UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23096
Legg Mason ETF Investment Trust
(Exact name of registrant as specified in charter)
620 EIGHTH AVENUE, NEW YORK, NEW YORK 10018
(Address of principal executive offices) (Zip code)
Thomas C. Mandia, Esq.
100 First Stamford Place, 7th Floor
Stamford, Connecticut 06902
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-877-721-1926
Date of fiscal year end: Multiple fiscal year ends
Date of reporting period: July 1, 2019–June 30, 2020
Item 1. Proxy Voting Record
A report may indicate that the Adviser or Subadviser, as the case may be, “did not vote” on a particular proposal. No vote was entered for a proposal where (a) certain restrictions or pre-conditions on voting may, if followed, have adversely affected investment management of the fund’s portfolio holdings, such as “share blocking rules” that prohibit sales during the shareholder solicitation and voting process, (b) potential material conflicts of interest arising from proxy proposals were identified by the Proxy Voting Committee, (c) administrative or operational constraints impeded the ability to cast a timely vote, such as late receipt of proxy voting information, and/or (d) systems or processing errors occurred (including errors by third party vendors).
On May 22, 2020, Legg Mason Emerging Markets Low Volatility High Dividend ETF (LVHE) was liquidated.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-23096 Reporting Period: 07/01/2019 - 06/30/2020 LEGG MASON ETF INVESTMENT TRUST ======================== ClearBridge All Cap Growth ETF ======================== ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy L. Banse For For Management 1b Elect Director Frank A. Calderoni For For Management 1c Elect Director James E. Daley For For Management 1d Elect Director Laura B. Desmond For For Management 1e Elect Director Charles M. Geschke For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David A. Ricks For For Management 1j Elect Director Daniel L. Rosensweig For For Management 1k Elect Director John E. Warnock For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Ticker: AAP Security ID: 00751Y106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Bergstrom For For Management 1b Elect Director Brad W. Buss For For Management 1c Elect Director John F. Ferraro For For Management 1d Elect Director Thomas R. Greco For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director Eugene I. Lee, Jr. For For Management 1g Elect Director Sharon L. McCollam For For Management 1h Elect Director Douglas A. Pertz For For Management 1i Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tom Killalea For For Management 1.2 Elect Director Tom Leighton For For Management 1.3 Elect Director Jonathan Miller For For Management 1.4 Elect Director Monte Ford For For Management 1.5 Elect Director Madhu Ranganathan For For Management 1.6 Elect Director Fred Salerno For For Management 1.7 Elect Director Ben Verwaayen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Felix J. Baker For For Management 1.2 Elect Director David R. Brennan For For Management 1.3 Elect Director Christopher J. Coughlin For For Management 1.4 Elect Director Deborah Dunsire For For Management 1.5 Elect Director Paul A. Friedman For For Management 1.6 Elect Director Ludwig N. Hantson For For Management 1.7 Elect Director John T. Mollen For For Management 1.8 Elect Director Francois Nader For For Management 1.9 Elect Director Judith A. Reinsdorf For For Management 1.10 Elect Director Andreas Rummelt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For For Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALLERGAN PLC Ticker: AGN Security ID: G0177J108 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 1 Approve Scheme of Arrangement For For Management 2 Approve Cancellation of Cancellation For For Management Shares 3 Authorize Board to Allot and Issue For For Management Shares 4 Amend Articles of Association For For Management 5 Advisory Vote on Golden Parachutes For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For For Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For For Management 1.9 Elect Director Alan R. Mulally For Withhold Management 1.10 Elect Director K. Ram Shiram For For Management 1.11 Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against For Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against Against Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against Against Shareholder 11 Require a Majority Vote for the Against For Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against Against Shareholder 6 Report on Customers' Use of its Against Against Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against Against Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against Against Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan F. Miller For For Management 1.2 Elect Director Leonard Tow For For Management 1.3 Elect Director David E. Van Zandt For For Management 1.4 Elect Director Carl E. Vogel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Lynn A. Pike For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: 03524A108 Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1.a Amend Articles 24.4 Re: Participation For For Management and Decisions in a Meeting A1.b Amend Articles Re: Distributions of For For Management Interim Dividends A1.c Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations B2 Receive Directors' Reports (Non-Voting) None None Management B3 Receive Auditors' Reports (Non-Voting) None None Management B4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) B5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share B6 Approve Discharge of Directors For For Management B7 Approve Discharge of Auditors For For Management B8.a Reelect Michele Burns as Independent For For Management Director B8.b Reelect Elio Leoni Sceti as For For Management Independent Director B8.c Reelect Alexandre Van Damme as Director For For Management B8.d Reelect Gregoire de Spoelberch as For For Management Director B8.e Reelect Paul Cornet de Ways Ruart as For For Management Director B8.f Reelect Paulo Lemann as Director For For Management B8.g Reelect Maria Asuncion Aramburuzabala For For Management as Director B8.h Elect Roberto Thompson Motta as For For Management Director B8.i Reelect Martin J. Barrington as For For Management Director B8.j Reelect William F. Gifford, Jr. as For For Management Director B8.k Reelect Alejandro Santo Domingo Davila For For Management as Director B9 Approve Remuneration Report For Against Management C10 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against Against Shareholder 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against Against Shareholder Access to Information Policies -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Anagnost For For Management 1b Elect Director Karen Blasing For For Management 1c Elect Director Reid French For For Management 1d Elect Director Ayanna Howard For For Management 1e Elect Director Blake Irving For For Management 1f Elect Director Mary T. McDowell For For Management 1g Elect Director Stephen Milligan For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Betsy Rafael For For Management 1j Elect Director Stacy J. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director William A. Hawkins For For Management 1d Elect Director Nancy L. Leaming For For Management 1e Elect Director Jesus B. Mantas For For Management 1f Elect Director Richard C. Mulligan For For Management 1g Elect Director Robert W. Pangia For For Management 1h Elect Director Stelios Papadopoulos For For Management 1i Elect Director Brian S. Posner For For Management 1j Elect Director Eric K. Rowinsky For For Management 1k Elect Director Stephen A. Sherwin For For Management 1l Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. Ticker: BMRN Security ID: 09061G101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Jacques Bienaime For For Management 1.2 Elect Director Elizabeth McKee Anderson For For Management 1.3 Elect Director Willard Dere For For Management 1.4 Elect Director Michael Grey For For Management 1.5 Elect Director Elaine J. Heron For For Management 1.6 Elect Director Robert J. Hombach For For Management 1.7 Elect Director V. Bryan Lawlis For For Management 1.8 Elect Director Richard A. Meier For For Management 1.9 Elect Director David E.I. Pyott For For Management 1.10 Elect Director Dennis J. Slamon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CERENCE INC. Ticker: CRNC Security ID: 156727109 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Beaudoin For For Management 1.2 Elect Director Marianne Budnik For For Management 2 Ratify BDO USA LLP as Auditors For For Management -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Robert D. Daleo For For Management 1d Elect Director Murray J. Demo For For Management 1e Elect Director Ajei S. Gopal For For Management 1f Elect Director David J. Henshall For For Management 1g Elect Director Thomas E. Hogan For For Management 1h Elect Director Moira A. Kilcoyne For For Management 1i Elect Director Peter J. Sacripanti For For Management 1j Elect Director J. Donald Sherman For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Decker For For Management 1.2 Elect Director Richard A. Galanti For For Management 1.3 Elect Director Sally Jewell For For Management 1.4 Elect Director Charles T. Munger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Provide Directors May Be Removed With or Without Cause 5 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix -------------------------------------------------------------------------------- CREE, INC. Ticker: CREE Security ID: 225447101 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Hodge For For Management 1.2 Elect Director Clyde R. Hosein For For Management 1.3 Elect Director Darren R. Jackson For For Management 1.4 Elect Director Duy-Loan T. Le For For Management 1.5 Elect Director Gregg A. Lowe For For Management 1.6 Elect Director John B. Replogle For For Management 1.7 Elect Director Thomas H. Werner For For Management 1.8 Elect Director Anne C. Whitaker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DISCOVERY, INC. Ticker: DISCA Security ID: 25470F104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Bennett For For Management 1.2 Elect Director John C. Malone For For Management 1.3 Elect Director David M. Zaslav For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Ticker: DLB Security ID: 25659T107 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Yeaman For For Management 1.2 Elect Director Peter Gotcher For For Management 1.3 Elect Director Micheline Chau For For Management 1.4 Elect Director David Dolby For For Management 1.5 Elect Director N. William Jasper, Jr. For For Management 1.6 Elect Director Simon Segars For For Management 1.7 Elect Director Roger Siboni For For Management 1.8 Elect Director Anjali Sud For For Management 1.9 Elect Director Avadis Tevanian, Jr. For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ECOLAB INC. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Shari L. Ballard For For Management 1c Elect Director Barbara J. Beck For For Management 1d Elect Director Jeffrey M. Ettinger For For Management 1e Elect Director Arthur J. Higgins For For Management 1f Elect Director Michael Larson For For Management 1g Elect Director David W. MacLennan For For Management 1h Elect Director Tracy B. McKibben For For Management 1i Elect Director Lionel L. Nowell, III For For Management 1j Elect Director Victoria J. Reich For For Management 1k Elect Director Suzanne M. Vautrinot For For Management 1l Elect Director John J. Zillmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Adaire Fox-Martin For For Management 1.4 Elect Director Gary Hromadko For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Charles Meyers For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Sandra Rivera For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For For Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For For Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against Against Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Report on Political Advertising Against For Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against For Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee Adrean For For Management 1b Elect Director Ellen R. Alemany For For Management 1c Elect Director Lisa A. Hook For For Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIREEYE, INC. Ticker: FEYE Security ID: 31816Q101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly Alexy For For Management 1b Elect Director Stephen Pusey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Gerald J. Ford For For Management 1.3 Elect Director Lydia H. Kennard For For Management 1.4 Elect Director Dustan E. McCoy For For Management 1.5 Elect Director John J. Stephens For For Management 1.6 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GCI LIBERTY, INC. Ticker: GLIBA Security ID: 36164V305 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald A. Duncan For For Management 1.2 Elect Director Donne F. Fisher For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GUARDANT HEALTH, INC. Ticker: GH Security ID: 40131M109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ian Clark For For Management 1b Elect Director Samir Kaul For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lance Uggla For For Management 1b Elect Director John Browne For For Management 1c Elect Director Ruann F. Ernst For For Management 1d Elect Director William E. Ford For For Management 1e Elect Director Jean-Paul L. Montupet For For Management 1f Elect Director Deborah K. Orida For For Management 1g Elect Director James A. Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IMMUNOGEN, INC. Ticker: IMGN Security ID: 45253H101 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Stephen C. McCluski For For Management 2.2 Elect Director Richard J. Wallace For For Management 2.3 Elect Director Mark Goldberg For For Management 2.4 Elect Director Dean J. Mitchell For For Management 2.5 Elect Director Kristine Peterson For For Management 2.6 Elect Director Mark J. Enyedy For For Management 2.7 Elect Director Stuart A. Arbuckle For For Management 3 Increase Authorized Common Stock For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IONIS PHARMACEUTICALS, INC. Ticker: IONS Security ID: 462222100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph H. Wender For For Management 1.2 Elect Director B. Lynne Parshall For For Management 1.3 Elect Director Spencer R. Berthelsen For For Management 1.4 Elect Director Joan E. Herman For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Ratify Amending the Existing Stock For For Management Option and Restricted Stock Unit Awards of Directors to Adjust Vesting 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Ticker: JCI Security ID: G51502105 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle For For Management Perochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company For For Management Shares 4 Determine Price Range for Reissuance For For Management of Treasury Shares 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve the Directors' Authority to For For Management Allot Shares 7 Approve the Disapplication of For For Management Statutory Pre-Emption Rights -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement and Fair Price Requirements for Business Combinations 5 Amend Certificate of Incorporation to For For Management Eliminate the Anti-Greenmail Provision 6 Amend Certificate of Incorporation to For For Management Eliminate Cumulative Voting Provision 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Malone For For Management 1.2 Elect Director John E. Welsh, III For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229409 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Evan D. Malone For For Management 1.2 Elect Director David E. Rapley For For Management 1.3 Elect Director Larry E. Romrell For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229870 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Evan D. Malone For For Management 1.2 Elect Director David E. Rapley For For Management 1.3 Elect Director Larry E. Romrell For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LINDE PLC Ticker: LIN Security ID: G5494J103 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wolfgang H. Reitzle For For Management 1b Elect Director Stephen F. Angel For For Management 1c Elect Director Ann-Kristin Achleitner For For Management 1d Elect Director Clemens A. H. Borsig For For Management 1e Elect Director Nance K. Dicciani For For Management 1f Elect Director Thomas Enders For For Management 1g Elect Director Franz Fehrenbach For For Management 1h Elect Director Edward G. Galante For For Management 1i Elect Director Larry D. McVay For For Management 1j Elect Director Victoria E. Ossadnik For For Management 1k Elect Director Martin H. Richenhagen For For Management 1l Elect Director Robert L. Wood For For Management 2a Ratify PricewaterhouseCoopers as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LOGMEIN, INC. Ticker: LOGM Security ID: 54142L109 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 61174X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director Kathleen E. Ciaramello For For Management 1.5 Elect Director Gary P. Fayard For For Management 1.6 Elect Director Jeanne P. Jackson For For Management 1.7 Elect Director Steven G. Pizula For For Management 1.8 Elect Director Benjamin M. Polk For For Management 1.9 Elect Director Sydney Selati For For Management 1.10 Elect Director Mark S. Vidergauz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. Ticker: NOV Security ID: 637071101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Clay C. Williams For For Management 1B Elect Director Greg L. Armstrong For For Management 1C Elect Director Marcela E. Donadio For For Management 1D Elect Director Ben A. Guill For For Management 1E Elect Director James T. Hackett For For Management 1F Elect Director David D. Harrison For For Management 1G Elect Director Eric L. Mattson For For Management 1H Elect Director Melody B. Meyer For For Management 1I Elect Director William R. Thomas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NOW INC. Ticker: DNOW Security ID: 67011P100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Richard Alario For For Management 1B Elect Director Paul Coppinger For For Management 1C Elect Director Rodney Eads For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Benjamin For For Management 1.2 Elect Director Daniel Brennan For For Management 1.3 Elect Director Lloyd Carney For For Management 1.4 Elect Director Thomas Ebling For For Management 1.5 Elect Director Robert Finocchio, Jr. For For Management 1.6 Elect Director Laura S. Kaiser For For Management 1.7 Elect Director Michal Katz For For Management 1.8 Elect Director Mark Laret For For Management 1.9 Elect Director Sanjay Vaswani For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- NUCOR CORPORATION Ticker: NUE Security ID: 670346105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd J. Austin, III For For Management 1.2 Elect Director Patrick J. Dempsey For For Management 1.3 Elect Director Christopher J. Kearney For For Management 1.4 Elect Director Laurette T. Koellner For For Management 1.5 Elect Director Joseph D. Rupp For For Management 1.6 Elect Director Leon J. Topalian For For Management 1.7 Elect Director John H. Walker For For Management 1.8 Elect Director Nadja Y. West For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NUTANIX, INC. Ticker: NTNX Security ID: 67059N108 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ravi Mhatre For For Management 1b Elect Director Dheeraj Pandey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen I. Chazen For For Management 1b Elect Director Andrew Gould For For Management 1c Elect Director Nicholas Graziano For For Management 1d Elect Director Carlos M. Gutierrez For For Management 1e Elect Director Vicki Hollub For For Management 1f Elect Director William R. Klesse For For Management 1g Elect Director Andrew N. Langham For For Management 1h Elect Director Jack B. Moore For For Management 1i Elect Director Margarita For For Management Palau-Hernandez 1j Elect Director Avedick B. Poladian For For Management 1k Elect Director Robert M. Shearer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Issuance of the Warrant Shares For For Management Upon Exercise of the Warrant 6 Increase Authorized Common Stock For For Management 7 Amend Charter to Enhance Shareholders' For For Management Ability to Act by Written Consent 8 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting and Approve Certain Additional Amendments 9 Approve Shareholder Rights Plan For For Management (Poison Pill) -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director George H. Conrades For For Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For For Management 1.12 Elect Director Charles W. Moorman, IV For For Management 1.13 Elect Director Leon E. Panetta For For Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Ticker: PANW Security ID: 697435105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Asheem Chandna For For Management 1b Elect Director James J. Goetz For For Management 1c Elect Director Mark D. McLaughlin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENTAIR PLC Ticker: PNR Security ID: G7S00T104 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mona Abutaleb Stephenson For For Management 1b Elect Director Glynis A. Bryan For For Management 1c Elect Director T. Michael Glenn For For Management 1d Elect Director Theodore L. Harris For For Management 1e Elect Director David A. Jones For For Management 1f Elect Director Michael T. Speetzen For For Management 1g Elect Director John L. Stauch For For Management 1h Elect Director Billie I. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Authorise Issue of Equity For For Management 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edison C. Buchanan For For Management 1b Elect Director Andrew F. Cates For For Management 1c Elect Director Phillip A. Gobe For For Management 1d Elect Director Larry R. Grillot For For Management 1e Elect Director Stacy P. Methvin For For Management 1f Elect Director Royce W. Mitchell For For Management 1g Elect Director Frank A. Risch For For Management 1h Elect Director Scott D. Sheffield For For Management 1i Elect Director Mona K. Sutphen For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- QURATE RETAIL, INC. Ticker: QRTEA Security ID: 74915M100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fiona P. Dias For For Management 1.2 Elect Director Evan D. Malone For For Management 1.3 Elect Director David E. Rapley For For Management 1.4 Elect Director Larry E. Romrell For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES CORPORATION Ticker: RTX Security ID: 913017109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Gregory J. Hayes For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Robert K. (Kelly) For For Management Ortberg 1e Elect Director Margaret L. O'Sullivan For For Management 1f Elect Director Denise L. Ramos For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder 5 Report on Plant Closures Against Against Shareholder -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Craig Conway For For Management 1c Elect Director Parker Harris For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Robin Washington For For Management 1j Elect Director Maynard Webb For For Management 1k Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William D. Mosley For For Management 1b Elect Director Stephen J. Luczo For For Management 1c Elect Director Mark W. Adams For For Management 1d Elect Director Judy Bruner For For Management 1e Elect Director Michael R. Cannon For For Management 1f Elect Director William T. Coleman For For Management 1g Elect Director Jay L. Geldmacher For For Management 1h Elect Director Dylan G. Haggart For For Management 1i Elect Director Stephanie Tilenius For For Management 1j Elect Director Edward J. Zander For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- SPLUNK INC. Ticker: SPLK Security ID: 848637104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Connors For For Management 1b Elect Director Patricia Morrison For For Management 1c Elect Director Stephen Newberry For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Yong Nam For For Management 1i Elect Director Daniel J. Phelan For For Management 1j Elect Director Abhijit Y. Talwalkar For For Management 1k Elect Director Mark C. Trudeau For For Management 1l Elect Director Dawn C. Willoughby For For Management 1m Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 27, 2019 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 27, 2019 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 27, 2019 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2020 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 27, 2019 12 Approve Declaration of Dividend For For Management 13 Amend Articles of Association Re: For For Management Authorized Capital 14 Approve Reduction of Share Capital For For Management 15 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William S. Haraf For For Management 1b Elect Director Frank C. Herringer For For Management 1c Elect Director Roger O. Walther For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies 6 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 7 Report on Congruency Political Against For Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Francis A. deSouza For For Management 1e Elect Director Michael B.G. Froman For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Mark G. Parker For For Management 1i Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For For Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TWITTER, INC. Ticker: TWTR Security ID: 90184L102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Omid R. Kordestani For For Management 1b Elect Director Ngozi Okonjo-Iweala For For Management 1c Elect Director Bret Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- UBER TECHNOLOGIES, INC. Ticker: UBER Security ID: 90353T100 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Sugar For For Management 1b Elect Director Ursula Burns For For Management 1c Elect Director Robert Eckert For For Management 1d Elect Director Amanda Ginsberg For For Management 1e Elect Director Dara Khosrowshahi For For Management 1f Elect Director Wan Ling Martello For For Management 1g Elect Director Yasir Al-Rumayyan For For Management 1h Elect Director John Thain For For Management 1i Elect Director David I. