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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 23066
Northern Lights Fund Trust IV
(Exact name of registrant as specified in charter)
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and address of agent for service)
Registrant's telephone number, including area code: (631) 470-2600
Date of fiscal year end: February 28 and November 30
Date of reporting period: July 1, 2022- June 30, 2023
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits 25 through 29 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2023 with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Registrant: NORTHERN LIGHTS FUND TRUST IV - Moerus Worldwide Value Fund | Item 1, Exhibit 25 | |||||||||
Investment Company Act file number: 811-23066 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against/ Abstain vs Management | ||
1 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 28-Jul-2022 | 1 | TO CONSIDER AND ADOPT THE AUDITED STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2022, TOGETHER WITH THE DIRECTORS' AND AUDITORS' REPORTS THEREON | Mgmt | Y | FOR | FOR |
2 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 28-Jul-2022 | 2 | TO DECLARE A FINAL DIVIDEND OF INR 25 PER EQUITY SHARE OF FACE VALUE OF INR 10 FOR THE FINANCIAL YEAR ENDED 31 MARCH 2022 | Mgmt | Y | FOR | FOR |
3 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 28-Jul-2022 | 3 | TO APPOINT A DIRECTOR IN PLACE OF NIRAJ RAMKRISHNA BAJAJ (DIN 00028261), WHO RETIRES BY ROTATION IN TERMS OF SECTION 152(6) OF THE COMPANIES ACT, 2013 AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | AGAINST | AGAINST |
4 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 28-Jul-2022 | 4 | TO APPOINT A DIRECTOR IN PLACE OF MANISH SANTOSHKUMAR KEJRIWAL (DIN 00040055), WHO RETIRES BY ROTATION IN TERMS OF SECTION 152(6) OF THE COMPANIES ACT, 2013 AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | AGAINST | AGAINST |
5 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 28-Jul-2022 | 5 | APPOINTMENT OF KALYANIWALLA & MISTRY LLP, CHARTERED ACCOUNTANTS AS STATUTORY AUDITORS OF THE COMPANY AND TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
6 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 28-Jul-2022 | 6 | APPOINTMENT OF NBS & CO., CHARTERED ACCOUNTANTS, AS JOINT STATUTORY AUDITORS OF THE COMPANY AND TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
7 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 28-Jul-2022 | 2 | TO RESOLVE IN REGARD TO THE REDUCTION OF THE SHARE CAPITAL OF THE COMPANY IN THE AMOUNT OF BRL 1,125,000,000.00, BECAUSE IT IS CONSIDERED TO BE EXCESSIVE, UNDER THE TERMS OF THE PROPOSAL FROM THE MANAGEMENT | Mgmt | Y | FOR | FOR |
8 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 28-Jul-2022 | 3 | TO RESOLVE IN REGARD TO THE AMENDMENT OF THE MAIN PART OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY IN ORDER TO REFLECT THE RESOLUTION OF ITEM 1, IN THE EVENT THAT IT IS APPROVED AND BECOMES EFFECTIVE, UNDER THE TERMS OF THE PROPOSAL FROM THE MANAGEMENT | Mgmt | Y | FOR | FOR |
9 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 28-Jul-2022 | 4 | TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY IN ORDER TO EFFECTUATE THE RESOLUTIONS ABOVE | Mgmt | Y | FOR | FOR |
10 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 05-Aug-2022 | 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, TOGETHER WITH THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON | Mgmt | Y | FOR | FOR |
11 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 05-Aug-2022 | 2 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | Mgmt | Y | FOR | FOR |
12 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 05-Aug-2022 | 3 | TO APPOINT A DIRECTOR IN PLACE OF MR. AJAY SONDHI (DIN: 01657614), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | FOR | FOR |
13 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 05-Aug-2022 | 4 | TO APPOINT M/S. KALYANIWALLA & MISTRY LLP, AS ONE OF THE JOINT STATUTORY AUDITORS OF THE BANK, FOR A PERIOD OF THREE (3) YEARS AND FIX REMUNERATION OF JOINT STATUTORY AUDITORS OF THE BANK | Mgmt | Y | FOR | FOR |
14 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 05-Aug-2022 | 5 | TO RE-APPOINT MR. SANJEEB CHAUDHURI (DIN: 03594427) AS AN INDEPENDENT DIRECTOR OF THE BANK | Mgmt | Y | FOR | FOR |
15 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 05-Aug-2022 | 6 | TO OFFER AND ISSUE OF DEBT SECURITIES ON PRIVATE PLACEMENT BASIS | Mgmt | Y | FOR | FOR |
16 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 09-Aug-2022 | 1 | Election of Class I Director: Sherianne James | Mgmt | Y | AGAINST | AGAINST |
17 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 09-Aug-2022 | 2 | Election of Class I Director: Leslie L. Campbell | Mgmt | Y | FOR | FOR |
18 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 09-Aug-2022 | 3 | Election of Class I Director: Joan Chow | Mgmt | Y | FOR | FOR |
19 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 09-Aug-2022 | 4 | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Mgmt | Y | FOR | FOR |
20 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 09-Aug-2022 | 5 | To approve, on an advisory basis, the compensation of the Company's executive officers. | Mgmt | Y | AGAINST | AGAINST |
21 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 02-Sep-2022 | 1 | TO CONSIDER AND ADOPT: A. THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, TOGETHER WITH THE REPORT OF THE BOARD AND THE AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | Mgmt | Y | FOR | FOR |
22 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 02-Sep-2022 | 2 | TO DECLARE DIVIDEND ON EQUITY SHARES | Mgmt | Y | FOR | FOR |
23 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 02-Sep-2022 | 3 | TO APPOINT A DIRECTOR IN PLACE OF MR. RASHESH SHAH (DIN 00008322), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERED HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | AGAINST | AGAINST |
24 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 02-Sep-2022 | 4 | TO RESOLVE NOT TO FILL THE VACANCY CAUSED BY THE RETIREMENT OF MR. RUJAN PANJWANI (DIN: 00237366) WHO RETIRES BY ROTATION AT THIS MEETING, BEING ELIGIBLE, HAS NOT OFFERED HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | FOR | FOR |
25 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 02-Sep-2022 | 5 | ISSUE OF SECURITIES | Mgmt | Y | AGAINST | AGAINST |
26 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 02-Sep-2022 | 6 | APPOINTMENT OF MR. SHIVA KUMAR AS AN INDEPENDENT DIRECTOR | Mgmt | Y | FOR | FOR |
27 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 08-Sep-2022 | 2 | ELECTION OF DIRECTOR: LOUIS-PIERRE GIGNAC | Mgmt | Y | FOR | FOR |
28 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 08-Sep-2022 | 3 | ELECTION OF DIRECTOR: KIM KEATING | Mgmt | Y | FOR | FOR |
29 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 08-Sep-2022 | 4 | ELECTION OF DIRECTOR: ROBERT KRCMAROV | Mgmt | Y | FOR | FOR |
30 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 08-Sep-2022 | 5 | ELECTION OF DIRECTOR: JULIANA L. LAM | Mgmt | Y | FOR | FOR |
31 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 08-Sep-2022 | 6 | ELECTION OF DIRECTOR: DENIS LAROCQUE | Mgmt | Y | FOR | FOR |
32 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 08-Sep-2022 | 7 | ELECTION OF DIRECTOR: JANICE G. RENNIE | Mgmt | Y | FOR | FOR |
33 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 08-Sep-2022 | 8 | ELECTION OF DIRECTOR: SYBIL VEENMAN | Mgmt | Y | FOR | FOR |
34 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 08-Sep-2022 | 9 | ELECTION OF DIRECTOR: JO MARK ZUREL | Mgmt | Y | FOR | FOR |
35 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 08-Sep-2022 | 10 | CONSIDERING AN ADVISORY RESOLUTION TO ACCEPT THE APPROACH TAKEN BY THE BOARD OF DIRECTORS OF THE CORPORATION IN RESPECT OF EXECUTIVE COMPENSATION | Mgmt | Y | FOR | FOR |
36 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 08-Sep-2022 | 11 | APPOINTING DELOITTE LLP AS INDEPENDENT AUDITORS FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION | Mgmt | Y | FOR | FOR |
37 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 14-Sep-2022 | 6 | 02 SEP 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Mgmt | N | The line item is a COMMENT and was non-voteable for Moerus. | |
38 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 14-Sep-2022 | 3 | AUTHORIZATION TO PURCHASE TREASURY SHARES AIMED AT REMUNERATING THE SHAREHOLDERS - UPDATE AND INTEGRATION OF THE RESOLUTION OF 8 APRIL 2022. RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
39 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 14-Sep-2022 | 4 | CANCELLATION OF TREASURY SHARES WITH NO REDUCTION OF SHARE CAPITAL; CONSEQUENT AMENDMENT TO CLAUSE 5 OF THE ARTICLES OF ASSOCIATION (REGARDING SHARE CAPITAL AND SHARES). RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
40 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Other; 21-Sep-2022 | 2 | APPOINTMENT OF DR. VIDYA RAJIV YERAVDEKAR (DIN: 02183179) AS AN INDEPENDENT DIRECTOR FOR A TERM OF FIVE CONSECUTIVE YEARS W.E.F. 1 AUGUST 2022 | Mgmt | Y | FOR | FOR |
41 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 21-Sep-2022 | 1 | 1. THE ACQUISITION OF CERTAIN ASSETS OF DUBAI HOLDING LLC ("DUBAI HOLDING") IN EXCHANGE FOR CERTAIN CASH CONSIDERATION PAYABLE AT CLOSING, CERTAIN DEFERRED CONSIDERATION PAYABLE PURSUANT TO A DEFERRED CONSIDERATION AGREEMENT AND A MANDATORY CONVERTIBLE BOND (AS DETAILED BELOW AND IN THE SHAREHOLDER CIRCULAR POSTED ON THE COMPANY'S WEBSITE WWW.EMAAR.COM) 2. THE ISSUANCE BY THE COMPANY OF A MANDATORY CONVERTIBLE BOND WITH AN AGGREGATE VALUE OF AED 3,750,000,000 TO DUBAI HOLDING (OR ONE OR MORE OF ITS AFFILIATES) IN ACCORDANCE WITH ARTICLE 231 OF UAE FEDERAL LAW BY DECREE NO. 32 OF 2021 FOR COMMERCIAL COMPANIES ("COMMERCIAL COMPANIES LAW") OF THE UNITED ARAB EMIRATES AND THE SCA DECISION NO. (14/R.M.) OF 2014 CONCERNING THE REGULATIONS OF DEBT SECURITIES IN PUBLIC JOINT STOCK COMPANIES. SUCH MANDATORY CONVERTIBLE BOND SHALL BE CONVERTIBLE INTO 659,050,967 NEW SHARES IN THE COMPANY AND THE SHARE CAPITAL OF THE COMPANY SHALL BE INCREASED TO AED 8,838,789,849 ON CONVERSION OF SUCH MANDATORY CONVERTIBLE BOND. EACH SHARE IN THE COMPANY SHALL BE TREATED AS FULLY PAID UPON CONVERSION. 3. THE INCREASE OF THE SHARE CAPITAL OF THE COMPANY TO AED 8,838,789,849 (EIGHT BILLION, EIGHT HUNDRED THIRTY EIGHT MILLION, SEVEN HUNDRED EIGHTY NINE THOUSAND, EIGHT HUNDRED FORTY NINE UAE DIRHAMS) BY ISSUING 659,050,967 FULLY PAID-UP SHARES AT A NOMINAL VALUE OF AED 1 (ONE UAE DIRHAM) PER SHARE, AND AMENDING ARTICLE (6) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BECOME: ARTICLE 6: THE ISSUED SHARE CAPITAL OF THE COMPANY IS AFFIXED AT AED 8,838,789,849 (EIGHT BILLION, EIGHT HUNDRED THIRTY EIGHT MILLION, SEVEN HUNDRED EIGHTY NINE THOUSAND, EIGHT HUNDRED FORTY NINE UAE DIRHAMS) DIVIDED INTO 8.838,789,849 (EIGHT BILLION, EIGHT HUNDRED THIRTY EIGHT MILLION, SEVEN HUNDRED EIGHTY NINE THOUSAND, EIGHT HUNDRED FORTY NINE SHARES) OF NOMINAL VALUE AED 1 (ONE UAE DIRHAM) EACH. ALL SHARES OF THE COMPANY ARE SHARES IN CASH, THE VALUE OF WHICH HAS BEEN PAID IN FULL, AND SHALL BE OF THE SAME CLASS AND EQUAL IN RIGHTS AND OBLIGATIONS. 4. TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY, OR ANY PERSON SO AUTHORIZED BY THE BOARD OF DIRECTORS, TO TAKE ANY ACTION AS MAY BE NECESSARY TO IMPLEMENT THE ACQUISITION OF CERTAIN ASSETS OF DUBAI HOLDING (AS DETAILED IN THE SHAREHOLDER CIRCULAR) AND IMPLEMENT THE AFOREMENTIONED RESOLUTIONS | Mgmt | Y | FOR | FOR |
42 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 21-Sep-2022 | 2 | 1. APPROVAL OF: (I) THE RECOMMENDED SALE OF NAMSHI HOLDING LIMITED ("NAMSHI") BY EMAAR MALLS MANAGEMENT LLC ("EMAAR MALLS MANAGEMENT") TO NOON AD HOLDINGS LTD ("NOON") IN EXCHANGE FOR A CASH CONSIDERATION OF USD 335,200,000 (AED 1,231,860,000) PAYABLE AT CLOSING (AS DETAILED BELOW AND IN THE SHAREHOLDER CIRCULAR POSTED ON THE COMPANY'S WEBSITE ON WWW.EMAAR.COM), NOTING THAT THE FUTURE BENEFIT FOR THE COMPANY'S SHAREHOLDERS IS THE INVESTMENT OF THE TRANSACTION'S PROCEEDS INTO THE CORE REAL ESTATE BUSINESS OF THE COMPANY; AND (II) THE SALE OF NAMSHI TO A RELATED PARTY OF THE COMPANY IN ACCORDANCE WITH ARTICLE 152 OF THE UAE FEDERAL LAW BY DECREE NO. 32 OF 2021 FOR UAE COMMERCIAL COMPANIES (THE "COMMERCIAL COMPANIES LAW"), ARTICLES 34 TO 39 OF THE SCA DECISION NO. 3 RM OF 2020 CONCERNING APPROVAL OF JOINT STOCK COMPANIES GOVERNANCE GUIDE (THE "SCA CORPORATE GOVERNANCE RULES") AND ARTICLE 34 OF EMAAR ARTICLES OF ASSOCIATION. 2. TO AUTHORIZE THE CHAIRMAN OF THE BOARD OF DIRECTORS OF THE COMPANY, OR ANY PERSON AUTHORIZED BY THE BOARD OF DIRECTORS, TO TAKE ANY ACTION AS MAY BE NECESSARY TO IMPLEMENT THE SALE OF NAMSHI BY EMAAR MALLS MANAGEMENT TO NOON (AS DETAILED IN THE SHAREHOLDER CIRCULAR) AND THE AFOREMENTIONED RESOLUTIONS | Mgmt | Y | FOR | FOR |
43 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 21-Sep-2022 | 3 | A SPECIAL RESOLUTION TO APPROVE THE ABOLITION OF THE MINIMUM CONTRIBUTION OF UAE NATIONALS AND GCC NATIONALS IN THE COMPANY, AND THE AMENDMENT OF ARTICLE (7) OF THE COMPANY'S ARTICLES OF ASSOCIATION AFTER OBTAINING THE APPROVAL OF THE COMPETENT AUTHORITY, TO BECOME AS FOLLOWS, AND AUTHORIZING THE CHAIRMAN OF THE BOARD OF DIRECTORS TO EXECUTE THE REQUIRED AMENDMENT: ARTICLE 7: ALL THE COMPANY'S SHARES ARE NOMINAL, AND THERE IS NO MINIMUM SHAREHOLDING FOR UAE NATIONALS AND GCC NATIONALS IN THE COMPANY AND THERE IS NO SHAREHOLDING LIMIT FOR NON UAE NATIONALS | Mgmt | Y | FOR | FOR |
44 | ENERFLEX LTD | EFX CN | 29269R105 | Special General; 11-Oct-2022 | 2 | AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN "APPENDIX A - RESOLUTION TO BE APPROVED AT THE ENERFLEX SPECIAL MEETING' TO THE MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED SEPTEMBER 8, 2022 (THE "CIRCULAR"), APPROVING THE ISSUANCE OF THE NUMBER OF COMMON SHARES OF THE COMPANY AS SHALL BE NECESSARY TO ISSUE THE SHARES COMPRISING THE MERGER CONSIDERATION UNDER THE TERMS OF THE MERGER AGREEMENT (AS SUCH TERMS ARE DEFINED IN THE CIRCULAR) | Mgmt | Y | FOR | FOR |
45 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 25-Oct-2022 | 1 | TO GRANT THE BOARD AUTHORITY TO OFFER THE ENHANCED SCRIP DIVIDEND ALTERNATIVE | Mgmt | Y | FOR | FOR |
46 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 25-Oct-2022 | 2 | TO CANCEL THE COMPANY'S CAPITAL REDEMPTION RESERVE | Mgmt | Y | FOR | FOR |
47 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 3 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS AND INDEPENDENT AUDITORS REPORTS FOR THE YEAR ENDED 30TH JUNE, 2022 | Mgmt | Y | FOR | FOR |
48 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 4 | TO DECLARE A FINAL DIVIDEND OF HKD0.42 PER ORDINARY SHARE WITH AN OPTION FOR SCRIP DIVIDEND | Mgmt | Y | FOR | FOR |
49 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 5 | TO RE-ELECT MR. DARYL NG WIN KONG AS DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
50 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 6 | TO RE-ELECT MR. RINGO CHAN WING KWONG AS DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
51 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 7 | TO RE-ELECT MR. GORDON LEE CHING KEUNG AS DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
52 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 8 | TO RE-ELECT MR. VICTOR TIN SIO UN AS DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
53 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 9 | TO AUTHORISE THE BOARD TO FIX THE DIRECTORS REMUNERATION FOR THE FINANCIAL YEAR ENDING 30TH JUNE, 2023 | Mgmt | Y | FOR | FOR |
54 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 10 | TO RE-APPOINT KPMG AS AUDITOR FOR THE ENSUING YEAR AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
55 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 11 | TO APPROVE SHARE BUY-BACK MANDATE (ORDINARY RESOLUTION ON ITEM 5(I) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | FOR | FOR |
56 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 12 | TO APPROVE SHARE ISSUE MANDATE (ORDINARY RESOLUTION ON ITEM 5(II) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | AGAINST | AGAINST |
57 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 13 | TO APPROVE EXTENSION OF SHARE ISSUE MANDATE (ORDINARY RESOLUTION ON ITEM 5(III) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | AGAINST | AGAINST |
58 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 26-Oct-2022 | 14 | TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY (SPECIAL RESOLUTION ON ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | FOR | FOR |
59 | CROMWELL PROPERTY GROUP | CMW AU | Q2995J103 | Annual; 16-Nov-2022 | 2 | RE-ELECTION OF DR GARY WEISS AM AS A DIRECTOR | Mgmt | Y | FOR | FOR |
60 | CROMWELL PROPERTY GROUP | CMW AU | Q2995J103 | Annual; 16-Nov-2022 | 3 | RE-ELECTION OF MR JOSEPH GERSH AM AS A DIRECTOR | Mgmt | Y | FOR | FOR |
61 | CROMWELL PROPERTY GROUP | CMW AU | Q2995J103 | Annual; 16-Nov-2022 | 4 | RE-ELECTION OF MS LISA SCENNA AS A DIRECTOR | Mgmt | Y | FOR | FOR |
62 | CROMWELL PROPERTY GROUP | CMW AU | Q2995J103 | Annual; 16-Nov-2022 | 5 | ADOPTION OF REMUNERATION REPORT | Mgmt | Y | FOR | FOR |
63 | YAMANA GOLD INC. | AUY | 98462Y100 | Special; 21-Nov-2022 | 1 | To consider, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List), and if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Schedule A to the accompanying management information circular of Yamana Gold Inc. ("Yamana") dated October 19, 2022 (the "Circular") to approve a plan of arrangement under section 192 of the Canada Business Corporations Act involving, among others, Yamana and Gold Fields Limited ("Gold Fields"), in accordance with the terms of the arrangement agreement dated May 31, 2022 between Yamana and Gold Fields (as amended, supplemented or otherwise modified from time to time), as more particularly described in the Circular. | Mgmt | N | This proxy was not voted as it had to do with a vote for a takeover proposal that was abandoned when a higher bidder emerged. The vote for the initial transaction was cancelled. | |
64 | DESPEGAR.COM, CORP. | DESP | G27358103 | Annual; 06-Dec-2022 | 1 | Election of Class II Director: Martín Rastellino | Mgmt | Y | AGAINST | AGAINST |
65 | DESPEGAR.COM, CORP. | DESP | G27358103 | Annual; 06-Dec-2022 | 2 | Election of Class II Director: Mario Eduardo Vázquez | Mgmt | Y | FOR | FOR |
66 | DESPEGAR.COM, CORP. | DESP | G27358103 | Annual; 06-Dec-2022 | 3 | To ratify the re-appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Mgmt | Y | FOR | FOR |
67 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 16-Dec-2022 | 3 | APPOINTMENT OF THE CO, VICE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE 13, PARAGRAPH 3RD, OF THE BYLAWS OF THE COMPANY | Mgmt | Y | AGAINST | AGAINST |
68 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 16-Dec-2022 | 4 | RATIFY THE HIRING OF MAGALHAES ANDRADE S.S. AUDITORES INDEPENDENTES, AS THE EXPERT COMPANY RESPONSIBLE FOR THE ELABORATION OF THE APPRAISAL REPORT OF THE NET EQUITY OF JAMES INTERMEDIACAO DE NEGOCIOS LTDA., JAMES, TO BE MERGED INTO THE COMPANY, ON THE BASE DATE OF SEPTEMBER 30, 2022, MERGER APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
69 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 16-Dec-2022 | 5 | APPROVE THE MERGER APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
70 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 16-Dec-2022 | 6 | APPROVE THE MERGER PROPOSAL INTO THE COMPANY OF ITS SUBSIDIARY, SCB, IN THE TERMS AND CONDITIONS DESCRIBED IN THE MERGER PROTOCOL AND JUSTIFICATION OF JAMES, EXECUTED BY THE MANAGEMENT OF THE COMPANY AND JAMES | Mgmt | Y | FOR | FOR |
71 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 2 | CHANGE COMPANY NAME TO BANCO ITAU CHILE, AMEND ARTICLE 1 | Mgmt | Y | FOR | FOR |
72 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 3 | AMEND ARTICLE 9 RE, DECREASE IN BOARD SIZE FROM 11 TO 7 MEMBERS | Mgmt | Y | FOR | FOR |
73 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 4 | AMEND ARTICLE 9 RE, DECREASE IN BOARD SIZE FROM 2 TO 1 ALTERNATE MEMBER | Mgmt | Y | FOR | FOR |
74 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 5 | AMEND ARTICLE 12 RE, SUMMON BOARD MEETINGS | Mgmt | Y | FOR | FOR |
75 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 6 | AMEND ARTICLE 21 RE, ELECTION OF DIRECTORS BY ACCLAMATION | Mgmt | Y | FOR | FOR |
76 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 7 | APPROVE 4,500 FOR 1 REVERSE STOCK SPLIT | Mgmt | Y | FOR | FOR |
77 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 8 | APPROVE ISSUANCE OF 216.34 MILLION SHARES OR OTHER NUMBER TO EXCHANGE THEM FOR BANKS CURRENT SHARES IN ACCORDANCE WITH PROPORTION AND EXCHANGE RATIO RESOLVED BY THIS MEETING FOR SUCH PURPOSE | Mgmt | Y | FOR | FOR |
78 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 9 | APPROVE ADDITIONAL ISSUANCE OF 10,000 BACKUP SHARES, OR OTHER NUMBER AS MEETING APPROVES, TO COVER DEFICIT OF SHARES THAT MAY BE GENERATED BY APPLICATION OF EXCHANGE RATIO | Mgmt | Y | FOR | FOR |
79 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 10 | SET FORM, TIME, PROCEDURE AND OTHER CONDITIONS FOR MATERIALIZATION AND IMPLEMENTATION OF PROPOSED REVERSE STOCK SPLIT | Mgmt | Y | FOR | FOR |
80 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 11 | AMEND ARTICLES 5 AND 5 TRANSITORY RE, SHARE CAPITAL | Mgmt | Y | FOR | FOR |
81 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 12 | SET ONE OR MORE CONDITIONS FOR EFFECTIVENESS OF AMENDMENTS TO ARTICLES | Mgmt | Y | FOR | FOR |
82 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 13 | ADOPT NEW ARTICLES | Mgmt | Y | FOR | FOR |
83 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 14 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Mgmt | Y | FOR | FOR |
84 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Special; 19-Jan-2023 | 15 | ADOPT ALL OTHER RESOLUTIONS AND AMENDMENTS TO ARTICLES THAT MAY BE NECESSARY FOR MATERIALIZATION OF DECISIONS APPROVED BY THIS MEETING | Mgmt | Y | AGAINST | AGAINST |
85 | YAMANA GOLD INC. | AUY | 98462Y100 | Special; 31-Jan-2023 | 1 | To consider, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List), and if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Schedule A to the accompanying management information circular of Yamana Gold Inc. ("Yamana") dated December 20, 2022 (the "Circular") to approve a plan of arrangement under section 192 of the Canada Business Corporations Act involving, among others, Yamana, Pan American Silver Corp. ("Pan American") and Agnico Eagle Mines Limited ("Agnico") in accordance with the terms of the arrangement agreement dated November 4, 2022 among Yamana, Pan American and Agnico (as amended, supplemented or otherwise modified from time to time), as more particularly described in the Circular. | Mgmt | Y | FOR | FOR |
86 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 14-Feb-2023 | 3 | TO APPROVE THE COMPANY'S CAPITAL INCREASE IN THE AMOUNT OF TWO BILLION, SIX HUNDRED AND FIVE MILLION, THREE HUNDRED AND NINETY SEVEN THOUSAND, SEVEN HUNDRED AND SEVENTY SIX BRAZILIAN REAIS AND FORTY THREE CENTS, BRL 2,605,397,776.43, BY MEANS OF THE CAPITALIZATION OF RESERVES, WITHOUT THE ISSUANCE OF NEW STOCKS, PURSUANT TO ARTICLE 169, OF LAW NO. 6,404, OF DECEMBER 15, 1976, BRAZILIAN CORPORATE LAW | Mgmt | Y | FOR | FOR |
87 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 14-Feb-2023 | 4 | TO APPROVE THE COMPANY'S CAPITAL DECREASE, PURSUANT TO ARTICLE 173 OF THE BRAZILIAN CORPORATE LAW, BY SEVEN BILLION, ONE HUNDRED AND THIRTY THREE MILLION, FOUR HUNDRED AND FOUR THOUSAND, THREE HUNDRED AND SEVENTY TWO BRAZILIAN REAIS AND SEVENTY ONE CENTS, BRL 7,133,404,372.71, KEEPING THE NUMBER OF SHARES UNCHANGED, THROUGH THE DELIVERY OF COMMON STOCKS ISSUED BY ALMACENES EXITO S. A., EXITO, OWNED BY THE COMPANY TO ITS STOCKHOLDERS, IN PROPORTION TO THE NUMBER OF RESPECTIVE EQUITY INTERESTS HELD IN THE COMPANY'S CAPITAL STOCK, AND THE CONSEQUENT AMENDMENT OF ARTICLE 4 OF THE COMPANY'S BYLAWS | Mgmt | Y | FOR | FOR |
88 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 14-Feb-2023 | 5 | TO APPROVE THE AMENDMENT TO ARTICLE 8 OF THE BYLAWS SO AS TO PROVIDE THAT THE COMPANY'S GENERAL MEETINGS WILL BE CONVENED AND PRESIDED OVER BY ANY MEMBER OF THE BOARD OF DIRECTORS OR THE COMPANY'S MANAGEMENT BOARD, OR, FURTHER, BY EMPLOYEES OF THE COMPANY WHO HOLD POSITIONS AS OFFICERS, EVEN IF NOT SET OUT IN BYLAWS, WHO WILL CHOOSE, AMONG THOSE MEMBERS PRESENT, SOMEONE TO SERVE AS SECRETARY | Mgmt | Y | FOR | FOR |
89 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 14-Feb-2023 | 6 | TO APPROVE THE AMENDMENT TO ARTICLE 8, ITEM X, OF THE BYLAWS TO REPLACE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD BY MANAGEMENT AND INCLUDE THE POWER TO SET THE REMUNERATION OF THE SUPERVISORY BOARD, IF CONVENED | Mgmt | Y | FOR | FOR |
90 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 14-Feb-2023 | 7 | TO APPROVE THE AMENDMENT TO ARTICLE 13, THIRD PARAGRAPH, OF THE BYLAWS TO PROVIDE THAT THE REPLACEMENT OF THE POSITIONS OF CO VICE CHAIRMAN OF THE COMPANY'S BOARD OF DIRECTORS WILL BE DECIDED BY THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
91 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 14-Feb-2023 | 8 | TO APPROVE THE AMENDMENT TO ARTICLE 28, SECOND PARAGRAPH, OF THE BYLAWS SO AS TO PROVIDE THAT THE REPRESENTATION OF THE COMPANY IN ACTS IMPLYING THE ACQUISITION, ENCUMBRANCE, OR DISPOSAL OF ASSETS, INCLUDING REAL ESTATE, MAY BE PERFORMED BY ANY TWO OFFICERS OR BY AN OFFICER AND ONE ATTORNEY IN FACT, NOT RESTRICTED TO THE CHIEF EXECUTIVE OFFICER | Mgmt | Y | FOR | FOR |
92 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 14-Feb-2023 | 9 | TO APPROVE THE AMENDMENT TO ARTICLE 32, FOURTH PARAGRAPH, OF THE BYLAWS IN ORDER TO CLARIFY THAT THE BOARD OF DIRECTORS, AD REFERENDUM OF THE GENERAL MEETING, MAY APPROVE PAYMENTS OF INTEREST ON EQUITY | Mgmt | Y | FOR | FOR |
93 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 14-Feb-2023 | 10 | TO APPROVE THE AMENDMENT TO ARTICLE 33 OF THE BYLAWS IN ORDER TO EXCLUDE THE TERM FOR PAYMENT OF DIVIDENDS AND OR INTEREST ON EQUITY, AND SUCH TERM WILL BE RESOLVED BY THE COMPETENT CORPORATE BODY WHEN SUCH DISTRIBUTION IS APPROVED | Mgmt | Y | FOR | FOR |
94 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 14-Feb-2023 | 11 | TO APPROVE THE CONSOLIDATION OF THE COMPANY'S BYLAWS TO REFLECT THE AMENDMENTS PROPOSED ABOVE | Mgmt | Y | FOR | FOR |
95 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Special; 14-Feb-2023 | 12 | REALLOCATION OF THE AMOUNT OF TWO HUNDRED AND THIRTY FOUR MILLION, EIGHT HUNDRED AND FIFTY NINE THOUSAND, TWO HUNDRED AND THIRTY NINE BRAZILIAN REAIS AND FIFTY FOUR CENTS, BRL 234,859,239.54, ARISING FROM TAX INCENTIVES GRANTED TO THE COMPANY IN THE YEARS 2017 TO 2021, INITIALLY ALLOCATED TO THE EXPANSION RESERVE PROVIDED FOR IN THE COMPANY'S BYLAWS, TO THE TAX INCENTIVES RESERVE, PROVIDED FOR IN ARTICLE 195 A OF BRAZILIAN CORPORATE LAW | Mgmt | Y | FOR | FOR |
96 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Court Meeting; 24-Feb-2023 | 1 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 230 AND 232 OF THE COMPANIES ACT, 2013, THE RULES, CIRCULARS AND NOTIFICATIONS ISSUED THEREUNDER (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) AND CIRCULARS ISSUED THEREUNDER, FOR THE TIME BEING IN FORCE) AND ALL OTHER APPLICABLE LAWS AND SUBJECT TO THE PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AND SUBJECT TO THE APPROVAL OF HON'BLE NATIONAL COMPANY LAW TRIBUNAL, MUMBAI BENCH ("TRIBUNAL") AND SUBJECT TO SUCH OTHER APPROVALS, PERMISSIONS AND SANCTIONS OF REGULATORY AND OTHER AUTHORITIES, AS MAY BE NECESSARY AND SUBJECT TO SUCH CONDITIONS AND MODIFICATIONS AS MAY BE DEEMED APPROPRIATE BY THE PARTIES TO THE SCHEME (AS DEFINED HEREINAFTER), AT ANY TIME AND FOR ANY REASON WHATSOEVER, OR WHICH MAY OTHERWISE BE CONSIDERED NECESSARY, DESIRABLE OR AS MAY BE PRESCRIBED OR IMPOSED BY THE TRIBUNAL OR BY ANY REGULATORY OR OTHER AUTHORITIES, WHILE GRANTING SUCH APPROVALS, PERMISSIONS AND SANCTIONS, WHICH MAY BE AGREED TO BY THE BOARD OF DIRECTORS OF THE COMPANY (HEREINAFTER REFERRED TO AS 'THE BOARD' WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE WHICH THE BOARD MAY HAVE CONSTITUTED OR HEREINAFTER CONSTITUTE TO EXERCISE ITS POWERS INCLUDING THE POWERS CONFERRED BY THIS RESOLUTION), THE ARRANGEMENT EMBODIED IN THE SCHEME OF ARRANGEMENT BETWEEN EDELWEISS FINANCIAL SERVICES LIMITED ("DEMERGED COMPANY" OR "COMPANY") AND NUVAMA WEALTH MANAGEMENT LIMITED (FORMERLY KNOWN AS EDELWEISS SECURITIES LIMITED) ("RESULTING COMPANY") AND THEIR RESPECTIVE SHAREHOLDERS AND CREDITORS ("SCHEME"), BE AND IS HEREBY APPROVED. FURTHER RESOLVED THAT THE BOARD BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS, AS IT MAY, IN ITS ABSOLUTE DISCRETION DEEM REQUISITE, DESIRABLE, APPROPRIATE OR NECESSARY TO GIVE EFFECT TO THIS RESOLUTION AND EFFECTIVELY IMPLEMENT THE ARRANGEMENT EMBODIED IN THE SCHEME AND TO MAKE ANY MODIFICATIONS OR AMENDMENTS TO THE SCHEME AT ANY TIME AND FOR ANY REASON WHATSOEVER, AND TO ACCEPT SUCH MODIFICATIONS, AMENDMENTS, LIMITATIONS AND/OR CONDITIONS, IF ANY, WHICH MAY BE REQUIRED AND/OR IMPOSED BY THE TRIBUNAL WHILE SANCTIONING THE ARRANGEMENT EMBODIED IN THE SCHEME OR BY ANY AUTHORITIES, OR AS MAY BE REQUIRED FOR THE PURPOSE OF RESOLVING ANY QUESTIONS OR DOUBTS OR DIFFICULTIES THAT MAY ARISE INCLUDING PASSING OF SUCH ACCOUNTING ENTRIES AND/OR MAKING SUCH ADJUSTMENTS IN THE BOOKS OF ACCOUNTS AS CONSIDERED NECESSARY IN GIVING EFFECT TO THE SCHEME, AS THE BOARD MAY DEEM FIT AND PROPER | Mgmt | Y | FOR | FOR |
97 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Other; 08-Mar-2023 | 2 | TO ISSUE, OFFER AND ALLOT EQUITY SHARES ON PREFERENTIAL BASIS | Mgmt | Y | FOR | FOR |
98 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 2 | VERIFY QUORUM | Mgmt | Y | FOR | FOR |
99 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 3 | APPROVE MEETING AGENDA | Mgmt | Y | FOR | FOR |
100 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 4 | ELECT MEETING APPROVAL COMMITTEE | Mgmt | Y | FOR | FOR |
101 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 5 | PRESENT BOARD AND CHAIRMAN REPORTS | Mgmt | Y | FOR | FOR |
102 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 6 | PRESENT AUDIT COMMITTEES REPORT | Mgmt | Y | FOR | FOR |
103 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 7 | PRESENT INDIVIDUAL AND CONSOLIDATED FINANCIAL STATEMENTS | Mgmt | Y | FOR | FOR |
104 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 8 | PRESENT AUDITORS REPORT | Mgmt | Y | FOR | FOR |
105 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 9 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | Y | FOR | FOR |
106 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 10 | APPROVE ALLOCATION OF INCOME, CONSTITUTION OF RESERVES AND DONATIONS | Mgmt | Y | FOR | FOR |
107 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 11 | ELECT DIRECTORS | Mgmt | Y | FOR | FOR |
108 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 12 | APPROVE REMUNERATION OF DIRECTORS | Mgmt | Y | FOR | FOR |
109 | BANCOLOMBIA SA | BCOLO CB | P1329P141 | Annual; 17-Mar-2023 | 13 | ELECT FINANCIAL CONSUMER REPRESENTATIVE | Mgmt | Y | FOR | FOR |
110 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 1 | Election of Director: Linda L. Adamany | Mgmt | Y | FOR | FOR |
111 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 2 | Election of Director: Barry J. Alperin | Mgmt | Y | FOR | FOR |
112 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 3 | Election of Director: Robert D. Beyer | Mgmt | Y | AGAINST | AGAINST |
113 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 4 | Election of Director: Matrice Ellis Kirk | Mgmt | Y | FOR | FOR |
114 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 5 | Election of Director: Brian P. Friedman | Mgmt | Y | FOR | FOR |
115 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 6 | Election of Director: MaryAnne Gilmartin | Mgmt | Y | FOR | FOR |
116 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 7 | Election of Director: Richard B. Handler | Mgmt | Y | FOR | FOR |
117 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 8 | Election of Director: Thomas W. Jones | Mgmt | Y | FOR | FOR |
118 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 9 | Election of Director: Jacob M. Katz | Mgmt | Y | FOR | FOR |
119 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 10 | Election of Director: Michael T. O'Kane | Mgmt | Y | FOR | FOR |
120 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 11 | Election of Director: Joseph S. Steinberg | Mgmt | Y | FOR | FOR |
121 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 12 | Election of Director: Melissa V. Weiler | Mgmt | Y | FOR | FOR |
122 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 13 | Advisory vote to approve 2022 executive-compensation program. | Mgmt | Y | AGAINST | AGAINST |
123 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 14 | Advisory vote on the frequency of future advisory votes to approve executive-compensation program. | Mgmt | Y | FOR - One | FOR |
124 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 29-Mar-2023 | 15 | Ratify Deloitte & Touche LLP as independent auditors for the fiscal year ending November 30, 2023. | Mgmt | Y | FOR | FOR |
125 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 3 | TO APPROVE THE 2022 BALANCE SHEET | Mgmt | Y | FOR | FOR |
126 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 4 | TO ALLOCATE THE 2022 NET INCOME | Mgmt | Y | FOR | FOR |
127 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 5 | TO ELIMINATE THE NEGATIVE PROVISIONS FOR COMPONENTS NOT SUBJECT TO ALTERNATION BY PERMANENTLY HEDGING THEM | Mgmt | Y | FOR | FOR |
128 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 6 | TO AUTHORIZE THE PURCHASE OF OWN SHARES AIMED AT REMUNERATING SHAREHOLDERS. RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
