ELECTION OF DIRECTOR: ALPNA SETH, PH.D. | Management | For | For | ||||||||||||
2I. | ELECTION OF DIRECTOR: RANDOLPH STEER, M.D., PH.D. | Management | For | For | ||||||||||||
2J. | ELECTION OF DIRECTOR: HAROLD J. WIENS | Management | For | For | ||||||||||||
3. | CAST A NON-BINDING VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||
5. | APPROVE SECOND AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2010 EQUITY INCENTIVE PLAN, INCLUDING ALLOCATION OF 2,648,000 ADDITIONAL SHARES TO THE PLAN RESERVE. | Management | For | For | ||||||||||||
6. | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. | Management | For | For | ||||||||||||
HARRIS CORPORATION | ||||||||||||||||
Security | 413875105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HRS | Meeting Date | 27-Oct-2017 | |||||||||||||
ISIN | US4138751056 | Agenda | 934676707 - Management | |||||||||||||
Record Date | 01-Sep-2017 | Holding Recon Date | 01-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Oct-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: JAMES F. ALBAUGH | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: WILLIAM M. BROWN | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: PETER W. CHIARELLI | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: THOMAS A. DATTILO | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: ROGER B. FRADIN | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: TERRY D. GROWCOCK | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: LEWIS HAY III | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: VYOMESH I. JOSHI | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: LESLIE F. KENNE | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: DR. JAMES C. STOFFEL | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: GREGORY T. SWIENTON | Management | For | For | ||||||||||||
1L. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT 2018 ANNUAL MEETING OF SHAREHOLDERS: HANSEL E. TOOKES II | Management | For | For | ||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For | ||||||||||||
3. | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||||||||||
4. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018 | Management | For | For | ||||||||||||
KLA-TENCOR CORPORATION | ||||||||||||||||
Security | 482480100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | KLAC | Meeting Date | 01-Nov-2017 | |||||||||||||
ISIN | US4824801009 | Agenda | 934679892 - Management | |||||||||||||
Record Date | 13-Sep-2017 | Holding Recon Date | 13-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Oct-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT M. CALDERONI | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN T. DICKSON | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: EMIKO HIGASHI | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: KEVIN J. KENNEDY | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: GARY B. MOORE | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: KIRAN M. PATEL | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT A. RANGO | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: RICHARD P. WALLACE | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: DAVID C. WANG | Management | For | For | ||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. | Management | For | For | ||||||||||||
3. | APPROVAL ON A NON-BINDING, ADVISORY BASIS OF OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||
4. | APPROVAL ON A NON-BINDING, ADVISORY BASIS OF THE FREQUENCY WITH WHICH OUR STOCKHOLDERS VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||
CATALENT, INC. | ||||||||||||||||
Security | 148806102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CTLT | Meeting Date | 02-Nov-2017 | |||||||||||||
ISIN | US1488061029 | Agenda | 934678965 - Management | |||||||||||||
Record Date | 06-Sep-2017 | Holding Recon Date | 06-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: ROLF CLASSON | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: GREGORY T. LUCIER | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: UWE ROHRHOFF | Management | For | For | ||||||||||||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY. | Management | For | For | ||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). | Management | For | For | ||||||||||||
4. | TO APPROVE THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT FOR SHAREHOLDERS TO AMEND OUR BYLAWS. | Management | For | For | ||||||||||||
5. | TO APPROVE THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT FOR SHAREHOLDERS TO REMOVE DIRECTORS FOR CAUSE. | Management | For | For | ||||||||||||
6. | TO APPROVE THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE OBSOLETE PROVISIONS AND MAKE OTHER NON-SUBSTANTIVE AND CONFORMING CHANGES. | Management | For | For | ||||||||||||
COACH, INC. | ||||||||||||||||
Security | 189754104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | COH | Meeting Date | 09-Nov-2017 | |||||||||||||
ISIN | US1897541041 | Agenda | 934683485 - Management | |||||||||||||
Record Date | 11-Sep-2017 | Holding Recon Date | 11-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID DENTON | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: ANDREA GUERRA | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: SUSAN KROPF | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: ANNABELLE YU LONG | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: VICTOR LUIS | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: IVAN MENEZES | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM NUTI | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: JIDE ZEITLIN | Management | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. | Management | For | For | ||||||||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||
4. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
5. | TO APPROVE THE AMENDED AND RESTATED COACH, INC. 2010 STOCK INCENTIVE PLAN (AMENDED AND RESTATED AS OF SEPTEMBER 20, 2017). | Management | For | For | ||||||||||||
6. | TO VOTE ON A STOCKHOLDER PROPOSAL ENTITLED “NET-ZERO GREENHOUSE GAS EMISSIONS,” IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||||||||
7. | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING RISK DISCLOSURE ON THE COMPANY’S USE OF FUR, IF PRESENTED PROPERLY AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||||||||
EXTREME NETWORKS, INC. | ||||||||||||||||
Security | 30226D106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EXTR | Meeting Date | 09-Nov-2017 | |||||||||||||
ISIN | US30226D1063 | Agenda | 934683500 - Management | |||||||||||||
Record Date | 18-Sep-2017 | Holding Recon Date | 18-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | CHARLES P. CARINALLI | For | For | |||||||||||||
2 | KATHLEEN M. HOLMGREN | For | For | |||||||||||||
3 | RAJENDRA KHANNA | For | For | |||||||||||||
4 | EDWARD H. KENNEDY | For | For | |||||||||||||
5 | EDWARD B. MEYERCORD | For | For | |||||||||||||
6 | JOHN C. SHOEMAKER | For | For | |||||||||||||
2. | HOLD AN ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICERS’ COMPENSATION. | Management | For | For | ||||||||||||
3. | HOLD AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE OUR NAMED EXECUTIVE OFFICERS’ COMPENSATION. | Management | 1 Year | For | ||||||||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING JUNE 30, 2018. | Management | For | For | ||||||||||||
5. | RATIFY AMENDMENT NO. 5 TO THE COMPANY’S AMENDED AND RESTATED RIGHTS AGREEMENT, WHICH EXTENDS THAT AGREEMENT THROUGH MAY 31, 2018. | Management | For | For | ||||||||||||
6. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE EXTREME NETWORKS, INC. 2013 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||
7. | HOLD A VOTE ON A STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||||||
THE ESTEE LAUDER COMPANIES INC. | ||||||||||||||||
Security | 518439104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EL | Meeting Date | 14-Nov-2017 | |||||||||||||
ISIN | US5184391044 | Agenda | 934681291 - Management | |||||||||||||
Record Date | 15-Sep-2017 | Holding Recon Date | 15-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF CLASS III DIRECTOR: CHARLENE BARSHEFSKY Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | ||||||||||||
1B. | ELECTION OF CLASS III DIRECTOR: WEI SUN CHRISTIANSON Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | ||||||||||||
1C. | ELECTION OF CLASS III DIRECTOR: FABRIZIO FREDA Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | ||||||||||||
1D. | ELECTION OF CLASS III DIRECTOR: JANE LAUDER Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | ||||||||||||
1E. | ELECTION OF CLASS III DIRECTOR: LEONARD A. LAUDER Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | ||||||||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2018 FISCAL YEAR. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
ORACLE CORPORATION | ||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ORCL | Meeting Date | 15-Nov-2017 | |||||||||||||
ISIN | US68389X1054 | Agenda | 934681671 - Management | |||||||||||||
Record Date | 18-Sep-2017 | Holding Recon Date | 18-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | JEFFREY S. BERG | For | For | |||||||||||||
2 | MICHAEL J. BOSKIN | For | For | |||||||||||||
3 | SAFRA A. CATZ | For | For | |||||||||||||
4 | BRUCE R. CHIZEN | For | For | |||||||||||||
5 | GEORGE H. CONRADES | For | For | |||||||||||||
6 | LAWRENCE J. ELLISON | For | For | |||||||||||||
7 | HECTOR GARCIA-MOLINA | For | For | |||||||||||||
8 | JEFFREY O. HENLEY | For | For | |||||||||||||
9 | MARK V. HURD | For | For | |||||||||||||
10 | RENEE J. JAMES | For | For | |||||||||||||
11 | LEON E. PANETTA | For | For | |||||||||||||
12 | NAOMI O. SELIGMAN | For | For | |||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||
4. | APPROVAL OF THE ORACLE CORPORATION AMENDED AND RESTATED 2000 LONG- TERM EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||
5. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | ||||||||||||
6. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT. | Shareholder | Against | For | ||||||||||||
7. | STOCKHOLDER PROPOSAL REGARDING PAY EQUITY REPORT. | Shareholder | Against | For | ||||||||||||
8. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS REFORM. | Shareholder | Against | For | ||||||||||||
THE CLOROX COMPANY | ||||||||||||||||
Security | 189054109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CLX | Meeting Date | 15-Nov-2017 | |||||||||||||
ISIN | US1890541097 | Agenda | 934682584 - Management | |||||||||||||
Record Date | 18-Sep-2017 | Holding Recon Date | 18-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: AMY BANSE | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. CARMONA | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: BENNO DORER | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: SPENCER C. FLEISCHER | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: ESTHER LEE | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: A.D. DAVID MACKAY | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: JEFFREY NODDLE | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: PAMELA THOMAS- GRAHAM | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: CAROLYN M. TICKNOR | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: RUSSELL WEINER | Management | For | For | ||||||||||||
1L. | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For | ||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
4. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||
5. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY’S 2005 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||
6. | APPROVAL OF THE COMPANY’S EQUITY AWARD POLICY FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | ||||||||||||
7. | STOCKHOLDER PROPOSAL TO AMEND PROXY ACCESS BYLAWS. | Shareholder | Against | For | ||||||||||||
THE CLOROX COMPANY | ||||||||||||||||
Security | 189054109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CLX | Meeting Date | 15-Nov-2017 | |||||||||||||
ISIN | US1890541097 | Agenda | 934682584 - Management | |||||||||||||
Record Date | 18-Sep-2017 | Holding Recon Date | 18-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: AMY BANSE | Management | ||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. CARMONA | Management | ||||||||||||||
1C. | ELECTION OF DIRECTOR: BENNO DORER | Management | ||||||||||||||
1D. | ELECTION OF DIRECTOR: SPENCER C. FLEISCHER | Management | ||||||||||||||
1E. | ELECTION OF DIRECTOR: ESTHER LEE | Management | ||||||||||||||
1F. | ELECTION OF DIRECTOR: A.D. DAVID MACKAY | Management | ||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | ||||||||||||||
1H. | ELECTION OF DIRECTOR: JEFFREY NODDLE | Management | ||||||||||||||
1I. | ELECTION OF DIRECTOR: PAMELA THOMAS- GRAHAM | Management | ||||||||||||||
1J. | ELECTION OF DIRECTOR: CAROLYN M. TICKNOR | Management | ||||||||||||||
1K. | ELECTION OF DIRECTOR: RUSSELL WEINER | Management | ||||||||||||||
1L. | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | ||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | ||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | ||||||||||||||
4. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | ||||||||||||||
5. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY’S 2005 STOCK INCENTIVE PLAN. | Management | ||||||||||||||
6. | APPROVAL OF THE COMPANY’S EQUITY AWARD POLICY FOR NON-EMPLOYEE DIRECTORS. | Management | ||||||||||||||
7. | STOCKHOLDER PROPOSAL TO AMEND PROXY ACCESS BYLAWS. | Shareholder | ||||||||||||||
CAMPBELL SOUP COMPANY | ||||||||||||||||
Security | 134429109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CPB | Meeting Date | 15-Nov-2017 | |||||||||||||
ISIN | US1344291091 | Agenda | 934686520 - Management | |||||||||||||
Record Date | 18-Sep-2017 | Holding Recon Date | 18-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: FABIOLA R. ARREDONDO | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: HOWARD M. AVERILL | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: BENNETT DORRANCE | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: RANDALL W. LARRIMORE | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: MARC B. LAUTENBACH | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: MARY ALICE D. MALONE | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: SARA MATHEW | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: KEITH R. MCLOUGHLIN | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: DENISE M. MORRISON | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: NICK SHREIBER | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: ARCHBOLD D. VAN BEUREN | Management | For | For | ||||||||||||
1L. | ELECTION OF DIRECTOR: LES C. VINNEY | Management | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | For | For | ||||||||||||
3. | APPROVAL OF AN ADVISORY RESOLUTION ON THE FISCAL 2017 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
4. | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE “SAY ON PAY” VOTES. | Management | 1 Year | For | ||||||||||||
SYSCO CORPORATION | ||||||||||||||||
Security | 871829107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SYY | Meeting Date | 17-Nov-2017 | |||||||||||||
ISIN | US8718291078 | Agenda | 934682445 - Management | |||||||||||||
Record Date | 20-Sep-2017 | Holding Recon Date | 20-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN M. CASSADAY | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: JOSHUA D. FRANK | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: BRADLEY M. HALVERSON | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: NANCY S. NEWCOMB | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: SHEILA G. TALTON | Management | For | For | ||||||||||||
1L. | ELECTION OF DIRECTOR: RICHARD G. TILGHMAN | Management | For | For | ||||||||||||
1M. | ELECTION OF DIRECTOR: JACKIE M. WARD | Management | For | For | ||||||||||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO SYSCO’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO’S 2017 PROXY STATEMENT. | Management | For | For | ||||||||||||
3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SYSCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | For | For | ||||||||||||
5. | TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A POLICY LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | ||||||||||||
CHINA TELECOM CORPORATION LIMITED | ||||||||||||||||
Security | 169426103 | Meeting Type | Special | |||||||||||||
Ticker Symbol | CHA | Meeting Date | 28-Nov-2017 | |||||||||||||
ISIN | US1694261033 | Agenda | 934697434 - Management | |||||||||||||
Record Date | 27-Oct-2017 | Holding Recon Date | 27-Oct-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | THAT THE ELECTION OF MR. LIU AILI AS A DIRECTOR OF THE COMPANY BE AND IS HEREBY CONSIDERED AND APPROVED, AND SHALL TAKE EFFECT FROM THE DATE OF PASSING THIS RESOLUTION UNTIL THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR 2019 TO BE HELD IN YEAR 2020; THAT ANY DIRECTOR OF THE COMPANY BE AND IS ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | ||||||||||||
MICROSOFT CORPORATION | ||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MSFT | Meeting Date | 29-Nov-2017 | |||||||||||||
ISIN | US5949181045 | Agenda | 934689514 - Management | |||||||||||||
Record Date | 29-Sep-2017 | Holding Recon Date | 29-Sep-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Nov-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | ||||||||||||
1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||||||||||
1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||||||
1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||||||
4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 | Management | For | For | ||||||||||||
5. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN | Management | For | For | ||||||||||||
6. | APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN | Management | For | For | ||||||||||||
MEDTRONIC PLC | ||||||||||||||||
Security | G5960L103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MDT | Meeting Date | 08-Dec-2017 | |||||||||||||
ISIN | IE00BTN1Y115 | Agenda | 934690959 - Management | |||||||||||||
Record Date | 10-Oct-2017 | Holding Recon Date | 10-Oct-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Dec-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: RANDALL HOGAN III | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: OMAR ISHRAK | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, PH.D. | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES T. LENEHAN | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: DENISE M. O’LEARY | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||||||||||
1L. | ELECTION OF DIRECTOR: ROBERT C. POZEN | Management | For | For | ||||||||||||
2. | TO RATIFY, IN A NON-BINDING VOTE, THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC’S INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET THE AUDITOR’S REMUNERATION. | Management | For | For | ||||||||||||
3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION (A “SAY-ON-PAY” VOTE). | Management | For | For | ||||||||||||
4. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE MEDTRONIC PLC AMENDED AND RESTATED 2013 STOCK AWARD AND INCENTIVE PLAN. | Management | For | For | ||||||||||||
CISCO SYSTEMS, INC. | ||||||||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CSCO | Meeting Date | 11-Dec-2017 | |||||||||||||
ISIN | US17275R1023 | Agenda | 934694147 - Management | |||||||||||||
Record Date | 13-Oct-2017 | Holding Recon Date | 13-Oct-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Dec-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: AMY L. CHANG | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: BRENTON L. SAUNDERS | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | ||||||||||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||
3. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN. | Management | For | For | ||||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
5. | RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||||||||
6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | For | For | ||||||||||||
7. | APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO’S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. | Shareholder | Against | For | ||||||||||||
AUTOZONE, INC. | ||||||||||||||||
Security | 053332102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AZO | Meeting Date | 20-Dec-2017 | |||||||||||||
ISIN | US0533321024 | Agenda | 934696634 - Management | |||||||||||||
Record Date | 23-Oct-2017 | Holding Recon Date | 23-Oct-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Dec-2017 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: EARL G. GRAVES, JR. | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: ENDERSON GUIMARAES | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: J. R. HYDE, III | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: D. BRYAN JORDAN | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: W. ANDREW MCKENNA | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: GEORGE R. MRKONIC, JR. | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: LUIS P. NIETO | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | For | For | ||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. | Management | For | For | ||||||||||||
3. | APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
ROCKWELL COLLINS, INC. | ||||||||||||||||
Security | 774341101 | Meeting Type | Special | |||||||||||||
Ticker Symbol | COL | Meeting Date | 11-Jan-2018 | |||||||||||||
ISIN | US7743411016 | Agenda | 934712969 - Management | |||||||||||||
Record Date | 08-Dec-2017 | Holding Recon Date | 08-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jan-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 4, 2017, BY AND AMONG UNITED TECHNOLOGIES CORPORATION, RIVETER MERGER SUB CORP. AND ROCKWELL COLLINS, INC. AND APPROVE THE MERGER CONTEMPLATED THEREBY (THE “MERGER PROPOSAL”). | Management | For | For | ||||||||||||
2. | APPROVE ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ROCKWELL COLLINS, INC.’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT (THE “MERGER-RELATED COMPENSATION PROPOSAL”). | Management | For | For | ||||||||||||
3. | APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL (THE “ADJOURNMENT PROPOSAL”). | Management | For | For | ||||||||||||
MICRON TECHNOLOGY, INC. | ||||||||||||||||
Security | 595112103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MU | Meeting Date | 17-Jan-2018 | |||||||||||||
ISIN | US5951121038 | Agenda | 934710345 - Management | |||||||||||||
Record Date | 20-Nov-2017 | Holding Recon Date | 20-Nov-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jan-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | ELECTION OF DIRECTOR: ROBERT L. BAILEY | Management | For | For | ||||||||||||
1.2 | ELECTION OF DIRECTOR: RICHARD M. BEYER | Management | For | For | ||||||||||||
1.3 | ELECTION OF DIRECTOR: PATRICK J. BYRNE | Management | For | For | ||||||||||||
1.4 | ELECTION OF DIRECTOR: MERCEDES JOHNSON | Management | For | For | ||||||||||||
1.5 | ELECTION OF DIRECTOR: SANJAY MEHROTRA | Management | For | For | ||||||||||||
1.6 | ELECTION OF DIRECTOR: LAWRENCE N. MONDRY | Management | For | For | ||||||||||||
1.7 | ELECTION OF DIRECTOR: ROBERT E. SWITZ | Management | For | For | ||||||||||||
2. | TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN WITH 33 MILLION SHARES RESERVED FOR ISSUANCE THEREUNDER. | Management | For | For | ||||||||||||
3. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR EXECUTIVE OFFICER PERFORMANCE INCENTIVE PLAN. | Management | For | For | ||||||||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 30, 2018. | Management | For | For | ||||||||||||
5. | TO APPROVE A NON-BINDING RESOLUTION TO APPROVE EXEC COMPENSATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||||||||||
6. | TO APPROVE, IN A NON-BINDING VOTE, THE FREQUENCY (EVERY ONE, TWO OR THREE YEARS) WITH WHICH OUR SHAREHOLDERS WILL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||
TRANSOCEAN, LTD. | ||||||||||||||||
Security | H8817H100 | Meeting Type | Special | |||||||||||||
Ticker Symbol | RIG | Meeting Date | 19-Jan-2018 | |||||||||||||
ISIN | CH0048265513 | Agenda | 934715030 - Management | |||||||||||||
Record Date | 14-Dec-2017 | Holding Recon Date | 14-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jan-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | Issuance of Consideration Shares in an Ordinary Share Capital Increase | Management | For | For | ||||||||||||
2. | Amendment to the Articles of Association to Create Additional Authorized Share Capital for Purposes of Effecting a Mandatory Offer or a Compulsory Acquisition | Management | For | For | ||||||||||||
3. | Election of Frederik W. Mohn as a Director for a Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
4. | Issuance of the Consideration Shares, Transocean Shares out of Authorized Share Capital and the Transocean Shares issuable upon exchange of the Exchangeable Bonds as required by the rules of the New York Stock Exchange | Management | For | For | ||||||||||||
A. | If any modifications to agenda items or proposals identified in the notice of meeting are properly presented at the Extraordinary General Meeting for consideration, you instruct the independent proxy, in the absence of other specific instructions, to vote in accordance with the recommendations of the Board of Directors. | Management | For | For | ||||||||||||
TRANSOCEAN, LTD. | ||||||||||||||||
Security | H8817H100 | Meeting Type | Special | |||||||||||||
Ticker Symbol | RIG | Meeting Date | 19-Jan-2018 | |||||||||||||
ISIN | CH0048265513 | Agenda | 934718757 - Management | |||||||||||||
Record Date | 03-Jan-2018 | Holding Recon Date | 03-Jan-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jan-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | Issuance of Consideration Shares in an Ordinary Share Capital Increase | Management | For | For | ||||||||||||
2. | Amendment to the Articles of Association to Create Additional Authorized Share Capital for Purposes of Effecting a Mandatory Offer or a Compulsory Acquisition | Management | For | For | ||||||||||||
3. | Election of Frederik W. Mohn as a Director for a Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
4. | Issuance of the Consideration Shares, Transocean Shares out of Authorized Share Capital and the Transocean Shares issuable upon exchange of the Exchangeable Bonds as required by the rules of the New York Stock Exchange | Management | For | For | ||||||||||||
A. | If any modifications to agenda items or proposals identified in the notice of meeting are properly presented at the Extraordinary General Meeting for consideration, you instruct the independent proxy, in the absence of other specific instructions, to vote in accordance with the recommendations of the Board of Directors. | Management | For | For | ||||||||||||
COSTCO WHOLESALE CORPORATION | ||||||||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | COST | Meeting Date | 30-Jan-2018 | |||||||||||||
ISIN | US22160K1051 | Agenda | 934711448 - Management | |||||||||||||
Record Date | 24-Nov-2017 | Holding Recon Date | 24-Nov-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | KENNETH D. DENMAN | For | For | |||||||||||||
2 | W. CRAIG JELINEK | For | For | |||||||||||||
3 | JEFFREY S. RAIKES | For | For | |||||||||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
4. | SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE. | Shareholder | Against | For | ||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING PRISON LABOR. | Shareholder | Against | For | ||||||||||||
HORMEL FOODS CORPORATION | ||||||||||||||||
Security | 440452100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HRL | Meeting Date | 30-Jan-2018 | |||||||||||||
ISIN | US4404521001 | Agenda | 934712159 - Management | |||||||||||||
Record Date | 01-Dec-2017 | Holding Recon Date | 01-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: GARY C. BHOJWANI | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: TERRELL K. CREWS | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: GLENN S. FORBES, M.D. | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN M. LACY | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: ELSA A. MURANO, PH.D. | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT C. NAKASONE | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: SUSAN K. NESTEGARD | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: DAKOTA A. PIPPINS | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: CHRISTOPHER J. POLICINSKI | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: SALLY J. SMITH | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: JAMES P. SNEE | Management | For | For | ||||||||||||
1L. | ELECTION OF DIRECTOR: STEVEN A. WHITE | Management | For | For | ||||||||||||
2. | RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 28, 2018. | Management | For | For | ||||||||||||
3. | APPROVE THE NAMED EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THE COMPANY’S 2018 ANNUAL MEETING PROXY STATEMENT. | Management | For | For | ||||||||||||
4. | APPROVE THE HORMEL FOODS CORPORATION 2018 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||
ROCKWELL COLLINS, INC. | ||||||||||||||||
Security | 774341101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | COL | Meeting Date | 01-Feb-2018 | |||||||||||||
ISIN | US7743411016 | Agenda | 934713872 - Management | |||||||||||||
Record Date | 04-Dec-2017 | Holding Recon Date | 04-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Jan-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | A. J. CARBONE | For | For | |||||||||||||
2 | R.K. ORTBERG | For | For | |||||||||||||
3 | C.L. SHAVERS | For | For | |||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION: FOR A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
3. | SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: FOR THE SELECTION OF DELOITTE & TOUCHE LLP FOR FISCAL YEAR 2018. | Management | For | For | ||||||||||||
EMERSON ELECTRIC CO. | ||||||||||||||||
Security | 291011104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EMR | Meeting Date | 06-Feb-2018 | |||||||||||||
ISIN | US2910111044 | Agenda | 934711638 - Management | |||||||||||||
Record Date | 28-Nov-2017 | Holding Recon Date | 28-Nov-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Feb-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | A. F. GOLDEN | For | For | |||||||||||||
2 | C. KENDLE | For | For | |||||||||||||
3 | J. S. TURLEY | For | For | |||||||||||||
4 | G. A. FLACH | For | For | |||||||||||||
2. | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
4. | APPROVAL OF AN AMENDMENT TO EMERSON’S RESTATED ARTICLES OF INCORPORATION TO PROVIDE SHAREHOLDERS THE RIGHT TO AMEND THE BYLAWS. | Management | For | For | ||||||||||||
5. | RATIFICATION, ON AN ADVISORY BASIS, OF THE COMPANY’S FORUM SELECTION BYLAW. | Management | For | For | ||||||||||||
6. | APPROVAL OF THE SHAREHOLDER PROPOSAL REGARDING ADOPTION OF AN INDEPENDENT BOARD CHAIR POLICY AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||||||||||
7. | APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||||||||||
8. | APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||||||||||
9. | APPROVAL OF THE SHAREHOLDER PROPOSAL ON GREENHOUSE GAS EMISSIONS AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||||||||||
ACCENTURE PLC | ||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ACN | Meeting Date | 07-Feb-2018 | |||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 934714886 - Management | |||||||||||||
Record Date | 11-Dec-2017 | Holding Recon Date | 11-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Feb-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA | Management | For | For | ||||||||||||
1B. | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | Management | For | For | ||||||||||||
1C. | RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER | Management | For | For | ||||||||||||
1D. | RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER | Management | For | For | ||||||||||||
1E. | RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY | Management | For | For | ||||||||||||
1F. | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | Management | For | For | ||||||||||||
1G. | RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON | Management | For | For | ||||||||||||
1H. | RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE | Management | For | For | ||||||||||||
1I. | RE-APPOINTMENT OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||||||
1J. | RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG | Management | For | For | ||||||||||||
1K. | RE-APPOINTMENT OF DIRECTOR: TRACEY T. TRAVIS | Management | For | For | ||||||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
3. | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED ACCENTURE PLC 2010 SHARE INCENTIVE PLAN (THE “2010 SIP”) TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE. | Management | For | For | ||||||||||||
4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP (“KPMG”) AS INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG’S REMUNERATION. | Management | For | For | ||||||||||||
5. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | For | For | ||||||||||||
6. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF PRE-EMPTION RIGHTS UNDER IRISH LAW. | Management | For | For | ||||||||||||
7. | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. | Management | For | For | ||||||||||||
8. | TO APPROVE AN INTERNAL MERGER TRANSACTION. | Management | For | For | ||||||||||||
9. | TO AMEND THE COMPANY’S ARTICLES OF ASSOCIATION TO NO LONGER REQUIRE SHAREHOLDER APPROVAL OF CERTAIN INTERNAL TRANSACTIONS. | Management | For | For |
TYSON FOODS, INC. | ||||||||||||||||
Security | 902494103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TSN | Meeting Date | 08-Feb-2018 | |||||||||||||
ISIN | US9024941034 | Agenda | 934713199 - Management | |||||||||||||
Record Date | 11-Dec-2017 | Holding Recon Date | 11-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Feb-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN TYSON | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: GAURDIE E. BANISTER JR. | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: DEAN BANKS | Management | For | For | ||||||||||||
1D. | ELECTION OF DIRECTOR: MIKE BEEBE | Management | For | For | ||||||||||||
1E. | ELECTION OF DIRECTOR: MIKEL A. DURHAM | Management | For | For | ||||||||||||
1F. | ELECTION OF DIRECTOR: TOM HAYES | Management | For | For | ||||||||||||
1G. | ELECTION OF DIRECTOR: KEVIN M. MCNAMARA | Management | For | For | ||||||||||||
1H. | ELECTION OF DIRECTOR: CHERYL S. MILLER | Management | For | For | ||||||||||||
1I. | ELECTION OF DIRECTOR: JEFFREY K. SCHOMBURGER | Management | For | For | ||||||||||||
1J. | ELECTION OF DIRECTOR: ROBERT THURBER | Management | For | For | ||||||||||||
1K. | ELECTION OF DIRECTOR: BARBARA A. TYSON | Management | For | For | ||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2018. | Management | For | For | ||||||||||||
3. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE TYSON FOODS, INC. 2000 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||
4. �� | SHAREHOLDER PROPOSAL TO REQUEST A REPORT DISCLOSING THE POLICY AND PROCEDURES, EXPENDITURES, AND OTHER ACTIVITIES RELATED TO LOBBYING AND GRASSROOTS LOBBYING COMMUNICATIONS. | Shareholder | Against | For | ||||||||||||
5. | SHAREHOLDER PROPOSAL TO ADOPT AND IMPLEMENT A WATER STEWARDSHIP POLICY AT COMPANY AND SUPPLIER FACILITIES. | Shareholder | Against | For | ||||||||||||
VARIAN MEDICAL SYSTEMS, INC. | ||||||||||||||||
Security | 92220P105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VAR | Meeting Date | 08-Feb-2018 | |||||||||||||
ISIN | US92220P1057 | Agenda | 934715232 - Management | |||||||||||||
Record Date | 11-Dec-2017 | Holding Recon Date | 11-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Feb-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | JOSE BASELGA | For | For | |||||||||||||
2 | SUSAN L. BOSTROM | For | For | |||||||||||||
3 | JUDY BRUNER | For | For | |||||||||||||
4 | JEAN-LUC BUTEL | For | For | |||||||||||||
5 | REGINA E. DUGAN | For | For | |||||||||||||
6 | R. ANDREW ECKERT | For | For | |||||||||||||
7 | TIMOTHY E. GUERTIN | For | For | |||||||||||||
8 | DAVID J. ILLINGWORTH | For | For | |||||||||||||
9 | DOW R. WILSON | For | For | |||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||
3. | TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. FIFTH AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN. | Management | For | For | ||||||||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | ||||||||||||
APPLE INC. | ||||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AAPL | Meeting Date | 13-Feb-2018 | |||||||||||||
ISIN | US0378331005 | Agenda | 934716068 - Management | |||||||||||||
Record Date | 15-Dec-2017 | Holding Recon Date | 15-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Feb-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of director: James Bell | Management | For | For | ||||||||||||
1b. | Election of director: Tim Cook | Management | For | For | ||||||||||||
1c. | Election of director: Al Gore | Management | For | For | ||||||||||||
1d. | Election of director: Bob Iger | Management | For | For | ||||||||||||
1e. | Election of director: Andrea Jung | Management | For | For | ||||||||||||
1f. | Election of director: Art Levinson | Management | For | For | ||||||||||||
1g. | Election of director: Ron Sugar | Management | For | For | ||||||||||||
1h. | Election of director: Sue Wagner | Management | For | For | ||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for 2018 | Management | For | For | ||||||||||||
3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||||
4. | Approval of the amended and restated Apple Inc. Non- Employee Director Stock Plan | Management | For | For | ||||||||||||
5. | A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Shareholder | Against | For | ||||||||||||
6. | A shareholder proposal entitled “Human Rights Committee” | Shareholder | Against | For | ||||||||||||
DEERE & COMPANY | ||||||||||||||||
Security | 244199105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DE | Meeting Date | 28-Feb-2018 | |||||||||||||
ISIN | US2441991054 | Agenda | 934718959 - Management | |||||||||||||
Record Date | 29-Dec-2017 | Holding Recon Date | 29-Dec-2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Feb-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Samuel R. Allen | Management | For | For | ||||||||||||
1B. | Election of Director: Vance D. Coffman | Management | For | For | ||||||||||||
1C. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||||||
1D. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||||
1E. | Election of Director: Dipak C. Jain | Management | For | For | ||||||||||||
1F. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||||||
1G. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||||
1H. | Election of Director: Brian M. Krzanich | Management | For | For | ||||||||||||
1I. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||||
1J. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||||||
1K. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||||
1L. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||||
2. | Advisory vote on executive compensation | Management | For | For | ||||||||||||
3. | Re-approve the John Deere Long-Term Incentive Cash Plan | Management | For | For | ||||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as Deere’s independent registered public accounting firm for fiscal 2018 | Management | For | For | ||||||||||||
5. | Stockholder Proposal - Special Shareowner Meetings | Shareholder | Against | For | ||||||||||||
AMERISOURCEBERGEN CORPORATION | ||||||||||||||||
Security | 03073E105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ABC | Meeting Date | 01-Mar-2018 | |||||||||||||
ISIN | US03073E1055 | Agenda | 934720613 - Management | |||||||||||||
Record Date | 02-Jan-2018 | Holding Recon Date | 02-Jan-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Feb-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Ornella Barra | Management | For | For | ||||||||||||
1B. | Election of Director: Steven H. Collis | Management | For | For | ||||||||||||
1C. | Election of Director: Douglas R. Conant | Management | For | For | ||||||||||||
1D. | Election of Director: D. Mark Durcan | Management | For | For | ||||||||||||
1E. | Election of Director: Richard W. Gochnauer | Management | For | For | ||||||||||||
1F. | Election of Director: Lon R. Greenberg | Management | For | For | ||||||||||||
1G. | Election of Director: Jane E. Henney, M.D. | Management | For | For | ||||||||||||
1H. | Election of Director: Kathleen W. Hyle | Management | For | For | ||||||||||||
1I. | Election of Director: Michael J. Long | Management | For | For | ||||||||||||
1J. | Election of Director: Henry W. McGee | Management | For | For | ||||||||||||
2. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2018. | Management | For | For | ||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||||
4. | Approval of an amendment and restatement of the AmerisourceBergen Corporation 2011 Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
5. | Stockholder proposal, if properly presented, to urge the Board of Directors to adopt a policy that the Chairman of the Board be an independent director. | Shareholder | Against | For | ||||||||||||
6. | Stockholder proposal, if properly presented, regarding the ownership threshold for calling special meetings of stockholders. | Shareholder | Against | For | ||||||||||||
7. | Stockholder proposal, if properly presented, to urge the Board of Directors to adopt a policy to disclose certain incentive compensation clawbacks. | Shareholder | Against | For | ||||||||||||
8. | Stockholder proposal, if properly presented, to urge the Board of Directors to report to stockholders on governance measures implemented related to opioids. | Shareholder | Against | For | ||||||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||||
Security | G51502105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | JCI | Meeting Date | 07-Mar-2018 | |||||||||||||
ISIN | IE00BY7QL619 | Agenda | 934721211 - Management | |||||||||||||
Record Date | 03-Jan-2018 | Holding Recon Date | 03-Jan-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Mar-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of director: Michael E. Daniels | Management | For | For | ||||||||||||
1B. | Election of director: W. Roy Dunbar | Management | For | For | ||||||||||||
1C. | Election of director: Brian Duperreault | Management | For | For | ||||||||||||
1D. | Election of director: Gretchen R. Haggerty | Management | For | For | ||||||||||||
1E. | Election of director: Simone Menne | Management | For | For | ||||||||||||
1F. | Election of director: George R. Oliver | Management | For | For | ||||||||||||
1G. | Election of director: Juan Pablo del Valle Perochena | Management | For | For | ||||||||||||
1H. | Election of director: Jurgen Tinggren | Management | For | For | ||||||||||||
1I. | Election of director: Mark Vergnano | Management | For | For | ||||||||||||
1J. | Election of director: R. David Yost | Management | For | For | ||||||||||||
1K. | Election of director: John D. Young | Management | For | For | ||||||||||||
2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||||||
2.B | To authorize the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | For | For | ||||||||||||
3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||||||
4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||||||
5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||||
6. | To approve the Directors’ authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | ||||||||||||
7. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | For | For | ||||||||||||