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Ticker: VRTX Security ID: 92532F100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sangeeta N. Bhatia For For Management 1.2 Elect Director Lloyd Carney For For Management 1.3 Elect Director Alan Garber For For Management 1.4 Elect Director Terrence Kearney For For Management 1.5 Elect Director Reshma Kewalramani For For Management 1.6 Elect Director Yuchun Lee For For Management 1.7 Elect Director Jeffrey M. Leiden For For Management 1.8 Elect Director Margaret G. McGlynn For For Management 1.9 Elect Director Diana McKenzie For For Management 1.10 Elect Director Bruce I. Sachs For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker: GWW Security ID: 384802104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director Brian P. Anderson For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Stuart L. Levenick For For Management 1.5 Elect Director D.G. Macpherson For For Management 1.6 Elect Director Neil S. Novich For For Management 1.7 Elect Director Beatriz R. Perez For For Management 1.8 Elect Director Michael J. Roberts For For Management 1.9 Elect Director E. Scott Santi For For Management 1.10 Elect Director Susan Slavik Williams For For Management 1.11 Elect Director Lucas E. Watson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Ticker: WDC Security ID: 958102105 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly E. Alexy For For Management 1b Elect Director Martin I. Cole For For Management 1c Elect Director Kathleen A. Cote For For Management 1d Elect Director Tunc Doluca For For Management 1e Elect Director Len J. Lauer For For Management 1f Elect Director Matthew E. Massengill For For Management 1g Elect Director Stephen D. Milligan For For Management 1h Elect Director Stephanie A. Streeter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Norden For For Management 1b Elect Director Louise M. Parent For For Management 1c Elect Director Kristin C. Peck For For Management 1d Elect Director Robert W. Scully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditor For For Management ==================== ClearBridge Dividend Strategy ESG ETF ===================== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Bartlett For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Robert D. Hormats For For Management 1d Elect Director Gustavo Lara Cantu For For Management 1e Elect Director Grace D. Lieblein For For Management 1f Elect Director Craig Macnab For For Management 1g Elect Director JoAnn A. Reed For For Management 1h Elect Director Pamela D.A. Reeve For For Management 1i Elect Director David E. Sharbutt For For Management 1j Elect Director Bruce L. Tanner For For Management 1k Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against Against Shareholder Expenditures 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against For Shareholder Access to Information Policies -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bader M. Alsaad For For Management 1b Elect Director Mathis Cabiallavetta For For Management 1c Elect Director Pamela Daley For For Management 1d Elect Director William S. Demchak For For Management 1e Elect Director Jessica P. Einhorn For For Management 1f Elect Director Laurence D. Fink For For Management 1g Elect Director William E. Ford For For Management 1h Elect Director Fabrizio Freda For For Management 1i Elect Director Murry S. Gerber For For Management 1j Elect Director Margaret L. Johnson For For Management 1k Elect Director Robert S. Kapito For For Management 1l Elect Director Cheryl D. Mills For For Management 1m Elect Director Gordon M. Nixon For For Management 1n Elect Director Charles H. Robbins For For Management 1o Elect Director Marco Antonio Slim Domit For For Management 1p Elect Director Susan L. Wagner For For Management 1q Elect Director Mark Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte LLP as Auditors For For Management 4 Report on the Statement on the Purpose Against Against Shareholder of a Corporation -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel I. Klein For For Management 1b Elect Director Kelly A. Ayotte For For Management 1c Elect Director Bruce W. Duncan For For Management 1d Elect Director Karen E. Dykstra For For Management 1e Elect Director Carol B. Einiger For For Management 1f Elect Director Diane J. Hoskins For For Management 1g Elect Director Douglas T. Linde For For Management 1h Elect Director Matthew J. Lustig For For Management 1i Elect Director Owen D. Thomas For For Management 1j Elect Director David A. Twardock For For Management 1k Elect Director William H. Walton, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Bilbrey For For Management 1b Elect Director John T. Cahill For For Management 1c Elect Director Lisa M. Edwards For For Management 1d Elect Director Helene D. Gayle For For Management 1e Elect Director C. Martin Harris For For Management 1f Elect Director Martina Hund-Mejean For For Management 1g Elect Director Lorrie M. Norrington For For Management 1h Elect Director Michael B. Polk For For Management 1i Elect Director Stephen I. Sadove For For Management 1j Elect Director Noel R. Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- COVANTA HOLDING CORPORATION Ticker: CVA Security ID: 22282E102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barse For For Management 1.2 Elect Director Ronald J. Broglio For For Management 1.3 Elect Director Peter C.B. Bynoe For For Management 1.4 Elect Director Linda J. Fisher For For Management 1.5 Elect Director Joseph M. Holsten For For Management 1.6 Elect Director Stephen J. Jones For For Management 1.7 Elect Director Owen Michaelson For For Management 1.8 Elect Director Danielle Pletka For For Management 1.9 Elect Director Michael W. Ranger For For Management 1.10 Elect Director Robert S. Silberman For For Management 1.11 Elect Director Jean Smith For For Management 1.12 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ECOLAB INC. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Shari L. Ballard For For Management 1c Elect Director Barbara J. Beck For For Management 1d Elect Director Jeffrey M. Ettinger For For Management 1e Elect Director Arthur J. Higgins For For Management 1f Elect Director Michael Larson For For Management 1g Elect Director David W. MacLennan For For Management 1h Elect Director Tracy B. McKibben For For Management 1i Elect Director Lionel L. Nowell, III For For Management 1j Elect Director Victoria J. Reich For For Management 1k Elect Director Suzanne M. Vautrinot For For Management 1l Elect Director John J. Zillmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Michael C. Camunez For For Management 1c Elect Director Vanessa C.L. Chang For For Management 1d Elect Director James T. Morris For For Management 1e Elect Director Timothy T. O'Toole For For Management 1f Elect Director Pedro J. Pizarro For For Management 1g Elect Director Carey A. Smith For For Management 1h Elect Director Linda G. Stuntz For For Management 1i Elect Director William P. Sullivan For For Management 1j Elect Director Peter J. Taylor For For Management 1k Elect Director Keith Trent For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- HEALTHCARE TRUST OF AMERICA, INC. Ticker: HTA Security ID: 42225P501 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott D. Peters For For Management 1b Elect Director W. Bradley Blair, II For For Management 1c Elect Director Vicki U. Booth For For Management 1d Elect Director Maurice J. DeWald For For Management 1e Elect Director Warren D. Fix For For Management 1f Elect Director Peter N. Foss For For Management 1g Elect Director Daniel S. Henson For For Management 1h Elect Director Larry L. Mathis For For Management 1i Elect Director Gary T. Wescombe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Ticker: IP Security ID: 460146103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Burns For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Ahmet C. Dorduncu For For Management 1d Elect Director Ilene S. Gordon For For Management 1e Elect Director Anders Gustafsson For For Management 1f Elect Director Jacqueline C. Hinman For For Management 1g Elect Director Clinton A. Lewis, Jr. For For Management 1h Elect Director Kathryn D. Sullivan For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director Fayez Sarofim For For Management 1.12 Elect Director C. Park Shaper For For Management 1.13 Elect Director William A. Smith For For Management 1.14 Elect Director Joel V. Staff For For Management 1.15 Elect Director Robert F. Vagt For For Management 1.16 Elect Director Perry M. Waughtal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINDE PLC Ticker: LIN Security ID: G5494J103 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wolfgang H. Reitzle For For Management 1b Elect Director Stephen F. Angel For For Management 1c Elect Director Ann-Kristin Achleitner For For Management 1d Elect Director Clemens A. H. Borsig For For Management 1e Elect Director Nance K. Dicciani For For Management 1f Elect Director Thomas Enders For For Management 1g Elect Director Franz Fehrenbach For For Management 1h Elect Director Edward G. Galante For For Management 1i Elect Director Larry D. McVay For For Management 1j Elect Director Victoria E. Ossadnik For For Management 1k Elect Director Martin H. Richenhagen For For Management 1l Elect Director Robert L. Wood For For Management 2a Ratify PricewaterhouseCoopers as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Oki Matsumoto For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W.K. Booth For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Crew For For Management 1.4 Elect Director Lois D. Juliber For For Management 1.5 Elect Director Peter W. May For For Management 1.6 Elect Director Jorge S. Mesquita For For Management 1.7 Elect Director Fredric G. Reynolds For For Management 1.8 Elect Director Christiana S. Shi For For Management 1.9 Elect Director Patrick T. Siewert For For Management 1.10 Elect Director Michael A. Todman For For Management 1.11 Elect Director Jean-Francois M. L. van For For Management Boxmeer 1.12 Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: 641069406 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.70 per Share 4.1.a Reelect Paul Bulcke as Director and For For Management Board Chairman 4.1.b Reelect Ulf Schneider as Director For For Management 4.1.c Reelect Henri de Castries as Director For For Management 4.1.d Reelect Renato Fassbind as Director For For Management 4.1.e Reelect Ann Veneman as Director For For Management 4.1.f Reelect Eva Cheng as Director For For Management 4.1.g Reelect Patrick Aebischer as Director For For Management 4.1.h Reelect Ursula Burns as Director For For Management 4.1.i Reelect Kasper Rorsted as Director For For Management 4.1.j Reelect Pablo Isla as Director For For Management 4.1.k Reelect Kimberly Ross as Director For For Management 4.1.l Reelect Dick Boer as Director For For Management 4.1.m Reelect Dinesh Paliwal as Director For For Management 4.2 Elect Hanne Jimenez de Mora as Director For For Management 4.3.1 Appoint Patrick Aebischer as Member of For For Management the Compensation Committee 4.3.2 Appoint Ursula Burns as Member of the For For Management Compensation Committee 4.3.3 Appoint Pablo Isla as Member of the For For Management Compensation Committee 4.3.4 Appoint Dick Boer as Member of the For For Management Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Hartmann Dreyer as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 55 Million 6 Approve CHF 9.5 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 7 Transact Other Business (Voting) Against For Management -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director David L. Porges For For Management 1i Elect Director James L. Robo For For Management 1j Elect Director Rudy E. Schupp For For Management 1k Elect Director John L. Skolds For For Management 1l Elect Director William H. Swanson For For Management 1m Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NUCOR CORPORATION Ticker: NUE Security ID: 670346105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd J. Austin, III For For Management 1.2 Elect Director Patrick J. Dempsey For For Management 1.3 Elect Director Christopher J. Kearney For For Management 1.4 Elect Director Laurette T. Koellner For For Management 1.5 Elect Director Joseph D. Rupp For For Management 1.6 Elect Director Leon J. Topalian For For Management 1.7 Elect Director John H. Walker For For Management 1.8 Elect Director Nadja Y. West For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen F. Angel For For Management 1.2 Elect Director Hugh Grant For For Management 1.3 Elect Director Melanie L. Healey For For Management 2.1 Elect Director Kathleen A. Ligocki For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Reduce Supermajority Vote Requirement For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Kathleen L. Brown For For Management 1.3 Elect Director Andres Conesa For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Pablo A. Ferrero For For Management 1.6 Elect Director William D. Jones For For Management 1.7 Elect Director Jeffrey W. Martin For For Management 1.8 Elect Director Bethany J. Mayer For For Management 1.9 Elect Director Michael N. Mears For For Management 1.10 Elect Director Jack T. Taylor For For Management 1.11 Elect Director Cynthia L. Walker For For Management 1.12 Elect Director Cynthia J. Warner For For Management 1.13 Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 1m Elect Director Myron E. Ullman, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- SYSCO CORPORATION Ticker: SYY Security ID: 871829107 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas L. Bene For For Management 1b Elect Director Daniel J. Brutto For For Management 1c Elect Director John M. Cassaday For For Management 1d Elect Director Joshua D. Frank For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Bradley M. Halverson For For Management 1g Elect Director John M. Hinshaw For For Management 1h Elect Director Hans-Joachim Koerber For For Management 1i Elect Director Stephanie A. Lundquist For For Management 1j Elect Director Nancy S. Newcomb For For Management 1k Elect Director Nelson Peltz For For Management 1l Elect Director Edward D. Shirley For For Management 1m Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies 6 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 7 Report on Congruency Political Against For Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Cafaro For For Management 1.4 Elect Director Marjorie Rodgers For For Management Cheshire 1.5 Elect Director William S. Demchak For For Management 1.6 Elect Director Andrew T. Feldstein For For Management 1.7 Elect Director Richard J. Harshman For For Management 1.8 Elect Director Daniel R. Hesse For For Management 1.9 Elect Director Linda R. Medler For For Management 1.10 Elect Director Martin Pfinsgraff For For Management 1.11 Elect Director Toni Townes-Whitley For For Management 1.12 Elect Director Michael J. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Elizabeth E. Robinson For For Management 1g Elect Director Philip T. (Pete) For For Management Ruegger, III 1h Elect Director Todd C. Schermerhorn For For Management 1i Elect Director Alan D. Schnitzer For For Management 1j Elect Director Donald J. Shepard For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Francis A. deSouza For For Management 1e Elect Director Michael B.G. Froman For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Mark G. Parker For For Management 1i Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For For Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Vicki L. Fuller For For Management 1.8 Elect Director Peter A. Ragauss For For Management 1.9 Elect Director Scott D. Sheffield For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director William H. Spence For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Dorothy J. Bridges For For Management 1c Elect Director Elizabeth L. Buse For For Management 1d Elect Director Marc N. Casper For For Management 1e Elect Director Andrew Cecere For For Management 1f Elect Director Kimberly J. Harris For For Management 1g Elect Director Roland A. Hernandez For For Management 1h Elect Director Olivia F. Kirtley For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Richard P. McKenney For For Management 1k Elect Director Yusuf I. Mehdi For For Management 1l Elect Director John P. Wiehoff For For Management 1m Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: 904767704 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nils Andersen as Director For For Management 4 Re-elect Laura Cha as Director For For Management 5 Re-elect Vittorio Colao as Director For For Management 6 Re-elect Dr Judith Hartmann as Director For For Management 7 Re-elect Alan Jope as Director For For Management 8 Re-elect Andrea Jung as Director For For Management 9 Re-elect Susan Kilsby as Director For For Management 10 Re-elect Strive Masiyiwa as Director For For Management 11 Re-elect Youngme Moon as Director For For Management 12 Re-elect Graeme Pitkethly as Director For For Management 13 Re-elect John Rishton as Director For For Management 14 Re-elect Feike Sijbesma as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Bhavesh V. Patel For For Management 1j Elect Director Jose H. Villarreal For For Management 1k Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Climate Change Against Against Shareholder -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VF CORPORATION Ticker: VFC Security ID: 918204108 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard T. Carucci For For Management 1.2 Elect Director Juliana L. Chugg For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Mark S. Hoplamazian For For Management 1.5 Elect Director Laura W. Lang For For Management 1.6 Elect Director W. Alan McCollough For For Management 1.7 Elect Director W. Rodney McMullen For For Management 1.8 Elect Director Clarence Otis, Jr. For For Management 1.9 Elect Director Steven E. Rendle For For Management 1.10 Elect Director Carol L. Roberts For For Management 1.11 Elect Director Matthew J. Shattock For For Management 1.12 Elect Director Veronica B. Wu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY Ticker: VMC Security ID: 929160109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa H. Anderson For For Management 1b Elect Director O. B. Grayson Hall, Jr. For For Management 1c Elect Director James T. Prokopanko For For Management 1d Elect Director George Willis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank M. Clark, Jr. For For Management 1b Elect Director James C. Fish, Jr. For For Management 1c Elect Director Andres R. Gluski For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Kathleen M. Mazzarella For For Management 1f Elect Director William B. Plummer For For Management 1g Elect Director John C. Pope For For Management 1h Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan ===================== ClearBridge Large Cap Growth ESG ETF ===================== ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy L. Banse For For Management 1b Elect Director Frank A. Calderoni For For Management 1c Elect Director James E. Daley For For Management 1d Elect Director Laura B. Desmond For For Management 1e Elect Director Charles M. Geschke For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David A. Ricks For For Management 1j Elect Director Daniel L. Rosensweig For For Management 1k Elect Director John E. Warnock For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Ticker: AAP Security ID: 00751Y106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Bergstrom For For Management 1b Elect Director Brad W. Buss For For Management 1c Elect Director John F. Ferraro For For Management 1d Elect Director Thomas R. Greco For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director Eugene I. Lee, Jr. For For Management 1g Elect Director Sharon L. McCollam For For Management 1h Elect Director Douglas A. Pertz For For Management 1i Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tom Killalea For For Management 1.2 Elect Director Tom Leighton For For Management 1.3 Elect Director Jonathan Miller For For Management 1.4 Elect Director Monte Ford For For Management 1.5 Elect Director Madhu Ranganathan For For Management 1.6 Elect Director Fred Salerno For For Management 1.7 Elect Director Ben Verwaayen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Felix J. Baker For For Management 1.2 Elect Director David R. Brennan For For Management 1.3 Elect Director Christopher J. Coughlin For For Management 1.4 Elect Director Deborah Dunsire For For Management 1.5 Elect Director Paul A. Friedman For For Management 1.6 Elect Director Ludwig N. Hantson For For Management 1.7 Elect Director John T. Mollen For For Management 1.8 Elect Director Francois Nader For For Management 1.9 Elect Director Judith A. Reinsdorf For For Management 1.10 Elect Director Andreas Rummelt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For For Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For For Management 1.9 Elect Director Alan R. Mulally For Withhold Management 1.10 Elect Director K. Ram Shiram For For Management 1.11 Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against For Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against For Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against For Shareholder 11 Require a Majority Vote for the Against For Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against For Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against For Shareholder 6 Report on Customers' Use of its Against For Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against For Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against For Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Lynn A. Pike For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against For Shareholder Access to Information Policies -------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. Ticker: BMRN Security ID: 09061G101 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Jacques Bienaime For For Management 1.2 Elect Director Elizabeth McKee Anderson For For Management 1.3 Elect Director Willard Dere For For Management 1.4 Elect Director Michael Grey For For Management 1.5 Elect Director Elaine J. Heron For For Management 1.6 Elect Director Robert J. Hombach For For Management 1.7 Elect Director V. Bryan Lawlis For For Management 1.8 Elect Director Richard A. Meier For For Management 1.9 Elect Director David E.I. Pyott For For Management 1.10 Elect Director Dennis J. Slamon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Decker For For Management 1.2 Elect Director Richard A. Galanti For For Management 1.3 Elect Director Sally Jewell For For Management 1.4 Elect Director Charles T. Munger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Provide Directors May Be Removed With or Without Cause 5 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ECOLAB INC. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Shari L. Ballard For For Management 1c Elect Director Barbara J. Beck For For Management 1d Elect Director Jeffrey M. Ettinger For For Management 1e Elect Director Arthur J. Higgins For For Management 1f Elect Director Michael Larson For For Management 1g Elect Director David W. MacLennan For For Management 1h Elect Director Tracy B. McKibben For For Management 1i Elect Director Lionel L. Nowell, III For For Management 1j Elect Director Victoria J. Reich For For Management 1k Elect Director Suzanne M. Vautrinot For For Management 1l Elect Director John J. Zillmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Adaire Fox-Martin For For Management 1.4 Elect Director Gary Hromadko For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Charles Meyers For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Sandra Rivera For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For For Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For For Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against Against Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Report on Political Advertising Against For Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against For Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee Adrean For For Management 1b Elect Director Ellen R. Alemany For For Management 1c Elect Director Lisa A. Hook For For Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lance Uggla For For Management 1b Elect Director John Browne For For Management 1c Elect Director Ruann F. Ernst For For Management 1d Elect Director William E. Ford For For Management 1e Elect Director Jean-Paul L. Montupet For For Management 1f Elect Director Deborah K. Orida For For Management 1g Elect Director James A. Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- LINDE PLC Ticker: LIN Security ID: G5494J103 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wolfgang H. Reitzle For For Management 1b Elect Director Stephen F. Angel For For Management 1c Elect Director Ann-Kristin Achleitner For For Management 1d Elect Director Clemens A. H. Borsig For For Management 1e Elect Director Nance K. Dicciani For For Management 1f Elect Director Thomas Enders For For Management 1g Elect Director Franz Fehrenbach For For Management 1h Elect Director Edward G. Galante For For Management 1i Elect Director Larry D. McVay For For Management 1j Elect Director Victoria E. Ossadnik For For Management 1k Elect Director Martin H. Richenhagen For For Management 1l Elect Director Robert L. Wood For For Management 2a Ratify PricewaterhouseCoopers as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 61174X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director Kathleen E. Ciaramello For For Management 1.5 Elect Director Gary P. Fayard For For Management 1.6 Elect Director Jeanne P. Jackson For For Management 1.7 Elect Director Steven G. Pizula For For Management 1.8 Elect Director Benjamin M. Polk For For Management 1.9 Elect Director Sydney Selati For For Management 1.10 Elect Director Mark S. Vidergauz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NUTANIX, INC. Ticker: NTNX Security ID: 67059N108 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ravi Mhatre For For Management 1b Elect Director Dheeraj Pandey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director George H. Conrades For For Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For For Management 1.12 Elect Director Charles W. Moorman, IV For For Management 1.13 Elect Director Leon E. Panetta For For Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Ticker: PANW Security ID: 697435105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Asheem Chandna For For Management 1b Elect Director James J. Goetz For For Management 1c Elect Director Mark D. McLaughlin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edison C. Buchanan For For Management 1b Elect Director Andrew F. Cates For For Management 1c Elect Director Phillip A. Gobe For For Management 1d Elect Director Larry R. Grillot For For Management 1e Elect Director Stacy P. Methvin For For Management 1f Elect Director Royce W. Mitchell For For Management 1g Elect Director Frank A. Risch For For Management 1h Elect Director Scott D. Sheffield For For Management 1i Elect Director Mona K. Sutphen For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Craig Conway For For Management 1c Elect Director Parker Harris For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Robin Washington For For Management 1j Elect Director Maynard Webb For For Management 1k Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- SPLUNK INC. Ticker: SPLK Security ID: 848637104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Connors For For Management 1b Elect Director Patricia Morrison For For Management 1c Elect Director Stephen Newberry For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William S. Haraf For For Management 1b Elect Director Frank C. Herringer For For Management 1c Elect Director Roger O. Walther For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies 6 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 7 Report on Congruency Political Against For Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Francis A. deSouza For For Management 1e Elect Director Michael B.G. Froman For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Mark G. Parker For For Management 1i Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For For Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- UBER TECHNOLOGIES, INC. Ticker: UBER Security ID: 90353T100 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Sugar For For Management 1b Elect Director Ursula Burns For For Management 1c Elect Director Robert Eckert For For Management 1d Elect Director Amanda Ginsberg For For Management 1e Elect Director Dara Khosrowshahi For For Management 1f Elect Director Wan Ling Martello For For Management 1g Elect Director Yasir Al-Rumayyan For For Management 1h Elect Director John Thain For For Management 1i Elect Director David I. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker: GWW Security ID: 384802104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director Brian P. Anderson For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Stuart L. Levenick For For Management 1.5 Elect Director D.G. Macpherson For For Management 1.6 Elect Director Neil S. Novich For For Management 1.7 Elect Director Beatriz R. Perez For For Management 1.8 Elect Director Michael J. Roberts For For Management 1.9 Elect Director E. Scott Santi For For Management 1.10 Elect Director Susan Slavik Williams For For Management 1.11 Elect Director Lucas E. Watson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ========= Legg Mason Emerging Markets Low Volatility High Dividend ETF ========= ABU DHABI COMMERCIAL BANK Ticker: ADCB Security ID: M0152Q104 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Statements for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Elect Supervisory Board Members For For Management (Bundled) 6 Approve Dividends Representing 38 For For Management Percent of the Share Capital for FY 2019 7 Approve Remuneration of Directors for For For Management FY 2019 8 Approve Discharge of Directors for FY For For Management 2019 9 Approve Discharge of Auditors for FY For For Management 2019 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 11 Approve Changes to Board Composition For For Management 1 Approve Qualified Employee Stock For Against Management Purchase Plan 2 Authorize Issuance of Debt Tier For For Management Capital Instruments, Notes/Bonds or Trust Certificates Up to USD 2,000,000,000 3 Authorize Renewal of Abu Dhabi For For Management Commercial Bank PJSC and ADCB Finance (Cayaman) Limited USD 15,000,000,000 Global Medium Term Note Programme (the "GMTN Programme") 4 Authorize Issuance of Non-Convertible For For Management Bonds Up To USD 15,000,000,000 5 Authorize New Debt Funding Programme For For Management Up to Maximum Amount of USD 2,500,000,000 in Addition to GMTN Programme 6 Authorize Issuance of Non-Convertible For For Management Bonds Up to USD 2,500,000,000 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Bonds and Debts Instruments 8 Amend Article 17 of Bylaws For Against Management 9 Amend Articles 25 of Bylaws For For Management 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Articles Amendment -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGUAS ANDINAS SA Ticker: AGUAS.A Security ID: P4171M125 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Report Regarding Related-Party For For Management Transactions 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration of Directors For For Management 7 Present Board's Report on Expenses For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Present Directors' Committee Report on For For Management Activities and Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- ALDAR PROPERTIES PJSC Ticker: ALDAR Security ID: M0517N101 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Dividends of AED 0.145 per For For Management Share for FY 2019 5 Approve Remuneration of Directors for For For Management FY 2019 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Approve Social Contributions Up to 2 For For Management Percent of Net Profits of FY 2018 and FY 2019 -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.84 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- ASIA CEMENT CORP. Ticker: 1102 Security ID: Y0275F107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect Douglas Tong Hsu, with For For Management Shareholder No. 13, as Non-Independent Director 5.2 Elect Tsai Hsiung Chang (T.H. Chang), For Against Management a Representative of Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.3 Elect Johnny Shih, a Representative of For Against Management Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.4 Elect C.V. Chen, a Representative of For Against Management Far Eastern New Century Corporation with Shareholder No. 1, as Non-Independent Director 5.5 Elect Chin-Der Ou, a Representative of For Against Management Bai Yang Investment Holdings Corporation with Shareholder No. 85666, as Non-Independent Director 5.6 Elect Kun Yan Lee (K.Y. Lee), a For For Management Representative of Yue Ding Industry Co. , Ltd. (U-Ding Corporation) with Shareholder No. 126912, as Non-Independent Director 5.7 Elect Peter Hsu, a Representative of For Against Management Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director 5.8 Elect Chen Kun Chang (C.K. Chang), a For Against Management Representative of Far Eastern Y.Z. Hsu Science And Technology Memorial Foundation with Shareholder No. 180996, as Non-Independent Director 5.9 Elect Ruey Long Chen, a Representative For Against Management of Ta Chu Chemical Fiber Co.,Ltd. with Shareholder No. 225135, as Non-Independent Director 5.10 Elect Connie Hsu, a Representative of For Against Management Huey Kang Investment Corporation with Shareholder No. 92107, as Non-Independent Director 5.11 Elect Champion Lee, a Representative For Against Management of Far Eastern Medical Foundation with Shareholder No. 22744, as Non-Independent Director 5.12 Elect Kwan-Tao Li (K.T. Li), a For Against Management Representative of U-Ming Corporation with Shareholder No. 27718, as Non-Independent Director 5.13 Elect Chi Schive with ID No. For For Management Q100446XXX as Independent Director 5.14 Elect Gordon S. Chen with ID No. For For Management P101989XXX as Independent Director 5.15 Elect Yun-Peng Chu with ID No. For For Management H100450XXX as Independent Director 6 Approve to Lift the Restriction on the For Against Management Prohibition of Directors' Competition According to Article 209 of the Company Act -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction with a Related For For Management Party Re: Acquisition of 51 Percent of Shares in Santander Consumer Chile SA 2 Receive Report Regarding Related-Party None None Management Transactions 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANGKOK BANK PUBLIC COMPANY LIMITED Ticker: BBL Security ID: Y0606R119 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of All Shares in For For Management PT Bank Permata Tbk 2 Other Business For Against Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BERJAYA SPORTS TOTO BHD. Ticker: 1562 Security ID: Y0849N107 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Remuneration For For Management (Excluding Directors' Fees) 3 Elect Chan Kien Sing as Director For For Management 4 Elect Seow Swee Pin as Director For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Authorize Share Repurchase Program For For Management 9 Approve Robert Yong Kuen Loke to For For Management Continue Office as Independent Non-Executive Director 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- BERMAZ AUTO BHD. Ticker: 5248 Security ID: Y0873J105 Meeting Date: OCT 04, 2019 Meeting Type: Annual Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Remuneration For For Management (Excluding Directors' fees) 3 Elect Lee Kok Chuan as Director For For Management 4 Elect Hisham Bin Syed Wazir as Director For For Management 5 Elect Adibah Khairiah Binti Ismail @ For For Management Daud as Director 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Ariff Fadzillah Bin Syed For For Management Awalluddin to Continue Office as Independent Non-Executive Directors 10 Approve Abdul Manap Bin Abd Wahab to For For Management Continue Office as Independent Non-Executive Directors 11 Approve Loh Chen Peng to Continue For For Management Office as Independent Non-Executive Directors 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Investment Plan and For For Management Capital Expenditure Budget 7 Approve KPMG Huazhen (Special General For For Management Partnership) as Financial and Internal Control Auditor and Authorize Board to Fix their Remuneration 8 Approve Change in the Use of Certain For For Management Funds Raised from H Shares 9.1 Elect Yang Changli as Director For For Shareholder 9.2 Elect Wang Wei as Director For For Shareholder 10.1 Approve Remuneration of Zhang Shanming For For Management 10.2 Approve Remuneration of Yang Changli For For Management 10.3 Approve Remuneration of Gao Ligang For For Management 10.4 Approve Remuneration of Tan Jiansheng For For Management 10.5 Approve Remuneration of Shi Bing For For Management 10.6 Approve Remuneration of Wang Wei For For Management 10.7 Approve Remuneration of Zhang Yong For For Management 10.8 Approve Remuneration of Na Xizhi For For Management 10.9 Approve Remuneration of Hu Yiguang For For Management 10.10 Approve Remuneration of Francis Siu For For Management Wai Keung 10.11 Approve Remuneration of Chen Sui For For Management 10.12 Approve Remuneration of Chen Rongzhen For For Management 10.13 Approve Remuneration of Yang Lanhe For For Management 10.14 Approve Remuneration of Zhu Hui For For Management 10.15 Approve Remuneration of Wang Hongxin For For Management 11 Approve Donation of Epidemic For For Management Prevention and Control Funds 12 Amend Articles of Association For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares 14 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CHENG LOONG CORP. Ticker: 1904 Security ID: Y1306D103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- CHICONY ELECTRONICS CO., LTD. Ticker: 2385 Security ID: Y1364B106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements and Individual Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Loaning of Funds For For Management -------------------------------------------------------------------------------- CHINA BILLS FINANCE CORP. Ticker: 2820 Security ID: Y1391N107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Financial Budget Plan For For Management 5 Approve 2020 Engagement of Accounting For For Management Firms and Their Fees 6 Approve 2019 Special Report of Related For For Management Party Transactions 7 Approve 2019 Report of the Board of For For Management Directors 8 Approve 2019 Report of the Board of For For Management Supervisors 9 Approve Wei Guobin as an External For For Management Supervisor 10 Approve Improvement of Management on For For Management the Remuneration of Independent Directors 11 Approve Improvement of Management on For For Management the Remuneration of External Directors 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Acceptance of the For For Management Mandatory Unconditional Cash Offer to Acquire All the Issued H Shares in Dalian Port (PDA) Company Limited and Related Transactions 2 Elect Ge Lefu as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors of Sinopec Corp. 2 Approve 2019 Report of the Board of For For Management Supervisors of Sinopec Corp. 3 Approve 2019 Audited Financial Reports For For Management of Sinopec Corp. 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For Against Management Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Guiqing as Director, For For Management Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration 2 Elect Wang Guoquan as Director, For For Management Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Payment 3 Approve Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration 4.1 Elect Ke Ruiwen as Director For For Management 4.2 Elect Li Zhengmao as Director For For Management 4.3 Elect Shao Guanglu as Director For For Management 4.4 Elect Chen Zhongyue as Director For For Management 4.5 Elect Liu Guiqing as Director For For Management 4.6 Elect Zhu Min as Director For For Management 4.7 Elect Wang Guoquan as Director For For Management 4.8 Elect Chen Shengguang as Director For For Management 4.9 Elect Tse Hau Yin, Aloysius as Director For For Management 4.10 Elect Xu Erming as Director For For Management 4.11 Elect Wang Hsuehming as Director For For Management 4.12 Elect Yeung Chi Wai, Jason as Director For For Management 5.1 Elect Sui Yixun as Supervisor For For Management 5.2 Elect Xu Shiguang as Supervisor For For Management 5.3 Elect You Minqiang as Supervisor For For Management 6 Amend Articles of Association and For For Management Approve Authorization of Directors to Complete Registration or Filing of the Amendments to the Articles of Association 7 Approve Issuance of Debentures, For Against Management Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures and Approve Centralized Registration of Debentures 8 Approve Issuance of Company Bonds in For For Management the People's Republic of China, Authorize Board to Issue Company Bonds and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company -------------------------------------------------------------------------------- CHIPBOND TECHNOLOGY CORP. Ticker: 6147 Security ID: Y15657102 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For Against Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- CHONG HONG CONSTRUCTION CO., LTD. Ticker: 5534 Security ID: Y1582T103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect CAI,YUE-CHEN, with SHAREHOLDER For For Management NO.1624, as Non-Independent Director -------------------------------------------------------------------------------- CIECH SA Ticker: CIE Security ID: X14305100 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Management Board Report on None None Management Company's, Group's Operations, and Non-Financial Information 6 Receive Financial Statements None None Management 7 Receive Consolidated Financial None None Management Statements 8 Receive Supervisory Board Reports None None Management 9 Approve Management Board Report on For For Management Company's, Group's Operations, and Non-Financial Information 10 Approve Financial Statements For For Management 11 Approve Consolidated Financial For For Management Statements 12 Approve Supervisory Board Reports For For Management 13 Approve Allocation of Income For For Management 14.1 Approve Discharge of Dawid Jakubowicz For For Management (CEO) 14.2 Approve Discharge of Artur Osuchowski For For Management (Management Board Member) 14.3 Approve Discharge of Miroslaw Skowron For For Management (Management Board Member) 14.4 Approve Discharge of Maciej Tybura For For Management (Management Board Member) 14.5 Approve Discharge of Artur Krol For For Management (Management Board Member) 14.6 Approve Discharge of Krzysztof Szlaga For For Management (Management Board Member) 15.1 Approve Discharge of Sebastian Kulczyk For For Management (Supervisory Board Chairman) 15.2 Approve Discharge of Tomasz For For Management Mikolajczak (Supervisory Board Member) 15.3 Approve Discharge of Dominik Libicki For For Management (Supervisory Board Member) 15.4 Approve Discharge of Mariusz Nowak For For Management (Supervisory Board Member) 15.5 Approve Discharge of Piotr Augustyniak For For Management (Supervisory Board Member) 15.6 Approve Discharge of Artur Olech For For Management (Supervisory Board Member) 15.7 Approve Discharge of Dawid Jakubowicz For For Management (Supervisory Board Member) 16 Close Meeting None None Management -------------------------------------------------------------------------------- CLEANAWAY CO., LTD. Ticker: 8422 Security ID: Y16688106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- COAL INDIA LIMITED Ticker: 533278 Security ID: Y1668L107 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve First and Second Interim For For Management Dividend as Final Dividend 3 Reelect Reena Sinha Puri as Director For For Management 4 Elect Loretta M. Vas as Director For For Management 5 Elect S. B. Agnihotri as Director For For Management 6 Elect D.C. Panigrahi as Director For For Management 7 Elect Khanindra Pathak as Director For For Management 8 Elect Vinod Jain as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management 10 Elect Sanjiv Soni as Director For For Management -------------------------------------------------------------------------------- COMPAL ELECTRONICS, INC. Ticker: 2324 Security ID: Y16907100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CONCENTRADORA HIPOTECARIA SAPI DE CV Ticker: FHIPO14 Security ID: P1R44B436 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Members and Alternates For Against Management of Technical Committee; Verify Independence Classification 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- DANA GAS PJSC Ticker: DANA Security ID: M27014105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Cash Dividends of AED 0.055 For For Management Per Share for FY 2019 5 Approve Remuneration of Directors For Against Management 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Amend Article 31 of Bylaws For Against Management 10 Authorize Board to Conduct a For For Management Feasibility Study for the Demerger of the Company and to Start Evaluating its Assets and to Present the Study in Another General Assembly Meeting in Due Course for Consideration -------------------------------------------------------------------------------- DETSKY MIR PJSC Ticker: DSKY Security ID: X1810L113 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 5.06 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Noor Bank PJSC For For Management 2 Authorize Board to Finalize Terms and For For Management Conditions of the Capital Increase and the Sale and Purchase Agreement 3 Approve Increase in Share Capital in For For Management Connection with Acquisition 4 Amend Articles to Reflect Changes in For For Management Capital 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Approve Shariah Supervisory Board For For Management Report for FY 2019 4 Accept Financial Statements and For For Management Statutory Reports for FY 2019 5 Approve Dividends Representing 35 For For Management Percent of Share Capital 6 Approve Remuneration of Directors For For Management 7 Approve Discharge of Directors for FY For For Management 2019 8 Approve Discharge of Auditors for FY For For Management 2019 9 Elect Sharia Supervisory Board Members For For Management (Bundled) for FY 2020 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 11 Elect Directors (Bundled) For Against Management 12 Authorize Issuance of Non Convertible For For Management Bonds/Sukuk Up to USD 7.5 Billion 13 Authorize Issuance of Tier 1 Sukuk For For Management Program Up to USD 1.5 Billion 14 Authorize Issuance of Tier 2 Sukuk For For Management Program Up to USD 1.5 Billion 15.1 Approve Stock Ownership Limitations For For Management Re: Foreign Ownership Limits 15.2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: P3661P101 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Amend Regulations on General Meetings For Against Management 6 Elect Chairman of Meeting For For Management 7 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 8 Elect Meeting Approval Committee For For Management 9 Present Board of Directors' Report, None None Management CEO's Evaluation and Compliance with the Corporate Governance Code 10 Present Board of Directors and None None Management Chairman's Report 11 Present Individual and Consolidated None None Management Financial Statements 12 Present Auditor's Report None None Management 13 Approve Management Reports For For Management 14 Approve Individual and Consolidated For For Management Financial Statements 15 Approve Allocation of Income For For Management 16 Amend Bylaws For For Management 17 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- EMIRA PROPERTY FUND LTD. Ticker: EMI Security ID: S1311K198 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Incorporated For For Management as Auditors of the Company with Ernest van Rooyen as the Individual Registered Auditor and Authorise Their Remuneration 2.1 Elect Jasandra Nyker as Director For For Management 2.2 Re-elect Wayne McCurrie as Director For For Management 2.3 Re-elect Derek Thomas as Director For For Management 2.4 Re-elect Nocawe Makiwane as Director For For Management 3.1 Re-elect Bryan Kent as Chairman of the For For Management Audit Committee 3.2 Re-elect Vuyisa Nkonyeni as Member of For For Management the Audit Committee 3.3 Re-elect Vusi Mahlangu as Member of For Against Management the Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation Report For Against Management 5 Authorise Board to Issue Shares and For For Management Sell Treasury Shares for Cash 6 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairperson For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit and Risk For For Management Committee Chairperson 1.4 Approve Fees of the Audit and Risk For For Management Committee Member 1.5 Approve Fees of the Remuneration For For Management Committee Chairperson 1.6 Approve Fees of the Remuneration For For Management Committee Member 1.7 Approve Fees of the Finance Committee For For Management Chairperson 1.8 Approve Fees of the Finance Committee For For Management Member 1.9 Approve Fees of the Investment For For Management Committee Chairperson 1.10 Approve Fees of the Investment For For Management Committee Member 1.11 Approve Fees of the Social and Ethics For For Management Committee Chairperson 1.12 Approve Fees of the Social and Ethics For For Management Committee Member 1.13 Approve Fees for Ad Hoc Meetings (per For For Management hour) 2 Authorise Repurchase of Issued Share For For Management Capital 3.1 Approve Financial Assistance in For Against Management Connection with the Issue of Shares to Executive Directors or Staff in Terms of the Remuneration Policy 3.2 Approve Financial Assistance in For For Management Connection with the Domestic Medium Term Note Programme 4.1 Approve Financial Assistance to For For Management Subsidiaries, Associates and Joint Venture Entities 4.2 Approve Financial Assistance to For Against Management Executive Directors, including their Investment Vehicles 5 Approve Issue of Shares to Directors For Against Management Under Any Approved Share Incentive Plans Pursuant to the Remuneration Policy -------------------------------------------------------------------------------- EMIRATES TELECOMMUNICATIONS GROUP CO. PJSC Ticker: ETISALAT Security ID: M4040L103 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2019 4 Approve Final Dividends of AED 0.80 For For Management per Share for FY 2019 5 Approve Discharge of Directors for FY For For Management 2019 6 Approve Discharge of Auditors for FY For For Management 2019 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 8 Approve Remuneration of Directors for For Against Management FY 2019 9 Approve Dividend Policy For For Management 10 Approve Charitable Donations Up to 1 For For Management Percent of Average Net Profits for FY 2018 and FY 2019 -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: P37186106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FAR EASTERN NEW CENTURY CORP. Ticker: 1402 Security ID: Y24374103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FAUJI FERTILIZER COMPANY LTD. Ticker: FFC Security ID: Y24695101 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- FENG HSIN STEEL CO., LTD. Ticker: 2015 Security ID: Y24814108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Managers in For For Management Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3.a Elect or Ratify Ignacio Trigueros For For Management Legarreta as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.b Elect or Ratify