129 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 7 | REPORT ON THE 2023 GROUP REMUNERATION POLICY | Mgmt | Y | AGAINST | AGAINST |
130 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 8 | REPORT ON THE EMOLUMENTS PAID | Mgmt | Y | AGAINST | AGAINST |
131 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 9 | GROUP INCENTIVE SYSTEM 2023 | Mgmt | Y | AGAINST | AGAINST |
132 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 10 | TO APPLY THE RATIO BETWEEN VARIABLE AND FIXED REMUNERATION EQUAL TO 2:1 IN THE ORGANIZATION | Mgmt | Y | FOR | FOR |
133 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 11 | TO DETERMINE THE NUMBER OF DIRECTORS | Mgmt | Y | FOR | FOR |
134 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 12 | TO EMPOWER THE BOARD OF DIRECTORS OF THE RIGHT TO RESOLVE ON A FREE-OF-PAYMENT INCREASE OF THE STOCK CAPITAL TO SERVICE THE LTI 2017-2019 PLAN AND TO AMEND AND SUPPLEMENT THE POWERS CONFERRED ON THE SERVICE OF THE GROUP INCENTIVE SYSTEMS ALREADY APPROVED; RELATED AMENDMENTS AND SUPPLEMENTS OF THE ART. 6 OF THE BY-LAWS | Mgmt | Y | FOR | FOR |
135 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 13 | TO EMPOWER THE BOARD OF DIRECTORS OF THE RIGHT TO RESOLVE ON A FREE-OF-PAYMENT CAPITAL INCREASE TO SERVICE THE 2022 GROUP INCENTIVE SYSTEM AND RELATED INTEGRATION OF ART. 6 OF THE BY-LAWS | Mgmt | Y | AGAINST | AGAINST |
136 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 31-Mar-2023 | 14 | TO CANCEL OWN SHARES WITHOUT REDUCTION OF THE SHARE CAPITAL; RELATED MODIFICATION OF THE ART. 5 OF THE BY-LAWS. RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
137 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 17-Apr-2023 | 2 | APPROVE BOARD REPORT ON COMPANY OPERATIONS AND ITS FINANCIAL POSITION FOR FY 2022 | Mgmt | Y | FOR | FOR |
138 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 17-Apr-2023 | 3 | APPROVE AUDITORS REPORT ON COMPANY FINANCIAL STATEMENTS FOR FY 2022 | Mgmt | Y | FOR | FOR |
139 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 17-Apr-2023 | 4 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FY 2022 | Mgmt | Y | FOR | FOR |
140 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 17-Apr-2023 | 5 | APPROVE DIVIDENDS OF AED 0.25 PER SHARE | Mgmt | Y | FOR | FOR |
141 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 17-Apr-2023 | 6 | APPROVE REMUNERATION OF DIRECTORS | Mgmt | Y | FOR | FOR |
142 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 17-Apr-2023 | 7 | APPROVE DISCHARGE OF DIRECTORS FOR FY 2022 | Mgmt | Y | FOR | FOR |
143 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 17-Apr-2023 | 8 | APPROVE DISCHARGE OF AUDITORS FOR FY 2023 | Mgmt | Y | FOR | FOR |
144 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 17-Apr-2023 | 9 | APPOINT AUDITORS AND FIX THEIR REMUNERATION FOR FY 2023 | Mgmt | Y | AGAINST | AGAINST |
145 | EMAAR PROPERTIES | EMAAR UH | M4025S107 | Annual; 17-Apr-2023 | 10 | ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPETITORS | Mgmt | Y | FOR | FOR |
146 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Annual; 20-Apr-2023 | 1 | APPROVAL OF THE ANNUAL REPORT, GENERAL BALANCE SHEET, FINANCIAL STATEMENTS AND REPORT OF EXTERNAL AUDITORS FOR THE PERIOD ENDED DECEMBER 31, 2022 | Mgmt | Y | FOR | FOR |
147 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Annual; 20-Apr-2023 | 2 | TO PRONOUNCE ON THE DISTRIBUTION OF PROFITS AND ALLOCATION OF DIVIDENDS | Mgmt | Y | FOR | FOR |
148 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Annual; 20-Apr-2023 | 3 | NOMINATION OF EXTERNAL AUDITORS AND RATING AGENCIES FOR YEAR 2023 | Mgmt | Y | FOR | FOR |
149 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Annual; 20-Apr-2023 | 4 | ELECTION OF THE BOARD OF DIRECTORS. THIS MATTER SHALL BE DISCUSSED IN THE MEETING TO THE EXTENT THAT ON MARCH 31, 2023, THE COMMISSION FOR THE FINANCIAL MARKET HAS APPROVED THE REFORM OF BYLAWS AGREED IN THE SPECIAL STOCKHOLDERS MEETING OF THE BANK HELD ON JANUARY 19, 2023, DURING WHICH, AMONG OTHER ITEMS, IT WAS AGREED TO DECREASE THE NUMBER OF REGULAR DIRECTORS, FROM ELEVEN TO SEVEN, AND THE NUMBER OF ALTERNATE DIRECTORS, FROM TWO TO ONE. THE BANK SHALL INFORM IN DUE TIME, THROUGH AN ESSENTIAL FACT, IF THERE SHALL BE OR NOT AN ELECTION OF THE BOARD OF DIRECTORS DURING THE MEETING AGREED | Mgmt | Y | AGAINST | AGAINST |
150 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Annual; 20-Apr-2023 | 5 | DETERMINATION AND APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS., COMMITTEE OF DIRECTORS AND AUDIT COMMITTEE, AND APPROVAL OF THE EXPENSE BUDGET FOR THEIR OPERATION | Mgmt | Y | FOR | FOR |
151 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Annual; 20-Apr-2023 | 6 | INFORMATION ABOUT THE OPERATIONS REFERRED TO IN ARTICLES 146 AN FOLLOWING ONES OF THE LAW 18.046 REGARDING STOCK COMPANIES | Mgmt | Y | FOR | FOR |
152 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Annual; 20-Apr-2023 | 7 | REPORT OF THE COMMITTEE OF DIRECTORS AND AUDIT COMMITTEE | Mgmt | Y | FOR | FOR |
153 | ITAU CORPBANCA | ITAUCL CI | P5R3QP103 | Annual; 20-Apr-2023 | 8 | TO DISCUSS THE OTHER MATTERS THAT ARE OF THE COMPETENCE OF THE REGULAR STOCKHOLDERS MEETING AND ACCORDING TO THE LAW AND THE BYLAWS OF THE BANK | Mgmt | Y | AGAINST | AGAINST |
154 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Annual; 20-Apr-2023 | 1 | THE ANNUAL REPORT, BALANCE SHEET AND FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR, THE SITUATION OF THE COMPANY, AND THE RESPECTIVE REPORT FROM THE OUTSIDE AUDITING FIRM | Mgmt | Y | FOR | FOR |
155 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Annual; 20-Apr-2023 | 2 | COMPENSATION OF THE BOARD OF DIRECTORS FOR THE 2023 FISCAL YEAR | Mgmt | Y | FOR | FOR |
156 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Annual; 20-Apr-2023 | 3 | COMPENSATION AND BUDGET OF THE COMMITTEE OF DIRECTORS FOR THE 2023 FISCAL YEAR | Mgmt | Y | FOR | FOR |
157 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Annual; 20-Apr-2023 | 4 | DESIGNATION OF THE OUTSIDE AUDITING FIRM | Mgmt | Y | FOR | FOR |
158 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Annual; 20-Apr-2023 | 5 | DESIGNATION OF THE RISK RATING AGENCIES | Mgmt | Y | FOR | FOR |
159 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Annual; 20-Apr-2023 | 6 | DETERMINATION OF THE PERIODICAL FOR THE NOTICES THAT THE COMPANY MUST PUBLISH | Mgmt | Y | FOR | FOR |
160 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Annual; 20-Apr-2023 | 7 | ACCOUNT OF THE RELATED PARTY TRANSACTIONS | Mgmt | Y | FOR | FOR |
161 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Annual; 20-Apr-2023 | 8 | OTHER MATTERS OF CORPORATE INTEREST THAT ARE APPROPRIATE FOR AN ANNUAL GENERAL MEETING OF SHAREHOLDERS | Mgmt | Y | ABSTAIN | ABSTAIN |
162 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Special; 20-Apr-2023 | 1 | TO RESOLVE ON A DECREASE OF THE CAPITAL OF THE COMPANY BY MEANS OF THE ABSORPTION OF THE ACCUMULATED LOSSES OF THE COMPANY TO DECEMBER 31, 2022, ONCE THE PROFIT FROM THE 2022 FISCAL YEAR IS IMPUTED TO THE MENTIONED ACCUMULATED LOSSES | Mgmt | Y | FOR | FOR |
163 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Special; 20-Apr-2023 | 2 | TO RESOLVE ON A DECREASE OF THE CAPITAL OF THE COMPANY BY MEANS OF THE ABSORPTION OF THE EQUITY ACCOUNT OF SHARES HELD IN TREASURY, PRODUCED DUE TO THE DECREASE BY OPERATION OF LAW OF THE SHARE CAPITAL OF JANUARY 2012, WHICH TOOK PLACE IN ACCORDANCE WITH THAT WHICH IS PROVIDED FOR IN ARTICLE 27 OF THE SHARE CORPORATIONS LAW | Mgmt | Y | FOR | FOR |
164 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Special; 20-Apr-2023 | 3 | TO RECOGNIZE ANY CHANGE TO THE SHARE CAPITAL THAT MAY BE PRODUCED AS A CONSEQUENCE OF THE PLACEMENT OF SHARES AND CONVERTIBLE BONDS THAT WERE MADE WITH A CHARGE AGAINST THE CAPITAL INCREASE THAT WAS APPROVED AT THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS THAT WAS HELD ON JULY 5, 2022, AND TO DEDUCT FROM THE PAID IN CAPITAL THE COSTS OF ISSUANCE AND PLACEMENT OF THE MENTIONED SHARES AND CONVERTIBLE BONDS | Mgmt | Y | FOR | FOR |
165 | LATAM AIRLINES GROUP SA | LTM CI | P61894104 | Special; 20-Apr-2023 | 4 | IN GENERAL, TO ADOPT THE AMENDMENTS OF CORPORATE BYLAWS AND ALL OF THE OTHER RESOLUTIONS THAT MAY BE NECESSARY OR CONVENIENT TO CARRY OUT THE DECISIONS THAT ARE PASSED BY THE GENERAL MEETING | Mgmt | Y | ABSTAIN | ABSTAIN |
166 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 5 | OPENING OF THE ANNUAL GENERAL MEETING, INCLUDING APPROVAL OF THE NOTICE AND AGENDA | Mgmt | Y | FOR | FOR |
167 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 6 | ELECTION OF A PERSON TO CO SIGN THE MINUTES OF MEETING ALONG WITH THE MEETING CHAIR | Mgmt | Y | FOR | FOR |
168 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 8 | APPROVAL OF THE 2022 ANNUAL ACCOUNTS OF AKER ASA AND GROUP CONSOLIDATED ACCOUNTS AND THE BOARD OF DIRECTORS REPORT, INCLUDING DISTRIBUTION OF DIVIDEND | Mgmt | Y | FOR | FOR |
169 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 9 | ADVISORY VOTE ON THE EXECUTIVE REMUNERATION REPORT FOR AKER ASA | Mgmt | Y | AGAINST | AGAINST |
170 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 11 | STIPULATION OF REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMITTEE | Mgmt | Y | FOR | FOR |
171 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 12 | STIPULATION OF REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE | Mgmt | Y | FOR | FOR |
172 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 13 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS | Mgmt | Y | AGAINST | AGAINST |
173 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 14 | ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE | Mgmt | Y | AGAINST | AGAINST |
174 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 15 | APPROVAL OF REMUNERATION TO THE AUDITOR FOR 2022 | Mgmt | Y | FOR | FOR |
175 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 16 | APPROVAL OF REVISED INSTRUCTIONS FOR THE NOMINATION COMMITTEE | Mgmt | Y | FOR | FOR |
176 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 17 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Mgmt | Y | FOR | FOR |
177 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 18 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH ACQUISITIONS, MERGERS, DE MERGERS OR OTHER TRANSACTIONS | Mgmt | Y | FOR | FOR |
178 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 19 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH THE SHARE PROGRAM FOR THE EMPLOYEES | Mgmt | Y | AGAINST | AGAINST |
179 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 20 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES FOR INVESTMENT PURPOSES OR FOR SUBSEQUENT SALE OR DELETION OF SUCH SHARES | Mgmt | Y | FOR | FOR |
180 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 21 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE DISTRIBUTION OF ADDITIONAL DIVIDENDS | Mgmt | Y | FOR | FOR |
181 | AKER ASA | AKER NO | R0114P108 | Annual; 21-Apr-2023 | 22 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL | Mgmt | Y | AGAINST | AGAINST |
182 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 26-Apr-2023 | 2 | REVIEW OF THE MANAGEMENTS ACCOUNTS, AS WELL AS EXAMINATION, DISCUSSION AND VOTING OF THE COMPANYS MANAGEMENT REPORT AND FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 | Mgmt | Y | FOR | FOR |
183 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 26-Apr-2023 | 3 | DETERMINATION OF THE ANNUAL GLOBAL COMPENSATION OF THE MEMBERS OF COMPANYS MANAGEMENT AND COMPANYS FISCAL COUNCIL, IN CASE THE SHAREHOLDERS REQUEST ITS INSTALLATION | Mgmt | Y | AGAINST | AGAINST |
184 | COMPANHIA BRASILEIRA DE DISTRIBUICAO | PCAR3 BZ | P30558103 | Annual; 26-Apr-2023 | 4 | DO YOU WISH TO REQUEST THE ESTABLISHMENT OF A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE ESTABLISHMENT OF THE FISCAL COUNCIL | Mgmt | Y | ABSTAIN | ABSTAIN |
185 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 1 | TO RECEIVE THE 2022 ANNUAL REPORT AND ACCOUNTS | Mgmt | Y | FOR | FOR |
186 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Mgmt | Y | FOR | FOR |
187 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 3 | TO RE-ELECT ROBERT SHARPE AS A DIRECTOR | Mgmt | Y | FOR | FOR |
188 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 4 | TO RE-ELECT ANNA MONIQUE MELIS AS A DIRECTOR | Mgmt | Y | FOR | FOR |
189 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 5 | TO RE-ELECT DANIEL FRUMKIN AS A DIRECTOR | Mgmt | Y | FOR | FOR |
190 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 6 | TO RE-ELECT CATHERINE BROWN AS A DIRECTOR | Mgmt | Y | FOR | FOR |
191 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 7 | TO RE-ELECT ANNE GRIM AS A DIRECTOR | Mgmt | Y | FOR | FOR |
192 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 8 | TO RE-ELECT IAN HENDERSON AS A DIRECTOR | Mgmt | Y | FOR | FOR |
193 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 9 | TO RE-ELECT PAUL THANDI AS A DIRECTOR | Mgmt | Y | FOR | FOR |
194 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 10 | TO RE-ELECT MICHAEL TORPEY AS A DIRECTOR | Mgmt | Y | FOR | FOR |
195 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 11 | TO RE-ELECT NICHOLAS WINSOR AS A DIRECTOR | Mgmt | Y | FOR | FOR |
196 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 12 | TO ELECT DORITA GILINSKI AS A DIRECTOR | Mgmt | Y | FOR | FOR |
197 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 13 | TO ELECT JAMES HOPKINSON AS A DIRECTOR | Mgmt | Y | FOR | FOR |
198 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 14 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR THE AUDITOR | Mgmt | Y | FOR | FOR |
199 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 15 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Mgmt | Y | FOR | FOR |
200 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 16 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Mgmt | Y | FOR | FOR |
201 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 17 | TO GIVE AUTHORITY TO ALLOT SHARES | Mgmt | Y | AGAINST | AGAINST |
202 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 18 | TO GIVE AUTHORITY TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS | Mgmt | Y | AGAINST | AGAINST |
203 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 19 | TO GIVE ADDITIONAL AUTHORITY TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS | Mgmt | Y | AGAINST | AGAINST |
204 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 26-Apr-2023 | 20 | TO GIVE AUTHORITY TO CALL A GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Mgmt | Y | FOR | FOR |
205 | METRO BANK PLC | MTRO LN | G60640102 | Special; 26-Apr-2023 | 1 | THAT FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME (AS DEFINED IN THE SCHEME DOCUMENT): (A) THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; (B) THE SHARE PREMIUM ACCOUNT OF THE COMPANY BE CANCELLED; (C) THE SHARE CAPITAL OF THE COMPANY BE REDUCED BY CANCELLING AND EXTINGUISHING ALL OF THE SCHEME SHARES (AS DEFINED IN THE SCHEME); (D) SUBJECT TO AND CONDITIONAL UPON THE CANCELLATION OF THE SHARE PREMIUM ACCOUNT OF THE COMPANY BECOMING EFFECTIVE: (I) THE RESERVE ARISING TO THE BOOKS OF ACCOUNT OF THE COMPANY AS A RESULT OF SUCH REDUCTION OF CAPITAL BE CAPITALISED AND APPLIED IN PAYING UP IN FULL AT PAR SUCH NUMBER OF NEW ORDINARY SHARES EQUAL TO THE AGGREGATE NUMBER OF SCHEME SHARES CANCELLED BE ALLOTTED AND ISSUED TO METRO BANK HOLDINGS PLC AND/OR ITS NOMINEE(S); AND (II) THE DIRECTORS OF THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED UNDER SECTION 551 OF THE COMPANIES ACT 2006 TO ALLOT THE NEW SHARES ISSUED; (E) THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE ADOPTION AND INCLUSION OF NEW ARTICLES 124 AND 125; (F) THE DIRECTORS OF THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED UNDER SECTION 551 OF THE COMPANIES ACT 2006 TO ALLOT THE SPECIAL SHARE (AS DEFINED IN THE SCHEME DOCUMENT); (G) THE DIRECTORS BE EMPOWERED TO ALLOT THE SAID SPECIAL SHARE WHOLLY FOR CASH AS IF SECTION 561(1) OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT; AND (H) SUBJECT TO AND CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE, THE OLD MB SHARES (AS DEFINED IN THE SCHEME) BE DE-LISTED FROM THE OFFICIAL LIST (AS DEFINED IN THE SCHEME), | Mgmt | Y | FOR | FOR |
206 | METRO BANK PLC | MTRO LN | G60640102 | Court Meeting; 26-Apr-2023 | 1 | TO APPROVE THE SCHEME | Mgmt | Y | FOR | FOR |
207 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2023 | 1 | Consideration and approval of the Financial Statements of the Company corresponding to the fiscal year ended December 31, 2022, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2022. | Mgmt | Y | FOR | FOR |
208 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2023 | 2 | Appointment and remuneration of EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2023. | Mgmt | Y | AGAINST | AGAINST |
209 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2023 | 3 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
210 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2023 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
211 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2023 | 3 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
212 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2023 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
213 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2023 | 2 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS' STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 AND THE INDEPENDENT AUDITOR'S REPORT THEREON | Mgmt | Y | FOR | FOR |
214 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2023 | 3 | RE-ELECTION OF MR CHUA TIAN CHU AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
215 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2023 | 4 | RE-ELECTION OF MR LAU CHENG SOON AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
216 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2023 | 5 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF SGD 723,743 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Mgmt | Y | FOR | FOR |
217 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2023 | 6 | TO RE-APPOINT ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
218 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2023 | 7 | AUTHORITY TO ISSUE SHARES | Mgmt | Y | AGAINST | AGAINST |
219 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2023 | 8 | RENEWAL OF THE SHARE BUYBACK MANDATE | Mgmt | Y | FOR | FOR |
220 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 28-Apr-2023 | 9 | AUTHORITY TO ALLOT AND ISSUE SHARES PURSUANT TO THE THE STRAITS TRADING COMPANY LIMITED SCRIP DIVIDEND SCHEME | Mgmt | Y | FOR | FOR |
221 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Special; 28-Apr-2023 | 2 | PROPOSED RATIFICATION OF THE SPECIAL DIVIDEND VIA DISTRIBUTION IN SPECIE OF SHARES IN THE STRAITS TRADING COMPANY LIMITED OR ESR GROUP LIMITED | Mgmt | Y | FOR | FOR |
222 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 2 | ELECTION OF DIRECTOR: FERNANDO R. ASSING | Mgmt | Y | FOR | FOR |
223 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 3 | ELECTION OF DIRECTOR: W. BYRON DUNN | Mgmt | Y | AGAINST | AGAINST |
224 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 4 | ELECTION OF DIRECTOR: MAUREEN CORMIER JACKSON | Mgmt | Y | FOR | FOR |
225 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 5 | ELECTION OF DIRECTOR: LAURA FOLSE | Mgmt | Y | FOR | FOR |
226 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 6 | ELECTION OF DIRECTOR: JAMES GOUIN | Mgmt | Y | FOR | FOR |
227 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 7 | ELECTION OF DIRECTOR: MONA HALE | Mgmt | Y | FOR | FOR |
228 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 8 | ELECTION OF DIRECTOR: KEVIN J. REINHART | Mgmt | Y | FOR | FOR |
229 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 9 | ELECTION OF DIRECTOR: MARC E. ROSSITER | Mgmt | Y | FOR | FOR |
230 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 10 | ELECTION OF DIRECTOR: JUAN CARLOS VILLEGAS | Mgmt | Y | FOR | FOR |
231 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 11 | ELECTION OF DIRECTOR: MICHAEL A. WEILL | Mgmt | Y | FOR | FOR |
232 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 12 | APPOINT ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
233 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 02-May-2023 | 13 | APPROVE AN ADVISORY RESOLUTION TO ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION | Mgmt | Y | AGAINST | AGAINST |
234 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2023 | 2 | SET THE NUMBER OF DIRECTORS OF CPPI AT 8 | Mgmt | Y | FOR | FOR |
235 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2023 | 3 | ELECTION OF DIRECTOR: J. CRAIG ARMSTRONG | Mgmt | Y | FOR | FOR |
236 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2023 | 4 | ELECTION OF DIRECTOR: JOHN R. BAIRD | Mgmt | Y | FOR | FOR |
237 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2023 | 5 | ELECTION OF DIRECTOR: DIETER W. JENTSCH | Mgmt | Y | FOR | FOR |
238 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2023 | 6 | ELECTION OF DIRECTOR: DONALD B. KAYNE | Mgmt | Y | FOR | FOR |
239 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2023 | 7 | ELECTION OF DIRECTOR: NORM MAYR | Mgmt | Y | FOR | FOR |
240 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2023 | 8 | ELECTION OF DIRECTOR: CONRAD A. PINETTE | Mgmt | Y | FOR | FOR |
241 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2023 | 9 | ELECTION OF DIRECTOR: WILLIAM W. STINSON | Mgmt | Y | FOR | FOR |
242 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2023 | 10 | ELECTION OF DIRECTOR: SANDRA STUART | Mgmt | Y | FOR | FOR |
243 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 03-May-2023 | 11 | APPOINTMENT OF KPMG, LLP CHARTERED ACCOUNTANTS, AS AUDITORS | Mgmt | Y | FOR | FOR |
244 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 03-May-2023 | 2 | TO SET THE NUMBER OF DIRECTORS AT SIX | Mgmt | Y | FOR | FOR |
245 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 03-May-2023 | 3 | ELECTION OF DIRECTOR: C. ASHLEY HEPPENSTALL | Mgmt | Y | FOR | FOR |
246 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 03-May-2023 | 4 | ELECTION OF DIRECTOR: MIKE NICHOLSON | Mgmt | Y | FOR | FOR |
247 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 03-May-2023 | 5 | ELECTION OF DIRECTOR: DONALD CHARTER | Mgmt | Y | AGAINST | AGAINST |
248 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 03-May-2023 | 6 | ELECTION OF DIRECTOR: CHRIS BRUIJNZEELS | Mgmt | Y | FOR | FOR |
249 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 03-May-2023 | 7 | ELECTION OF DIRECTOR: EMILY MOORE | Mgmt | Y | FOR | FOR |
250 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 03-May-2023 | 8 | ELECTION OF DIRECTOR: LUKAS H. (HARRY) LUNDIN | Mgmt | Y | FOR | FOR |
251 | INTERNATIONAL PETROLEUM CORPORATION | IPCO CN | 46016U108 | Annual; 03-May-2023 | 9 | TO APPOINT PRICEWATERHOUSECOOPERS SA AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
252 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 1 | TO RECEIVE THE COMPANYS ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Mgmt | Y | FOR | FOR |
253 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 2 | TO DECLARE A FINAL DIVIDEND OF USD0.14 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 | Mgmt | Y | FOR | FOR |
254 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 3 | TO APPROVE THE ANNUAL REPORT ON DIRECTORS REMUNERATION CONTAINED IN THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 AS SET OUT ON PAGES 184 TO 217 OF THE 2022 ANNUAL REPORT AND ACCOUNTS | Mgmt | Y | FOR | FOR |
255 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 4 | TO ELECT JACKIE HUNT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR EFFECTIVE 1 OCTOBER 2022 | Mgmt | Y | FOR | FOR |
256 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 5 | TO ELECT DR LINDA YUEH, CBE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR EFFECTIVE FROM 1 JANUARY 2023 | Mgmt | Y | FOR | FOR |
257 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 6 | TO RE-ELECT SHIRISH APTE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
258 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 7 | TO RE-ELECT DAVID CONNER AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
259 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 8 | TO RE-ELECT ANDY HALFORD AS AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
260 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 9 | TO RE-ELECT GAY HUEY EVANS, CBE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
261 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 10 | TO RE-ELECT ROBIN LAWTHER, CBE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
262 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 11 | TO RE-ELECT MARIA RAMOS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
263 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 12 | TO RE-ELECT PHIL RIVETT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
264 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 13 | TO RE-ELECT DAVID TANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
265 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 14 | TO RE-ELECT CARLSON TONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
266 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 15 | TO RE-ELECT DR JOSE VINALS AS GROUP CHAIRMAN | Mgmt | Y | FOR | FOR |
267 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 16 | TO RE-ELECT BILL WINTERS AS AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
268 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 17 | TO RE-APPOINT ERNST & YOUNG LLP (EY) AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEARS AGM | Mgmt | Y | FOR | FOR |
269 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 18 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATION OF THE AUDITOR | Mgmt | Y | FOR | FOR |
270 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 19 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN THE LIMITS PRESCRIBED IN THE RESOLUTION | Mgmt | Y | FOR | FOR |
271 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 20 | TO RENEW THE AUTHORISATION FOR THE BOARD TO OFFER A SCRIP DIVIDEND TO SHAREHOLDERS | Mgmt | Y | FOR | FOR |
272 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 21 | TO APPROVE THE RULES OF THE STANDARD CHARTERED 2023 SHARE SAVE PLAN | Mgmt | Y | FOR | FOR |
273 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 22 | TO AUTHORISE THE BOARD TO ALLOT ORDINARY SHARES | Mgmt | Y | AGAINST | AGAINST |
274 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 23 | TO EXTEND THE AUTHORITY TO ALLOT ORDINARY SHARES GRANTED PURSUANT TO RESOLUTION 22 TO INCLUDE ANY SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 28 | Mgmt | Y | AGAINST | AGAINST |
275 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 24 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Mgmt | Y | FOR | FOR |
276 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 25 | TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 | Mgmt | Y | AGAINST | AGAINST |
277 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 26 | IN ADDITION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 25, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Mgmt | Y | AGAINST | AGAINST |
278 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 27 | IN ADDITION TO THE AUTHORITIES GRANTED PURSUANT TO RESOLUTIONS 25 AND 26, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED, IN RESPECT OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES, PURSUANT TO RESOLUTION 24 | Mgmt | Y | AGAINST | AGAINST |
279 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 28 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | Mgmt | Y | FOR | FOR |
280 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 29 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN PREFERENCE SHARES | Mgmt | Y | FOR | FOR |
281 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 30 | TO ENABLE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NO LESS THAN 14 CLEAR DAYS NOTICE | Mgmt | Y | FOR | FOR |
282 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2023 | 31 | TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Mgmt | Y | FOR | FOR |
283 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | Y | FOR | FOR |
284 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 2 | APPROVE REMUNERATION REPORT | Mgmt | Y | FOR | FOR |
285 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 3 | APPROVE REMUNERATION POLICY | Mgmt | Y | FOR | FOR |
286 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 4 | RE-ELECT HABIB ANNOUS AS DIRECTOR | Mgmt | Y | FOR | FOR |
287 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 5 | RE-ELECT MEKA BRUNEL AS DIRECTOR | Mgmt | Y | FOR | FOR |
288 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 6 | RE-ELECT MIKE BUTTERWORTH AS DIRECTOR | Mgmt | Y | FOR | FOR |
289 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 7 | RE-ELECT RITA-ROSE GAGNE AS DIRECTOR | Mgmt | Y | FOR | FOR |
290 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 8 | RE-ELECT ADAM METZ AS DIRECTOR | Mgmt | Y | FOR | FOR |
291 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 9 | RE-ELECT ROBERT NOEL AS DIRECTOR | Mgmt | Y | FOR | FOR |
292 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 10 | RE-ELECT HIMANSHU RAJA AS DIRECTOR | Mgmt | Y | FOR | FOR |
293 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 11 | RE-ELECT CAROL WELCH AS DIRECTOR | Mgmt | Y | FOR | FOR |
294 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 12 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Mgmt | Y | FOR | FOR |
295 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 13 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Mgmt | Y | FOR | FOR |
296 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 14 | AUTHORISE ISSUE OF EQUITY | Mgmt | Y | AGAINST | AGAINST |
297 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Mgmt | Y | AGAINST | AGAINST |
298 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Mgmt | Y | AGAINST | AGAINST |
299 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 17 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Mgmt | Y | FOR | FOR |
300 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECT NICK HUGHES, A SHAREHOLDER NOMINEE TO THE BOARD | Shareholder | Y | AGAINST | FOR |
301 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2023 | 19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECT CRAIG TATE, A SHAREHOLDER NOMINEE TO THE BOARD | Shareholder | Y | AGAINST | FOR |
302 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 2 | ELECTION OF DIRECTOR: IAN BRUCE | Mgmt | Y | FOR | FOR |
303 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 3 | ELECTION OF DIRECTOR: DANIEL CAMUS | Mgmt | Y | FOR | FOR |
304 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 4 | ELECTION OF DIRECTOR: DON DERANGER | Mgmt | Y | FOR | FOR |
305 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 5 | ELECTION OF DIRECTOR: CATHERINE GIGNAC | Mgmt | Y | FOR | FOR |
306 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 6 | ELECTION OF DIRECTOR: TIM GITZEL | Mgmt | Y | FOR | FOR |
307 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 7 | ELECTION OF DIRECTOR: JIM GOWANS | Mgmt | Y | FOR | FOR |
308 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 8 | ELECTION OF DIRECTOR: KATHRYN JACKSON | Mgmt | Y | FOR | FOR |
309 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 9 | ELECTION OF DIRECTOR: DON KAYNE | Mgmt | Y | AGAINST | AGAINST |
310 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 10 | ELECTION OF DIRECTOR: LEONTINE VAN LEEUWEN-ATKINS | Mgmt | Y | FOR | FOR |
311 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 11 | APPOINT THE AUDITORS (SEE PAGE 5 OF THE MANAGEMENT PROXY CIRCULAR) APPOINT KPMG LLP AS AUDITORS | Mgmt | Y | FOR | FOR |
312 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 12 | HAVE A SAY ON OUR APPROACH TO EXECUTIVE COMPENSATION (SEE PAGE 7 OF THE MANAGEMENT PROXY CIRCULAR) AS THIS IS AN ADVISORY VOTE, THE RESULTS WILL NOT BE BINDING ON THE BOARD. BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2023 ANNUAL MEETING OF SHAREHOLDERS | Mgmt | Y | AGAINST | AGAINST |
313 | CAMECO CORP | CCO CN | 13321L108 | Annual; 10-May-2023 | 13 | DECLARE YOUR RESIDENCY YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO, AND "AGAINST" WILL BE TREATED AS NOT MARKED | Mgmt | Y | ABSTAIN | ABSTAIN |
314 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 1 | Election of Director - Christopher M. Burley | Mgmt | Y | FOR | FOR |
315 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 2 | Election of Director - Maura J. Clark | Mgmt | Y | FOR | FOR |
316 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 3 | Election of Director - Russell K. Girling | Mgmt | Y | FOR | FOR |
317 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 4 | Election of Director - Michael J. Hennigan | Mgmt | Y | FOR | FOR |
318 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 5 | Election of Director - Miranda C. Hubbs | Mgmt | Y | FOR | FOR |
319 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 6 | Election of Director - Raj S. Kushwaha | Mgmt | Y | FOR | FOR |
320 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 7 | Election of Director - Alice D. Laberge | Mgmt | Y | FOR | FOR |
321 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 8 | Election of Director - Consuelo E. Madere | Mgmt | Y | FOR | FOR |
322 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 9 | Election of Director - Keith G. Martell | Mgmt | Y | FOR | FOR |
323 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 10 | Election of Director - Aaron W. Regent | Mgmt | Y | AGAINST | AGAINST |