8.A | To approve the reduction of Company capital (Special Resolution). | Management | For | For | ||||||||||||
8.B | To approve a clarifying amendment to the Company’s Articles of Association to facilitate the capital reduction (Special Resolution). | Management | For | For | ||||||||||||
THE WALT DISNEY COMPANY | ||||||||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DIS | Meeting Date | 08-Mar-2018 | |||||||||||||
ISIN | US2546871060 | Agenda | 934720598 - Management | |||||||||||||
Record Date | 08-Jan-2018 | Holding Recon Date | 08-Jan-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Mar-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of director: Susan E. Arnold | Management | For | For | ||||||||||||
1B. | Election of director: Mary T. Barra | Management | For | For | ||||||||||||
1C. | Election of director: Safra A. Catz | Management | For | For | ||||||||||||
1D. | Election of director: John S. Chen | Management | For | For | ||||||||||||
1E. | Election of director: Francis A. deSouza | Management | For | For | ||||||||||||
1F. | Election of director: Robert A. Iger | Management | For | For | ||||||||||||
1G. | Election of director: Maria Elena Lagomasino | Management | For | For | ||||||||||||
1H. | Election of director: Fred H. Langhammer | Management | For | For | ||||||||||||
1I. | Election of director: Aylwin B. Lewis | Management | For | For | ||||||||||||
1J. | Election of director: Mark G. Parker | Management | For | For | ||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for 2018. | Management | For | For | ||||||||||||
3. | To approve material terms of performance goals under the Amended and Restated 2002 Executive Performance Plan. | Management | For | For | ||||||||||||
4. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||||||||
5. | To approve the shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | Shareholder | Against | For | ||||||||||||
6. | To approve the shareholder proposal requesting the Board to amend the Company’s bylaws relating to proxy access to increase the number of permitted nominees, remove the limit on aggregating shares to meet the shareholding requirement, and remove the limitation on renomination of persons based on votes in a prior election. | Shareholder | Against | For | ||||||||||||
ADIENT PLC | ||||||||||||||||
Security | G0084W101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ADNT | Meeting Date | 12-Mar-2018 | |||||||||||||
ISIN | IE00BD845X29 | Agenda | 934722706 - Management | |||||||||||||
Record Date | 12-Jan-2018 | Holding Recon Date | 12-Jan-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Mar-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: John M. Barth | Management | For | For | ||||||||||||
1B. | Election of Director: Julie L. Bushman | Management | For | For | ||||||||||||
1C. | Election of Director: Raymond L. Conner | Management | For | For | ||||||||||||
1D. | Election of Director: Richard Goodman | Management | For | For | ||||||||||||
1E. | Election of Director: Frederick A. Henderson | Management | For | For | ||||||||||||
1F. | Election of Director: R. Bruce McDonald | Management | For | For | ||||||||||||
1G. | Election of Director: Barb J. Samardzich | Management | For | For | ||||||||||||
2. | To ratify, by non-binding advisory vote, the appointment of PricewaterhouseCoopers LLP as our independent auditor for fiscal year 2018 and to authorize, by binding vote, the Board of Directors, acting through the Audit Committee, to set the auditors’ remuneration. | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, our named executive officer compensation. | Management | For | For | ||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TEL | Meeting Date | 14-Mar-2018 | |||||||||||||
ISIN | CH0102993182 | Agenda | 934721588 - Management | |||||||||||||
Record Date | 10-Jan-2018 | Holding Recon Date | 10-Jan-2018 | |||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 12-Mar-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||||
1B | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||||
1C | Election of Director: Carol A. (“John”) Davidson | Management | For | For | ||||||||||||
1D | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||||
1E | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||||
1F | Election of Director: Yong Nam | Management | For | For | ||||||||||||
1G | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||||
1H | Election of Director: Paula A. Sneed | Management | For | For | ||||||||||||
1I | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||
1J | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||||
1K | Election of Director: John C. Van Scoter | Management | For | For | ||||||||||||
1L | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||
2 | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | ||||||||||||
3A | To elect the individual members of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||||
3B | To elect the individual members of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | ||||||||||||
3C | To elect the individual members of the Management Development and Compensation Committee: John C. Van Scoter | Management | For | For | ||||||||||||
4 | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2019 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | ||||||||||||
5.1 | To approve the 2017 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 29, 2017, the consolidated financial statements for the fiscal year ended September 29, 2017 and the Swiss Compensation Report for the fiscal year ended September 29, 2017) | Management | For | For | ||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 29, 2017 | Management | For | For | ||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 29, 2017 | Management | For | For | ||||||||||||
6 | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 29, 2017 | Management | For | For | ||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2018 | Management | For | For | ||||||||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||||
8 | An advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||||
9 | A binding vote to approve fiscal year 2019 maximum aggregate compensation amount for executive management | Management | For | For | ||||||||||||
10 | A binding vote to approve fiscal year 2019 maximum aggregate compensation amount for the Board of Directors | Management | For | For | ||||||||||||
11 | To approve the carryforward of unappropriated accumulated earnings at September 29, 2017 | Management | For | For | ||||||||||||
12 | To approve a dividend payment to shareholders equal to $1.76 per issued share to be paid in four equal quarterly installments of $0.44 starting with the third fiscal quarter of 2018 and ending in the second fiscal quarter of 2019 pursuant to the terms of the dividend resolution | Management | For | For | ||||||||||||
13 | To approve an authorization relating to TE Connectivity’s share repurchase program | Management | For | For | ||||||||||||
14 | To approve a renewal of authorized capital and related amendment to our articles of association | Management | For | For | ||||||||||||
15 | To approve a term extension of the Tyco Electronics Limited savings related share plan | Management | For | For | ||||||||||||
16 | To approve any adjournments or postponements of the meeting | Management | For | For | ||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TEL | Meeting Date | 14-Mar-2018 | |||||||||||||
ISIN | CH0102993182 | Agenda | 934733711 - Management | |||||||||||||
Record Date | 22-Feb-2018 | Holding Recon Date | 22-Feb-2018 | |||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 12-Mar-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||||
1B | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||||
1C | Election of Director: Carol A. (“John”) Davidson | Management | For | For | ||||||||||||
1D | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||||
1E | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||||
1F | Election of Director: Yong Nam | Management | For | For | ||||||||||||
1G | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||||
1H | Election of Director: Paula A. Sneed | Management | For | For | ||||||||||||
1I | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||
1J | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||||
1K | Election of Director: John C. Van Scoter | Management | For | For | ||||||||||||
1L | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||
2 | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | ||||||||||||
3A | To elect the individual members of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||||
3B | To elect the individual members of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | ||||||||||||
3C | To elect the individual members of the Management Development and Compensation Committee: John C. Van Scoter | Management | For | For | ||||||||||||
4 | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2019 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | ||||||||||||
5.1 | To approve the 2017 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 29, 2017, the consolidated financial statements for the fiscal year ended September 29, 2017 and the Swiss Compensation Report for the fiscal year ended September 29, 2017) | Management | For | For | ||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 29, 2017 | Management | For | For | ||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 29, 2017 | Management | For | For | ||||||||||||
6 | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 29, 2017 | Management | For | For | ||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2018 | Management | For | For | ||||||||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity | Management | For | For | ||||||||||||
8 | An advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||||
9 | A binding vote to approve fiscal year 2019 maximum aggregate compensation amount for executive management | Management | For | For | ||||||||||||
10 | A binding vote to approve fiscal year 2019 maximum aggregate compensation amount for the Board of Directors | Management | For | For | ||||||||||||
11 | To approve the carryforward of unappropriated accumulated earnings at September 29, 2017 | Management | For | For | ||||||||||||
12 | To approve a dividend payment to shareholders equal to $1.76 per issued share to be paid in four equal quarterly installments of $0.44 starting with the third fiscal quarter of 2018 and ending in the second fiscal quarter of 2019 pursuant to the terms of the dividend resolution | Management | For | For | ||||||||||||
13 | To approve an authorization relating to TE Connectivity’s share repurchase program | Management | For | For | ||||||||||||
14 | To approve a renewal of authorized capital and related amendment to our articles of association | Management | For | For | ||||||||||||
15 | To approve a term extension of the Tyco Electronics Limited savings related share plan | Management | For | For | ||||||||||||
16 | To approve any adjournments or postponements of the meeting | Management | For | For | ||||||||||||
F5 NETWORKS, INC. | ||||||||||||||||
Security | 315616102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FFIV | Meeting Date | 15-Mar-2018 | |||||||||||||
ISIN | US3156161024 | Agenda | 934721906 - Management | |||||||||||||
Record Date | 08-Jan-2018 | Holding Recon Date | 08-Jan-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Mar-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: A. Gary Ames | Management | For | For | ||||||||||||
1B. | Election of Director: Sandra E. Bergeron | Management | For | For | ||||||||||||
1C. | Election of Director: Deborah L. Bevier | Management | For | For | ||||||||||||
1D. | Election of Director: Jonathan C. Chadwick | Management | For | For | ||||||||||||
1E. | Election of Director: Michael L. Dreyer | Management | For | For | ||||||||||||
1F. | Election of Director: Alan J. Higginson | Management | For | For | ||||||||||||
1G. | Election of Director: Peter S. Klein | Management | For | For | ||||||||||||
1H. | Election of Director: Francois Locoh-Donou | Management | For | For | ||||||||||||
1I. | Election of Director: John McAdam | Management | For | For | ||||||||||||
1J. | NOMINEE WITHDRAWN | Management | For | |||||||||||||
2. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
THE COOPER COMPANIES, INC. | ||||||||||||||||
Security | 216648402 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | COO | Meeting Date | 19-Mar-2018 | |||||||||||||
ISIN | US2166484020 | Agenda | 934724825 - Management | |||||||||||||
Record Date | 23-Jan-2018 | Holding Recon Date | 23-Jan-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Mar-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of director: A. Thomas Bender | Management | For | For | ||||||||||||
1B. | Election of director: Colleen E. Jay | Management | For | For | ||||||||||||
1C. | Election of director: Michael H. Kalkstein | Management | For | For | ||||||||||||
1D. | Election of director: William A. Kozy | Management | For | For | ||||||||||||
1E. | Election of director: Jody S. Lindell | Management | For | For | ||||||||||||
1F. | Election of director: Gary S. Petersmeyer | Management | For | For | ||||||||||||
1G. | Election of director: Allan E. Rubenstein, M.D. | Management | For | For | ||||||||||||
1H. | Election of director: Robert S. Weiss | Management | For | For | ||||||||||||
1I. | Election of director: Stanley Zinberg, M.D. | Management | For | For | ||||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2018. | Management | For | For | ||||||||||||
3. | An advisory vote on the compensation of our named executive officers as presented in the Proxy Statement. | Management | For | For | ||||||||||||
4. | Consider a stockholder proposal regarding a “net-zero” greenhouse gas emissions report. | Shareholder | Against | For | ||||||||||||
TRANSDIGM GROUP INCORPORATED | ||||||||||||||||
Security | 893641100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TDG | Meeting Date | 20-Mar-2018 | |||||||||||||
ISIN | US8936411003 | Agenda | 934725144 - Management | |||||||||||||
Record Date | 22-Jan-2018 | Holding Recon Date | 22-Jan-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Mar-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | David Barr | For | For | |||||||||||||
2 | William Dries | For | For | |||||||||||||
3 | Mervin Dunn | For | For | |||||||||||||
4 | Michael Graff | For | For | |||||||||||||
5 | Sean Hennessy | For | For | |||||||||||||
6 | W. Nicholas Howley | For | For | |||||||||||||
7 | Raymond Laubenthal | For | For | |||||||||||||
8 | Gary E. McCullough | For | For | |||||||||||||
9 | Douglas Peacock | For | For | |||||||||||||
10 | Robert Small | For | For | |||||||||||||
11 | John Staer | For | For | |||||||||||||
2. | To approve (in an advisory vote) compensation paid to the Company’s named executive officers. | Management | For | For | ||||||||||||
3. | To ratify the selection of Ernst & Young LLP as the Company’s independent accountants for the fiscal year ending September 30, 2018. | Management | For | For | ||||||||||||
STARBUCKS CORPORATION | ||||||||||||||||
Security | 855244109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SBUX | Meeting Date | 21-Mar-2018 | |||||||||||||
ISIN | US8552441094 | Agenda | 934721956 - Management | |||||||||||||
Record Date | 11-Jan-2018 | Holding Recon Date | 11-Jan-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Mar-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Howard Schultz | Management | For | For | ||||||||||||
1B. | Election of Director: Rosalind G. Brewer | Management | For | For | ||||||||||||
1C. | Election of Director: Mary N. Dillon | Management | For | For | ||||||||||||
1D. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||||
1E. | Election of Director: Kevin R. Johnson | Management | For | For | ||||||||||||
1F. | Election of Director: Jorgen Vig Knudstorp | Management | For | For | ||||||||||||
1G. | Election of Director: Satya Nadella | Management | For | For | ||||||||||||
1H. | Election of Director: Joshua Cooper Ramo | Management | For | For | ||||||||||||
1I. | Election of Director: Clara Shih | Management | For | For | ||||||||||||
1J. | Election of Director: Javier G. Teruel | Management | For | For | ||||||||||||
1K. | Election of Director: Myron E. Ullman, III | Management | For | For | ||||||||||||
1L. | Election of Director: Craig E. Weatherup | Management | For | For | ||||||||||||
2. | Advisory resolution to approve our executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2018. | Management | For | For | ||||||||||||
4. | Proxy Access Bylaw Amendments. | Shareholder | Against | For | ||||||||||||
5. | Report on Sustainable Packaging. | Shareholder | Against | For | ||||||||||||
6. | “Proposal Withdrawn”. | Shareholder | Against | |||||||||||||
7. | Diversity Report. | Shareholder | Against | For | ||||||||||||
SYNOPSYS, INC. | ||||||||||||||||
Security | 871607107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SNPS | Meeting Date | 05-Apr-2018 | |||||||||||||
ISIN | US8716071076 | Agenda | 934728861 - Management | |||||||||||||
Record Date | 09-Feb-2018 | Holding Recon Date | 09-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Aart J. de Geus | For | For | |||||||||||||
2 | Chi-Foon Chan | For | For | |||||||||||||
3 | Janice D. Chaffin | For | For | |||||||||||||
4 | Bruce R. Chizen | For | For | |||||||||||||
5 | Mercedes Johnson | For | For | |||||||||||||
6 | Chrysostomos L. Nikias | For | For | |||||||||||||
7 | John Schwarz | For | For | |||||||||||||
8 | Roy Vallee | For | For | |||||||||||||
9 | Steven C. Walske | For | For | |||||||||||||
2. | To approve our 2006 Employee Equity Incentive Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 3,000,000 shares. | Management | For | For | ||||||||||||
3. | To approve an amendment to our Employee Stock Purchase Plan primarily to increase the number of shares available for issuance under the plan by 5,000,000 shares. | Management | For | For | ||||||||||||
4. | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | For | �� | For | |||||||||||
5. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending November 3, 2018. | Management | For | For | ||||||||||||
ADOBE SYSTEMS INCORPORATED | ||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ADBE | Meeting Date | 12-Apr-2018 | |||||||||||||
ISIN | US00724F1012 | Agenda | 934730587 - Management | |||||||||||||
Record Date | 14-Feb-2018 | Holding Recon Date | 14-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Amy Banse | Management | For | For | ||||||||||||
1B. | Election of Director: Edward Barnholt | Management | For | For | ||||||||||||
1C. | Election of Director: Robert Burgess | Management | For | For | ||||||||||||
1D. | Election of Director: Frank Calderoni | Management | For | For | ||||||||||||
1E. | Election of Director: James Daley | Management | For | For | ||||||||||||
1F. | Election of Director: Laura Desmond | Management | For | For | ||||||||||||
1G. | Election of Director: Charles Geschke | Management | For | For | ||||||||||||
1H. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||||
1I. | Election of Director: Daniel Rosensweig | Management | For | For | ||||||||||||
1J. | Election of Director: John Warnock | Management | For | For | ||||||||||||
2. | Approval of the 2003 Equity Incentive Plan as amended to increase the available share reserve by 7.5 million shares. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending on November 30, 2018. | Management | For | For | ||||||||||||
4. | Approval on an advisory basis of the compensation of the named executive officers. | Management | For | For | ||||||||||||
WHIRLPOOL CORPORATION | ||||||||||||||||
Security | 963320106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WHR | Meeting Date | 17-Apr-2018 | |||||||||||||
ISIN | US9633201069 | Agenda | 934731680 - Management | |||||||||||||
Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | For | For | ||||||||||||
1B. | ELECTION OF DIRECTOR: MARC R. BITZER | Management | For | For | ||||||||||||
1C. | ELECTION OF DIRECTOR: GREG CREED | Management | For | For | ||||||||||||
1D. | Election of director: Gary T. DiCamillo | Management | For | For | ||||||||||||
1E. | Election of director: Diane M. Dietz | Management | For | For | ||||||||||||
1F. | Election of director: Gerri T. Elliott | Management | For | For | ||||||||||||
1G. | Election of director: Jeff M. Fettig | Management | For | For | ||||||||||||
1H. | Election of director: Michael F. Johnston | Management | For | For | ||||||||||||
1I. | Election of director: John D. Liu | Management | For | For | ||||||||||||
1J. | Election of director: James M. Loree | Management | For | For | ||||||||||||
1K. | Election of director: Harish Manwani | Management | For | For | ||||||||||||
1L. | Election of director: William D. Perez | Management | For | For | ||||||||||||
1M. | Election of director: Larry O. Spencer | Management | For | For | ||||||||||||
1N. | Election of director: Michael D. White | Management | For | For | ||||||||||||
2. | Advisory vote to approve Whirlpool’s executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Whirlpool’s independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
4. | Approval of the Whirlpool Corporation 2018 Omnibus Stock and Incentive Plan. | Management | For | For | ||||||||||||
TERADATA CORPORATION | ||||||||||||||||
Security | 88076W103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TDC | Meeting Date | 17-Apr-2018 | |||||||||||||
ISIN | US88076W1036 | Agenda | 934732505 - Management | |||||||||||||
Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Lisa R. Bacus | Management | For | For | ||||||||||||
1B. | Election of Director: Timothy C. K. Chou | Management | For | For | ||||||||||||
1C. | Election of Director: James M. Ringler | Management | For | For | ||||||||||||
1D. | Election of Director: John G. Schwarz | Management | For | For | ||||||||||||
2. | An advisory (non-binding) vote to approve executive compensation. | Management | For | For | ||||||||||||
3. | Approval of the amended and restated Teradata Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
4. | Approval of the ratification of the appointment of independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||||||||||
Security | 744573106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PEG | Meeting Date | 17-Apr-2018 | |||||||||||||
ISIN | US7445731067 | Agenda | 934740209 - Management | |||||||||||||
Record Date | 16-Feb-2018 | Holding Recon Date | 16-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of director: Willie A. Deese | Management | For | For | ||||||||||||
1B. | Election of director: William V. Hickey | Management | For | For | ||||||||||||
1C. | Election of director: Ralph Izzo | Management | For | For | ||||||||||||
1D. | Election of director: Shirley Ann Jackson | Management | For | For | ||||||||||||
1E. | Election of director: David Lilley | Management | For | For | ||||||||||||
1F. | Election of director: Barry H. Ostrowsky | Management | For | For | ||||||||||||
1G. | Election of director: Thomas A. Renyi | Management | For | For | ||||||||||||
1H. | Election of director: Hak Cheol (H.C.) Shin | Management | For | For | ||||||||||||
1I. | Election of director: Richard J. Swift | Management | For | For | ||||||||||||
1J. | Election of director: Susan Tomasky | Management | For | For | ||||||||||||
1K. | Election of director: Alfred W. Zollar | Management | For | For | ||||||||||||
2. | Advisory vote on the approval of executive compensation | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2018 | Management | For | For | ||||||||||||
THE AES CORPORATION | ||||||||||||||||
Security | 00130H105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AES | Meeting Date | 19-Apr-2018 | |||||||||||||
ISIN | US00130H1059 | Agenda | 934733925 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Andres R. Gluski | Management | For | For | ||||||||||||
1B. | Election of Director: Charles L. Harrington | Management | For | For | ||||||||||||
1C. | Election of Director: Kristina M. Johnson | Management | For | For | ||||||||||||
1D. | Election of Director: Tarun Khanna | Management | For | For | ||||||||||||
1E. | Election of Director: Holly K. Koeppel | Management | For | For | ||||||||||||
1F. | Election of Director: James H. Miller | Management | For | For | ||||||||||||
1G. | Election of Director: Alain Monie | Management | For | For | ||||||||||||
1H. | Election of Director: John B. Morse, Jr. | Management | For | For | ||||||||||||
1I. | Election of Director: Moises Naim | Management | For | For | ||||||||||||
1J. | Election of Director: Jeffrey W. Ubben | Management | For | For | ||||||||||||
2. | To approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the independent auditors of the Company for the fiscal year 2018. | Management | For | For | ||||||||||||
4. | To ratify the Special Meeting Provisions in the Company’s By-Laws. | Management | For | For | ||||||||||||
5. | If properly presented, a nonbinding Stockholder proposal seeking an assessment relating to a two degree scenario and impacts on the Company’s business. | Shareholder | Against | For | ||||||||||||
HUMANA INC. | ||||||||||||||||
Security | 444859102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HUM | Meeting Date | 19-Apr-2018 | |||||||||||||
ISIN | US4448591028 | Agenda | 934735107 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Kurt J. Hilzinger | Management | For | For | ||||||||||||
1b. | Election of Director: Frank J. Bisignano | Management | For | For | ||||||||||||
1c. | Election of Director: Bruce D. Broussard | Management | For | For | ||||||||||||
1d. | Election of Director: Frank A. D’Amelio | Management | For | For | ||||||||||||
1e. | Election of Director: Karen B. DeSalvo, M.D. | Management | For | For | ||||||||||||
1f. | Election of Director: W. Roy Dunbar | Management | For | For | ||||||||||||
1g. | Election of Director: David A. Jones, Jr. | Management | For | For | ||||||||||||
1h. | Election of Director: William J. McDonald | Management | For | For | ||||||||||||
1i. | Election of Director: William E. Mitchell | Management | For | For | ||||||||||||
1j. | Election of Director: David B. Nash, M.D. | Management | For | For | ||||||||||||
1k. | Election of Director: James J. O’Brien | Management | For | For | ||||||||||||
1l. | Election of Director: Marissa T. Peterson | Management | For | For | ||||||||||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm. | Management | For | For | ||||||||||||
3. | The approval of the compensation of the named executive officers as disclosed in the 2018 proxy statement. | Management | For | For | ||||||||||||
INTERACTIVE BROKERS GROUP, INC. | ||||||||||||||||
Security | 45841N107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | IBKR | Meeting Date | 19-Apr-2018 | |||||||||||||
ISIN | US45841N1072 | Agenda | 934735789 - Management | |||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Thomas Peterffy | Management | For | For | ||||||||||||
1B. | Election of Director: Earl H. Nemser | Management | For | For | ||||||||||||
1C. | Election of Director: Milan Galik | Management | For | For | ||||||||||||
1D. | Election of Director: Paul J. Brody | Management | For | For | ||||||||||||
1E. | Election of Director: Lawrence E. Harris | Management | For | For | ||||||||||||
1F. | Election of Director: Richard Gates | Management | For | For | ||||||||||||
1G. | Election of Director: Gary Katz | Management | For | For | ||||||||||||
1H. | Election of Director: Kenneth J. Winston | Management | For | For | ||||||||||||
2. | Approval to amend the 2007 Stock Incentive Plan. | Management | For | For | ||||||||||||
3. | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | For | For | ||||||||||||
FLIR SYSTEMS, INC. | ||||||||||||||||
Security | 302445101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FLIR | Meeting Date | 20-Apr-2018 | |||||||||||||
ISIN | US3024451011 | Agenda | 934732543 - Management | |||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: James J. Cannon | Management | For | For | ||||||||||||
1B. | Election of Director: John D. Carter | Management | For | For | ||||||||||||
1C. | Election of Director: William W. Crouch | Management | For | For | ||||||||||||
1D. | Election of Director: Catherine A. Halligan | Management | For | For | ||||||||||||
1E. | Election of Director: Earl R. Lewis | Management | For | For | ||||||||||||
1F. | Election of Director: Angus L. Macdonald | Management | For | For | ||||||||||||
1G. | Election of Director: Michael T. Smith | Management | For | For | ||||||||||||
1H. | Election of Director: Cathy A. Stauffer | Management | For | For | ||||||||||||
1I. | Election of Director: Robert S. Tyrer | Management | For | For | ||||||||||||
1J. | Election of Director: John W. Wood, Jr. | Management | For | For | ||||||||||||
1K. | Election of Director: Steven E. Wynne | Management | For | For | ||||||||||||
2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers as disclosed in the proxy statement. | Management | For | For | ||||||||||||
GENUINE PARTS COMPANY | ||||||||||||||||
Security | 372460105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GPC | Meeting Date | 23-Apr-2018 | |||||||||||||
ISIN | US3724601055 | Agenda | 934733773 - Management | |||||||||||||
Record Date | 13-Feb-2018 | Holding Recon Date | 13-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Elizabeth W. Camp | For | For | |||||||||||||
2 | Paul D. Donahue | For | For | |||||||||||||
3 | Gary P. Fayard | For | For | |||||||||||||
4 | Thomas C. Gallagher | For | For | |||||||||||||
5 | P. Russell Hardin | For | For | |||||||||||||
6 | John R. Holder | For | For | |||||||||||||
7 | Donna W. Hyland | For | For | |||||||||||||
8 | John D. Johns | For | For | |||||||||||||
9 | Robert C. Loudermilk Jr | For | For | |||||||||||||
10 | Wendy B. Needham | For | For | |||||||||||||
11 | E. Jenner Wood III | For | For | |||||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the selection of Ernst & Young LLP as the Company’s independent auditor for the fiscal year ending December 31, 2018 . | Management | For | For | ||||||||||||
HONEYWELL INTERNATIONAL INC. | ||||||||||||||||
Security | 438516106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HON | Meeting Date | 23-Apr-2018 | |||||||||||||
ISIN | US4385161066 | Agenda | 934735804 - Management | |||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||||
1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||||
1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||||
1E. | Election of Director: Jaime Chico Pardo | Management | For | For | ||||||||||||
1F. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||||
1G. | Election of Director: Linnet F. Deily | Management | For | For | ||||||||||||
1H. | Election of Director: Judd Gregg | Management | For | For | ||||||||||||
1I. | Election of Director: Clive Hollick | Management | For | For | ||||||||||||
1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||||
1K. | Election of Director: George Paz | Management | For | For | ||||||||||||
1L. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||
3. | Approval of Independent Accountants. | Management | For | For | ||||||||||||
4. | Reduce Ownership Threshold Required to Call a Special Meeting of Shareowners. | Management | For | For | ||||||||||||
5. | Independent Board Chairman. | Shareholder | Against | For | ||||||||||||
6. | Report on Lobbying Payments and Policy. | Shareholder | Against | For | ||||||||||||
HANESBRANDS INC. | ||||||||||||||||
Security | 410345102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HBI | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US4103451021 | Agenda | 934736197 - Management | |||||||||||||
Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | ||||||||||||
1B. | Election of Director: Bobby J. Griffin | Management | For | For | ||||||||||||
1C. | Election of Director: James C. Johnson | Management | For | For | ||||||||||||
1D. | Election of Director: Jessica T. Mathews | Management | For | For | ||||||||||||
1E. | Election of Director: Franck J. Moison | Management | For | For | ||||||||||||
1F. | Election of Director: Robert F. Moran | Management | For | For | ||||||||||||
1G. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||||||
1H. | Election of Director: Richard A. Noll | Management | For | For | ||||||||||||
1I. | Election of Director: David V. Singer | Management | For | For | ||||||||||||
1J. | Election of Director: Ann E. Ziegler | Management | For | For | ||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands’ independent registered public accounting firm for Hanesbrands’ 2018 fiscal year | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, executive compensation as described in the proxy statement for the Annual Meeting | Management | For | For | ||||||||||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||||||||||||
Security | 025537101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AEP | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US0255371017 | Agenda | 934736692 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Nicholas K. Akins | Management | For | For | ||||||||||||
1b. | Election of Director: David J. Anderson | Management | For | For | ||||||||||||
1c. | Election of Director: J. Barnie Beasley, Jr. | Management | For | For | ||||||||||||
1d. | Election of Director: Ralph D. Crosby, Jr. | Management | For | For | ||||||||||||
1e. | Election of Director: Linda A. Goodspeed | Management | For | For | ||||||||||||
1f. | Election of Director: Thomas E. Hoaglin | Management | For | For | ||||||||||||
1g. | Election of Director: Sandra Beach Lin | Management | For | For | ||||||||||||
1h. | Election of Director: Richard C. Notebaert | Management | For | For | ||||||||||||
1i. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||||
1j. | Election of Director: Stephen S. Rasmussen | Management | For | For | ||||||||||||
1k. | Election of Director: Oliver G. Richard III | Management | For | For | ||||||||||||
1l. | Election of Director: Sara Martinez Tucker | Management | For | For | ||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | Advisory approval of the Company’s executive compensation. | Management | For | For | ||||||||||||
HP INC. | ||||||||||||||||
Security | 40434L105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HPQ | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US40434L1052 | Agenda | 934737909 - Management | |||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Aida M. Alvarez | Management | For | For | ||||||||||||
1B. | Election of Director: Shumeet Banerji | Management | For | For | ||||||||||||
1C. | Election of Director: Robert R. Bennett | Management | For | For | ||||||||||||
1D. | Election of Director: Charles V. Bergh | Management | For | For | ||||||||||||
1E. | Election of Director: Stacy Brown-Philpot | Management | For | For | ||||||||||||
1F. | Election of Director: Stephanie A. Burns | Management | For | For | ||||||||||||
1G. | Election of Director: Mary Anne Citrino | Management | For | For | ||||||||||||
1H. | Election of Director: Stacey Mobley | Management | For | For | ||||||||||||
1I. | Election of Director: Subra Suresh | Management | For | For | ||||||||||||
1J. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||||||
2. | To ratify the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2018 | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, the company’s executive compensation | Management | For | For | ||||||||||||
4. | Stockholder proposal requesting stockholders’ right to act by written consent, if properly presented at the annual meeting | Shareholder | Against | For | ||||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | IBM | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US4592001014 | Agenda | 934738886 - Management | |||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director for a Term of One Year: K.I. Chenault | Management | For | For | ||||||||||||
1b. | Election of Director for a Term of One Year: M.L. Eskew | Management | For | For | ||||||||||||
1c. | Election of Director for a Term of One Year: D.N. Farr | Management | For | For | ||||||||||||
1d. | Election of Director for a Term of One Year: A. Gorsky | Management | For | For | ||||||||||||
1e. | Election of Director for a Term of One Year: S.A. Jackson | Management | For | For | ||||||||||||
1f. | Election of Director for a Term of One Year: A.N. Liveris | Management | For | For | ||||||||||||
1g. | Election of Director for a Term of One Year: H.S. Olayan | Management | For | For | ||||||||||||
1h. | Election of Director for a Term of One Year: J.W. Owens | Management | For | For | ||||||||||||
1i. | Election of Director for a Term of One Year: V.M. Rometty | Management | For | For | ||||||||||||
1j. | Election of Director for a Term of One Year: J.R. Swedish | Management | For | For | ||||||||||||
1k. | Election of Director for a Term of One Year: S. Taurel | Management | For | For | ||||||||||||
1l. | Election of Director for a Term of One Year: P.R. Voser | Management | For | For | ||||||||||||
1m. | Election of Director for a Term of One Year: F.H. Waddell | Management | For | For | ||||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
3. | Advisory Vote on Executive Compensation | Management | For | For | ||||||||||||
4. | Stockholder Proposal on Lobbying Disclosure | Shareholder | Against | For | ||||||||||||
5. | Stockholder Proposal on Shareholder Ability to Call a Special Shareholder Meeting | Shareholder | Against | For | ||||||||||||
6. | Stockholder Proposal to Have an Independent Board Chairman | Shareholder | Against | For | ||||||||||||
CENTENE CORPORATION | ||||||||||||||||
Security | 15135B101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CNC | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US15135B1017 | Agenda | 934738987 - Management | |||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Jessica L. Blume | Management | For | For | ||||||||||||
1B. | Election of Director: Frederick H. Eppinger | Management | For | For | ||||||||||||
1C. | Election of Director: David L. Steward | Management | For | For | ||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. | Management | For | For | ||||||||||||
WELLS FARGO & COMPANY | ||||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WFC | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US9497461015 | Agenda | 934740350 - Management | |||||||||||||
Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: John D. Baker II | Management | For | For | ||||||||||||
1b. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||||
1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||||
1d. | Election of Director: Elizabeth A. Duke | Management | For | For | ||||||||||||
1e. | Election of Director: Donald M. James | Management | For | For | ||||||||||||
1f. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||||
1g. | Election of Director: Karen B. Peetz | Management | For | For | ||||||||||||
1h. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||||||
1i. | Election of Director: James H. Quigley | Management | For | For | ||||||||||||
1j. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||||
1k. | Election of Director: Timothy J. Sloan | Management | For | For | ||||||||||||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||||
3. | Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
4. | Shareholder Proposal - Special Shareowner Meetings. | Shareholder | Against | For | ||||||||||||
5. | Shareholder Proposal - Reform Executive Compensation Policy with Social Responsibility. | Shareholder | Against | For | ||||||||||||
6. | Shareholder Proposal - Report on Incentive Compensation and Risks of Material Losses. | Shareholder | Against | For | ||||||||||||
CITIGROUP INC. | ||||||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | C | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US1729674242 | Agenda | 934740401 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Michael L. Corbat | Management | For | For | ||||||||||||
1b. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||||
1c. | Election of Director: John C. Dugan | Management | For | For | ||||||||||||
1d. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||||||
1e. | Election of Director: Peter B. Henry | Management | For | For | ||||||||||||
1f. | Election of Director: Franz B. Humer | Management | For | For | ||||||||||||
1g. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||||||
1h. | Election of Director: Renee J. James | Management | For | For | ||||||||||||
1i. | Election of Director: Eugene M. McQuade | Management | For | For | ||||||||||||
1j. | Election of Director: Michael E. O’Neill | Management | For | For | ||||||||||||
1k. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||||
1l. | Election of Director: Anthony M. Santomero | Management | For | For | ||||||||||||
1m. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||||||
1n. | Election of Director: James S. Turley | Management | For | For | ||||||||||||
1o. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||||||
1p. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||||||||
2. | Proposal to ratify the selection of KPMG LLP as Citi’s independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Advisory vote to approve Citi’s 2017 executive compensation. | Management | For | For | ||||||||||||
4. | Approval of an amendment to the Citigroup 2014 Stock Incentive Plan authorizing additional shares. | Management | For | For | ||||||||||||
5. | Stockholder proposal requesting a Human and Indigenous Peoples’ Rights Policy. | Shareholder | Against | For | ||||||||||||
6. | Stockholder proposal requesting that our Board take the steps necessary to adopt cumulative voting. | Shareholder | Against | For | ||||||||||||
7. | Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions. | Shareholder | Against | For | ||||||||||||
8. | Stockholder proposal requesting an amendment to Citi’s proxy access bylaw provisions pertaining to the aggregation limit and the number of candidates. | Shareholder | Against | For | ||||||||||||
9. | Stockholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. | Shareholder | Against | For | ||||||||||||
10. | Stockholder proposal requesting that the Board amend Citi’s bylaws to give holders in the aggregate of 15% of Citi’s outstanding common stock the power to call a special meeting. | Shareholder | Against | For | ||||||||||||
NASDAQ, INC. | ||||||||||||||||
Security | 631103108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NDAQ | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US6311031081 | Agenda | 934741578 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Melissa M. Arnoldi | Management | For | For | ||||||||||||
1B. | Election of Director: Charlene T. Begley | Management | For | For | ||||||||||||
1C. | Election of Director: Steven D. Black | Management | For | For | ||||||||||||
1D. | Election of Director: Adena T. Friedman | Management | For | For | ||||||||||||
1E. | Election of Director: Essa Kazim | Management | For | For | ||||||||||||
1F. | Election of Director: Thomas A. Kloet | Management | For | For | ||||||||||||
1G. | Election of Director: John D. Rainey | Management | For | For | ||||||||||||
1H. | Election of Director: Michael R. Splinter | Management | For | For | ||||||||||||
1I. | Election of Director: Jacob Wallenberg | Management | For | For | ||||||||||||
1J. | Election of Director: Lars R. Wedenborn | Management | For | For | ||||||||||||
2. | Advisory vote to approve the company’s executive compensation | Management | For | For | ||||||||||||