Antonio Hugo Franck For For Management Cabrera as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.c Elect or Ratify Ruben Goldberg Javkin For For Management as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.d Elect or Ratify Herminio Blanco For For Management Mendoza as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.e Elect or Ratify Alberto Felipe Mulas For For Management Alonso as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 4 Elect or Ratify Members, Alternates For Against Management and Secretary (Non-Member) of Technical Committee; Verify Independence Classification 5 Approve Remuneration of Technical For For Management Committee Members 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FIRST ABU DHABI BANK PJSC Ticker: FAB Security ID: M7080Z114 Meeting Date: FEB 24, 2020 Meeting Type: Annual Record Date: FEB 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For For Management Dividends of 74 Percent of Share Capital for FY 2019 5 Approve Remuneration of Directors For Against Management 6 Approve Discharge of Directors for FY For For Management 2019 7 Approve Discharge of Auditors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9 Elect Directors (Bundled) For Against Management 10 Approve Shariah Supervisory Board For For Management Report and Elect Shariah Supervisory Board Members 11 Amend Articles of Bylaws For Against Management 12 Approve The Renewal of the issuing For For Management programs/Sukuk/Bonds or Create New Programs Up to USD 10 Billion 13 Authorize Issuance of For For Management Bonds/Debentures/Sukuk Up to USD 10 Billion and Issue Additional Tier 1 Bonds Up to USD 1 Billion -------------------------------------------------------------------------------- FIRST FINANCIAL HOLDING CO. LTD. Ticker: 2892 Security ID: Y2518F100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- FORMOSA PLASTICS CORP. Ticker: 1301 Security ID: Y26095102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FORMOSA TAFFETA CO., LTD. Ticker: 1434 Security ID: Y26154107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect WANG,WUN-YUAN (Wong Wen-Yuan), a None For Shareholder Representative of FORMOSA CHEMICALS AND FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director 4.2 Elect SIE,SHIH-MING (Hsie Shih-Ming), None For Shareholder a Representative of KAIFU INDUSTRIAL CO., LTD. with SHAREHOLDER NO.0208207, as Non-independent Director 4.3 Elect HONG,FU-YUAN, a Representative None Against Shareholder of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.4 Elect LYU,WUN-JIN (Lu, Wen-Chin), a None Against Shareholder Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.5 Elect LI,MIN-JHANG (Lee Ming-Chang), a None For Shareholder Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO. 0000002, as Non-independent Director 4.6 Elect CAI,TIAN-SYUAN (Tsai None Against Shareholder Tien-Shuan), a Representative of FORMOSA CHEMICALS & FIBRE CORPORATION with SHAREHOLDER NO.0000002, as Non-independent Director 4.7 Elect LI,MAN-CHUN (Lee Man-Chun), a None Against Shareholder Representative of CHANGHUA COUNTY PRIVATE LAI SHUWANG SOCIAL WELFARE CHARITY FOUNDATION with SHAREHOLDER NO. 0014515, as Non-independent Director 4.8 Elect SIE,MING-DE (Hsieh Ming-Der), None Against Shareholder with SHAREHOLDER NO.0000090 as Non-independent Director 4.9 Elect LIN,SHENG-JHONG (Lin None For Shareholder Sheng-Chung) with SHAREHOLDER NO. N100131XXX as Independent Director 4.10 Elect GUO,NIAN-SYONG (Kuo None For Shareholder Nein-Hsiung), with SHAREHOLDER NO. E101555XXX as Independent Director 4.11 Elect GUO,JIA-CI (Kuo Chia-Chi) , with None For Shareholder SHAREHOLDER NO.0218419 as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GLOBE TELECOM, INC. Ticker: GLO Security ID: Y27257149 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Stockholders' For For Management Meeting held on April 23, 2019 2 Approve the Annual Report of Officers For For Management and Audited Financial Statements 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management Adopted During the Preceding Year 4.1 Elect Jaime Augusto Zobel de Ayala as For Against Management Director 4.2 Elect Delfin L. Lazaro as Director For Against Management 4.3 Elect Lang Tao Yih, Arthur as Director For Against Management 4.4 Elect Fernando Zobel de Ayala as For Against Management Director 4.5 Elect Jose Teodoro K. Limcaoco as For Against Management Director 4.6 Elect Romeo L. Bernardo as Director For Against Management 4.7 Elect Ernest L. Cu as Director For For Management 4.8 Elect Samba Natarajan as Director For Against Management 4.9 Elect Saw Phaik Hwa as Director For For Management 4.10 Elect Cirilo P. Noel as Director For For Management 4.11 Elect Rex Ma. A. Mendoza as Director For For Management 5 Approve Independent Auditors and For For Management Fixing of Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- GREATEK ELECTRONICS, INC. Ticker: 2441 Security ID: Y2858G106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- GS HOLDINGS CORP. Ticker: 078930 Security ID: Y2901P103 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Two Inside Directors, One For Against Management Non-Independent Non-Executive Director and One Outside Director (Bundled) 3 Elect Yang Seung-woo as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS HOME SHOPPING, INC. Ticker: 028150 Security ID: Y2901Q101 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Ho-seong as Inside Director For For Management 2.2 Elect Kim Won-sik as Inside Director For For Management 2.3 Elect Ju Woon-seok as Inside Director For For Management 2.4 Elect Oh Jin-seok as Non-Independent For For Management Non-Executive Director 2.5 Elect Won Jong-seung as For For Management Non-Independent Non-Executive Director 2.6 Elect Lee In-mu as Outside Director For For Management 3 Elect Lee In-mu as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANA MICROELECTRONICS PUBLIC CO., LTD. Ticker: HANA Security ID: Y29974188 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect John Thompson as Director For For Management 5.2 Elect Salakchitt Preedaporn as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- HAP SENG CONSOLIDATED BERHAD Ticker: 3034 Security ID: Y6579W100 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Disposal For For Management -------------------------------------------------------------------------------- HERO MOTOCORP LIMITED Ticker: 500182 Security ID: Y3194B108 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Vikram Sitaram Kasbekar as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Jagmohan Singh Raju as Director For For Management 6 Reelect Meleveetil Damodaran as For For Management Director 7 Reelect Pradeep Dinodia as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Vikram Sitaram Kasbekar, Executive Director - Operations as Whole-Time Director -------------------------------------------------------------------------------- HONG LEONG BANK BERHAD Ticker: 5819 Security ID: Y36503103 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management 3 Elect Chong Chye Neo as Director For For Management 4 Elect Lau Souk Huan as Director For For Management 5 Elect Tan Kong Khoon as Director For Against Management 6 Elect Md Hamzah bin Md Kassim as For For Management Director 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- HYPROP INVESTMENTS LTD. Ticker: HYP Security ID: S3723H102 Meeting Date: DEC 02, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Elect Morne Wilken as Director For For Management 3 Elect Annabel Dallamore as Director For For Management 4.1 Re-elect Kevin Ellerine as Director For For Management 4.2 Re-elect Nonyameko Mandindi as Director For For Management 4.3 Re-elect Stewart Shaw-Taylor as For For Management Director 5.1 Re-elect Thabo Mokgatlha as Chairman For For Management of the Audit and Risk Committee 5.2 Re-elect Gavin Tipper as Member of the For For Management Audit and Risk Committee 5.3 Re-elect Zuleka Jasper as Member of For For Management the Audit and Risk Committee 5.4 Re-elect Stewart Shaw-Taylor as Member For For Management of the Audit and Risk Committee 5.5 Elect Annabel Dallamore as Member of For For Management the Audit and Risk Committee 6 Reappoint KPMG Inc as Auditors of the For For Management Company with Tracy Middlemiss as Designated Audit Partner 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash 9 Authorise Issue of Shares Pursuant to For For Management a Reinvestment Option 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance to For For Management Related and Inter-related Parties 3.1.a Approve Fees of the Board Chairman For For Management 3.1.b Approve Fees of Non-executive Directors For For Management 3.1.c Approve Fees of the Audit and Risk For For Management Committee Chairman 3.1.d Approve Fees of the Audit and Risk For For Management Committee Members 3.1.e Approve Fees of the Remuneration and For For Management Nomination Committee Chairman 3.1.f Approve Fees of the Remuneration and For For Management Nomination Committee Members 3.1.g Approve Fees of the Social and Ethics For For Management Committee Chairman 3.1.h Approve Fees of the Social and Ethics For For Management Committee Members 3.1.i Approve Fees of the Investment For For Management Committee Chairman 3.1.j Approve Fees of the Investment For For Management Committee Members 3.2 Approve Annual Increase to For For Management Non-executive Directors' Fees 12 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- HYUNDAI MOTOR CO., LTD. Ticker: 005380 Security ID: Y38472109 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Eun-su as Outside Director For Against Management 3.2 Elect Kim Sang-hyeon as Inside Director For Against Management 4 Elect Choi Eun-su as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- IJM CORPORATION BERHAD Ticker: 3336 Security ID: Y3882M101 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David Frederick Wilson as For For Management Director 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Directors' Fees For For Management 4 Approve Directors' Benefits For For Management 5 Approve Directors' Fees and Meeting For For Management Allowance by a Subsidiary 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- INDUS MOTOR COMPANY LTD. Ticker: INDU Security ID: Y39918100 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: OCT 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Approve A.F. Ferguson and Co. as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4 Other Business For Against Management 5 Authorize Distribution of Annual For For Management Audited Accounts, Meeting Notices and Other Information in Soft Form -------------------------------------------------------------------------------- INDUSTRIAL BANK OF KOREA Ticker: 024110 Security ID: Y3994L108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- INVENTEC CORP. Ticker: 2356 Security ID: Y4176F109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Procedures For Against Management Governing the Acquisition or Disposal of Assets 5.1 Elect Cho, Tom-Hwar, with SHAREHOLDER For For Management NO.00000157 as Non-independent Director 5.2 Elect Yeh, Kuo-I, with SHAREHOLDER NO. For For Management 00000001 as Non-independent Director 5.3 Elect Wen, Shih-Chih, with SHAREHOLDER For For Management NO.00000026 as Non-independent Director 5.4 Elect Lee, Tsu-Chin, with SHAREHOLDER For For Management NO.00000009 as Non-independent Director 5.5 Elect Chang, Ching-Sung, with For For Management SHAREHOLDER NO.00000037 as Non-independent Director 5.6 Elect Yeh, Li-Cheng, with SHAREHOLDER For For Management NO.00000327 as Non-independent Director 5.7 Elect Chen, Ruey-Long, with For Against Management SHAREHOLDER NO.Q100765XXX as Independent Director 5.8 Elect Chang, Chang-Pang, with For For Management SHAREHOLDER NO.N102640XXX as Independent Director 5.9 Elect Wea, Chi-Lin, with SHAREHOLDER For Against Management NO.J100196XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- INVERSIONES AGUAS METROPOLITANAS SA Ticker: IAM Security ID: P58595102 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Revoke Directors and Elect New Ones For Against Management -------------------------------------------------------------------------------- JASMINE INTERNATIONAL PUBLIC COMPANY LIMITED Ticker: JAS Security ID: Y44202334 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report None None Management 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Legal Reserve, For For Management Acknowledge Interim Dividend Payment, and Omission of Dividend Payment 4 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 5.1.1 Elect Yodhin Anavil as Director For For Management 5.1.2 Elect Chantra Purnariksha as Director For For Management 5.1.3 Elect Subhoj Sunyabhisithkul as For For Management Director 5.1.4 Elect Pleumjai Sinarkorn as Director For For Management 5.2 Approve Remuneration of Directors For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription of Equity in For Against Management Interests in Jiangsu Communication Holding Group Finance Co., Ltd. -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Issue Size For For Management 1.02 Approve Par Value and Issue Price For For Management 1.03 Approve Issue Method For For Management 1.04 Approve Maturity and Type of Bonds For For Management 1.05 Approve Coupon Rate of Bonds For For Management 1.06 Approve Repayment of Principal and For For Management Interest of the Bonds 1.07 Approve Arrangements on Placement to For For Management Shareholders of the Company 1.08 Approve Redemption or Repurchase Terms For For Management 1.09 Approve Guarantee Terms For For Management 1.10 Approve Use of Proceeds For For Management 1.11 Approve Way of Underwriting For For Management 1.12 Approve Trading and Exchange Markets For For Management 1.13 Approve Protection Measures for For For Management Repayment 1.14 Approve Validity Period of the For For Management Resolutions 1.15 Approve Authorization in Relation to For For Management the Issue of Corporate Bonds -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Agreement Between the For Against Management Company and Wufengshan Toll Bridge Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 2 Approve Loan Agreement Between the For Against Management Company and Changyi Company and Yichang Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation 3 Approve Merger by Absorption of For For Management Wholly-Owned Subsidiary 4 Elect Cheng Xiaoguang as Director and For For Management Approve the Signing of a Service Contract between the Company and Cheng Xiaoguang -------------------------------------------------------------------------------- KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Moon Tae-gohn as Temporary Against Against Shareholder Chairman of the Board 2 Approve Remission of Directors' Against Against Shareholder Liabilities -------------------------------------------------------------------------------- KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Ju-il as a Member of Audit For For Management Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ju Woo-jeong as Inside Director For Against Management 3.2 Elect Kim Deok-joong as Outside For Against Management Director 3.3 Elect Kim Dong-won as Outside Director For For Management 4 Elect Kim Deok-joong as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT&G CORP. Ticker: 033780 Security ID: Y49904108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ko Yoon-seong as Outside Director For For Management 2.2 Elect Kim Myeong-cheol as Outside For For Management Director 2.3 Elect Hong Hyeon-jong as Outside For For Management Director 3.1 Elect Ko Yoon-seong as a Member of For For Management Audit Committee 3.2 Elect Kim Myeong-cheol as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KUALA LUMPUR KEPONG BERHAD Ticker: 2445 Security ID: Y47153104 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect R. M. Alias as Director For For Management 2 Elect Lee Hau Hian as Director For For Management 3 Elect Azlan Bin Mohd Zainol as For For Management Director 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Authorize Share Repurchase Program For For Management 8 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 9 Approve Dividend Reinvestment Plan For For Management -------------------------------------------------------------------------------- LSR GROUP PJSC Ticker: LSRG Security ID: 50218G206 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 30 per Share 4 Fix Number of Directors at Nine For Against Management 5.1 Elect Dmitrii Goncharov as Director None Against Management 5.2 Elect Igor Levit as Director None Against Management 5.3 Elect Aleksei Makhnev as Director None For Management 5.4 Elect Andrei Molchanov as Director None Against Management 5.5 Elect Egor Molchanov as Director None Against Management 5.6 Elect Natalia Nikiforova as Director None For Management 5.7 Elect Vitalii Podolskii as Director None For Management 5.8 Elect Aleksandr Prisiazhniuk as None For Management Director 5.9 Elect Evgenii Iatsyshin as Director None Against Management 6.1 Elect Natalia Klevtsova as Member of For For Management Audit Commission 6.2 Elect Denis Siniugin as Member of For For Management Audit Commission 6.3 Elect Liudmila Fradina as Member of For For Management Audit Commission 7.1 Ratify Audit-Service SPb as RAS Auditor For For Management 7.2 Ratify KPMG as IFRS Auditor For For Management -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P117 Meeting Date: SEP 16, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Convertible Bondholders and For For Management Matters Relating to Meetings of Convertible Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating Matters For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Raised Funds Depository Account For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 0.69 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 1.650 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report For For Management 1.2 Approve Financial Statements For For Management 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividends of RUB 1.507 per For For Management Share 3.1 Elect Viktor Rashnikov as Director None Against Management 3.2 Elect Andrei Eremin as Director None Against Management 3.3 Elect Kirill Levin as Director None Against Management 3.4 Elect Valerii Martsinovich as Director None For Management 3.5 Elect Ralf Morgan as Director None For Management 3.6 Elect Nikolai Nikiforov as Director None For Management 3.7 Elect Olga Rashnikova as Director None Against Management 3.8 Elect Zumrud Rustamova as Director None Against Management 3.9 Elect Sergei Ushakov as Director None Against Management 3.10 Elect Pavel Shiliaev as Director None Against Management 4 Ratify PricewaterhouseCoopers as For For Management Auditor 5 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- MEGA FINANCIAL HOLDING CO., LTD. Ticker: 2886 Security ID: Y59456106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors - BANK OF TAIWAN CO., LTD. 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors - CHAO SHUN CHANG 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors - KUANG HUA HU 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - YONG-YI TSAI 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - HONG-MO WU -------------------------------------------------------------------------------- MONETA MONEY BANK, A.S. Ticker: MONET Security ID: X3R0GS100 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Elect Meeting Chairman and Other For For Management Meeting Officials 3 Receive Supervisory Board Opinion on None None Management Interim Financial Statements and Proposal on Allocation of Income 4.1 Approve Interim Financial Statements For For Management 4.2 Approve Increase in Registered Capital For For Management 4.3 Approve Share Repurchase Program and For For Management Cancellation of Repurchased Shares 5 Approve Interim Dividends of CZK 3.30 For For Management per Share 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.22 For For Management per Share for First Nine Months of Fiscal 2019 2.1 Approve New Edition of Regulations on For For Management General Meetings 2.2 Approve New Edition of Regulations on For For Management Board of Directors -------------------------------------------------------------------------------- NTPC LIMITED Ticker: 532555 Security ID: Y6421X116 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Anand Kumar Gupta as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Reelect Gauri Trivedi as Director For Against Management 6 Approve Increase in Borrowing Powers For For Management 7 Approve Creation of Mortgage and/or For For Management Charge over Movable and Immovable Properties 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Issuance of Bonds/Debentures For For Management on Private Placement Basis -------------------------------------------------------------------------------- OIL & GAS DEVELOPMENT COMPANY LTD. Ticker: OGDC Security ID: Y6448X107 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 5 Other Business For Against Management -------------------------------------------------------------------------------- PAKISTAN OILFIELDS LTD. Ticker: POL Security ID: Y66717102 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Approve A. F. Ferguson & Co. as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4 Other Business For Against Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: OCT 04, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JAN 24, 2020 Meeting Type: Special Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 48 per Share For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 18 per Share 4.1 Elect Igor Antoshin as Director None Against Management 4.2 Elect Irina Bokova as Director None For Management 4.3 Elect Andrei A. Gurev as Director None Against Management 4.4 Elect Andrei G. Gurev as Director None Against Management 4.5 Elect Sven Ombudstvedt as Director None Against Management 4.6 Elect Roman Osipov as Director None Against Management 4.7 Elect Natalia Pashkevich as Director None For Management 4.8 Elect Sergei Pronin as Director None Against Management 4.9 Elect James Rogers as Director None For Management 4.10 Elect Ivan Rodionov as Director None Against Management 4.11 Elect Xavier Rolet as Director None For Management 4.12 Elect Marcus Rhodes as Director None Against Management 4.13 Elect Mikhail Rybnikov as Director None Against Management 4.14 Elect Sergei Sereda as Director None Against Management 4.15 Elect Aleksei Sirotenko as Director None Against Management 4.16 Elect Aleksandr Sharabaiko as Director None Against Management 4.17 Elect Andrei Sharonov as Director None For Management 5 Approve Remuneration of Directors For For Management 6.1 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 6.2 Elect Elena Kriuchkova as Member of For For Management Audit Commission 6.3 Elect Olga Lizunova as Member of Audit For For Management Commission 7 Ratify FBK as Auditor For For Management 8 Approve Related-Party Transaction Re: For For Management Loan Agreement -------------------------------------------------------------------------------- PLAY COMMUNICATIONS SA Ticker: PLY Security ID: L7635Y118 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dominik Grzegorz Libicki as For Against Management Director 2 Authorize Filing of Required For For Management Documents/Other Formalities 3 Approve Performance Incentive Plan V3 For Against Management -------------------------------------------------------------------------------- POU CHEN CORP. Ticker: 9904 Security ID: Y70786101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Financial For For Management Statements and Profit Distribution Plan 2 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's, Group's Operations, and Non-Financial Information 8 Receive Supervisory Board Reports on None None Management Its Review of Financial Statements, Management Board Report, and Management Board Proposal on Allocation of Income 9 Receive Supervisory Board Report on None None Management Its Activities 10 Approve Management Board Report on For For Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11 Approve Financial Statements For For Management 12 Approve Consolidated Financial For For Management Statements 13 Approve Management Board Report on For For Management Company's, Group's Operations, and Non-Financial Information 14 Approve Allocation of Income and For For Management Omission of Dividends 15.1 Approve Discharge of Aleksandra For For Management Agatowska (Management Board Member) 15.2 Approve Discharge of Adam Brzozowski For For Management (Management Board Member) 15.3 Approve Discharge of Roger Hodgkiss For For Management (Management Board Member) 15.4 Approve Discharge of Marcin Eckert For For Management (Management Board Member) 15.5 Approve Discharge of Elzbieta For For Management Haeuser-Schoeneich (Management Board Member) 15.6 Approve Discharge of Tomasz Kulik For For Management (Management Board Member) 15.7 Approve Discharge of Maciej Rapkiewicz For For Management (Management Board Member) 15.8 Approve Discharge of Malgorzata For For Management Sadurska (Management Board Member) 15.9 Approve Discharge of Pawel Surowka For For Management (Management Board Member) 16.1 Approve Discharge of Marcin For For Management Chludzinski (Supervisory Board Member) 16.2 Approve Discharge of Pawel Gorecki For For Management (Supervisory Board Member) 16.3 Approve Discharge of Agata Gornicka For For Management (Supervisory Board Member) 16.4 Approve Discharge of Robert For For Management Jastrzebski (Supervisory Board Member) 16.5 Approve Discharge of Tomasz Kuczur For For Management (Supervisory Board Member) 16.6 Approve Discharge of Katarzyna For For Management Lewandowska (Supervisory Board Member) 16.7 Approve Discharge of Maciej Lopinski For For Management (Supervisory Board Member) 16.8 Approve Discharge of Elzbieta For For Management Maczynska-Ziemacka (Supervisory Board Member) 16.9 Approve Discharge of Alojzy Nowak For For Management (Supervisory Board Member) 16.10 Approve Discharge of Krzysztof Opolski For For Management (Supervisory Board Member) 16.11 Approve Discharge of Robert Snitko For For Management (Supervisory Board Member) 16.12 Approve Discharge of Maciej Zaborowski For For