324 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 11 | Election of Director - Ken A. Seitz | Mgmt | Y | FOR | FOR |
325 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 12 | Election of Director - Nelson L. C. Silva | Mgmt | Y | FOR | FOR |
326 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 13 | Re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Mgmt | Y | FOR | FOR |
327 | NUTRIEN LTD. | NTR | 67077M108 | Annual; 10-May-2023 | 14 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Mgmt | Y | AGAINST | AGAINST |
328 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
329 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
330 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
331 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
332 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
333 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
334 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
335 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
336 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
337 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
338 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 2 | The appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2023 and to authorize the directors to fix the auditors' remuneration; | Mgmt | Y | FOR | FOR |
339 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 12-May-2023 | 3 | A non-binding advisory resolution on the Company's approach to executive compensation. | Mgmt | Y | AGAINST | AGAINST |
340 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | Y | FOR | FOR |
341 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 2 | APPROVE REMUNERATION REPORT | Mgmt | Y | FOR | FOR |
342 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 3 | RE-ELECT NEIL ECKERT AS DIRECTOR | Mgmt | Y | FOR | FOR |
343 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 4 | RE-ELECT TREVOR CARVEY AS DIRECTOR | Mgmt | Y | FOR | FOR |
344 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 5 | RE-ELECT ELAINE WHELAN AS DIRECTOR | Mgmt | Y | FOR | FOR |
345 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 6 | RE-ELECT SIR BRIAN WILLIAMSON AS DIRECTOR | Mgmt | Y | FOR | FOR |
346 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 7 | RE-ELECT MALCOLM FURBERT AS DIRECTOR | Mgmt | Y | FOR | FOR |
347 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 8 | RE-ELECT ELIZABETH MURPHY AS DIRECTOR | Mgmt | Y | FOR | FOR |
348 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 9 | RE-ELECT RICHARD SANDOR AS DIRECTOR | Mgmt | Y | FOR | FOR |
349 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 10 | RE-ELECT KEN RANDALL AS DIRECTOR | Mgmt | Y | FOR | FOR |
350 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 11 | RE-ELECT MICHELLE SMITH AS DIRECTOR | Mgmt | Y | FOR | FOR |
351 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 12 | RATIFY KPMG AUDIT LIMITED AS AUDITORS | Mgmt | Y | FOR | FOR |
352 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 13 | AUTHORISE BOARD TO FIX REMUNERATION OF THE AUDITORS | Mgmt | Y | FOR | FOR |
353 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 14 | AUTHORISE ISSUE OF EQUITY | Mgmt | Y | FOR | FOR |
354 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Mgmt | Y | AGAINST | AGAINST |
355 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Mgmt | Y | AGAINST | AGAINST |
356 | CONDUIT HOLDINGS LIMITED | CRE LN | G24385109 | Annual; 17-May-2023 | 17 | AUTHORISE MARKET PURCHASE OF COMMON SHARES | Mgmt | Y | FOR | FOR |
357 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2023 | 2 | ELECTION OF DIRECTOR: IAN W. DELANEY | Mgmt | Y | FOR | FOR |
358 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2023 | 3 | ELECTION OF DIRECTOR: JOHN W. GILDNER | Mgmt | Y | FOR | FOR |
359 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2023 | 4 | ELECTION OF DIRECTOR: J. CAMERON MACDONALD | Mgmt | Y | FOR | FOR |
360 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2023 | 5 | ELECTION OF DIRECTOR: LISA MAZZOCCO | Mgmt | Y | FOR | FOR |
361 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2023 | 6 | ELECTION OF DIRECTOR: KEVIN E. PARKER | Mgmt | Y | FOR | FOR |
362 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2023 | 7 | ELECTION OF DIRECTOR: BRUCE V. WALTER | Mgmt | Y | FOR | FOR |
363 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2023 | 8 | TO RE-APPOINT DELOITTE LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION (THE "AUDIT COMMITTEE") TO FIX THEIR REMUNERATION AND TERMS OF ENGAGEMENT | Mgmt | Y | FOR | FOR |
364 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2023 | 9 | TO CONSIDER A RESOLUTION (THE "OPTION PLAN RESOLUTION") TO CONFIRM AND APPROVE THE AMENDED AND RESTATED 10% ROLLING INCENTIVE STOCK OPTION PLAN OF THE CORPORATION | Mgmt | Y | FOR | FOR |
365 | OSISKO MINING INC | OSK CN | 688281104 | Mix; 29-May-2023 | 2 | ELECTION OF DIRECTOR: MR. JOHN BURZYNSKI | Mgmt | Y | FOR | FOR |
366 | OSISKO MINING INC | OSK CN | 688281104 | Mix; 29-May-2023 | 3 | ELECTION OF DIRECTOR: MR. J. V. BENAVIDES | Mgmt | Y | FOR | FOR |
367 | OSISKO MINING INC | OSK CN | 688281104 | Mix; 29-May-2023 | 4 | ELECTION OF DIRECTOR: MR. PATRICK ANDERSON | Mgmt | Y | FOR | FOR |
368 | OSISKO MINING INC | OSK CN | 688281104 | Mix; 29-May-2023 | 5 | ELECTION OF DIRECTOR: MR. KEITH MCKAY | Mgmt | Y | FOR | FOR |
369 | OSISKO MINING INC | OSK CN | 688281104 | Mix; 29-May-2023 | 6 | ELECTION OF DIRECTOR: MS. AMY SATOV | Mgmt | Y | FOR | FOR |
370 | OSISKO MINING INC | OSK CN | 688281104 | Mix; 29-May-2023 | 7 | ELECTION OF DIRECTOR: MR. B. ALVAREZ CALDERON | Mgmt | Y | FOR | FOR |
371 | OSISKO MINING INC | OSK CN | 688281104 | Mix; 29-May-2023 | 8 | ELECTION OF DIRECTOR: MS. ANDREE ST-GERMAIN | Mgmt | Y | FOR | FOR |
372 | OSISKO MINING INC | OSK CN | 688281104 | Mix; 29-May-2023 | 9 | ELECTION OF DIRECTOR: MS. CATHY SINGER | Mgmt | Y | FOR | FOR |
373 | OSISKO MINING INC | OSK CN | 688281104 | Mix; 29-May-2023 | 10 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
374 | OSISKO MINING INC | OSK CN | 688281104 | Mix; 29-May-2023 | 11 | TO CONSIDER AND, IF DEEMED ADVISABLE, PASS A RESOLUTION RATIFYING AND APPROVING THE CORPORATION'S OMNIBUS INCENTIVE PLAN | Mgmt | Y | FOR | FOR |
375 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 3 | REMUNERATION REPORT | Mgmt | Y | AGAINST | AGAINST |
376 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 4 | ADOPTION 2022 ANNUAL ACCOUNTS | Mgmt | Y | FOR | FOR |
377 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 5 | DIVIDEND DISTRIBUTION | Mgmt | Y | FOR | FOR |
378 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 6 | APPOINTMENT DELOITTE ACCOUNTANTS B.V. AS INDEPENDENT EXTERNAL AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2024 | Mgmt | Y | FOR | FOR |
379 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 7 | AMENDMENT OF THE REMUNERATION POLICY | Mgmt | Y | AGAINST | AGAINST |
380 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 8 | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
381 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 9 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Mgmt | Y | FOR | FOR |
382 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 10 | REAPPOINTMENT OF JOHN ELKANN AS EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
383 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 11 | APPOINTMENT OF NITIN NOHRIA AS SENIOR NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
384 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 12 | APPOINTMENT OF SANDRA DEMBECK AS NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
385 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 13 | APPOINTMENT OF TIBERTO RUY BRANDOLINI D'ADDA AS NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
386 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 14 | REAPPOINTMENT OF MARC BOLLAND AS NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
387 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 15 | REAPPOINTMENT OF MELISSA BETHELL AS NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
388 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 16 | REAPPOINTMENT OF LAURENCE DEBROUX AS NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
389 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 17 | REAPPOINTMENT OF AXEL DUMAS AS NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
390 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 18 | REAPPOINTMENT OF GINEVRA ELKANN AS NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
391 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 19 | REAPPOINTMENT OF ALESSANDRO NASI AS NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
392 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 20 | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES | Mgmt | Y | FOR | FOR |
393 | EXOR N.V. | EXO IM | N3140A107 | Annual; 31-May-2023 | 21 | CANCELLATION OF REPURCHASED SHARES | Mgmt | Y | FOR | FOR |
394 | DUNDEE CORPORATION | DC/A CN | 264901109 | Mix; 22-Jun-2023 | 2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE AUDITOR | Mgmt | Y | FOR | FOR |
395 | DUNDEE CORPORATION | DC/A CN | 264901109 | Mix; 22-Jun-2023 | 3 | ELECTION OF DIRECTOR: TANYA COVASSIN | Mgmt | Y | FOR | FOR |
396 | DUNDEE CORPORATION | DC/A CN | 264901109 | Mix; 22-Jun-2023 | 4 | ELECTION OF DIRECTOR: JONATHAN GOODMAN | Mgmt | Y | FOR | FOR |
397 | DUNDEE CORPORATION | DC/A CN | 264901109 | Mix; 22-Jun-2023 | 5 | ELECTION OF DIRECTOR: ISABEL MEHARRY | Mgmt | Y | FOR | FOR |
398 | DUNDEE CORPORATION | DC/A CN | 264901109 | Mix; 22-Jun-2023 | 6 | ELECTION OF DIRECTOR: ANDREW MOLSON | Mgmt | Y | FOR | FOR |
399 | DUNDEE CORPORATION | DC/A CN | 264901109 | Mix; 22-Jun-2023 | 7 | ELECTION OF DIRECTOR: PETER NIXON | Mgmt | Y | FOR | FOR |
400 | DUNDEE CORPORATION | DC/A CN | 264901109 | Mix; 22-Jun-2023 | 8 | ELECTION OF DIRECTOR: ALLEN PALMIERE | Mgmt | Y | FOR | FOR |
401 | DUNDEE CORPORATION | DC/A CN | 264901109 | Mix; 22-Jun-2023 | 9 | ELECTION OF DIRECTOR: A. MURRAY SINCLAIR | Mgmt | Y | FOR | FOR |
402 | DUNDEE CORPORATION | DC/A CN | 264901109 | Mix; 22-Jun-2023 | 10 | TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION TO APPROVE ALL UNALLOCATED AWARDS UNDER THE COMPANY'S AMENDED AND RESTATED SHARE INCENTIVE PLAN AND DEFERRED SHARE UNITS UNDER THE COMPANY'S AMENDED AND RESTATED DSU PLAN | Mgmt | Y | FOR | FOR |
403 | TIDEWATER INC. | TDW | 88642R109 | Annual; 26-Jun-2023 | 1 | Election of Director for one-year term: Darron M. Anderson | Mgmt | Y | FOR | FOR |
404 | TIDEWATER INC. | TDW | 88642R109 | Annual; 26-Jun-2023 | 2 | Election of Director for one-year term: Melissa Cougle | Mgmt | Y | FOR | FOR |
405 | TIDEWATER INC. | TDW | 88642R109 | Annual; 26-Jun-2023 | 3 | Election of Director for one-year term: Dick H. Fagerstal | Mgmt | Y | FOR | FOR |
406 | TIDEWATER INC. | TDW | 88642R109 | Annual; 26-Jun-2023 | 4 | Election of Director for one-year term: Quintin V. Kneen | Mgmt | Y | FOR | FOR |
407 | TIDEWATER INC. | TDW | 88642R109 | Annual; 26-Jun-2023 | 5 | Election of Director for one-year term: Louis A. Raspino | Mgmt | Y | FOR | FOR |
408 | TIDEWATER INC. | TDW | 88642R109 | Annual; 26-Jun-2023 | 6 | Election of Director for one-year term: Robert E. Robotti | Mgmt | Y | FOR | FOR |
409 | TIDEWATER INC. | TDW | 88642R109 | Annual; 26-Jun-2023 | 7 | Election of Director for one-year term: Kenneth H. Traub | Mgmt | Y | FOR | FOR |
410 | TIDEWATER INC. | TDW | 88642R109 | Annual; 26-Jun-2023 | 8 | Election of Director for one-year term: Lois K. Zabrocky | Mgmt | Y | FOR | FOR |
411 | TIDEWATER INC. | TDW | 88642R109 | Annual; 26-Jun-2023 | 9 | Say on Pay Vote - An advisory vote to approve executive compensation as disclosed in the proxy statement. | Mgmt | Y | FOR | FOR |
412 | TIDEWATER INC. | TDW | 88642R109 | Annual; 26-Jun-2023 | 10 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Mgmt | Y | FOR | FOR |
413 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Special; 28-Jun-2023 | 1 | Amendment and Restatement of the Certificate of Incorporation of the Company to Authorize a New Class of Non-Voting Common Stock, $1.00 Par Value per Share, and Make Certain Other Changes to the Certificate of Incorporation. | Mgmt | Y | FOR | FOR |
414 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Special; 28-Jun-2023 | 2 | Adjournment of Special Meeting if Necessary to Permit Further Solicitation of Proxies. | Mgmt | Y | FOR | FOR |
CONTENT KEY: | ||||||
A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | |||||
B. | Ticker - e.g., MSFT | |||||
C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | |||||
D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | |||||
E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |||||
F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |||||
G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |||||
H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | |||||
I. | For or Against Management Recommendation - Did the Manager voter FOR or AGAINST Management's Recommendation |
Registrant: NORTHERN LIGHTS FUND TRUST IV - Monarch Ambasador Income ETF | Item 1, Exhibit 26 | ||||||||||||||
Investment Company Act file number: 811-23066 | |||||||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | |||||||||||||||
IssuerName | Country | MeetingDate | MeetingType | RecordDate | Ticker | SecurityID | SymbolType | BallotIssueNumber | ProposalText | Proponent | MgmtReco | VoteCast | FundName | LogicalBallotStatus | |
Spdr Series Trust | United States | 10/20/2022 0:00 | Special | 7/20/2022 0:00 | XNTK | 78464A474 | CUSIP | 1.1 | Elect Clare S. Richer | Mgmt | For | For | Monarch Ambassador Income ETF | Voted | |
Spdr Series Trust | United States | 10/20/2022 0:00 | Special | 7/20/2022 0:00 | XNTK | 78464A474 | CUSIP | 1.2 | Elect Sandra G. Sponem | Mgmt | For | For | Monarch Ambassador Income ETF | Voted | |
Spdr Series Trust | United States | 10/20/2022 0:00 | Special | 7/20/2022 0:00 | XNTK | 78464A474 | CUSIP | 1.3 | Elect Kristi L. Rowsell | Mgmt | For | For | Monarch Ambassador Income ETF | Voted | |
Spdr Series Trust | United States | 10/20/2022 0:00 | Special | 7/20/2022 0:00 | XNTK | 78464A474 | CUSIP | 1.4 | Elect Gunjan Chauhan | Mgmt | For | For | Monarch Ambassador Income ETF | Voted | |
Spdr Series Trust | United States | 10/20/2022 0:00 | Special | 7/20/2022 0:00 | XNTK | 78464A474 | CUSIP | 1.5 | Elect Carolyn M. Clancy | Mgmt | For | For | Monarch Ambassador Income ETF | Voted |
Registrant: NORTHERN LIGHTS FUND TRUST IV - Monarch Blue Chips Core ETF | Item 1, Exhibit 27 | ||||||||||||||
Investment Company Act file number: 811-23066 | |||||||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | |||||||||||||||
IssuerName | Country | MeetingDate | MeetingType | RecordDate | Ticker | SecurityID | SymbolType | BallotIssueNumber | ProposalText | Proponent | MgmtReco | VoteCast | FundName | LogicalBallotStatus | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 1 | Elect Amy L. Banse | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 2 | Elect Brett Biggs | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 3 | Elect Melanie Boulden | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 4 | Elect Frank A. Calderoni | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 5 | Elect Laura B. Desmond | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 6 | Elect Shantanu Narayen | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 7 | Elect Spencer Neumann | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 8 | Elect Kathleen Oberg | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 9 | Elect Dheeraj Pandey | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 10 | Elect David A. Ricks | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 11 | Elect Daniel Rosensweig | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 12 | Elect John E. Warnock | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 13 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 14 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Adobe Inc. | United States | 4/20/2023 0:00 | Annual | 2/21/2023 0:00 | ADBE | 00724F101 | CUSIP | 17 | Shareholder Proposal Regarding Report on Hiring Practices for People With Arrest Records | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135106 | CUSIP | 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135107 | CUSIP | 2 | Elect Andrew R. Jassy | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135108 | CUSIP | 3 | Elect Keith B. Alexander | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135109 | CUSIP | 4 | Elect Edith W. Cooper | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135110 | CUSIP | 5 | Elect Jamie S. Gorelick | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135111 | CUSIP | 6 | Elect Daniel P. Huttenlocher | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135112 | CUSIP | 7 | Elect Judith A. McGrath | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135113 | CUSIP | 8 | Elect Indra K. Nooyi | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135114 | CUSIP | 9 | Elect Jonathan J. Rubinstein | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135115 | CUSIP | 10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135116 | CUSIP | 11 | Elect Wendell P. Weeks | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135117 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135118 | CUSIP | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135119 | CUSIP | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135120 | CUSIP | 15 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135121 | CUSIP | 16 | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135122 | CUSIP | 17 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135123 | CUSIP | 18 | Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135124 | CUSIP | 19 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135125 | CUSIP | 20 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135126 | CUSIP | 21 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135127 | CUSIP | 22 | Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135128 | CUSIP | 23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135129 | CUSIP | 24 | Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135130 | CUSIP | 25 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135131 | CUSIP | 26 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135132 | CUSIP | 27 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135133 | CUSIP | 28 | Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135134 | CUSIP | 29 | Shareholder Proposal Regarding Formation of Public Policy Committee | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135135 | CUSIP | 30 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135136 | CUSIP | 31 | Shareholder Proposal Regarding Report on Working Conditions | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135137 | CUSIP | 32 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Amazon.com, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | AMZN | 023135138 | CUSIP | 33 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 1 | Elect Thomas A. Bartlett | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 2 | Elect Kelly C. Chambliss | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 3 | Elect Teresa H. Clarke | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 4 | Elect Raymond P. Dolan | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 5 | Elect Kenneth R. Frank | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 6 | Elect Robert D. Hormats | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 7 | Elect Grace D. Lieblein | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 8 | Elect Craig Macnab | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 9 | Elect JoAnn A. Reed | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 10 | Elect Pamela D.A. Reeve | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 11 | Elect Bruce L. Tanner | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 12 | Elect Samme L. Thompson | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 13 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
American Tower Corporation | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | AMT | 03027X100 | CUSIP | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833100 | CUSIP | 1 | Elect James A. Bell | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833101 | CUSIP | 2 | Elect Timothy D. Cook | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833102 | CUSIP | 3 | Elect Albert A. Gore | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833103 | CUSIP | 4 | Elect Alex Gorsky | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833104 | CUSIP | 5 | Elect Andrea Jung | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833105 | CUSIP | 6 | Elect Arthur D. Levinson | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833106 | CUSIP | 7 | Elect Monica C. Lozano | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833107 | CUSIP | 8 | Elect Ronald D. Sugar | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833108 | CUSIP | 9 | Elect Susan L. Wagner | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833109 | CUSIP | 10 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833110 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833111 | CUSIP | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833112 | CUSIP | 13 | Shareholder Proposal Regarding Civil Rights Audit | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833113 | CUSIP | 14 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833114 | CUSIP | 15 | Shareholder Proposal Regarding Shareholder Engagement with the Board | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833115 | CUSIP | 16 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Apple Inc. | United States | 3/10/2023 0:00 | Annual | 1/9/2023 0:00 | AAPL | 037833116 | CUSIP | 17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.1 | Elect Warren E. Buffett | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.2 | Elect Charles T. Munger | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.3 | Elect Gregory E. Abel | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.4 | Elect Howard G. Buffett | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.5 | Elect Susan A. Buffett | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.6 | Elect Stephen B. Burke | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.7 | Elect Kenneth I. Chenault | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.8 | Elect Christopher C. Davis | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.9 | Elect Susan L. Decker | Mgmt | For | Withhold | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.1 | Elect Charlotte Guyman | Mgmt | For | Withhold | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.11 | Elect Ajit Jain | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.12 | Elect Thomas S. Murphy, Jr. | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.13 | Elect Ronald L. Olson | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.14 | Elect Wallace R. Weitz | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 1.15 | Elect Meryl B. Witmer | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 4 | Shareholder Proposal Regarding Climate Report | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 5 | Shareholder Proposal Regarding Disclosure and Oversight of Climate Change Risks | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 6 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 7 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Berkshire Hathaway Inc. | United States | 5/6/2023 0:00 | Annual | 3/8/2023 0:00 | BRKA | 084670702 | CUSIP | 9 | Shareholder Proposal Regarding Public Positions on Political Speech | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 1 | Elect Susan L. Decker | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 2 | Elect Kenneth D. Denman | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 3 | Elect Richard A. Galanti | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 4 | Elect Hamilton E. James | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 5 | Elect W. Craig Jelinek | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 6 | Elect Sally Jewell | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 7 | Elect Charles T. Munger | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 8 | Elect Jeffrey S. Raikes | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 9 | Elect John W. Stanton | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 10 | Elect Ron M. Vachris | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Costco Wholesale Corporation | United States | 1/19/2023 0:00 | Annual | 11/11/2022 0:00 | COST | 22160K105 | CUSIP | 15 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 1 | Elect Rainer M. Blair | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 2 | Elect Feroz Dewan | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 3 | Elect Linda P. Hefner Filler | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 4 | Elect Teri L. List | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 6 | Elect Jessica L. Mega | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 7 | Elect Mitchell P. Rales | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 8 | Elect Steven M. Rales | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 9 | Elect Pardis C. Sabeti | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 10 | Elect A. Shane Sanders | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 11 | Elect John T. Schwieters | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 12 | Elect Alan G. Spoon | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 13 | Elect Raymond C. Stevens | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 14 | Elect Elias A. Zerhouni | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 15 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Danaher Corporation | United States | 5/9/2023 0:00 | Annual | 3/10/2023 0:00 | DHR | 235851102 | CUSIP | 19 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 1 | Elect William G. Kaelin, Jr. | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 2 | Elect David A. Ricks | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 3 | Elect Marschall S. Runge | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 4 | Elect Karen Walker | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 7 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 8 | Repeal of Classified Board | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 9 | Elimination of Supermajority Requirements | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 12 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 13 | Shareholder Proposal Regarding Report on Company Response to State Policies Regulating Abortion | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 14 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Eli Lilly and Company | United States | 5/1/2023 0:00 | Annual | 2/21/2023 0:00 | LLY | 532457108 | CUSIP | 16 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 1 | Elect Stephen F. Angel | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 2 | Elect Sebastien Bazin | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 3 | Elect H. Lawrence Culp, Jr. | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 4 | Elect Edward Garden | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 5 | Elect Isabella D. Goren | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 6 | Elect Thomas Horton | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 7 | Elect Catherine Lesjak | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 8 | Elect Darren W. McDew | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 9 | Elect Paula Rosput Reynolds | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 10 | Elect Jessica Uhl | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 13 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 15 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 16 | Shareholder Proposal Regarding Audited Report of Net Zero 2050 Goal | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
General Electric Company | United States | 5/3/2023 0:00 | Annual | 3/7/2023 0:00 | GE | 369604301 | CUSIP | 17 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 1 | Elect Merit E. Janow | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 2 | Elect Candido Botelho Bracher | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 3 | Elect Richard K. Davis | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 4 | Elect Julius Genachowski | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 5 | Elect Choon Phong Goh | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 6 | Elect Oki Matsumoto | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 7 | Elect Michael Miebach | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 8 | Elect Youngme E. Moon | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 9 | Elect Rima Qureshi | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 10 | Elect Gabrielle Sulzberger | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 11 | Elect Harit Talwar | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 12 | Elect Lance Uggla | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 15 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 16 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 17 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 18 | Shareholder Proposal Regarding Report on Oversight of Merchant Category Codes | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 20 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Mastercard Incorporated | United States | 6/27/2023 0:00 | Annual | 4/28/2023 0:00 | MA | 57636Q104 | CUSIP | 21 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 1 | Elect Reid G. Hoffman | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 2 | Elect Hugh F. Johnston | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 3 | Elect Teri L. List | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 4 | Elect Satya Nadella | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 5 | Elect Sandra E. Peterson | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 6 | Elect Penny S. Pritzker | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 7 | Elect Carlos A. Rodriguez | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 8 | Elect Charles W. Scharf | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 9 | Elect John W. Stanton | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 10 | Elect John W. Thompson | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 11 | Elect Emma N. Walmsley | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 12 | Elect Padmasree Warrior | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 14 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 15 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 16 | Shareholder Proposal Regarding Report on Hiring Practices | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 17 | Shareholder Proposal Regarding Managing Climate Risk in Employee Retirement Options | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 18 | Shareholder Proposal Regarding Report on Government Use of Technology | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 19 | Shareholder Proposal Regarding Risks of Developing Military Weapons | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Microsoft Corporation | United States | 12/13/2022 0:00 | Annual | 10/12/2022 0:00 | MSFT | 594918104 | CUSIP | 20 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 1 | Elect Nicole S. Arnaboldi | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 2 | Elect Sherry S. Barrat | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 3 | Elect James L. Camaren | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 4 | Elect Kenneth B. Dunn | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 5 | Elect Naren K. Gursahaney | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 6 | Elect Kirk S. Hachigian | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 7 | Elect John W. Ketchum | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 8 | Elect Amy B. Lane | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 9 | Elect David L. Porges | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 10 | Elect Dev Stahlkopf | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 11 | Elect John Arthur Stall | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 12 | Elect Darryl L. Wilson | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 13 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
NextEra Energy, Inc. | United States | 5/18/2023 0:00 | Annual | 3/22/2023 0:00 | NEE | 65339F101 | CUSIP | 16 | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 1 | Elect Rodney C. Adkins | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 2 | Elect Jonathan Christodoro | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 3 | Elect John J. Donahoe II | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 4 | Elect David W. Dorman | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 5 | Elect Belinda J. Johnson | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 6 | Elect Enrique Lores | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 7 | Elect Gail J. McGovern | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 8 | Elect Deborah M. Messemer | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 9 | Elect David M. Moffett | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 10 | Elect Ann M. Sarnoff | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 11 | Elect Daniel H. Schulman | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 12 | Elect Frank D. Yeary | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 14 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 15 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 16 | Shareholder Proposal Regarding Policy Against Discriminatory Exclusion in Conflict Zones | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 17 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 18 | Shareholder Proposal Regarding Transparency Reports and Account Suspensions | ShrHoldr | Against | Abstain | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 19 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