3. | Approval of the Nasdaq, Inc. Equity Incentive Plan, as amended and restated | Management | For | For | ||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018 | Management | For | For | ||||||||||||
5. | A Stockholder Proposal Entitled “Shareholder Right to Act by Written Consent” | Shareholder | Against | For | ||||||||||||
BARRICK GOLD CORPORATION | ||||||||||||||||
Security | 067901108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ABX | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | CA0679011084 | Agenda | 934753321 - Management | |||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 19-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | M. I. Benítez | For | For | |||||||||||||
2 | G. A. Cisneros | For | For | |||||||||||||
3 | G. G. Clow | For | For | |||||||||||||
4 | K. P. M. Dushnisky | For | For | |||||||||||||
5 | J. M. Evans | For | For | |||||||||||||
6 | B. L. Greenspun | For | For | |||||||||||||
7 | J. B. Harvey | For | For | |||||||||||||
8 | P. A. Hatter | For | For | |||||||||||||
9 | N. H. O. Lockhart | For | For | |||||||||||||
10 | P. Marcet | For | For | |||||||||||||
11 | A. Munk | For | For | |||||||||||||
12 | J. R. S. Prichard | For | For | |||||||||||||
13 | S. J. Shapiro | For | For | |||||||||||||
14 | J. L. Thornton | For | For | |||||||||||||
15 | E. L. Thrasher | For | For | |||||||||||||
2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | Management | For | For | ||||||||||||
3 | ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||
THE COCA-COLA COMPANY | ||||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | KO | Meeting Date | 25-Apr-2018 | |||||||||||||
ISIN | US1912161007 | Agenda | 934735234 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Herbert A. Allen | Management | For | For | ||||||||||||
1B. | Election of Director: Ronald W. Allen | Management | For | For | ||||||||||||
1C. | Election of Director: Marc Bolland | Management | For | For | ||||||||||||
1D. | Election of Director: Ana Botin | Management | For | For | ||||||||||||
1E. | Election of Director: Richard M. Daley | Management | For | For | ||||||||||||
1F. | Election of Director: Christopher C. Davis | Management | For | For | ||||||||||||
1G. | Election of Director: Barry Diller | Management | For | For | ||||||||||||
1H. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||||
1I. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||||
1J. | Election of Director: Muhtar Kent | Management | For | For | ||||||||||||
1K. | Election of Director: Robert A. Kotick | Management | For | For | ||||||||||||
1L. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||||
1M. | Election of Director: Sam Nunn | Management | For | For | ||||||||||||
1N. | Election of Director: James Quincey | Management | For | For | ||||||||||||
1O. | Election of Director: Caroline J. Tsay | Management | For | For | ||||||||||||
1P. | Election of Director: David B. Weinberg | Management | For | For | ||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors | Management | For | For | ||||||||||||
VERITIV CORPORATION | ||||||||||||||||
Security | 923454102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VRTV | Meeting Date | 25-Apr-2018 | |||||||||||||
ISIN | US9234541020 | Agenda | 934737048 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: David E. Flitman | Management | For | For | ||||||||||||
1.2 | Election of Director: Daniel T. Henry | Management | For | For | ||||||||||||
1.3 | Election of Director: Liza K. Landsman | Management | For | For | ||||||||||||
1.4 | Election of Director: Mary A. Laschinger | Management | For | For | ||||||||||||
1.5 | Election of Director: Tracy A. Leinbach | Management | For | For | ||||||||||||
1.6 | Election of Director: William E. Mitchell | Management | For | For | ||||||||||||
1.7 | Election of Director: Michael P. Muldowney | Management | For | For | ||||||||||||
1.8 | Election of Director: Charles G. Ward, III | Management | For | For | ||||||||||||
1.9 | Election of Director: John J. Zillmer | Management | For | For | ||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BAC | Meeting Date | 25-Apr-2018 | |||||||||||||
ISIN | US0605051046 | Agenda | 934737163 - Management | |||||||||||||
Record Date | 02-Mar-2018 | Holding Recon Date | 02-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||||
1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||||||
1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | ||||||||||||
1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||||
1E. | Election of Director: Pierre J. P. de Weck | Management | For | For | ||||||||||||
1F. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||||||
1G. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||||
1H. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||||
1I. | Election of Director: Thomas J. May | Management | For | For | ||||||||||||
1J. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||||
1K. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||||||||||
1L. | Election of Director: Michael D. White | Management | For | For | ||||||||||||
1M. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||||
1N. | Election of Director: R. David Yost | Management | For | For | ||||||||||||
1O. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||||
2. | Approving Our Executive Compensation (an Advisory, Non-binding “Say on Pay” Resolution) | Management | For | For | ||||||||||||
3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2018 | Management | For | For | ||||||||||||
4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||||||
GENERAL ELECTRIC COMPANY | ||||||||||||||||
Security | 369604103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GE | Meeting Date | 25-Apr-2018 | |||||||||||||
ISIN | US3696041033 | Agenda | 934737707 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
A1 | Election of Director: Sebastien M. Bazin | Management | For | For | ||||||||||||
A2 | Election of Director: W. Geoffrey Beattie | Management | For | For | ||||||||||||
A3 | Election of Director: John J. Brennan | Management | For | For | ||||||||||||
A4 | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | ||||||||||||
A5 | Election of Director: Francisco D’Souza | Management | For | For | ||||||||||||
A6 | Election of Director: John L. Flannery | Management | For | For | ||||||||||||
A7 | Election of Director: Edward P. Garden | Management | For | For | ||||||||||||
A8 | Election of Director: Thomas W. Horton | Management | For | For | ||||||||||||
A9 | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||||||
A10 | Election of Director: James J. Mulva | Management | For | For | ||||||||||||
A11 | Election of Director: Leslie F. Seidman | Management | For | For | ||||||||||||
A12 | Election of Director: James S. Tisch | Management | For | For | ||||||||||||
B1 | Advisory Approval of Our Named Executives’ Compensation | Management | For | For | ||||||||||||
B2 | Approval of the GE International Employee Stock Purchase Plan | Management | For | For | ||||||||||||
B3 | Ratification of KPMG as Independent Auditor for 2018 | Management | For | For | ||||||||||||
C1 | Require the Chairman of the Board to be Independent | Shareholder | Against | For | ||||||||||||
C2 | Adopt Cumulative Voting for Director Elections | Shareholder | Against | For | ||||||||||||
C3 | Deduct Impact of Stock Buybacks from Executive Pay | Shareholder | Against | For | ||||||||||||
C4 | Issue Report on Political Lobbying and Contributions | Shareholder | Against | For | ||||||||||||
C5 | Issue Report on Stock Buybacks | Shareholder | Against | For | ||||||||||||
C6 | Permit Shareholder Action by Written Consent | Shareholder | Against | For | ||||||||||||
IDEX CORPORATION | ||||||||||||||||
Security | 45167R104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | IEX | Meeting Date | 25-Apr-2018 | |||||||||||||
ISIN | US45167R1041 | Agenda | 934738684 - Management | |||||||||||||
Record Date | 02-Mar-2018 | Holding Recon Date | 02-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | WILLIAM M. COOK | For | For | |||||||||||||
2 | CYNTHIA J. WARNER | For | For | |||||||||||||
3 | MARK A. BUTHMAN | For | For | |||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2018. | Management | For | For | ||||||||||||
NEWMONT MINING CORPORATION | ||||||||||||||||
Security | 651639106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NEM | Meeting Date | 25-Apr-2018 | |||||||||||||
ISIN | US6516391066 | Agenda | 934740033 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: G.H. Boyce | Management | For | For | ||||||||||||
1B. | Election of Director: B.R. Brook | Management | For | For | ||||||||||||
1C. | Election of Director: J.K. Bucknor | Management | For | For | ||||||||||||
1D. | Election of Director: J.A. Carrabba | Management | For | For | ||||||||||||
1E. | Election of Director: N. Doyle | Management | For | For | ||||||||||||
1F. | Election of Director: G.J. Goldberg | Management | For | For | ||||||||||||
1G. | Election of Director: V.M. Hagen | Management | For | For | ||||||||||||
1H. | Election of Director: S.E. Hickok | Management | For | For | ||||||||||||
1I. | Election of Director: R. Medori | Management | For | For | ||||||||||||
1J. | Election of Director: J. Nelson | Management | For | For | ||||||||||||
1K. | Election of Director: J.M. Quintana | Management | For | For | ||||||||||||
1L. | Election of Director: M.P. Zhang | Management | For | For | ||||||||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||||
3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2018. | Management | For | For | ||||||||||||
NCR CORPORATION | ||||||||||||||||
Security | 62886E108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NCR | Meeting Date | 25-Apr-2018 | |||||||||||||
ISIN | US62886E1082 | Agenda | 934740386 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Richard L. Clemmer | For | For | |||||||||||||
2 | Robert P. DeRodes | For | For | |||||||||||||
3 | Deborah A. Farrington | For | For | |||||||||||||
4 | Kurt P. Kuehn | For | For | |||||||||||||
5 | William R. Nuti | For | For | |||||||||||||
6 | Matthew A. Thompson | For | For | |||||||||||||
2. | To approve, on an advisory basis, executive compensation as more particularly described in the proxy materials. | Management | For | For | ||||||||||||
3. | To ratify the appointment of independent registered public accounting firm for the fiscal year ending December 31, 2018 as more particularly described in the proxy materials. | Management | For | For | ||||||||||||
PUBLIC STORAGE | ||||||||||||||||
Security | 74460D109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PSA | Meeting Date | 25-Apr-2018 | |||||||||||||
ISIN | US74460D1090 | Agenda | 934740487 - Management | |||||||||||||
Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | For | For | ||||||||||||
1B. | Election of Trustee: Tamara Hughes Gustavson | Management | For | For | ||||||||||||
1C. | Election of Trustee: Uri P. Harkham | Management | For | For | ||||||||||||
1D. | Election of Trustee: Leslie S. Heisz | Management | For | For | ||||||||||||
1E. | Election of Trustee: B. Wayne Hughes, Jr. | Management | For | For | ||||||||||||
1F. | Election of Trustee: Avedick B. Poladian | Management | For | For | ||||||||||||
1G. | Election of Trustee: Gary E. Pruitt | Management | For | For | ||||||||||||
1H. | Election of Trustee: Ronald P. Spogli | Management | For | For | ||||||||||||
1I. | Election of Trustee: Daniel C. Staton | Management | For | For | ||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
3. | To approve an amendment to the Company’s Declaration of Trust to allow shareholders to amend the Company’s bylaws. | Management | For | For | ||||||||||||
4. | Ratification of appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
DOWDUPONT INC. | ||||||||||||||||
Security | 26078J100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DWDP | Meeting Date | 25-Apr-2018 | |||||||||||||
ISIN | US26078J1007 | Agenda | 934741655 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Lamberto Andreotti | Management | For | For | ||||||||||||
1b. | Election of Director: James A. Bell | Management | For | For | ||||||||||||
1c. | Election of Director: Edward D. Breen | Management | For | For | ||||||||||||
1d. | Election of Director: Robert A. Brown | Management | For | For | ||||||||||||
1e. | Election of Director: Alexander M. Cutler | Management | For | For | ||||||||||||
1f. | Election of Director: Jeff M. Fettig | Management | For | For | ||||||||||||
1g. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||||
1h. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||||||
1i. | Election of Director: Andrew N. Liveris | Management | For | For | ||||||||||||
1j. | Election of Director: Raymond J. Milchovich | Management | For | For | ||||||||||||
1k. | Election of Director: Paul Polman | Management | For | For | ||||||||||||
1l. | Election of Director: Dennis H. Reilley | Management | For | For | ||||||||||||
1m. | Election of Director: James M. Ringler | Management | For | For | ||||||||||||
1n. | Election of Director: Ruth G. Shaw | Management | For | For | ||||||||||||
1o. | Election of Director: Lee M. Thomas | Management | For | For | ||||||||||||
1p. | Election of Director: Patrick J. Ward | Management | For | For | ||||||||||||
2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | ||||||||||||
3. | Advisory Resolution on the Frequency of Future Advisory Votes to Approve Executive Compensation | Management | 1 Year | For | ||||||||||||
4. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
5. | Elimination of Supermajority Voting Thresholds | Shareholder | Against | For | ||||||||||||
6. | Preparation of an Executive Compensation Report | Shareholder | Against | For | ||||||||||||
7. | Preparation of a Report on Sustainability Metrics in Performance-based Pay | Shareholder | Against | For | ||||||||||||
8. | Preparation of a Report on Investment in India | Shareholder | Against | For | ||||||||||||
9. | Modification of Threshold for Calling Special Stockholder Meetings | Shareholder | Against | For |
CIGNA CORPORATION | ||||||||||||||||
Security | 125509109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CI | Meeting Date | 25-Apr-2018 | |||||||||||||
ISIN | US1255091092 | Agenda | 934742645 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A | Election of Director: David M. Cordani | Management | For | For | ||||||||||||
1B | Election of Director: Eric J. Foss | Management | For | For | ||||||||||||
1C | Election of Director: Isaiah Harris, Jr. | Management | For | For | ||||||||||||
1D | Election of Director: Roman Martinez IV | Management | For | For | ||||||||||||
1E | Election of Director: John M. Partridge | Management | For | For | ||||||||||||
1F | Election of Director: James E. Rogers | Management | For | For | ||||||||||||
1G | Election of Director: Eric C. Wiseman | Management | For | For | ||||||||||||
1H | Election of Director: Donna F. Zarcone | Management | For | For | ||||||||||||
1I | Election of Director: William D. Zollars | Management | For | For | ||||||||||||
2. | Advisory approval of Cigna’s executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna’s independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
4. | Approval of an amendment to the Company’s Restated Certificate of Incorporation to eliminate the supermajority voting requirement. | Management | For | For | ||||||||||||
AVERY DENNISON CORPORATION | ||||||||||||||||
Security | 053611109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AVY | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US0536111091 | Agenda | 934734383 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Bradley Alford | Management | For | For | ||||||||||||
1B. | Election of Director: Anthony Anderson | Management | For | For | ||||||||||||
1C. | Election of Director: Peter Barker | Management | For | For | ||||||||||||
1D. | Election of Director: Mitchell Butier | Management | For | For | ||||||||||||
1E. | Election of Director: Ken Hicks | Management | For | For | ||||||||||||
1F. | Election of Director: Andres Lopez | Management | For | For | ||||||||||||
1G. | Election of Director: David Pyott | Management | For | For | ||||||||||||
1H. | Election of Director: Dean Scarborough | Management | For | For | ||||||||||||
1I. | Election of Director: Patrick Siewert | Management | For | For | ||||||||||||
1J. | Election of Director: Julia Stewart | Management | For | For | ||||||||||||
1K. | Election of Director: Martha Sullivan | Management | For | For | ||||||||||||
2. | Approval, on an advisory basis, of our executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2018. | Management | For | For | ||||||||||||
HALYARD HEALTH, INC. | ||||||||||||||||
Security | 40650V100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HYH | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US40650V1008 | Agenda | 934736870 - Management | |||||||||||||
Record Date | 02-Mar-2018 | Holding Recon Date | 02-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Class I Director: William A. Hawkins | Management | For | For | ||||||||||||
1B. | Election of Class I Director: Gary D. Blackford | Management | For | For | ||||||||||||
1C. | Election of Class I Director: Patrick J. O’Leary | Management | For | For | ||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm to audit the Company’s 2018 financial statements. | Management | For | For | ||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||||
Security | 882508104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TXN | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US8825081040 | Agenda | 934736957 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: R. W. Babb, Jr. | Management | For | For | ||||||||||||
1b. | Election of Director: M. A. Blinn | Management | For | For | ||||||||||||
1c. | Election of Director: T. M. Bluedorn | Management | For | For | ||||||||||||
1d. | Election of Director: D. A. Carp | Management | For | For | ||||||||||||
1e. | Election of Director: J. F. Clark | Management | For | For | ||||||||||||
1f. | Election of Director: C. S. Cox | Management | For | For | ||||||||||||
1g. | Election of Director: B. T. Crutcher | Management | For | For | ||||||||||||
1h. | Election of Director: J. M. Hobby | Management | For | For | ||||||||||||
1i. | Election of Director: R. Kirk | Management | For | For | ||||||||||||
1j. | Election of Director: P. H. Patsley | Management | For | For | ||||||||||||
1k. | Election of Director: R. E. Sanchez | Management | For | For | ||||||||||||
1l. | Election of Director: R. K. Templeton | Management | For | For | ||||||||||||
2. | Board proposal regarding advisory approval of the Company’s executive compensation. | Management | For | For | ||||||||||||
3. | Board proposal to approve the Texas Instruments 2018 Director Compensation Plan. | Management | For | For | ||||||||||||
4. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
VARONIS SYSTEMS, INC. | ||||||||||||||||
Security | 922280102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VRNS | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US9222801022 | Agenda | 934737149 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Gili Iohan | For | For | |||||||||||||
2 | Ofer Segev | For | For | |||||||||||||
3 | Rona Segev-Gal | For | For | |||||||||||||
2. | Advisory vote to approve the Company’s executive compensation, as disclosed in the proxy statement. | Management | For | For | ||||||||||||
3. | Advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||||
4. | To ratify the appointment by the Audit Committee of the Board of Directors of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global Limited, as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
5. | To conduct any other business properly brought before the meeting. | Management | For | For | ||||||||||||
PFIZER INC. | ||||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PFE | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US7170811035 | Agenda | 934739256 - Management | |||||||||||||
Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Dennis A. Ausiello | Management | For | For | ||||||||||||
1b. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||||||
1c. | Election of Director: Albert Bourla | Management | For | For | ||||||||||||
1d. | Election of Director: W. Don Cornwell | Management | For | For | ||||||||||||
1e. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||||
1f. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||||||
1g. | Election of Director: James M. Kilts | Management | For | For | ||||||||||||
1h. | Election of Director: Dan R. Littman | Management | For | For | ||||||||||||
1i. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||||
1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||||
1k. | Election of Director: Ian C. Read | Management | For | For | ||||||||||||
1l. | Election of Director: James C. Smith | Management | For | For | ||||||||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2018 | Management | For | For | ||||||||||||
3. | 2018 Advisory approval of executive compensation | Management | For | For | ||||||||||||
4. | Approval of the Pfizer Inc. French Sub-Plan under the 2014 Stock Plan | Management | For | For | ||||||||||||
5. | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For | ||||||||||||
6. | Shareholder proposal regarding independent chair policy | Shareholder | Against | For | ||||||||||||
7. | Shareholder proposal regarding report on lobbying activities | Shareholder | Against | For | ||||||||||||
TEGNA INC. | ||||||||||||||||
Security | 87901J105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TGNA | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US87901J1051 | Agenda | 934739787 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Gina L. Bianchini | Management | For | For | ||||||||||||
1b. | Election of Director: Howard D. Elias | Management | For | For | ||||||||||||
1c. | Election of Director: Stuart J. Epstein | Management | For | For | ||||||||||||
1d. | Election of Director: Lidia Fonseca | Management | For | For | ||||||||||||
1e. | Election of Director: David T. Lougee | Management | For | For | ||||||||||||
1f. | Election of Director: Scott K. McCune | Management | For | For | ||||||||||||
1g. | Election of Director: Henry W. McGee | Management | For | For | ||||||||||||
1h. | Election of Director: Susan Ness | Management | For | For | ||||||||||||
1i. | Election of Director: Bruce P. Nolop | Management | For | For | ||||||||||||
1j. | Election of Director: Neal Shapiro | Management | For | For | ||||||||||||
1k. | Election of Director: Melinda C. Witmer | Management | For | For | ||||||||||||
2. | TO RATIFY the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the 2018 fiscal year. | Management | For | For | ||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
EDISON INTERNATIONAL | ||||||||||||||||
Security | 281020107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EIX | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US2810201077 | Agenda | 934739890 - Management | |||||||||||||
Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Michael C. Camunez | Management | For | For | ||||||||||||
1b. | Election of Director: Vanessa C.L. Chang | Management | For | For | ||||||||||||
1c. | Election of Director: James T. Morris | Management | For | For | ||||||||||||
1d. | Election of Director: Timothy T. O’Toole | Management | For | For | ||||||||||||
1e. | Election of Director: Pedro J. Pizarro | Management | For | For | ||||||||||||
1f. | Election of Director: Linda G. Stuntz | Management | For | For | ||||||||||||
1g. | Election of Director: William P. Sullivan | Management | For | For | ||||||||||||
1h. | Election of Director: Ellen O. Tauscher | Management | For | For | ||||||||||||
1i. | Election of Director: Peter J. Taylor | Management | For | For | ||||||||||||
1j. | Election of Director: Brett White | Management | For | For | ||||||||||||
2. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
3. | Advisory Vote to Approve the Company’s Executive Compensation | Management | For | For | ||||||||||||
4. | Shareholder Proposal Regarding Enhanced Shareholder Proxy Access | Shareholder | Against | For | ||||||||||||
HCA HEALTHCARE, INC. | ||||||||||||||||
Security | 40412C101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HCA | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US40412C1018 | Agenda | 934740348 - Management | |||||||||||||
Record Date | 07-Mar-2018 | Holding Recon Date | 07-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: R. Milton Johnson | Management | For | For | ||||||||||||
1b. | Election of Director: Robert J. Dennis | Management | For | For | ||||||||||||
1c. | Election of Director: Nancy-Ann DeParle | Management | For | For | ||||||||||||
1d. | Election of Director: Thomas F. Frist III | Management | For | For | ||||||||||||
1e. | Election of Director: William R. Frist | Management | For | For | ||||||||||||
1f. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||||
1g. | Election of Director: Ann H. Lamont | Management | For | For | ||||||||||||
1h. | Election of Director: Geoffrey G. Meyers | Management | For | For | ||||||||||||
1i. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||||||
1j. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | ||||||||||||
1k. | Election of Director: John W. Rowe, M.D. | Management | For | For | ||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018 | Management | For | For | ||||||||||||
3. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||||
4. | Advisory vote to approve the frequency of future advisory votes to approve named executive officer compensation | Management | 1 Year | For | ||||||||||||
WADDELL & REED FINANCIAL, INC. | ||||||||||||||||
Security | 930059100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WDR | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US9300591008 | Agenda | 934741580 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Thomas C. Godlasky | For | For | |||||||||||||
2 | Dennis E. Logue | For | For | |||||||||||||
3 | Michael F. Morrissey | For | For | |||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year 2018. | Management | For | For | ||||||||||||
LOCKHEED MARTIN CORPORATION | ||||||||||||||||
Security | 539830109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LMT | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US5398301094 | Agenda | 934744221 - Management | |||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Daniel F. Akerson | Management | For | For | ||||||||||||
1b. | Election of Director: Nolan D. Archibald | Management | For | For | ||||||||||||
1c. | Election of Director: David B. Burritt | Management | For | For | ||||||||||||
1d. | Election of Director: Bruce A. Carlson | Management | For | For | ||||||||||||
1e. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||||||||||
1f. | Election of Director: Thomas J. Falk | Management | For | For | ||||||||||||
1g. | Election of Director: Ilene S. Gordon | Management | For | For | ||||||||||||
1h. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||||
1i. | Election of Director: Jeh C. Johnson | Management | For | For | ||||||||||||
1j. | Election of Director: Joseph W. Ralston | Management | For | For | ||||||||||||
1k. | Election of Director: James D. Taiclet, Jr. | Management | For | For | ||||||||||||
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2018 | Management | For | For | ||||||||||||
3. | Management Proposal to Approve the Lockheed Martin Corporation Amended and Restated Directors Equity Plan | Management | For | For | ||||||||||||
4. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | Management | For | For | ||||||||||||
5. | Stockholder Proposal to Adopt Stockholder Action By Written Consent | Shareholder | Against | For | ||||||||||||
TORCHMARK CORPORATION | ||||||||||||||||
Security | 891027104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TMK | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US8910271043 | Agenda | 934755678 - Management | |||||||||||||
Record Date | 02-Mar-2018 | Holding Recon Date | 02-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Charles E. Adair | Management | For | For | ||||||||||||
1b. | Election of Director: Linda L. Addison | Management | For | For | ||||||||||||
1c. | Election of Director: Marilyn A. Alexander | Management | For | For | ||||||||||||
1d. | Election of Director: Cheryl D. Alston | Management | For | For | ||||||||||||
1e. | Election of Director: David L. Boren | Management | For | For | ||||||||||||
1f. | Election of Director: Jane M. Buchan | Management | For | For | ||||||||||||
1g. | Election of Director: Gary L. Coleman | Management | For | For | ||||||||||||
1h. | Election of Director: Larry M. Hutchison | Management | For | For | ||||||||||||
1i. | Election of Director: Robert W. Ingram | Management | For | For | ||||||||||||
1j. | Election of Director: Steven P. Johnson | Management | For | For | ||||||||||||
1k. | Election of Director: Darren M. Rebelez | Management | For | For | ||||||||||||
1l. | Election of Director: Lamar C. Smith | Management | For | For | ||||||||||||
1m. | Election of Director: Mary E. Thigpen | Management | For | For | ||||||||||||
1n. | Election of Director: Paul J. Zucconi | Management | For | For | ||||||||||||
2. | Ratification of Auditors. | Management | For | For | ||||||||||||
3. | Approval of Torchmark Corporation 2018 Incentive Plan. | Management | For | For | ||||||||||||
4. | Approval of 2017 Executive Compensation. | Management | For | For | ||||||||||||
AT&T INC. | ||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | T | Meeting Date | 27-Apr-2018 | |||||||||||||
ISIN | US00206R1023 | Agenda | 934736236 - Management | |||||||||||||
Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||||||
1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||||
1C. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||||
1D. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||||
1E. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||||
1F. | Election of Director: William E. Kennard | Management | For | For | ||||||||||||
1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||||
1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||||
1I. | Election of Director: Joyce M. Roche | Management | For | For | ||||||||||||
1J. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||||
1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||||
1L. | Election of Director: Laura D’Andrea Tyson | Management | For | For | ||||||||||||
1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||||
2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||||
4. | Approve Stock Purchase and Deferral Plan. | Management | For | For | ||||||||||||
5. | Approve 2018 Incentive Plan. | Management | For | For | ||||||||||||
6. | Prepare lobbying report. | Shareholder | Against | For | ||||||||||||
7. | Modify proxy access requirements. | Shareholder | Against | For | ||||||||||||
8. | Independent Chair. | Shareholder | Against | For | ||||||||||||
9. | Reduce vote required for written consent. | Shareholder | Against | For | ||||||||||||
ABBOTT LABORATORIES | ||||||||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ABT | Meeting Date | 27-Apr-2018 | |||||||||||||
ISIN | US0028241000 | Agenda | 934739840 - Management | |||||||||||||
Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | R.J. Alpern | For | For | |||||||||||||
2 | R.S. Austin | For | For | |||||||||||||
3 | S.E. Blount | For | For | |||||||||||||
4 | E.M. Liddy | For | For | |||||||||||||
5 | N. McKinstry | For | For | |||||||||||||
6 | P.N. Novakovic | For | For | |||||||||||||
7 | W.A. Osborn | For | For | |||||||||||||
8 | S.C. Scott III | For | For | |||||||||||||
9 | D.J. Starks | For | For | |||||||||||||
10 | J.G. Stratton | For | For | |||||||||||||
11 | G.F. Tilton | For | For | |||||||||||||
12 | M.D. White | For | For | |||||||||||||
2. | Ratification of Ernst & Young LLP as Auditors | Management | For | For | ||||||||||||
3. | Say on Pay - An Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||||||
4. | Shareholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||||||
KELLOGG COMPANY | ||||||||||||||||
Security | 487836108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | K | Meeting Date | 27-Apr-2018 | |||||||||||||
ISIN | US4878361082 | Agenda | 934739915 - Management | |||||||||||||
Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Carter Cast | For | For | |||||||||||||
2 | Zachary Gund | For | For | |||||||||||||
3 | Jim Jenness | For | For | |||||||||||||
4 | Don Knauss | For | For | |||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg’s independent registered public accounting firm for fiscal year 2018. | Management | For | For | ||||||||||||
THE BOEING COMPANY | ||||||||||||||||
Security | 097023105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BA | Meeting Date | 30-Apr-2018 | |||||||||||||
ISIN | US0970231058 | Agenda | 934739927 - Management | |||||||||||||
Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Robert A. Bradway | Management | For | For | ||||||||||||
1b. | Election of Director: David L. Calhoun | Management | For | For | ||||||||||||
1c. | Election of Director: Arthur D. Collins Jr. | Management | For | For | ||||||||||||
1d. | Election of Director: Kenneth M. Duberstein | Management | For | For | ||||||||||||
1e. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||||||||||
1f. | Election of Director: Lynn J. Good | Management | For | For | ||||||||||||
1g. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||||||
1h. �� | Election of Director: Caroline B. Kennedy | Management | For | For | ||||||||||||
1i. | Election of Director: Edward M. Liddy | Management | For | For | ||||||||||||
1j. | Election of Director: Dennis A. Muilenburg | Management | For | For | ||||||||||||
1k. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||||||
1m. | Election of Director: Mike S. Zafirovski | Management | For | For | ||||||||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||||
3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2018. | Management | For | For | ||||||||||||
4. | Additional Report on Lobbying Activities. | Shareholder | Against | For | ||||||||||||
5. | Reduce Threshold to Call Special Shareholder Meetings from 25% to 10%. | Shareholder | Against | For | ||||||||||||
6. | Independent Board Chairman. | Shareholder | Against | For | ||||||||||||
7. | Require Shareholder Approval to Increase the Size of the Board to More Than 14. | Shareholder | Against | For | ||||||||||||
EXELON CORPORATION | ||||||||||||||||
Security | 30161N101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EXC | Meeting Date | 01-May-2018 | |||||||||||||
ISIN | US30161N1019 | Agenda | 934743077 - Management | |||||||||||||
Record Date | 02-Mar-2018 | Holding Recon Date | 02-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Anthony K. Anderson | Management | For | For | ||||||||||||
1b. | Election of Director: Ann C. Berzin | Management | For | For | ||||||||||||
1c. | Election of Director: Christopher M. Crane | Management | For | For | ||||||||||||
1d. | Election of Director: Yves C. de Balmann | Management | For | For | ||||||||||||
1e. | Election of Director: Nicholas DeBenedictis | Management | For | For | ||||||||||||
1f. | Election of Director: Linda P. Jojo | Management | For | For | ||||||||||||
1g. | Election of Director: Paul L. Joskow | Management | For | For | ||||||||||||
1h. | Election of Director: Robert J. Lawless | Management | For | For | ||||||||||||
1i. | Election of Director: Richard W. Mies | Management | For | For | ||||||||||||
1j. | Election of Director: John W. Rogers, Jr. | Management | For | For | ||||||||||||
1k. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||||||||||
1l. | Election of Director: Stephen D. Steinour | Management | For | For | ||||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as Exelon’s Independent Auditor for 2018. | Management | For | For | ||||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||||
S&P GLOBAL INC. | ||||||||||||||||
Security | 78409V104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SPGI | Meeting Date | 01-May-2018 | |||||||||||||
ISIN | US78409V1044 | Agenda | 934746085 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Marco Alvera | Management | For | For | ||||||||||||
1b. | Election of Director: William D. Green | Management | For | For | ||||||||||||
1c. | Election of Director: Charles E. Haldeman, Jr. | Management | For | For | ||||||||||||
1d. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||||||
1e. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||||||
1f. | Election of Director: Monique F. Leroux | Management | For | For | ||||||||||||
1g. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||||
1h. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||||||
1i. | Election of Director: Sir Michael Rake | Management | For | For | ||||||||||||
1j. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||||
1k. | Election of Director: Kurt L. Schmoke | Management | For | For | ||||||||||||
1l. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||||||
2. | Vote to approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. | Management | For | For | ||||||||||||
3. | Vote to ratify the appointment of Ernst & Young LLP as our independent Registered Public Accounting Firm for 2018. | Management | For | For | ||||||||||||
THE HERSHEY COMPANY | ||||||||||||||||
Security | 427866108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HSY | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US4278661081 | Agenda | 934740045 - Management | |||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | P.M. Arway | For | For | |||||||||||||
2 | J.W. Brown | For | For | |||||||||||||
3 | M.G. Buck | For | For | |||||||||||||
4 | C.A. Davis | For | For | |||||||||||||
5 | M.K. Haben | For | For | |||||||||||||
6 | J.C. Katzman | For | For | |||||||||||||
7 | M.D. Koken | For | For | |||||||||||||
8 | R.M. Malcolm | For | For | |||||||||||||
9 | A.J. Palmer | For | For | |||||||||||||
10 | W.L. Schoppert | For | For | |||||||||||||
11 | D.L. Shedlarz | For | For | |||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2018. | Management | For | For | ||||||||||||
3. | Approve named executive officer compensation on a non-binding advisory basis. | Management | For | For | ||||||||||||
THE CHEMOURS COMPANY | ||||||||||||||||
Security | 163851108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CC | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US1638511089 | Agenda | 934740665 - Management | |||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Curtis V. Anastasio | Management | For | For | ||||||||||||
1b. | Election of Director: Bradley J. Bell | Management | For | For | ||||||||||||
1c. | Election of Director: Richard H. Brown | Management | For | For | ||||||||||||
1d. | Election of Director: Mary B. Cranston | Management | For | For | ||||||||||||
1e. | Election of Director: Curtis J. Crawford | Management | For | For | ||||||||||||
1f. | Election of Director: Dawn L. Farrell | Management | For | For | ||||||||||||
1g. | Election of Director: Sean D. Keohane | Management | For | For | ||||||||||||
1h. | Election of Director: Mark P. Vergnano | Management | For | For | ||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||
3. | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2018. | Management | For | For | ||||||||||||
4. | Approval of amendments to the Amended and Restated Certificate of Incorporation to Eliminate the Supermajority Voting Provisions with respect to Certificate of Incorporation and Bylaw Amendments. | Management | For | For | ||||||||||||
STRYKER CORPORATION | ||||||||||||||||
Security | 863667101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SYK | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US8636671013 | Agenda | 934742001 - Management | |||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Mary K. Brainerd | Management | For | For | ||||||||||||
1b. | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | ||||||||||||
1c. | Election of Director: Roch Doliveux, DVM | Management | For | For | ||||||||||||
1d. | Election of Director: Louise L. Francesconi | Management | For | For | ||||||||||||
1e. | Election of Director: Allan C. Golston (Lead Independent Director) | Management | For | For | ||||||||||||
1f. | Election of Director: Kevin A. Lobo (Chairman of the Board) | Management | For | For | ||||||||||||
1g. | Election of Director: Sherilyn S. McCoy | Management | For | For | ||||||||||||
1h. | Election of Director: Andrew K. Silvernail | Management | For | For | ||||||||||||
1i. | Election of Director: Ronda E. Stryker | Management | For | For | ||||||||||||
1j. | Election of Director: Rajeev Suri | Management | For | For | ||||||||||||
2. | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||
ADVANCED MICRO DEVICES, INC. | ||||||||||||||||
Security | 007903107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AMD | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US0079031078 | Agenda | 934745639 - Management | |||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: John E. Caldwell | Management | For | For | ||||||||||||
1b. | Election of Director: Nora M. Denzel | Management | For | For | ||||||||||||
1c. | Election of Director: Mark Durcan | Management | For | For | ||||||||||||
1d. | Election of Director: Joseph A. Householder | Management | For | For | ||||||||||||
1e. | Election of Director: Michael J. Inglis | Management | For | For | ||||||||||||
1f. | Election of Director: John W. Marren | Management | For | For | ||||||||||||
1g. | Election of Director: Lisa T. Su | Management | For | For | ||||||||||||
1h. | Election of Director: Abhi Y. Talwalkar | Management | For | For | ||||||||||||
1i. | Election of Director: Ahmed Yahia | Management | For | For | ||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||||
3. | Approve an amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 1.5 billion shares to 2.25 billion shares. | Management | For | For | ||||||||||||
4. | Advisory vote to approve the executive compensation of our named executive officers. | Management | For | For | ||||||||||||
EVERSOURCE ENERGY | ||||||||||||||||
Security | 30040W108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ES | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US30040W1080 | Agenda | 934746009 - Management | |||||||||||||
Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A | Election of Trustee: Cotton M. Cleveland | Management | For | For | ||||||||||||
1B | Election of Trustee: Sanford Cloud, Jr. | Management | For | For | ||||||||||||
1C | Election of Trustee: James S. DiStasio | Management | For | For | ||||||||||||
1D | Election of Trustee: Francis A. Doyle | Management | For | For | ||||||||||||
1E | Election of Trustee: James J. Judge | Management | For | For | ||||||||||||
1F | Election of Trustee: John Y. Kim | Management | For | For | ||||||||||||
1G | Election of Trustee: Kenneth R. Leibler | Management | For | For | ||||||||||||
1H | Election of Trustee: William C. Van Faasen | Management | For | For | ||||||||||||
1I | Election of Trustee: Frederica M. Williams | Management | For | For | ||||||||||||
1J | Election of Trustee: Dennis R. Wraase | Management | For | For | ||||||||||||
2 | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | ||||||||||||
3 | Approve the 2018 Eversource Energy Incentive Plan | Management | For | For | ||||||||||||
4 | Ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
PLANET FITNESS, INC. | ||||||||||||||||
Security | 72703H101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PLNT | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US72703H1014 | Agenda | 934747796 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Christopher Rondeau | For | For | |||||||||||||