Management (Supervisory Board Member) 17.1 Recall Supervisory Board Member For Against Management 17.2 Elect Supervisory Board Member For Against Management 18 Amend Statute Re: General Meeting, For Against Management Supervisory Board 19 Amend Statute Re: Supervisory Board For For Management 20 Amend Statute Re: General Meeting, For Against Management Supervisory Board 21 Amend Statute Re: General Meeting, For For Management Supervisory Board 22 Amend Statute Re: Corporate Purpose For For Management 23 Amend Statute Re: General Meeting, For For Management Supervisory Board, Management Board 24 Approve Remuneration Policy For Against Management 25 Close Meeting None None Management -------------------------------------------------------------------------------- PRESIDENT SECURITIES CORP. Ticker: 2855 Security ID: Y7083F104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit 5 Approve Abolish Trading Procedures For For Management Governing Derivatives Products 6 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PRINCE HOUSING & DEVELOPMENT CORP. Ticker: 2511 Security ID: Y7080J109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- PROLOGIS PROPERTY MEXICO SA DE CV Ticker: FIBRAPL14 Security ID: P4559M101 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report from Administrator on For For Management Triggering of Incentive Fee During Incentive Fee Period Which Concluded on June 4, 2019 2 Approve Issuance of Additional Real For For Management Estate Trust Certificates in Order to Carry out Payment of Incentive Fee 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- QUANTA COMPUTER, INC. Ticker: 2382 Security ID: Y7174J106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- RADIANT OPTO-ELECTRONICS CORP. Ticker: 6176 Security ID: Y7174K103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- REDEFINE PROPERTIES LTD. Ticker: RDF Security ID: S6815L196 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sipho Pityana as Director For For Management 2 Elect Daisy Naidoo as Director For For Management 3 Re-elect Leon Kok as Director For For Management 4 Re-elect Bridgitte Mathews as Director For Against Management 5.1 Elect Daisy Naidoo as Chairperson of For For Management the Audit Committee 5.2 Re-elect Bridgitte Mathews as Member For For Management of the Audit Committee 5.3 Re-elect Lesego Sennelo as Member of For For Management the Audit Committee 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with John Bennett as the Designated Auditor 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash 9 Authorise Issue of Shares Pursuant to For For Management a Reinvestment Option 10 Approve Remuneration Policy For For Management 11 Approve Implementation of the For Against Management Remuneration Policy 12 Authorise Ratification of Approved For For Management Resolutions 1 Amend Memorandum of Incorporation For For Management 2.1 Approve Remuneration of Independent For For Management Non-executive Chairperson 2.2 Approve Remuneration of Lead For For Management Independent Director 2.3 Approve Remuneration of Non-executive For For Management Director 2.4 Approve Remuneration of Audit For For Management Committee Chairperson 2.5 Approve Remuneration of Audit For For Management Committee Member 2.6 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Chairperson 2.7 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Member 2.8 Approve Remuneration of Remuneration For For Management Committee Chairperson 2.9 Approve Remuneration of Remuneration For For Management Committee Member 2.10 Approve Remuneration of Nomination and For For Management Governance Committee Chairperson 2.11 Approve Remuneration of Nomination and For For Management Governance Committee Member 2.12 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Chairperson 2.13 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Member 2.14 Approve Remuneration of Investment For For Management Committee Chairperson 2.15 Approve Remuneration of Investment For For Management Committee Member 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- REUNERT Ticker: RLO Security ID: S69566156 Meeting Date: FEB 10, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Alex Darko as Director For For Management 2 Elect Pierre Fourie as Director For For Management 3 Re-elect Tasneem Abdool-Samad as For For Management Director 4 Re-elect Alan Dickson as Director For For Management 5 Re-elect Mohini Moodley as Director For For Management 6 Re-elect Thandi Orleyn as Director For For Management 7 Re-elect Nick Thomson as Director For For Management 8 Elect Pierre Fourie as Member of the For For Management Audit Committee 9 Elect Alex Darko as Member of the For For Management Audit Committee 10 Re-elect Tasneem Abdool-Samad as For For Management Member of the Audit Committee 11 Re-elect Sarita Martin as Member of For For Management the Audit Committee 12 Re-elect Tumeka Matshoba-Ramuedzisi as For For Management Member of the Audit Committee 13 Reappoint Deloitte & Touche as For For Management Auditors of the Company and Authorise Their Remuneration 14 Reappoint Nita Ranchod as the For For Management Individual Designated Auditor 15 Approve Resolutions or Agreements of For For Management Executive Directors and Prescribed Officers in Contravention of Section 75 of Companies Act but Only to the Extent that the Relevant Resolutions or Agreements Fell Within the Ambit of Section 75 of Companies Act 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Implementation For For Management Report 18 Approve Conditional Share Plan For For Management 19 Approve Issue of Shares in Terms of For For Management the Reunert 2006 Share Option Scheme 20 Authorise Repurchase of Issued Share For For Management Capital 21 Approve Non-Executive Directors' For For Management Remuneration 22 Approve Non-Executive Directors' For For Management Remuneration for Ad Hoc Assignments 23 Approve Financial Assistance Relating For For Management to Share Repurchases of Reunert's Shares and Share Plans 24 Approve Financial Assistance Relating For For Management to Securities for the Advancement of Commercial Interests 25 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 26 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- RUENTEX INDUSTRIES LTD. Ticker: 2915 Security ID: Y7367H107 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Han Jong-hee as Inside Director For For Management 2.2 Elect Choi Yoon-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 26.72 For For Management per Share for First Six Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 27.47 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksei Mordashov as Director None Against Management 1.2 Elect Aleksandr Shevelev as Director None Against Management 1.3 Elect Aleksei Kulichenko as Director None Against Management 1.4 Elect Andrei Mitiukov as Director None Against Management 1.5 Elect Agnes Anna Ritter as Director None Against Management 1.6 Elect Philip John Dayer as Director None For Management 1.7 Elect David Alun Bowen as Director None For Management 1.8 Elect Veikko Sakari Tamminen as None For Management Director 1.9 Elect Vladimir Mau as Director None For Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Interim Dividends of RUB 27.35 For For Management per Share for First Quarter of Fiscal 2020 4 Ratify KPMG as Auditor For For Management -------------------------------------------------------------------------------- SHINKONG SYNTHETIC FIBERS CORP. Ticker: 1409 Security ID: Y77522103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect Tong Sheng Wu, Representative of For For Management Shin Kong Development Corp., with Shareholder No. 219618, as Non-Independent Director 4.2 Elect Tung Ming Wu, Representative of For Against Management Shin Kong Development Corp., with Shareholder No. 219618, as Non-Independent Director 4.3 Elect Hsiu Mei Wang Chen, For Against Management Representative of Shin Kong Development Corp., with Shareholder No. 219618, as Non-Independent Director 4.4 Elect Hsing En Wu, Representative of For Against Management Chin Shan Investment Corporation Ltd., with Shareholder No. 20027, as Non-Independent Director 4.5 Elect Steve Hong, Representative of For Against Management Shin Kong Co., Ltd., with Shareholder No. 3, as Non-Independent Director 4.6 Elect Ching Chun Chiu, Representative For Against Management of Tay Way Enterprise Co., Ltd., with Shareholder No. 219615, as Non-Independent Director 4.7 Elect Huoo Tzau Shih, Representative For Against Management of Tay Way Enterprise Co., Ltd., with Shareholder No. 219615, as Non-Independent Director 4.8 Elect Sun-Mo Ni, Representative of For Against Management Mien Hao Enterprise Co., Ltd., with Shareholder No. 20038, as Non-Independent Director 4.9 Elect Jung Chi Liu, Representative of For Against Management Shin Kong Wu Ho-Su Cultural and Educational Foundation, with Shareholder No. 159394, as Non-Independent Director 4.10 Elect Hsien Der Chiu, with ID No. For Against Management F102508XXX, as Independent Director 4.11 Elect Huei huang Lin, with ID No. For For Management A103861XXX, as Independent Director 4.12 Elect Yung Ching Tsai, with ID No. For Against Management F103970XXX, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- SIGURD MICROELECTRONICS CORP. Ticker: 6257 Security ID: Y79355106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Procedures for Endorsement and For Against Management Guarantees 6.1 Elect Hsing-Yang Huang For For Management (HUANG,XING-YANG), with Shareholder No. 412, as Non-Independent Director 6.2 Elect Tsan-Lien Yeh (YE,CAN-LIAN), For Against Management with Shareholder No. 416, as Non-Independent Director 6.3 Elect Hsu-Tung Kuo (GUO,XU-DONG), with For Against Management Shareholder No. 30442, as Non-Independent Director 6.4 Elect Min-Hong Wu, with Shareholder No. For Against Management 414, as Non-Independent Director 6.5 Elect Wen-Yuan Lin, with Shareholder For Against Management No. 329, as Non-Independent Director 6.6 Elect Ming-Chun Chiu (QIU,MING-CHUN), For Against Management with Shareholder No. 18, as Non-Independent Director 6.7 Elect Wen-Bin Wu, with ID No. For For Management J102053XXX, as Independent Director 6.8 Elect Min-Kai Lin, with ID No. For For Management G120653XXX, as Independent Director 6.9 Elect Chun-Rong Lu, with Shareholder For Against Management No. 415, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Product Supply and Sale For For Management Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions 2 Approve Comprehensive Services For For Management Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions -------------------------------------------------------------------------------- SK INNOVATION CO., LTD. Ticker: 096770 Security ID: Y8063L103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jun as Inside Director For For Management 3.2 Elect Yu Jeong-jun as Non-Independent For For Management Non-Executive Director 3.3 Elect Kim Jong-hoon as Outside Director For Against Management 4 Elect Kim Jong-hoon as a Member of For For Management Audit Committee 5 Approve Terms of Retirement Pay For For Management 6 Approve Stock Option Grants For For Management 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK TELECOM CO., LTD. Ticker: 017670 Security ID: Y4935N104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Approve Stock Option Grants For For Management 3.2 Approve Stock Option Grants For For Management 4.1 Elect Park Jung-ho as Inside Director For For Management 4.2 Elect Cho Dae-sik as Non-Independent For For Management Non-Executive Director 4.3 Elect Kim Yong-hak as Outside Director For For Management 4.4 Elect Kim Jun-mo as Outside Director For For Management 4.5 Elect Ahn Jeong-ho as Outside Director For For Management 5.1 Elect Kim Yong-hak as a Member of For For Management Audit Committee 5.2 Elect Ahn Jeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SUNWAY REAL ESTATE INVESTMENT TRUST Ticker: 5176 Security ID: Y83099104 Meeting Date: OCT 02, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Implementation of Unitholders' For For Management Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- SUPREME ELECTRONICS CO. LTD. Ticker: 8112 Security ID: Y83133101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- SYNCMOLD ENTERPRISE CORP. Ticker: 1582 Security ID: Y83211113 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 7 Approve Amendments to Lending For For Management Procedures and Caps 8 Amend Procedures for Endorsement and For For Management Guarantees 9.1 Elect TSAI YONG LU, with SHAREHOLDER For Against Management NO.H120857xxx as Independent Director 9.2 Elect TSAI SHI GUANG, with SHAREHOLDER For For Management NO.A122848xxx as Independent Director 9.3 Elect YAN DA HE, with SHAREHOLDER NO. For For Management N102205xxx as Independent Director 9.4 Elect CHU HUI QIN, with SHAREHOLDER NO. For For Management T102351xxx as Independent Director 9.5 Elect Non-independent Director No. 1 None Against Shareholder 9.6 Elect Non-independent Director No. 2 None Against Shareholder 9.7 Elect Non-independent Director No. 3 None Against Shareholder 10 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- SYNNEX TECHNOLOGY INTERNATIONAL CORP. Ticker: 2347 Security ID: Y8344J109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- SYSTEX CORP. Ticker: 6214 Security ID: Y8345P104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN CEMENT CORP. Ticker: 1101 Security ID: Y8415D106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN STYRENE MONOMER CORP. Ticker: 1310 Security ID: Y84630105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect PAO-YUAN CHEN, a Representative For Against Management of CHUN YU WORKS AND CO., LTD., with SHAREHOLDER NO.0257384, as Non-Independent Director -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- TEKFEN HOLDING AS Ticker: TKFEN Security ID: M8788F103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Financial Statements and Audit For For Management Report 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income For For Management 6 Approve Director Remuneration For For Management 7 Elect Directors For Against Management 8 Ratify External Auditors For For Management 9 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 10 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Wishes None None Management -------------------------------------------------------------------------------- TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: FEB 11, 2020 Meeting Type: Court Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Internal Reorganization For For Management -------------------------------------------------------------------------------- THANACHART CAPITAL PUBLIC COMPANY LIMITED Ticker: TCAP Security ID: Y8738D197 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Business Restructuring of None None Management the Company and Merger Plan Between Thanachart Bank Public Company Limited and TMB Bank Public Company Limited 3.1 Approve Purchase by the Company of the For For Management Ordinary Shares of the Subsidiaries and Other Companies Held by Thanachart Bank Public Company Limited in the Proportion to be Offered to TCAP 3.2 Approve Purchase by the Company of the For For Management Ordinary Shares of the Subsidiaries and Other Companies Held by Thanachart Bank Public Company Limited in the Proportion to be Offered to Minority Shareholders 4.1 Approve Sale of All Ordinary Shares of For For Management Thanachart Bank Public Company Limited Held by it to TMB Bank Public Company Limited 4.2 Approve Purchase of Newly Issued For For Management Ordinary Shares in Proportion to be Offered to TCAP 4.3 Approve Purchase of Newly Issued For For Management Ordinary Shares in Proportion to be Offered to Minority Shareholders of Thanachart Bank Public Company Limited 5 Approve Purchase by the Company of For For Management Ordinary Shares of Certain Subsidiaries and Other Companies to be Held by Scotia Netherlands Holdings B. V. 6 Other Business For Against Management -------------------------------------------------------------------------------- TOPCO SCIENTIFIC CO., LTD. Ticker: 5434 Security ID: Y8896T109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 6 Amendments to Trading Procedures For For Management Governing Derivatives Products 7 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 8.1 Elect J. W. KUO, with SHAREHOLDER NO. For For Management 00000009 as Non-independent Director 8.2 Elect JEFFERY PAN, with SHAREHOLDER NO. For For Management 00000018 as Non-independent Director 8.3 Elect SIMON TSENG, with SHAREHOLDER NO. For For Management 00000034 as Non-independent Director 8.4 Elect CHARLES LEE, with SHAREHOLDER NO. For For Management 00000037 as Non-independent Director 8.5 Elect ROBERT LAI, a Representative of For For Management JIA PIN INVESTMENT DEVELOPMENT COMPANY LIMITED with SHAREHOLDER NO.00024761, as Non-independent Director 8.6 Elect PEIFEN CHANG, with SHAREHOLDER For For Management NO.00021389 as Non-independent Director 8.7 Elect CHEN, LINSEN, with SHAREHOLDER For For Management NO.Q101395XXX as Independent Director 8.8 Elect SUN,PI-CHUAN, with SHAREHOLDER For For Management NO.B220948XXX as Independent Director 8.9 Elect CHENG, JEN-WEI, with SHAREHOLDER For For Management NO.U120105XXX as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TRANSCEND INFORMATION, INC. Ticker: 2451 Security ID: Y8968F102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Approve Issuance of Restricted Stocks For Against Management -------------------------------------------------------------------------------- TUNG HO STEEL ENTERPRISE CORP. Ticker: 2006 Security ID: Y90030100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect HOU CHIEH TENG, Representative For For Management of MAO SHENG INVESTMENT CORP., with Shareholder No. 0200222, as Non-Independent Director 4.2 Elect HOU YU SHU, Representative of For Against Management MAO SHENG INVESTMENT CORP., with Shareholder No. 0200222, as Non-Independent Director 4.3 Elect WU HUI MING, Representative of For Against Management SHEN YUAN INVESTMENT CORP., with Shareholder No. 0000132, as Non-Independent Director 4.4 Elect TUNG PO HSUN, Representative of For Against Management SHEN YUAN INVESTMENT CORP., with Shareholder No. 0000132, as Non-Independent Director 4.5 Elect HUANG CHIH MING, Representative For Against Management of HAN LEI INVESTMENT CORP., with Shareholder No. 0210549, as Non-Independent Director 4.6 Elect CHEN PAO HE, Representative of For Against Management LIANG CHENG INVESTMENT CORP., with Shareholder No. 0206032, as Non-Independent Director 4.7 Elect LIN CHAO HE, Representative of For Against Management TAIWAN DEVELOPMENT CORP., with Shareholder No. 0307970, as Non-Independent Director 4.8 Elect HOU YEN LIANG, with Shareholder For Against Management No. 0130121, as Non-Independent Director 4.9 Elect LIU I CHI, with ID No. For For Management M100868XXX, as Independent Director 4.10 Elect CHANG CHUANG HSI, with For For Management Shareholder No. 0133153, as Independent Director 4.11 Elect LIU TE MING, with ID No. For For Management R102721XXX, as Independent Director 5 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- UNIPRO PJSC Ticker: UPRO Security ID: X2156X109 Meeting Date: DEC 03, 2019 Meeting Type: Special Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 0.11 For For Management per Share for First Nine Months of Fiscal 2019 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Georgii Abdushelishvili as None For Management Director 3.2 Elect Anna Belova as Director None For Management 3.3 Elect David Bryson as Director None Against Management 3.4 Elect Dr. Patrick Wolff as Director None Against Management 3.5 Elect Oleg Viugin as Director None For Management 3.6 Elect Gunter Eckhardt Ruemmler as None Against Management Director 3.7 Elect Reiner Hartmann as Director None Against Management 3.8 Elect Andreas Schierenbeck as Director None Against Management 3.9 Elect Maksim Shirokov as Director None Against Management -------------------------------------------------------------------------------- UNITED INTEGRATED SERVICES CO., LTD. Ticker: 2404 Security ID: Y9210Q102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- VODACOM GROUP LTD. Ticker: VOD Security ID: S9453B108 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Elect Phuti Mahanyele-Dabengwa as For For Management Director 3 Elect Sunil Sood as Director For For Management 4 Elect Thomas Reisten as Director For For Management 5 Re-elect Jabu Moleketi as Director For For Management 6 Re-elect John Otty as Director For For Management 7 Appoint Ernst & Young Inc. as Auditors For For Management of the Company with Vinodhan Pillay as the Individual Registered Auditor 8 Approve Remuneration Policy For For Management 9 Approve Implementation of the For For Management Remuneration Policy 10 Re-elect David Brown as Member of the For For Management Audit, Risk and Compliance Committee 11 Re-elect Saki Macozoma as Member of For For Management the Audit, Risk and Compliance Committee 12 Re-elect Priscillah Mabelane as Member For For Management of the Audit, Risk and Compliance Committee 13 Authorise Repurchase of Issued Share For For Management Capital 14 Approve Increase in Non-Executive For For Management Directors' Fees 15 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- WAFER WORKS CORP. Ticker: 6182 Security ID: Y9390R102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release the Prohibition of a For For Management Director from Participation in Competitive Business 5.1 Elect WU, NAN-YANG with SHAREHOLDER NO. For For Management E121424XXX as Non-Independent Director 6 Approve Release the Prohibition of New For For Management Director from Participation in Competitive Business -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Report of Audit and Corporate For For Management Practices Committees 1b Approve CEO's Report For For Management 1c Approve Board Opinion on CEO's Report For For Management 1d Approve Board of Directors' Report For For Management 1e Approve Report on Adherence to Fiscal For For Management Obligations 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends of MXN 1.79 Per Share 4 Approve Report and Resolutions Re: For Against Management Employee Stock Purchase Plan 5 Approve Report on Share Repurchase For For Management Reserves 6a1 Elect or Ratify Enrique Ostale as For For Management Director 6a2 Elect or Ratify Richard Mayfield as For For Management Director 6a3 Elect or Ratify Christopher Nicholas For For Management as Director 6a4 Elect or Ratify Guilherme Loureiro as For For Management Director 6a5 Elect or Ratify Lori Flees as Director For For Management 6a6 Elect or Ratify Kirsten Evans as For For Management Director 6a7 Elect or Ratify Adolfo Cerezo as For For Management Director 6a8 Elect or Ratify Blanca Trevino as For For Management Director 6a9 Elect or Ratify Roberto Newell as For For Management Director 6a10 Elect or Ratify Ernesto Cervera as For For Management Director 6a11 Elect or Ratify Eric Perez Grovas as For For Management Director 6b1 Elect or Ratify Adolfo Cerezo as For For Management Chairman of Audit and Corporate Practices Committees 6b2 Approve Discharge of Board of For For Management Directors and Officers 6b3 Approve Directors and Officers For For Management Liability 6c1 Approve Remuneration of Board Chairman For For Management 6c2 Approve Remuneration of Director For For Management 6c3 Approve Remuneration of Chairman of For For Management Audit and Corporate Practices Committees 6c4 Approve Remuneration of Member of For For Management Audit and Corporate Practices Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- WESTPORTS HOLDINGS BERHAD Ticker: 5246 Security ID: Y95440106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For For Management 2 Elect Gnanalingam A/L Gunanath Lingam For For Management as Director 3 Elect Ibrahim Kamil bin Tan Sri Nik For For Management Ahmad Kamil as Director 4 Elect Chan Soo Chee as Director For For Management 5 Elect Shanthi Kandiah as Director For For Management 6 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WESTPORTS HOLDINGS BERHAD Ticker: 5246 Security ID: Y95440106 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- WISDOM MARINE LINES CO. LTD. Ticker: 2637 Security ID: G9721M103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 7 Approve Cash Distribution from Capital For For Management Reserve 8 Approve Capitalization of Capital For For Management Reserve by Issuing New Shares -------------------------------------------------------------------------------- WISTRON CORP. Ticker: 3231 Security ID: Y96738102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Ordinary Shares or For For Management Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Marketable Securities via Private Placement 4 Approve Issuance of Restricted Stocks For For Management 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- WPG HOLDINGS LTD. Ticker: 3702 Security ID: Y9698R101 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect T.L. Lin, with Shareholder No. For For Management 2, as Non-Independent Director 4.2 Elect K.Y. Chen, with Shareholder No. For For Management 3, as Non-Independent Director 4.3 Elect Mike Chang, with Shareholder No. For For Management 5, as Non-Independent Director 4.4 Elect Simon Huang, with Shareholder No. For For Management 1, as Non-Independent Director 4.5 Elect K.D. Tseng, with Shareholder No. For For Management 134074, as Non-Independent Director 4.6 Elect Richard Wu, a Representative of For For Management Fullerton Technology Co., with Shareholder No. 4, as Non-Independent Director 4.7 Elect Frank Yeh, with Shareholder No. For For Management 14, as Non-Independent Director 4.8 Elect Chun Lin, with ID No. For For Management C120399XXX, as Independent Director 4.9 Elect Yung-Ching Chen, with ID No. For For Management A100978XXX, as Independent Director 4.10 Elect Wei-Ju Chen, with ID No. For For Management 1970071XXX, as Independent Director 4.11 Elect Jack J.T. Huang, with ID No. For For Management A100320XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors - T.L. Lin 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors - K.Y. Chen 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Simon Huang 