PayPal Holdings, Inc. | United States | 5/24/2023 0:00 | Annual | 3/30/2023 0:00 | PYPL | 70450Y103 | CUSIP | 20 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 1 | Elect Segun Agbaje | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 2 | Elect Jennifer Bailey | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 3 | Elect Cesar Conde | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 4 | Elect Ian M. Cook | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 5 | Elect Edith W. Cooper | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 6 | Elect Susan M. Diamond | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 7 | Elect Dina Dublon | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 8 | Elect Michelle D. Gass | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 9 | Elect Ramon L. Laguarta | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 10 | Elect Dave Lewis | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 11 | Elect David C. Page | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 12 | Elect Robert C. Pohlad | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 13 | Elect Daniel L. Vasella | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 14 | Elect Darren Walker | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 15 | Elect Alberto Weisser | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 16 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 20 | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 21 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
PepsiCo, Inc. | United States | 5/3/2023 0:00 | Annual | 3/1/2023 0:00 | PEP | 713448108 | CUSIP | 22 | Shareholder Proposal Regarding Congruency Report on Net-Zero Emissions Policy | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 1 | Elect Marc R. Benioff | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 2 | Elect Laura Alber | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 3 | Elect Craig A. Conway | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 4 | Elect Arnold W. Donald | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 5 | Elect Parker Harris | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 6 | Elect Neelie Kroes | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 7 | Elect Sachin Mehra | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 8 | Elect G. Mason Morfit | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 9 | Elect Oscar Munoz | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 10 | Elect John V. Roos | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 11 | Elect Robin L. Washington | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 12 | Elect Maynard G. Webb | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 13 | Elect Susan D. Wojcicki | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 15 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Salesforce, Inc. | United States | 6/8/2023 0:00 | Annual | 4/14/2023 0:00 | CRM | 79466L302 | CUSIP | 19 | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 1 | Elect Peter J. Coleman | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 2 | Elect Patrick de La Chevardière | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 3 | Elect Miguel M. Galuccio | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 4 | Elect Olivier Le Peuch | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 5 | Elect Samuel Georg Friedrich Leupold | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 6 | Elect Tatiana A. Mitrova | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 7 | Elect Maria Moræus Hanssen | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 8 | Elect Vanitha Narayanan | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 9 | Elect Mark G. Papa | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 10 | Elect Jeffrey W. Sheets | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 11 | Elect Ulrich Spiesshofer | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 14 | Accounts and Reports; Approval of Dividend | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Schlumberger Limited | United States | 4/5/2023 0:00 | Annual | 2/8/2023 0:00 | SLB | 806857108 | CUSIP | 15 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 1 | Elect Glyn F. Aeppel | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 2 | Elect Larry C. Glasscock | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 3 | Elect Allan B. Hubbard | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 4 | Elect Reuben S. Leibowitz | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 5 | Elect Randall J. Lewis | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 6 | Elect Gary M. Rodkin | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 7 | Elect Peggy Fang Roe | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 8 | Elect Stefan M. Selig | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 9 | Elect Daniel C. Smith | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 10 | Elect Marta R. Stewart | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Simon Property Group, Inc. | United States | 5/4/2023 0:00 | Annual | 3/15/2023 0:00 | SPG | 828806109 | CUSIP | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 1 | Elect Richard E. Allison, Jr. | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 2 | Elect Andrew Campion | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 3 | Elect Beth E. Ford | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 4 | Elect Mellody Hobson | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 5 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 6 | Elect Satya Nadella | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 7 | Elect Laxman Narasimhan | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 8 | Elect Howard Schultz | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 12 | Shareholder Proposal Regarding Report On Plant-based Milk Pricing | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 13 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 14 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 15 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Starbucks Corporation | United States | 3/23/2023 0:00 | Annual | 1/13/2023 0:00 | SBUX | 855244109 | CUSIP | 16 | Shareholder Proposal Regarding Formation of Corporate Sustainability Committee | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 1 | Elect Herbert A. Allen, III | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 2 | Elect Marc Bolland | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 3 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 4 | Elect Christopher C. Davis | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 5 | Elect Barry Diller | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 6 | Elect Carolyn N. Everson | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 7 | Elect Helene D. Gayle | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 8 | Elect Alexis M. Herman | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 9 | Elect Maria Elena Lagomasino | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 10 | Elect Amity Millhiser | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 11 | Elect James Quincey | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 12 | Elect Caroline J. Tsay | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 13 | Elect David B. Weinberg | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 16 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 17 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 18 | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 19 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 20 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
The Coca-Cola Company | United States | 4/25/2023 0:00 | Annual | 2/24/2023 0:00 | KO | 191216100 | CUSIP | 21 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 1 | Elect Mary T. Barra | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 2 | Elect Safra A. Catz | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 3 | Elect Amy L. Chang | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 4 | Elect Francis A. deSouza | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 5 | Elect Carolyn N. Everson | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 6 | Elect Michael B.G. Froman | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 7 | Elect Robert A. Iger | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 8 | Elect Maria Elena Lagomasino | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 9 | Elect Calvin R. McDonald | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 10 | Elect Mark G. Parker | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 11 | Elect Derica W. Rice | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 15 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 16 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
The Walt Disney Company | United States | 4/3/2023 0:00 | Annual | 2/8/2023 0:00 | DIS | 254687106 | CUSIP | 17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 1 | Elect Marc N. Casper | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 2 | Elect Nelson J. Chai | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 3 | Elect Ruby R. Chandy | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 4 | Elect C. Martin Harris | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 5 | Elect Tyler Jacks | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 6 | Elect R. Alexandra Keith | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 7 | Elect James C. Mullen | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 8 | Elect Lars R. Sorensen | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 9 | Elect Debora L. Spar | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 10 | Elect Scott M. Sperling | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 11 | Elect Dion J. Weisler | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 14 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 15 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Thermo Fisher Scientific Inc. | United States | 5/24/2023 0:00 | Annual | 3/27/2023 0:00 | TMO | 883556102 | CUSIP | 16 | Approval of the 2023 Employee Stock Purchase Plan | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 1 | Elect Timothy P. Flynn | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 2 | Elect Paul R. Garcia | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 3 | Elect Kristen Gil | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 4 | Elect Stephen J. Hemsley | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 5 | Elect Michele J. Hooper | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 6 | Elect F. William McNabb, III | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 8 | Elect John H. Noseworthy | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 9 | Elect Andrew Witty | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 13 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 14 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | Monarch Blue Chips Core ETF | Voted | |
UnitedHealth Group Incorporated | United States | 6/5/2023 0:00 | Annual | 4/10/2023 0:00 | UNH | 91324P102 | CUSIP | 15 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 1 | Elect Lloyd A. Carney | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 2 | Elect Kermit R. Crawford | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 5 | Elect Ramon L. Laguarta | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 6 | Elect Teri L. List | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 7 | Elect John F. Lundgren | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 8 | Elect Denise M. Morrison | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 9 | Elect Linda Rendle | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 10 | Elect Maynard G. Webb | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 13 | Ratification of Auditor | Mgmt | For | For | Monarch Blue Chips Core ETF | Voted | |
Visa Inc. | United States | 1/24/2023 0:00 | Annual | 11/25/2022 0:00 | V | 92826C839 | CUSIP | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Abstain | Monarch Blue Chips Core ETF | Voted |
Registrant: NORTHERN LIGHTS FUND TRUST IV - Monarch ProCap ETF | Item 1, Exhibit 28 | |||||||||
Investment Company Act file number: 811-23066 | ||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted (Y/N) | (h) Fund Vote | (i) For/Against Management Recommendation | ||
1 | No proxies voted. The Fund did not receive any proxies for the period July 1, 2022 to June 30, 2023. | |||||||||
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CONTENT KEY: | ||||||||||
A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | |||||||||
B. | Ticker - e.g., MSFT | |||||||||
C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | |||||||||
D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | |||||||||
E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |||||||||
F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |||||||||
G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |||||||||
H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | |||||||||
I. | Whether the registrant cast its vote for or against Management |
Registrant: NORTHERN LIGHTS FUND TRUST IV - R3 Global Dividend Growth ETF | Item 1, Exhibit 29 | |||||||||||||||||||||||||||||||
Investment Company Act file number: 811-23066 | ||||||||||||||||||||||||||||||||
Reporting Period: July 1, 2022 through June 30, 2023 | ||||||||||||||||||||||||||||||||
Vote Summary | ||||||||||||||||||||||||||||||||
EXPERIAN PLC | ||||||||||||||||||||||||||||||||
Security | G32655105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Jul-2022 | ||||||||||||||||||||||||||||||
ISIN | GB00B19NLV48 | Agenda | 715797253 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 19-Jul-2022 | ||||||||||||||||||||||||||||||
City / | Country | TBD | / | Jersey | Vote Deadline | 15-Jul-2022 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | B19NLV4 - B1FW6T8 - B1FWD20 - BK8JVV6 - BKSG2H0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1 | TO RECEIVE OF THE ANNUAL REPORT AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2022,TOGETHER WITH THE REPORT OF THE AUDITOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | TO APPROVE THE REPORT ON DIRECTORS' REMUNERATION (EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 143 TO 146OF THE REPORT) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3 | TO RE-ELECT DR RUBA BORNO AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4 | TO RE-ELECT ALISON BRITTAIN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5 | TO RE-ELECT BRIAN CASSIN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6 | TO RE-ELECT CAROLINE DONAHUE AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
7 | TO RE-ELECT LUIZ FLEURY AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8 | TO RE-ELECT JONATHAN HOWELL AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
9 | TO RE-ELECT LLOYD PITCHFORD AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
10 | TO RE-ELECT MIKE ROGERS AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
11 | TO RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
12 | DIRECTORS' AUTHORITY TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
13 | DIRECTORS' AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
14 | TO APPROVE SCHEDULES TO THE RULES OR THE RULES OF CERTAIN EXPERIAN SHARE PLANS (PLEASE REFER TO THE NOTICE OF ANNUAL GENERAL MEETING FOR FULL DETAILS OF THE RESOLUTION) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Bundled Remuneration Plans | ||||||||||||||||||||||||||||||||
15 | DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
16 | ADDITIONAL DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS/SPECIFIED CAPITAL INVESTMENTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
17 | DIRECTORS' AUTHORITY TO PURCHASE THE COMPANY'S OWN SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 1,536 | 0 | 15-Jun-2022 | 15-Jun-2022 | |||||||||||||||||||||||||
NIKE, Inc. | ||||||||||||||||||||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | NKE | Meeting Date | 09-Sep-2022 | |||||||||||||||||||||||||||||
ISIN | US6541061031 | Agenda | 935692803 - Management | |||||||||||||||||||||||||||||
Record Date | 08-Jul-2022 | Holding Recon Date | 08-Jul-2022 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 08-Sep-2022 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Class B Director: Alan B. Graf, Jr. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Class B Director: Peter B. Henry | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Class B Director: Michelle A. Peluso | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | To approve executive compensation by an advisory vote. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
4. | To approve the amendment of the NIKE, Inc. Employee Stock Purchase Plan to increase authorized shares. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Qualified Employee Stock Purchase Plan | ||||||||||||||||||||||||||||||||
5. | To consider a shareholder proposal regarding a policy on China sourcing, if properly presented at the meeting. | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Operations in High Risk Countries | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 528 | 0 | 29-Jul-2022 | 29-Jul-2022 | |||||||||||||||||||||||||
DIAGEO PLC | ||||||||||||||||||||||||||||||||
Security | G42089113 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-Oct-2022 | ||||||||||||||||||||||||||||||
ISIN | GB0002374006 | Agenda | 716022948 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 04-Oct-2022 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline | 03-Oct-2022 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 0237400 - 5399736 - 5460494 - B01DFS0 - BKLHYT6 - BKT3247 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1 | REPORT AND ACCOUNTS 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | DIRECTORS' REMUNERATION REPORT 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3 | DECLARATION OF FINAL DIVIDEND | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Dividends | ||||||||||||||||||||||||||||||||
4 | APPOINTMENT OF KAREN BLACKETT (1,3,4) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5 | RE-APPOINTMENT OF MELISSA BETHELL (1,3,4) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6 | RE-APPOINTMENT OF LAVANYA CHANDRASHEKAR (2) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
7 | RE-APPOINTMENT OF VALERIE CHAPOULAUD-FLOQUET (1,3,4) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8 | RE-APPOINTMENT OF JAVIER FERRAN (3) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
9 | RE-APPOINTMENT OF SUSAN KILSBY (1,3,4) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
10 | RE-APPOINTMENT OF SIR JOHN MANZONI (1,3,4) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
11 | RE-APPOINTMENT OF LADY MENDELSOHN (1,3,4) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
12 | RE-APPOINTMENT OF IVAN MENEZES (2) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13 | RE-APPOINTMENT OF ALAN STEWART (1,3,4) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
14 | RE-APPOINTMENT OF IREENA VITTAL (1,3,4) AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
15 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
16 | REMUNERATION OF AUDITOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
17 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Political Donations | ||||||||||||||||||||||||||||||||
18 | AMENDMENT OF THE DIAGEO PLC 2017 IRISH SHARE OWNERSHIP PLAN | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve/Amend All Employee Share Schemes | ||||||||||||||||||||||||||||||||
19 | AUTHORITY TO ALLOT SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
21 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
22 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize the Company to Call EGM with Two Weeks Notice | ||||||||||||||||||||||||||||||||
CMMT | 07 SEP 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 2,362 | 0 | 08-Sep-2022 | 08-Sep-2022 | |||||||||||||||||||||||||
CSL LTD | ||||||||||||||||||||||||||||||||
Security | Q3018U109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Oct-2022 | ||||||||||||||||||||||||||||||
ISIN | AU000000CSL8 | Agenda | 716055327 - Management | |||||||||||||||||||||||||||||
Record Date | 10-Oct-2022 | Holding Recon Date | 10-Oct-2022 | |||||||||||||||||||||||||||||
City / | Country | MELBOU RNE | / | Australia | Vote Deadline | 06-Oct-2022 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 5709614 - 6185495 - B02NTX2 - BHZLD41 - BJN5HT2 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
2A | TO RE-ELECT MS MARIE MCDONALD AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2B | TO RE-ELECT DR MEGAN CLARK AC AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
3 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4 | APPROVAL OF A GRANT OF PERFORMANCE SHARE UNITS TO THE CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR, MR PAUL PERREAULT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Share Plan Grant | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 397 | 0 | 10-Sep-2022 | 10-Sep-2022 | |||||||||||||||||||||||||
JAMES HARDIE INDUSTRIES PLC | ||||||||||||||||||||||||||||||||
Security | 47030M106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | JHX | Meeting Date | 03-Nov-2022 | |||||||||||||||||||||||||||||
ISIN | US47030M1062 | Agenda | 935717174 - Management | |||||||||||||||||||||||||||||
Record Date | 26-Sep-2022 | Holding Recon Date | 26-Sep-2022 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 26-Oct-2022 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
O1 | Receive and consider the financial statements and the reports of the Board and external auditor for the fiscal year ended 31 March 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
O2 | Receive and consider the Remuneration Report of the Company for the fiscal year ended 31 March 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
O3a | Elect Peter John Davis as a director | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
O3b | Elect Aaron Erter as a director | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
O3c | Re-Elect Anne Lloyd as a director | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
O3d | Re-Elect Rada Rodriguez as a director | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
O4 | Authority to fix the External Auditor's Remuneration | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
S5 | Grant of Return on Capital Employed Restricted Stock Units | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Share Plan Grant | ||||||||||||||||||||||||||||||||
S6 | Grant of Relative Total Shareholder Return Restricted Stock Units | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Share Plan Grant | ||||||||||||||||||||||||||||||||
S7 | Grant of Options | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Stock Option Plan Grants | ||||||||||||||||||||||||||||||||
S8 | Approval of issue of Shares under the James Hardie 2020 Non- Executive Director Equity Plan | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Stock-for-Salary/Bonus Plan | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 2,633 | 0 | 01-Oct-2022 | 01-Oct-2022 | |||||||||||||||||||||||||
THE CLOROX COMPANY | ||||||||||||||||||||||||||||||||
Security | 189054109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | CLX | Meeting Date | 16-Nov-2022 | |||||||||||||||||||||||||||||
ISIN | US1890541097 | Agenda | 935716413 - Management | |||||||||||||||||||||||||||||
Record Date | 23-Sep-2022 | Holding Recon Date | 23-Sep-2022 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 15-Nov-2022 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Amy L. Banse | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Julia Denman | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Spencer C. Fleischer | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Esther Lee | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: A.D. David Mackay | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Paul Parker | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Stephanie Plaines | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Linda Rendle | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Matthew J. Shattock | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: Kathryn Tesija | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director: Russell J. Weiner | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1l. | Election of Director: Christopher J. Williams | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Clorox Company's Independent Registered Public Accounting Firm. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 738 | 0 | 07-Oct-2022 | 07-Oct-2022 | |||||||||||||||||||||||||
COLOPLAST A/S | ||||||||||||||||||||||||||||||||
Security | K16018192 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 01-Dec-2022 | ||||||||||||||||||||||||||||||
ISIN | DK0060448595 | Agenda | 716335319 - Management | |||||||||||||||||||||||||||||
Record Date | 24-Nov-2022 | Holding Recon Date | 24-Nov-2022 | |||||||||||||||||||||||||||||
City / | Country | HUMLEB AEK | / | Denmark | Vote Deadline | 23-Nov-2022 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | B83K0T1 - B8FMRX8 - B977D63 - B97F8D9 - BD9MKS5 - BHZLCR7 - BVGHC27 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE- BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR- VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | PREPARATION, ETC. OF THE ANNUAL REPORT, COMPANY ANNOUNCEMENTS AND DOCUMENTS FOR INTERNAL USE BY THE GENERAL MEETING IN ENGLISH | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Miscellaneous Proposal: Company-Specific | ||||||||||||||||||||||||||||||||
2 | REPORT BY THE BOARD OF DIRECTORS ON THE ACTIVITIES OF THE COMPANY DURING THE-PAST FINANCIAL YEAR | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
3 | PRESENTATION AND APPROVAL OF THE AUDITED ANNUAL REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
4 | RESOLUTION ON THE DISTRIBUTION OF PROFIT IN ACCORDANCE WITH THE APPROVED ANNUAL REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
5 | PRESENTATION AND APPROVAL OF THE REMUNERATION REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
6 | APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION FOR THE CURRENT FINANCIAL YEAR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
7.1 | PROPOSALS BY THE BOARD OF DIRECTORS: UPDATE OF THE AUTHORISATION IN ARTICLES 5(A) AND 5(B) OF THE ARTICLES OF ASSOCIATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Charter Equity-Related | ||||||||||||||||||||||||||||||||
7.2 | PROPOSALS BY THE BOARD OF DIRECTORS: CORPORATE LANGUAGE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Non-Routine | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 8.1 TO 8.6 AND 9. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
8.1 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES RE-ELECTION OF THE FOLLOWING MEMBER: LARS SOREN RASMUSSEN | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.2 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES RE-ELECTION OF THE FOLLOWING MEMBER: NIELS PETER LOUIS-HANSEN | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.3 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES RE-ELECTION OF THE FOLLOWING MEMBER: ANNETTE BRULS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.4 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES RE-ELECTION OF THE FOLLOWING MEMBER: CARSTEN HELLMANN | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.5 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES RE-ELECTION OF THE FOLLOWING MEMBER: JETTE NYGAARD-ANDERSEN | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.6 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES RE-ELECTION OF THE FOLLOWING MEMBER: MARIANNE WIINHOLT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
9 | ELECTION OF AUDITORS: THE BOARD OF DIRECTORS PROPOSES RE- ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS THE COMPANY'S AUDITORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
10 | AUTHORISATION FOR THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Filing of Required Documents/Other Formalities | ||||||||||||||||||||||||||||||||
11 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 09 NOV 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD- DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE- CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 09 NOV 2022: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 09 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 731 | 0 | 10-Nov-2022 | 10-Nov-2022 | |||||||||||||||||||||||||
MEDTRONIC PLC | ||||||||||||||||||||||||||||||||
Security | G5960L103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | MDT | Meeting Date | 08-Dec-2022 | |||||||||||||||||||||||||||||
ISIN | IE00BTN1Y115 | Agenda | 935723610 - Management | |||||||||||||||||||||||||||||
Record Date | 11-Oct-2022 | Holding Recon Date | 11-Oct-2022 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 07-Dec-2022 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director to hold office until the 2023 Annual General Meeting: Richard H. Anderson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director to hold office until the 2023 Annual General Meeting: Craig Arnold | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director to hold office until the 2023 Annual General Meeting: Scott C. Donnelly | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director to hold office until the 2023 Annual General Meeting: Lidia L. Fonseca | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director to hold office until the 2023 Annual General Meeting: Andrea J. Goldsmith, Ph.D. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director to hold office until the 2023 Annual General Meeting: Randall J. Hogan, III | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director to hold office until the 2023 Annual General Meeting: Kevin E. Lofton | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director to hold office until the 2023 Annual General Meeting: Geoffrey S. Martha | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director to hold office until the 2023 Annual General Meeting: Elizabeth G. Nabel, M.D. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director to hold office until the 2023 Annual General Meeting: Denise M. O'Leary | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director to hold office until the 2023 Annual General Meeting: Kendall J. Powell | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Auditors and their Remuneration | ||||||||||||||||||||||||||||||||
3. | Approving, on an advisory basis, the Company's executive compensation. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4. | Renewing the Board of Directors' authority to issue shares under Irish law. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
5. | Renewing the Board of Directors' authority to opt out of pre-emption rights under Irish law. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 1,664 | 0 | 30-Oct-2022 | 30-Oct-2022 | |||||||||||||||||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||||||||||||||||||||||||
ISIN | US5949181045 | Agenda | 935722567 - Management | |||||||||||||||||||||||||||||
Record Date | 12-Oct-2022 | Holding Recon Date | 12-Oct-2022 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 12-Dec-2022 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Reid G. Hoffman | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Hugh F. Johnston | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Teri L. List | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Satya Nadella | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Sandra E. Peterson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Penny S. Pritzker | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Charles W. Scharf | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: John W. Stanton | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: John W. Thompson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director: Emma N. Walmsley | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1l. | Election of Director: Padmasree Warrior | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Anti-Social Proposal | ||||||||||||||||||||||||||||||||
5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Anti-Discrimination Miscellaneous | ||||||||||||||||||||||||||||||||
6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Climate Change | ||||||||||||||||||||||||||||||||
7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Internet Censorship | ||||||||||||||||||||||||||||||||
8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Weapons - Related | ||||||||||||||||||||||||||||||||
9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 591 | 0 | 04-Nov-2022 | 04-Nov-2022 | |||||||||||||||||||||||||
VISA INC. | ||||||||||||||||||||||||||||||||
Security | 92826C839 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | V | Meeting Date | 24-Jan-2023 | |||||||||||||||||||||||||||||
ISIN | US92826C8394 | Agenda | 935745779 - Management | |||||||||||||||||||||||||||||