2 | Frances Rathke | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Approval of the 2018 Planet Fitness Employee Stock Purchase Program. | Management | For | For | ||||||||||||
4. | Approval of, on an advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
5. | The frequency of the vote to approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||||||
DISCOVER FINANCIAL SERVICES | ||||||||||||||||
Security | 254709108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DFS | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US2547091080 | Agenda | 934750490 - Management | |||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Jeffrey S. Aronin | Management | For | For | ||||||||||||
1B. | Election of Director: Mary K. Bush | Management | For | For | ||||||||||||
1C. | Election of Director: Gregory C. Case | Management | For | For | ||||||||||||
1D. | Election of Director: Candace H. Duncan | Management | For | For | ||||||||||||
1E. | Election of Director: Joseph F. Eazor | Management | For | For | ||||||||||||
1F. | Election of Director: Cynthia A. Glassman | Management | For | For | ||||||||||||
1G. | Election of Director: Thomas G. Maheras | Management | For | For | ||||||||||||
1H. | Election of Director: Michael H. Moskow | Management | For | For | ||||||||||||
1I. | Election of Director: David W. Nelms | Management | For | For | ||||||||||||
1J. | Election of Director: Mark A. Thierer | Management | For | For | ||||||||||||
1K. | Election of Director: Lawrence A. Weinbach | Management | For | For | ||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm. | Management | For | For | ||||||||||||
4. | Advisory vote on a shareholder proposal regarding simple majority vote in the Company’s governing documents, if properly presented. | Shareholder | Against | For | ||||||||||||
DTE ENERGY COMPANY | ||||||||||||||||
Security | 233331107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DTE | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US2333311072 | Agenda | 934739763 - Management | |||||||||||||
Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Gerard M. Anderson | For | For | |||||||||||||
2 | David A. Brandon | For | For | |||||||||||||
3 | W. Frank Fountain, Jr. | For | For | |||||||||||||
4 | Charles G. McClure, Jr. | For | For | |||||||||||||
5 | Gail J. McGovern | For | For | |||||||||||||
6 | Mark A. Murray | For | For | |||||||||||||
7 | James B. Nicholson | For | For | |||||||||||||
8 | Josue Robles, Jr. | For | For | |||||||||||||
9 | Ruth G. Shaw | For | For | |||||||||||||
10 | Robert C. Skaggs, Jr. | For | For | |||||||||||||
11 | David A. Thomas | For | For | |||||||||||||
12 | James H. Vandenberghe | For | For | |||||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. | Management | For | For | ||||||||||||
3. | Provide a nonbinding vote to approve the Company’s executive compensation. | Management | For | For | ||||||||||||
4. | Approve an Amendment and Restatement of the DTE Energy Company Long-Term Incentive Plan. | Management | For | For | ||||||||||||
5. | Vote on a shareholder proposal to commission an independent economic analysis of the potential cost impact to the company and shareholders of closing Fermi 2. | Shareholder | Against | For | ||||||||||||
6. | Vote on a shareholder proposal to amend DTE bylaws to give holders in the aggregate of 10% of outstanding common stock the power to call a special shareowner meeting. | Shareholder | Against | For | ||||||||||||
WEC ENERGY GROUP, INC. | ||||||||||||||||
Security | 92939U106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WEC | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US92939U1060 | Agenda | 934741895 - Management | |||||||||||||
Record Date | 22-Feb-2018 | Holding Recon Date | 22-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: John F. Bergstrom | Management | For | For | ||||||||||||
1B. | Election of Director: Barbara L. Bowles | Management | For | For | ||||||||||||
1C. | Election of Director: William J. Brodsky | Management | For | For | ||||||||||||
1D. | Election of Director: Albert J. Budney, Jr. | Management | For | For | ||||||||||||
1E. | Election of Director: Patricia W. Chadwick | Management | For | For | ||||||||||||
1F. | Election of Director: Curt S. Culver | Management | For | For | ||||||||||||
1G. | Election of Director: Danny L. Cunningham | Management | For | For | ||||||||||||
1H. | Election of Director: William M. Farrow III | Management | For | For | ||||||||||||
1I. | Election of Director: Thomas J. Fischer | Management | For | For | ||||||||||||
1J. | Election of Director: Gale E. Klappa | Management | For | For | ||||||||||||
1K. | Election of Director: Henry W. Knueppel | Management | For | For | ||||||||||||
1L. | Election of Director: Allen L. Leverett | Management | For | For | ||||||||||||
1M. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||||||
1N. | Election of Director: Mary Ellen Stanek | Management | For | For | ||||||||||||
2. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2018 | Management | For | For | ||||||||||||
3. | Advisory Vote to Approve Compensation of the Named Executive Officers | Management | For | For | ||||||||||||
AMEREN CORPORATION | ||||||||||||||||
Security | 023608102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AEE | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US0236081024 | Agenda | 934743899 - Management | |||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | ||||||||||||
1b. | ELECTION OF DIRECTOR: CATHERINE S. BRUNE | Management | For | For | ||||||||||||
1c. | ELECTION OF DIRECTOR: J. EDWARD COLEMAN | Management | For | For | ||||||||||||
1d. | ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS | Management | For | For | ||||||||||||
1e. | ELECTION OF DIRECTOR: RAFAEL FLORES | Management | For | For | ||||||||||||
1f. | ELECTION OF DIRECTOR: WALTER J. GALVIN | Management | For | For | ||||||||||||
1g. | ELECTION OF DIRECTOR: RICHARD J. HARSHMAN | Management | For | For | ||||||||||||
1h. | ELECTION OF DIRECTOR: CRAIG S. IVEY | Management | For | For | ||||||||||||
1i. | ELECTION OF DIRECTOR: GAYLE P. W. JACKSON | Management | For | For | ||||||||||||
1j. | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | For | For | ||||||||||||
1k. | ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN | Management | For | For | ||||||||||||
1l. | ELECTION OF DIRECTOR: STEPHEN R. WILSON | Management | For | For | ||||||||||||
2. | NON-BINDING ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. | Management | For | For | ||||||||||||
4. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON COAL COMBUSTION RESIDUALS. | Shareholder | Against | For | ||||||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VZ | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US92343V1044 | Agenda | 934744031 - Management | |||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||||||
1c. | Election of Director: Richard L. Carrion | Management | For | For | ||||||||||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||||||
1e. | Election of Director: M. Frances Keeth | Management | For | For | ||||||||||||
1f. | Election of Director: Lowell C. McAdam | Management | For | For | ||||||||||||
1g. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||||||
1h. | Election of Director: Rodney E. Slater | Management | For | For | ||||||||||||
1i. | Election of Director: Kathryn A. Tesija | Management | For | For | ||||||||||||
1j. | Election of Director: Gregory D. Wasson | Management | For | For | ||||||||||||
1k. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
3. | Advisory Vote to Approve Executive Compensation | Shareholder | Against | Against | ||||||||||||
4. | Special Shareowner Meetings | Shareholder | Against | For | ||||||||||||
5. | Lobbying Activities Report | Shareholder | Against | For | ||||||||||||
6. | Independent Chair | Shareholder | Against | For | ||||||||||||
7. | Report on Cyber Security and Data Privacy | Shareholder | Against | For | ||||||||||||
8. | Executive Compensation Clawback Policy | Shareholder | Against | For | ||||||||||||
9. | Nonqualified Savings Plan Earnings | Shareholder | Against | For | ||||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CHD | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US1713401024 | Agenda | 934744257 - Management | |||||||||||||
Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Matthew T. Farrell | Management | For | For | ||||||||||||
1b. | Election of Director: Ravichandra K. Saligram | Management | For | For | ||||||||||||
1c. | Election of Director: Robert K. Shearer | Management | For | For | ||||||||||||
1d. | Election of Director: Laurie J. Yoler | Management | For | For | ||||||||||||
2. | Advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||||
3. | Proposal to amend and restate our Amended and Restated Certificate of Incorporation to provide for the annual election of all directors and eliminate or update certain outdated provisions. | Management | For | For | ||||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ||||||||||||||||
Security | 039483102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ADM | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US0394831020 | Agenda | 934746287 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: A.L. Boeckmann | Management | For | For | ||||||||||||
1B. | Election of Director: M.S. Burke | Management | For | For | ||||||||||||
1C. | Election of Director: T.K. Crews | Management | For | For | ||||||||||||
1D. | Election of Director: P. Dufour | Management | For | For | ||||||||||||
1E. | Election of Director: D.E. Felsinger | Management | For | For | ||||||||||||
1F. | Election of Director: S.F. Harrison | Management | For | For | ||||||||||||
1G. | Election of Director: J.R. Luciano | Management | For | For | ||||||||||||
1H. | Election of Director: P.J. Moore | Management | For | For | ||||||||||||
1I. | Election of Director: F.J. Sanchez | Management | For | For | ||||||||||||
1J. | Election of Director: D.A. Sandler | Management | For | For | ||||||||||||
1K. | Election of Director: D.T. Shih | Management | For | For | ||||||||||||
1L. | Election of Director: K.R. Westbrook | Management | For | For | ||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||||
4. | Approve the material terms of the ADM Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
5. | Stockholder proposal requesting independent board chairman. | Shareholder | Against | For | ||||||||||||
EASTMAN CHEMICAL COMPANY | ||||||||||||||||
Security | 277432100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EMN | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US2774321002 | Agenda | 934758369 - Management | |||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Management | For | For | ||||||||||||
1b. | ELECTION OF DIRECTOR: BRETT D. BEGEMANN | Management | For | For | ||||||||||||
1c. | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | For | For | ||||||||||||
1d. | ELECTION OF DIRECTOR: MARK J. COSTA | Management | For | For | ||||||||||||
1e. | ELECTION OF DIRECTOR: STEPHEN R. DEMERITT | Management | For | For | ||||||||||||
1f. | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | For | For | ||||||||||||
1g. | ELECTION OF DIRECTOR: JULIE F. HOLDER | Management | For | For | ||||||||||||
1h. | ELECTION OF DIRECTOR: RENEE J. HORNBAKER | Management | For | For | ||||||||||||
1i. | ELECTION OF DIRECTOR: LEWIS M. KLING | Management | For | For | ||||||||||||
1j. | ELECTION OF DIRECTOR: JAMES J. O’BRIEN | Management | For | For | ||||||||||||
1k. | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | For | For | ||||||||||||
2. | Advisory Approval of Executive Compensation as Disclosed in Proxy Statement | Management | For | For | ||||||||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
4. | Advisory Vote on Stockholder Proposal Requesting that the Board of Directors Take Steps Necessary to Permit Stockholders to Act by Written Consent | Shareholder | Against | For | ||||||||||||
GLAXOSMITHKLINE PLC | ||||||||||||||||
Security | 37733W105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GSK | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US37733W1053 | Agenda | 934763740 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | To receive and adopt the 2017 Annual Report | Management | For | For | ||||||||||||
2. | To approve the Annual report on remuneration | Management | For | For | ||||||||||||
3. | To elect Dr Hal Barron as a Director | Management | For | For | ||||||||||||
4. | To elect Dr Laurie Glimcher as a Director | Management | For | For | ||||||||||||
5. | To re-elect Philip Hampton as a Director | Management | For | For | ||||||||||||
6. | To re-elect Emma Walmsley as a Director | Management | For | For | ||||||||||||
7. | To re-elect Vindi Banga as a Director | Management | For | For | ||||||||||||
8. | To re-elect Dr Vivienne Cox as a Director | Management | For | For | ||||||||||||
9. | To re-elect Simon Dingemans as a Director | Management | For | For | ||||||||||||
10. | To re-elect Lynn Elsenhans as a Director | Management | For | For | ||||||||||||
11. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | ||||||||||||
12. | To re-elect Judy Lewent as a Director | Management | For | For | ||||||||||||
13. | To re-elect Urs Rohner as a Director | Management | For | For | ||||||||||||
14. | To appoint auditors | Management | For | For | ||||||||||||
15. | To determine remuneration of auditors | Management | For | For | ||||||||||||
16. | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | ||||||||||||
17. | To authorise allotment of shares | Management | For | For | ||||||||||||
18. | To disapply pre-emption rights - general power (special resolution) | Management | For | For | ||||||||||||
19. | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (special resolution) | Management | For | For | ||||||||||||
20. | To authorise the company to purchase its own shares (special resolution) | Management | For | For | ||||||||||||
21. | To authorise exemption from statement of name of senior statutory auditor | Management | For | For | ||||||||||||
22. | To authorise reduced notice of a general meeting other than an AGM (special resolution) | Management | For | For | ||||||||||||
23. | To approve adoption of new Articles of Association (special resolution) | Management | For | For | ||||||||||||
GLAXOSMITHKLINE PLC | ||||||||||||||||
Security | 37733W105 | Meeting Type | Special | |||||||||||||
Ticker Symbol | GSK | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US37733W1053 | Agenda | 934794517 - Management | |||||||||||||
Record Date | 09-Apr-2018 | Holding Recon Date | 09-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | To approve the buyout of Novartis’ interest in GlaxoSmithKline Consumer Healthcare Holdings Limited for the purposes of Chapter 11 of the Listing Rules of the Financial Conduct Authority | Management | For | For | ||||||||||||
ENTERGY CORPORATION | ||||||||||||||||
Security | 29364G103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ETR | Meeting Date | 04-May-2018 | |||||||||||||
ISIN | US29364G1031 | Agenda | 934745689 - Management | |||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: J.R. Burbank | Management | For | For | ||||||||||||
1b. | Election of Director: P.J. Condon | Management | For | For | ||||||||||||
1c. | Election of Director: L.P. Denault | Management | For | For | ||||||||||||
1d. | Election of Director: K.H. Donald | Management | For | For | ||||||||||||
1e. | Election of Director: P.L. Frederickson | Management | For | For | ||||||||||||
1f. | Election of Director: A.M. Herman | Management | For | For | ||||||||||||
1g. | Election of Director: S.L. Levenick | Management | For | For | ||||||||||||
1h. | Election of Director: B.L. Lincoln | Management | For | For | ||||||||||||
1i. | Election of Director: K.A. Puckett | Management | For | For | ||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||||
3. | Ratification of Appointment of Deloitte & Touche LLP as Independent Registered Public Accountants for 2018. | Management | For | For | ||||||||||||
4. | Shareholder Proposal Regarding Report on Distributed Renewable Generation Resources. | Shareholder | Against | For | ||||||||||||
ABBVIE INC. | ||||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ABBV | Meeting Date | 04-May-2018 | |||||||||||||
ISIN | US00287Y1091 | Agenda | 934746768 - Management | |||||||||||||
Record Date | 07-Mar-2018 | Holding Recon Date | 07-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Roxanne S. Austin | For | For | |||||||||||||
2 | Richard A. Gonzalez | For | For | |||||||||||||
3 | Rebecca B. Roberts | For | For | |||||||||||||
4 | Glenn F. Tilton | For | For | |||||||||||||
2. | Ratification of Ernst & Young LLP as AbbVie’s independent registered public accounting firm for 2018 | Management | For | For | ||||||||||||
3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | For | For | ||||||||||||
4. | Say When on Pay - An advisory vote on the frequency of the advisory vote to approve executive compensation | Management | 1 Year | For | ||||||||||||
5. | Approval of a management proposal regarding amendment of the certificate of incorporation for the annual election of directors | Management | For | For | ||||||||||||
6. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | For | For | ||||||||||||
7. | Stockholder Proposal - to Issue an Annual Report on Lobbying | Shareholder | Against | For | ||||||||||||
8. | Stockholder Proposal - to Separate Chair and CEO | Shareholder | Against | For | ||||||||||||
9. | Stockholder Proposal - to Issue an Annual Compensation Committee Report on Drug Pricing | Shareholder | Against | For | ||||||||||||
CMS ENERGY CORPORATION | ||||||||||||||||
Security | 125896100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CMS | Meeting Date | 04-May-2018 | |||||||||||||
ISIN | US1258961002 | Agenda | 934747063 - Management | |||||||||||||
Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Jon E. Barfield | Management | For | For | ||||||||||||
1b. | Election of Director: Deborah H. Butler | Management | For | For | ||||||||||||
1c. | Election of Director: Kurt L. Darrow | Management | For | For | ||||||||||||
1d. | Election of Director: Stephen E. Ewing | Management | For | For | ||||||||||||
1e. | Election of Director: William D. Harvey | Management | For | For | ||||||||||||
1f. | Election of Director: Patricia K. Poppe | Management | For | For | ||||||||||||
1g. | Election of Director: John G. Russell | Management | For | For | ||||||||||||
1h. | Election of Director: Myrna M. Soto | Management | For | For | ||||||||||||
1i. | Election of Director: John G. Sznewajs | Management | For | For | ||||||||||||
1j. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | ||||||||||||
4. | Shareholder Proposal - Political Contributions Disclosure. | Shareholder | Against | For | ||||||||||||
MANPOWERGROUP INC. | ||||||||||||||||
Security | 56418H100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MAN | Meeting Date | 04-May-2018 | |||||||||||||
ISIN | US56418H1005 | Agenda | 934748255 - Management | |||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Gina R. Boswell | Management | For | For | ||||||||||||
1B. | Election of Director: Cari M. Dominguez | Management | For | For | ||||||||||||
1C. | Election of Director: William Downe | Management | For | For | ||||||||||||
1D. | Election of Director: John F. Ferraro | Management | For | For | ||||||||||||
1E. | Election of Director: Patricia Hemingway Hall | Management | For | For | ||||||||||||
1F. | Election of Director: Julie M. Howard | Management | For | For | ||||||||||||
1G. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||||||
1H. | Election of Director: Jonas Prising | Management | For | For | ||||||||||||
1I. | Election of Director: Paul Read | Management | For | For | ||||||||||||
1J. | Election of Director: Elizabeth P. Sartain | Management | For | For | ||||||||||||
1K. | Election of Director: Michael J. Van Handel | Management | For | For | ||||||||||||
1L. | Election of Director: John R. Walter | Management | For | For | ||||||||||||
2. | Ratification of Deloitte & Touche LLP as our independent auditors for 2018. | Management | For | For | ||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BRKB | Meeting Date | 05-May-2018 | |||||||||||||
ISIN | US0846707026 | Agenda | 934745641 - Management | |||||||||||||
Record Date | 07-Mar-2018 | Holding Recon Date | 07-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Warren E. Buffett | For | For | |||||||||||||
2 | Charles T. Munger | For | For | |||||||||||||
3 | Gregory E. Abel | For | For | |||||||||||||
4 | Howard G. Buffett | For | For | |||||||||||||
5 | Stephen B. Burke | For | For | |||||||||||||
6 | Susan L. Decker | For | For | |||||||||||||
7 | William H. Gates III | For | For | |||||||||||||
8 | David S. Gottesman | For | For | |||||||||||||
9 | Charlotte Guyman | For | For | |||||||||||||
10 | Ajit Jain | For | For | |||||||||||||
11 | Thomas S. Murphy | For | For | |||||||||||||
12 | Ronald L. Olson | For | For | |||||||||||||
13 | Walter Scott, Jr. | For | For | |||||||||||||
14 | Meryl B. Witmer | For | For | |||||||||||||
2. | Shareholder proposal regarding methane gas emissions. | Shareholder | Against | For | ||||||||||||
3. | Shareholder proposal regarding adoption of a policy to encourage Berkshire subsidiaries to issue annual sustainability reports. | Shareholder | Against | For | ||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||
Security | 084670108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BRKA | Meeting Date | 05-May-2018 | |||||||||||||
ISIN | US0846701086 | Agenda | 934745641 - Management | |||||||||||||
Record Date | 07-Mar-2018 | Holding Recon Date | 07-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Warren E. Buffett | For | For | |||||||||||||
2 | Charles T. Munger | For | For | |||||||||||||
3 | Gregory E. Abel | For | For | |||||||||||||
4 | Howard G. Buffett | For | For | |||||||||||||
5 | Stephen B. Burke | For | For | |||||||||||||
6 | Susan L. Decker | For | For | |||||||||||||
7 | William H. Gates III | For | For | |||||||||||||
8 | David S. Gottesman | For | For | |||||||||||||
9 | Charlotte Guyman | For | For | |||||||||||||
10 | Ajit Jain | For | For | |||||||||||||
11 | Thomas S. Murphy | For | For | |||||||||||||
12 | Ronald L. Olson | For | For | |||||||||||||
13 | Walter Scott, Jr. | For | For | |||||||||||||
14 | Meryl B. Witmer | For | For | |||||||||||||
2. | Shareholder proposal regarding methane gas emissions. | Shareholder | Against | For | ||||||||||||
3. | Shareholder proposal regarding adoption of a policy to encourage Berkshire subsidiaries to issue annual sustainability reports. | Shareholder | Against | For | ||||||||||||
ELI LILLY AND COMPANY | ||||||||||||||||
Security | 532457108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LLY | Meeting Date | 07-May-2018 | |||||||||||||
ISIN | US5324571083 | Agenda | 934749853 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: K. Baicker | Management | For | For | ||||||||||||
1b. | Election of Director: J. E. Fyrwald | Management | For | For | ||||||||||||
1c. | Election of Director: J. Jackson | Management | For | For | ||||||||||||
1d. | Election of Director: E. R. Marram | Management | For | For | ||||||||||||
1e. | Election of Director: J. P. Tai | Management | For | For | ||||||||||||
2. | Approval, by non-binding vote, of the compensation paid to the company’s named executive officers. | Management | For | For | ||||||||||||
3. | Ratification of Ernst & Young LLP as the principal independent auditor for 2018. | Management | For | For | ||||||||||||
4. | Approve amendments to the Articles of Incorporation to eliminate the classified board structure. | Management | For | For | ||||||||||||
5. | Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | ||||||||||||
6. | Approve the Amended and Restated 2002 Lilly Stock Plan. | Management | For | For | ||||||||||||
7. | Shareholder proposal seeking support for the descheduling of cannabis. | Shareholder | Against | For | ||||||||||||
8. | Shareholder proposal requesting report regarding direct and indirect political contributions. | Shareholder | Against | For | ||||||||||||
9. | Shareholder proposal requesting report on policies and practices regarding contract animal laboratories. | Shareholder | Against | For | ||||||||||||
10. | Shareholder proposal requesting report on extent to which risks related to public concern over drug pricing strategies are integrated into incentive compensation arrangements. | Shareholder | Against | For | ||||||||||||
L3 TECHNOLOGIES, INC. | ||||||||||||||||
Security | 502413107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LLL | Meeting Date | 07-May-2018 | |||||||||||||
ISIN | US5024131071 | Agenda | 934756620 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Claude R. Canizares | Management | For | For | ||||||||||||
1b. | Election of Director: Thomas A. Corcoran | Management | For | For | ||||||||||||
1c. | Election of Director: Ann E. Dunwoody | Management | For | For | ||||||||||||
1d. | Election of Director: Lewis Kramer | Management | For | For | ||||||||||||
1e. | Election of Director: Christopher E. Kubasik | Management | For | For | ||||||||||||
1f. | Election of Director: Robert B. Millard | Management | For | For | ||||||||||||
1g. | Election of Director: Lloyd W. Newton | Management | For | For | ||||||||||||
1h. | Election of Director: Vincent Pagano, Jr. | Management | For | For | ||||||||||||
1i. | Election of Director: H. Hugh Shelton | Management | For | For | ||||||||||||
2. | Ratify the appointment of our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Approve, in a non-binding, advisory vote, the compensation paid to our named executive officers. | Management | For | For | ||||||||||||
4. | Approve a shareholder proposal to allow shareholders to act by written consent. | Shareholder | Against | Against | ||||||||||||
5. | Approve a shareholder proposal to adopt greenhouse gas emissions reduction targets. | Shareholder | Against | For | ||||||||||||
INTERNATIONAL PAPER COMPANY | ||||||||||||||||
Security | 460146103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | IP | Meeting Date | 07-May-2018 | |||||||||||||
ISIN | US4601461035 | Agenda | 934769196 - Management | |||||||||||||
Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: David J. Bronczek | Management | For | For | ||||||||||||
1b. | Election of Director: William J. Burns | Management | For | For | ||||||||||||
1c. | Election of Director: Christopher M. Connor | Management | For | For | ||||||||||||
1d. | Election of Director: Ahmet C. Dorduncu | Management | For | For | ||||||||||||
1e. | Election of Director: Ilene S. Gordon | Management | For | For | ||||||||||||
1f. | Election of Director: Jacqueline C. Hinman | Management | For | For | ||||||||||||
1g. | Election of Director: Jay L. Johnson | Management | For | For | ||||||||||||
1h. | Election of Director: Clinton A. Lewis, Jr. | Management | For | For | ||||||||||||
1i. | Election of Director: Kathryn D. Sullivan | Management | For | For | ||||||||||||
1j. | Election of Director: Mark S. Sutton | Management | For | For | ||||||||||||
1k. | Election of Director: J. Steven Whisler | Management | For | For | ||||||||||||
1l. | Election of Director: Ray G. Young | Management | For | For | ||||||||||||
2. | Ratification of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for 2018 | Management | For | For | ||||||||||||
3. | A Non-Binding Resolution to Approve the Compensation of the Company’s Named Executive Officers, as Disclosed Under the Heading “Compensation Discussion & Analysis” | Management | For | For | ||||||||||||
4. | Shareowner Proposal Concerning Special Shareowner Meetings | Shareholder | Against | For | ||||||||||||
3M COMPANY | ||||||||||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MMM | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US88579Y1010 | Agenda | 934745920 - Management | |||||||||||||
Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Sondra L. Barbour | Management | For | For | ||||||||||||
1b. | Election of Director: Thomas “Tony” K. Brown | Management | For | For | ||||||||||||
1c. | Election of Director: David B. Dillon | Management | For | For | ||||||||||||
1d. | Election of Director: Michael L. Eskew | Management | For | For | ||||||||||||
1e. | Election of Director: Herbert L. Henkel | Management | For | For | ||||||||||||
1f. | Election of Director: Amy E. Hood | Management | For | For | ||||||||||||
1g. | Election of Director: Muhtar Kent | Management | For | For | ||||||||||||
1h. | Election of Director: Edward M. Liddy | Management | For | For | ||||||||||||
1i. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||||
1j. | Election of Director: Michael F. Roman | Management | For | For | ||||||||||||
1k. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||||||
1l. | Election of Director: Patricia A. Woertz | Management | For | For | ||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M’s independent registered public accounting firm. | Management | For | For | ||||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||||
4. | Stockholder proposal on special shareholder meetings. | Shareholder | Against | For | ||||||||||||
5. | Stockholder proposal on setting target amounts for CEO compensation. | Shareholder | Against | For | ||||||||||||
PENTAIR PLC | ||||||||||||||||
Security | G7S00T104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PNR | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | IE00BLS09M33 | Agenda | 934748192 - Management | |||||||||||||
Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 04-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Glynis A. Bryan (If the Separation (as defined in the proxy statement) has occurred) | Management | For | For | ||||||||||||
1b. | Election of Director: Jacques Esculier (If the Separation (as defined in the proxy statement) has occurred) | Management | For | For | ||||||||||||
1c. | Election of Director: T. Michael Glenn (If the Separation (as defined in the proxy statement) has occurred) | Management | For | For | ||||||||||||
1d. | Election of Director: Theodore L. Harris (If the Separation (as defined in the proxy statement) has occurred) | Management | For | For | ||||||||||||
1e. | Election of Director: David A. Jones (If the Separation (as defined in the proxy statement) has occurred) | Management | For | For | ||||||||||||
1f. | Election of Director: Matthew H. Peltz (If the Separation (as defined in the proxy statement) has occurred) | Management | For | For | ||||||||||||
1g. | Election of Director: Michael T. Speetzen (If the Separation (as defined in the proxy statement) has occurred) | Management | For | For | ||||||||||||
1h. | Election of Director: John L. Stauch (If the Separation (as defined in the proxy statement) has occurred) | Management | For | For | ||||||||||||
1i. | Election of Director: Billie Ida Williamson (If the Separation (as defined in the proxy statement) has occurred) | Management | For | For | ||||||||||||
2a. | Election of Director: Glynis A. Bryan (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
2b. | Election of Director: Jerry W. Burris (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
2c. | Election of Director: Jacques Esculier (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
2d. | Election of Director: Edward P. Garden (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
2e. | Election of Director: T. Michael Glenn (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
2f. | Election of Director: David H. Y. Ho (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
2g. | Election of Director: Randall J. Hogan (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
2h. | Election of Director: David A. Jones (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
2i. | Election of Director: Ronald L Merriman (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
2j. | Election of Director: William T. Monahan (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
2k. | Election of Director: Billie Ida Williamson (If the Separation (as defined in the proxy statement) has not occurred) | Management | For | For | ||||||||||||
3. | To approve, by non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||||
4. | To ratify, by non-binding advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor’s remuneration. | Management | For | For | ||||||||||||
5. | To authorize the price range at which Pentair plc can re- allot shares it holds as treasury shares under Irish law. (Special Resolution) | Management | For | For | ||||||||||||
6. | To approve the reduction of the minimum number of directors from nine to seven and the maximum number of directors from twelve to eleven. | Management | For | For | ||||||||||||
ALLY FINANCIAL INC | ||||||||||||||||
Security | 02005N100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ALLY | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US02005N1000 | Agenda | 934748748 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Franklin W. Hobbs | Management | For | For | ||||||||||||
1b. | Election of Director: Kenneth J. Bacon | Management | For | For | ||||||||||||
1c. | Election of Director: Maureen A. Breakiron-Evans | Management | For | For | ||||||||||||
1d. | Election of Director: William H. Cary | Management | For | For | ||||||||||||
1e. | Election of Director: Mayree C. Clark | Management | For | For | ||||||||||||
1f. | Election of Director: Kim S. Fennebresque | Management | For | For | ||||||||||||
1g. | Election of Director: Marjorie Magner | Management | For | For | ||||||||||||
1h. | Election of Director: John J. Stack | Management | For | For | ||||||||||||
1i. | Election of Director: Michael F. Steib | Management | For | For | ||||||||||||
1j. | Election of Director: Jeffrey J. Brown | Management | For | For | ||||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the Audit Committee’s engagement of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2018. | Management | For | For |
THE DUN & BRADSTREET CORPORATION | ||||||||||||||||
Security | 26483E100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DNB | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US26483E1001 | Agenda | 934753066 - Management | |||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Cindy Christy | Management | For | For | ||||||||||||
1b. | Election of Director: L. Gordon Crovitz | Management | For | For | ||||||||||||
1c. | Election of Director: James N. Fernandez | Management | For | For | ||||||||||||
1d. | Election of Director: Paul R. Garcia | Management | For | For | ||||||||||||
1e. | Election of Director: Anastassia Lauterbach | Management | For | For | ||||||||||||
1f. | Election of Director: Thomas J. Manning | Management | For | For | ||||||||||||
1g. | Election of Director: Randall D. Mott | Management | For | For | ||||||||||||
1h. | Election of Director: Judith A. Reinsdorf | Management | For | For | ||||||||||||
2. | Ratify the appointment of our independent registered public accounting firm for 2018 | Management | For | For | ||||||||||||
3. | Approve The Dun & Bradstreet Corporation 2018 Non- Employee Directors Equity Incentive Plan | Management | For | For | ||||||||||||
4. | Obtain advisory approval of our executive compensation (Say on Pay) | Management | For | For | ||||||||||||
5. | Vote on a shareholder proposal, if properly presented at the meeting, requesting the Board to take the steps necessary to amend the Company’s governing documents to give holders in the aggregate of 10% of the Company’s outstanding common stock the power to call a special meeting. | Shareholder | Against | For | ||||||||||||
GANNETT CO., INC. | ||||||||||||||||
Security | 36473H104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GCI | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US36473H1041 | Agenda | 934753206 - Management | |||||||||||||
Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Matthew W. Barzun | Management | For | For | ||||||||||||
1b. | Election of Director: John E. Cody | Management | For | For | ||||||||||||
1c. | Election of Director: Stephen W. Coll | Management | For | For | ||||||||||||
1d. | Election of Director: Robert J. Dickey | Management | For | For | ||||||||||||
1e. | Election of Director: Donald E. Felsinger | Management | For | For | ||||||||||||
1f. | Election of Director: Lila Ibrahim | Management | For | For | ||||||||||||
1g. | Election of Director: Lawrence S. Kramer | Management | For | For | ||||||||||||
1h. | Election of Director: John Jeffry Louis | Management | For | For | ||||||||||||
1i. | Election of Director: Tony A. Prophet | Management | For | For | ||||||||||||
1j. | Election of Director: Debra A. Sandler | Management | For | For | ||||||||||||
1k. | Election of Director: Chloe R. Sladden | Management | For | For | ||||||||||||
2. | TO RATIFY the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2018. | Management | For | For | ||||||||||||
3. | COMPANY PROPOSAL TO APPROVE an amendment to the Company’s 2015 Omnibus Incentive Compensation Plan. | Management | For | For | ||||||||||||
4. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
BAXTER INTERNATIONAL INC. | ||||||||||||||||
Security | 071813109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BAX | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US0718131099 | Agenda | 934754474 - Management | |||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Jose (Joe) E. Almeida | Management | For | For | ||||||||||||
1b. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||||||
1c. | Election of Director: John D. Forsyth | Management | For | For | ||||||||||||
1d. | Election of Director: James R. Gavin III | Management | For | For | ||||||||||||
1e. | Election of Director: Peter S. Hellman | Management | For | For | ||||||||||||
1f. | Election of Director: Munib Islam | Management | For | For | ||||||||||||
1g. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||||||
1h. | Election of Director: Stephen N. Oesterle | Management | For | For | ||||||||||||
1i. | Election of Director: Carole J. Shapazian | Management | For | For | ||||||||||||
1j. | Election of Director: Cathy R. Smith | Management | For | For | ||||||||||||
1k. | Election of Director: Thomas T. Stallkamp | Management | For | For | ||||||||||||
1l. | Election of Director: Albert P.L. Stroucken | Management | For | For | ||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||||||
5. | Stockholder Proposal- Right to Act by Written Consent | Shareholder | Against | For | ||||||||||||
ENOVA INTERNATIONAL, INC. | ||||||||||||||||
Security | 29357K103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ENVA | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US29357K1034 | Agenda | 934756670 - Management | |||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Ellen Carnahan | Management | For | For | ||||||||||||
1b. | Election of Director: Daniel R. Feehan | Management | For | For | ||||||||||||
1c. | Election of Director: David Fisher | Management | For | For | ||||||||||||
1d. | Election of Director: William M. Goodyear | Management | For | For | ||||||||||||
1e. | Election of Director: James A. Gray | Management | For | For | ||||||||||||
1f. | Election of Director: Gregg A. Kaplan | Management | For | For | ||||||||||||
1g. | Election of Director: Mark P. McGowan | Management | For | For | ||||||||||||
1h. | Election of Director: Mark A. Tebbe | Management | For | For | ||||||||||||
2. | A non-binding proposal to approve the compensation paid to the Company’s named executive officers. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the Company’s 2018 fiscal year. | Management | For | For | ||||||||||||
4. | To approve the Enova International, Inc. Second Amended and Restated 2014 Long-Term Incentive Plan (Second Amended and Restated 2014 LTIP). | Management | For | For | ||||||||||||
EXPEDITORS INT’L OF WASHINGTON, INC. | ||||||||||||||||
Security | 302130109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EXPD | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US3021301094 | Agenda | 934758321 - Management | |||||||||||||
Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Robert R. Wright | Management | For | For | ||||||||||||
1b. | Election of Director: Glenn M. Alger | Management | For | For | ||||||||||||
1c. | Election of Director: James M. DuBois | Management | For | For | ||||||||||||
1d. | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||||
1e. | Election of Director: Diane H. Gulyas | Management | For | For | ||||||||||||
1f. | Election of Director: Richard B. McCune | Management | For | For | ||||||||||||
1g. | Election of Director: Alain Monie | Management | For | For | ||||||||||||
1h. | Election of Director: Jeffrey S. Musser | Management | For | For | ||||||||||||
1i. | Election of Director: Liane J. Pelletier | Management | For | For | ||||||||||||
1j. | Election of Director: Tay Yoshitani | Management | For | For | ||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||
3. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
4. | Shareholder Proposal: Link Executive Compensation to Sustainability Performance | Shareholder | Against | For | ||||||||||||
5. | Shareholder Proposal: Enhanced Shareholder Proxy Access | Shareholder | Against | For | ||||||||||||
KNOLL, INC. | ||||||||||||||||
Security | 498904200 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | KNL | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US4989042001 | Agenda | 934760819 - Management | |||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Stephanie Stahl | For | For | |||||||||||||
2 | Christopher G. Kennedy | For | For | |||||||||||||
3 | Daniel W. Dienst | For | For | |||||||||||||
2. | To approve the Knoll, Inc. 2018 Stock Incentive Plan. | Management | For | For | ||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
4. | To approve, on an advisory basis, the Company’s 2017 executive compensation. | Management | For | For | ||||||||||||
PHILLIPS 66 | ||||||||||||||||
Security | 718546104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PSX | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US7185461040 | Agenda | 934744067 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of director: J. Brian Ferguson | Management | For | For | ||||||||||||
1b. | Election of director: Harold W. McGraw III | Management | For | For | ||||||||||||
1c. | Election of director: Victoria J. Tschinkel | Management | For | For | ||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2018. | Management | For | For | ||||||||||||
3. | To consider and vote on a proposal to approve, on an advisory (non-binding) basis, the compensation of our Named Executive Officers. | Management | For | For | ||||||||||||
4. | To consider and vote on a proposal to amend the Certificate of Incorporation to declassify the Board of Directors over the next three years. | Management | For | For | ||||||||||||
KINDER MORGAN, INC. | ||||||||||||||||
Security | 49456B101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | KMI | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US49456B1017 | Agenda | 934748990 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Richard D. Kinder | Management | For | For | ||||||||||||
1b. | Election of Director: Steven J. Kean | Management | For | For | ||||||||||||
1c. | Election of Director: Kimberly A. Dang | Management | For | For | ||||||||||||
1d. | Election of Director: Ted A. Gardner | Management | For | For | ||||||||||||
1e. | Election of Director: Anthony W. Hall, Jr. | Management | For | For | ||||||||||||
1f. | Election of Director: Gary L. Hultquist | Management | For | For | ||||||||||||
1g. | Election of Director: Ronald L. Kuehn, Jr. | Management | For | For | ||||||||||||