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - K.D. Tseng 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Fullerton Technology Co. (Richard Wu) 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Chun Lin -------------------------------------------------------------------------------- WT MICROELECTRONICS CO., LTD. Ticker: 3036 Security ID: Y9657B105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Approve Private Placement of Class B For For Management Preferred Shares and/or Class C Preferred Shares 6 Approve Private Placement of Common For For Management Shares 7 Approve Issuance of Common Shares to For For Management Raise Capital Via Book Building 8 Approve Issuance of Restricted Stocks For Against Management 9.1 Elect DING,KE-HUA, with ID No. For For Management F102147XXX, as Independent Director 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- YUEXIU TRANSPORT INFRASTRUCTURE LIMITED Ticker: 1052 Security ID: G9880L102 Meeting Date: NOV 05, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement Entered into Between For For Management Guangzhou Yue Xiu Enterprises (Holding) Limited and Guangzhou Yueda Investment Company Limited and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Share For Against Management Convertible Bonds and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: FEB 03, 2020 Meeting Type: Special Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Yingjie as Director For For Management 2 Elect Zheng Ruchun as Supervisor For For Shareholder 3 Authorize Board to Approve the For For Management Proposed Director and Shareholder Representative Supervisor's Emolument and Service Contracts and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Directors For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Final Dividend For For Management 5 Approve 2019 Final Accounts and 2020 For Against Management Financial Budget 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Approve Pan China Certified Public For For Management Accountants as the PRC Auditors and Authorize Board to Fix Their Remuneration 8 Elect Chen Ninghui as Director For For Management 9 Elect Fan Ye as Director For For Management 10 Authorize Board to Approve the For For Management Proposed Directors' Service Contracts and Relevant Documents and Authorize Any One Executive Director to Sign Such Contracts and Relevant Documents 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions 12 Amend Articles of Association For For Management ==================== Legg Mason Global Infrastructure ETF ==================== AEROPORTS DE PARIS ADP Ticker: Security ID: F00882104 Meeting Date: MAY 12, 2020 Meeting Type: MIX Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS None Did not vote Management THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTO CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD None Did not vote Management IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT CMMT FOLLOWING CHANGES IN THE FORMAT OF None Did not vote Management PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY CMMT 20 APR 2020: PLEASE NOTE THAT None Did not vote Management IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www. journal- officiel.gouv. fr/balo/document/20200406200 0763-42 AND-https://www.journal- officiel.gouv. fr/balo/document/2020 E.1 AMENDMENTS TO THE BYLAWS - ALIGNMENT For For Management OF THE BYLAWS WITH THE NEW RULES APPLICABLE IN TERMS OF VOTE COUNTING IN ACCORDANCE WITH THE LAW NO. 2019-744 OF 19 JULY 2019 ON THE SIMPLIFICATION, CLARIFICATION AND UPDATING OF COMPANY LAW O.2 APPROVAL OF THE CORPORATE FINANCIAL For For Management STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 O.4 ALLOCATION OF INCOME FOR THE FINANCIAL For For Management YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND O.5 APPROVAL OF AGREEMENTS CONCLUDED WITH For For Management THE STATE REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.6 APPROVAL OF AN AGREEMENT CONCLUDED For For Management WITH THE PUBLIC INSTITUTION OF MUSEE DE QUAI BRANLY-JACQUES CHIRAC REFERRED TO IN ARTICLE L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.7 APPROVAL OF AGREEMENTS CONCLUDED WITH For For Management SOCIETE DU GRAND PARIS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.8 APPROVAL OF AN AGREEMENT CONCLUDED For For Management WITH THE PUBLIC INSTITUTION GRAND PARIS AMENAGEMENT REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.9 APPROVAL OF AN AGREEMENT CONCLUDED For For Management WITH THE CRETEIL, VERSAILLES AND AMIENS ACADEMIES REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.10 APPROVAL OF AN AGREEMENT CONCLUDED For For Management WITH SNCF RESEAU AND CAISSE DES DEPOTS ET CONSIGNATIONS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.11 APPROVAL OF AN AGREEMENT RELATING TO For For Management THE GEORGES GUYNEMER TRAINING CENTRE FOR AVIATION PROFESSIONS IN THE PAYS DE MEAUX REGION CONCLUDED WITH AIR FRANCE, THE CAISSE DES DEPOTS ET CONSIGNATIONS, DASSAULT AVIATION, EPIGO, THE FEDERATION NATIONALE DE L'AVIAT O.12 APPROVAL OF AN AGREEMENT CONCLUDED For For Management WITH MEDIA AEROPORTS DE PARIS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.13 APPROVAL OF AN AGREEMENT CONCLUDED For For Management WITH THE DOMAINE NATIONAL DE CHAMBORD REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.14 APPROVAL OF AN AGREEMENT CONCLUDED For For Management WITH THE RATP REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE O.15 AUTHORIZATION TO BE GRANTED TO THE For For Management BOARD OF DIRECTORS TO TRADE IN THE SHARES OF THE COMPANY PURSUANT TO ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL CODE O.16 APPROVAL OF THE INFORMATION REFERRED For For Management TO IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE CONCERNING THE COMPENSATION OF CORPORATE OFFICERS O.17 APPROVAL OF THE FIXED, VARIABLE AND For For Management EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. AUGUSTIN DE ROMANET, CHAIRMAN AND CHIEF EXECUTIVE OF O.18 APPROVAL OF THE COMPENSATION POLICY For For Management FOR MEMBERS OF THE BOARD OF DIRECTORS (OTHER THAN THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER O.19 APPROVAL OF THE COMPENSATION POLICY For For Management FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER O.20 DIRECTORS' COMPENSATION AND CENSORS' For For Management FEES E.21 ADDITION OF A PRELIMINARY ARTICLE For For Management BEFORE ARTICLE 1 OF THE BYLAWS IN ORDER TO ADOPT A RAISON D'ETRE OF THE COMPANY E.22 AMENDMENTS TO THE BYLAWS - For For Management SIMPLIFICATION AND ALIGNMENT OF THE BYLAWS WITH (I) LAW NO. 2019-486 OF 22 MAY 2019 RELATING TO THE GROWTH AND TRANSFORMATION OF COMPANIES (KNOWN AS THE PACTE LAW), (II) ORDER NO. 2019-1234 OF 27 NOVEMBER 2019 AND (III) LAW NO. E.23 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO ISSUE, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES OF THE COMPANY OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES E.24 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO ISSUE, BY WAY OF A PUBLIC OFFERING, SHARES OR TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT E.25 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO ISSUE, BY WAY OF AN OFFER BY PRIVATE PLACEMENT, SHARES OR TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT E.26 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT E.27 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS E.28 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE- E.29 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES OR TRANSFERABLE SECURITIES IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY E.30 DELEGATION TO BE GRANTED TO THE BOARD For For Management OF DIRECTORS TO PROCEED WITH THE ISSUE OF SHARES OR TRANSFERABLE SECURITIES IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL E.31 AUTHORIZATION TO BE GRANTED TO THE For For Management BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES E.32 OVERALL LIMITATION ON THE AMOUNT OF For For Management INCREASES IN THE COMPANY CAPITAL THAT MAY BE CARRIED OUT PURSUANT TO THE 23RD TO 26TH RESOLUTIONS AND TO THE 28TH TO 30TH RESOLUTIONS SUBMITTED TO THIS GENERAL MEETING E.33 OVERALL LIMITATION ON THE AMOUNT OF For For Management THE INCREASES IN THE COMPANY CAPITAL THAT MAY BE CARRIED OUT, DURING A PUBLIC OFFERING PERIOD, PURSUANT TO THE 23RD TO 26TH RESOLUTIONS SUBMITTED TO THIS GENERAL MEETING O.34 POWERS TO CARRY OUT FORMALITIES For For Management -------------------------------------------------------------------------------- ALGONQUIN POWER & UTILITIES CORP Ticker: Security ID: 015857105 Meeting Date: JUN 04, 2020 Meeting Type: Annual General Meeting Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4, 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1 AND 2.1 TO 2.10. THANK YOU 1 THE APPOINTMENT OF ERNST & YOUNG LLP, For For Management CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION 2.1 ELECTION OF DIRECTOR: CHRISTOPHER BALL For For Management 2.2 ELECTION OF DIRECTOR: MELISSA For For Management STAPLETON BARNES 2.3 ELECTION OF DIRECTOR: CHRISTOPHER For For Management HUSKILSON 2.4 ELECTION OF DIRECTOR: CHRISTOPHER For For Management JARRATT 2.5 ELECTION OF DIRECTOR: D. RANDY LANEY For For Management 2.6 ELECTION OF DIRECTOR: KENNETH MOORE For For Management 2.7 ELECTION OF DIRECTOR: IAN ROBERTSON For For Management 2.8 ELECTION OF DIRECTOR: MASHEED SAIDI For For Management 2.9 ELECTION OF DIRECTOR: DILEK SAMIL For For Management 2.10 ELECTION OF DIRECTOR: GEORGE STEEVES For For Management 3 THE RESOLUTION SET FORTH IN SCHEDULE For For Management "A" OF THE CIRCULAR TO APPROVE THE AMENDMENT TO THE EMPLOYEE SHARE PURCHASE PLAN TO INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE UNDER SUCH PLAN, AS DISCLOSED IN THE CIRCULAR 4 THE RESOLUTION SET FORTH IN SCHEDULE For For Management "C" OF THE CIRCULAR TO APPROVE A BY-LAW ALLOWING FOR MEETINGS OF SHAREHOLDERS OF THE CORPORATION TO BE HELD VIRTUALLY BY MEANS OF TELEPHONIC, ELECTRONIC OR OTHER COMMUNICATIONS FACILITY, AS DISCLOSED IN THE CIRCULAR 5 THE ADVISORY RESOLUTION SET FORTH IN For For Management SCHEDULE "E" OF THE CIRCULAR TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE CIRCULAR 6 AMENDMENTS OR VARIATIONS TO THE For For Management MATTERS IDENTIFIED IN THE NOTICE OF MEETING ACCOMPANYING THE CIRCULAR (THE "NOTICE OF MEETING") AND SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF AT THE DISCRETION OF -------------------------------------------------------------------------------- APA GROUP Ticker: Security ID: Q0437B100 Meeting Date: OCT 24, 2019 Meeting Type: Annual General Meeting Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor CMMT VOTING EXCLUSIONS APPLY TO THIS None Did not vote Management MEETING FOR PROPOSALS 1 AND 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUT 1 ADOPTION OF THE REMUNERATION REPORT For For Management 2 NOMINATION OF STEVEN CRANE FOR For For Management RE-ELECTION AS A DIRECTOR 3 NOMINATION OF MICHAEL FRASER FOR For For Management RE-ELECTION AS A DIRECTOR 4 NOMINATION OF JAMES FAZZINO FOR For For Management ELECTION AS A DIRECTOR 5 APPROVAL OF GRANT OF PERFORMANCE For For Management RIGHTS TO THE CHIEF EXECUTIVE OFFICER UNDER THE APA GROUP LONG TERM INCENTIVE PLAN -------------------------------------------------------------------------------- ATLANTIA S.P.A. Ticker: Security ID: T05404107 Meeting Date: MAY 29, 2020 Meeting Type: Ordinary General Meeting Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. 1 ATLANTIA S.P.A BALANCE SHEET AS OF 31 For For Management DECEMBER 2019. BOARD OF DIRECTORS', INTERNAL AUDITORS' AND EXTERNAL AUDITORS' REPORTS. NET INCOME ALLOCATION. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. RESOLUTIONS RELATED THERETO 2 TO APPOINT THE EXTERNAL AUDITORS FOR For For Management EXERCISES 2021-2029. RESOLUTIONS RELATED THERETO 3 TO APPOINT TWO BOARD OF DIRECTORS' For For Management MEMBERS. RESOLUTIONS RELATED THERETO 4 TO PROPOSE TO REVOKE THE RESOLUTION For For Management APPROVED BY THE SHAREHOLDERS MEETING HELD ON 18 APRIL 2019, ONLY CONCERNING THE AUTHORIZATION TO PURCHASE OWN SHARES, WITHOUT PREJUDICE TO THE AUTHORIZATION TO ALIENATE OWN SHARES THEREIN CONTAINED. RESOLUTIONS RELATED 5 TO PROPOSE A FREE SHARE PLAN FOR For For Management EMPLOYEES 2020. RESOLUTIONS RELATED THERETO 6.1 2020 REWARDING POLICY AND 2019 PAID For For Management EMOLUMENT'S REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 NO 58, FIRST SECTION: 2020 REWARDING POLICY'S REPORT (BINDING RESOLUTION) 6.2 2020 REWARDING POLICY AND 2019 PAID For For Management EMOLUMENT'S REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 NO 58, SECOND SECTION: 2019 PAID EMOLUMENT'S REPORT (NON-BINDING RESOLUTION) -------------------------------------------------------------------------------- AURIZON HOLDINGS LTD Ticker: Security ID: Q0695Q104 Meeting Date: OCT 17, 2019 Meeting Type: Annual General Meeting Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor CMMT VOTING EXCLUSIONS APPLY TO THIS None Did not vote Management MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE 2.A THAT MR RUSSELL CAPLAN, WHO RETIRES BY For For Management ROTATION AND BEING ELIGIBLE, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY 2.B THAT MR MICHAEL FRASER, WHO RETIRES BY For For Management ROTATION AND BEING ELIGIBLE, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY 2.C THAT MS KATE VIDGEN, WHO RETIRES BY For For Management ROTATION AND BEING ELIGIBLE, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY 3 GRANT OF PERFORMANCE RIGHTS TO THE For For Management MANAGING DIRECTOR & CEO, PURSUANT TO THE COMPANY'S LONG TERM INCENTIVE PLAN (2019 AWARD) 4 REMUNERATION REPORT For For Management -------------------------------------------------------------------------------- AUSNET SERVICES LTD Ticker: Security ID: Q0708Q109 Meeting Date: JUL 18, 2019 Meeting Type: Annual General Meeting Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor CMMT VOTING EXCLUSIONS APPLY TO THIS None Did not vote Management MEETING FOR PROPOSALS 3, 4.A, 4.B AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN 2.A ELECTION OF MR LI LEQUAN AS A DIRECTOR For Did Not Vote Management 2.B RE-ELECTION OF MR TAN CHEE MENG AS A For Did Not Vote Management DIRECTOR 2.C RE-ELECTION OF MR PETER MASON AS A For Did Not Vote Management DIRECTOR 3 REMUNERATION REPORT For Did Not Vote Management 4.A GRANT OF EQUITY AWARDS TO THE MANAGING For Did Not Vote Management DIRECTOR - MR NINO FICCA 4.B GRANT OF EQUITY AWARDS TO THE MANAGING For Did Not Vote Management DIRECTOR - MR TONY NARVAEZ 5 ISSUE OF SHARES - 10% PRO RATA For Did Not Vote Management 6 ISSUE OF SHARES PURSUANT TO DIVIDEND For Did Not Vote Management REINVESTMENT PLAN 7 ISSUE OF SHARES PURSUANT TO AN For Did Not Vote Management EMPLOYEE INCENTIVE SCHEME -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY CO. Ticker: 9022 Security ID: J05523105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Tsuge, Koei For For Management 2.2 Elect Director Kaneko, Shin For For Management 2.3 Elect Director Suyama, Yoshiki For For Management 2.4 Elect Director Kosuge, Shunichi For For Management 2.5 Elect Director Uno, Mamoru For For Management 2.6 Elect Director Tanaka, Mamoru For For Management 2.7 Elect Director Mizuno, Takanori For For Management 2.8 Elect Director Mori, Atsuhito For For Management 2.9 Elect Director Niwa, Shunsuke For For Management 2.10 Elect Director Suzuki, Hiroshi For For Management 2.11 Elect Director Oyama, Takayuki For For Management 2.12 Elect Director Kobayashi, Hajime For For Management 2.13 Elect Director Torkel Patterson For For Management 2.14 Elect Director Saeki, Takashi For For Management 2.15 Elect Director Kasama, Haruo For For Management 2.16 Elect Director Oshima, Taku For For Management 3 Appoint Statutory Auditor Yamada, For For Management Tatsuhiko -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY COMPANY Ticker: Security ID: J05523105 Meeting Date: JUN 23, 2020 Meeting Type: Annual General Meeting Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Surplus For For Management 2.1 Appoint a Director Tsuge, Koei For For Management 2.2 Appoint a Director Kaneko, Shin For For Management 2.3 Appoint a Director Suyama, Yoshiki For For Management 2.4 Appoint a Director Kosuge, Shunichi For For Management 2.5 Appoint a Director Uno, Mamoru For For Management 2.6 Appoint a Director Tanaka, Mamoru For For Management 2.7 Appoint a Director Mizuno, Takanori For For Management 2.8 Appoint a Director Mori, Atsuhito For For Management 2.9 Appoint a Director Niwa, Shunsuke For For Management 2.10 Appoint a Director Suzuki, Hiroshi For For Management 2.11 Appoint a Director Oyama, Takayuki For For Management 2.12 Appoint a Director Kobayashi, Hajime For For Management 2.13 Appoint a Director Torkel Patterson For For Management 2.14 Appoint a Director Saeki, Takashi For For Management 2.15 Appoint a Director Kasama, Haruo For For Management 2.16 Appoint a Director Oshima, Taku For For Management 3 Appoint a Corporate Auditor Yamada, For For Management Tatsuhiko -------------------------------------------------------------------------------- CEZ AS Ticker: CEZ Security ID: X2337V121 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board of Directors Report on None None Management Company's Operations and State of Its Assets 2 Receive Supervisory Board Report None None Management 3 Receive Audit Committee Report None None Management 4.1 Approve Financial Statements For For Management 4.2 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income and For For Management Dividends of CZK 34 per Share 6 Ratify Ernst & Young Audit s.r.o. as For For Management Auditor 7.1 Approve Volume of Charitable Donations For For Management 7.2 Approve Increase in Volume of For For Management Charitable Donations 7.3 Approve Charitable Donations For For Management 8.1 Amend Articles of Association For For Management 8.2 Approve New Version of Articles of For For Management Association 9 Approve Transfer of Part of Melnik For For Management Power Plant to Energotrans, a.s 10 Approve Remuneration Policy For Against Management 11 Receive Information on Preparation of None None Management Dukovany Nuclear Plant 12 Recall and Elect Supervisory Board For Against Management Members 13 Recall and Elect Members of Audit For Against Management Committee 14 Amend Business Strategy None Against Shareholder -------------------------------------------------------------------------------- CGN POWER CO LTD Ticker: Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Annual General Meeting Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0402/2020040201578.pdf- AND- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0402/2020040201739 CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE CMMT PLEASE NOTE THAT THIS IS ANNUAL None Did not vote Management GENERAL MEETING OF 2019 1 TO CONSIDER AND APPROVE THE REPORT OF For For Management THE BOARD OF DIRECTORS FOR THE YEAR ENDED DECEMBER 31, 2019 2 TO CONSIDER AND APPROVE THE REPORT OF For For Management THE SUPERVISORY COMMITTEE FOR THE YEAR ENDED DECEMBER 31, 2019 3 TO CONSIDER AND APPROVE THE ANNUAL For For Management REPORT FOR THE YEAR 2019 4 TO CONSIDER AND APPROVE THE AUDITED For For Management FINANCIAL REPORT ENDING DECEMBER 31, 2019 5 TO CONSIDER AND APPROVE THE PROFIT For For Management DISTRIBUTION PLAN FOR THE YEAR ENDED DECEMBER 31, 2019 6 TO CONSIDER AND APPROVE THE INVESTMENT For For Management PLAN AND CAPITAL EXPENDITURE BUDGET FOR THE YEAR 2020 7 TO CONSIDER AND APPROVE THE For For Management APPOINTMENT OF KPMG HUAZHEN (SPECIAL GENERAL PARTNERSHIP) AS THE FINANCIAL AND INTERNAL CONTROL AUDITOR OF THE COMPANY FOR THE YEAR 2020 UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORIZE THE BOAR 8 TO CONSIDER AND APPROVE THE CHANGE IN For For Management THE USE OF CERTAIN FUNDS RAISED FROM H SHARES 9.1 TO CONSIDER AND APPROVE THE For For Management APPOINTMENT OF MR. YANG CHANGLI AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY 9.2 TO CONSIDER AND APPROVE THE For For Management APPOINTMENT OF MR. WANG WEI AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY 10.1 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. ZHANG SHANMING 10.2 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. YANG CHANGLI 10.3 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. GAO LIGANG 10.4 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. TAN JIANSHENG 10.5 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. SHI BING 10.6 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. WANG WEI 10.7 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. ZHANG YONG 10.8 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. NA XIZHI 10.9 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. HU YIGUANG 10.10 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. FRANCIS SIU WAI KEUNG 10.11 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. CHEN SUI 10.12 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. CHEN RONGZHEN 10.13 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. YANG LANHE 10.14 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MS. ZHU HUI 10.15 TO CONSIDER AND APPROVE THE For For Management REMUNERATION OF DIRECTOR AND SUPERVISOR FOR THE YEAR 2020: MR. WANG HONGXIN 11 TO CONSIDER AND APPROVE THE DONATION For For Management OF EPIDEMIC PREVENTION AND CONTROL FUNDS 12 TO CONSIDER AND APPROVE THE AMENDMENTS For For Management TO THE ARTICLES OF ASSOCIATION 13 TO CONSIDER AND APPROVE THE GRANT OF For For Management THE GENERAL MANDATE TO ISSUE SHARES TO THE BOARD OF DIRECTORS FOR ALLOTTING, ISSUING AND DEALING WITH ADDITIONAL A SHARES AND/OR H SHARES DURING THE RELEVANT PERIOD 14 TO CONSIDER AND APPROVE THE GRANT OF For For Management THE GENERAL MANDATE TO REPURCHASE SHARES TO THE BOARD OF DIRECTORS FOR REPURCHASING A SHARES AND/OR H SHARES OF THE COMPANY DURING THE RELEVANT PERIOD -------------------------------------------------------------------------------- CGN POWER CO LTD Ticker: Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Class Meeting Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0402/2020040201647.pdf- AND- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0402/2020040201762 1 TO CONSIDER AND APPROVE TO GRANT THE For For Management GENERAL MANDATE IN RELATION TO THE REPURCHASE OF SHARES TO THE BOARD OF DIRECTORS FOR REPURCHASING A SHARES AND/OR H SHARES OF THE COMPANY DURING THE RELEVANT PERIOD -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Final Dividend For Did Not Vote Management 3Aa Elect Deng Renjie as Director For Did Not Vote Management 3Ab Elect Su Jian as Director For Did Not Vote Management 3Ac Elect Bai Jingtao as Director For Did Not Vote Management 3Ad Elect Kut Ying Hay as Director For Did Not Vote Management 3Ae Elect Li Ka Fai David as Director For Did Not Vote Management 3B Authorize Board to Fix Remuneration of For Did Not Vote Management Directors 4 Approve Deloitte Touche Tohmatsu as For Did Not Vote Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Grant of Options Under the For Did Not Vote Management Share Option Scheme 5B Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 5C Authorize Repurchase of Issued Share For Did Not Vote Management Capital 5D Authorize Reissuance of Repurchased For Did Not Vote Management Shares -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LTD Ticker: Security ID: Y1489Q103 Meeting Date: OCT 28, 2019 Meeting Type: ExtraOrdinary General Meeting Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS: https://www1.hkexnews. hk/listedco/listcone ws/sehk/2019/1010/20191010003-07.pdf- AND https://www1.hkexnews. hk/listedco/listcone ws/sehk/2019/1010/2019101000303 1 TO APPROVE THE NON-ACCEPTANCE BY THE For For Management COMPANY OF THE MANDATORY UNCONDITIONAL CASH OFFER BY CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED ON BEHALF OF BROADFORD GLOBAL LIMITED TO ACQUIRE ALL THE ISSUED H SHARES IN DALIAN PORT (PDA) CO 2 TO APPROVE THE RE-ELECTION OF MR. GE For For Management LEFU AS AN EXECUTIVE DIRECTOR OF THE COMPANY -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LTD Ticker: Security ID: Y1489Q103 Meeting Date: JUN 15, 2020 Meeting Type: Annual General Meeting Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0428/2020042800970.pdf- AND- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0428/2020042801042 1 TO RECEIVE AND CONSIDER THE AUDITED For For Management CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT 2 TO DECLARE A FINAL DIVIDEND OF 58 HK For For Management CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 IN SCRIP FORM WITH CASH OPTION 3.A.A TO RE-ELECT MR. DENG RENJIE AS A For For Management DIRECTOR 3.A.B TO RE-ELECT MR. SU JIAN AS A DIRECTOR For For Management 3.A.C TO RE-ELECT MR. BAI JINGTAO AS A For For Management DIRECTOR 3.A.D TO RE-ELECT MR. KUT YING HAY AS A For For Management DIRECTOR 3.A.E TO RE-ELECT MR. LI KA FAI DAVID AS A For For Management DIRECTOR 3.B TO AUTHORISE THE BOARD OF DIRECTORS TO For For Management FIX THE REMUNERATION OF THE DIRECTORS 4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE For For Management TOHMATSU AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION 5.A TO GRANT A MANDATE TO THE DIRECTORS TO For For Management GRANT OPTIONS UNDER THE SHARE OPTION SCHEME AS SET OUT IN ITEM 5A OF THE AGM NOTICE 5.B TO GRANT A GENERAL MANDATE TO THE For For Management DIRECTORS TO ALLOT SHARES AS SET OUT IN ITEM 5B OF THE AGM NOTICE 5.C TO GRANT A GENERAL MANDATE TO THE For For Management DIRECTORS FOR THE BUY-BACK OF SHARES AS SET OUT IN ITEM 5C OF THE AGM NOTICE 5.D TO ADD THE NUMBER OF THE SHARES BOUGHT For For Management BACK UNDER RESOLUTION NO. 5C TO THE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 5B -------------------------------------------------------------------------------- CHUBU ELECTRIC POWER CO., INC. Ticker: 9502 Security ID: J06510101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Did Not Vote Management Final Dividend of JPY 25 2 Amend Articles to Amend Business Lines For Did Not Vote Management 3.1 Elect Director Katsuno, Satoru For Did Not Vote Management 3.2 Elect Director Hayashi, Kingo For Did Not Vote Management 3.3 Elect Director Kurata, Chiyoji For Did Not Vote Management 3.4 Elect Director Hiraiwa, Yoshiro For Did Not Vote Management 3.5 Elect Director Mizutani, Hitoshi For Did Not Vote Management 