Record Date | 25-Nov-2022 | Holding Recon Date | 25-Nov-2022 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 23-Jan-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Lloyd A. Carney | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Kermit R. Crawford | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Ramon Laguarta | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Teri L. List | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: John F. Lundgren | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Denise M. Morrison | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Linda J. Rendle | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
5. | To vote on a stockholder proposal requesting an independent board chair policy. | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Require Independent Board Chairman | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 550 | 0 | 06-Dec-2022 | 06-Dec-2022 | |||||||||||||||||||||||||
TELENOR ASA | ||||||||||||||||||||||||||||||||
Security | R21882106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jan-2023 | ||||||||||||||||||||||||||||||
ISIN | NO0010063308 | Agenda | 716491383 - Management | |||||||||||||||||||||||||||||
Record Date | 19-Jan-2023 | Holding Recon Date | 19-Jan-2023 | |||||||||||||||||||||||||||||
City / | Country | TBD | / | Norway | Blocking | Vote Deadline | 16-Jan-2023 01:59 PM ET | |||||||||||||||||||||||||
SEDOL(s) | 4732495 - 7064678 - B0324L1 - B28MTB5 - BJ05568 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING BY THE CHAIR OF THE CORPORATE-ASSEMBLY | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
2 | REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
3 | APPROVAL OF THE NOTICE OF THE EXTRAORDINARY GENERAL MEETING AND THE AGENDA | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Minutes of Previous Meeting | ||||||||||||||||||||||||||||||||
4 | ELECTION OF A REPRESENTATIVE TO SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Designate Inspector of Mtg Minutes | ||||||||||||||||||||||||||||||||
5 | AUTHORIZATION TO ACQUIRE OWN SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
6 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 11 JAN 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD- DATE APPLIES) UNLESS OTHERWISE | Non-Voting | ||||||||||||||||||||||||||||||
SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE- CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 11 JAN 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 11 JAN 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 6,174 | 0 | 18-Jan-2023 | 18-Jan-2023 | |||||||||||||||||||||||||
VICTREX PLC | ||||||||||||||||||||||||||||||||
Security | G9358Y107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 10-Feb-2023 | ||||||||||||||||||||||||||||||
ISIN | GB0009292243 | Agenda | 716494466 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 08-Feb-2023 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline | 06-Feb-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 0929224 - B02R893 - B8NY9P2 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS AND THE AUDITORS AND DIRECTORS REPORTS FOR THE YEAR ENDED 30 SEPTEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS REMUNERATION POLICY FOR THE YEAR ENDED 30 SEPTEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3 | TO APPROVE THE DIRECTORS REMUNERATION POLICY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
4 | TO DECLARE A FINAL DIVIDEND OF 46.14P PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 30 SEPTEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Dividends | ||||||||||||||||||||||||||||||||
5 | TO ELECT IAN MELLING AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6 | TO RE-ELECT VIVIENNE COX AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
7 | TO RE-ELECT JANE TOOGOOD AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8 | TO RE-ELECT JANET ASHDOWN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
9 | TO RE-ELECT BRENDAN CONNOLLY AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
10 | TO RE-ELECT DAVID THOMAS AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
11 | TO RE-ELECT ROS RIVAZ AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
12 | TO RE-ELECT JAKOB SIGURDSSON AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13 | TO RE-ELECT MARTIN COURT AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
14 | APPROVE THE RULES OF THE SHARE INCENTIVE PLAN AND TRUST DEED | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve/Amend All Employee Share Schemes | ||||||||||||||||||||||||||||||||
15 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
16 | TO AUTHORISE THE AUDIT COMMITTEE ACTING FOR AND ON BEHALF OF THE BOARD TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
17 | TO AUTHORISE POLITICAL DONATIONS UNDER THE COMPANIES ACT 2006 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Political Donations | ||||||||||||||||||||||||||||||||
18 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES PURSUANT TO SECTION 551 OF COMPANIES ACT 2006 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
19 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF SHARES UP TO 5 PERCENT OF THE COMPANY'S SHARE CAPITAL | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
20 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PERCENT - FOR PURPOSES OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
21 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF UP TO 10 PERCENT OF ITS OWN SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
22 | THAT GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS MAY BE HELD UPON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize the Company to Call EGM with Two Weeks Notice | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 3,000 | 0 | 11-Jan-2023 | 11-Jan-2023 | |||||||||||||||||||||||||
KONE OYJ | ||||||||||||||||||||||||||||||||
Security | X4551T105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Feb-2023 | ||||||||||||||||||||||||||||||
ISIN | FI0009013403 | Agenda | 716582247 - Management | |||||||||||||||||||||||||||||
Record Date | 16-Feb-2023 | Holding Recon Date | 16-Feb-2023 | |||||||||||||||||||||||||||||
City / | Country | HELSINK I | / | Finland | Vote Deadline | 20-Feb-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | B09M9D2 - B09TN08 - B0SRM40 - B28JTH2 - BHZLKX9 - BJQP0B2 - BNGCZ50 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB-CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH) | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | OPEN MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
2 | CALL THE MEETING TO ORDER | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
3 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
5 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.7475 PER CLASS A SHARE AND EUR 1.75 PER CLASS B SHARE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
9 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Discharge of Board and President | ||||||||||||||||||||||||||||||||
10 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 220,000 FOR CHAIRMAN, EUR 125,000 FOR VICE CHAIRMAN, AND EUR 110,000 FOR OTHER DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
12 | FIX NUMBER OF DIRECTORS AT NINE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Fix Number of Directors and/or Auditors | ||||||||||||||||||||||||||||||||
13.A | REELECT MATTI ALAHUHTA AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.B | REELECT SUSAN DUINHOVEN AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.C | ELECT MARIKA FREDRIKSSON AS NEW DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.D | REELECT ANTTI HERLIN AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.E | REELECT IIRIS HERLIN AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.F | REELECT JUSSI HERLIN AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.G | REELECT RAVI KANT AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.H | ELECT MARCELA MANUBENS AS NEW DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.I | REELECT KRISHNA MIKKILINENI AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
14 | APPROVE REMUNERATION OF AUDITORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
15 | ELECT ONE AUDITOR FOR THE TERM ENDING ON THE CONCLUSION OF AGM 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Fix Number of Directors and/or Auditors | ||||||||||||||||||||||||||||||||
16 | RATIFY ERNST & YOUNG AS AUDITORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
17 | AMEND ARTICLES RE: COMPANY BUSINESS; GENERAL MEETING PARTICIPATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Non-Routine | ||||||||||||||||||||||||||||||||
18 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
19 | APPROVE ISSUANCE OF SHARES AND OPTIONS WITHOUT PREEMPTIVE RIGHTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
20 | CLOSE MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 3,081 | 0 | 31-Jan-2023 | 31-Jan-2023 | |||||||||||||||||||||||||
NOVARTIS AG | ||||||||||||||||||||||||||||||||
Security | H5820Q150 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Mar-2023 | ||||||||||||||||||||||||||||||
ISIN | CH0012005267 | Agenda | 716639414 - Management | |||||||||||||||||||||||||||||
Record Date | 02-Mar-2023 | Holding Recon Date | 02-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline | 28-Feb-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 7103065 - 7105083 - B01DMY5 - B10S3M3 - BNNJQ73 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION- MAY BE REJECTED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 854088 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE | Non-Voting | ||||||||||||||||||||||||||||||
FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | ||||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2022 FINANCIAL YEAR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Discharge of Board and President | ||||||||||||||||||||||||||||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
4 | REDUCTION OF SHARE CAPITAL | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Reduction in Share Capital | ||||||||||||||||||||||||||||||||
5 | FURTHER SHARE REPURCHASES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
6.1 | INTRODUCTION OF ARTICLE 12A OF THE ARTICLES OF INCORPORATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Non-Routine | ||||||||||||||||||||||||||||||||
6.2 | AMENDMENT OF ARTICLES 10, 14, 30, 33 AND 34 OF THE ARTICLES OF INCORPORATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Adopt New Articles of Association/Charter | ||||||||||||||||||||||||||||||||
6.3 | AMENDMENT OF ARTICLES 4-7, 9, 11-13, 16-18, 20-24, 27, 38 AND 39 OF THE ARTICLES OF INCORPORATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Adopt New Articles of Association/Charter | ||||||||||||||||||||||||||||||||
7.1 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2023 ANNUAL GENERAL MEETING TO THE 2024 ANNUAL GENERAL MEETING | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
7.2 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE 2024 FINANCIAL YEAR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors | ||||||||||||||||||||||||||||||||
7.3 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2022 COMPENSATION REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
8.1 | RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIR OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.2 | RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.3 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.4 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.5 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.6 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.7 | RE-ELECTION OF DANIEL HOCHSTRASSER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.8 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.9 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.10 | RE-ELECTION OF ANA DE PRO GONZALO AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.11 | RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.12 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8.13 | ELECTION OF JOHN D. YOUNG AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
9.1 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Remuneration Committee | ||||||||||||||||||||||||||||||||
9.2 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Remuneration Committee | ||||||||||||||||||||||||||||||||
9.3 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Remuneration Committee | ||||||||||||||||||||||||||||||||
9.4 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Remuneration Committee | ||||||||||||||||||||||||||||||||
10 | RE-ELECTION OF THE AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF KPMG AG AS AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
11 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Designate X as Independent Proxy | ||||||||||||||||||||||||||||||||
B | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 704B OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management | Against | For | Against | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Other Business | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 350 | 0 | 07-Feb-2023 | 07-Feb-2023 | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 2,084 | 0 | 07-Feb-2023 | 07-Feb-2023 | |||||||||||||||||||||||||
APPLE INC. | ||||||||||||||||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | |||||||||||||||||||||||||||||
ISIN | US0378331005 | Agenda | 935757700 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Jan-2023 | Holding Recon Date | 09-Jan-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 09-Mar-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a | Election of Director: James Bell | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b | Election of Director: Tim Cook | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c | Election of Director: Al Gore | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d | Election of Director: Alex Gorsky | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e | Election of Director: Andrea Jung | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f | Election of Director: Art Levinson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g | Election of Director: Monica Lozano | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h | Election of Director: Ron Sugar | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i | Election of Director: Sue Wagner | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
3. | Advisory vote to approve executive compensation | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
5. | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Anti-Social Proposal | ||||||||||||||||||||||||||||||||
6. | A shareholder proposal entitled "Communist China Audit" | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Operations in High Risk Countries | ||||||||||||||||||||||||||||||||
7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Company-Specific -- Shareholder Miscellaneous | ||||||||||||||||||||||||||||||||
8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Gender Pay Gap | ||||||||||||||||||||||||||||||||
9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Proxy Access Right | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 727 | 0 | 18-Jan-2023 | 18-Jan-2023 | |||||||||||||||||||||||||
RITCHIE BROTHERS AUCTIONEERS INC | ||||||||||||||||||||||||||||||||
Security | 767744105 | Meeting Type | Special General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-Mar-2023 | ||||||||||||||||||||||||||||||
ISIN | CA7677441056 | Agenda | 716699220 - Management | |||||||||||||||||||||||||||||
Record Date | 25-Jan-2023 | Holding Recon Date | 25-Jan-2023 | |||||||||||||||||||||||||||||
City / | Country | TBD | / | Canada | Vote Deadline | 08-Mar-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 2202729 - 2345390 - B4SGB82 - BLGV575 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THIS IS A CONTESTED MEETING. THIS IS THE OPPOSITION SLATE. PLEASE-NOTE YOU ARE NOT PERMITTED TO VOTE ON BOTH MANAGEMENT AND OPPOSITION. YOU ARE-ONLY REQUIRED TO VOTE ON ONE SLATE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY S PROPOSAL TO APPROVE THE ISSUANCE OF COMMON SHARES OF RITCHIE BROS. AUCTIONEERS INC., A COMPANY ORGANIZED UNDER THE FEDERAL LAWS OF CANADA (RBA) TO SECURITYHOLDERS OF IAA, INC., A DELAWARE CORP. (IAA) IN CONNECTION WITH THE AGREEMENT AND PLAN OF MERGER AND REORG, AS AMENDED BY THAT CERTAIN AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER AND REORG, AND AS IT MAY BE FURTHER AMENDED OR MODIFIED FROM TIME TO TIME | Shareholder | For | Against | Against | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Issue Shares in Connection with Acquisition | ||||||||||||||||||||||||||||||||
2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY S PROPOSAL TO APPROVE THE ADJOURNMENT OF THE RBA SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE RBA SPECIAL MEETING TO APPROVE THE SHARE ISSUANCE PROPOSAL (THE ADJOURNMENT PROPOSAL) | Shareholder | For | Against | Against | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Adjourn Meeting | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 1,006 | 0 | 25-Feb-2023 | 25-Feb-2023 | |||||||||||||||||||||||||
RITCHIE BROTHERS AUCTIONEERS INC | ||||||||||||||||||||||||||||||||
Security | 767744105 | Meeting Type | Special General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-Mar-2023 | ||||||||||||||||||||||||||||||
ISIN | CA7677441056 | Agenda | 716700504 - Management | |||||||||||||||||||||||||||||
Record Date | 25-Jan-2023 | Holding Recon Date | 25-Jan-2023 | |||||||||||||||||||||||||||||
City / | Country | TBD | / | Canada | Vote Deadline | 08-Mar-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 2202729 - 2345390 - B4SGB82 - BLGV575 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1 | APPROVAL OF THE ISSUANCE OF COMMON SHARES OF RITCHIE BROS. AUCTIONEERS INCORPORATED, A COMPANY ORGANIZED UNDER THE FEDERAL LAWS OF CANADA ("RBA"), TO SECURITYHOLDERS OF IAA, INC., A DELAWARE CORPORATION ("IAA"), IN CONNECTION WITH THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, DATED AS OF NOVEMBER 7, 2022, AS AMENDED BY THAT CERTAIN AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, DATED AS OF JANUARY 22, 2023, AND AS IT MAY BE FURTHER AMENDED OR MODIFIED FROM TIME TO TIME | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Issue Shares in Connection with Acquisition | ||||||||||||||||||||||||||||||||
2 | APPROVAL OF THE ADJOURNMENT OF THE RBA SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE RBA SPECIAL MEETING TO APPROVE THE RBA SHARE ISSUANCE PROPOSAL | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Adjourn Meeting | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 843717 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THIS IS A CONTESTED MEETING. THIS IS THE MANAGEMENT SLATE. PLEASE-NOTE YOU ARE NOT PERMITTED TO VOTE ON BOTH MANAGEMENT AND OPPOSITION. YOU ARE-ONLY REQUIRED TO VOTE ON ONE SLATE. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 1,006 | 0 | 25-Feb-2023 | 25-Feb-2023 | |||||||||||||||||||||||||
SAFESTORE HOLDINGS PLC | ||||||||||||||||||||||||||||||||
Security | G77733106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-Mar-2023 | ||||||||||||||||||||||||||||||
ISIN | GB00B1N7Z094 | Agenda | 716673670 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 13-Mar-2023 | ||||||||||||||||||||||||||||||
City / | Country | STIRLIN G | / | United Kingdom | Vote Deadline | 09-Mar-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | B1N7Z09 - B1VKC32 - B927Y87 - BMGSJN7 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR ON THOSE ACCOUNTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 OCTOBER2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3 | TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
4 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
5 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 OCTOBER 2022 OF20.40 PENCE PER ORDINARY SHARE PAYABLE ON 7 APRIL 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Dividends | ||||||||||||||||||||||||||||||||
6 | TO ELECT JANE BENTALL, WHO HAS BEEN APPOINTED AS A DIRECTOR SINCE THE LAST ANNUAL GENERAL MEETING OF THE COMPANY, AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
7 | TO RE-ELECT DAVID HEARN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8 | TO RE-ELECT FREDERIC VECCHIOLI AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
9 | TO RE-ELECT ANDY JONES AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
10 | TO RE-ELECT GERT VAN DE WEERDHOF AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
11 | TO RE-ELECT IAN KRIEGER AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
12 | TO RE-ELECT LAURE DUHOT AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13 | TO RE-ELECT DELPHINE MOUSSEAU AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
14 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS TO POLITICAL PARTIES, INDEPENDENT ELECTION CANDIDATES AND POLITICAL ORGANISATIONS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Political Donations | ||||||||||||||||||||||||||||||||
15 | THAT THE DIRECTORS BE AUTHORIZED TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
16 | THAT, SUBJECT TO RESOLUTION 15, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES FOR CASH AND/OR SELL ORDINARY SHARES AS IF SECTION 561 DID NOT APPLY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
17 | THAT THE COMPANY BE AUTHORIZED TO MAKE MARKET PURCHASES OF ORDINARY SHARES OF 1 PENCE EACH IN THE CAPITAL OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
18 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize the Company to Call EGM with Two Weeks Notice | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 12,450 | 0 | 11-Feb-2023 | 11-Feb-2023 | |||||||||||||||||||||||||
NOVO NORDISK A/S | ||||||||||||||||||||||||||||||||
Security | K72807132 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Mar-2023 | ||||||||||||||||||||||||||||||
ISIN | DK0060534915 | Agenda | 716709843 - Management | |||||||||||||||||||||||||||||
Record Date | 16-Mar-2023 | Holding Recon Date | 16-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | COPENH AGEN | / | Denmark | Vote Deadline | 15-Mar-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | BD9MGW1 - BHC8X90 - BHK3FW4 - BHWQM42 - BHWQMV9 - BHY3360 - BM8KWK9 - BPK3JS4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTIONS 6.1, 6.2, 6.3.A TO 6.3.F AND 7.1. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE- BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR- VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | THE BOARD OF DIRECTORS' ORAL REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST-FINANCIAL YEAR | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
2 | PRESENTATION AND ADOPTION OF THE AUDITED ANNUAL REPORT 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
3 | RESOLUTION TO DISTRIBUTE THE PROFIT ACCORDING TO THE ADOPTED ANNUAL REPORT 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
4 | PRESENTATION OF AND ADVISORY VOTE ON THE REMUNERATION REPORT 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
5.1 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
5.2 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE REMUNERATION LEVEL OF THE BOARD OF DIRECTORS FOR 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
5.3 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS: AMENDMENT TO THE REMUNERATION POLICY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
6.1 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ELECTION OF HELGE LUND AS CHAIR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Board Chairman/Vice-Chairman | ||||||||||||||||||||||||||||||||
6.2 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ELECTION OF HENRIK POULSEN AS VICE CHAIR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Board Chairman/Vice-Chairman | ||||||||||||||||||||||||||||||||
6.3.A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: LAURENCE DEBROUX | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6.3.B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: ANDREAS FIBIG | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6.3.C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: SYLVIE GREGOIRE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6.3.D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: KASIM KUTAY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6.3.E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: CHRISTINA LAW | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6.3.F | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: MARTIN MACKAY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
7.1 | APPOINTMENT OF AUDITOR: APPOINTMENT OF DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
8.1 | PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: REDUCTION OF THE COMPANY'S B SHARE CAPITAL BY NOMINALLY DKK 5,000,000 BY CANCELLATION OF B SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Reduction in Share Capital | ||||||||||||||||||||||||||||||||
8.2 | PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: AUTHORISATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE OWN SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
8.3 | PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
8.4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: PROPOSAL FROM THE SHAREHOLDER KRITISKE AKTIONAERER ON PRODUCT PRICING | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Company-Specific -- Shareholder Miscellaneous | ||||||||||||||||||||||||||||||||
9 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.- ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED-AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED- POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR- VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL- INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 1,111 | 0 | 25-Feb-2023 | 25-Feb-2023 | |||||||||||||||||||||||||
NORDEA BANK ABP | ||||||||||||||||||||||||||||||||
Security | X5S8VL105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Mar-2023 | ||||||||||||||||||||||||||||||
ISIN | FI4000297767 | Agenda | 716715238 - Management | |||||||||||||||||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | HELSINK I | / | Finland | Vote Deadline | 13-Mar-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | BFM0SV9 - BFZMC10 - BFZMC32 - BGJRHX5 - BGT2VY9 - BJVHLJ8 - BK595K6 - BP39514 - BYZF9J9 - BZ9NRR0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB-CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE | Non-Voting | ||||||||||||||||||||||||||||||
VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | ||||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
2 | CALLING THE MEETING TO ORDER AND RELATED DECISIONS | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
3 | ELECTION OF PERSONS TO SCRUTINISE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
6 | PRESENTATION OF THE ANNUAL ACCOUNTS, THE REPORT OF THE BOARD OF DIRECTORS AND-THE AUDITORS REPORT FOR THE YEAR 2022 | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
7 | ADOPTION OF THE ANNUAL ACCOUNTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN IN THE ANNUAL ACCOUNTS AND THE RELATED AUTHORISATION OF THE BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
9 | RESOLUTION TO DISCHARGE THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Discharge of Board and President | ||||||||||||||||||||||||||||||||
10 | ADVISORY RESOLUTION ON THE ADOPTION OF THE COMPANY'S REMUNERATION REPORT FOR GOVERNING BODIES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13.A TO 13.J ARE PROPOSED BY-SHAREHOLDERS' NOMINATION BOARD AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON-THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
11 | RESOLUTION ON THE REMUNERATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
12 | THE SHAREHOLDERS NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT FOR A PERIOD UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING, THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE ANNUAL GENERAL MEETING IS SET AT TEN | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Fix Number of Directors and/or Auditors | ||||||||||||||||||||||||||||||||
13.A | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: STEPHEN HESTER (PRESENT MEMBER), ALSO TO BE ELECTED AS CHAIR OF THE BOARD OF DIRECTORS | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.B | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: PETRA VAN HOEKEN (PRESENT MEMBER) | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.C | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: JOHN MALTBY (PRESENT MEMBER) | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.D | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: LENE SKOLE (PRESENT MEMBER) | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.E | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: BIRGER STEEN (PRESENT MEMBER) | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.F | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: JONAS SYNNERGREN (PRESENT MEMBER) | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.G | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: ARJA TALMA (PRESENT MEMBER) | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.H | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: KJERSTI WIKLUND (PRESENT MEMBER) | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.I | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: RISTO MURTO (NEW MEMBER) | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13.J | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: PER STROMBERG (NEW MEMBER) | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
14 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
15 | ELECTION OF THE AUDITOR: THE BOARD OF DIRECTORS PROPOSES, ON THE RECOMMENDATION OF THE BOARD AUDIT COMMITTEE, TO THE ANNUAL GENERAL MEETING THAT AUTHORISED PUBLIC ACCOUNTANTS PRICEWATERHOUSECOOPERS OY BE RE-ELECTED AS THE COMPANY'S AUDITOR UNTIL THE END OF THE FOLLOWING ANNUAL GENERAL MEETING. PRICEWATERHOUSECOOPERS OY HAS NOTIFIED THE COMPANY THAT THE AUTHORISED PUBLIC ACCOUNTANT JUKKA PAUNONEN WOULD ACT AS THE RESPONSIBLE AUDITOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
16 | RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Non-Routine | ||||||||||||||||||||||||||||||||
17 | RESOLUTION ON THE AUTHORISATION FOR THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES (CONVERTIBLES) IN THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Warrants/Bonds without Preemptive Rights | ||||||||||||||||||||||||||||||||
18 | RESOLUTION ON THE REPURCHASE OF THE COMPANY'S OWN SHARES IN THE SECURITIES TRADING BUSINESS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
19 | RESOLUTION ON THE TRANSFER OF THE COMPANY'S OWN SHARES IN THE SECURITIES TRADING BUSINESS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Reissuance of Repurchased Shares | ||||||||||||||||||||||||||||||||
20 | RESOLUTION ON THE AUTHORISATION FOR THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program/Reissuance of Shares | ||||||||||||||||||||||||||||||||
21 | RESOLUTION ON THE AUTHORISATION FOR THE BOARD OF DIRECTORS TO DECIDE ON SHARE ISSUANCES OR TRANSFERS OF THE COMPANY'S OWN SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
22 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 7,000 | 0 | 28-Feb-2023 | 28-Feb-2023 | |||||||||||||||||||||||||
STARBUCKS CORPORATION | ||||||||||||||||||||||||||||||||
Security | 855244109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | SBUX | Meeting Date | 23-Mar-2023 | |||||||||||||||||||||||||||||
ISIN | US8552441094 | Agenda | 935762193 - Management | |||||||||||||||||||||||||||||
Record Date | 13-Jan-2023 | Holding Recon Date | 13-Jan-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 22-Mar-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Richard E. Allison, Jr. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Andrew Campion | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Beth Ford | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Mellody Hobson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Satya Nadella | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Laxman Narasimhan | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Howard Schultz | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Approval, on a nonbinding basis, of the compensation paid to our named executive officers | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Approval, on a nonbinding basis, of the frequency of future advisory votes on executive compensation | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
4. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
5. | Report on Plant-Based Milk Pricing | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Community -Environmental Impact | ||||||||||||||||||||||||||||||||
6. | CEO Succession Planning Policy Amendment | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Adopt Policy on Succession Planning. | ||||||||||||||||||||||||||||||||
7. | Annual Reports on Company Operations in China | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Operations in High Risk Countries | ||||||||||||||||||||||||||||||||
8. | Assessment of Worker Rights Commitments | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Improve Human Rights Standards or Policies | ||||||||||||||||||||||||||||||||
9. | Creation of Board Committee on Corporate Sustainability | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Anti-Social Proposal | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 863 | 0 | 03-Feb-2023 | 03-Feb-2023 | |||||||||||||||||||||||||
NESTE CORPORATION | ||||||||||||||||||||||||||||||||
Security | X5688A109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Mar-2023 | ||||||||||||||||||||||||||||||
ISIN | FI0009013296 | Agenda | 716671929 - Management | |||||||||||||||||||||||||||||
Record Date | 16-Mar-2023 | Holding Recon Date | 16-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | HELSINK I | / | Finland | Vote Deadline | 20-Mar-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | B06YV46 - B07JR42 - B09YT49 - B28KZC2 - BHZLNC9 - BK596G9 - BKY5MS2 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB-CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | OPEN MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