1h. | Election of Director: Deborah A. Macdonald | Management | For | For | ||||||||||||
1i. | Election of Director: Michael C. Morgan | Management | For | For | ||||||||||||
1j. | Election of Director: Arthur C. Reichstetter | Management | For | For | ||||||||||||
1k. | Election of Director: Fayez Sarofim | Management | For | For | ||||||||||||
1l. | Election of Director: C. Park Shaper | Management | For | For | ||||||||||||
1m. | Election of Director: William A. Smith | Management | For | For | ||||||||||||
1n. | Election of Director: Joel V. Staff | Management | For | For | ||||||||||||
1o. | Election of Director: Robert F. Vagt | Management | For | For | ||||||||||||
1p. | Election of Director: Perry M. Waughtal | Management | For | For | ||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018 | Management | For | For | ||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement | Management | For | For | ||||||||||||
4. | Frequency with which we will hold an advisory vote on the compensation of our named executive officers | Management | 1 Year | Against | ||||||||||||
5. | Stockholder proposal relating to a report on methane emissions | Shareholder | Against | For | ||||||||||||
6. | Stockholder proposal relating to an annual sustainability report | Shareholder | Against | For | ||||||||||||
7. | Stockholder proposal relating to an assessment of the long-term portfolio impacts of scenarios consistent with global climate change policies | Shareholder | Against | For | ||||||||||||
PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||||||
Security | 718172109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PM | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US7181721090 | Agenda | 934750919 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Harold Brown | Management | For | For | ||||||||||||
1B. | Election of Director: Andre Calantzopoulos | Management | For | For | ||||||||||||
1C. | Election of Director: Louis C. Camilleri | Management | For | For | ||||||||||||
1D. | Election of Director: Massimo Ferragamo | Management | For | For | ||||||||||||
1E. | Election of Director: Werner Geissler | Management | For | For | ||||||||||||
1F. | Election of Director: Lisa A. Hook | Management | For | For | ||||||||||||
1G. | Election of Director: Jennifer Li | Management | For | For | ||||||||||||
1H. | Election of Director: Jun Makihara | Management | For | For | ||||||||||||
1I. | Election of Director: Sergio Marchionne | Management | For | For | ||||||||||||
1J. | Election of Director: Kalpana Morparia | Management | For | For | ||||||||||||
�� | 1K. | Election of Director: Lucio A. Noto | Management | For | For | |||||||||||
1L. | Election of Director: Frederik Paulsen | Management | For | For | ||||||||||||
1M. | Election of Director: Robert B. Polet | Management | For | For | ||||||||||||
1N. | Election of Director: Stephen M. Wolf | Management | For | For | ||||||||||||
2. | Advisory Vote Approving Executive Compensation | Management | For | For | ||||||||||||
3. | Ratification of the Selection of Independent Auditors | Management | For | For | ||||||||||||
XYLEM INC. | ||||||||||||||||
Security | 98419M100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | XYL | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US98419M1009 | Agenda | 934751101 - Management | |||||||||||||
Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||||
1b. | Election of Director: Curtis J. Crawford, Ph.D. | Management | For | For | ||||||||||||
1c. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||||
1d. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||||
1e. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||||
1f. | Election of Director: Sten E. Jakobsson | Management | For | For | ||||||||||||
1g. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||||
1h. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | ||||||||||||
1i. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||||
1j. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2018. | Management | For | For | ||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||||
4. | Advisory vote on the frequency of future advisory votes to approve named executive compensation. | Management | 1 Year | For | ||||||||||||
5. | Shareholder proposal to lower threshold for shareholders to call special meetings from 25% to 10% of Company stock, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||
GILEAD SCIENCES, INC. | ||||||||||||||||
Security | 375558103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GILD | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US3755581036 | Agenda | 934752925 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: John F. Cogan, Ph.D. | Management | For | For | ||||||||||||
1b. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | ||||||||||||
1c. | Election of Director: Kelly A. Kramer | Management | For | For | ||||||||||||
1d. | Election of Director: Kevin E. Lofton | Management | For | For | ||||||||||||
1e. | Election of Director: John C. Martin, Ph.D. | Management | For | For | ||||||||||||
1f. | Election of Director: John F. Milligan, Ph.D. | Management | For | For | ||||||||||||
1g. | Election of Director: Richard J. Whitley, M.D. | Management | For | For | ||||||||||||
1h. | Election of Director: Gayle E. Wilson | Management | For | For | ||||||||||||
1i. | Election of Director: Per Wold-Olsen | Management | For | For | ||||||||||||
2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | ||||||||||||
4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairman of the Board of Directors be an independent director. | Shareholder | Against | For | ||||||||||||
5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board take steps to permit stockholder action by written consent. | Shareholder | Against | For | ||||||||||||
FRONTIER COMMUNICATIONS CORP | ||||||||||||||||
Security | 35906A306 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FTR | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US35906A3068 | Agenda | 934754931 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Leroy T. Barnes, Jr. | Management | For | For | ||||||||||||
1b. | Election of Director: Peter C.B. Bynoe | Management | For | For | ||||||||||||
1c. | Election of Director: Diana S. Ferguson | Management | For | For | ||||||||||||
1d. | Election of Director: Edward Fraioli | Management | For | For | ||||||||||||
1e. | Election of Director: Daniel J. McCarthy | Management | For | For | ||||||||||||
1f. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||||||||||
1g. | Election of Director: Virginia P. Ruesterholz | Management | For | For | ||||||||||||
1h. | Election of Director: Howard L. Schrott | Management | For | For | ||||||||||||
1i. | Election of Director: Mark Shapiro | Management | For | For | ||||||||||||
2. | To consider and vote upon an advisory proposal on executive compensation. | Management | For | For | ||||||||||||
3. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
CME GROUP INC. | ||||||||||||||||
Security | 12572Q105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CME | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US12572Q1058 | Agenda | 934757622 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Equity Director: Terrence A. Duffy | Management | For | For | ||||||||||||
1b. | Election of Equity Director: Timothy S. Bitsberger | Management | For | For | ||||||||||||
1c. | Election of Equity Director: Charles P. Carey | Management | For | For | ||||||||||||
1d. | Election of Equity Director: Dennis H. Chookaszian | Management | For | For | ||||||||||||
1e. | Election of Equity Director: Ana Dutra | Management | For | For | ||||||||||||
1f. | Election of Equity Director: Martin J. Gepsman | Management | For | For | ||||||||||||
1g. | Election of Equity Director: Larry G. Gerdes | Management | For | For | ||||||||||||
1h. | Election of Equity Director: Daniel R. Glickman | Management | For | For | ||||||||||||
1i. | Election of Equity Director: Deborah J. Lucas | Management | For | For | ||||||||||||
1j. | Election of Equity Director: Alex J. Pollock | Management | For | For | ||||||||||||
1k. | Election of Equity Director: Terry L. Savage | Management | For | For | ||||||||||||
1l. | Election of Equity Director: William R. Shepard | Management | For | For | ||||||||||||
1m. | Election of Equity Director: Howard J. Siegel | Management | For | For | ||||||||||||
1n. | Election of Equity Director: Dennis A. Suskind | Management | For | For | ||||||||||||
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||||
UNITED PARCEL SERVICE, INC. | ||||||||||||||||
Security | 911312106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | UPS | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US9113121068 | Agenda | 934744005 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a) | Election of Director: David P. Abney | Management | For | For | ||||||||||||
1b) | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||||
1c) | Election of Director: Michael J. Burns | Management | For | For | ||||||||||||
1d) | Election of Director: William R. Johnson | Management | For | For | ||||||||||||
1e) | Election of Director: Candace Kendle | Management | For | For | ||||||||||||
1f) | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||||
1g) | Election of Director: Rudy H.P. Markham | Management | For | For | ||||||||||||
1h) | Election of Director: Franck J. Moison | Management | For | For | ||||||||||||
1i) | Election of Director: Clark T. Randt, Jr. | Management | For | For | ||||||||||||
1j) | Election of Director: Christiana Smith Shi | Management | For | For | ||||||||||||
1k) | Election of Director: John T. Stankey | Management | For | For | ||||||||||||
1l) | Election of Director: Carol B. Tome | Management | For | For | ||||||||||||
1m) | Election of Director: Kevin M. Warsh | Management | For | For | ||||||||||||
2. | To approve the 2018 Omnibus Incentive Compensation Plan. | Management | For | For | ||||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||
4. | To prepare an annual report on lobbying activities. | Shareholder | Against | For | ||||||||||||
5. | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | Shareholder | Against | For | ||||||||||||
6. | To integrate sustainability metrics into executive compensation. | Shareholder | Against | For | ||||||||||||
KIMBERLY-CLARK CORPORATION | ||||||||||||||||
Security | 494368103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | KMB | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US4943681035 | Agenda | 934744625 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: John F. Bergstrom | Management | For | For | ||||||||||||
1B. | Election of Director: Abelardo E. Bru | Management | For | For | ||||||||||||
1C. | Election of Director: Robert W. Decherd | Management | For | For | ||||||||||||
1D. | Election of Director: Thomas J. Falk | Management | For | For | ||||||||||||
1E. | Election of Director: Fabian T. Garcia | Management | For | For | ||||||||||||
1F. | Election of Director: Michael D. Hsu | Management | For | For | ||||||||||||
1G. | Election of Director: Mae C. Jemison, M.D. | Management | For | For | ||||||||||||
1H. | Election of Director: James M. Jenness | Management | For | For | ||||||||||||
1I. | Election of Director: Nancy J. Karch | Management | For | For | ||||||||||||
1J. | Election of Director: Christa S. Quarles | Management | For | For | ||||||||||||
1K. | Election of Director: Ian C. Read | Management | For | For | ||||||||||||
1L. | Election of Director: Marc J. Shapiro | Management | For | For | ||||||||||||
1M. | Election of Director: Michael D. White | Management | For | For | ||||||||||||
2. | Ratification of Auditor | Management | For | For | ||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||
EXPRESS SCRIPTS HOLDING COMPANY | ||||||||||||||||
Security | 30219G108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ESRX | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US30219G1085 | Agenda | 934745716 - Management | |||||||||||||
Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Maura C. Breen | Management | For | For | ||||||||||||
1b. | Election of Director: William J. DeLaney | Management | For | For | ||||||||||||
1c. | Election of Director: Elder Granger, MD, MG, USA (Retired) | Management | For | For | ||||||||||||
1d. | Election of Director: Nicholas J. LaHowchic | Management | For | For | ||||||||||||
1e. | Election of Director: Thomas P. Mac Mahon | Management | For | For | ||||||||||||
1f. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||||||
1g. | Election of Director: Frank Mergenthaler | Management | For | For | ||||||||||||
1h. | Election of Director: Woodrow A. Myers, Jr., MD | Management | For | For | ||||||||||||
1i. | Election of Director: Roderick A. Palmore | Management | For | For | ||||||||||||
1j. | Election of Director: George Paz | Management | For | For | ||||||||||||
1k. | Election of Director: William L. Roper, MD, MPH | Management | For | For | ||||||||||||
1l. | Election of Director: Seymour Sternberg | Management | For | For | ||||||||||||
1m. | Election of Director: Timothy Wentworth | Management | For | For | ||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for 2018. | Management | For | For | ||||||||||||
3. | To approve, by non-binding vote, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
4. | Stockholder proposal requesting the Company to report annually to the Board and stockholders identifying whether there exists a gender pay-gap among the Company’s employees and other related disclosures. | Shareholder | Against | For | ||||||||||||
5. | Stockholder proposal requesting the Board annually review and publicly report on its cyber risk. | Shareholder | Against | For | ||||||||||||
C.H. ROBINSON WORLDWIDE, INC. | ||||||||||||||||
Security | 12541W209 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CHRW | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US12541W2098 | Agenda | 934746794 - Management | |||||||||||||
Record Date | 14-Mar-2018 | Holding Recon Date | 14-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Scott P. Anderson | Management | For | For | ||||||||||||
1b. | Election of Director: Robert Ezrilov | Management | For | For | ||||||||||||
1c. | Election of Director: Wayne M. Fortun | Management | For | For | ||||||||||||
1d. | Election of Director: Timothy C. Gokey | Management | For | For | ||||||||||||
1e. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | ||||||||||||
1f. | Election of Director: Jodee A. Kozlak | Management | For | For | ||||||||||||
1g. | Election of Director: Brian P. Short | Management | For | For | ||||||||||||
1h. | Election of Director: James B. Stake | Management | For | For | ||||||||||||
1i. | Election of Director: John P. Wiehoff | Management | For | For | ||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company’s independent auditors for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
4. | Report on the feasibility of GHG Disclosure and Management. | Shareholder | Against | For | ||||||||||||
MSCI INC. | ||||||||||||||||
Security | 55354G100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MSCI | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US55354G1004 | Agenda | 934748750 - Management | |||||||||||||
Record Date | 14-Mar-2018 | Holding Recon Date | 14-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Henry A. Fernandez | Management | For | For | ||||||||||||
1b. | Election of Director: Robert G. Ashe | Management | For | For | ||||||||||||
1c. | Election of Director: Benjamin F. duPont | Management | For | For | ||||||||||||
1d. | Election of Director: Wayne Edmunds | Management | For | For | ||||||||||||
1e. | Election of Director: Alice W. Handy | Management | For | For | ||||||||||||
1f. | Election of Director: Catherine R. Kinney | Management | For | For | ||||||||||||
1g. | Election of Director: Wendy E. Lane | Management | For | For | ||||||||||||
1h. | Election of Director: Jacques P. Perold | Management | For | For | ||||||||||||
1i. | Election of Director: Linda H. Riefler | Management | For | For | ||||||||||||
1j. | Election of Director: George W. Siguler | Management | For | For | ||||||||||||
1k. | Election of Director: Marcus L. Smith | Management | For | For | ||||||||||||
2. | To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | Management | For | For | ||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | Management | For | For | ||||||||||||
ASSURANT, INC. | ||||||||||||||||
Security | 04621X108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AIZ | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US04621X1081 | Agenda | 934751834 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Elaine D. Rosen | Management | For | For | ||||||||||||
1b. | Election of Director: Howard L. Carver | Management | For | For | ||||||||||||
1c. | Election of Director: Juan N. Cento | Management | For | For | ||||||||||||
1d. | Election of Director: Alan B. Colberg | Management | For | For | ||||||||||||
1e. | Election of Director: Elyse Douglas | Management | For | For | ||||||||||||
1f. | Election of Director: Harriet Edelman | Management | For | For | ||||||||||||
1g. | Election of Director: Lawrence V. Jackson | Management | For | For | ||||||||||||
1h. | Election of Director: Charles J. Koch | Management | For | For | ||||||||||||
1i. | Election of Director: Jean-Paul L. Montupet | Management | For | For | ||||||||||||
1j. | Election of Director: Debra J. Perry | Management | For | For | ||||||||||||
1k. | Election of Director: Paul J. Reilly | Management | For | For | ||||||||||||
1l. | Election of Director: Robert W. Stein | Management | For | For | ||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||
3. | Advisory approval of the 2017 compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
FORD MOTOR COMPANY | ||||||||||||||||
Security | 345370860 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | F | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US3453708600 | Agenda | 934753028 - Management | |||||||||||||
Record Date | 14-Mar-2018 | Holding Recon Date | 14-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Stephen G. Butler | Management | For | For | ||||||||||||
1b. | Election of Director: Kimberly A. Casiano | Management | For | For | ||||||||||||
1c. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | ||||||||||||
1d. | Election of Director: Edsel B. Ford II | Management | For | For | ||||||||||||
1e. | Election of Director: William Clay Ford, Jr. | Management | For | For | ||||||||||||
1f. | Election of Director: James P. Hackett | Management | For | For | ||||||||||||
1g. | Election of Director: William W. Helman IV | Management | For | For | ||||||||||||
1h. | Election of Director: William E. Kennard | Management | For | For | ||||||||||||
1i. | Election of Director: John C. Lechleiter | Management | For | For | ||||||||||||
1j. | Election of Director: Ellen R. Marram | Management | For | For | ||||||||||||
1k. | Election of Director: John L. Thornton | Management | For | For | ||||||||||||
1l. | Election of Director: John B. Veihmeyer | Management | For | For | ||||||||||||
1m. | Election of Director: Lynn M. Vojvodich | Management | For | For | ||||||||||||
1n. | Election of Director: John S. Weinberg | Management | For | For | ||||||||||||
2. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||
3. | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. | Management | For | For | ||||||||||||
4. | Approval of the 2018 Long-Term Incentive Plan. | Management | For | For | ||||||||||||
5. | Relating to Consideration of a Recapitalization Plan to Provide That All of the Company’s Outstanding Stock Have One Vote Per Share. | Management | For | Against | ||||||||||||
6. | Relating to Disclosure of the Company’s Lobbying Activities and Expenditures. | Shareholder | Against | For | ||||||||||||
7. | Relating to Report on CAFE Standards. | Shareholder | Against | For | ||||||||||||
8. | Relating to Disclosure of the Company’s Political Activities and Expenditures. | Shareholder | Against | For | ||||||||||||
SEMPRA ENERGY | ||||||||||||||||
Security | 816851109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SRE | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US8168511090 | Agenda | 934757608 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Alan L. Boeckmann | Management | For | For | ||||||||||||
1b. | Election of Director: Kathleen L. Brown | Management | For | For | ||||||||||||
1c. | Election of Director: Andres Conesa | Management | For | For | ||||||||||||
1d. | Election of Director: Maria Contreras-Sweet | Management | For | For | ||||||||||||
1e. | Election of Director: Pablo A. Ferrero | Management | For | For | ||||||||||||
1f. | Election of Director: William D. Jones | Management | For | For | ||||||||||||
1g. | Election of Director: Jeffrey W. Martin | Management | For | For | ||||||||||||
1h. | Election of Director: Bethany J. Mayer | Management | For | For | ||||||||||||
1i. | Election of Director: William G. Ouchi | Management | For | For | ||||||||||||
1j. | Election of Director: Debra L. Reed | Management | For | For | ||||||||||||
1k. | Election of Director: William C. Rusnack | Management | For | For | ||||||||||||
1l. | Election of Director: Lynn Schenk | Management | For | For | ||||||||||||
1m. | Election of Director: Jack T. Taylor | Management | For | For | ||||||||||||
1n. | Election of Director: James C. Yardley | Management | For | For | ||||||||||||
2. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||
3. | Advisory Approval of Our Executive Compensation. | Management | For | For | ||||||||||||
4. | Shareholder Proposal on Enhanced Shareholder Proxy Access. | Shareholder | Against | For | ||||||||||||
SEMPRA ENERGY | ||||||||||||||||
Security | 816851109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SRE | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US8168511090 | Agenda | 934757608 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Alan L. Boeckmann | Management | ||||||||||||||
1b. | Election of Director: Kathleen L. Brown | Management | ||||||||||||||
1c. | Election of Director: Andres Conesa | Management | ||||||||||||||
1d. | Election of Director: Maria Contreras-Sweet | Management | ||||||||||||||
1e. | Election of Director: Pablo A. Ferrero | Management | ||||||||||||||
1f. | Election of Director: William D. Jones | Management | ||||||||||||||
1g. | Election of Director: Jeffrey W. Martin | Management | ||||||||||||||
1h. | Election of Director: Bethany J. Mayer | Management | ||||||||||||||
1i. | Election of Director: William G. Ouchi | Management | ||||||||||||||
1j. | Election of Director: Debra L. Reed | Management | ||||||||||||||
1k. | Election of Director: William C. Rusnack | Management | ||||||||||||||
1l. | Election of Director: Lynn Schenk | Management | ||||||||||||||
1m. | Election of Director: Jack T. Taylor | Management | ||||||||||||||
1n. | Election of Director: James C. Yardley | Management | ||||||||||||||
2. | Ratification of Independent Registered Public Accounting Firm. | Management | ||||||||||||||
3. | Advisory Approval of Our Executive Compensation. | Management | ||||||||||||||
4. | Shareholder Proposal on Enhanced Shareholder Proxy Access. | Shareholder | ||||||||||||||
NOVANTA INC. | ||||||||||||||||
Security | 67000B104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NOVT | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | CA67000B1040 | Agenda | 934785417 - Management | |||||||||||||
Record Date | 29-Mar-2018 | Holding Recon Date | 29-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | Stephen W. Bershad | For | For | |||||||||||||
2 | Lonny J. Carpenter | For | For | |||||||||||||
3 | Dennis J. Fortino | For | For | |||||||||||||
4 | Matthijs Glastra | For | For | |||||||||||||
5 | Brian D. King | For | For | |||||||||||||
6 | Ira J. Lamel | For | For | |||||||||||||
7 | Dominic A. Romeo | For | For | |||||||||||||
8 | Thomas N. Secor | For | For | |||||||||||||
2 | Approval, on an Advisory (Non-Binding) Basis, of the Company’s Executive Compensation. | Management | For | For | ||||||||||||
3 | To appoint PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm to serve until the 2019 annual meeting of shareholders. | Management | For | For | ||||||||||||
ENI S.P.A | ||||||||||||||||
Security | 26874R108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | E | Meeting Date | 10-May-2018 | |||||||||||||
ISIN | US26874R1086 | Agenda | 934797880 - Management | |||||||||||||
Record Date | 02-Apr-2018 | Holding Recon Date | 02-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | Eni S.p.A. financial statements at December 31, 2017. Related resolutions. Eni consolidated financial statements at December 31, 2017. Reports of the Directors, of the Board of Statutory Auditors and of the Audit Firm. | Management | For | For | ||||||||||||
2. | Allocation of net profit. | Management | For | For | ||||||||||||
3. | Remuneration report (Section I): policy on remuneration. | Management | For | For | ||||||||||||
4a. | Appointment of the Independent Auditors for the period 2019-2027: Primary Proposal presented by the Board of Statutory Auditors You may only vote in one of the items, either Item 4a OR Item 4b. You may NOT vote in both items. | Management | For | |||||||||||||
4b. | Appointment of the Independent Auditors for the period 2019-2027: Secondary Proposal presented by the Board of Statutory Auditors. You may only vote in one of the items, either Item 4a OR Item 4b. You may NOT vote in both items. | Management | For | |||||||||||||
REPUBLIC SERVICES, INC. | ||||||||||||||||
Security | 760759100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RSG | Meeting Date | 11-May-2018 | |||||||||||||
ISIN | US7607591002 | Agenda | 934752127 - Management | |||||||||||||
Record Date | 14-Mar-2018 | Holding Recon Date | 14-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||||
1b. | Election of Director: Tomago Collins | Management | For | For | ||||||||||||
1c. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||||||
1d. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||||||
1e. | Election of Director: Michael Larson | Management | For | For | ||||||||||||
1f. | Election of Director: Kim S. Pegula | Management | For | For | ||||||||||||
1g. | Election of Director: Ramon A. Rodriguez | Management | For | For | ||||||||||||
1h. | Election of Director: Donald W. Slager | Management | For | For | ||||||||||||
1i. | Election of Director: John M. Trani | Management | For | For | ||||||||||||
1j. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||||||
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
4. | Approve the Republic Services, Inc. 2018 Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
5. | Shareholder proposal regarding political contributions and expenditures. | Shareholder | Against | For | ||||||||||||
COLGATE-PALMOLIVE COMPANY | ||||||||||||||||
Security | 194162103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CL | Meeting Date | 11-May-2018 | |||||||||||||
ISIN | US1941621039 | Agenda | 934753078 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Charles A. Bancroft | Management | For | For | ||||||||||||
1b. | Election of Director: John P. Bilbrey | Management | For | For | ||||||||||||
1c. | Election of Director: John T. Cahill | Management | For | For | ||||||||||||
1d. | Election of Director: Ian Cook | Management | For | For | ||||||||||||
1e. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||||
1f. | Election of Director: Ellen M. Hancock | Management | For | For | ||||||||||||
1g. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||||
1h. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||||||
1i. | Election of Director: Michael B. Polk | Management | For | For | ||||||||||||
1j. | Election of Director: Stephen I. Sadove | Management | For | For | ||||||||||||
2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate’s independent registered public accounting firm. | Management | For | For | ||||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||||
4. | Stockholder proposal on 10% threshold to call special shareholder meetings. | Shareholder | Against | For | ||||||||||||
THE ALLSTATE CORPORATION | ||||||||||||||||
Security | 020002101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ALL | Meeting Date | 11-May-2018 | |||||||||||||
ISIN | US0200021014 | Agenda | 934753268 - Management | |||||||||||||
Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Kermit R. Crawford | Management | For | For | ||||||||||||
1b. | Election of Director: Michael L. Eskew | Management | For | For | ||||||||||||
1c. | Election of Director: Margaret M. Keane | Management | For | For | ||||||||||||
1d. | Election of Director: Siddharth N. Mehta | Management | For | For | ||||||||||||
1e. | Election of Director: Jacques P. Perold | Management | For | For | ||||||||||||
1f. | Election of Director: Andrea Redmond | Management | For | For | ||||||||||||
1g. | Election of Director: Gregg M. Sherrill | Management | For | For | ||||||||||||
1h. | Election of Director: Judith A. Sprieser | Management | For | For | ||||||||||||
1i. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||||
1j. | Election of Director: Thomas J. Wilson | Management | For | For | ||||||||||||
2. | Advisory vote to approve the executive compensation of the named executive officers. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Allstate’s independent registered public accountant for 2018. | Management | For | For | ||||||||||||
4. | Stockholder proposal on independent board chairman. | Shareholder | Against | For | ||||||||||||
5. | Stockholder proposal on reporting political contributions. | Shareholder | Against | For | ||||||||||||
AMERICAN WATER WORKS COMPANY, INC. | ||||||||||||||||
Security | 030420103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AWK | Meeting Date | 11-May-2018 | |||||||||||||
ISIN | US0304201033 | Agenda | 934755248 - Management | |||||||||||||
Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Jeffrey N. Edwards | Management | For | For | ||||||||||||
1b. | Election of Director: Martha Clark Goss | Management | For | For | ||||||||||||
1c. | Election of Director: Veronica M. Hagen | Management | For | For | ||||||||||||
1d. | Election of Director: Julia L. Johnson | Management | For | For | ||||||||||||
1e. | Election of Director: Karl F. Kurz | Management | For | For | ||||||||||||
1f. | Election of Director: George MacKenzie | Management | For | For | ||||||||||||
1g. | Election of Director: James G. Stavridis | Management | For | For | ||||||||||||
1h. | Election of Director: Susan N. Story | Management | For | For | ||||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
3. | Ratification of the appointment, by the Audit Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
4. | Stockholder proposal on human right to water and sanitation as described in the proxy statement. | Shareholder | Against | For | ||||||||||||
5. | Stockholder proposal on lobbying expenditures as described in the proxy statement. | Shareholder | Against | For | ||||||||||||
6. | Stockholder proposal on political contributions as described in the proxy statement. | Shareholder | Against | For | ||||||||||||
BAKER HUGHES, A GE COMPANY | ||||||||||||||||
Security | 05722G100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BHGE | Meeting Date | 11-May-2018 | |||||||||||||
ISIN | US05722G1004 | Agenda | 934755387 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: W. Geoffrey Beattie | Management | For | For | ||||||||||||
1b. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||||||
1c. | Election of Director: Clarence P. Cazalot, Jr. | Management | For | For | ||||||||||||
1d. | Election of Director: Martin S. Craighead | Management | For | For | ||||||||||||
1e. | Election of Director: Lynn L. Elsenhans | Management | For | For | ||||||||||||
1f. | Election of Director: Jamie S. Miller | Management | For | For | ||||||||||||
1g. | Election of Director: James J. Mulva | Management | For | For | ||||||||||||
1h. | Election of Director: John G. Rice | Management | For | For | ||||||||||||
1i. | Election of Director: Lorenzo Simonelli | Management | For | For | ||||||||||||
2. | An advisory vote related to the Company’s executive compensation program. | Management | For | For | ||||||||||||
3. | The approval of the Company’s Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
4. | The ratification of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2018. | Management | For | For | ||||||||||||
THE PROGRESSIVE CORPORATION | ||||||||||||||||
Security | 743315103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PGR | Meeting Date | 11-May-2018 | |||||||||||||
ISIN | US7433151039 | Agenda | 934764691 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Philip Bleser | Management | For | For | ||||||||||||
1b. | Election of Director: Stuart B. Burgdoerfer | Management | For | For | ||||||||||||
1c. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||||||
1d. | Election of Director: Charles A. Davis | Management | For | For | ||||||||||||
1e. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||||
1f. | Election of Director: Lawton W. Fitt | Management | For | For | ||||||||||||
1g. | Election of Director: Susan Patricia Griffith | Management | For | For | ||||||||||||
1h. | Election of Director: Jeffrey D. Kelly | Management | For | For | ||||||||||||
1i. | Election of Director: Patrick H. Nettles, Ph.D. | Management | For | For | ||||||||||||
1j. | Election of Director: Barbara R. Snyder | Management | For | For | ||||||||||||
1k. | Election of Director: Kahina Van Dyke | Management | For | For | ||||||||||||
2. | Cast an advisory vote to approve our executive compensation program. | Management | For | For | ||||||||||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
WASTE MANAGEMENT, INC. | ||||||||||||||||
Security | 94106L109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WM | Meeting Date | 14-May-2018 | |||||||||||||
ISIN | US94106L1098 | Agenda | 934754993 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Withdrawn from election | Management | For | |||||||||||||
1b. | Election of Director: Frank M. Clark, Jr. | Management | For | For | ||||||||||||
1c. | Election of Director: James C. Fish, Jr. | Management | For | For | ||||||||||||
1d. | Election of Director: Andres R. Gluski | Management | For | For | ||||||||||||
1e. | Election of Director: Patrick W. Gross | Management | For | For | ||||||||||||
1f. | Election of Director: Victoria M. Holt | Management | For | For | ||||||||||||
1g. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||||||
1h. | Election of Director: John C. Pope | Management | For | For | ||||||||||||
1i. | Election of Director: Thomas H. Weidemeyer | Management | For | For | ||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Approval of our executive compensation. | Management | For | For | ||||||||||||
4. | Stockholder proposal regarding a policy restricting accelerated vesting of equity awards upon a change in control, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||
MOTOROLA SOLUTIONS, INC. | ||||||||||||||||
Security | 620076307 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MSI | Meeting Date | 14-May-2018 | |||||||||||||
ISIN | US6200763075 | Agenda | 934762863 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Gregory Q. Brown | Management | For | For | ||||||||||||
1b. | Election of Director: Kenneth D. Denman | Management | For | For | ||||||||||||
1c. | Election of Director: Egon P. Durban | Management | For | For | ||||||||||||
1d. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||||
1e. | Election of Director: Judy C. Lewent | Management | For | For | ||||||||||||
1f. | Election of Director: Gregory K. Mondre | Management | For | For | ||||||||||||
1g. | Election of Director: Anne R. Pramaggiore | Management | For | For | ||||||||||||
1h. | Election of Director: Samuel C. Scott, III | Management | For | For | ||||||||||||
1i. | Election of Director: Joseph M. Tucci | Management | For | For | ||||||||||||
2. | Advisory approval of the Company’s executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for 2018. | Management | For | For | ||||||||||||
4. | Stockholder Proposal re: Ethical Recruitment in Global Supply Chains. | Shareholder | Against | For | ||||||||||||
5. | Stockholder Proposal re: Independent Director with Human Rights Expertise. | Shareholder | Against | For | ||||||||||||
6. | Stockholder Proposal re: Lobbying Disclosure. | Shareholder | Against | For | ||||||||||||
ZOETIS INC. | ||||||||||||||||
Security | 98978V103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ZTS | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US98978V1035 | Agenda | 934756341 - Management | |||||||||||||
Record Date | 21-Mar-2018 | Holding Recon Date | 21-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: Sanjay Khosla | Management | For | For | ||||||||||||
1.2 | Election of Director: Willie M. Reed | Management | For | For | ||||||||||||
1.3 | Election of Director: Linda Rhodes | Management | For | For | ||||||||||||
1.4 | Election of Director: William C. Steere, Jr. | Management | For | For | ||||||||||||
2. | Advisory vote to approve our executive compensation (Say on Pay) | Management | For | For | ||||||||||||
3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
CONOCOPHILLIPS | ||||||||||||||||
Security | 20825C104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | COP | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US20825C1045 | Agenda | 934756668 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||||
1b. | Election of Director: Caroline Maury Devine | Management | For | For | ||||||||||||
1c. | Election of Director: John V. Faraci | Management | For | For | ||||||||||||
1d. | Election of Director: Jody Freeman | Management | For | For | ||||||||||||
1e. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||||||
1f. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||||||
1g. | Election of Director: Sharmila Mulligan | Management | For | For | ||||||||||||
1h. | Election of Director: Arjun N. Murti | Management | For | For | ||||||||||||
1i. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||||||
1j. | Election of Director: Harald J. Norvik | Management | For | For | ||||||||||||
2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips’ independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||||
4. | Policy to use GAAP Financial Metrics for Purposes of Determining Executive Compensation. | Shareholder | Against | For | ||||||||||||
FIRSTENERGY CORP. | ||||||||||||||||
Security | 337932107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FE | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US3379321074 | Agenda | 934760821 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Paul T. Addison | For | For | |||||||||||||
2 | Michael J. Anderson | For | For | |||||||||||||
3 | Steven J. Demetriou | For | For | |||||||||||||
4 | Julia L. Johnson | For | For | |||||||||||||
5 | Charles E. Jones | For | For | |||||||||||||
6 | Donald T. Misheff | For | For | |||||||||||||
7 | Thomas N. Mitchell | For | For | |||||||||||||
8 | James F. O’Neil III | For | For | |||||||||||||
9 | Christopher D. Pappas | For | For | |||||||||||||
10 | Sandra Pianalto | For | For | |||||||||||||
11 | Luis A. Reyes | For | For | |||||||||||||
12 | Dr. Jerry Sue Thornton | For | For | |||||||||||||
2. | Ratify the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
3. | Approve, on an Advisory Basis, Named Executive Officer Compensation | Management | For | For | ||||||||||||
4. | Approve a Management Proposal to Amend the Company’s Amended Articles of Incorporation and Amended Code of Regulations to Replace Existing Supermajority Voting Requirements with a Majority Voting Power Threshold | Management | For | For | ||||||||||||
5. | Approve a Management Proposal to Amend the Company’s Amended Articles of Incorporation and Amended Code of Regulations to Implement Majority Voting for Uncontested Director Elections | Management | For | For | ||||||||||||
6. | Approve a Management Proposal to Amend the Company’s Amended Code of Regulations to Implement Proxy Access | Management | For | For | ||||||||||||
7. | Shareholder Proposal Requesting a Reduction in the Threshold to Call a Special Shareholder Meeting | Shareholder | Against | For | ||||||||||||
FIRSTENERGY CORP. | ||||||||||||||||
Security | 337932107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FE | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US3379321074 | Agenda | 934760821 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Paul T. Addison | |||||||||||||||
2 | Michael J. Anderson | |||||||||||||||
3 | Steven J. Demetriou | |||||||||||||||
4 | Julia L. Johnson | |||||||||||||||
5 | Charles E. Jones | |||||||||||||||
6 | Donald T. Misheff | |||||||||||||||
7 | Thomas N. Mitchell | |||||||||||||||
8 | James F. O’Neil III | |||||||||||||||
9 | Christopher D. Pappas | |||||||||||||||
10 | Sandra Pianalto | |||||||||||||||
11 | Luis A. Reyes | |||||||||||||||
12 | Dr. Jerry Sue Thornton | |||||||||||||||
2. | Ratify the Appointment of the Independent Registered Public Accounting Firm | Management | ||||||||||||||
3. | Approve, on an Advisory Basis, Named Executive Officer Compensation | Management | ||||||||||||||
4. | Approve a Management Proposal to Amend the Company’s Amended Articles of Incorporation and Amended Code of Regulations to Replace Existing Supermajority Voting Requirements with a Majority Voting Power Threshold | Management | ||||||||||||||
5. | Approve a Management Proposal to Amend the Company’s Amended Articles of Incorporation and Amended Code of Regulations to Implement Majority Voting for Uncontested Director Elections | Management | ||||||||||||||
6. | Approve a Management Proposal to Amend the Company’s Amended Code of Regulations to Implement Proxy Access | Management | ||||||||||||||
7. | Shareholder Proposal Requesting a Reduction in the Threshold to Call a Special Shareholder Meeting | Shareholder | ||||||||||||||
ANADARKO PETROLEUM CORPORATION | ||||||||||||||||
Security | 032511107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | APC | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US0325111070 | Agenda | 934763055 - Management | |||||||||||||
Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Anthony R. Chase | Management | For | For | ||||||||||||
1b. | Election of Director: David E. Constable | Management | For | For | ||||||||||||
1c. | Election of Director: H. Paulett Eberhart | Management | For | For | ||||||||||||
1d. | Election of Director: Claire S. Farley | Management | For | For | ||||||||||||
1e. | Election of Director: Peter J. Fluor | Management | For | For | ||||||||||||
1f. | Election of Director: Joseph W. Gorder | Management | For | For | ||||||||||||
1g. | Election of Director: John R. Gordon | Management | For | For | ||||||||||||
1h. | Election of Director: Sean Gourley | Management | For | For | ||||||||||||
1i. | Election of Director: Mark C. McKinley | Management | For | For | ||||||||||||
1j. | Election of Director: Eric D. Mullins | Management | For | For | ||||||||||||
1k. | Election of Director: R.A. Walker | Management | For | For | ||||||||||||
2. | Ratification of Appointment of KPMG LLP as Independent Auditor. | Management | For | For | ||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||||
4. | Stockholder proposal - Climate Change Risk Analysis. | Shareholder | Against | For | ||||||||||||
QEP RESOURCES, INC. | ||||||||||||||||
Security | 74733V100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | QEP | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US74733V1008 | Agenda | 934767572 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | To approve a Company proposal to amend the Certificate of Incorporation to declassify the Board. | Management | For | For | ||||||||||||