3.6 Elect Director Otani, Shinya For Did Not Vote Management 3.7 Elect Director Hashimoto, Takayuki For Did Not Vote Management 3.8 Elect Director Shimao, Tadashi For Did Not Vote Management 3.9 Elect Director Kurihara, Mitsue For Did Not Vote Management 4.1 Appoint Statutory Auditor Kataoka, For Did Not Vote Management Akinori 4.2 Appoint Statutory Auditor Nagatomi, For Did Not Vote Management Fumiko 4.3 Appoint Statutory Auditor Takada, For Did Not Vote Management Hiroshi 5 Amend Articles to Exit from Nuclear Against Did Not Vote Shareholder Power Generation Business 6 Amend Articles to Prohibit Financial Against Did Not Vote Shareholder Support to Japan Atomic Power Company 7 Amend Articles to Terminate Contracts Against Did Not Vote Shareholder to Purchase Electricity Generated with Nuclear Power from Other Companies 8 Amend Articles to Ban Reprocessing of Against Did Not Vote Shareholder Spent Nuclear Fuels 9 Amend Articles to Ban Procurement of Against Did Not Vote Shareholder Electricity Generated with Coal-Fired Power -------------------------------------------------------------------------------- CHUBU ELECTRIC POWER COMPANY,INCORPORATED Ticker: Security ID: J06510101 Meeting Date: JUN 25, 2020 Meeting Type: Annual General Meeting Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Surplus For For Management 2 Amend Articles to: Amend Business Lines For For Management 3.1 Appoint a Director Katsuno, Satoru For For Management 3.2 Appoint a Director Hayashi, Kingo For For Management 3.3 Appoint a Director Kurata, Chiyoji For For Management 3.4 Appoint a Director Hiraiwa, Yoshiro For For Management 3.5 Appoint a Director Mizutani, Hitoshi For For Management 3.6 Appoint a Director Otani, Shinya For For Management 3.7 Appoint a Director Hashimoto, Takayuki For For Management 3.8 Appoint a Director Shimao, Tadashi For For Management 3.9 Appoint a Director Kurihara, Mitsue For For Management 4.1 Appoint a Corporate Auditor Kataoka, For For Management Akinori 4.2 Appoint a Corporate Auditor Nagatomi, For For Management Fumiko 4.3 Appoint a Corporate Auditor Takada, For For Management Hiroshi 5 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (1) 6 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (2) 7 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (3) 8 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (4) 9 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (5) -------------------------------------------------------------------------------- CK INFRASTRUCTURE HOLDINGS LIMITED Ticker: Security ID: G2178K100 Meeting Date: MAY 13, 2020 Meeting Type: Annual General Meeting Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0406/2020040601656.pdf- AND- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0406/2020040601670 CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE THE AUDITED FINANCIAL For For Management STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2019 2 TO DECLARE A FINAL DIVIDEND For For Management 3.1 TO ELECT MR. LI TZAR KUOI, VICTOR AS For For Management DIRECTOR 3.2 TO ELECT MR. CHAN LOI SHUN AS DIRECTOR For For Management 3.3 TO ELECT MS. CHEN TSIEN HUA AS DIRECTOR For For Management 3.4 TO ELECT MRS. SNG SOW-MEI ALIAS POON For For Management SOW MEI AS DIRECTOR 3.5 TO ELECT MR. COLIN STEVENS RUSSEL AS For For Management DIRECTOR 3.6 TO ELECT MR. PAUL JOSEPH TIGHE AS For For Management DIRECTOR 4 TO APPOINT MESSRS. DELOITTE TOUCHE For For Management TOHMATSU AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION 5.1 ORDINARY RESOLUTION NO. 5(1) OF THE For For Management NOTICE OF ANNUAL GENERAL MEETING (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY) 5.2 ORDINARY RESOLUTION NO. 5(2) OF THE For For Management NOTICE OF ANNUAL GENERAL MEETING (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY) 5.3 ORDINARY RESOLUTION NO. 5(3) OF THE For For Management NOTICE OF ANNUAL GENERAL MEETING (TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES OF THE COMPANY) 6 SPECIAL RESOLUTION OF THE NOTICE OF For For Management ANNUAL GENERAL MEETING (TO APPROVE THE AMENDMENTS TO THE COMPANY'S BYE-LAWS) -------------------------------------------------------------------------------- CLP HOLDINGS LTD Ticker: Security ID: Y1660Q104 Meeting Date: MAY 08, 2020 Meeting Type: Annual General Meeting Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0324/2020032400397.pdf, 1 TO RECEIVE THE AUDITED FINANCIAL For For Management STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019 AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON 2.A TO RE-ELECT THE HONOURABLE SIR MICHAEL For For Management KADOORIE AS DIRECTOR 2.B TO RE-ELECT MR WILLIAM ELKIN MOCATTA For For Management AS DIRECTOR 2.C TO RE-ELECT SIR RODERICK IAN EDDINGTON For For Management AS DIRECTOR 3 TO RE-APPOINT PRICEWATERHOUSECOOPERS For For Management AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2020 4 TO GIVE A GENERAL MANDATE TO THE For For Management DIRECTORS TO ALLOT, ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY; NOT EXCEEDING FIVE PER CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE AT THE DATE OF THIS RESOLUTION AND SUCH SHARES SHALL NOT BE ISSUED AT A DISCOUNT 5 TO GIVE A GENERAL MANDATE TO THE For For Management DIRECTORS TO EXERCISE ALL THE POWERS OF THE COMPANY TO BUY BACK OR OTHERWISE ACQUIRE SHARES OF THE COMPANY IN ISSUE; NOT EXCEEDING TEN PER CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE AT THE DATE OF THIS RESOLUTION -------------------------------------------------------------------------------- CONTACT ENERGY LTD Ticker: Security ID: Q2818G104 Meeting Date: NOV 13, 2019 Meeting Type: Annual General Meeting Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 THAT ELENA TROUT BE RE-ELECTED AS A For For Management DIRECTOR OF CONTACT 2 THAT THE DIRECTORS BE AUTHORISED TO For For Management FIX THE FEES AND EXPENSES OF THE AUDITOR: KPMG 3 THAT CONTACT'S EXISTING CONSTITUTION For For Management BE REVOKED, AND A NEW CONSTITUTION BE ADOPTED IN THE FORM PRESENTED AT THE MEETING, WITH EFFECT FROM THE CLOSE OF THE MEETING -------------------------------------------------------------------------------- E.ON SE Ticker: Security ID: D24914133 Meeting Date: MAY 28, 2020 Meeting Type: Annual General Meeting Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT FOLLOWING THE None Did not vote Management AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED CMMT THE VOTE/REGISTRATION DEADLINE AS None Did not vote Management DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES CMMT ACCORDING TO GERMAN LAW, IN CASE OF None Did not vote Management SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN CMMT FURTHER INFORMATION ON COUNTER None Did not vote Management PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECT CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL None Did not vote Management CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR AN 1 RECEIVE FINANCIAL STATEMENTS AND None Did not vote Management STATUTORY REPORTS FOR FISCAL 2019 2 APPROVE ALLOCATION OF INCOME AND For For Management DIVIDENDS OF EUR 0.46 PER SHARE 3 APPROVE DISCHARGE OF MANAGEMENT BOARD For For Management FOR FISCAL 2019 4 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management FOR FISCAL 2019 5.1 RATIFY PRICEWATERHOUSECOOPERS GMBH AS For For Management AUDITORS FOR FISCAL 2020 5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS For For Management AUDITORS FOR HALF-YEAR AND QUARTERLY REPORTS 2020 5.3 RATIFY KPMG AG AS AUDITORS FOR THE For For Management FIRST QUARTER OF FISCAL 2021 6.1 ELECT ULRICH GRILLO TO THE SUPERVISORY For For Management BOARD 6.2 ELECT ROLF MARTIN SCHMITZ TO THE For For Management SUPERVISORY BOARD 6.3 ELECT DEBORAH WILKENS TO THE For For Management SUPERVISORY BOARD 7 APPROVE CREATION OF EUR 528 MILLION For For Management POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS 8 APPROVE ISSUANCE OF WARRANTS/BONDS For For Management WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 6 BILLION APPROVE CREATION OF EUR 264 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS 9 AUTHORIZE SHARE REPURCHASE PROGRAM AND For For Management REISSUANCE OR CANCELLATION OF REPURCHASED SHARES 10 AUTHORIZE USE OF FINANCIAL DERIVATIVES For For Management WHEN REPURCHASING SHARES -------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. Ticker: 9020 Security ID: J1257M109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 82.5 2 Amend Articles to Reduce Directors' For For Management Term 3.1 Elect Director Tomita, Tetsuro For For Management 3.2 Elect Director Fukasawa, Yuji For For Management 3.3 Elect Director Nishino, Fumihisa For For Management 3.4 Elect Director Maekawa, Tadao For For Management 3.5 Elect Director Ota, Tomomichi For For Management 3.6 Elect Director Akaishi, Ryoji For For Management 3.7 Elect Director Kise, Yoichi For For Management 3.8 Elect Director Sakai, Kiwamu For For Management 3.9 Elect Director Ito, Motoshige For For Management 3.10 Elect Director Amano, Reiko For For Management 3.11 Elect Director Sakuyama, Masaki For For Management 3.12 Elect Director Kawamoto, Hiroko For For Management 4 Appoint Statutory Auditor Kanetsuki, For For Management Seishi -------------------------------------------------------------------------------- EAST JAPAN RAILWAY COMPANY Ticker: Security ID: J1257M109 Meeting Date: JUN 23, 2020 Meeting Type: Annual General Meeting Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Surplus For For Management 2 Amend Articles to: Reduce Term of For For Management Office of Directors to One Year 3.1 Appoint a Director Tomita, Tetsuro For For Management 3.2 Appoint a Director Fukasawa, Yuji For For Management 3.3 Appoint a Director Nishino, Fumihisa For For Management 3.4 Appoint a Director Maekawa, Tadao For For Management 3.5 Appoint a Director Ota, Tomomichi For For Management 3.6 Appoint a Director Akaishi, Ryoji For For Management 3.7 Appoint a Director Kise, Yoichi For For Management 3.8 Appoint a Director Sakai, Kiwamu For For Management 3.9 Appoint a Director Ito, Motoshige For For Management 3.10 Appoint a Director Amano, Reiko For For Management 3.11 Appoint a Director Sakuyama, Masaki For For Management 3.12 Appoint a Director Kawamoto, Hiroko For For Management 4 Appoint a Corporate Auditor Kanetsuki, For For Management Seishi -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA Ticker: Security ID: X67925119 Meeting Date: APR 16, 2020 Meeting Type: Annual General Meeting Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE None Did not vote Management MEETINGS REQUIRES THE DISCLOSURE OF-BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORT 1 APPROVE INDIVIDUAL AND CONSOLIDATED For For Management FINANCIAL STATEMENTS AND STATUTORY REPORTS 2 APPROVE ALLOCATION OF INCOME For For Management 3.1 APPRAISE MANAGEMENT OF COMPANY AND For For Management APPROVE VOTE OF CONFIDENCE TO MANAGEMENT BOARD 3.2 APPRAISE SUPERVISION OF COMPANY AND For For Management APPROVE VOTE OF CONFIDENCE TO SUPERVISORY BOARD 3.3 APPRAISE WORK PERFORMED BY STATUTORY For For Management AUDITOR AND APPROVE VOTE OF CONFIDENCE TO STATUTORY AUDITOR 4 AUTHORIZE REPURCHASE AND REISSUANCE OF For For Management SHARES 5 AUTHORIZE REPURCHASE AND REISSUANCE OF For For Management REPURCHASED DEBT INSTRUMENTS 6 AUTHORIZE INCREASE IN CAPITAL UP TO 10 For For Management PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES WITH PRE-EMPTIVE RIGHTS 7 APPROVE STATEMENT ON REMUNERATION For For Management POLICY APPLICABLE TO EXECUTIVE BOARD 8 APPROVE STATEMENT ON REMUNERATION For For Management POLICY APPLICABLE TO OTHER CORPORATE BODIES -------------------------------------------------------------------------------- EMERA INC Ticker: Security ID: 290876101 Meeting Date: JUL 11, 2019 Meeting Type: Special General Meeting Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 250081 DUE TO THERE ARE 2-RESOLUTIONS FOR THIS MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 THE AMENDMENT TO PART B OF THE For Did Not Vote Management ARTICLES OF ASSOCIATION OF THE COMPANY FOR THE REMOVAL OF THE 25 PERCENT RESTRICTIONS RELATING TO SHARE OWNERSHIP AND VOTING RIGHTS BY NON-CANADIAN RESIDENT SHAREHOLDERS OF THE COMPANY 2 NON-RESIDENT VOTING CONSTRAINT: ARE For Did Not Vote Management THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM HELD, BENEFICIALLY OWNED OR CONTROLLED, DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA? NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL BE TREATED AS NOT MARKED -------------------------------------------------------------------------------- EMERA INC Ticker: Security ID: 290876101 Meeting Date: JUN 05, 2020 Meeting Type: Annual General Meeting Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: SCOTT C. BALFOUR For For Management 1.2 ELECTION OF DIRECTOR: JAMES V. BERTRAM For For Management 1.3 ELECTION OF DIRECTOR: SYLVIA D. For For Management CHROMINSKA 1.4 ELECTION OF DIRECTOR: HENRY E. DEMONE For For Management 1.5 ELECTION OF DIRECTOR: KENT M. HARVEY For For Management 1.6 ELECTION OF DIRECTOR: B. LYNN LOEWEN For For Management 1.7 ELECTION OF DIRECTOR: JOHN B. RAMIL For For Management 1.8 ELECTION OF DIRECTOR: ANDREA S. ROSEN For For Management 1.9 ELECTION OF DIRECTOR: RICHARD P. SERGEL For For Management 1.10 ELECTION OF DIRECTOR: M. JACQUELINE For For Management SHEPPARD 1.11 ELECTION OF DIRECTOR: JOCHEN E. TILK For For Management 2 APPOINTMENT OF ERNST & YOUNG LLP AS For For Management AUDITORS 3 AUTHORIZE DIRECTORS TO ESTABLISH THE For For Management AUDITORS' FEE AS REQUIRED PURSUANT TO THE NOVA SCOTIA COMPANIES ACT 4 CONSIDER AND APPROVE, ON AN ADVISORY For For Management BASIS, A RESOLUTION ON EMERA'S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE MANAGEMENT INFORMATION CIRCULAR 5 CONSIDER AND APPROVE AN AMENDMENT TO For For Management THE COMPANY'S EMPLOYEE COMMON SHARE PURCHASE PLAN (THE "PLAN") TO INCREASE THE MAXIMUM NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE UNDER THE PLAN -------------------------------------------------------------------------------- ENAGAS SA Ticker: Security ID: E41759106 Meeting Date: JUN 29, 2020 Meeting Type: Ordinary General Meeting Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 EXAMINE AND, IF APPROPRIATE, APPROVE For Did Not Vote Management THE 2019 ANNUAL ACCOUNTS (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES TO THE ANNUAL ACCOUNTS) AND MANAGEMENT REPORT OF ENAGAS S.A. AND ITS CONSOLIDATED GROUP 2 APPROVAL OF THE CONSOLIDATED For Did Not Vote Management NON-FINANCIAL INFORMATION INCLUDED IN THE ENAGAS GROUP'S MANAGEMENT REPORT FOR 2019 3 APPROVE, IF APPLICABLE, THE PROPOSED For Did Not Vote Management DISTRIBUTION OF ENAGAS, S.A.'S PROFIT FOR 2019 4 EXTRAORDINARY DIVIDEND CHARGED TO For Did Not Vote Management RESERVES: TO DISTRIBUTE AN EXTRAORDINARY DIVIDEND, CHARGED TO UNRESTRICTED RESERVES, FOR A MAXIMUM AMOUNT OF 7,756,565.85 EUROS AMONG ALL THE 261,990,074 SHARES ISSUED AT THIS DATE, EQUIVALENT TO 0.0296 EUROS GROSS PER SH 5 TO APPROVE, IF APPROPRIATE, THE For Did Not Vote Management PERFORMANCE OF THE BOARD OF DIRECTORS OF ENAGAS, S.A. IN 2019 6.1 AMENDMENT OF ARTICLE 27 ("ATTENDANCE For Did Not Vote Management AT MEETINGS, PROXIES AND VOTING") TO PROVIDE FOR ATTENDANCE AT THE MEETING BY TELEMATIC MEANS 6.2 AMENDMENT OF ARTICLE 35 ("COMPOSITION For Did Not Vote Management OF THE BOARD") TO INCREASE THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO 16 6.3 AMENDMENT OF ARTICLE 39 ("BOARD For Did Not Vote Management MEETINGS") TO PROVIDE FOR ATTENDANCE AT BOARD MEETINGS BY TELEMATIC MEANS 6.4 AMENDMENT OF ARTICLE 44 ("AUDIT AND For Did Not Vote Management COMPLIANCE COMMITTEE") TO INCREASE THE MAXIMUM NUMBER OF MEMBERS OF THE AUDIT AND COMPLIANCE COMMITTEE TO 7 6.5 AMENDMENT OF ARTICLE 45 For Did Not Vote Management ("APPOINTMENTS, REMUNERATION AND CORPORATE SOCIAL RESPONSIBILITY COMMITTEE"), WHICH WILL NOW BE CALLED "SUSTAINABILITY, APPOINTMENTS AND REMUNERATION COMMITTEE" IN ORDER TO INCREASE THE MAXIMUM NUMBER OF MEMBERS TO SEVEN, IN ADDITI 6.6 INTRODUCTION OF A NEW ARTICLE 53.BIS For Did Not Vote Management ("DIVIDEND IN KIND") TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF DISTRIBUTING THIS TYPE OF DIVIDEND 7 AMENDMENT OF ARTICLES 9 ("RIGHT TO For Did Not Vote Management ATTEND") AND 11 ("RIGHT TO VOTE") OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS' MEETING TO PROVIDE FOR ATTENDANCE AT THE MEETING BY TELEMATIC MEANS 8.1 RE-ELECT SOCIEDAD ESTATAL DE For Did Not Vote Management PARTICIPACIONES INDUSTRIALES (SEPI) AS DIRECTOR FOR THE FOUR- YEAR PERIOD. SOCIEDAD ESTATAL DE PARTICIPACIONES INDUSTRIALES (SEPI) SHALL SERVE AS PROPRIETARY DIRECTOR 8.2 APPOINT MR. JOSE BLANCO LOPEZ AS For Did Not Vote Management DIRECTOR FOR THE FOUR-YEAR PERIOD. MR. JOSE BLANCO LOPEZ SHALL SERVE AS INDEPENDENT DIRECTOR 8.3 APPOINT MR. JOSE MONTILLA AGUILERA AS For Did Not Vote Management DIRECTOR FOR THE FOUR-YEAR PERIOD. MR. JOSE MONTILLA AGUILERA SHALL SERVE AS INDEPENDENT DIRECTOR 8.4 APPOINT MR. CRISTOBAL JOSE GALLEGO For Did Not Vote Management CASTILLO AS DIRECTOR FOR THE FOUR-YEAR PERIOD. MR. CRISTOBAL JOSE GALLEGO CASTILLO. MR. CRISTOBAL JOSE GALLEGO CASTILLO SHALL SERVE AS INDEPENDENT DIRECTOR 9 TO GRANT AUTHORISATION FOR PURPOSES OF For Did Not Vote Management ARTICLE 146 OF THE CORPORATE ENTERPRISE ACT CONCERNING THE POSSIBILITY OF ENTERPRISES ACQUIRING THEIR OWN SHARES 10 AMENDMENT, FOR THE PURPOSES OF ARTICLE For Did Not Vote Management 529 NOVODECIES OF THE LAW ON CORPORATIONS, OF THE POLICY ON REMUNERATION OF DIRECTORS FOR THE 2019, 2020 AND 2021 FINANCIAL YEARS, FOR THE SOLE PURPOSE OF CHANGING THE MAXIMUM ANNUAL LIMIT ON THE REMUNERATION OF DIRE 11 TO SUBMIT THE ANNUAL DIRECTORS' For Did Not Vote Management REMUNERATION REPORT REFERRED TO IN ARTICLE 541 OF THE CONSOLIDATED TEXT OF THE CORPORATE ENTERPRISES ACT TO AN ADVISORY VOTE 12 REPORT NOT SUBJECT TO VOTE ON THE None Did not vote Management AMENDMENTS TO THE "RULES AND REGULATIONS ON-THE ORGANISATION AND OPERATION OF THE BOARD OF DIRECTORS OF ENAGAS, S.A."-SINCE THE LAST GENERAL MEETING, IN ORDER TO ADAPT IT TO THE CRITERIA AND-BASIC PRINCIPLES OF TECHNICAL 13 TO DELEGATE AUTHORISATION TO For Did Not Vote Management SUPPLEMENT, DEVELOP, IMPLEMENT, RECTIFY AND FORMALISE THE RESOLUTIONS ADOPTED AT THE GENERAL SHAREHOLDERS' MEETING CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 426246 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU CMMT PLEASE NOTE IN THE EVENT THE MEETING None Did not vote Management DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 30 JUN 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN- VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividends Charged Against For For Management Unrestricted Reserves 5 Approve Discharge of Board For For Management 6.1 Amend Article 27 Re: Meeting For For Management Attendance by Telematic Means 6.2 Amend Article 35 Re: Board Composition For For Management 6.3 Amend Article 39 Re: Board Meetings by For For Management Telematic Means 6.4 Amend Article 44 Re: Audit and For For Management Compliance Committee 6.5 Amend Articles Re: Appointments, For For Management Remuneration and Corporate Social Responsibility Committee 6.6 Add Article 53.bis Re: Dividend in Kind For For Management 7 Amend Articles of General Meeting For For Management Regulations Re: Attendance by Telematic Means 8.1 Reelect Sociedad Estatal de For For Management Participaciones Industriales (SEPI) as Director 8.2 Elect Jose Blanco Lopez as Director For For Management 8.3 Elect Jose Montilla Aguilera as For For Management Director 8.4 Elect Cristobal Jose Gallego Castillo For For Management as Director 9 Authorize Share Repurchase Program For For Management 10 Amend Remuneration Policy For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENAV S.P.A. Ticker: Security ID: T3R4KN103 Meeting Date: MAY 21, 2020 Meeting Type: Ordinary General Meeting Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 387916 DUE TO RECEIPT OF-SLATES UNDER RESOLUTION 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. 1 TO APPROVE ENAV S.P.A.'S BALANCE SHEET For Did Not Vote Management AS OF 31 DECEMBER 2019, TOGETHER WITH THE BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS. TO PRESENT AT OF THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019 2 NET INCOME ALLOCATION For Did Not Vote Management 3 REWARDING POLICY AND EMOLUMENT PAID For Did Not Vote Management REPORT. BINDING RESOLUTION AS PER ARTICLE 123-TER, ITEM 3-BIS, OF THE LEGISLATIVE DECREE NO.58/1998 4 REWARDING POLICY AND EMOLUMENT PAID For Did Not Vote Management REPORT. NOT-BINDING RESOLUTION AS PER ARTICLE 123-TER, ITEM 6, OF THE LEGISLATIVE DECREE NO.58/1998 5 LONG TERM INCENTIVE PLAN FOR THE ENAV For Did Not Vote Management S.P.A. MANAGEMENT MEMBERS AND ITS SUBSIDIARIES AS PER ARTICLE 2359 OF THE ITALIAN CIVIL CODE, RESOLUTIONS RELATED THERETO 6 TO STATE BOARD OF DIRECTORS' MEMBERS For Did Not Vote Management NUMBER 7 TO STATE THE BOARD OF DIRECTORS' TERM For Did Not Vote Management OF OFFICE CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 None Did not vote Management SLATES TO BE ELECTED AS BOARD OF-DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE- STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO 8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Against Did Not Vote Shareholder SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY MINISTERO DELL'ECONOMIA E DELLE FINANZE, REPRESENTING 53.28PCT OF THE STOCK CAPITAL. FRANCESCA ISGRO (CHAIRMAN); PAOLO SIMIONI; ANGEL 8.2 PLEASE NOTE THAT THIS RESOLUTION IS A Against Did Not Vote Shareholder SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI A 8.3 PLEASE NOTE THAT THIS RESOLUTION IS A Against Did Not Vote Shareholder SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY SHAREHOLDERS INARCASSA E FONDAZIONE ENPAM, REPRESENTING TOGETHER 3.777PCT OF THE STOCK CAPITAL. GIORGIO MEO; LAURA ROVIZZI AND CAMILL 9 TO APPOINT THE BOARD OF DIRECTORS' For Did Not Vote Management CHAIRMAN 10 TO STATE THE BOARD OF DIRECTORS' For Did Not Vote Management EMOLUMENT 11 AUTHORIZATION TO PURCHASE AND DISPOSE For Did Not Vote Management OF OWN SHARE, RESOLUTIONS RELATED THERETO CMMT 12 MAY 2020: PLEASE NOTE THAT PLEASE None Did not vote Management BE AWARE THE ATTENDANCE IS ONLY POSSIBLE-THROUGH A DESIGNATED REPRESENTATIVE CMMT 12 MAY 2020: PLEASE NOTE THAT THIS IS None Did not vote Management A REVISION DUE TO ADDITION OF COMMENT. -IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 404653, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------- ENBRIDGE INC Ticker: Security ID: 29250N105 Meeting Date: MAY 05, 2020 Meeting Type: Annual General Meeting Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: PAMELA L. CARTER For For Management 1.2 ELECTION OF DIRECTOR: MARCEL R. COUTU For For Management 1.3 ELECTION OF DIRECTOR: SUSAN M. For For Management CUNNINGHAM 1.4 ELECTION OF DIRECTOR: GREGORY L. EBEL For For Management 1.5 ELECTION OF DIRECTOR: J. HERB ENGLAND For For Management 1.6 ELECTION OF DIRECTOR: CHARLES W. For For Management FISCHER 1.7 ELECTION OF DIRECTOR: GREGORY J. GOFF For For Management 1.8 ELECTION OF DIRECTOR: V. MAUREEN For For Management KEMPSTON DARKES 1.9 ELECTION OF DIRECTOR: TERESA S. MADDEN For For Management 1.10 ELECTION OF DIRECTOR: AL MONACO For For Management 1.11 ELECTION OF DIRECTOR: DAN C. TUTCHER For For Management 2 APPOINT PRICEWATERHOUSECOOPERS LLP AS For For Management AUDITORS OF ENBRIDGE AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS 3 AMEND, RECONFIRM AND APPROVE THE For For Management SHAREHOLDER RIGHTS PLAN OF ENBRIDGE 4 RATIFY, CONFIRM AND APPROVE THE For For Management AMENDMENTS TO GENERAL BY-LAW NO. 1 OF ENBRIDGE 5 ADVISORY VOTE TO APPROVE ENBRIDGE'S For For Management APPROACH TO EXECUTIVE COMPENSATION -------------------------------------------------------------------------------- ENDESA SA Ticker: Security ID: E41222113 Meeting Date: MAY 05, 2020 Meeting Type: Ordinary General Meeting Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE INDIVIDUAL ANNUAL For For Management FINANCIAL STATEMENTS OF ENDESA, S.A. (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY: STATEMENT OF RECOGNISED INCOME AND EXPENSE AND STATEMENT OF TOTAL CHANGES IN EQUITY, STATEMENT OF CASH FLOWS AND THE N 2 APPROVAL OF THE INDIVIDUAL MANAGEMENT For For Management REPORT OF ENDESA, S.A. AND OF THE CONSOLIDATED MANAGEMENT REPORT OF ENDESA, S.A. AND SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2019 3 APPROVAL OF THE NON-FINANCIAL For For Management INFORMATION STATEMENT OF ITS CONSOLIDATED GROUP FOR THE YEAR ENDED 31 DECEMBER 2019 4 APPROVAL OF THE CORPORATE MANAGEMENT For For Management FOR THE YEAR ENDED 31 DECEMBER 2019 5 APPROVAL OF THE PROPOSED DISTRIBUTION For For Management OF PROFIT FOR THE YEAR ENDED 31 DECEMBER 2019 6 DELEGATION TO THE BOARD OF DIRECTORS For For Management FOR A PERIOD OF FIVE YEARS, OF THE POWER TO ISSUE OBLIGATIONS, BONDS, PROMISSORY NOTES OR OTHER SECURITIES, BOTH SIMPLE AND EXCHANGEABLE AND/OR CONVERTIBLE INTO SHARES OF THE COMPANY, AS WELL AS WARRANTS, WITH THE POWE 7 AUTHORISATION FOR THE COMPANY, For For Management DIRECTLY OR THROUGH ITS SUBSIDIARIES, TO ACQUIRE TREASURY SHARES 8 DELETION OF ARTICLE 17 OF THE For For Management CORPORATE BYLAWS, INSERTION OF TWO NEW ARTICLES, NUMBERS 50 AND 53, MODIFICATION OF THE CURRENT ARTICLES 37, 49, 52 AND 53, GROUPING OF ARTICLES FROM TITLE V INTO THREE NEW CHAPTERS, AND MODIFICATION OF THE NUMBERING OF ARTIC 9 MODIFICATION OF ARTICLES 27, 28 AND 31 For For Management OF THE CORPORATE BYLAWS (WHICH AFTER THE NUMBERING CHANGE PROPOSED IN THE PREVIOUS ITEM, WOULD BECOME ARTICLES 26, 27 AND 30), AND ADDITION OF A NEW ARTICLE 26-BIS TO SET A NUMBER MINIMUM NUMBER OF SHARES TO ATTEND T 10 MODIFICATION OF ARTICLE 56 OF THE For For Management CORPORATE BYLAWS TO INCLUDE A REFERENCE TO THE NON- FINANCIAL INFORMATION STATEMENT IN THE REGULATION OF THE MANAGEMENT REPORT 11 MODIFICATION OF ARTICLE 6 OF THE For For Management GENERAL MEETING REGULATIONS TO ATTRIBUTE TO THE GENERAL SHAREHOLDERS' MEETING THE PURVIEW RELATING TO THE APPROVAL OF THE NON-FINANCIAL INFORMATION STATEMENT 12 MODIFICATION OF ARTICLES 10, 11 AND 21 For For Management OF THE GENERAL MEETING REGULATIONS AND ADDITION OF A NEW ARTICLE 10-BIS TO REFLECT THE AMENDMENTS TO