2 | CALL THE MEETING TO ORDER | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
3 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
5 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS; RECEIVE BOARD'S REPORT;-RECEIVE AUDITOR'S REPORT | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.02 PER SHARE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
9 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Discharge of Board and President | ||||||||||||||||||||||||||||||||
10 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 11 TO 13 IS PROPOSED BY SHAREHOLDERS NOMINATION-BOARD AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSAL. THE-STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 95,000 FOR CHAIRMAN, EUR 60,000 FOR VICE CHAIRMAN, AND EUR 45,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE MEETING FEES | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
12 | FIX NUMBER OF DIRECTORS AT NINE | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Fix Number of Directors and/or Auditors | ||||||||||||||||||||||||||||||||
13 | THE NOMINATION BOARD PROPOSES THAT MATTI KAHKONEN SHALL BE RE- ELECTED AS THE CHAIR OF THE BOARD OF DIRECTORS. IN ADDITION, THE CURRENT MEMBERS OF THE BOARD, JOHN ABBOTT, NICK ELMSLIE, JUST JANSZ, JARI ROSENDAL, EEVA SIPILA AND JOHANNA SODERSTROM ARE PROPOSED TO BE RE-ELECTED FOR A FURTHER TERM OF OFFICE. THE NOMINATION BOARD PROPOSES THAT | Management | For | None | For | For | ||||||||||||||||||||||||||
EEVA SIPILA SHALL BE ELECTED AS THE VICE CHAIR OF THE BOARD. FURTHER, THE NOMINATION BOARD PROPOSES THAT HEIKKI MALINEN AND KIMMO VIERTOLA SHALL BE ELECTED AS NEW MEMBERS. OF THE CURRENT BOARD MEMBERS, MARCO WIREN, WHO HAS BEEN A BOARD MEMBER OF THE COMPANY AS OF 2015, AND MARTINA FLOEL, WHO HAS BEEN A BOARD MEMBER OF THE COMPANY AS OF 2017, HAVE INFORMED THAT THEY WILL NOT BE AVAILABLE FOR RE- ELECTION FOR THE NEXT PERIOD OF OFFICE | ||||||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Directors (Bundled) | ||||||||||||||||||||||||||||||||
14 | APPROVE REMUNERATION OF AUDITORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
15 | RATIFY KPMG AS AUDITORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
16 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
17 | APPROVE ISSUANCE OF UP TO 23 MILLION SHARES WITHOUT PREEMPTIVE RIGHTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
18 | AMEND ARTICLES RE: BOOK-ENTRY SYSTEM | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Non-Routine | ||||||||||||||||||||||||||||||||
19 | CLOSE MEETING | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 16 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 12 AND 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 1,311 | 0 | 17-Mar-2023 | 17-Mar-2023 | |||||||||||||||||||||||||
DBS GROUP HOLDINGS LTD | ||||||||||||||||||||||||||||||||
Security | Y20246107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2023 | ||||||||||||||||||||||||||||||
ISIN | SG1L01001701 | Agenda | 716761033 - Management | |||||||||||||||||||||||||||||
Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | SINGAP ORE | / | Singapore | Vote Deadline | 24-Mar-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 5783696 - 6175203 - B01DFX5 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IF YOU WISH TO SUBMIT A MEETING ATTEND FOR THE SINGAPORE-MARKET THEN A UNIQUE CLIENT ID NUMBER KNOWN AS THE NRIC WILL NEED TO BE-PROVIDED OTHERWISE THE MEETING ATTEND REQUEST WILL BE REJECTED IN THE MARKET.-KINDLY ENSURE TO QUOTE THE TERM NRIC FOLLOWED BY THE NUMBER AND THIS CAN BE-INPUT IN THE FIELDS "OTHER IDENTIFICATION DETAILS (IN THE ABSENCE OF A- PASSPORT)" OR "COMMENTS/SPECIAL INSTRUCTIONS" AT THE BOTTOM OF THE PAGE. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | ADOPTION OF DIRECTORS' STATEMENT, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | DECLARATION OF FINAL DIVIDEND AND SPECIAL DIVIDEND ON ORDINARY SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Dividends | ||||||||||||||||||||||||||||||||
3 | APPROVAL OF PROPOSED NON- EXECUTIVE DIRECTORS' REMUNERATION OF SGD 4,617,248 FOR FY2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
4 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORISATION FOR DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Auditors and their Remuneration | ||||||||||||||||||||||||||||||||
5 | RE-ELECTION OF MR PETER SEAH LIM HUAT AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6 | RE-ELECTION OF MS PUNITA LAL AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
7 | RE-ELECTION OF MR ANTHONY LIM WENG KIN AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Share Plan Grant | ||||||||||||||||||||||||||||||||
9 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH SHARE PLAN | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Share Plan Grant | ||||||||||||||||||||||||||||||||
10 | GENERAL AUTHORITY TO ISSUE SHARES AND TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS SUBJECT TO LIMITS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
11 | AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Stock Dividend Program | ||||||||||||||||||||||||||||||||
12 | APPROVAL OF THE PROPOSED RENEWAL OF THE SHARE PURCHASE MANDATE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 6,510 | 0 | 13-Mar-2023 | 13-Mar-2023 | |||||||||||||||||||||||||
SWISS RE AG | ||||||||||||||||||||||||||||||||
Security | H8431B109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Apr-2023 | ||||||||||||||||||||||||||||||
ISIN | CH0126881561 | Agenda | 716779496 - Management | |||||||||||||||||||||||||||||
Record Date | 04-Apr-2023 | Holding Recon Date | 04-Apr-2023 | |||||||||||||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline | 31-Mar-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | B40WBD3 - B545MG5 - B6498W2 - BGHVTQ6 - BKJ90S5 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION- MAY BE REJECTED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1.1 | APPROVE REMUNERATION REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
1.2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF USD 6.40 PER SHARE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
3 | APPROVE VARIABLE SHORT-TERM REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 9.2 MILLION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors | ||||||||||||||||||||||||||||||||
4 | APPROVE DISCHARGE OF BOARD OF DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Discharge of Board and President | ||||||||||||||||||||||||||||||||
5.1.1 | REELECT SERGIO ERMOTTI AS DIRECTOR AND BOARD CHAIR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.1.2 | REELECT KAREN GAVAN AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.1.3 | REELECT JOACHIM OECHSLIN AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.1.4 | REELECT DEANNA ONG AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.1.5 | REELECT JAY RALPH AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.1.6 | REELECT JOERG REINHARDT AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.1.7 | REELECT PHILIP RYAN AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.1.8 | REELECT PAUL TUCKER AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.1.9 | REELECT JACQUES DE VAUCLEROY AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.110 | REELECT LARRY ZIMPLEMAN AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.111 | ELECT VANESSA LAU AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.112 | ELECT PIA TISCHHAUSER AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5.2.1 | REAPPOINT KAREN GAVAN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Remuneration Committee | ||||||||||||||||||||||||||||||||
5.2.2 | REAPPOINT DEANNA ONG AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Remuneration Committee | ||||||||||||||||||||||||||||||||
5.2.3 | REAPPOINT JOERG REINHARDT AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Remuneration Committee | ||||||||||||||||||||||||||||||||
5.2.4 | REAPPOINT JACQUES DE VAUCLEROY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Remuneration Committee | ||||||||||||||||||||||||||||||||
5.2.5 | APPOINT JAY RALPH AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Remuneration Committee | ||||||||||||||||||||||||||||||||
5.3 | DESIGNATE PROXY VOTING SERVICES GMBH AS INDEPENDENT PROXY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Designate X as Independent Proxy | ||||||||||||||||||||||||||||||||
5.4 | RATIFY KPMG AS AUDITORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
6.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 9.2 MILLION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
6.2 | APPROVE FIXED AND VARIABLE LONG- TERM REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 33 MILLION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors | ||||||||||||||||||||||||||||||||
7.1 | APPROVE CREATION OF CAPITAL BAND WITHIN THE UPPER LIMIT OF CHF 40.2 MILLION AND THE LOWER LIMIT OF CHF 28.6 MILLION WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS; AMEND CONDITIONAL CAPITAL AUTHORIZATION; EDITORIAL AMENDMENTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
7.2 | AMEND ARTICLES RE: GENERAL MEETINGS (INCL. VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Adopt New Articles of Association/Charter | ||||||||||||||||||||||||||||||||
7.3 | AMEND ARTICLES OF ASSOCIATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Adopt New Articles of Association/Charter | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 1,233 | 0 | 18-Mar-2023 | 18-Mar-2023 | |||||||||||||||||||||||||
DOW INC. | ||||||||||||||||||||||||||||||||
Security | 260557103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | DOW | Meeting Date | 13-Apr-2023 | |||||||||||||||||||||||||||||
ISIN | US2605571031 | Agenda | 935771178 - Management | |||||||||||||||||||||||||||||
Record Date | 15-Feb-2023 | Holding Recon Date | 15-Feb-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 12-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Samuel R. Allen | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Gaurdie E. Banister Jr. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Wesley G. Bush | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Richard K. Davis | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Jerri DeVard | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Debra L. Dial | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Jeff M. Fettig | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Jim Fitterling | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Jacqueline C. Hinman | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: Luis Alberto Moreno | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director: Jill S. Wyant | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1l. | Election of Director: Daniel W. Yohannes | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Require Independent Board Chairman | ||||||||||||||||||||||||||||||||
5. | Stockholder Proposal - Single-Use Plastics Report | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Recycling | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 1,805 | 0 | 08-Mar-2023 | 08-Mar-2023 | |||||||||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | ||||||||||||||||||||||||||||||||
Security | F58485115 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||||||||||||||||||||||||
ISIN | FR0000121014 | Agenda | 716830698 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Apr-2023 | Holding Recon Date | 17-Apr-2023 | |||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline | 10-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 2731364 - 4061412 - 4067119 - B0B24M4 - B10LQS9 - B1P1HX6 - BF446J3 - BMXR8X0 - BRTL9Y9 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY- CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL-RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO- 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE-COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE- SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.- ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED-AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED- POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR- VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL- INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. | Non-Voting | ||||||||||||||||||||||||||||||
PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2 023/0313/202303-132300500.pdf | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Consolidated Financial Statements/Statutory Reports | ||||||||||||||||||||||||||||||||
3 | ALLOCATION OF INCOME - SETTING OF THE DIVIDEND | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
4 | APPROVAL OF REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Special Auditors Report | ||||||||||||||||||||||||||||||||
5 | RENEWAL OF THE TERM OF OFFICE FOR MRS. DELPHINE ARNAULT AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6 | RENEWAL OF THE TERM OF OFFICE FOR MR. ANTONIO BELLONI AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
7 | RENEWAL OF THE TERM OF OFFICE FOR MRS. MARIE-JOSEE KRAVIS AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8 | RENEWAL OF THE TERM OF OFFICE FOR MRS. MARIE-LAURE SAUTY DE CHALON AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
9 | RENEWAL OF THE TERM OF OFFICE FOR MRS. NATACHA VALLA AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
10 | APPOINTMENT OF MR. LAURENT MIGNON AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
11 | RENEWAL OF THE TERM OF OFFICE FOR LORD POWELL OF BAYSWATER AS CENSOR | Management | Against | For | Against | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Appoint Censor(s) | ||||||||||||||||||||||||||||||||
12 | APPOINTMENT OF MR. DIEGO DELLA VALLE AS CENSOR | Management | Against | For | Against | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Appoint Censor(s) | ||||||||||||||||||||||||||||||||
13 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS, AS REFERRED TO IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
14 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2022 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
15 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING FINANCIAL YEAR 2022 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
16 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
17 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
18 | APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
19 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE COMPANY'S SHARES AT A MAXIMUM PURCHASE PRICE OF 1,200 EUROS PER SHARE, FOR A MAXIMUM CUMULATIVE AMOUNT OF 60.4 BILLION EUROS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE REPURCHASE OF ITS OWN SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Reduction in Share Capital | ||||||||||||||||||||||||||||||||
21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL BY INCORPORATION OF PROFITS, RESERVES, PREMIUMS OR OTHERS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Capitalize Reserves for Bonus Issue/Increase in Par Value | ||||||||||||||||||||||||||||||||
22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Issuance of Equity with Preemptive Rights | ||||||||||||||||||||||||||||||||
23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE BY PUBLIC OFFERING (OTHER THAN THOSE REFERRED TO IN SECTION 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE), COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT WITH THE OPTION OF A PRIORITY RIGHT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF QUALIFIED INVESTORS OR A LIMITED CIRCLE OF INVESTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Shares for a Private Placement | ||||||||||||||||||||||||||||||||
25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT IN THE CONTEXT OF OVER-ALLOTMENT OPTIONS IN CASE OF OVERSUBSCRIPTION OF THE NUMBER OF SECURITIES OFFERED | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Increase Capital | ||||||||||||||||||||||||||||||||
26 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES AS COMPENSATION FOR SECURITIES BROUGHT INTO ANY PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Capital Increase for Future Share Exchange Offers | ||||||||||||||||||||||||||||||||
27 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, COMMON SHARES OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AS COMPENSATION FOR CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, GRANTED TO THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Capital Increase of up to 10 Percent | ||||||||||||||||||||||||||||||||
28 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO GRANT SHARE SUBSCRIPTION OPTIONS WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, OR SHARE PURCHASE OPTIONS TO EMPLOYEES AND/OR EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND RELATED ENTITIES, WITHIN THE LIMIT OF 1% OF THE CAPITAL | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Executive Share Option Plan | ||||||||||||||||||||||||||||||||
29 | DELEGATION OF AUTHORITY TO GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF MEMBERS OF THE GROUP'S COMPANY SAVINGS PLAN(S), WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Qualified Employee Stock Purchase Plan | ||||||||||||||||||||||||||||||||
30 | SETTING OF THE OVERALL CEILING FOR IMMEDIATE OR FUTURE CAPITAL INCREASES DECIDED IN ACCORDANCE WITH DELEGATIONS OF AUTHORITY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Set Limit for Capital Increases | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 176 | 0 | 28-Mar-2023 | 28-Mar-2023 | |||||||||||||||||||||||||
THE COCA-COLA COMPANY | ||||||||||||||||||||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | KO | Meeting Date | 25-Apr-2023 | |||||||||||||||||||||||||||||
ISIN | US1912161007 | Agenda | 935776685 - Management | |||||||||||||||||||||||||||||
Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 24-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Herb Allen | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Marc Bolland | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Ana Botín | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Christopher C. Davis | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Barry Diller | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Carolyn Everson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Helene D. Gayle | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Alexis M. Herman | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Maria Elena Lagomasino | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: Amity Millhiser | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director: James Quincey | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1l. | Election of Director: Caroline J. Tsay | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1m. | Election of Director: David B. Weinberg | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
4. | Ratify the appointment of Ernst & Young LLP as independent Auditors of the Company to serve for the 2023 fiscal year | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
5. | Shareowner proposal requesting an audit of the Company's impact on nonwhite stakeholders | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
6. | Shareowner proposal requesting a global transparency report | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Political Contributions and Lobbying | ||||||||||||||||||||||||||||||||
7. | Shareowner proposal regarding political expenditures values alignment | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
8. | Shareowner proposal requesting an independent Board chair policy | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Require Independent Board Chairman | ||||||||||||||||||||||||||||||||
9. | Shareowner proposal requesting a report on risks from state policies restricting reproductive rights | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Prepare Report on Health Care Reform | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 1,774 | 0 | 13-Mar-2023 | 13-Mar-2023 | |||||||||||||||||||||||||
ROLLINS, INC. | ||||||||||||||||||||||||||||||||
Security | 775711104 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ROL | Meeting Date | 25-Apr-2023 | |||||||||||||||||||||||||||||
ISIN | US7757111049 | Agenda | 935779566 - Management | |||||||||||||||||||||||||||||
Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 24-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1.1 | Election of Class I Director for a three-year term expiring in 2026: Jerry E. Gahlhoff | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.2 | Election of Class I Director for a three-year term expiring in 2026: Patrick J. Gunning | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.3 | Election of Class I Director for a three-year term expiring in 2026: Gregory B. Morrison | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.4 | Election of Class I Director for a three-year term expiring in 2026: Jerry W. Nix | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.5 | Election of Class II Director for a one-year term expiring in 2024: P. Russell Hardin | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | To hold an advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | To hold an advisory (non-binding) vote on the frequency of future stockholder advisory votes to approve the compensation paid to the Company's named executive officers | Management | 1 Year | 3 Years | Against | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 3,956 | 0 | 18-Mar-2023 | 18-Mar-2023 | |||||||||||||||||||||||||
HONG KONG EXCHANGES AND CLEARING LTD | ||||||||||||||||||||||||||||||||
Security | Y3506N139 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Apr-2023 | ||||||||||||||||||||||||||||||
ISIN | HK0388045442 | Agenda | 716770830 - Management | |||||||||||||||||||||||||||||
Record Date | 20-Apr-2023 | Holding Recon Date | 20-Apr-2023 | |||||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline | 19-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 4062493 - 6267359 - B01Y550 - BD8NDX5 - BP3RQ60 - BP9PJV4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2023/0314/2023031400349.pdf- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2023/0314/2023031400357.pdf | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2A | TO ELECT CHEAH CHENG HYE AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2B | TO ELECT LEUNG PAK HON, HUGO AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Auditors and their Remuneration | ||||||||||||||||||||||||||||||||
4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF HKEX, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF HKEX AS AT THE DATE OF THIS RESOLUTION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF HKEX, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF HKEX AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10% | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 3,753 | 0 | 17-Mar-2023 | 17-Mar-2023 | |||||||||||||||||||||||||
CRODA INTERNATIONAL PLC | ||||||||||||||||||||||||||||||||
Security | G25536155 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Apr-2023 | ||||||||||||||||||||||||||||||
ISIN | GB00BJFFLV09 | Agenda | 716790630 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 24-Apr-2023 | ||||||||||||||||||||||||||||||
City / | Country | NORTH YORKSH IRE | / | United Kingdom | Vote Deadline | 20-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | BGPZL19 - BJFFLV0 - BKBMCH5 - BM9C6J1 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY AND THE GROUP AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN THE DIRECTORS' REMUNERATION REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
3 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4 | TO DECLARE A FINAL DIVIDEND OF 61.0 PENCE PER ORDINARY SHARE RECOMMENDED BY THE BOARD TO BE PAID ON 26 MAY 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Dividends | ||||||||||||||||||||||||||||||||
5 | TO ELECT L BURDETT AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6 | TO RE-ELECT R CIRILLO AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
7 | TO RE-ELECT J P C FERGUSON AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8 | TO RE-ELECT S E FOOTS AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
9 | TO RE-ELECT A M FREW AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
10 | TO RE-ELECT J KIM AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
11 | TO RE-ELECT K LAYDEN AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
12 | TO RE-ELECT N OUZREN AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13 | TO RE-ELECT J RAMSAY AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
14 | TO RE-APPOINT KPMG LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
15 | TO AUTHORISE THE COMPANY'S AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS ON BEHALF OF THE DIRECTORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
16 | THAT THE COMPANY BE AUTHORISED TO MAKE POLITICAL DONATIONS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Political Donations | ||||||||||||||||||||||||||||||||
17 | THAT THE DIRECTORS, BE AUTHORISED TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
18 | THAT SUBJECT TO RESOLUTION 17, THE DIRECTORS BE EMPOWERED TO ALLOT EQUITY SECURITIES FOR CASH AS IF SECTION 561(1) OF THE ACT DID NOT APPLY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
19 | THAT SUBJECT TO RESOLUTION 17 AND IN ADDITION TO RESOLUTION 18, THE DIRECTORS BE EMPOWERED TO ALLOT EQUITY SECURITIES AS IF SECTION 561(1) DID NOT APPLY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
20 | THAT THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
21 | THAT A GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize the Company to Call EGM with Two Weeks Notice | ||||||||||||||||||||||||||||||||
22 | THAT THE DIRECTORS OF THE COMPANY BE AUTHORISED TO ADOPT THE CRODA INTERNATIONAL PLC SHARESAVE SCHEME (2023) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Qualified Employee Stock Purchase Plan | ||||||||||||||||||||||||||||||||
23 | THAT THE MAXIMUM AGGREGATE FEES PAYABLE TO NON-EXECUTIVE DIRECTORS BE INCREASED TO 2,000,000 GBP | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Increase Compensation Ceiling for Directors | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 1,702 | 0 | 23-Mar-2023 | 23-Mar-2023 | |||||||||||||||||||||||||
MARATHON PETROLEUM CORPORATION | ||||||||||||||||||||||||||||||||
Security | 56585A102 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | MPC | Meeting Date | 26-Apr-2023 | |||||||||||||||||||||||||||||
ISIN | US56585A1025 | Agenda | 935780999 - Management | |||||||||||||||||||||||||||||
Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 25-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Class III Director for a three-year term expiring in 2026: J. Michael Stice | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Class III Director for a three-year term expiring in 2026: John P. Surma | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Class III Director for a three-year term expiring in 2026: Susan Tomasky | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Class III Director for a three-year term expiring in 2026: Toni Townes-Whitley | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2023. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4. | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Declassify the Board of Directors | ||||||||||||||||||||||||||||||||
5. | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Reduce Supermajority Vote Requirement | ||||||||||||||||||||||||||||||||
6. | Approval of an amendment to the company's Restated Certificate of Incorporation to increase the maximum size of the Board of Directors. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Increase in Size of Board | ||||||||||||||||||||||||||||||||
7. | Shareholder proposal seeking a simple majority vote. | Shareholder | For | Against | Against | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Reduce Supermajority Vote Requirement | ||||||||||||||||||||||||||||||||
8. | Shareholder proposal seeking an amendment to the company's existing clawback provisions. | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Claw-back Compensation in Specified Circumstances | ||||||||||||||||||||||||||||||||
9. | Shareholder proposal seeking a report on just transition. | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Climate Change | ||||||||||||||||||||||||||||||||
10. | Shareholder proposal seeking an audited report on asset retirement obligations. | Shareholder | For | Against | Against | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Report on Environmental Policies | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 526 | 0 | 16-Mar-2023 | 16-Mar-2023 | |||||||||||||||||||||||||
AVERY DENNISON CORPORATION | ||||||||||||||||||||||||||||||||
Security | 053611109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | AVY | Meeting Date | 27-Apr-2023 | |||||||||||||||||||||||||||||
ISIN | US0536111091 | Agenda | 935776609 - Management | |||||||||||||||||||||||||||||
Record Date | 27-Feb-2023 | Holding Recon Date | 27-Feb-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 26-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Bradley Alford | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Anthony Anderson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Mitchell Butier | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Ken Hicks | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Andres Lopez | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Francesca Reverberi | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Patrick Siewert | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Julia Stewart | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Martha Sullivan | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: William Wagner | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Approval, on an advisory basis, of our executive compensation. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Approval, on an advisory basis, of the frequency of advisory votes to approve executive compensation. | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 398 | 0 | 13-Mar-2023 | 13-Mar-2023 | |||||||||||||||||||||||||
PFIZER INC. | ||||||||||||||||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 | |||||||||||||||||||||||||||||
ISIN | US7170811035 | Agenda | 935778451 - Management | |||||||||||||||||||||||||||||
Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 26-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Ronald E. Blaylock | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Albert Bourla | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Susan Desmond- Hellmann | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Scott Gottlieb | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Helen H. Hobbs | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Susan Hockfield | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Dan R. Littman | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Shantanu Narayen | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director: James Quincey | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1l. | Election of Director: James C. Smith | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
3. | 2023 advisory approval of executive compensation | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4. | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
5. | Shareholder proposal regarding ratification of termination pay | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Submit Severance Agreement to Shareholder Vote | ||||||||||||||||||||||||||||||||
6. | Shareholder proposal regarding independent board chairman policy | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Require Independent Board Chairman | ||||||||||||||||||||||||||||||||
7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Review Drug Pricing or Distribution | ||||||||||||||||||||||||||||||||
8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Review Drug Pricing or Distribution | ||||||||||||||||||||||||||||||||
9. | Shareholder proposal regarding political contributions congruency report | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 2,803 | 0 | 18-Mar-2023 | 18-Mar-2023 | |||||||||||||||||||||||||
WOODSIDE ENERGY GROUP LTD | ||||||||||||||||||||||||||||||||
Security | Q98327333 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||||||||||||||||||||||||
ISIN | AU0000224040 | Agenda | 716789118 - Management | |||||||||||||||||||||||||||||
Record Date | 26-Apr-2023 | Holding Recon Date | 26-Apr-2023 | |||||||||||||||||||||||||||||
City / | Country | PERTH | / | Australia | Vote Deadline | 21-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | BMGT167 - BP0V706 - BPX4BG6 - BPX4BK0 - BPXZ802 - BPXZF78 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3,4,5 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
2A | MR IAN MACFARLANE IS RE-ELECTED AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2B | MR LARRY ARCHIBALD IS RE-ELECTED AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2C | MS SWEE CHEN GOH IS RE-ELECTED AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2D | MR ARNAUD BREUILLAC IS ELECTED AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2E | MS ANGELA MINAS IS ELECTED AS A DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
3 | REMUNERATION REPORT (NON- BINDING ADVISORY VOTE) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4 | APPROVAL OF GRANT OF EXECUTIVE INCENTIVE SCHEME AWARDS TO CEO & MANAGING DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Share Plan Grant | ||||||||||||||||||||||||||||||||