2. | DIRECTOR | Management | ||||||||||||||
1 | Phillips S. Baker, Jr.* | For | For | |||||||||||||
2 | Julie A. Dill* | For | For | |||||||||||||
3 | Robert F. Heinemann* | For | For | |||||||||||||
4 | Michael J. Minarovic* | For | For | |||||||||||||
5 | M.W. Scoggins* | For | For | |||||||||||||
6 | Mary Shafer-Malicki* | For | For | |||||||||||||
7 | Charles B. Stanley* | For | For | |||||||||||||
8 | David A. Trice* | For | For | |||||||||||||
9 | Phillips S. Baker, Jr.& | For | For | |||||||||||||
10 | Julie A. Dill+ | For | For | |||||||||||||
11 | Robert F. Heinemann# | For | For | |||||||||||||
12 | Michael J. Minarovic# | For | For | |||||||||||||
13 | M.W. Scoggins+ | For | For | |||||||||||||
14 | Mary Shafer-Malicki& | For | For | |||||||||||||
15 | Charles B. Stanley& | For | For | |||||||||||||
16 | David A. Trice# | For | For | |||||||||||||
4. | To approve, by non-binding advisory vote, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
5. | To approve the QEP Resources, Inc. 2018 Long-Term Incentive Plan. | Management | For | For | ||||||||||||
6. | To ratify the appointment of PricewaterhouseCoopers LLP for fiscal year 2018. | Management | For | For | ||||||||||||
QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||||
Security | 74834L100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DGX | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US74834L1008 | Agenda | 934770480 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Jenne K. Britell | Management | For | For | ||||||||||||
1B. | Election of Director: Vicky B. Gregg | Management | For | For | ||||||||||||
1C. | Election of Director: Jeffrey M. Leiden | Management | For | For | ||||||||||||
1D. | Election of Director: Timothy L. Main | Management | For | For | ||||||||||||
1E. | Election of Director: Gary M. Pfeiffer | Management | For | For | ||||||||||||
1F. | Election of Director: Timothy M. Ring | Management | For | For | ||||||||||||
1G. | Election of Director: Stephen H. Rusckowski | Management | For | For | ||||||||||||
1H. | Election of Director: Daniel C. Stanzione | Management | For | For | ||||||||||||
1I. | Election of Director: Helen I. Torley | Management | For | For | ||||||||||||
1J. | Election of Director: Gail R. Wilensky | Management | For | For | ||||||||||||
2. | An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2018 proxy statement | Management | For | For | ||||||||||||
3. | Ratification of the appointment of our independent registered public accounting firm for 2018 | Management | For | For | ||||||||||||
4. | Amending our Certificate of Incorporation to permit holders of 20% or more of our common stock to call special meetings | Management | For | For | ||||||||||||
5. | Stockholder proposal to permit holders of 10% or more of our common stock to call special meetings | Shareholder | Against | For | ||||||||||||
ICU MEDICAL, INC. | ||||||||||||||||
Security | 44930G107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ICUI | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US44930G1076 | Agenda | 934787548 - Management | |||||||||||||
Record Date | 22-Mar-2018 | Holding Recon Date | 22-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Vivek Jain | For | For | |||||||||||||
2 | George A. Lopez, M.D. | For | For | |||||||||||||
3 | Robert S. Swinney, M.D. | For | For | |||||||||||||
4 | David C. Greenberg | For | For | |||||||||||||
5 | Elisha W. Finney | For | For | |||||||||||||
6 | Douglas E. Giordano | For | For | |||||||||||||
7 | David F. Hoffmeister | For | For | |||||||||||||
8 | Donald M. Abbey | For | For | |||||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||||
STATOIL ASA | ||||||||||||||||
Security | 85771P102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | STO | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US85771P1021 | Agenda | 934803479 - Management | |||||||||||||
Record Date | 09-Apr-2018 | Holding Recon Date | 09-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
3 | Election of chair for the meeting | Management | For | For | ||||||||||||
4 | Approval of the notice and the agenda | Management | For | For | ||||||||||||
5 | Election of two persons to co-sign the minutes together with the chair of the meeting | Management | For | For | ||||||||||||
6 | Approval of the annual report and accounts for Statoil ASA and the Statoil group for 2017, including the board of directors’ proposal for distribution of fourth quarter 2017 dividend | Management | For | For | ||||||||||||
7 | Authorisation to distribute dividend based on approved annual accounts for 2017 | Management | For | For | ||||||||||||
8 | Proposal from the board of directors to change the company name to Equinor ASA | Management | For | For | ||||||||||||
9 | Proposal from shareholder regarding business transformation from producing energy from fossil sources to renewable energy | Shareholder | Against | For | ||||||||||||
10 | Proposal from shareholder to abstain from exploration drilling in the Barents Sea | Shareholder | Against | For | ||||||||||||
11 | The board of directors’ report on Corporate Governance | Management | For | For | ||||||||||||
12a | Advisory vote related to the board of directors’ declaration on stipulation of salary and other remuneration for executive management | Management | For | For | ||||||||||||
12b | Approval of the board of directors’ proposal related to remuneration linked to the development of the company’s share price | Management | For | For | ||||||||||||
13 | Approval of remuneration for the company’s external auditor for 2017 | Management | For | For | ||||||||||||
14a | The nomination committee’s joint proposal or (individual voting) | Management | For | For | ||||||||||||
14b | Election of member to the corporate assembly: Member Tone Lunde Bakker (re-election, nominated as chair) | Management | For | For | ||||||||||||
14c | Election of member to the corporate assembly: Member Nils Bastiansen (re-election, nominated as deputy chair) | Management | For | For | ||||||||||||
14d | Election of member to the corporate assembly: Member Greger Mannsverk (re-election) | Management | For | For | ||||||||||||
14e | Election of member to the corporate assembly: Member Ingvald Strommen (re-election) | Management | For | For | ||||||||||||
14f | Election of member to the corporate assembly: Member Rune Bjerke (re-election) | Management | For | For | ||||||||||||
14g | Election of member to the corporate assembly: Member Siri Kalvig (re-election) | Management | For | For | ||||||||||||
14h | Election of member to the corporate assembly: Member Terje Venold (re-election) | Management | For | For | ||||||||||||
14i | Election of member to the corporate assembly: Member Kjersti Kleven (re-election) | Management | For | For | ||||||||||||
14j | Election of member to the corporate assembly: Member Birgitte Ringstad Vartdal (re-election) | Management | For | For | ||||||||||||
14k | Election of member to the corporate assembly: Member Jarle Roth (re-election) | Management | For | For | ||||||||||||
14l | Election of member to the corporate assembly: Member Finn Kinserdal (new election) | Management | For | For | ||||||||||||
14m | Member Kari Skeidsvoll Moe (new election, former 4. deputy member) | Management | For | For | ||||||||||||
14n | deputy member: Kjerstin Fyllingen (re-election) | Management | For | For | ||||||||||||
14o | deputy member: Nina Kivijervi Jonassen (re-election) | Management | For | For | ||||||||||||
14p | deputy member: Marit Hansen (new election) | Management | For | For | ||||||||||||
14q | deputy member: Martin Wien Fjell (new election) | Management | For | For | ||||||||||||
15 | Determination of remuneration for the corporate assembly members | Management | For | For | ||||||||||||
16a | The nomination committee’s joint proposal or (individual voting) | Management | For | For | ||||||||||||
16b | Election of member to the nomination committee: Chair Tone Lunde Bakker (re-election as chair) | Management | For | For | ||||||||||||
16c | Election of member to the nomination committee: Member Elisabeth Berge with personal deputy member Bjorn Stale Haavik (re-election) | Management | For | For | ||||||||||||
16d | Election of member to the nomination committee: Member Jarle Roth (re-election) | Management | For | For | ||||||||||||
16e | Election of member to the nomination committee: Member Berit L. Henriksen (new election) | Management | For | For | ||||||||||||
17 | Determination of remuneration for the nomination committee members | Management | For | For | ||||||||||||
18 | Authorisation to acquire Statoil ASA shares in the market to continue operation of the share savings plan for employees | Management | For | For | ||||||||||||
19 | Authorisation to acquire Statoil ASA shares in the market for subsequent annulment | Management | For | For | ||||||||||||
20 | Marketing Instructions for Statoil ASA - adjustments | Management | For | For | ||||||||||||
XCEL ENERGY INC. | ||||||||||||||||
Security | 98389B100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | XEL | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US98389B1008 | Agenda | 934743370 - Management | |||||||||||||
Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Richard K. Davis | Management | For | For | ||||||||||||
1B. | Election of Director: Ben Fowke | Management | For | For | ||||||||||||
1C. | Election of Director: Richard T. O’Brien | Management | For | For | ||||||||||||
1D. | Election of Director: David K. Owens | Management | For | For | ||||||||||||
1E. | Election of Director: Christopher J. Policinski | Management | For | For | ||||||||||||
1F. | Election of Director: James T. Prokopanko | Management | For | For | ||||||||||||
1G. | Election of Director: A. Patricia Sampson | Management | For | For | ||||||||||||
1H. | Election of Director: James J. Sheppard | Management | For | For | ||||||||||||
1I. | Election of Director: David A. Westerlund | Management | For | For | ||||||||||||
1J. | Election of Director: Kim Williams | Management | For | For | ||||||||||||
1K. | Election of Director: Timothy V. Wolf | Management | For | For | ||||||||||||
1L. | Election of Director: Daniel Yohannes | Management | For | For | ||||||||||||
2. | Company proposal to approve, on an advisory basis, executive compensation | Management | For | For | ||||||||||||
3. | Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.’s independent registered public accounting firm for 2018 | Management | For | For | ||||||||||||
KOHL’S CORPORATION | ||||||||||||||||
Security | 500255104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | KSS | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US5002551043 | Agenda | 934750628 - Management | |||||||||||||
Record Date | 14-Mar-2018 | Holding Recon Date | 14-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Peter Boneparth | Management | For | For | ||||||||||||
1b. | Election of Director: Steven A. Burd | Management | For | For | ||||||||||||
1c. | Election of Director: H. Charles Floyd | Management | For | For | ||||||||||||
1d. | Election of Director: Michelle Gass | Management | For | For | ||||||||||||
1e. | Election of Director: Jonas Prising | Management | For | For | ||||||||||||
1f. | Election of Director: John E. Schlifske | Management | For | For | ||||||||||||
1g. | Election of Director: Adrianne Shapira | Management | For | For | ||||||||||||
1h. | Election of Director: Frank V. Sica | Management | For | For | ||||||||||||
1i. | Election of Director: Stephanie A. Streeter | Management | For | For | ||||||||||||
1j. | Election of Director: Nina G. Vaca | Management | For | For | ||||||||||||
1k. | Election of Director: Stephen E. Watson | Management | For | For | ||||||||||||
2. | Ratify Appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending February 2, 2019. | Management | For | For | ||||||||||||
3. | Advisory Vote on Approval of the Compensation of our Named Executive Officers. | Management | For | For | ||||||||||||
4. | Shareholder Proposal: Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | ||||||||||||||||
Security | 609207105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MDLZ | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US6092071058 | Agenda | 934755313 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||||||
1b. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||||
1c. | Election of Director: Debra A. Crew | Management | For | For | ||||||||||||
1d. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||||||
1e. | Election of Director: Mark D. Ketchum | Management | For | For | ||||||||||||
1f. | Election of Director: Peter W. May | Management | For | For | ||||||||||||
1g. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||||||
1h. | Election of Director: Joseph Neubauer | Management | For | For | ||||||||||||
1i. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||||||
1j. | Election of Director: Christiana S. Shi | Management | For | For | ||||||||||||
1k. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||||||
1l. | Election of Director: Jean-Francois M. L. van Boxmeer | Management | For | For | ||||||||||||
1m. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2018. | Management | For | For | ||||||||||||
4. | Report on Non-Recyclable Packaging. | Shareholder | Against | For | ||||||||||||
5. | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives to Help Mitigate the Effects. | Shareholder | Against | For | ||||||||||||
ALIGN TECHNOLOGY, INC. | ||||||||||||||||
Security | 016255101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ALGN | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US0162551016 | Agenda | 934756567 - Management | |||||||||||||
Record Date | 21-Mar-2018 | Holding Recon Date | 21-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Kevin J. Dallas | Management | For | For | ||||||||||||
1b. | Election of Director: Joseph M. Hogan | Management | For | For | ||||||||||||
1c. | Election of Director: Joseph Lacob | Management | For | For | ||||||||||||
1d. | Election of Director: C. Raymond Larkin, Jr. | Management | For | For | ||||||||||||
1e. | Election of Director: George J. Morrow | Management | For | For | ||||||||||||
1f. | Election of Director: Thomas M. Prescott | Management | For | For | ||||||||||||
1g. | Election of Director: Andrea L. Saia | Management | For | For | ||||||||||||
1h. | Election of Director: Greg J. Santora | Management | For | For | ||||||||||||
1i. | Election of Director: Susan E. Siegel | Management | For | For | ||||||||||||
1j. | Election of Director: Warren S. Thaler | Management | For | For | ||||||||||||
2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.’s independent registered public accountants for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||
NORTHROP GRUMMAN CORPORATION | ||||||||||||||||
Security | 666807102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NOC | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US6668071029 | Agenda | 934761063 - Management | |||||||||||||
Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Wesley G. Bush | Management | For | For | ||||||||||||
1b. | Election of Director: Marianne C. Brown | Management | For | For | ||||||||||||
1c. | Election of Director: Donald E. Felsinger | Management | For | For | ||||||||||||
1d. | Election of Director: Ann M. Fudge | Management | For | For | ||||||||||||
1e. | Election of Director: Bruce S. Gordon | Management | For | For | ||||||||||||
1f. | Election of Director: William H. Hernandez | Management | For | For | ||||||||||||
1g. | Election of Director: Madeleine A. Kleiner | Management | For | For | ||||||||||||
1h. | Election of Director: Karl J. Krapek | Management | For | For | ||||||||||||
1i. | Election of Director: Gary Roughead | Management | For | For | ||||||||||||
1j. | Election of Director: Thomas M. Schoewe | Management | For | For | ||||||||||||
1k. | Election of Director: James S. Turley | Management | For | For | ||||||||||||
1l. | Election of Director: Mark A. Welsh III | Management | For | For | ||||||||||||
2. | Proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||||||||||
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s Independent Auditor for fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
4. | Proposal to modify the ownership threshold for shareholders to call a special meeting. | Shareholder | Against | For | ||||||||||||
MALLINCKRODT PLC | ||||||||||||||||
Security | G5785G107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MNK | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | IE00BBGT3753 | Agenda | 934764540 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: David R. Carlucci | Management | For | For | ||||||||||||
1b. | Election of Director: J. Martin Carroll | Management | For | For | ||||||||||||
1c. | Election of Director: Paul R. Carter | Management | For | For | ||||||||||||
1d. | Election of Director: David Y. Norton | Management | For | For | ||||||||||||
1e. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||||||
1f. | Election of Director: Angus C. Russell | Management | For | For | ||||||||||||
1g. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||||
1h. | Election of Director: Anne C. Whitaker | Management | For | For | ||||||||||||
1i. | Election of Director: Kneeland C. Youngblood, M.D. | Management | For | For | ||||||||||||
1j. | Election of Director: Joseph A. Zaccagnino | Management | For | For | ||||||||||||
2. | Approve, in a non-binding vote, the re-appointment of the Independent Auditors and to authorize, in a binding vote, the Audit Committee to set the auditors’ remuneration. | Management | For | For | ||||||||||||
3. | Approve, in a non-binding advisory vote, the compensation of named executive officers. | Management | For | For | ||||||||||||
4. | Approve the Amended and Restated Mallinckrodt Pharmaceuticals Stock and Incentive Plan. | Management | For | For | ||||||||||||
5. | Approve the authority of the Board to issue shares. | Management | For | For | ||||||||||||
6. | Approve the waiver of pre-emption rights (Special Resolution). | Management | For | For | ||||||||||||
7. | Authorize the Company and/or any subsidiary to make market purchases or overseas market purchases of Company shares. | Management | For | For | ||||||||||||
8. | Authorize the price range at which the Company can re- allot shares it holds as treasury shares (Special Resolution) | Management | For | For | ||||||||||||
PPL CORPORATION | ||||||||||||||||
Security | 69351T106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PPL | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US69351T1060 | Agenda | 934764588 - Management | |||||||||||||
Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||||
1b. | Election of Director: John W. Conway | Management | For | For | ||||||||||||
1c. | Election of Director: Steven G. Elliott | Management | For | For | ||||||||||||
1d. | Election of Director: Raja Rajamannar | Management | For | For | ||||||||||||
1e. | Election of Director: Craig A. Rogerson | Management | For | For | ||||||||||||
1f. | Election of Director: William H. Spence | Management | For | For | ||||||||||||
1g. | Election of Director: Natica von Althann | Management | For | For | ||||||||||||
1h. | Election of Director: Keith H. Williamson | Management | For | For | ||||||||||||
1i. | Election of Director: Phoebe A. Wood | Management | For | For | ||||||||||||
1j. | Election of Director: Armando Zagalo de Lima | Management | For | For | ||||||||||||
2. | Advisory vote to approve compensation of named executive officers | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
VERISK ANALYTICS INC | ||||||||||||||||
Security | 92345Y106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VRSK | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US92345Y1064 | Agenda | 934766607 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: Samuel G. Liss | Management | For | For | ||||||||||||
1.2 | Election of Director: Therese M. Vaughan | Management | For | For | ||||||||||||
1.3 | Election of Director: Bruce Hansen | Management | For | For | ||||||||||||
1.4 | Election of Director: Kathleen A. Hogenson | Management | For | For | ||||||||||||
2. | To approve executive compensation on an advisory, non- binding basis. | Management | For | For | ||||||||||||
3. | To ratify the appointment of Deloitte and Touche LLP as our independent auditor for the 2018 fiscal year. | Management | For | For | ||||||||||||
EVEREST RE GROUP, LTD. | ||||||||||||||||
Security | G3223R108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RE | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | BMG3223R1088 | Agenda | 934785152 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: Dominic J. Addesso | Management | ||||||||||||||
1.2 | Election of Director: John J. Amore | Management | ||||||||||||||
1.3 | Election of Director: William F. Galtney, Jr. | Management | ||||||||||||||
1.4 | Election of Director: John A. Graf | Management | ||||||||||||||
1.5 | Election of Director: Gerri Losquadro | Management | ||||||||||||||
1.6 | Election of Director: Roger M. Singer | Management | ||||||||||||||
1.7 | Election of Director: Joseph V. Taranto | Management | ||||||||||||||
1.8 | Election of Director: John A. Weber | Management | ||||||||||||||
2. | To appoint PricewaterhouseCoopers LLP as the Company’s registered public accounting firm to act as the Company’s auditor for the year ending December 31, 2018 and authorize the Board of Directors, acting by the Audit Committee, to set the fees for the registered public accounting firm. | Management | ||||||||||||||
3. | Advisory vote to approve 2017 executive compensation. | Management | ||||||||||||||
EVEREST RE GROUP, LTD. | ||||||||||||||||
Security | G3223R108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RE | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | BMG3223R1088 | Agenda | 934785152 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: Dominic J. Addesso | Management | For | For | ||||||||||||
1.2 | Election of Director: John J. Amore | Management | For | For | ||||||||||||
1.3 | Election of Director: William F. Galtney, Jr. | Management | For | For | ||||||||||||
1.4 | Election of Director: John A. Graf | Management | For | For | ||||||||||||
1.5 | Election of Director: Gerri Losquadro | Management | For | For | ||||||||||||
1.6 | Election of Director: Roger M. Singer | Management | For | For | ||||||||||||
1.7 | Election of Director: Joseph V. Taranto | Management | For | For | ||||||||||||
1.8 | Election of Director: John A. Weber | Management | For | For | ||||||||||||
2. | To appoint PricewaterhouseCoopers LLP as the Company’s registered public accounting firm to act as the Company’s auditor for the year ending December 31, 2018 and authorize the Board of Directors, acting by the Audit Committee, to set the fees for the registered public accounting firm. | Management | For | For | ||||||||||||
3. | Advisory vote to approve 2017 executive compensation. | Management | For | For | ||||||||||||
CONTINENTAL RESOURCES, INC. | ||||||||||||||||
Security | 212015101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CLR | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US2120151012 | Agenda | 934758395 - Management | |||||||||||||
Record Date | 22-Mar-2018 | Holding Recon Date | 22-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Lon McCain | For | For | |||||||||||||
2 | Mark E. Monroe | For | For | |||||||||||||
2. | Ratification of selection of Grant Thornton LLP as independent registered public accounting firm. | Management | For | For | ||||||||||||
3. | Approve, by a non-binding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||||
THE HOME DEPOT, INC. | ||||||||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HD | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US4370761029 | Agenda | 934760136 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||||||||
1b. | Election of Director: Ari Bousbib | Management | For | For | ||||||||||||
1c. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||||||||
1d. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||||||
1e. | Election of Director: J. Frank Brown | Management | For | For | ||||||||||||
1f. | Election of Director: Albert P. Carey | Management | For | For | ||||||||||||
1g. | Election of Director: Armando Codina | Management | For | For | ||||||||||||
1h. | Election of Director: Helena B. Foulkes | Management | For | For | ||||||||||||
1i. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||||||
1j. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||||
1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||||||||
1l. | Election of Director: Craig A. Menear | Management | For | For | ||||||||||||
1m. | Election of Director: Mark Vadon | Management | For | For | ||||||||||||
2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||||||||||
3. | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) | Management | For | For | ||||||||||||
4. | Shareholder Proposal Regarding Semi-Annual Report on Political Contributions | Shareholder | Against | For | ||||||||||||
5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Against | For | ||||||||||||
6. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | For | ||||||||||||
7. | Shareholder Proposal Regarding Amendment of Compensation Clawback Policy | Shareholder | Against | For | ||||||||||||
ALTRIA GROUP, INC. | ||||||||||||||||
Security | 02209S103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MO | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US02209S1033 | Agenda | 934763473 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: John T. Casteen III | Management | For | For | ||||||||||||
1b. | Election of Director: Dinyar S. Devitre | Management | For | For | ||||||||||||
1c. | Election of Director: Thomas F. Farrell II | Management | For | For | ||||||||||||
1d. | Election of Director: Debra J. Kelly-Ennis | Management | For | For | ||||||||||||
1e. | Election of Director: W. Leo Kiely III | Management | For | For | ||||||||||||
1f. | Election of Director: Kathryn B. McQuade | Management | For | For | ||||||||||||
1g. | Election of Director: George Munoz | Management | For | For | ||||||||||||
1h. | Election of Director: Mark E. Newman | Management | For | For | ||||||||||||
1i. | Election of Director: Nabil Y. Sakkab | Management | For | For | ||||||||||||
1j. | Election of Director: Virginia E. Shanks | Management | For | For | ||||||||||||
1k. | Election of Director: Howard A. Willard III | Management | For | For | ||||||||||||
2. | Ratification of the Selection of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
3. | Non-Binding Advisory Vote to Approve the Compensation of Altria’s Named Executive Officers | Management | For | For | ||||||||||||
4. | Shareholder Proposal - Reducing and Disclosing Nicotine Levels in Cigarette Brands | Shareholder | Against | For | ||||||||||||
INTEL CORPORATION | ||||||||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | INTC | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US4581401001 | Agenda | 934763613 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Aneel Bhusri | Management | For | For | ||||||||||||
1b. | Election of Director: Andy D. Bryant | Management | For | For | ||||||||||||
1c. | Election of Director: Reed E. Hundt | Management | For | For | ||||||||||||
1d. | Election of Director: Omar Ishrak | Management | For | For | ||||||||||||
1e. | Election of Director: Brian M. Krzanich | Management | For | For | ||||||||||||
1f. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||||||
1g. | Election of Director: Tsu-Jae King Liu | Management | For | For | ||||||||||||
1h. | Election of Director: Gregory D. Smith | Management | For | For | ||||||||||||
1i. | Election of Director: Andrew M. Wilson | Management | For | For | ||||||||||||
1j. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2018 | Management | For | For | ||||||||||||
3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||||
4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | Shareholder | Against | For | ||||||||||||
5. | Stockholder proposal on whether the chairman of the board should be an independent director, if properly presented | Shareholder | Against | For | ||||||||||||
6. | Stockholder proposal requesting a political contributions cost-benefit analysis report, if properly presented | Shareholder | Against | For | ||||||||||||
L BRANDS, INC. | ||||||||||||||||
Security | 501797104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LB | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US5017971046 | Agenda | 934766405 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: E. Gordon Gee | Management | For | For | ||||||||||||
1.2 | Election of Director: Stephen D. Steinour | Management | For | For | ||||||||||||
1.3 | Election of Director: Allan R. Tessler | Management | For | For | ||||||||||||
1.4 | Election of Director: Abigail S. Wexner | Management | For | For | ||||||||||||
2. | Ratification of the appointment of independent registered public accountants | Management | For | For | ||||||||||||
3. | Proposal to amend the certificate of incorporation to remove supermajority voting requirements | Management | For | For | ||||||||||||
4. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||||
EDWARDS LIFESCIENCES CORPORATION | ||||||||||||||||
Security | 28176E108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EW | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US28176E1082 | Agenda | 934766594 - Management | |||||||||||||
Record Date | 22-Mar-2018 | Holding Recon Date | 22-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | ELECTION OF DIRECTOR: Michael A. Mussallem | Management | For | For | ||||||||||||
1b. | ELECTION OF DIRECTOR: Kieran T. Gallahue | Management | For | For | ||||||||||||
1c. | ELECTION OF DIRECTOR: Leslie S. Heisz | Management | For | For | ||||||||||||
1d. | ELECTION OF DIRECTOR: William J. Link, Ph.D. | Management | For | For | ||||||||||||
1e. | ELECTION OF DIRECTOR: Steven R. Loranger | Management | For | For | ||||||||||||
1f. | ELECTION OF DIRECTOR: Martha H. Marsh | Management | For | For | ||||||||||||
1g. | ELECTION OF DIRECTOR: Wesley W. von Schack | Management | For | For | ||||||||||||
1h. | ELECTION OF DIRECTOR: Nicholas J. Valeriani | Management | For | For | ||||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||
4. | ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | Against | For | ||||||||||||
CBOE GLOBAL MARKETS, INC. | ||||||||||||||||
Security | 12503M108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CBOE | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US12503M1080 | Agenda | 934772410 - Management | |||||||||||||
Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Edward T. Tilly | Management | For | For | ||||||||||||
1b. | Election of Director: Frank E. English, Jr. | Management | For | For | ||||||||||||
1c. | Election of Director: William M. Farrow III | Management | For | For | ||||||||||||
1d. | Election of Director: Edward J. Fitzpatrick | Management | For | For | ||||||||||||
1e. | Election of Director: Janet P. Froetscher | Management | For | For | ||||||||||||
1f. | Election of Director: Jill R. Goodman | Management | For | For | ||||||||||||
1g. | Election of Director: Roderick A. Palmore | Management | For | For | ||||||||||||
1h. | Election of Director: James E. Parisi | Management | For | For | ||||||||||||
1i. | Election of Director: Joseph P. Ratterman | Management | For | For | ||||||||||||
1j. | Election of Director: Michael L. Richter | Management | For | For | ||||||||||||
1k. | Election of Director: Jill E. Sommers | Management | For | For | ||||||||||||
1l. | Election of Director: Carole E. Stone | Management | For | For | ||||||||||||
1m. | Election of Director: Eugene S. Sunshine | Management | For | For | ||||||||||||
2. | Advisory proposal to approve the Company’s executive compensation. | Management | For | For | ||||||||||||
3. | Approve the Company’s Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
4. | Ratification of the appointment of the independent registered public accounting firm | Management | For | For | ||||||||||||
CBOE GLOBAL MARKETS, INC. | ||||||||||||||||
Security | 12503M108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CBOE | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US12503M1080 | Agenda | 934772410 - Management | |||||||||||||
Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Edward T. Tilly | Management | ||||||||||||||
1b. | Election of Director: Frank E. English, Jr. | Management | ||||||||||||||
1c. | Election of Director: William M. Farrow III | Management | ||||||||||||||
1d. | Election of Director: Edward J. Fitzpatrick | Management | ||||||||||||||
1e. | Election of Director: Janet P. Froetscher | Management | ||||||||||||||
1f. | Election of Director: Jill R. Goodman | Management | ||||||||||||||
1g. | Election of Director: Roderick A. Palmore | Management | ||||||||||||||
1h. | Election of Director: James E. Parisi | Management | ||||||||||||||
1i. | Election of Director: Joseph P. Ratterman | Management | ||||||||||||||
1j. | Election of Director: Michael L. Richter | Management | ||||||||||||||
1k. | Election of Director: Jill E. Sommers | Management | ||||||||||||||
1l. | Election of Director: Carole E. Stone | Management | ||||||||||||||
1m. | Election of Director: Eugene S. Sunshine | Management | ||||||||||||||
2. | Advisory proposal to approve the Company’s executive compensation. | Management | ||||||||||||||
3. | Approve the Company’s Employee Stock Purchase Plan. | Management | ||||||||||||||
4. | Ratification of the appointment of the independent registered public accounting firm | Management | ||||||||||||||
ALLIANT ENERGY CORPORATION | ||||||||||||||||
Security | 018802108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LNT | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US0188021085 | Agenda | 934787461 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Dean C. Oestreich | For | For | |||||||||||||
2 | Carol P. Sanders | For | For | |||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
4. | A shareowner proposal requesting periodic reports disclosing expenditures on political activities. | Shareholder | Against | For | ||||||||||||
AMPHENOL CORPORATION | ||||||||||||||||
Security | 032095101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | APH | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US0320951017 | Agenda | 934793161 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Ronald P. Badie | Management | For | For | ||||||||||||
1b. | Election of Director: Stanley L. Clark | Management | For | For | ||||||||||||
1c. | Election of Director: John D. Craig | Management | For | For | ||||||||||||
1d. | Election of Director: David P. Falck | Management | For | For | ||||||||||||
1e. | Election of Director: Edward G. Jepsen | Management | For | For | ||||||||||||
1f. | Election of Director: Martin H. Loeffler | Management | For | For | ||||||||||||
1g. | Election of Director: John R. Lord | Management | For | For | ||||||||||||
1h. | Election of Director: R. Adam Norwitt | Management | For | For | ||||||||||||
1i. | Election of Director: Diana G. Reardon | Management | For | For | ||||||||||||
1j. | Election of Director: Anne Clarke Wolff | Management | For | For | ||||||||||||
2. | Ratification of Deloitte & Touche LLP as independent accountants of the Company. | Management | For | For | ||||||||||||
3. | Advisory vote to approve compensation of named executive officers. | Management | For | For | ||||||||||||
4. | Stockholder Proposal - Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||||||
TRANSOCEAN, LTD. | ||||||||||||||||
Security | H8817H100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RIG | Meeting Date | 18-May-2018 | |||||||||||||
ISIN | CH0048265513 | Agenda | 934752305 - Management | |||||||||||||
Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1 | Approval of the 2017 Annual Report, Including the Audited Consolidated Financial Statements and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2017 | Management | For | For | ||||||||||||
2 | Discharge of the Members of the Board of Directors and Executive Management Team From Liability for Activities During Fiscal Year 2017 | Management | For | For | ||||||||||||
3 | Appropriation of the Accumulated Loss for Fiscal Year 2017 and Release of CHF 1,500,000,000 of Statutory Capital Reserves from Capital Contribution and Allocation to Free Capital Reserves from Capital Contribution | Management | For | For | ||||||||||||
4 | Renewal of Authorized Share Capital | Management | For | For | ||||||||||||
5A | Reelection of Glyn A. Barker as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5B | Reelection of Vanessa C.L. Chang as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5C | Reelection of Frederico F. Curado as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5D | Reelection of Chadwick C. Deaton as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5E | Reelection of Vincent J. Intrieri as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5F | Reelection of Samuel J. Merksamer as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5G | Reelection of Merrill A. “Pete” Miller, Jr. as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5H | Reelection of Frederik W. Mohn as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5I | Reelection of Edward R. Muller as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5J | Reelection of Tan Ek Kia as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5K | Reelection of Jeremy D. Thigpen as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
6 | Election of Merrill A. “Pete” Miller, Jr. as the Chairman of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
7A | Election of the Member of the Compensation Committee: Frederico F. Curado | Management | For | For | ||||||||||||
7B | Election of the Member of the Compensation Committee: Vincent J. Intrieri | Management | For | For | ||||||||||||
7C | Election of the Member of the Compensation Committee: Tan Ek Kia | Management | For | For | ||||||||||||
8 | Reelection of Schweiger Advokatur / Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
9 | Appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2018 and Reelection of Ernst & Young Ltd, Zurich, as the Company’s Auditor for a Further One-Year Term | Management | For | For | ||||||||||||
10 | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||
11A | Ratification of an amount of US $4,121,000 as the Maximum Aggregate Amount of Compensation of the Board of Directors for the Period Between the 2018 and 2019 Annual General Meetings | Management | For | For | ||||||||||||
11B | Ratification of an amount of US $24,000,000 as the Maximum Aggregate Amount of Compensation of the Executive Management Team for Fiscal Year 2019 | Management | For | For | ||||||||||||
12 | Approval of Amendment to Transocean Ltd. 2015 Long- Term Incentive Plan for Additional Reserves | Management | For | For | ||||||||||||
INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||||||
Security | 45866F104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ICE | Meeting Date | 18-May-2018 | |||||||||||||
ISIN | US45866F1049 | Agenda | 934767065 - Management | |||||||||||||
Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Hon. Sharon Y. Bowen | Management | For | For | ||||||||||||
1b. | Election of Director: Ann M. Cairns | Management | For | For | ||||||||||||
1c. | Election of Director: Charles R. Crisp | Management | For | For | ||||||||||||
1d. | Election of Director: Duriya M. Farooqui | Management | For | For | ||||||||||||
1e. | Election of Director: Jean-Marc Forneri | Management | For | For | ||||||||||||
1f. | Election of Director: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | ||||||||||||
1g. | Election of Director: Hon. Frederick W. Hatfield | Management | For | For | ||||||||||||
1h. | Election of Director: Thomas E. Noonan | Management | For | For | ||||||||||||
1i. | Election of Director: Frederic V. Salerno | Management | For | For | ||||||||||||
1j. | Election of Director: Jeffrey C. Sprecher | Management | For | For | ||||||||||||
1k. | Election of Director: Judith A. Sprieser | Management | For | For | ||||||||||||
1l. | Election of Director: Vincent Tese | Management | For | For | ||||||||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | For | ||||||||||||
3. | To approve the Intercontinental Exchange, Inc. 2018 Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
WEYERHAEUSER COMPANY | ||||||||||||||||
Security | 962166104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WY | Meeting Date | 18-May-2018 | |||||||||||||
ISIN | US9621661043 | Agenda | 934770048 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||||
1b. | Election of Director: Rick R. Holley | Management | For | For | ||||||||||||
1c. | Election of Director: Sara Grootwassink Lewis | Management | For | For | ||||||||||||
1d. | Election of Director: John F. Morgan Sr. | Management | For | For | ||||||||||||
1e. | Election of Director: Nicole W. Piasecki | Management | For | For | ||||||||||||
1f. | Election of Director: Marc F. Racicot | Management | For | For | ||||||||||||
1g. | Election of Director: Lawrence A. Selzer | Management | For | For | ||||||||||||
1h. | Election of Director: Doyle R. Simons | Management | For | For | ||||||||||||
1i. | Election of Director: D. Michael Steuert | Management | For | For | ||||||||||||
1j. | Election of Director: Kim Williams | Management | For | For | ||||||||||||
1k. | Election of Director: Charles R. Williamson | Management | For | For | ||||||||||||
2. | Approval, on an advisory basis, of the compensation of the named executive officers | Management | For | For | ||||||||||||
3. | Ratification of selection of independent registered public accounting firm | Management | For | For | ||||||||||||
CARS.COM INC. | ||||||||||||||||
Security | 14575E105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CARS | Meeting Date | 18-May-2018 | |||||||||||||
ISIN | US14575E1055 | Agenda | 934789097 - Management | |||||||||||||
Record Date | 21-Mar-2018 | Holding Recon Date | 21-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Jerri DeVard | For | For | |||||||||||||
2 | Scott Forbes | For | For | |||||||||||||
3 | Jill Greenthal | For | For | |||||||||||||
4 | Thomas Hale | For | For | |||||||||||||
5 | Donald A. McGovern Jr. | For | For | |||||||||||||
6 | Greg Revelle | For | For | |||||||||||||
7 | Bala Subramanian | For | For | |||||||||||||
8 | T. Alex Vetter | For | For | |||||||||||||
2. | Ratify the appointment of Ernst & Young LLP, an independent registered public accounting firm, as our independent certified public accountants for fiscal year 2018. | Management | For | For | ||||||||||||
TRANSOCEAN, LTD. | ||||||||||||||||
Security | H8817H100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RIG | Meeting Date | 18-May-2018 | |||||||||||||
ISIN | CH0048265513 | Agenda | 934816642 - Management | |||||||||||||
Record Date | 30-Apr-2018 | Holding Recon Date | 30-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1 | Approval of the 2017 Annual Report, Including the Audited Consolidated Financial Statements and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2017 | Management | For | For | ||||||||||||
2 | Discharge of the Members of the Board of Directors and Executive Management Team From Liability for Activities During Fiscal Year 2017 | Management | For | For | ||||||||||||
3 | Appropriation of the Accumulated Loss for Fiscal Year 2017 and Release of CHF 1,500,000,000 of Statutory Capital Reserves from Capital Contribution and Allocation to Free Capital Reserves from Capital Contribution | Management | For | For | ||||||||||||