5 | NON-EXECUTIVE DIRECTORS REMUNERATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Increase Compensation Ceiling for Directors | ||||||||||||||||||||||||||||||||
6A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL : AMENDMENT TO THE CONSTITUTION | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Non-Routine | ||||||||||||||||||||||||||||||||
6B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL : CONTINGENT RESOLUTION - CAPITAL PROTECTION | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Climate Change | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 3,637 | 0 | 23-Mar-2023 | 23-Mar-2023 | |||||||||||||||||||||||||
AMBEV S.A. | ||||||||||||||||||||||||||||||||
Security | 02319V103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ABEV | Meeting Date | 28-Apr-2023 | |||||||||||||||||||||||||||||
ISIN | US02319V1035 | Agenda | 935826694 - Management | |||||||||||||||||||||||||||||
Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 24-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1 | analyze and approve the management accounts, with examination, discussion and voting on the Company's financial statements related to the fiscal year ended December 31, 2022. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | resolve on the allocation of the net profits for the fiscal year ended December 31, 2022, pursuant to the Management Proposal. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
3 | approve the number of members of the Board of Directors to 11 effective seats and 2 alternates, for a 3-year term, which will end at the Ordinary Shareholder's Meeting to be held in 2026, pursuant to the Management Proposal. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Fix Number of Directors and/or Auditors | ||||||||||||||||||||||||||||||||
4AA | Election of Effective Director for a term of 3 years, as per the Management Proposal: Michel Dimitrios Doukeris | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4AB | Election of Effective Director for a term of 3 years, as per the Management Proposal: Victorio Carlos De Marchi | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4AC | Election of Effective Director for a term of 3 years, as per the Management Proposal: Milton Seligman | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4AD | Election of Effective Director for a term of 3 years, as per the Management Proposal: Fabio Colleti Barbosa | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4AE | Election of Effective Director for a term of 3 years, as per the Management Proposal: Fernando Mommensohn Tennenbaum | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4AF | Election of Effective Director for a term of 3 years, as per the Management Proposal: Lia Machado de Matos | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4AG | Election of Effective Director for a term of 3 years, as per the Management Proposal: Nelson José Jamel | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4AH | Election of Effective Director for a term of 3 years, as per the Management Proposal: Carlos Eduardo Klutzenschell Lisboa | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4AI | Election of Effective Director for a term of 3 years, as per the Management Proposal: Claudia Quintella Woods (Independent Member) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4AJ | Election of Effective Director for a term of 3 years, as per the Management Proposal: Marcos de Barros Lisboa (Independent Member) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4AK | Election of Effective Director for a term of 3 years, as per the Management Proposal: Luciana Pires Dias (Independent Member) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
4BA | Election of Alternate Director for a term of 3 years, as per the Management Proposal: Ricardo Tadeu Almeida Cabral de Soares | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Alternate/Deputy Directors | ||||||||||||||||||||||||||||||||
4BB | Election of Alternate Director for a term of 3 years, as per the Management Proposal: David Henrique Galatro de Almeida | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Alternate/Deputy Directors | ||||||||||||||||||||||||||||||||
5 | In case of the adoption of multiple voting, should the votes regarding your shares be equally distributed for all the members you have chosen? If the shareholder chooses to "abstain" and the election occurs by the multiple voting process, his/her vote must be counted as an abstention in the respective resolution of the meeting. | Management | Against | For | Against | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: If Cumulative Voting Is adopted, do you wish to equally distribute your votes to all nominees OR equally distribute for each supported nominee? | ||||||||||||||||||||||||||||||||
6A1 | Elect the effective and alternate members of the Fiscal Council for a term in office of 1 year, which shall end on the Ordinary General Meeting to be held in 2024: Controller Slate - Fiscal Council: José Ronaldo Vilela Rezende, Elidie Palma Bifano, Emanuel Sotelino Schifferle (Alternate), Eduardo Rogatto Luque (Alternate) Please vote in one option only 6A1/6A2 or 6B. Voting in 6A and 6B will deem your vote invalid. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Appoint Internal Statutory Auditors | ||||||||||||||||||||||||||||||||
6A2 | If one of the candidates that are part of the slate fails to integrate it to accommodate the separate election, your votes may still be given to the chosen slate? Please vote in one option only 6A1/6A2 or 6B. Voting in 6A and 6B will deem your vote invalid. | Management | Against | For | Against | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: If one of the nominees leaves the fiscal council slate due to a separate minority election, may your votes still be counted for the proposed slate? | ||||||||||||||||||||||||||||||||
6B | Separate Election of the fiscal council - Candidates nominated by minority shareholders Fabio de Oliveira Moser / Nilson Martiniano Moreira Please vote in one option only 6A1/6A2 or 6B. Voting in 6A and 6B will deem your vote invalid. | Management | For | None | For | For | ||||||||||||||||||||||||||
Enhanced Proposal Category: Appoint Alternate Internal Statutory Auditor(s) | ||||||||||||||||||||||||||||||||
7 | Establish the overall management compensation for the fiscal year of 2023, pursuant to the Management Proposal. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors | ||||||||||||||||||||||||||||||||
8 | establish the compensation of the members of the Fiscal Council for the fiscal year of 2023, pursuant to the Management Proposal. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Appoint Internal Statutory Auditors (Bundled) | ||||||||||||||||||||||||||||||||
E1A | Amend the Company's Bylaws to: add item "r" of article 3, to detail in the corporate purpose of the Company ancillary activities related to the main activities carried out by the Company. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Corporate Purpose | ||||||||||||||||||||||||||||||||
E1B | Amend the Company's Bylaws to: amend the heading of article 5, in order to reflect the capital increases approved by the Board of Directors up to the date of the AGOE, within the authorized capital limit. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Charter to Reflect Changes in Capital | ||||||||||||||||||||||||||||||||
E1C | Amend the Company's Bylaws to: Amend section 5 of article 15, in order to adapt it to the provisions of CVM Resolution 80/22. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Non-Routine | ||||||||||||||||||||||||||||||||
E1D | Amend the Company's Bylaws to: amend the wording of item "c" of article 21, in order to clarify that all the Company's annual strategic long-term plans shall be approved by the Board of Directors. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Non-Routine | ||||||||||||||||||||||||||||||||
E2 | consolidate the Company's Bylaws. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Non-Routine | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 43,800 | 0 | 15-Apr-2023 | 15-Apr-2023 | |||||||||||||||||||||||||
TERRENO REALTY CORPORATION | ||||||||||||||||||||||||||||||||
Security | 88146M101 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | TRNO | Meeting Date | 02-May-2023 | |||||||||||||||||||||||||||||
ISIN | US88146M1018 | Agenda | 935787400 - Management | |||||||||||||||||||||||||||||
Record Date | 03-Mar-2023 | Holding Recon Date | 03-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 01-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: W. Blake Baird | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Michael A. Coke | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Linda Assante | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Gary N. Boston | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: LeRoy E. Carlson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Irene H. Oh | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Douglas M. Pasquale | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Dennis Polk | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Adoption of a resolution to approve, on a non-binding advisory basis, the compensation of certain executives, as more fully described in the proxy statement. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Determination on a non-binding, advisory basis, of the frequency of future non- binding, advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered certified public accounting firm for the 2023 fiscal year. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 1,082 | 0 | 25-Mar-2023 | 25-Mar-2023 | |||||||||||||||||||||||||
BCE INC | ||||||||||||||||||||||||||||||||
Security | 05534B760 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||||||||||||||||||||||
ISIN | CA05534B7604 | Agenda | 716817436 - Management | |||||||||||||||||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | VIRTUAL | / | Canada | Vote Deadline | 28-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | B188TH2 - B188TJ4 - B18P508 - BPG70Y3 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1.1 TO 1.14 AND 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION 2. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: MIRKO BIBIC | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: DAVID F. DENISON | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ROBERT P. DEXTER | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: KATHERINE LEE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: MONIQUE F. LEROUX | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: SHEILA A. MURRAY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: GORDON M. NIXON | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: LOUIS P. PAGNUTTI | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.9 | ELECTION OF DIRECTOR: CALIN ROVINESCU | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.10 | ELECTION OF DIRECTOR: KAREN SHERIFF | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.11 | ELECTION OF DIRECTOR: ROBERT C. SIMMONDS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.12 | ELECTION OF DIRECTOR: JENNIFER TORY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.13 | ELECTION OF DIRECTOR: LOUIS VACHON | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1.14 | ELECTION OF DIRECTOR: CORNELL WRIGHT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2 | APPOINTMENT OF AUDITOR: DELOITTE LLP | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION: ADVISORY RESOLUTION AS DESCRIBED IN SECTION 3.4 OF THE MANAGEMENT PROXY CIRCULAR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 3,524 | 0 | 25-Mar-2023 | 25-Mar-2023 | |||||||||||||||||||||||||
RIGHTMOVE PLC | ||||||||||||||||||||||||||||||||
Security | G7565D106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 05-May-2023 | ||||||||||||||||||||||||||||||
ISIN | GB00BGDT3G23 | Agenda | 716832729 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 03-May-2023 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline | 01-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | BF52KP0 - BG209C4 - BGDT3G2 - BK5PJZ7 | Quick Code | ||||||||||||||||||||||||||||||
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Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1 | TO RECEIVE THE ANNUAL ACCOUNTS AND REPORTS INCLUDING THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT AS SET OUT IN THE 2022 ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3 | TO APPROVE THE DIRECTORS REMUNERATION POLICY (CONTAINED IN THE DIRECTORS REMUNERATION REPORT), AS SET OUT IN THE 2022 ANNUAL REPORT AND ACCOUNTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
4 | TO DECLARE A FINAL DIVIDEND OF 5.2P PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Dividends | ||||||||||||||||||||||||||||||||
5 | TO REAPPOINT ERNST AND YOUNG LLP AS AUDITOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
6 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
7 | TO ELECT JOHAN SVANSTROM AS A DIRECTOR OF THE COMPANY, WHO WAS APPOINTED BY THE DIRECTORS DURING THE YEAR AND WHO IS SEEKING ELECTION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8 | TO RE-ELECT ANDREW FISHER AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
9 | TO RE-ELECT ALISON DOLAN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
10 | TO RE-ELECT JACQUELINE DE ROJAS AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
11 | TO RE-ELECT ANDREW FINDLAY AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
12 | TO RE-ELECT AMIT TIWARI AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13 | TO RE-ELECT LORNA TILBIAN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
14 | THAT THE BOARD BE AUTHORISED TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
15 | THAT IF RESOLUTION 14 IS PASSED, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES FOR CASH AS IF SECTION 561 DID NOT APPLY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
16 | THAT IF RESOLUTION 14 IS PASSED, IN ADDITION TO RESOLUTION 15, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES FOR CASH AS IF SECTION 561 DID NOT APPLY | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
17 | THAT THE COMPANY BE AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES OF ITS ORDINARY SHARES OF 0.1P EACH | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
18 | THAT THE COMPANY AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES ARE AUTHORISED TO MAKE POLITICAL DONATIONS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Political Donations | ||||||||||||||||||||||||||||||||
19 | THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize the Company to Call EGM with Two Weeks Notice | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 19,650 | 0 | 30-Mar-2023 | 30-Mar-2023 | |||||||||||||||||||||||||
CLP HOLDINGS LTD | ||||||||||||||||||||||||||||||||
Security | Y1660Q104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 05-May-2023 | ||||||||||||||||||||||||||||||
ISIN | HK0002007356 | Agenda | 716836044 - Management | |||||||||||||||||||||||||||||
Record Date | 28-Apr-2023 | Holding Recon Date | 28-Apr-2023 | |||||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline | 27-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 5544978 - 6097017 - B01XXD1 - BD8NBK8 - BMF1RL1 - BP3RPQ3 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2023/0328/2023032800380.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2023/0328/2023032800394.pdf | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022 AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2.A | TO ELECT MR CHAN BERNARD CHARNWUT AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.B | TO ELECT MRS YUEN SO SIU MAI BETTY AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.C | TO RE-ELECT THE HONOURABLE SIR MICHAEL KADOORIE AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.D | TO RE-ELECT MR ANDREW CLIFFORD WINAWER BRANDLER AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.E | TO RE-ELECT MR JOHN ANDREW HARRY LEIGH AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.F | TO RE-ELECT MR NICHOLAS CHARLES ALLEN AS DIRECTOR | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Auditors and their Remuneration | ||||||||||||||||||||||||||||||||
4 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY; NOT EXCEEDING FIVE PER CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE AT THE DATE OF THIS RESOLUTION AND SUCH SHARES SHALL NOT BE ISSUED AT A DISCOUNT OF MORE THAN TEN PER CENT TO THE BENCHMARKED PRICE OF SUCH SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO EXERCISE ALL THE POWERS OF THE COMPANY TO BUY BACK OR OTHERWISE ACQUIRE SHARES OF THE COMPANY IN ISSUE; NOT EXCEEDING TEN PER CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE AT THE DATE OF THIS RESOLUTION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 18,915 | 0 | 30-Mar-2023 | 30-Mar-2023 | |||||||||||||||||||||||||
TELENOR ASA | ||||||||||||||||||||||||||||||||
Security | R21882106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||||||||||||||||||||||||
ISIN | NO0010063308 | Agenda | 717082058 - Management | |||||||||||||||||||||||||||||
Record Date | 03-May-2023 | Holding Recon Date | 03-May-2023 | |||||||||||||||||||||||||||||
City / | Country | TBD | / | Norway | Blocking | Vote Deadline | 27-Apr-2023 01:59 PM ET | |||||||||||||||||||||||||
SEDOL(s) | 4732495 - 7064678 - B0324L1 - B28MTB5 - BJ05568 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING | Non-Voting | ||||||||||||||||||||||||||||||
SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | ||||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING BY THE CHAIR OF THE CORPORATE ASSEMBLY | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
2 | REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
3 | APPROVAL OF THE NOTICE OF THE ANNUAL GENERAL MEETING AND THE AGENDA | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Minutes of Previous Meeting | ||||||||||||||||||||||||||||||||
4 | ELECTION OF A REPRESENTATIVE TO SIGN THE MINUTES OF THE ANNUAL GENERAL MEETING TOGETHER WITH THE CHAIR OF THE MEETING | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Designate Inspector of Mtg Minutes | ||||||||||||||||||||||||||||||||
5 | REPORT BY THE CHAIR AND THE CEO | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
6 | APPROVAL OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR TELENOR ASA AND THE TELENOR GROUP FOR THE FINANCIAL YEAR 2022, INCLUDING THE BOARD OF DIRECTORS PROPOSAL FOR DISTRIBUTION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Financials/Income Allocation/Director Discharge | ||||||||||||||||||||||||||||||||
7 | APPROVAL OF REMUNERATION TO THE COMPANY'S EXTERNAL AUDITOR | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
8 | THE BOARD OF DIRECTORS REPORT ON CORPORATE GOVERNANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
9.1 | THE BOARD OF DIRECTORS POLICY AND REPORT ON SALARY AND OTHER REMUNERATION TO THE EXECUTIVE MANAGEMENT: APPROVAL OF THE COMPENSATION POLICY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
9.2 | THE BOARD OF DIRECTORS POLICY AND REPORT ON SALARY AND OTHER REMUNERATION TO THE EXECUTIVE MANAGEMENT: ADVISORY VOTE ON THE COMPENSATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
10 | AUTHORIZATION TO ACQUIRE OWN SHARES - INCENTIVE PROGRAM | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Equity Plan Financing | ||||||||||||||||||||||||||||||||
11 | AMENDMENTS TO TELENOR ASA'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Non-Routine | ||||||||||||||||||||||||||||||||
12.1 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: NILS BASTIANSEN | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.2 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: MARIANNE BERGMANN ROREN | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.3 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: KJETIL HOUG | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.4 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: JOHN GORDON BERNANDER | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.5 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: HEIDI FINSKAS | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.6 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: WIDAR SALBUVIK | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.7 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: SILVIJA SERES | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.8 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: LISBETH KARIN NAERO | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.9 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: TRINE SAETHER ROMULD | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.10 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: MAALFRID BRATH | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.11 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: ELIN MYRMEL-JOHANSEN (1. DEPUTY) | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.12 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: RANDI MARJAMAA (2. DEPUTY) | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
12.13 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: ANETTE HJERTO (3. DEPUTY) | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members and Deputy Members | ||||||||||||||||||||||||||||||||
13.1 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: JAN TORE FOSUND | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Nominating Committee | ||||||||||||||||||||||||||||||||
13.2 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: ANETTE HJERTO | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Members of Nominating Committee | ||||||||||||||||||||||||||||||||
14 | DETERMINATION OF REMUNERATION TO THE CORPORATE ASSEMBLY AND THE NOMINATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
15.1 | DETERMINATION OF REMUNERATION TO THE NOMINATION COMMITTEE: NOMINATION COMMITTEES RECOMMENDATION | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
15.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF REMUNERATION TO THE NOMINATION COMMITTEE: SHAREHOLDER PROPOSAL | Shareholder | None | Case By Case | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Company-Specific Board-Related | ||||||||||||||||||||||||||||||||
CMMT | 20 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD- DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE- CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 20 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 20 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 6,735 | 0 | |||||||||||||||||||||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||||||||||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | VZ | Meeting Date | 11-May-2023 | |||||||||||||||||||||||||||||
ISIN | US92343V1044 | Agenda | 935790700 - Management | |||||||||||||||||||||||||||||
Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 10-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1A. | Election of Director: Shellye Archambeau | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1B. | Election of Director: Roxanne Austin | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1C. | Election of Director: Mark Bertolini | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1D. | Election of Director: Vittorio Colao | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1E. | Election of Director: Melanie Healey | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1F. | Election of Director: Laxman Narasimhan | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1G. | Election of Director: Clarence Otis, Jr. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1H. | Election of Director: Daniel Schulman | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1I. | Election of Director: Rodney Slater | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1J. | Election of Director: Carol Tomé | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1K. | Election of Director: Hans Vestberg | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1L. | Election of Director: Gregory Weaver | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
4. | Ratification of appointment of independent registered public accounting firm | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
5. | Government requests to remove content | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Anti-Social Proposal | ||||||||||||||||||||||||||||||||
6. | Prohibit political contributions | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Political Activities and Action | ||||||||||||||||||||||||||||||||
7. | Amend clawback policy | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Claw-back Compensation in Specified Circumstances | ||||||||||||||||||||||||||||||||
8. | Shareholder ratification of annual equity awards | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Submit Severance Agreement to Shareholder Vote | ||||||||||||||||||||||||||||||||
9. | Independent chair | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Require Independent Board Chairman | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 3,284 | 0 | 29-Mar-2023 | 29-Mar-2023 | |||||||||||||||||||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ||||||||||||||||||||||||||||||||
Security | F61824870 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-May-2023 | ||||||||||||||||||||||||||||||
ISIN | FR001400AJ45 | Agenda | 716991636 - Management | |||||||||||||||||||||||||||||
Record Date | 09-May-2023 | Holding Recon Date | 09-May-2023 | |||||||||||||||||||||||||||||
City / | Country | COURNO N D AUVERG NE | / | France | Vote Deadline | 03-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | BKPJRZ5 - BMH0X07 - BPBPJ01 - BPM01K9 - BPMR898 - BPNTG33 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY- CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL-RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO- 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE-COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE- SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2022 AND SETTING OF THE DIVIDEND | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Consolidated Financial Statements/Statutory Reports | ||||||||||||||||||||||||||||||||
4 | REGULATED AGREEMENTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Special Auditors Report | ||||||||||||||||||||||||||||||||
5 | AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES, EXCEPT DURING A PUBLIC OFFERING PERIOD, AS PART OF A SHARE BUYBACK PROGRAM WITH A MAXIMUM PURCHASE PRICE OF 55 EUROS PER SHARE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
6 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE MANAGERS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
7 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
8 | APPROVAL OF THE INFORMATION ON THE REMUNERATION OF CORPORATE OFFICERS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
9 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. FLORENT MENEGAUX, MANAGING GENERAL PARTNER AND MANAGING CHAIRMAN | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
10 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. YVES CHAPOT, GENERAL MANAGER | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
11 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MRS. BARBARA DALIBARD, CHAIRWOMAN OF THE SUPERVISORY BOARD | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
12 | RE-ELECTION OF BARBARA DALIBARD AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Supervisory Board Member | ||||||||||||||||||||||||||||||||
13 | RE-ELECTION OF ARUNA JAYANTHI AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Supervisory Board Member | ||||||||||||||||||||||||||||||||
14 | AUTHORISATION TO BE GRANTED IN ORDER TO PROCEED WITH THE FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES AND MANAGERS OF THE COMPANY AND FOR EMPLOYEES OF GROUP COMPANIES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Restricted Stock Plan | ||||||||||||||||||||||||||||||||
15 | AUTHORISATION TO BE GRANTED TO THE MANAGERS TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Reduction in Share Capital | ||||||||||||||||||||||||||||||||
16 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Filing of Required Documents/Other Formalities | ||||||||||||||||||||||||||||||||
CMMT | 03 MAY 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2 023/0407/202304-072300840.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF- COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 03 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD- DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE- CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 03 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 03 MAY 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 5,477 | 0 | 05-May-2023 | 05-May-2023 | |||||||||||||||||||||||||
WASHTEC AG | ||||||||||||||||||||||||||||||||
Security | D9545B104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-May-2023 | ||||||||||||||||||||||||||||||
ISIN | DE0007507501 | Agenda | 716900166 - Management | |||||||||||||||||||||||||||||
Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | |||||||||||||||||||||||||||||
City / | Country | AUGSBU RG | / | Germany | Vote Deadline | 04-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 5355437 - B18XLK4 - B28N673 - BDQZMK3 - BF3CTB1 - BMDRT82 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.20 PER SHARE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Discharge of Management Board | ||||||||||||||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Discharge of Supervisory Board | ||||||||||||||||||||||||||||||||
5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
6 | APPROVE REMUNERATION REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
7.1 | ELECT GUENTER BLASCHKE TO THE SUPERVISORY BOARD | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Supervisory Board Member | ||||||||||||||||||||||||||||||||
7.2 | ELECT ULRICH BELLGARDT TO THE SUPERVISORY BOARD | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Supervisory Board Member | ||||||||||||||||||||||||||||||||
8.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Allow Shareholder Meetings to be Held in Virtual-Only Format | ||||||||||||||||||||||||||||||||
8.2 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles Board-Related | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 2,729 | 0 | 07-Apr-2023 | 07-Apr-2023 | |||||||||||||||||||||||||
DEUTSCHE BOERSE AG | ||||||||||||||||||||||||||||||||
Security | D1882G119 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-May-2023 | ||||||||||||||||||||||||||||||
ISIN | DE0005810055 | Agenda | 716842136 - Management | |||||||||||||||||||||||||||||
Record Date | 09-May-2023 | Holding Recon Date | 09-May-2023 | |||||||||||||||||||||||||||||
City / | Country | FRANKF URT AM MAIN | / | Germany | Vote Deadline | 04-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 7021963 - B01DFR9 - B0ZGJP0 - B5SMM84 - BF0Z720 - BHZLDG3 - BRK05V4 - BYL6SN3 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE- INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE | Non-Voting | ||||||||||||||||||||||||||||||
VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | ||||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.60 PER SHARE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Discharge of Management Board | ||||||||||||||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Discharge of Supervisory Board | ||||||||||||||||||||||||||||||||
5.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Allow Shareholder Meetings to be Held in Virtual-Only Format | ||||||||||||||||||||||||||||||||
5.2 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles Board-Related | ||||||||||||||||||||||||||||||||
5.3 | AMEND ARTICLES RE: AGM CONVOCATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Routine | ||||||||||||||||||||||||||||||||
6 | AMEND ARTICLES RE: REGISTRATION IN THE SHARE REGISTER | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Routine | ||||||||||||||||||||||||||||||||
7 | APPROVE REMUNERATION REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
8 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
CMMT | 29 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD- DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE- CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 29 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | 29 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 1,113 | 0 | 30-Mar-2023 | 30-Mar-2023 | |||||||||||||||||||||||||
BIM BIRLESIK MAGAZALAR A.S. | ||||||||||||||||||||||||||||||||
Security | M2014F102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-May-2023 | ||||||||||||||||||||||||||||||
ISIN | TREBIMM00018 | Agenda | 717197633 - Management | |||||||||||||||||||||||||||||
Record Date | 15-May-2023 | Holding Recon Date | 15-May-2023 | |||||||||||||||||||||||||||||
City / | Country | TBD | / | Turkey | Vote Deadline | 12-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | B0D0006 - B1276S5 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | TO ATTEND A MEETING THE ATTENDEE(S) MUST PRESENT A POWER OF ATTORNEY (POA)-ISSUED BY THE BENEFICIAL OWNER AND NOTARIZED BY A TURKISH NOTARY. | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE VOTE EITHER 'FOR' OR 'AGAINST' ON THE AGENDA ITEMS. 'ABSTAIN' IS NOT-RECOGNIZED IN THE TURKISH MARKET AND IS CONSIDERED AS 'AGAINST.' | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 904078 DUE TO RECEIVED-UPDATED AGENDA WITH RESOLUTIONS 9, 10, 11, 13 ARE NON-VOTABLE. ALL VOTES-RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE- EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON-THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE-MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL-MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF-ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING.-THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | OPEN MEETING, ELECT PRESIDING COUNCIL OF MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN MINUTES OF MEETING | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Open Meeting | ||||||||||||||||||||||||||||||||