4 | Renewal of Authorized Share Capital | Management | For | For | ||||||||||||
5A | Reelection of Glyn A. Barker as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5B | Reelection of Vanessa C.L. Chang as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5C | Reelection of Frederico F. Curado as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5D | Reelection of Chadwick C. Deaton as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5E | Reelection of Vincent J. Intrieri as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5F | Reelection of Samuel J. Merksamer as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5G | Reelection of Merrill A. “Pete” Miller, Jr. as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5H | Reelection of Frederik W. Mohn as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5I | Reelection of Edward R. Muller as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5J | Reelection of Tan Ek Kia as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
5K | Reelection of Jeremy D. Thigpen as a director for Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
6 | Election of Merrill A. “Pete” Miller, Jr. as the Chairman of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
7A | Election of the Member of the Compensation Committee: Frederico F. Curado | Management | For | For | ||||||||||||
7B | Election of the Member of the Compensation Committee: Vincent J. Intrieri | Management | For | For | ||||||||||||
7C | Election of the Member of the Compensation Committee: Tan Ek Kia | Management | For | For | ||||||||||||
8 | Reelection of Schweiger Advokatur / Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting | Management | For | For | ||||||||||||
9 | Appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2018 and Reelection of Ernst & Young Ltd, Zurich, as the Company’s Auditor for a Further One-Year Term | Management | For | For | ||||||||||||
10 | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||
11A | Ratification of an amount of US $4,121,000 as the Maximum Aggregate Amount of Compensation of the Board of Directors for the Period Between the 2018 and 2019 Annual General Meetings | Management | For | For | ||||||||||||
11B | Ratification of an amount of US $24,000,000 as the Maximum Aggregate Amount of Compensation of the Executive Management Team for Fiscal Year 2019 | Management | For | For | ||||||||||||
12 | Approval of Amendment to Transocean Ltd. 2015 Long- Term Incentive Plan for Additional Reserves | Management | For | For | ||||||||||||
CONSOLIDATED EDISON, INC. | ||||||||||||||||
Security | 209115104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ED | Meeting Date | 21-May-2018 | |||||||||||||
ISIN | US2091151041 | Agenda | 934765225 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: George Campbell, Jr. | Management | For | For | ||||||||||||
1b. | Election of Director: Ellen V. Futter | Management | For | For | ||||||||||||
1c. | Election of Director: John F. Killian | Management | For | For | ||||||||||||
1d. | Election of Director: John McAvoy | Management | For | For | ||||||||||||
1e. | Election of Director: William J. Mulrow | Management | For | For | ||||||||||||
1f. | Election of Director: Armando J. Olivera | Management | For | For | ||||||||||||
1g. | Election of Director: Michael W. Ranger | Management | For | For | ||||||||||||
1h. | Election of Director: Linda S. Sanford | Management | For | For | ||||||||||||
1i. | Election of Director: Deirdre Stanley | Management | For | For | ||||||||||||
1j. | Election of Director: L. Frederick Sutherland | Management | For | For | ||||||||||||
2. | Ratification of appointment of independent accountants. | Management | For | For | ||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||
BP P.L.C. | ||||||||||||||||
Security | 055622104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BP | Meeting Date | 21-May-2018 | |||||||||||||
ISIN | US0556221044 | Agenda | 934785455 - Management | |||||||||||||
Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 16-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | To receive the annual report and accounts. | Management | For | For | ||||||||||||
2. | To approve the directors’ remuneration report. | Management | For | For | ||||||||||||
3. | To re-elect Mr R W Dudley as a director. | Management | For | For | ||||||||||||
4. | To re-elect Mr B Gilvary as a director. | Management | For | For | ||||||||||||
5. | To re-elect Mr N S Andersen as a director. | Management | For | For | ||||||||||||
6. | To re-elect Mr A Boeckmann as a director. | Management | For | For | ||||||||||||
7. | To re-elect Admiral F L Bowman as a director. | Management | For | For | ||||||||||||
8. | To elect Dame Alison Carnwath as a director. | Management | For | For | ||||||||||||
9. | To re-elect Mr I E L Davis as a director. | Management | For | For | ||||||||||||
10. | To re-elect Professor Dame Ann Dowling as a director. | Management | For | For | ||||||||||||
11. | To re-elect Mrs M B Meyer as a director. | Management | For | For | ||||||||||||
12. | To re-elect Mr B R Nelson as a director. | Management | For | For | ||||||||||||
13. | To re-elect Mrs P R Reynolds as a director. | Management | For | For | ||||||||||||
14. | To re-elect Sir John Sawers as a director. | Management | For | For | ||||||||||||
15. | To re-elect Mr C-H Svanberg as a director. | Management | For | For | ||||||||||||
16. | To appoint Deloitte LLP as auditors and to authorize the directors to fix their remuneration. | Management | For | For | ||||||||||||
17. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | ||||||||||||
18. | To give limited authority to allot shares up to a specified amount. | Management | For | For | ||||||||||||
19. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | ||||||||||||
20. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | ||||||||||||
21. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | ||||||||||||
22. | Special resolution: to adopt new Articles of Association. | Management | For | For | ||||||||||||
23. | To approve the renewal of the Scrip Dividend Programme. | Management | For | For | ||||||||||||
24. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | ||||||||||||
CHIPOTLE MEXICAN GRILL, INC. | ||||||||||||||||
Security | 169656105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CMG | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US1696561059 | Agenda | 934762560 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Al Baldocchi | For | For | |||||||||||||
2 | Paul Cappuccio | For | For | |||||||||||||
3 | Steve Ells | For | For | |||||||||||||
4 | Neil Flanzraich | For | For | |||||||||||||
5 | Robin Hickenlooper | For | For | |||||||||||||
6 | Kimbal Musk | For | For | |||||||||||||
7 | Ali Namvar | For | For | |||||||||||||
8 | Brian Niccol | For | For | |||||||||||||
9 | Matthew Paull | For | For | |||||||||||||
2. | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement (“say-on-pay”). | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||
4. | Approval of the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan to authorize the issuance of an additional 1,270,000 shares of common stock under the plan and make other changes to the terms of the plan. | Management | For | For | ||||||||||||
5. | A shareholder proposal, if properly presented at the meeting, requesting that the Board of Directors undertake steps to permit shareholder action by written consent without a meeting. | Shareholder | Against | For | ||||||||||||
PG&E CORPORATION | ||||||||||||||||
Security | 69331C108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PCG | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US69331C1080 | Agenda | 934768928 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Lewis Chew | Management | For | For | ||||||||||||
1B. | Election of Director: Fred J. Fowler | Management | For | For | ||||||||||||
1C. | Election of Director: Richard C. Kelly | Management | For | For | ||||||||||||
1D. | Election of Director: Roger H. Kimmel | Management | For | For | ||||||||||||
1E. | Election of Director: Richard A. Meserve | Management | For | For | ||||||||||||
1F. | Election of Director: Forrest E. Miller | Management | For | For | ||||||||||||
1G. | Election of Director: Eric D. Mullins | Management | For | For | ||||||||||||
1H. | Election of Director: Rosendo G. Parra | Management | For | For | ||||||||||||
1I. | Election of Director: Barbara L. Rambo | Management | For | For | ||||||||||||
1J. | Election of Director: Anne Shen Smith | Management | For | For | ||||||||||||
1K. | Election of Director: Geisha J. Williams | Management | For | For | ||||||||||||
2. | Ratification of the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||
3. | Advisory Vote to Approve the Company’s Executive Compensation. | Management | For | For | ||||||||||||
4. | Shareholder Proposal: Customer Approval of Charitable Giving Program. | Shareholder | Against | For | ||||||||||||
5. | Shareholder Proposal: Enhance Shareholder Proxy Access. | Shareholder | Against | For | ||||||||||||
MERCK & CO., INC. | ||||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MRK | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US58933Y1055 | Agenda | 934774262 - Management | |||||||||||||
Record Date | 28-Mar-2018 | Holding Recon Date | 28-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||||||
1b. | Election of Director: Thomas R. Cech | Management | For | For | ||||||||||||
1c. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||||||
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||||||
1e. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||||
1f. | Election of Director: Rochelle B. Lazarus | Management | For | For | ||||||||||||
1g. | Election of Director: John H. Noseworthy | Management | For | For | ||||||||||||
1h. | Election of Director: Paul B. Rothman | Management | For | For | ||||||||||||
1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||||
1j. | Election of Director: Craig B. Thompson | Management | For | For | ||||||||||||
1k. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||||||
1l. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||||
1m. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of the Company’s independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
4. | Shareholder proposal concerning shareholders’ right to act by written consent. | Shareholder | Against | For | ||||||||||||
GAP INC. | ||||||||||||||||
Security | 364760108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GPS | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US3647601083 | Agenda | 934775480 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Robert J. Fisher | Management | For | For | ||||||||||||
1b. | Election of Director: William S. Fisher | Management | For | For | ||||||||||||
1c. | Election of Director: Tracy Gardner | Management | For | For | ||||||||||||
1d. | Election of Director: Brian Goldner | Management | For | For | ||||||||||||
1e. | Election of Director: Isabella D. Goren | Management | For | For | ||||||||||||
1f. | Election of Director: Bob L. Martin | Management | For | For | ||||||||||||
1g. | Election of Director: Jorge P. Montoya | Management | For | For | ||||||||||||
1h. | Election of Director: Chris O’Neill | Management | For | For | ||||||||||||
1i. | Election of Director: Arthur Peck | Management | For | For | ||||||||||||
1j. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending on February 2, 2019. | Management | For | For | ||||||||||||
3. | Approval, on an advisory basis, of the overall compensation of the named executive officers. | Management | For | For | ||||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RDSA | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US7802592060 | Agenda | 934799199 - Management | |||||||||||||
Record Date | 12-Apr-2018 | Holding Recon Date | 12-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | Receipt of Annual Report & Accounts | Management | For | For | ||||||||||||
2. | Approval of Directors’ Remuneration Report | Management | For | For | ||||||||||||
3. | Appointment of Ann Godbehere as a Director of the Company | Management | For | For | ||||||||||||
4. | Reappointment of Director: Ben van Beurden | Management | For | For | ||||||||||||
5. | Reappointment of Director: Euleen Goh | Management | For | For | ||||||||||||
6. | Reappointment of Director: Charles O. Holliday | Management | For | For | ||||||||||||
7. | Reappointment of Director: Catherine Hughes | Management | For | For | ||||||||||||
8. | Reappointment of Director: Gerard Kleisterlee | Management | For | For | ||||||||||||
9. | Reappointment of Director: Roberto Setubal | Management | For | For | ||||||||||||
10. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | ||||||||||||
11. | Reappointment of Director: Linda G. Stuntz | Management | For | For | ||||||||||||
12. | Reappointment of Director: Jessica Uhl | Management | For | For | ||||||||||||
13. | Reappointment of Director: Gerrit Zalm | Management | For | For | ||||||||||||
14. | Reappointment of Auditors | Management | For | For | ||||||||||||
15. | Remuneration of Auditors | Management | For | For | ||||||||||||
16. | Authority to allot shares | Management | For | For | ||||||||||||
17. | Disapplication of pre-emption rights | Management | For | For | ||||||||||||
18. | Authority to purchase own shares | Management | For | For | ||||||||||||
19. | Shareholder resolution | Shareholder | Against | For | ||||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||||
Security | 780259107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RDSB | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US7802591070 | Agenda | 934799199 - Management | |||||||||||||
Record Date | 12-Apr-2018 | Holding Recon Date | 12-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | Receipt of Annual Report & Accounts | Management | For | For | ||||||||||||
2. | Approval of Directors’ Remuneration Report | Management | For | For | ||||||||||||
3. | Appointment of Ann Godbehere as a Director of the Company | Management | For | For | ||||||||||||
4. | Reappointment of Director: Ben van Beurden | Management | For | For | ||||||||||||
5. | Reappointment of Director: Euleen Goh | Management | For | For | ||||||||||||
6. | Reappointment of Director: Charles O. Holliday | Management | For | For | ||||||||||||
7. | Reappointment of Director: Catherine Hughes | Management | For | For | ||||||||||||
8. | Reappointment of Director: Gerard Kleisterlee | Management | For | For | ||||||||||||
9. | Reappointment of Director: Roberto Setubal | Management | For | For | ||||||||||||
10. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | ||||||||||||
11. | Reappointment of Director: Linda G. Stuntz | Management | For | For | ||||||||||||
12. | Reappointment of Director: Jessica Uhl | Management | For | For | ||||||||||||
13. | Reappointment of Director: Gerrit Zalm | Management | For | For | ||||||||||||
14. | Reappointment of Auditors | Management | For | For | ||||||||||||
15. | Remuneration of Auditors | Management | For | For | ||||||||||||
16. | Authority to allot shares | Management | For | For | ||||||||||||
17. | Disapplication of pre-emption rights | Management | For | For | ||||||||||||
18. | Authority to purchase own shares | Management | For | For | ||||||||||||
19. | Shareholder resolution | Shareholder | Against | For | ||||||||||||
THE SOUTHERN COMPANY | ||||||||||||||||
Security | 842587107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SO | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US8425871071 | Agenda | 934762902 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Juanita Powell Baranco | Management | For | For | ||||||||||||
1b. | Election of Director: Jon A. Boscia | Management | For | For | ||||||||||||
1c. | Election of Director: Henry A. Clark III | Management | For | For | ||||||||||||
1d. | Election of Director: Thomas A. Fanning | Management | For | For | ||||||||||||
1e. | Election of Director: David J. Grain | Management | For | For | ||||||||||||
1f. | Election of Director: Veronica M. Hagen | Management | For | For | ||||||||||||
1g. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||||
1h. | Election of Director: Donald M. James | Management | For | For | ||||||||||||
1i. | Election of Director: John D. Johns | Management | For | For | ||||||||||||
1j. | Election of Director: Dale E. Klein | Management | For | For | ||||||||||||
1k. | Election of Director: Ernest J. Moniz | Management | For | For | ||||||||||||
1l. | Election of Director: William G. Smith, Jr. | Management | For | For | ||||||||||||
1m. | Election of Director: Steven R. Specker | Management | For | For | ||||||||||||
1n. | Election of Director: Larry D. Thompson | Management | For | For | ||||||||||||
1o. | Election of Director: E. Jenner Wood III | Management | For | For | ||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | Management | For | For | ||||||||||||
4. | STOCKHOLDER PROPOSAL ON AMENDMENT TO PROXY ACCESS BYLAW | Shareholder | Against | For | ||||||||||||
ROSS STORES, INC. | ||||||||||||||||
Security | 778296103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ROST | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US7782961038 | Agenda | 934766479 - Management | |||||||||||||
Record Date | 27-Mar-2018 | Holding Recon Date | 27-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a) | Election of Director: Michael Balmuth | Management | For | For | ||||||||||||
1b) | Election of Director: K. Gunnar Bjorklund | Management | For | For | ||||||||||||
1c) | Election of Director: Michael J. Bush | Management | For | For | ||||||||||||
1d) | Election of Director: Norman A. Ferber | Management | For | For | ||||||||||||
1e) | Election of Director: Sharon D. Garrett | Management | For | For | ||||||||||||
1f) | Election of Director: Stephen D. Milligan | Management | For | For | ||||||||||||
1g) | Election of Director: George P. Orban | Management | For | For | ||||||||||||
1h) | Election of Director: Michael O’Sullivan | Management | For | For | ||||||||||||
1i) | Election of Director: Lawrence S. Peiros | Management | For | For | ||||||||||||
1j) | Election of Director: Gregory L. Quesnel | Management | For | For | ||||||||||||
1k) | Election of Director: Barbara Rentler | Management | For | For | ||||||||||||
2. | Advisory vote to approve the resolution on the compensation of the named executive officers. | Management | For | For | ||||||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending February 2, 2019. | Management | For | For | ||||||||||||
FISERV, INC. | ||||||||||||||||
Security | 337738108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FISV | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US3377381088 | Agenda | 934770137 - Management | |||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Alison Davis | For | For | |||||||||||||
2 | Harry F. DiSimone | For | For | |||||||||||||
3 | John Y. Kim | For | For | |||||||||||||
4 | Dennis F. Lynch | For | For | |||||||||||||
5 | Denis J. O’Leary | For | For | |||||||||||||
6 | Glenn M. Renwick | For | For | |||||||||||||
7 | Kim M. Robak | For | For | |||||||||||||
8 | JD Sherman | For | For | |||||||||||||
9 | Doyle R. Simons | For | For | |||||||||||||
10 | Jeffery W. Yabuki | For | For | |||||||||||||
2. | To approve the material terms of the performance goals under the Amended and Restated Fiserv, Inc. 2007 Omnibus Incentive Plan. | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | For | For | ||||||||||||
4. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2018. | Management | For | For | ||||||||||||
5. | A shareholder proposal requesting the board of directors to adopt a by-law to provide for executive pay confidential voting. | Shareholder | Against | For | ||||||||||||
PAYPAL HOLDINGS, INC. | ||||||||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PYPL | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US70450Y1038 | Agenda | 934777787 - Management | |||||||||||||
Record Date | 03-Apr-2018 | Holding Recon Date | 03-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||||
1b. | Election of Director: Wences Casares | Management | For | For | ||||||||||||
1c. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||||||
1d. | Election of Director: John J. Donahoe | Management | For | For | ||||||||||||
1e. | Election of Director: David W. Dorman | Management | For | For | ||||||||||||
1f. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||||||
1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||||||
1h. | Election of Director: David M. Moffett | Management | For | For | ||||||||||||
1i. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||||||
1j. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||||
1k. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||||
3. | Approval of the PayPal Holdings, Inc. Amended and Restated 2015 Equity Incentive Award Plan. | Management | For | For | ||||||||||||
4. | Approval of the PayPal Holdings, Inc. Amended and Restated Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
5. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2018. | Management | For | For | ||||||||||||
6. | Stockholder proposal regarding stockholder proxy access enhancement. | Shareholder | Against | For | ||||||||||||
7. | Stockholder proposal regarding political transparency. | Shareholder | Against | For | ||||||||||||
8. | Stockholder proposal regarding human and indigenous peoples’ rights. | Shareholder | Against | For | ||||||||||||
STERICYCLE, INC. | ||||||||||||||||
Security | 858912108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SRCL | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US8589121081 | Agenda | 934778119 - Management | |||||||||||||
Record Date | 29-Mar-2018 | Holding Recon Date | 29-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Robert S. Murley | Management | For | For | ||||||||||||
1b. | Election of Director: Charles A. Alutto | Management | For | For | ||||||||||||
1c. | Election of Director: Brian P. Anderson | Management | For | For | ||||||||||||
1d. | Election of Director: Lynn D. Bleil | Management | For | For | ||||||||||||
1e. | Election of Director: Thomas D. Brown | Management | For | For | ||||||||||||
1f. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||||||
1g. | Election of Director: Mark C. Miller | Management | For | For | ||||||||||||
1h. | Election of Director: John Patience | Management | For | For | ||||||||||||
1i. | Election of Director: Mike S. Zafirovski | Management | For | For | ||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2018 | Management | For | For | ||||||||||||
4. | Stockholder proposal entitled Special Shareholder Meeting Improvement | Shareholder | Against | For | ||||||||||||
5. | Stockholder proposal on the vesting of equity awards upon a change in control | Shareholder | Against | For | ||||||||||||
CENTURYLINK, INC. | ||||||||||||||||
Security | 156700106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CTL | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US1567001060 | Agenda | 934787803 - Management | |||||||||||||
Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Martha H. Bejar | For | For | |||||||||||||
2 | Virginia Boulet | For | For | |||||||||||||
3 | Peter C. Brown | For | For | |||||||||||||
4 | Kevin P. Chilton | For | For | |||||||||||||
5 | Steven T. Clontz | For | For | |||||||||||||
6 | T. Michael Glenn | For | For | |||||||||||||
7 | W. Bruce Hanks | For | For | |||||||||||||
8 | Mary L. Landrieu | For | For | |||||||||||||
9 | Harvey P. Perry | For | For | |||||||||||||
10 | Glen F. Post, III | For | For | |||||||||||||
11 | Michael J. Roberts | For | For | |||||||||||||
12 | Laurie A. Siegel | For | For | |||||||||||||
13 | Jeffrey K. Storey | For | For | |||||||||||||
2. | Ratify the appointment of KPMG LLP as our independent auditor for 2018. | Management | For | For | ||||||||||||
3. | Approve our 2018 Equity Incentive Plan. | Management | For | For | ||||||||||||
4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||||
5a. | Shareholder proposal regarding our lobbying activities. | Shareholder | Against | For | ||||||||||||
5b. | Shareholder proposal regarding our billing practices. | Shareholder | Against | For | ||||||||||||
ROBERT HALF INTERNATIONAL INC. | ||||||||||||||||
Security | 770323103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RHI | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US7703231032 | Agenda | 934795759 - Management | |||||||||||||
Record Date | 29-Mar-2018 | Holding Recon Date | 29-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Harold M. Messmer, Jr. | For | For | |||||||||||||
2 | Marc H. Morial | For | For | |||||||||||||
3 | Barbara J. Novogradac | For | For | |||||||||||||
4 | Robert J. Pace | For | For | |||||||||||||
5 | Frederick A. Richman | For | For | |||||||||||||
6 | M. Keith Waddell | For | For | |||||||||||||
2. | Ratification of Appointment of Auditor. | Management | For | For | ||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
UNITED CONTINENTAL HOLDINGS, INC. | ||||||||||||||||
Security | 910047109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | UAL | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US9100471096 | Agenda | 934800714 - Management | |||||||||||||
Record Date | 02-Apr-2018 | Holding Recon Date | 02-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A. | Election of Director: Carolyn Corvi | Management | For | For | ||||||||||||
1B. | Election of Director: Jane C. Garvey | Management | For | For | ||||||||||||
1C. | Election of Director: Barney Harford | Management | For | For | ||||||||||||
1D. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||||||
1E. | Election of Director: Walter Isaacson | Management | For | For | ||||||||||||
1F. | Election of Director: James A. C. Kennedy | Management | For | For | ||||||||||||
1G. | Election of Director: Oscar Munoz | Management | For | For | ||||||||||||
1H. | Election of Director: William R. Nuti | Management | For | For | ||||||||||||
1I. | Election of Director: Edward M. Philip | Management | For | For | ||||||||||||
1J. | Election of Director: Edward L. Shapiro | Management | For | For | ||||||||||||
1K. | Election of Director: David J. Vitale | Management | For | For | ||||||||||||
1L. | Election of Director: James M. Whitehurst | Management | For | For | ||||||||||||
2. | Ratification of the Appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||
3. | Advisory Vote to Approve the Compensation of the Company’s Named Executive Officers. | Management | For | For | ||||||||||||
4. | Stockholder Proposal regarding the Threshold Required to Call Special Stockholder Meetings, if Properly Presented. | Shareholder | Against | For | ||||||||||||
APACHE CORPORATION | ||||||||||||||||
Security | 037411105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | APA | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US0374111054 | Agenda | 934764223 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | Election of Director: Annell R. Bay | Management | For | For | ||||||||||||
2. | Election of Director: John J. Christmann IV | Management | For | For | ||||||||||||
3. | Election of Director: Chansoo Joung | Management | For | For | ||||||||||||
4. | Election of Director: Rene R. Joyce | Management | For | For | ||||||||||||
5. | Election of Director: George D. Lawrence | Management | For | For | ||||||||||||
6. | Election of Director: John E. Lowe | Management | For | For | ||||||||||||
7. | Election of Director: William C. Montgomery | Management | For | For | ||||||||||||
8. | Election of Director: Amy H. Nelson | Management | For | For | ||||||||||||
9. | Election of Director: Daniel W. Rabun | Management | For | For | ||||||||||||
10. | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||||||
11. | Ratification of Ernst & Young LLP as Apache’s Independent Auditors | Management | For | For | ||||||||||||
12. | Advisory Vote to Approve Compensation of Apache’s Named Executive Officers | Management | For | For | ||||||||||||
VERISIGN, INC. | ||||||||||||||||
Security | 92343E102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VRSN | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US92343E1029 | Agenda | 934773157 - Management | |||||||||||||
Record Date | 29-Mar-2018 | Holding Recon Date | 29-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1A | Election of Director: D. James Bidzos | Management | For | For | ||||||||||||
1B | Election of Director: Kathleen A. Cote | Management | For | For | ||||||||||||
1C | Election of Director: Thomas F. Frist III | Management | For | For | ||||||||||||
1D | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||||
1E | Election of Director: Roger H. Moore | Management | For | For | ||||||||||||
1F | Election of Director: Louis A. Simpson | Management | For | For | ||||||||||||
1G | Election of Director: Timothy Tomlinson | Management | For | For | ||||||||||||
2. | To approve, on a non-binding, advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||||||
3. | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||
4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board take steps to amend the special meetings Bylaw provision, to reduce the ownership threshold to call a special meeting. | Shareholder | Against | For | ||||||||||||
MORGAN STANLEY | ||||||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MS | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US6174464486 | Agenda | 934776901 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||||||
1b. | Election of Director: Alistair Darling | Management | For | For | ||||||||||||
1c. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||||
1d. | Election of Director: James P. Gorman | Management | For | For | ||||||||||||
1e. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||||
1f. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||||||
1g. | Election of Director: Jami Miscik | Management | For | For | ||||||||||||
1h. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||||
1i. | Election of Director: Hutham S. Olayan | Management | For | For | ||||||||||||
1j. | Election of Director: Ryosuke Tamakoshi | Management | For | For | ||||||||||||
1k. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||||
1l. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | For | ||||||||||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | For | For | ||||||||||||
4. | Shareholder proposal regarding a policy to prohibit vesting of deferred equity awards for senior executives who resign to enter government service | Shareholder | Against | For | ||||||||||||
�� | MCDONALD’S CORPORATION | |||||||||||||||
Security | 580135101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MCD | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US5801351017 | Agenda | 934776963 - Management | |||||||||||||
Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Lloyd Dean | Management | For | For | ||||||||||||
1b. | Election of Director: Stephen Easterbrook | Management | For | For | ||||||||||||
1c. | Election of Director: Robert Eckert | Management | For | For | ||||||||||||
1d. | Election of Director: Margaret Georgiadis | Management | For | For | ||||||||||||
1e. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||||||||
1f. | Election of Director: Jeanne Jackson | Management | For | For | ||||||||||||
1g. | Election of Director: Richard Lenny | Management | For | For | ||||||||||||
1h. | Election of Director: John Mulligan | Management | For | For | ||||||||||||
1i. | Election of Director: Sheila Penrose | Management | For | For | ||||||||||||
1j. | Election of Director: John Rogers, Jr. | Management | For | For | ||||||||||||
1k. | Election of Director: Miles White | Management | For | For | ||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
3. | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2018. | Management | For | For | ||||||||||||
4. | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | Against | For | ||||||||||||
5. | Advisory vote on a shareholder proposal requesting a report on plastic straws, if properly presented. | Shareholder | Against | For | ||||||||||||
6. | Advisory vote on a shareholder proposal requesting a report on charitable contributions, if properly presented. | Shareholder | Against | For | ||||||||||||
NORDSTROM, INC. | ||||||||||||||||
Security | 655664100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | JWN | Meeting Date | 29-May-2018 | |||||||||||||
ISIN | US6556641008 | Agenda | 934766417 - Management | |||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||||
1b. | Election of Director: Stacy Brown-Philpot | Management | For | For | ||||||||||||
1c. | Election of Director: Tanya L. Domier | Management | For | For | ||||||||||||
1d. | Election of Director: Blake W. Nordstrom | Management | For | For | ||||||||||||
1e. | Election of Director: Erik B. Nordstrom | Management | For | For | ||||||||||||
1f. | Election of Director: Peter E. Nordstrom | Management | For | For | ||||||||||||
1g. | Election of Director: Philip G. Satre | Management | For | For | ||||||||||||
1h. | Election of Director: Brad D. Smith | Management | For | For | ||||||||||||
1i. | Election of Director: Gordon A. Smith | Management | For | For | ||||||||||||
1j. | Election of Director: Bradley D. Tilden | Management | For | For | ||||||||||||
1k. | Election of Director: B. Kevin Turner | Management | For | For | ||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||
3. | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION: SAY ON PAY. | Management | For | For | ||||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | XOM | Meeting Date | 30-May-2018 | |||||||||||||
ISIN | US30231G1022 | Agenda | 934785784 - Management | |||||||||||||
Record Date | 04-Apr-2018 | Holding Recon Date | 04-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Susan K. Avery | Management | For | For | ||||||||||||
1b. | Election of Director: Angela F. Braly | Management | For | For | ||||||||||||
1c. | Election of Director: Ursula M. Burns | Management | For | For | ||||||||||||
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||||||
1e. | Election of Director: Steven A. Kandarian | Management | For | For | ||||||||||||
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | ||||||||||||
1g. | Election of Director: Samuel J. Palmisano | Management | For | For | ||||||||||||
1h. | Election of Director: Steven S Reinemund | Management | For | For | ||||||||||||
1i. | Election of Director: William C. Weldon | Management | For | For | ||||||||||||
1j. | Election of Director: Darren W. Woods | Management | For | For | ||||||||||||
2. | Ratification of Independent Auditors (page 25) | Management | For | For | ||||||||||||
3. | Advisory Vote to Approve Executive Compensation (page 26) | Management | For | For | ||||||||||||
4. | Independent Chairman (page 54) | Shareholder | Against | For | ||||||||||||
5. | Special Shareholder Meetings (page 55) | Shareholder | Against | For | ||||||||||||
6. | Board Diversity Matrix (page 56) | Shareholder | Against | For | ||||||||||||
7. | Report on Lobbying (page 58) | Shareholder | Against | For | ||||||||||||
CHEVRON CORPORATION | ||||||||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CVX | Meeting Date | 30-May-2018 | |||||||||||||
ISIN | US1667641005 | Agenda | 934787308 - Management | |||||||||||||
Record Date | 02-Apr-2018 | Holding Recon Date | 02-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: W.M. Austin | Management | For | For | ||||||||||||
1b. | Election of Director: J.B. Frank | Management | For | For | ||||||||||||
1c. | Election of Director: A.P. Gast | Management | For | For | ||||||||||||
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||||||||||
1e. | Election of Director: C.W. Moorman IV | Management | For | For | ||||||||||||
1f. | Election of Director: D.F. Moyo | Management | For | For | ||||||||||||
1g. | Election of Director: R.D. Sugar | Management | For | For | ||||||||||||
1h. | Election of Director: I.G. Thulin | Management | For | For | ||||||||||||
1i. | Election of Director: D.J. Umpleby III | Management | For | For | ||||||||||||
1j. | Election of Director: M.K. Wirth | Management | For | For | ||||||||||||
2. | Ratification of Appointment of PWC as Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||
4. | Report on Lobbying | Shareholder | Against | For | ||||||||||||
5. | Report on Feasibility of Policy on Not Doing Business With Conflict Complicit Governments | Shareholder | Against | For | ||||||||||||
6. | Report on Transition to a Low Carbon Business Model | Shareholder | Against | For | ||||||||||||
7. | Report on Methane Emissions | Shareholder | Against | For | ||||||||||||
8. | Adopt Policy on Independent Chairman | Shareholder | Against | For | ||||||||||||
9. | Recommend Independent Director with Environmental Expertise | Shareholder | Against | For | ||||||||||||
10. | Set Special Meetings Threshold at 10% | Shareholder | Against | For |
WALMART INC. | ||||||||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WMT | Meeting Date | 30-May-2018 | |||||||||||||
ISIN | US9311421039 | Agenda | 934793072 - Management | |||||||||||||
Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Stephen J. Easterbrook | Management | For | For | ||||||||||||
1b. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||
1c. | Election of Director: Sarah J. Friar | Management | For | For | ||||||||||||
1d. | Election of Director: Carla A. Harris | Management | For | For | ||||||||||||
1e. | Election of Director: Thomas W. Horton | Management | For | For | ||||||||||||
1f. | Election of Director: Marissa A. Mayer | Management | For | For | ||||||||||||
1g. | Election of Director: C. Douglas McMillon | Management | For | For | ||||||||||||
1h. | Election of Director: Gregory B. Penner | Management | For | For | ||||||||||||
1i. | Election of Director: Steven S Reinemund | Management | For | For | ||||||||||||
1j. | Election of Director: S. Robson Walton | Management | For | For | ||||||||||||
1k. | Election of Director: Steuart L. Walton | Management | For | For | ||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | ||||||||||||
4. | Request to Adopt an Independent Chair Policy | Shareholder | Against | For | ||||||||||||
5. | Request for Report on Racial or Ethnic Pay Gaps | Shareholder | Against | For | ||||||||||||
AMAZON.COM, INC. | ||||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AMZN | Meeting Date | 30-May-2018 | |||||||||||||
ISIN | US0231351067 | Agenda | 934793224 - Management | |||||||||||||
Record Date | 05-Apr-2018 | Holding Recon Date | 05-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||||
1b. | Election of Director: Tom A. Alberg | Management | For | For | ||||||||||||
1c. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||||
1d. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||||
1e. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||||
1f. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||||
1g. | Election of Director: Thomas O. Ryder | Management | For | For | ||||||||||||
1h. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||||
1i. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||
4. | SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD CANDIDATES | Shareholder | Against | For | ||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIR | Shareholder | Against | For | ||||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Shareholder | Against | For | ||||||||||||
RAYTHEON COMPANY | ||||||||||||||||
Security | 755111507 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RTN | Meeting Date | 31-May-2018 | |||||||||||||
ISIN | US7551115071 | Agenda | 934782649 - Management | |||||||||||||
Record Date | 02-Apr-2018 | Holding Recon Date | 02-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Tracy A. Atkinson | Management | For | For | ||||||||||||
1b. | Election of Director: Robert E. Beauchamp | Management | For | For | ||||||||||||
1c. | Election of Director: Adriane M. Brown | Management | For | For | ||||||||||||
1d. | Election of Director: Vernon E. Clark | Management | For | For | ||||||||||||
1e. | Election of Director: Stephen J. Hadley | Management | For | For | ||||||||||||
1f. | Election of Director: Thomas A. Kennedy | Management | For | For | ||||||||||||
1g. | Election of Director: Letitia A. Long | Management | For | For | ||||||||||||
1h. | Election of Director: George R. Oliver | Management | For | For | ||||||||||||
1i. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||||||||||
1j. | Election of Director: William R. Spivey | Management | For | For | ||||||||||||
1k. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | ||||||||||||
1l. | Election of Director: Robert O. Work | Management | For | For | ||||||||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||||
3. | Ratification of Independent Auditors | Management | For | For | ||||||||||||
4. | Shareholder proposal to amend the proxy access by-law | Shareholder | Against | For | ||||||||||||
FACEBOOK, INC. | ||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FB | Meeting Date | 31-May-2018 | |||||||||||||
ISIN | US30303M1027 | Agenda | 934793034 - Management | |||||||||||||
Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Marc L. Andreessen | For | For | |||||||||||||
2 | Erskine B. Bowles | For | For | |||||||||||||
3 | Kenneth I. Chenault | For | For | |||||||||||||
4 | S. D. Desmond-Hellmann | For | For | |||||||||||||
5 | Reed Hastings | For | For | |||||||||||||
6 | Jan Koum | For | For | |||||||||||||
7 | Sheryl K. Sandberg | For | For | |||||||||||||
8 | Peter A. Thiel | For | For | |||||||||||||
9 | Mark Zuckerberg | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | A stockholder proposal regarding change in stockholder voting. | Shareholder | Against | For | ||||||||||||
4. | A stockholder proposal regarding a risk oversight committee. | Shareholder | Against | For | ||||||||||||
5. | A stockholder proposal regarding simple majority vote. | Shareholder | Against | For | ||||||||||||
6. | A stockholder proposal regarding a content governance report. | Shareholder | Against | For | ||||||||||||
7. | A stockholder proposal regarding median pay by gender. | Shareholder | Against | For | ||||||||||||
8. | A stockholder proposal regarding tax principles. | Shareholder | Against | For | ||||||||||||
LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||||||
Security | N53745100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LYB | Meeting Date | 01-Jun-2018 | |||||||||||||
ISIN | NL0009434992 | Agenda | 934787928 - Management | |||||||||||||
Record Date | 04-Apr-2018 | Holding Recon Date | 04-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | Adoption of the Proposed Amendments to our Articles of Association | Management | For | For | ||||||||||||
2a. | Election of Director: Bhavesh (Bob) Patel (unitary Board only) | Management | For | For | ||||||||||||
2b. | Election of Director: Robert Gwin | Management | For | For | ||||||||||||
2c. | Election of Director: Jacques Aigrain | Management | For | For | ||||||||||||
2d. | Election of Director: Lincoln Benet | Management | For | For | ||||||||||||
2e. | Election of Director: Jagjeet Bindra | Management | For | For | ||||||||||||
2f. | Election of Director: Robin Buchanan | Management | For | For | ||||||||||||
2g. | Election of Director: Stephen Cooper | Management | For | For | ||||||||||||
2h. | Election of Director: Nance Dicciani | Management | For | For | ||||||||||||
2i. | Election of Director: Claire Farley | Management | For | For | ||||||||||||
2j. | Election of Director: Isabella Goren | Management | For | For | ||||||||||||