2 | ACCEPT BOARD REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
3 | ACCEPT AUDIT REPORT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
4 | ACCEPT FINANCIAL STATEMENTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
5 | APPROVE DISCHARGE OF BOARD | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Discharge of Board and President | ||||||||||||||||||||||||||||||||
6 | APPROVE ALLOCATION OF INCOME | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
7 | ELECT DIRECTORS AND APPROVE THEIR REMUNERATION | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Directors (Bundled) and Approve Their Remuneration | ||||||||||||||||||||||||||||||||
8 | GRANT PERMISSION FOR BOARD MEMBERS TO ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE INVOLVED WITHCOMPANIES WITH SIMILAR CORPORATE PURPOSE IN ACCORDANCE WITH ARTICLES 395 AND 396 OF TURKISH COMMERCIAL LAW | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Allow Directors to Engage in Commercial Transactions | ||||||||||||||||||||||||||||||||
9 | RECEIVE INFORMATION ON SHARE REPURCHASE PROGRAM | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
10 | RECEIVE INFORMATION ON DONATIONS MADE IN 2022 | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
11 | RECEIVE INFORMATION ON GUARANTEES, PLEDGES AND MORTGAGES PROVIDED TO THIRD- PARTIES | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
12 | RATIFY EXTERNAL AUDITORS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
13 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 13,000 | 0 | 09-May-2023 | 09-May-2023 | |||||||||||||||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 16-May-2023 | |||||||||||||||||||||||||||||
ISIN | US46625H1005 | Agenda | 935797223 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 15-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Stephen B. Burke | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Todd A. Combs | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: James S. Crown | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Alicia Boler Davis | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: James Dimon | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Alex Gorsky | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Mellody Hobson | Management | Against | For | Against | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: Michael A. Neal | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director: Phebe N. Novakovic | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1l. | Election of Director: Virginia M. Rometty | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Advisory vote on frequency of advisory resolution to approve executive compensation | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
4. | Ratification of independent registered public accounting firm | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
5. | Independent board chairman | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Require Independent Board Chairman | ||||||||||||||||||||||||||||||||
6. | Fossil fuel phase out | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Company-Specific--Governance-Related | ||||||||||||||||||||||||||||||||
8. | Special shareholder meeting improvement | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter - Call Special Meetings | ||||||||||||||||||||||||||||||||
9. | Report on climate transition planning | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
10. | Report on ensuring respect for civil liberties | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Anti-Social Proposal | ||||||||||||||||||||||||||||||||
11. | Report analyzing the congruence of the company's political and electioneering expenditures | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
12. | Absolute GHG reduction goals | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 1,159 | 0 | 06-Apr-2023 | 06-Apr-2023 | |||||||||||||||||||||||||
UNION PACIFIC CORPORATION | ||||||||||||||||||||||||||||||||
Security | 907818108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | UNP | Meeting Date | 18-May-2023 | |||||||||||||||||||||||||||||
ISIN | US9078181081 | Agenda | 935805703 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 17-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: William J. DeLaney | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: David B. Dillon | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Sheri H. Edison | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Teresa M. Finley | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Lance M. Fritz | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Deborah C. Hopkins | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Jane H. Lute | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Michael R. McCarthy | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Jose H. Villarreal | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: Christopher J. Williams | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2023. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
3. | An advisory vote to approve executive compensation ("Say On Pay"). | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4. | An advisory vote on the frequency of future advisory votes on executive compensation ("Say on Frequency"). | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
5. | Shareholder proposal regarding independent board chairman. | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Require Independent Board Chairman | ||||||||||||||||||||||||||||||||
6. | Shareholder proposal requesting an amendment to our Bylaws to require shareholder approval for certain future amendments. | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles Board-Related | ||||||||||||||||||||||||||||||||
7. | Shareholder proposal requesting a paid sick leave policy. | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 583 | 0 | 06-Apr-2023 | 06-Apr-2023 | |||||||||||||||||||||||||
NEXTERA ENERGY, INC. | ||||||||||||||||||||||||||||||||
Security | 65339F101 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | NEE | Meeting Date | 18-May-2023 | |||||||||||||||||||||||||||||
ISIN | US65339F1012 | Agenda | 935808696 - Management | |||||||||||||||||||||||||||||
Record Date | 22-Mar-2023 | Holding Recon Date | 22-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 17-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Nicole S. Arnaboldi | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Sherry S. Barrat | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: James L. Camaren | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Kenneth B. Dunn | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Naren K. Gursahaney | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Kirk S. Hachigian | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: John W. Ketchum | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Amy B. Lane | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: David L. Porges | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: Deborah "Dev" Stahlkopf | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director: John A. Stall | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1l. | Election of Director: Darryl L. Wilson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4. | Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
5. | A proposal entitled "Board Skills Disclosure" requesting a chart of individual board skills | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Board Diversity | ||||||||||||||||||||||||||||||||
�� | Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 1,355 | 0 | 08-Apr-2023 | 08-Apr-2023 | |||||||||||||||||||||||||
SHELL PLC | ||||||||||||||||||||||||||||||||
Security | G80827101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-May-2023 | ||||||||||||||||||||||||||||||
ISIN | GB00BP6MXD84 | Agenda | 717105464 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 19-May-2023 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline | 17-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | BNT2579 - BNT2J33 - BNT88D4 - BNW0M35 - BNW0M46 - BNW0M57 - BP6MXD8 - BP6MXT4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 906048 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTION 26. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE- REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | ANNUAL REPORT AND ACCOUNTS BE RECEIVED | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | APPROVAL OF DIRECTORS REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
3 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4 | APPOINTMENT OF WAEL SAWAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
5 | APPOINTMENT OF CYRUS TARAPOREVALA AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
6 | APPOINTMENT OF SIR CHARLES ROXBURGH AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
7 | APPOINTMENT OF LEENA SRIVASTAVA AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
8 | REAPPOINTMENT OF SINEAD GORMAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
9 | REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
10 | REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
11 | REAPPOINTMENT OF ANN GODBEHERE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
12 | REAPPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
13 | REAPPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
14 | REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
15 | REAPPOINTMENT OF ABRAHAM BRAM SCOTT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
16 | REAPPOINT ERNST & YOUNG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
17 | REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Fix Remuneration of External Auditor(s) | ||||||||||||||||||||||||||||||||
18 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity with or without Preemptive Rights | ||||||||||||||||||||||||||||||||
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Issuance of Equity without Preemptive Rights | ||||||||||||||||||||||||||||||||
20 | AUTHORITY TO MAKE ON MARKET PURCHASES OF OWN SHARES | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
21 | AUTHORITY TO MAKE OFF MARKET PURCHASES OF OWN SHARES | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Directed Share Repurchase Program | ||||||||||||||||||||||||||||||||
22 | AUTHORITY TO MAKE CERTAIN DONATIONS INCUR EXPENDITURE | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Political Donations | ||||||||||||||||||||||||||||||||
23 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Adopt New Articles of Association/Charter | ||||||||||||||||||||||||||||||||
24 | APPROVAL OF SHELLS SHARE PLAN RULES AND AUTHORITY TO ADOPT SCHEDULES TO THE PLAN | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Restricted Stock Plan | ||||||||||||||||||||||||||||||||
25 | APPROVE SHELLS ENERGY TRANSITION PROGRESS | Management | For | Case By Case | ||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
26 | SHAREHOLDER RESOLUTION | Shareholder | Against | Against | ||||||||||||||||||||||||||||
Enhanced Proposal Category: GHG Emissions | ||||||||||||||||||||||||||||||||
CMMT | 15 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS AND MODIFICATION OF TEXT OF RESOLUTION 16. IF YOU HAVE- ALREADY SENT IN YOUR VOTES TO MID 909338, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 5,383 | 0 | |||||||||||||||||||||||||||
BLACKROCK, INC. | ||||||||||||||||||||||||||||||||
Security | 09247X101 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | BLK | Meeting Date | 24-May-2023 | |||||||||||||||||||||||||||||
ISIN | US09247X1019 | Agenda | 935821000 - Management | |||||||||||||||||||||||||||||
Record Date | 30-Mar-2023 | Holding Recon Date | 30-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 23-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Bader M. Alsaad | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Pamela Daley | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Laurence D. Fink | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: William E. Ford | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Fabrizio Freda | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Murry S. Gerber | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Margaret "Peggy" L. Johnson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Robert S. Kapito | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Cheryl D. Mills | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: Gordon M. Nixon | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director: Kristin C. Peck | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1l. | Election of Director: Charles H. Robbins | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1m. | Election of Director: Marco Antonio Slim Domit | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1n. | Election of Director: Hans E. Vestberg | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1o. | Election of Director: Susan L. Wagner | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1p. | Election of Director: Mark Wilson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Approval, in a non-binding advisory vote, of the frequency of future executive compensation advisory votes. | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
4. | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2023. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
5. | Shareholder Proposal - Civil rights, non- discrimination and returns to merit audit. | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Anti-Social Proposal | ||||||||||||||||||||||||||||||||
6. | Shareholder Proposal - Production of a report on BlackRock's ability to "engineer decarbonization in the real economy". | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Climate Change | ||||||||||||||||||||||||||||||||
7. | Shareholder Proposal - Impact report for climate-related human risks of iShares U.S. Aerospace and Defense Exchange-Traded Fund. | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Weapons - Related | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 275 | 0 | 16-Apr-2023 | 16-Apr-2023 | |||||||||||||||||||||||||
CHEVRON CORPORATION | ||||||||||||||||||||||||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | CVX | Meeting Date | 31-May-2023 | |||||||||||||||||||||||||||||
ISIN | US1667641005 | Agenda | 935829284 - Management | |||||||||||||||||||||||||||||
Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 30-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: Wanda M. Austin | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: John B. Frank | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: Alice P. Gast | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Marillyn A. Hewson | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Charles W. Moorman | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Dambisa F. Moyo | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Debra Reed-Klages | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: D. James Umpleby III | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director: Cynthia J. Warner | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1l. | Election of Director: Michael K. Wirth | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
5. | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Restrict Spending on Climate Change-Related Analysis or Actions | ||||||||||||||||||||||||||||||||
6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: GHG Emissions | ||||||||||||||||||||||||||||||||
7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | For | Against | Against | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Report on Environmental Policies | ||||||||||||||||||||||||||||||||
8. | Establish Board Committee on Decarbonization Risk | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Restrict Spending on Climate Change-Related Analysis or Actions | ||||||||||||||||||||||||||||||||
9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Climate Change | ||||||||||||||||||||||||||||||||
10. | Report on Racial Equity Audit | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
11. | Report on Tax Practices | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
12. | Independent Chair | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Require Independent Board Chairman | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 1,027 | 0 | 19-Apr-2023 | 19-Apr-2023 | |||||||||||||||||||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||||||||||||||||||||||||
Security | 874039100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | TSM | Meeting Date | 06-Jun-2023 | |||||||||||||||||||||||||||||
ISIN | US8740391003 | Agenda | 935863298 - Management | |||||||||||||||||||||||||||||
Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 26-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1. | To accept 2022 Business Report and Financial Statements | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2. | To approve the issuance of employee restricted stock awards for year 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Restricted Stock Plan | ||||||||||||||||||||||||||||||||
3. | To revise the Procedures for Endorsement and Guarantee | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Amendments to Lending Procedures and Caps | ||||||||||||||||||||||||||||||||
4. | In order to reflect the Audit Committee name change to the Audit and Risk Committee, to revise the name of Audit Committee in the following TSMC policies: i. Procedures for Acquisition or Disposal of Assets ii. Procedures for Financial Derivatives Transactions iii. Procedures for Lending Funds to Other Parties iv. Procedures for Endorsement and Guarantee | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles/Bylaws/Charter -- Organization-Related | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 1,809 | 0 | 16-May-2023 | 16-May-2023 | |||||||||||||||||||||||||
RUBIS SCA | ||||||||||||||||||||||||||||||||
Security | F7686C152 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 08-Jun-2023 | ||||||||||||||||||||||||||||||
ISIN | FR0013269123 | Agenda | 717177124 - Management | |||||||||||||||||||||||||||||
Record Date | 05-Jun-2023 | Holding Recon Date | 05-Jun-2023 | |||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline | 29-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | BDFBW13 - BDFBW24 - BDFCKZ6 - BDT88L2 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY- CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL-RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO- 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE-COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE- SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Financial Statements and Statutory Reports | ||||||||||||||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Accept Consolidated Financial Statements/Statutory Reports | ||||||||||||||||||||||||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 AND SETTING OF THE DIVIDEND (1.92 EURO PER SHARE) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
4 | RENEWAL OF THE TERM OF OFFICE OF MR. OLIVIER HECKENROTH AS MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Supervisory Board Member | ||||||||||||||||||||||||||||||||
5 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO ALL CORPORATE OFFICER REFERRED TO IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
6 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. GILLES GOBEN, AS MANAGER OF RUBIS SCA | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
7 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO SORGEMA SARL COMPANY, AS MANAGER OF RUBIS SCA | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
8 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO AGENA SAS COMPANY, AS MANAGER OF RUBIS SCA | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
9 | APPROVAL OF THE ELEMENTS OF COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. OLIVIER HECKENROTH, AS CHAIRMAN OF THE SUPERVISORY BOARD OF RUBIS SCA | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
10 | APPROVAL OF THE COMPENSATION POLICY FOR THE MANAGEMENT OF RUBIS SCA FOR THE FINANCIAL YEAR 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
11 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE SUPERVISORY BOARD OF RUBIS SCA FOR THE FINANCIAL YEAR 2023 | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Policy | ||||||||||||||||||||||||||||||||
12 | SETTING OF THE TOTAL AMOUNT OF THE ANNUAL COMPENSATION OF MEMBERS OF THE SUPERVISORY BOARD FOR THE CURRENT FINANCIAL YEAR AND THE NEXT FINANCIAL YEARS (300 000 EUROS) | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration of Directors and/or Committee Members | ||||||||||||||||||||||||||||||||
13 | REGULATED AGREEMENTS AND ENGAGEMENTS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Special Auditors Report | ||||||||||||||||||||||||||||||||
14 | AUTHORISATION TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF 18 MONTHS, TO ALLOW THE COMPANY TO BUY BACK ITS OWN SHARES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Share Repurchase Program | ||||||||||||||||||||||||||||||||
15 | AUTHORISATION TO BE GRANTED TO THE MANAGEMENT BOARD TO REDUCE THE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY IN ACCORDANCE WITH ARTICLE L.22-10-62 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Reduction in Share Capital | ||||||||||||||||||||||||||||||||
16 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD, FOR A PERIOD OF 26 MONTHS, TO INCREASE THE CAPITAL BY INCORPORATION OF THE BENEFITS, RESERVES OR PREMIUMS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Capitalize Reserves for Bonus Issue/Increase in Par Value | ||||||||||||||||||||||||||||||||
17 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD, FOR A PERIOD OF 26 MONTHS, TO ISSUE SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY S EQUITY SECURITIES TO BE ISSUED, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Issuance of Equity with Preemptive Rights | ||||||||||||||||||||||||||||||||
18 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD, FOR A PERIOD OF 26 MONTHS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF CAPITAL INCREASES WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT AND IN THE EVENT OF SUBSCRIPTIONS EXCEEDING THE NUMBER OF SECURITIES OFFERED, WITHIN THE FRAMEWORK OF OVER-ALLOTMENT OPTIONS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Board to Increase Capital | ||||||||||||||||||||||||||||||||
19 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD, FOR A PERIOD OF 26 MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY S CAPITAL AS COMPENSATION FOR CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Capital Increase of up to 10 Percent | ||||||||||||||||||||||||||||||||
20 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD, FOR A PERIOD OF 26 MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY S CAPITAL IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Capital Increase for Future Share Exchange Offers | ||||||||||||||||||||||||||||||||
21 | LIMITS ON ISSUES OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL BY VIRTUE OF FINANCIAL DELEGATIONS (OVERALL LIMIT OF 40% OF THE CAPITAL, INCLUDING A SUBLIMIT OF 10% OF THE CAPITAL FOR CAPITAL INCREASES INVOLVING THE WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Set Limit for Capital Increases | ||||||||||||||||||||||||||||||||
22 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD, FOR A PERIOD OF 26 MONTHS, TO ISSUE SHARES WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, TO THE BENEFIT OF MEMBERS OF THE GROUP'S COMPANY SAVINGS PLAN(S) AT A PRICE SET IN ACCORDANCE WITH THE PROVISIONS OF THE FRENCH LABOUR CODE | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Qualified Employee Stock Purchase Plan | ||||||||||||||||||||||||||||||||
23 | AMENDMENT TO ARTICLE 20 OF BYLAWS | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Amend Articles Board-Related | ||||||||||||||||||||||||||||||||
24 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Authorize Filing of Required Documents/Other Formalities | ||||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2 023/0428/202304-282301095.pdf | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.- ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED-AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED- POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR- VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL- INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 4,207 | 0 | 07-May-2023 | 07-May-2023 | |||||||||||||||||||||||||
TARGET CORPORATION | ||||||||||||||||||||||||||||||||
Security | 87612E106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | TGT | Meeting Date | 14-Jun-2023 | |||||||||||||||||||||||||||||
ISIN | US87612E1064 | Agenda | 935847220 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Apr-2023 | Holding Recon Date | 17-Apr-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 13-Jun-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1a. | Election of Director: David P. Abney | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1c. | Election of Director: George S. Barrett | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1d. | Election of Director: Gail K. Boudreaux | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1e. | Election of Director: Brian C. Cornell | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1f. | Election of Director: Robert L. Edwards | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1g. | Election of Director: Donald R. Knauss | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1h. | Election of Director: Christine A. Leahy | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1i. | Election of Director: Monica C. Lozano | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1j. | Election of Director: Grace Puma | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1k. | Election of Director: Derica W. Rice | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1l. | Election of Director: Dmitri L. Stockton | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
4. | Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (Say on Pay Vote Frequency). | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
5. | Shareholder proposal to adopt a policy for an independent chairman. | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Require Independent Board Chairman | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 657 | 0 | 06-May-2023 | 06-May-2023 | |||||||||||||||||||||||||
FIDELITY NATIONAL FINANCIAL, INC. | ||||||||||||||||||||||||||||||||
Security | 31620R303 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | FNF | Meeting Date | 14-Jun-2023 | |||||||||||||||||||||||||||||
ISIN | US31620R3030 | Agenda | 935854477 - Management | |||||||||||||||||||||||||||||
Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline | 13-Jun-2023 11:59 PM ET | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
1 | William P. Foley, II | For | For | For | For | For | ||||||||||||||||||||||||||
2 | Douglas K. Ammerman | For | For | For | For | For | ||||||||||||||||||||||||||
3 | Thomas M. Hagerty | For | For | For | For | For | ||||||||||||||||||||||||||
4 | Peter O. Shea, Jr. | For | For | For | For | For | ||||||||||||||||||||||||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Remuneration Report | ||||||||||||||||||||||||||||||||
3. | Selection, on a non-binding advisory basis, of the frequency (annual or "1 Year," biennial or "2 Years," triennial or "3 Years") with which we solicit future non-binding advisory votes on the compensation paid to our named executive officers. | Management | 1 Year | 1 Year | For | 1 Year | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Advisory Vote on Say on Pay Frequency | ||||||||||||||||||||||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Ratify Auditors | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN & CO. | 3,285 | 0 | 02-May-2023 | 02-May-2023 | |||||||||||||||||||||||||
NISSAN MOTOR CO.,LTD. | ||||||||||||||||||||||||||||||||
Security | J57160129 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Jun-2023 | ||||||||||||||||||||||||||||||
ISIN | JP3672400003 | Agenda | 717378865 - Management | |||||||||||||||||||||||||||||
Record Date | 31-Mar-2023 | Holding Recon Date | 31-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | KANAGA WA | / | Japan | Vote Deadline | 25-Jun-2023 11:00 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 5485356 - 6642860 - B01DMT0 - BYW3Z65 | Quick Code | 72010 | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
2.1 | Appoint a Director Kimura, Yasushi | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.2 | Appoint a Director Jean-Dominique Senard | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.3 | Appoint a Director Ihara, Keiko | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.4 | Appoint a Director Nagai, Motoo | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.5 | Appoint a Director Bernard Delmas | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.6 | Appoint a Director Andrew House | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.7 | Appoint a Director Pierre Fleuriot | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.8 | Appoint a Director Brenda Harvey | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.9 | Appoint a Director Uchida, Makoto | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.10 | Appoint a Director Sakamoto, Hideyuki | Management | For | For | For | For | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
3 | Shareholder Proposal: Approve Appropriation of Surplus | Shareholder | Against | Against | For | Against | For | |||||||||||||||||||||||||
Enhanced Proposal Category: Approve Alternative Income Allocation/Distribution Policy | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 26,000 | 0 | 09-Jun-2023 | 09-Jun-2023 | |||||||||||||||||||||||||
MITSUBISHI UFJ FINANCIAL GROUP,INC. | ||||||||||||||||||||||||||||||||
Security | J44497105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2023 | ||||||||||||||||||||||||||||||
ISIN | JP3902900004 | Agenda | 717378954 - Management | |||||||||||||||||||||||||||||
Record Date | 31-Mar-2023 | Holding Recon Date | 31-Mar-2023 | |||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline | 27-Jun-2023 11:00 PM ET | ||||||||||||||||||||||||||
SEDOL(s) | 6335171 - B02JD72 - B0P9948 | Quick Code | 83060 | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | Preferred Provider Recommendation | For/Against Preferred Provider Recommendation | |||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Approve Allocation of Income and Dividends | ||||||||||||||||||||||||||||||||
2.1 | Appoint a Director Fujii, Mariko | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.2 | Appoint a Director Honda, Keiko | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.3 | Appoint a Director Kato, Kaoru | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.4 | Appoint a Director Kuwabara, Satoko | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.5 | Appoint a Director Nomoto, Hirofumi | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.6 | Appoint a Director David A. Sneider | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.7 | Appoint a Director Tsuji, Koichi | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.8 | Appoint a Director Tarisa Watanagase | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.9 | Appoint a Director Miyanaga, Kenichi | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.10 | Appoint a Director Shinke, Ryoichi | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.11 | Appoint a Director Mike, Kanetsugu | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.12 | Appoint a Director Kamezawa, Hironori | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.13 | Appoint a Director Nagashima, Iwao | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.14 | Appoint a Director Hanzawa, Junichi | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
2.15 | Appoint a Director Kobayashi, Makoto | Management | For | For | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Elect Director | ||||||||||||||||||||||||||||||||
3 | Shareholder Proposal: Amend Articles of Incorporation (Amend the Articles Related to Issuing and Disclosing a Transition Plan to Align Lending and Investment Portfolios with the Paris Agreement's 1.5 Degree Goal Requiring Net Zero Emissions by 2050) | Shareholder | Against | Case By Case | ||||||||||||||||||||||||||||
Enhanced Proposal Category: No Enhanced Category Available | ||||||||||||||||||||||||||||||||
4 | Shareholder Proposal: Amend Articles of Incorporation (Amend the Articles Related to Prohibition of Transactions with Companies that Neglect Defamation) | Shareholder | Against | Against | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Amend Ordinary Business Items | ||||||||||||||||||||||||||||||||
5 | Shareholder Proposal: Amend Articles of Incorporation (Amend the Articles Related to Exercise Caution in Transactions with Male-dominated Companies) | Shareholder | Against | Against | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Amend Ordinary Business Items | ||||||||||||||||||||||||||||||||
6 | Shareholder Proposal: Amend Articles of Incorporation (Amend the Articles Related to Investor Relations) | Shareholder | Against | Against | ||||||||||||||||||||||||||||
Enhanced Proposal Category: Amend Ordinary Business Items | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
3511672 | R3 GLOBAL DIVIDEND GROWTH ETF | 3511672 | BROWN BROTHERS HARRIMAN AND CO | 27,591 | 0 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Northern Lights Fund Trust IV
By (Signature and Title) /s/ Jennifer Farrell
Secretary of the Trust
Date: August 11, 2023