2k. | Election of Director: Bruce Smith | Management | For | For | ||||||||||||
2l. | Election of Director: Rudy van der Meer | Management | For | For | ||||||||||||
3a. | Election of director to our Management Board: Bhavesh (Bob) Patel | Management | For | For | ||||||||||||
3b. | Election of director to our Management Board: Thomas Aebischer | Management | For | For | ||||||||||||
3c. | Election of director to our Management Board: Daniel Coombs | Management | For | For | ||||||||||||
3d. | Election of director to our Management Board: Jeffrey Kaplan | Management | For | For | ||||||||||||
3e. | Election of director to our Management Board: James Guilfoyle | Management | For | For | ||||||||||||
4. | Adoption of Dutch Statutory Annual Accounts for 2017 | Management | For | For | ||||||||||||
5. | Discharge from Liability of Members of the Management Board | Management | For | For | ||||||||||||
6. | Discharge from Liability of Members of the Supervisory Board | Management | For | For | ||||||||||||
7. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor for our 2018 Dutch Statutory Annual Accounts | Management | For | For | ||||||||||||
8. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2018 | Management | For | For | ||||||||||||
9. | Ratification and Approval of Dividends in Respect of the 2017 Dutch Statutory Annual Accounts | Management | For | For | ||||||||||||
10. | Advisory (Non-Binding) Vote Approving Executive Compensation | Management | For | For | ||||||||||||
11. | Authorization to Conduct Share Repurchases | Management | For | For | ||||||||||||
12. | Authorization of the Cancellation of Shares | Management | For | For | ||||||||||||
13. | Amendment and Extension of Employee Stock Purchase Plan | Management | For | For | ||||||||||||
AKAMAI TECHNOLOGIES, INC. | ||||||||||||||||
Security | 00971T101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AKAM | Meeting Date | 01-Jun-2018 | |||||||||||||
ISIN | US00971T1016 | Agenda | 934797664 - Management | |||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Class I Director: Jill Greenthal | Management | For | For | ||||||||||||
1.2 | Election of Class I Director: Daniel Hesse | Management | For | For | ||||||||||||
1.3 | Election of Class I Director: F. Thomson Leighton | Management | For | For | ||||||||||||
1.4 | Election of Class I Director: William Wagner | Management | For | For | ||||||||||||
2. | To approve amendments to our Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, our named executive officer compensation. | Management | For | For | ||||||||||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent auditors for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||||||
Security | N53745100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LYB | Meeting Date | 01-Jun-2018 | |||||||||||||
ISIN | NL0009434992 | Agenda | 934825805 - Management | |||||||||||||
Record Date | 04-May-2018 | Holding Recon Date | 04-May-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | Adoption of the Proposed Amendments to our Articles of Association | Management | For | For | ||||||||||||
2a. | Election of Director: Bhavesh (Bob) Patel (unitary Board only) | Management | For | For | ||||||||||||
2b. | Election of Director: Robert Gwin | Management | For | For | ||||||||||||
2c. | Election of Director: Jacques Aigrain | Management | For | For | ||||||||||||
2d. | Election of Director: Lincoln Benet | Management | For | For | ||||||||||||
2e. | Election of Director: Jagjeet Bindra | Management | For | For | ||||||||||||
2f. | Election of Director: Robin Buchanan | Management | For | For | ||||||||||||
2g. | Election of Director: Stephen Cooper | Management | For | For | ||||||||||||
2h. | Election of Director: Nance Dicciani | Management | For | For | ||||||||||||
2i. | Election of Director: Claire Farley | Management | For | For | ||||||||||||
2j. | Election of Director: Isabella Goren | Management | For | For | ||||||||||||
2k. | Election of Director: Bruce Smith | Management | For | For | ||||||||||||
2l. | Election of Director: Rudy van der Meer | Management | For | For | ||||||||||||
3a. | Election of director to our Management Board: Bhavesh (Bob) Patel | Management | For | For | ||||||||||||
3b. | Election of director to our Management Board: Thomas Aebischer | Management | For | For | ||||||||||||
3c. | Election of director to our Management Board: Daniel Coombs | Management | For | For | ||||||||||||
3d. | Election of director to our Management Board: Jeffrey Kaplan | Management | For | For | ||||||||||||
3e. | Election of director to our Management Board: James Guilfoyle | Management | For | For | ||||||||||||
4. | Adoption of Dutch Statutory Annual Accounts for 2017 | Management | For | For | ||||||||||||
5. | Discharge from Liability of Members of the Management Board | Management | For | For | ||||||||||||
6. | Discharge from Liability of Members of the Supervisory Board | Management | For | For | ||||||||||||
7. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor for our 2018 Dutch Statutory Annual Accounts | Management | For | For | ||||||||||||
8. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2018 | Management | For | For | ||||||||||||
9. | Ratification and Approval of Dividends in Respect of the 2017 Dutch Statutory Annual Accounts | Management | For | For | ||||||||||||
10. | Advisory (Non-Binding) Vote Approving Executive Compensation | Management | For | For | ||||||||||||
11. | Authorization to Conduct Share Repurchases | Management | For | For | ||||||||||||
12. | Authorization of the Cancellation of Shares | Management | For | For | ||||||||||||
13. | Amendment and Extension of Employee Stock Purchase Plan | Management | For | For | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | UNH | Meeting Date | 04-Jun-2018 | |||||||||||||
ISIN | US91324P1021 | Agenda | 934797006 - Management | |||||||||||||
Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: William C. Ballard, Jr. | Management | For | For | ||||||||||||
1b. | Election of Director: Richard T. Burke | Management | For | For | ||||||||||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||
1d. | Election of Director: Stephen J. Hemsley | Management | For | For | ||||||||||||
1e. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||||||
1f. | Election of Director: F. William McNabb III | Management | For | For | ||||||||||||
1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||||||||||||
1h. | Election of Director: Glenn M. Renwick | Management | For | For | ||||||||||||
1i. | Election of Director: Kenneth I. Shine, M.D. | Management | For | For | ||||||||||||
1j. | Election of Director: David S. Wichmann | Management | For | For | ||||||||||||
1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||||||||||||
2. | Advisory approval of the Company’s executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2018. | Management | For | For | ||||||||||||
FREEPORT-MCMORAN INC. | ||||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FCX | Meeting Date | 05-Jun-2018 | |||||||||||||
ISIN | US35671D8570 | Agenda | 934789150 - Management | |||||||||||||
Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director Nominee: Richard C. Adkerson | Management | For | For | ||||||||||||
1.2 | Election of Director Nominee: Gerald J. Ford | Management | For | For | ||||||||||||
1.3 | Election of Director Nominee: Lydia H. Kennard | Management | For | For | ||||||||||||
1.4 | Election of Director Nominee: Jon C. Madonna | Management | For | For | ||||||||||||
1.5 | Election of Director Nominee: Courtney Mather | Management | For | For | ||||||||||||
1.6 | Election of Director Nominee: Dustan E. McCoy | Management | For | For | ||||||||||||
1.7 | Election of Director Nominee: Frances Fragos Townsend | Management | For | For | ||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||||||||
Security | 192446102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CTSH | Meeting Date | 05-Jun-2018 | |||||||||||||
ISIN | US1924461023 | Agenda | 934795141 - Management | |||||||||||||
Record Date | 09-Apr-2018 | Holding Recon Date | 09-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Zein Abdalla | Management | For | For | ||||||||||||
1b. | Election of Director: Betsy S. Atkins | Management | For | For | ||||||||||||
1c. | Election of Director: Maureen Breakiron-Evans | Management | For | For | ||||||||||||
1d. | Election of Director: Jonathan Chadwick | Management | For | For | ||||||||||||
1e. | Election of Director: John M. Dineen | Management | For | For | ||||||||||||
1f. | Election of Director: Francisco D’Souza | Management | For | For | ||||||||||||
1g. | Election of Director: John N. Fox, Jr. | Management | For | For | ||||||||||||
1h. | Election of Director: John E. Klein | Management | For | For | ||||||||||||
1i. | Election of Director: Leo S. Mackay, Jr. | Management | For | For | ||||||||||||
1j. | Election of Director: Michael Patsalos-Fox | Management | For | For | ||||||||||||
1k. | Election of Director: Joseph M. Velli | Management | For | For | ||||||||||||
2. | Approve, on an advisory (non-binding) basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||||||||||
4. | Approve an amendment and restatement of the Company’s 2004 Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
5a. | Approve the proposal to eliminate the supermajority voting requirements in the Company’s Certificate of Incorporation with respect to: Amending the Company’s By-laws. | Management | For | For | ||||||||||||
5b. | Approve the proposal to eliminate the supermajority voting requirements in the Company’s Certificate of Incorporation with respect to: Removing directors. | Management | For | For | ||||||||||||
5c. | Approve the proposal to eliminate the supermajority voting requirements in the Company’s Certificate of Incorporation with respect to: Amending certain provisions of the Company’s Certificate of Incorporation. | Management | For | For | ||||||||||||
6. | Stockholder proposal requesting that the Board of Directors take the steps necessary to permit stockholder action by written consent. | Shareholder | Against | For | ||||||||||||
7. | Stockholder proposal requesting that the Board of Directors take the steps necessary to lower the ownership threshold for stockholders to call a special meeting. | Shareholder | Against | For | ||||||||||||
THE TJX COMPANIES, INC. | ||||||||||||||||
Security | 872540109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TJX | Meeting Date | 05-Jun-2018 | |||||||||||||
ISIN | US8725401090 | Agenda | 934805752 - Management | |||||||||||||
Record Date | 09-Apr-2018 | Holding Recon Date | 09-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Zein Abdalla | Management | For | For | ||||||||||||
1b. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||||
1c. | Election of Director: David T. Ching | Management | For | For | ||||||||||||
1d. | Election of Director: Ernie Herrman | Management | For | For | ||||||||||||
1e. | Election of Director: Michael F. Hines | Management | For | For | ||||||||||||
1f. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||||
1g. | Election of Director: Carol Meyrowitz | Management | For | For | ||||||||||||
1h. | Election of Director: Jackwyn L. Nemerov | Management | For | For | ||||||||||||
1i. | Election of Director: John F. O’Brien | Management | For | For | ||||||||||||
1j. | Election of Director: Willow B. Shire | Management | For | For | ||||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2019 | Management | For | For | ||||||||||||
3. | Advisory approval of TJX’s executive compensation (the say-on- pay vote) | Management | For | For | ||||||||||||
4. | Shareholder proposal for a report on compensation disparities based on race, gender, or ethnicity | Shareholder | Against | For | ||||||||||||
5. | Shareholder proposal for amending TJX’s clawback policy | Shareholder | Against | For | ||||||||||||
6. | Shareholder proposal for a supply chain policy on prison labor | Shareholder | Against | For | ||||||||||||
ULTA BEAUTY, INC. | ||||||||||||||||
Security | 90384S303 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ULTA | Meeting Date | 06-Jun-2018 | |||||||||||||
ISIN | US90384S3031 | Agenda | 934796737 - Management | |||||||||||||
Record Date | 09-Apr-2018 | Holding Recon Date | 09-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Robert F. DiRomualdo | For | For | |||||||||||||
2 | Catherine A. Halligan | For | For | |||||||||||||
3 | George R. Mrkonic | For | For | |||||||||||||
4 | Lorna E. Nagler | For | For | |||||||||||||
5 | Sally E. Blount | For | For | |||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year 2018, ending February 2, 2019 | Management | For | For | ||||||||||||
3. | Advisory resolution to approve the Company’s executive compensation | Management | For | For | ||||||||||||
ALLIANCE DATA SYSTEMS CORPORATION | ||||||||||||||||
Security | 018581108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ADS | Meeting Date | 06-Jun-2018 | |||||||||||||
ISIN | US0185811082 | Agenda | 934797424 - Management | |||||||||||||
Record Date | 09-Apr-2018 | Holding Recon Date | 09-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: Bruce K. Anderson | Management | For | For | ||||||||||||
1.2 | Election of Director: Roger H. Ballou | Management | For | For | ||||||||||||
1.3 | Election of Director: Kelly J. Barlow | Management | For | For | ||||||||||||
1.4 | Election of Director: E. Linn Draper, Jr. | Management | For | For | ||||||||||||
1.5 | Election of Director: Edward J. Heffernan | Management | For | For | ||||||||||||
1.6 | Election of Director: Kenneth R. Jensen | Management | For | For | ||||||||||||
1.7 | Election of Director: Robert A. Minicucci | Management | For | For | ||||||||||||
1.8 | Election of Director: Timothy J. Theriault | Management | For | For | ||||||||||||
1.9 | Election of Director: Laurie A. Tucker | Management | For | For | ||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm of Alliance Data Systems Corporation for 2018. | Management | For | For | ||||||||||||
EPAM SYSTEMS, INC. | ||||||||||||||||
Security | 29414B104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EPAM | Meeting Date | 06-Jun-2018 | |||||||||||||
ISIN | US29414B1044 | Agenda | 934800586 - Management | |||||||||||||
Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Arkadiy Dobkin | For | For | |||||||||||||
2 | Robert E. Segert | For | For | |||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | To approve, on an advisory and non-binding basis, the compensation for our named executive officers as disclosed in this Proxy Statement. | Management | For | For | ||||||||||||
ALPHABET INC. | ||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 06-Jun-2018 | |||||||||||||
ISIN | US02079K3059 | Agenda | 934803188 - Management | |||||||||||||
Record Date | 18-Apr-2018 | Holding Recon Date | 18-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Larry Page | For | For | |||||||||||||
2 | Sergey Brin | For | For | |||||||||||||
3 | Eric E. Schmidt | For | For | |||||||||||||
4 | L. John Doerr | For | For | |||||||||||||
5 | Roger W. Ferguson, Jr. | For | For | |||||||||||||
6 | Diane B. Greene | For | For | |||||||||||||
7 | John L. Hennessy | For | For | |||||||||||||
8 | Ann Mather | For | For | |||||||||||||
9 | Alan R. Mulally | For | For | |||||||||||||
10 | Sundar Pichai | For | For | |||||||||||||
11 | K. Ram Shriram | For | For | |||||||||||||
2. | The ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | The approval of amendments to Alphabet’s 2012 Stock Plan to increase the share reserve by 11,500,000 shares of Class C capital stock and to prohibit the repricing of stock options granted under the 2012 Stock Plan without stockholder approval. | Management | For | For | ||||||||||||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||
5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||
6. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||
7. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||
8. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||
9. | A stockholder proposal regarding board diversity and qualifications, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||
10. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||
COMCAST CORPORATION | ||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 11-Jun-2018 | |||||||||||||
ISIN | US20030N1019 | Agenda | 934808265 - Management | |||||||||||||
Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Kenneth J. Bacon | For | For | |||||||||||||
2 | Madeline S. Bell | For | For | |||||||||||||
3 | Sheldon M. Bonovitz | For | For | |||||||||||||
4 | Edward D. Breen | For | For | |||||||||||||
5 | Gerald L. Hassell | For | For | |||||||||||||
6 | Jeffrey A. Honickman | For | For | |||||||||||||
7 | Maritza G. Montiel | For | For | |||||||||||||
8 | Asuka Nakahara | For | For | |||||||||||||
9 | David C. Novak | For | For | |||||||||||||
10 | Brian L. Roberts | For | For | |||||||||||||
2. | Ratification of the appointment of our independent auditors | Management | For | For | ||||||||||||
3. | Advisory vote on executive compensation | Management | For | For | ||||||||||||
4. | To provide a lobbying report | Shareholder | Against | For | ||||||||||||
AFFILIATED MANAGERS GROUP, INC. | ||||||||||||||||
Security | 008252108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AMG | Meeting Date | 12-Jun-2018 | |||||||||||||
ISIN | US0082521081 | Agenda | 934804267 - Management | |||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Samuel T. Byrne | Management | For | For | ||||||||||||
1b. | Election of Director: Dwight D. Churchill | Management | For | For | ||||||||||||
1c. | Election of Director: Glenn Earle | Management | For | For | ||||||||||||
1d. | Election of Director: Niall Ferguson | Management | For | For | ||||||||||||
1e. | Election of Director: Sean M. Healey | Management | For | For | ||||||||||||
1f. | Election of Director: Tracy P. Palandjian | Management | For | For | ||||||||||||
1g. | Election of Director: Patrick T. Ryan | Management | For | For | ||||||||||||
1h. | Election of Director: Karen L. Yerburgh | Management | For | For | ||||||||||||
1i. | Election of Director: Jide J. Zeitlin | Management | For | For | ||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||||
4. | To elect Nathaniel Dalton as an additional director of the Company to serve until the 2019 Annual Meeting of Stockholders and until his successor is duly elected and qualified. | Management | For | For | ||||||||||||
BEST BUY CO., INC. | ||||||||||||||||
Security | 086516101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BBY | Meeting Date | 12-Jun-2018 | |||||||||||||
ISIN | US0865161014 | Agenda | 934810309 - Management | |||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Lisa M. Caputo | Management | For | For | ||||||||||||
1b. | Election of Director: J. Patrick Doyle | Management | For | For | ||||||||||||
1c. | Election of Director: Russell P. Fradin | Management | For | For | ||||||||||||
1d. | Election of Director: Kathy J. Higgins Victor | Management | For | For | ||||||||||||
1e. | Election of Director: Hubert Joly | Management | For | For | ||||||||||||
1f. | Election of Director: David W. Kenny | Management | For | For | ||||||||||||
1g. | Election of Director: Karen A. McLoughlin | Management | For | For | ||||||||||||
1h. | Election of Director: Thomas L. Millner | Management | For | For | ||||||||||||
1i. | Election of Director: Claudia F. Munce | Management | For | For | ||||||||||||
1j. | Election of Director: Richelle P. Parham | Management | For | For | ||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending February 2, 2019. | Management | For | For | ||||||||||||
3. | To approve in a non-binding advisory vote our named executive officer compensation. | Management | For | For | ||||||||||||
TARGET CORPORATION | ||||||||||||||||
Security | 87612E106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TGT | Meeting Date | 13-Jun-2018 | |||||||||||||
ISIN | US87612E1064 | Agenda | 934805904 - Management | |||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Roxanne S. Austin | Management | For | For | ||||||||||||
1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||||||
1c. | Election of Director: Brian C. Cornell | Management | For | For | ||||||||||||
1d. | Election of Director: Calvin Darden | Management | For | For | ||||||||||||
1e. | Election of Director: Henrique De Castro | Management | For | For | ||||||||||||
1f. | Election of Director: Robert L. Edwards | Management | For | For | ||||||||||||
1g. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||||||
1h. | Election of Director: Donald R. Knauss | Management | For | For | ||||||||||||
1i. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||||
1j. | Election of Director: Mary E. Minnick | Management | For | For | ||||||||||||
1k. | Election of Director: Kenneth L. Salazar | Management | For | For | ||||||||||||
1l. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||||
2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||||
3. | Company proposal to approve, on an advisory basis, our executive compensation (“Say on Pay”). | Management | For | For | ||||||||||||
4. | Shareholder proposal to adopt a policy for an independent chairman. | Shareholder | Against | For | ||||||||||||
AMERICAN AIRLINES GROUP INC. | ||||||||||||||||
Security | 02376R102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AAL | Meeting Date | 13-Jun-2018 | |||||||||||||
ISIN | US02376R1023 | Agenda | 934808241 - Management | |||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: James F. Albaugh | Management | For | For | ||||||||||||
1b. | Election of Director: Jeffrey D. Benjamin | Management | For | For | ||||||||||||
1c. | Election of Director: John T. Cahill | Management | For | For | ||||||||||||
1d. | Election of Director: Michael J. Embler | Management | For | For | ||||||||||||
1e. | Election of Director: Matthew J. Hart | Management | For | For | ||||||||||||
1f. | Election of Director: Alberto Ibarguen | Management | For | For | ||||||||||||
1g. | Election of Director: Richard C. Kraemer | Management | For | For | ||||||||||||
1h. | Election of Director: Susan D. Kronick | Management | For | For | ||||||||||||
1i. | Election of Director: Martin H. Nesbitt | Management | For | For | ||||||||||||
1j. | Election of Director: Denise M. O’Leary | Management | For | For | ||||||||||||
1k. | Election of Director: W. Douglas Parker | Management | For | For | ||||||||||||
1l. | Election of Director: Ray M. Robinson | Management | For | For | ||||||||||||
2. | A proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of American Airlines Group Inc. for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | A proposal to consider and approve, on a non-binding, advisory basis, executive compensation of American Airlines Group Inc. as disclosed in the proxy statement. | Management | For | For | ||||||||||||
4. | A proposal to amend the Restated Certificate of Incorporation to enable stockholders who hold at least 20% of the outstanding common stock of American Airlines Group Inc. to call special meetings. | Management | For | For | ||||||||||||
5. | A shareholder proposal to enable stockholders who hold at least 10% of the outstanding common stock of American Airlines Group Inc. to call special meetings. | Shareholder | Against | For | ||||||||||||
CATERPILLAR INC. | ||||||||||||||||
Security | 149123101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CAT | Meeting Date | 13-Jun-2018 | |||||||||||||
ISIN | US1491231015 | Agenda | 934810715 - Management | |||||||||||||
Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Kelly A. Ayotte | Management | For | For | ||||||||||||
1b. | Election of Director: David L. Calhoun | Management | For | For | ||||||||||||
1c. | Election of Director: Daniel M. Dickinson | Management | For | For | ||||||||||||
1d. | Election of Director: Juan Gallardo | Management | For | For | ||||||||||||
1e. | Election of Director: Dennis A. Muilenburg | Management | For | For | ||||||||||||
1f. | Election of Director: William A. Osborn | Management | For | For | ||||||||||||
1g. | Election of Director: Debra L. Reed | Management | For | For | ||||||||||||
1h. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||||
1i. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||||||
1j. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||||||
1k. | Election of Director: Miles D. White | Management | For | For | ||||||||||||
1l. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||||
2. | Ratify the appointment of independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
4. | Shareholder Proposal - Decrease percent of ownership required to call special shareholder meeting. | Shareholder | Against | For | ||||||||||||
5. | Shareholder Proposal - Amend the Company’s compensation clawback policy. | Shareholder | Against | For | ||||||||||||
6. | Shareholder Proposal - Require human rights qualifications for director nominees. | Shareholder | Against | For | ||||||||||||
DOLLAR TREE, INC. | ||||||||||||||||
Security | 256746108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DLTR | Meeting Date | 14-Jun-2018 | |||||||||||||
ISIN | US2567461080 | Agenda | 934806653 - Management | |||||||||||||
Record Date | 13-Apr-2018 | Holding Recon Date | 13-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Arnold S. Barron | Management | For | For | ||||||||||||
1b. | Election of Director: Gregory M. Bridgeford | Management | For | For | ||||||||||||
1c. | Election of Director: Mary Anne Citrino | Management | For | For | ||||||||||||
1d. | Election of Director: Conrad M. Hall | Management | For | For | ||||||||||||
1e. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||||||||||
1f. | Election of Director: Jeffrey G. Naylor | Management | For | For | ||||||||||||
1g. | Election of Director: Gary M. Philbin | Management | For | For | ||||||||||||
1h. | Election of Director: Bob Sasser | Management | For | For | ||||||||||||
1i. | Election of Director: Thomas A. Saunders III | Management | For | For | ||||||||||||
1j. | Election of Director: Stephanie P. Stahl | Management | For | For | ||||||||||||
1k. | Election of Director: Thomas E. Whiddon | Management | For | For | ||||||||||||
1l. | Election of Director: Carl P. Zeithaml | Management | For | For | ||||||||||||
2. | To Approve, on an Advisory Basis, the Compensation of the Company’s Named Executive Officers | Management | For | For | ||||||||||||
3. | To Ratify the Selection of KPMG LLP as the Company’s Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||
MONOLITHIC POWER SYSTEMS, INC. | ||||||||||||||||
Security | 609839105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MPWR | Meeting Date | 14-Jun-2018 | |||||||||||||
ISIN | US6098391054 | Agenda | 934810575 - Management | |||||||||||||
Record Date | 17-Apr-2018 | Holding Recon Date | 17-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Eugen Elmiger | For | For | |||||||||||||
2 | Jeff Zhou | For | For | |||||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | ||||||||||||
3. | Approve, on an advisory basis, the executive compensation. | Management | For | For | ||||||||||||
BIO-RAD LABORATORIES, INC. | ||||||||||||||||
Security | 090572207 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BIO | Meeting Date | 14-Jun-2018 | |||||||||||||
ISIN | US0905722072 | Agenda | 934822948 - Management | |||||||||||||
Record Date | 01-May-2018 | Holding Recon Date | 01-May-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1.1 | Election of Director: Arnold A. Pinkston | Management | For | For | ||||||||||||
1.2 | Election of Director: Melinda Litherland | Management | For | For | ||||||||||||
2. | PROPOSAL to ratify the selection of KPMG LLP to serve as the Company’s independent auditors. | Management | For | For | ||||||||||||
DAVITA INC. | ||||||||||||||||
Security | 23918K108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DVA | Meeting Date | 18-Jun-2018 | |||||||||||||
ISIN | US23918K1088 | Agenda | 934808328 - Management | |||||||||||||
Record Date | 23-Apr-2018 | Holding Recon Date | 23-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Pamela M. Arway | Management | For | For | ||||||||||||
1b. | Election of Director: Charles G. Berg | Management | For | For | ||||||||||||
1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||||||
1d. | Election of Director: Pascal Desroches | Management | For | For | ||||||||||||
1e. | Election of Director: Paul J. Diaz | Management | For | For | ||||||||||||
1f. | Election of Director: Peter T. Grauer | Management | For | For | ||||||||||||
1g. | Election of Director: John M. Nehra | Management | For | For | ||||||||||||
1h. | Election of Director: William L. Roper | Management | For | For | ||||||||||||
1i. | Election of Director: Kent J. Thiry | Management | For | For | ||||||||||||
1j. | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2018. | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||||
4. | Stockholder proposal regarding revisions to the Company’s proxy access bylaw, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||
GLASSBRIDGE ENTERPRISES INC | ||||||||||||||||
Security | 377185103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GLAE | Meeting Date | 18-Jun-2018 | |||||||||||||
ISIN | US3771851033 | Agenda | 934814787 - Management | |||||||||||||
Record Date | 23-Apr-2018 | Holding Recon Date | 23-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Joseph A. De Perio* | For | For | |||||||||||||
2 | Robert G. Torricelli# | For | For | |||||||||||||
2. | To ratify the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year 2018. | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers for 2017, as described in the proxy statement. | Management | For | For | ||||||||||||
4. | To approve, on an advisory basis, the extension of the term of the 382 Rights Agreement, dated as of August 7, 2015, by and between GlassBridge Enterprises, Inc. and Equiniti Group plc (as assignee of Wells Fargo Bank, N.A.), as Rights Agent, until August 7, 2021. | Management | For | For | ||||||||||||
5. | To approve the adjournment of the Annual Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 4. | Management | For | For | ||||||||||||
SQUARE, INC. | ||||||||||||||||
Security | 852234103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SQ | Meeting Date | 19-Jun-2018 | |||||||||||||
ISIN | US8522341036 | Agenda | 934810412 - Management | |||||||||||||
Record Date | 24-Apr-2018 | Holding Recon Date | 24-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Randy Garutti | For | For | |||||||||||||
2 | Mary Meeker | For | For | |||||||||||||
3 | Naveen Rao | For | For | |||||||||||||
4 | Lawrence Summers | For | For | |||||||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2018. | Management | For | For | ||||||||||||
ORBOTECH LTD. | ||||||||||||||||
Security | M75253100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ORBK | Meeting Date | 21-Jun-2018 | |||||||||||||
ISIN | IL0010823388 | Agenda | 934838977 - Management | |||||||||||||
Record Date | 14-May-2018 | Holding Recon Date | 14-May-2018 | |||||||||||||
City / | Country | / | Israel | Vote Deadline Date | 19-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | RE-ELECTION OF DIRECTOR: YOCHAI RICHTER | Management | For | For | ||||||||||||
1b. | RE-ELECTION OF DIRECTOR: YEHUDIT BRONICKI | Management | For | For | ||||||||||||
1c. | RE-ELECTION OF DIRECTOR: DAN FALK | Management | For | For | ||||||||||||
1d. | RE-ELECTION OF DIRECTOR: MIRON KENNETH | Management | For | For | ||||||||||||
1e. | RE-ELECTION OF DIRECTOR: JACOB RICHTER | Management | For | For | ||||||||||||
1f. | RE-ELECTION OF DIRECTOR: ELIEZER TOKMAN | Management | For | For | ||||||||||||
1g. | RE-ELECTION OF DIRECTOR: SHIMON ULLMAN | Management | For | For | ||||||||||||
1h. | RE-ELECTION OF DIRECTOR: ARIE WEISBERG | Management | For | For | ||||||||||||
2. | RE-ELECTION OF EXTERNAL DIRECTOR: AVNER HERMONI (INCLUDING HIS REMUNERATION AND BENEFITS) | Management | For | For | ||||||||||||
2a. | ARE YOU AN INTERESTED PARTY (AS SUCH TERM IS DEFINED IN THE PROXY STATEMENT) WITH RESPECT TO THIS ITEM 2? IF YOU HAVE NOT MARKED “NO” ON THE PROXY THEREBY CONFIRMING THAT YOU ARE NOT AN INTERESTED PARTY WITH RESPECT TO ITEM 2, YOUR VOTE WILL NOT BE COUNTED FOR PURPOSES OF THE EXTERNAL DIRECTOR MAJORITY IF YOU DO NOT VOTE ON THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROPOSAL 2 YES=FOR, NO=AGAINST | Management | For | |||||||||||||
3. | RE-APPOINTMENT OF KESSELMAN & KESSELMAN AS AUDITORS OF THE COMPANY. | Management | For | For | ||||||||||||
4a. | POTENTIAL CASH AND EQUITY-BASED RETENTION INCENTIVES TO: THE CHIEF EXECUTIVE OFFICER OF THE COMPANY | Management | For | For | ||||||||||||
4aa | ARE YOU AN INTERESTED PARTY (AS SUCH TERM IS DEFINED IN THE PROXY STATEMENT) WITH RESPECT TO THIS ITEM 4A? IF YOU HAVE NOT MARKED “NO” ON THE PROXY THEREBY CONFIRMING THAT YOU ARE NOT AN INTERESTED PARTY WITH RESPECT TO ITEM 4A, YOUR VOTE WILL NOT BE COUNTED FOR PURPOSES OF THE EXTERNAL DIRECTOR MAJORITY IF YOU DO NOT VOTE ON THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROPOSAL 4A YES=FOR, NO=AGAINST | Management | For | |||||||||||||
4b. | THE PRESIDENT AND CHIEF OPERATING OFFICER OF THE COMPANY | Management | For | For | ||||||||||||
4bb | ARE YOU AN INTERESTED PARTY (AS SUCH TERM IS DEFINED IN THE PROXY STATEMENT) WITH RESPECT TO THIS ITEM 4B? IF YOU HAVE NOT MARKED “NO” ON THE PROXY THEREBY CONFIRMING THAT YOU ARE NOT AN INTERESTED PARTY WITH RESPECT TO ITEM 4B, YOUR VOTE WILL NOT BE COUNTED FOR PURPOSES OF THE EXTERNAL DIRECTOR MAJORITY IF YOU DO NOT VOTE ON THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROPOSAL 4B YES=FOR, NO=AGAINST | Management | For | |||||||||||||
5. | ACCELERATED VESTING OF ORBOTECH EQUITY AWARDS GRANTED TO THE COMPANY’S DIRECTORS IN CONNECTION WITH THE 2018 ANNUAL GENERAL MEETING | Management | For | For | ||||||||||||
MASTERCARD INCORPORATED | ||||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MA | Meeting Date | 26-Jun-2018 | |||||||||||||
ISIN | US57636Q1040 | Agenda | 934814535 - Management | |||||||||||||
Record Date | 27-Apr-2018 | Holding Recon Date | 27-Apr-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of director: Richard Haythornthwaite | Management | For | For | ||||||||||||
1b. | Election of director: Ajay Banga | Management | For | For | ||||||||||||
1c. | Election of director: Silvio Barzi | Management | For | For | ||||||||||||
1d. | Election of director: David R. Carlucci | Management | For | For | ||||||||||||
1e. | Election of director: Richard K. Davis | Management | For | For | ||||||||||||
1f. | Election of director: Steven J. Freiberg | Management | For | For | ||||||||||||
1g. | Election of director: Julius Genachowski | Management | For | For | ||||||||||||
1h. | Election of director: Choon Phong Goh | Management | For | For | ||||||||||||
1i. | Election of director: Merit E. Janow | Management | For | For | ||||||||||||
1j. | Election of director: Nancy Karch | Management | For | For | ||||||||||||
1k. | Election of director: Oki Matsumoto | Management | For | For | ||||||||||||
1l. | Election of director: Rima Qureshi | Management | For | For | ||||||||||||
1m. | Election of director: Jose Octavio Reyes Lagunes | Management | For | For | ||||||||||||
1n. | Election of director: Jackson Tai | Management | For | For | ||||||||||||
2. | Advisory approval of Mastercard’s executive compensation | Management | For | For | ||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2018 | Management | For | For | ||||||||||||
DELTA AIR LINES, INC. | ||||||||||||||||
Security | 247361702 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DAL | Meeting Date | 29-Jun-2018 | |||||||||||||
ISIN | US2473617023 | Agenda | 934822520 - Management | |||||||||||||
Record Date | 02-May-2018 | Holding Recon Date | 02-May-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Edward H. Bastian | Management | For | For | ||||||||||||
1b. | Election of Director: Francis S. Blake | Management | For | For | ||||||||||||
1c. | Election of Director: Daniel A. Carp | Management | For | For | ||||||||||||
1d. | Election of Director: Ashton B. Carter | Management | For | For | ||||||||||||
1e. | Election of Director: David G. DeWalt | Management | For | For | ||||||||||||
1f. | Election of Director: William H. Easter III | Management | For | For | ||||||||||||
1g. | Election of Director: Michael P. Huerta | Management | For | For | ||||||||||||
1h. | Election of Director: Jeanne P. Jackson | Management | For | For | ||||||||||||
1i. | Election of Director: George N. Mattson | Management | For | For | ||||||||||||
1j. | Election of Director: Douglas R. Ralph | Management | For | For | ||||||||||||
1k. | Election of Director: Sergio A.L. Rial | Management | For | For | ||||||||||||
1l. | Election of Director: Kathy N. Waller | Management | For | For | ||||||||||||
2. | To approve, on an advisory basis, the compensation of Delta’s named executive officers. | Management | For | For | ||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Delta’s independent auditors for the year ending December 31, 2018. | Management | For | For | ||||||||||||
BED BATH & BEYOND INC. | ||||||||||||||||
Security | 075896100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BBBY | Meeting Date | 29-Jun-2018 | |||||||||||||
ISIN | US0758961009 | Agenda | 934839361 - Management | |||||||||||||
Record Date | 04-May-2018 | Holding Recon Date | 04-May-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1a. | Election of Director: Warren Eisenberg | Management | For | For | ||||||||||||
1b. | Election of Director: Leonard Feinstein | Management | For | For | ||||||||||||
1c. | Election of Director: Steven H. Temares | Management | For | For | ||||||||||||
1d. | Election of Director: Dean S. Adler | Management | For | For | ||||||||||||
1e. | Election of Director: Stanley F. Barshay | Management | For | For | ||||||||||||
1f. | Election of Director: Stephanie Bell-Rose | Management | For | For | ||||||||||||
1g. | Election of Director: Klaus Eppler | Management | For | For | ||||||||||||
1h. | Election of Director: Patrick R. Gaston | Management | For | For | ||||||||||||
1i. | Election of Director: Jordan Heller | Management | For | For | ||||||||||||
1j. | Election of Director: Victoria A. Morrison | Management | For | For | ||||||||||||
1k. | Election of Director: JB (Johnathan) Osborne | Management | For | For | ||||||||||||
1l. | Election of Director: Virginia P. Ruesterholz | Management | For | For | ||||||||||||
2. | Ratification of the appointment of KPMG LLP. | Management | For | For | ||||||||||||
3. | To approve, by non-binding vote, the 2017 compensation paid to the Company’s named executive officers. | Management | For | For | ||||||||||||
4. | To approve the 2018 Incentive Compensation Plan. | Management | For | For | ||||||||||||
DR PEPPER SNAPPLE GROUP, INC. | ||||||||||||||||
Security | 26138E109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DPS | Meeting Date | 29-Jun-2018 | |||||||||||||
ISIN | US26138E1091 | Agenda | 934842229 - Management | |||||||||||||
Record Date | 18-May-2018 | Holding Recon Date | 18-May-2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | Approve the issuance of the Company’s common stock as merger consideration pursuant to the terms of the merger agreement, as disclosed in the proxy statement. | Management | For | For | ||||||||||||
2. | To amend the certificate of incorporation of the Company, as disclosed in the proxy statement. | Management | For | For | ||||||||||||
3. | To approve an advisory resolution regarding the compensation that may become payable to the Company’s Named Executive Officers in connection with the merger, as disclosed in the proxy statement. | Management | For | For | ||||||||||||
4. | To adjourn the annual meeting, if necessary, if a quorum is present, to solicit additional proxies in the event there are not sufficient votes at the time of the annual meeting to approve proposals 1 and 2. | Management | For | For | ||||||||||||
5a. | Election of Director: David E. Alexander | Management | For | For | ||||||||||||
5b. | Election of Director: Antonio Carrillo | Management | For | For | ||||||||||||
5c. | Election of Director: Jose M. Gutierrez | Management | For | For | ||||||||||||
5d. | Election of Director: Pamela H. Patsley | Management | For | For | ||||||||||||
5e. | Election of Director: Ronald G. Rogers | Management | For | For | ||||||||||||
5f. | Election of Director: Wayne R. Sanders | Management | For | For | ||||||||||||
5g. | Election of Director: Dunia A. Shive | Management | For | For | ||||||||||||
5h. | Election of Director: M. Anne Szostak | Management | For | For | ||||||||||||
5i. | Election of Director: Larry D. Young | Management | For | For | ||||||||||||
6. | To ratify appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018. | Management | For | For | ||||||||||||
7. | To approve an advisory resolution regarding the compensation of our Named Executive Officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||||
8. | A stockholder proposal requesting that the board of directors issue a report on company-wide efforts to address the risks related to obesity, including aggressive quantitative metrics around the reduction of sugars in its products and development of healthier product offerings. | Shareholder | Against | For | ||||||||||||
INTERXION HOLDING N V | ||||||||||||||||
Security | N47279109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | INXN | Meeting Date | 29-Jun-2018 | |||||||||||||
ISIN | NL0009693779 | Agenda | 934847988 - Management | |||||||||||||
Record Date | 01-Jun-2018 | Holding Recon Date | 01-Jun-2018 | |||||||||||||
City / | Country | / | Netherlands | Vote Deadline Date | 28-Jun-2018 | |||||||||||
SEDOL(s) | Quick Code | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||
1. | To adopt the Dutch statutory annual accounts of the Company for the financial year ended December 31, 2017. | Management | For | For | ||||||||||||
2. | To discharge the members of the Board from certain liabilities for the financial year ended December 31, 2017. | Management | For | For | ||||||||||||
3. | To re-appoint Rob Ruijter as Non-Executive Director. | Management | For | For | ||||||||||||
4. | To appoint David Lister as Non-Executive Director. | Management | For | For | ||||||||||||
5. | To award restricted shares to our Non-Executive Directors. | Management | For | For | ||||||||||||
6. | To award performance shares to our Executive Director. | Management | For | For | ||||||||||||
7. | Designate the Board for 18 months to issue shares and to grant rights to subscribe for shares in the share capital of the Company for up to 2,441, 601 shares of the Company’s employee incentive schemes | Management | For | For | ||||||||||||
8. | Designate the Board to restrict or exclude pre-emption rights when issuing shares in relation to employee incentive schemes. | Management | For | For | ||||||||||||
9. | Designate the Board for 18 months to issue shares and to grant rights to subscribe for up to 10% of the current issued share capital of the Company for general corporate purposes. | Management | For | For | ||||||||||||
10. | Designate the Board to restrict or exclude pre-emption rights in relation to the issuance of shares representing up to 10% of the current issued share capital of the Company for general corporate purposes. | Management | For | For | ||||||||||||
11. | To appoint KPMG Accountants N.V. to audit the annual accounts of the Company for the financial year ending December 31, 2018. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
M3Sixty Funds Trust
/s/ Randy Linscott
By: Randy Linscott | |
President | |
Date: July 20, 2018 |