THE CORPORATE BYLAWS REGARDING THE SETTING OF A MINIMUM NUMBER OF SHARES TO ATTEND THE GENERAL SHAREHOLDERS' MEETIN 13 RATIFICATION OF THE APPOINTMENT BY For For Management CO-OPTATION AND RE-ELECTION OF MR. ANTONIO CAMMISECRA AS PROPRIETARY DIRECTOR OF THE COMPANY 14 APPOINTMENT OF MS. PILAR GONZALEZ DE For For Management FRUTOS AS INDEPENDENT DIRECTOR OF THE COMPANY 15 APPOINTMENT OF MS. EUGENIA BIETO For For Management CAUBET AS INDEPENDENT DIRECTOR OF THE COMPANY 16 APPOINTMENT OF MS. ALICIA KOPLOWITZ Y For For Management ROMERO DE JUSEU AS INDEPENDENT DIRECTOR OF THE COMPANY 17 SETTING OF THE NUMBER OF MEMBERS OF For For Management THE BOARD OF DIRECTORS AT THIRTEEN 18 BINDING VOTE ON THE ANNUAL REPORT ON For For Management DIRECTOR REMUNERATION 19 APPROVAL OF THE DIRECTOR REMUNERATION For For Management POLICY FOR 2020-2022 20 APPROVAL OF THE STRATEGIC INCENTIVE For For Management 2020-2022 (WHICH INCLUDES PAYMENT IN COMPANY SHARES) 21 DELEGATION TO THE BOARD OF DIRECTORS For For Management TO EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE POWERS ENTRUSTED THERETO BY THE GENERAL MEETING, AND GRANTING OF POWERS TO THE BOARD OF DIRECTORS TO RECORD SUCH RESOLUT -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: Security ID: P37186106 Meeting Date: APR 30, 2020 Meeting Type: Ordinary General Meeting Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE ANNUAL REPORT, BALANCE For For Management SHEET, FINANCIAL STATEMENTS AND REPORT OF EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE PERIOD ENDED DECEMBER 31, 2019 2 APPROPRIATION OF PROFITS OF THE PERIOD For For Management AND ALLOCATION OF DIVIDENDS 3 DETERMINATION OF THE REMUNERATION OF For For Management DIRECTORS 4 DETERMINATION OF THE REMUNERATION OF For For Management MEMBERS OF THE COMMITTEE OF DIRECTORS AND OF ITS RESPECTIVE BUDGET FOR YEAR 2020 5 REPORT ON EXPENSES OF THE BOARD OF For For Management DIRECTORS AND ANNUAL MANAGEMENT REPORT ON ACTIVITIES AND EXPENSES OF THE COMMITTEE OF DIRECTORS 6 APPOINTMENT OF AN EXTERNAL AUDIT For For Management COMPANY RULED BY TITLE XXVIII OF THE LAW 18.045 7 APPOINTMENT OF TWO OFFICIAL ACCOUNT For For Management INSPECTORS AND TWO ALTERNATES, AND DETERMINATION OF THEIR REMUNERATION 8 APPOINTMENT OF PRIVATE RATING AGENCIES For For Management 9 APPROVAL OF THE POLICY OF INVESTMENTS For For Management AND FINANCING 10 EXPLANATION OF THE POLICY OF DIVIDENDS For For Management AND INFORMATION ABOUT THE PROCEDURES USED IN THE ALLOCATION OF DIVIDENDS 11 INFORMATION ABOUT AGREEMENTS OF THE For For Management BOARD OF DIRECTORS IN RELATION WITH ACTIONS OR CONTRACTS RULED BY TITLE XVI OF THE LAW 18.046 12 REPORT ON COSTS OF PROCESSING, For For Management PRINTING AND DISPATCH OF THE INFORMATION REQUIRED BY OFFICIAL LETTER 1.816 OF THE COMMISSION FOR THE FINANCIAL MARKET 13 OTHER MATTERS OF CORPORATE INTEREST For For Management AND OF THE COMPETENCE OF THE REGULAR STOCKHOLDERS MEETING 14 TO ADOPT THE OTHER AGREEMENTS For For Management NECESSARY FOR A DUE IMPLEMENTATION OF THE RESOLUTIONS ADOPTED -------------------------------------------------------------------------------- ENEL CHILE SA Ticker: Security ID: P3762G109 Meeting Date: APR 29, 2020 Meeting Type: Ordinary General Meeting Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE ANNUAL REPORT, BALANCE For For Management SHEET, FINANCIAL STATEMENTS AND REPORTS OF EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE PERIOD ENDED DECEMBER 31, 2019 2 APPROPRIATION OF PROFITS OF THE PERIOD For For Management AND ALLOCATION OF DIVIDENDS 3 DETERMINATION OF THE REMUNERATION OF For For Management DIRECTORS 4 DETERMINATION OF THE REMUNERATION OF For For Management MEMBERS OF THE COMMITTEE OF DIRECTORS AND OF ITS BUDGET FOR THE PERIOD 2020 5 REPORT ON EXPENSES OF THE BOARD OF For For Management DIRECTORS AND ANNUAL MANAGEMENT REPORT ON ACTIVITIES AND EXPENSES OF THE COMMITTEE OF DIRECTORS 6 APPOINTMENT OF EXTERNAL AUDIT COMPANY For For Management RULED BY TITLE XXVIII OF THE LAW 18.045 7 APPOINTMENT OF TWO OFFICIAL ACCOUNT For For Management INSPECTORS AND TWO ALTERNATES, AND DETERMINATION OF THEIR REMUNERATIONS 8 DETERMINATION OF PRIVATE RATING For For Management AGENCIES 9 APPROVAL OF THE POLICY OF INVESTMENT For For Management AND FINANCING 10 EXPLANATION OF THE POLICY OF DIVIDENDS For For Management AND INFORMATION ON THE PROCEDURES USED IN THE ALLOCATION OF DIVIDENDS 11 INFORMATION ABOUT AGREEMENTS OF THE For For Management BOARD OF DIRECTORS CONCERNING ACTIONS OR CONTRACTS RULED BY TITLE XVI OF THE LAW 18.046 12 REPORT ON THE COST OF PROCESSING, For For Management PRINTING AND DISPATCH OF THE INFORMATION REQUIRED BY OFFICIAL LETTER 1.816 OF THE COMMISSION OF THE FINANCIAL MARKET 13 OTHER MATTERS OF CORPORATE INTEREST For For Management AND OF THE COMPETENCE OF THE REGULAR STOCKHOLDERS MEETING 14 TO ADOPT THE OTHER AGREEMENTS For For Management NECESSARY FOR A DUE IMPLEMENTATION OF THE RESOLUTIONS DECIDED -------------------------------------------------------------------------------- ENEL S.P.A. Ticker: Security ID: T3679P115 Meeting Date: MAY 14, 2020 Meeting Type: Ordinary General Meeting Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 385003 DUE TO DUE TO-RECEIPT OF SLATES UNDER RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU. CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU CMMT PLEASE NOTE THAT AS PER ART. 106, ITEM None Did not vote Management 4, OF THE LEGISLATIVE DECREE COVID19-THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN. THANK YOU 1 BALANCE SHEET AS OF 31 DECEMBER 2019. For Did Not Vote Management BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO. TO PRESENT CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019 AND CONSOLIDATED NON-FINANCIAL DECLARATION FOR FINANCIAL YEAR 201 2 PROFIT ALLOCATION For Did Not Vote Management 3 TO AUTHORIZE THE PURCHASE AND DISPOSAL For Did Not Vote Management OF OWN SHARES, UPON REVOKING THE EMPOWERMENT GRANTED BY THE ORDINARY SHAREHOLDERS' MEETING HELD ON 16 MAY 2019. RESOLUTIONS RELATED THERETO 4 TO STATE THE BOARD OF DIRECTORS' For Did Not Vote Management MEMBERS NUMBER 5 TO STATE THE BOARD OF DIRECTORS' TERM For Did Not Vote Management OF OFFICE CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 None Did not vote Management SLATES TO BE ELECTED AS BOARD OF-DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE- STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO 6.1 PLEASE NOTE THAT THIS RESOLUTION IS A Against Did Not Vote Shareholder SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY MINISTERO DELL'ECONOMIA E DELLE FINANZE, REPRESENTING 23.585PCT OF THE STOCK CAPITAL: MICHELE ALBERTO FABIANO CRISOSTOMO, COSTANZA ESCLAPON, F 6.2 PLEASE NOTE THAT THIS RESOLUTION IS A Against Did Not Vote Shareholder SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS MANAGING FUNDS: STANDARD LIFE ASSURANCE LIMITED, SLTM LIMITED, ABERDEEN STANDARD FUND MANAGERS LIMITED, REASSURE 7 TO APPOINT THE BOARD OF DIRECTORS' For Did Not Vote Management CHAIRMAN: MICHELE ALBERTO FABIANO CRISOSTOMO 8 TO STATE THE BOARD OF DIRECTORS' For Did Not Vote Management EMOLUMENT 9 2020 LONG-TERM INCENTIVE PLAN For Did Not Vote Management ADDRESSED TO ENEL S.P.A. MANAGEMENT AND/OR ITS SUBSIDIARIES AS PER ART. 2359 OF THE ITALIAN CIVIL CODE 10.1 REWARDING POLICY AND EMOLUMENT PAID For Did Not Vote Management REPORT: REWARDING REPORT: FIRST SECTION (BINDING RESOLUTION) 10.2 REWARDING POLICY AND EMOLUMENT PAID For Did Not Vote Management REPORT: EMOLUMENTS PAID REPORT: SECOND SECTION (NON- BINDING RESOLUTION) CMMT 13 MAY 2020: PLEASE NOTE THAT THIS IS None Did not vote Management A REVISION DUE TO ADDITION OF DIRECTOR-NAME IN RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------- ENGIE SA Ticker: Security ID: F7629A107 Meeting Date: MAY 14, 2020 Meeting Type: MIX Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS None Did not vote Management THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTO CMMT FOLLOWING CHANGES IN THE FORMAT OF None Did not vote Management PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL None Did not vote Management MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel. gouv.fr/balo/document/20200427200 1039-51 CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 369795 DUE TO CHANGE IN-TEXT OF RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE O O.1 APPROVAL OF THE CORPORATE FINANCIAL For For Management STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR 2019 O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management STATEMENTS FOR THE FINANCIAL YEAR 2019 O.3 ALLOCATION OF INCOME AND DECISION NOT For For Management DISTRIBUTE ANY DIVIDEND FOR THE FINANCIAL YEAR 2019 O.4 APPROVAL, PURSUANT TO ARTICLE L.225-38 For For Management OF THE FRENCH COMMERCIAL CODE, OF THE TRANSACTIONAL PROTOCOL AGREEMENT BETWEEN THE COMPANY AND MRS. ISABELLE KOCHER, DIRECTOR AND CHIEF EXECUTIVE OFFICER UNTIL 24 FEBRUARY 2020 O.5 APPROVAL OF THE REGULATED AGREEMENTS For For Management REFERRED TO IN ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE THAT WERE PREVIOUSLY APPROVED AND WHICH CONTINUED DURING THE PAST FINANCIAL YEAR O.6 AUTHORISATION TO BE GRANTED TO THE For For Management BOARD OF DIRECTORS IN ORDER TO TRADE IN THE SHARES OF THE COMPANY O.7 RENEWAL OF THE TERM OF OFFICE OF MR. For For Management FABRICE BREGIER AS DIRECTOR O.8 RENEWAL OF THE TERM OF OFFICE OF LORD For For Management PETER RICKETTS OF SHORTLANDS AS DIRECTOR O.9 RENEWAL OF THE TERM OF OFFICE OF ERNST For For Management & YOUNG ET AUTRES AS PRINCIPAL STATUTORY AUDITOR O.10 RENEWAL OF THE TERM OF OFFICE OF For For Management DELOITTE &ASSOCIES AS PRINCIPAL STATUTORY AUDITOR O.11 APPROVAL OF THE INFORMATION RELATING For For Management TO THE COMPENSATION OF CORPORATE OFFICERS PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR AND REFERRED TO IN ARTICLE L.225-37-3 I OF THE FRENCH COMMERCIAL CODE O.12 APPROVAL OF THE TOTAL COMPENSATION AND For For Management BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN- PIERRE CLAMADIEU, CHAIRMAN OF THE BOARD OF DIRECTORS, MENTIONED IN ARTICLE L.225-37-3 OF THE FRENCH COMME O.13 APPROVAL OF THE TOTAL COMPENSATION AND For For Management BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MRS. ISABELLE KOCHER, CHIEF EXECUTIVE OFFICER, MENTIONED IN ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE O.14 APPROVAL OF THE COMPENSATION POLICY OF For For Management DIRECTORS, IN ACCORDANCE WITH ARTICLE L.225-37- 2 II OF THE FRENCH COMMERCIAL CODE O.15 APPROVAL OF THE COMPENSATION POLICY OF For For Management THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.225-37- 2 II OF THE FRENCH COMMERCIAL CODE O.16 APPROVAL OF THE COMPENSATION POLICY OF For For Management THE CHIEF EXECUTIVE OFFICER FOR THE PERIOD FROM 01 JANUARY TO 24 FEBRUARY 2020, IN ACCORDANCE WITH ARTICLE L. 225-37- 2 II OF THE FRENCH COMMERCIAL CODE O.17 APPROVAL OF THE COMPENSATION POLICY OF For For Management THE CHIEF EXECUTIVE OFFICER APPOINTED ON 24 FEBRUARY 2020 FOR A TRANSITIONAL PERIOD UNTIL THE PROCESS OF APPOINTING A NEW CHIEF EXECUTIVE OFFICER IS COMPLETED, IN ACCORDANCE WITH ARTICLE L.225-37-2 II OF THE FRENCH C O.18 APPROVAL OF THE COMPENSATION POLICY OF For For Management THE CHIEF EXECUTIVE OFFICER WHO WILL BE APPOINTED AT THE END OF THE CURRENT APPOINTMENT PROCESS, IN ACCORDANCE WITH ARTICLE L.225-37- 2 II OF THE FRENCH COMMERCIAL CODE E.19 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO DECIDE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, (I) TO ISSUE COMMON SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR OF SUBSIDIARIES OF THE C E.20 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, (I) TO ISSUE COMMON SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR OF SUBSIDIARIES OF TH E.21 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO DECIDE ON THE ISSUE OF ORDINARY SHARES OR OTHER TRANSFERABLE SECURITIES WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN OFFER REFERRED TO IN ARTICLE L.411- 2 OF THE FRENCH MON E.22 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN ISSUE OF SECURITIES WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, CARRIED OUT PURSUANT TO THE 19TH, 20TH AND 21ST RESOLUTIONS, WIT E.23 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO ISSUE COMMON SHARES AND/OR OTHER TRANSFERABLE SECURITIES IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND OF SECURITIES GRANTED TO THE COMPANY UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL (USABLE ONLY OUTS E.24 LIMITATION OF THE OVERALL CEILING OF For For Management DELEGATIONS TO INCREASE THE CAPITAL IMMEDIATELY AND/OR IN THE FUTURE E.25 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS E.26 AUTHORISATION TO BE GRANTED TO THE For For Management BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES E.27 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, TO EMPLOYEE E.28 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHTS, IN FAVOUR E.29 AMENDMENT TO ARTICLE 2 OF THE BY- LAWS For For Management IN ORDER TO UPDATE THE COMPANY'S PURPOSE E.30 INTRODUCING OF THE PURPOSE OF THE For For Management COMPANY IN ARTICLE 2 OF THE BY-LAWS AND AMENDMENT OF THE WORDING AND CORRELATIVE RENUMBERING OF THE SAME ARTICLE E.31 MISCELLANEOUS STATUTORY AMENDMENTS IN For For Management ORDER TO ALIGN THE BY-LAWS WITH THE LEGAL AND REGULATORY PROVISIONS IN FORCE E.32 POWERS FOR THE EXECUTION OF THE For For Management DECISIONS OF THE GENERAL MEETING AND FOR FORMALITIES -------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS Ticker: Security ID: F3692M128 Meeting Date: NOV 07, 2019 Meeting Type: MIX Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE IN THE FRENCH MARKET THAT None Did not vote Management THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS None Did not vote Management THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTO CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS None Did not vote Management ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL None Did not vote Management MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel. gouv.fr/publications/balo/pdf/2019/10 02/201910021-904455.pdf O.1 APPROVAL OF THE REPORTS AND CORPORATE For For Management FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 O.2 APPROVAL OF THE REPORTS AND For For Management CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 O.3 APPROVAL OF THE AGREEMENTS REFERRED TO For For Management IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE O.4 ALLOCATION OF INCOME FOR THE FINANCIAL For For Management YEAR ENDED 30 JUNE 2019 - SETTING OF THE DIVIDEND O.5 APPOINTMENT OF MRS. CYNTHIA GORDON AS For For Management DIRECTOR O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. For For Management ANA GARCIA FAU AS DIRECTOR O.7 APPROVAL OF THE FIXED COMPONENTS For For Management MAKING UP THE TOTAL COMPENSATION PAID FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 TO MR. DOMINIQUE D'HINNIN, CHAIRMAN OF THE BOARD OF DIRECTORS O.8 APPROVAL OF THE FIXED, VARIABLE AND For For Management EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 TO MR. RODOLPHE BELMER, CHIEF EXECUTIVE OFFICER O.9 APPROVAL OF THE FIXED, VARIABLE AND For For Management EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 TO MR. MICHEL AZIBERT, DEPUTY CHIEF EXECUTIVE OFFICER O.10 APPROVAL OF THE FIXED, VARIABLE AND For For Management EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 TO MR. YOHANN LEROY, DEPUTY CHIEF EXECUTIVE OFFICER O.11 APPROVAL OF THE PRINCIPLES AND For For Management CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS O.12 APPROVAL OF THE PRINCIPLES AND For For Management CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER O.13 APPROVAL OF THE PRINCIPLES AND For For Management CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICERS O.14 AUTHORIZATION TO BE GRANTED TO THE For For Management BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES E.15 AUTHORIZATION TO THE BOARD OF For For Management DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING THE SHARES ACQUIRED BY THE COMPANY AS PART OF ITS SHARE BUYBACK PROGRAM E.16 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER SUMS WHOSE CAPITALIZATION WOULD BE ALLOWED E.17 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE COMPANY'S COMMON SHARES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT E.18 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE COMPANY'S COMMON SHARES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN E.19 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE COMPANY'S COMMON SHARES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN E.20 AUTHORIZATION TO THE BOARD OF For For Management DIRECTORS IN THE EVENT OF ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS BY ALL MEANS, IMMEDIATELY OR IN THE FUTURE, TO THE COMPANY'S COMMON SHARES, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, TO SET THE E.21 AUTHORIZATION TO THE BOARD OF For For Management DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A SHARE CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, DECIDED PURSUANT TO THE 17TH TO THE 19TH RESOLUTIONS E.22 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE COMPANY'S COMMON SHARES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF E.23 DELEGATION OF POWERS TO THE BOARD OF For For Management DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE COMPANY'S COMMON SHARES, WITH E.24 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO ISSUE COMMON SHARES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A RESULT OF ISSUING TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY BY THE COMPANY'S SUBSIDIARIES E.25 DELEGATION OF AUTHORITY TO THE BOARD For For Management OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY AND/OR IN THE FUTURE TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE S O.26 POWERS TO CARRY OUT FORMALITIES For For Management -------------------------------------------------------------------------------- FLUGHAFEN ZUERICH AG Ticker: Security ID: H26552135 Meeting Date: JUN 11, 2020 Meeting Type: Annual General Meeting Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING None Did not vote Management ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE S 1 PRESENTATION OF THE ANNUAL REPORT AND None Did not vote Management FINANCIAL STATEMENTS AS AT 31 DECEMBER-2019 2 PRESENTATION OF THE AUDITORS REPORT ON None Did not vote Management THE FINANCIAL STATEMENTS 3 APPROVAL OF THE ANNUAL REPORT AND For For Management FINANCIAL STATEMENTS FOR THE 2019 BUSINESS YEAR 4 CONSULTATIVE VOTE ABOUT THE For For Management REMUNERATION REPORT 2019 5 DISCHARGE OF THE MEMBERS OF THE BOARD For For Management OF DIRECTORS 6 APPROPRIATION OF THE PROFIT AVAILABLE For For Management FOR DISTRIBUTION 7.A APPROVAL OF REMUNERATION FOR THE For For Management MEMBERS OF THE BOARD OF DIRECTORS IN THE 2021 BUSINESS YEAR TOTAL MAXIMUM AMOUNT FOR THE BOARD OF DIRECTORS 7.B APPROVAL OF REMUNERATION FOR THE For For Management MEMBERS OF THE MANAGEMENT BOARD IN THE 2021 BUSINESS YEAR TOTAL MAXIMUM AMOUNT FOR THE MANAGEMENT BOARD 8.A.1 ELECTION OF THE MEMBER OF THE BOARD OF For For Management DIRECTORS FOR A TERM OF ONE YEAR :GUGLIELMO BRENTEL 8.A.2 ELECTION OF THE MEMBER OF THE BOARD OF For For Management DIRECTORS FOR A TERM OF ONE YEAR :JOSEF FELDER 8.A.3 ELECTION OF THE MEMBER OF THE BOARD OF For For Management DIRECTORS FOR A TERM OF ONE YEAR :STEPHAN GEMKOW 8.A.4 ELECTION OF THE MEMBER OF THE BOARD OF For For Management DIRECTORS FOR A TERM OF ONE YEAR :CORINE MAUCH 8.A.5 ELECTION OF THE MEMBER OF THE BOARD OF For For Management DIRECTORS FOR A TERM OF ONE YEAR :ANDREAS SCHMID 8.B ELECTION OF ANDREAS SCHMID AS CHAIRMAN For For Management OF THE BOARD 8.C.1 ELECTION OF THE MEMBER OF THE For For Management NOMINATION AND COMPENSATION COMMITTEE: VINCENT ALBERS 8.C.2 ELECTION OF THE MEMBER OF THE For For Management NOMINATION AND COMPENSATION COMMITTEE: GUGLIELMO BRENTEL 8.C.3 ELECTION OF THE MEMBER OF THE For For Management NOMINATION AND COMPENSATION COMMITTEE : EVELINE SAUPPER 8.C.4 ELECTION OF THE MEMBER OF THE For For Management NOMINATION AND COMPENSATION COMMITTEE : ANDREAS SCHMID 8.D RE-ELECTION OF THE INDEPENDENT PROXY For For Management FOR A TERM OF ONE YEAR: MARIANNE SIEGER 8.E ELECTION OF THE AUDITORS FOR THE 2020 For For Management BUSINESS YEAR: ERNST AND YOUNG AG, ZURICH -------------------------------------------------------------------------------- FLUGHAFEN ZUERICH AG Ticker: FHZN Security ID: H26552135 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Receive Auditor's Report (Non-Voting) None None Management 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports 4 Approve Remuneration Report For Did Not Vote Management (Non-Binding) 5 Approve Discharge of Board of Directors For Did Not Vote Management 6 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 7.1 Approve Remuneration of Board of For Did Not Vote Management Directors in the Amount of CHF 1.7 Million 7.2 Approve Remuneration of Executive For Did Not Vote Management Committee in the Amount of CHF 4.5 Million 8.1.1 Reelect Guglielmo Brentel as Director For Did Not Vote Management 8.1.2 Reelect Josef Felder as Director For Did Not Vote Management 8.1.3 Reelect Stephan Gemkow as Director For Did Not Vote Management 8.1.4 Reelect Corine Mauch as Director For Did Not Vote Management 8.1.5 Reelect Andreas Schmid as Director For Did Not Vote Management 8.2 Elect Andreas Schmid as Board Chairman For Did Not Vote Management 8.3.1 Appoint Vincent Albers as Member of For Did Not Vote Management the Nomination and Compensation Committee 8.3.2 Appoint Guglielmo Brentel as Member of For Did Not Vote Management the Nomination and Compensation Committee 8.3.3 Appoint Eveline Saupper as Member of For Did Not Vote Management the Nomination and Compensation Committee 8.3.4 Appoint Andreas Schmid as Non-Voting For Did Not Vote Management Member of the Nomination and Compensation Committee 8.4 Designate Marianne Sieger as For Did Not Vote Management Independent Proxy 8.5 Ratify Ernst & Young AG as Auditors For Did Not Vote Management 9 Transact Other Business (Voting) For Did Not Vote Management -------------------------------------------------------------------------------- FORTIS INC Ticker: Security ID: 349553107 Meeting Date: MAY 07, 2020 Meeting Type: MIX Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.10 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: TRACEY C. BALL For For Management 1.2 ELECTION OF DIRECTOR: PIERRE J. BLOUIN For For Management 1.3 ELECTION OF DIRECTOR: PAUL J. BONAVIA For For Management 1.4 ELECTION OF DIRECTOR: LAWRENCE T. For For Management BORGARD 1.5 ELECTION OF DIRECTOR: MAURA J. CLARK For For Management 1.6 ELECTION OF DIRECTOR: MARGARITA K. For For Management DILLEY 1.7 ELECTION OF DIRECTOR: JULIE A. DOBSON For For Management 1.8 ELECTION OF DIRECTOR: DOUGLAS J. For For Management HAUGHEY 1.9 ELECTION OF DIRECTOR: BARRY V. PERRY For For Management 1.10 ELECTION OF DIRECTOR: JO MARK ZUREL For For Management 2 APPOINTMENT OF AUDITORS AND For For Management AUTHORIZATION OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR: DELOITTE LLP 3 APPROVE THE ADOPTION OF BY-LAW NO. 2 For For Management (ADVANCE NOTICE BY-LAW) AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR 4 APPROVAL OF THE ADVISORY AND For For Management NON-BINDING RESOLUTION ON THE APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR -------------------------------------------------------------------------------- FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE Ticker: Security ID: D3856U108 Meeting Date: MAY 26, 2020 Meeting Type: Annual General Meeting Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 394885 DUE TO RESOLUTION-9 IS A SPLIT ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL None Did not vote Management CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR AN CMMT INFORMATION ON COUNTER PROPOSALS CAN None Did not vote Management BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE CMMT ACCORDING TO GERMAN LAW, IN CASE OF None Did not vote Management SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR 1 RECEIVE FINANCIAL STATEMENTS AND None Did not vote Management STATUTORY REPORTS FOR FISCAL 2019 2 APPROVE ALLOCATION OF INCOME AND For For Management OMISSION OF DIVIDENDS 3 APPROVE DISCHARGE OF MANAGEMENT BOARD For For Management FOR FISCAL 2019 4 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management FOR FISCAL 2019 5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS For For Management AUDITORS FOR FISCAL 2020 6 ELECT MICHAEL BODDENBERG TO THE For For Management SUPERVISORY BOARD 7 APPROVE REMUNERATION POLICY For For Management 8 APPROVE REMUNERATION OF SUPERVISORY For For Management BOARD 9.1 AMEND ARTICLES RE: REGISTRATION For For Management DEADLINE 9.2 AMEND ARTICLES RE: PROOF OF ENTITLEMENT For For Management 9.3 AMEND ARTICLES RE: ONLINE PARTICIPATION For For Management -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE SAB DE CV Ticker: Security ID: P4950Y100 Meeting Date: APR 23, 2020 Meeting Type: Ordinary General Meeting Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.A APPROVE CEOS AND AUDITOR'S REPORTS ON For For Management OPERATIONS AND RESULTS OF COMPANY AND BOARDS OPINION ON REPORTS 1.B APPROVE BOARDS REPORT ON ACCOUNTING For For Management POLICIES AND CRITERIA FOR PREPARATION OF FINANCIAL STATEMENTS 1.C APPROVE REPORT ON ACTIVITIES AND For For Management OPERATIONS UNDERTAKEN BY BOARD 1.D APPROVE INDIVIDUAL AND CONSOLIDATED For For Management FINANCIAL STATEMENTS 1.E APPROVE REPORT OF AUDIT COMMITTEES For For Management ACTIVITIES AND REPORT ON COMPANY'S SUBSIDIARIES 1.F APPROVE REPORT ON ADHERENCE TO FISCAL For For Management OBLIGATIONS 2.A APPROVE ALLOCATION OF INCOME: APPROVE For For Management INCREASE IN LEGAL RESERVE 2.B APPROVE ALLOCATION OF INCOME: APPROVE For For Management CASH DIVIDENDS OF MXN 8.21 PER SERIES B AND BB SHARES 2.C APPROVE ALLOCATION OF INCOME: SET For For Management MAXIMUM AMOUNT FOR SHARE REPURCHASE, APPROVE POLICY RELATED TO ACQUISITION OF OWN SHARES 3.A APPROVE DISCHARGE OF BOARD OF For For Management DIRECTORS AND CEO: ELECT OR RATIFY DIRECTORS, VERIFY DIRECTORS INDEPENDENCE CLASSIFICATION 3.B APPROVE DISCHARGE OF BOARD OF For For Management DIRECTORS AND CEO: ELECT OR RATIFY CHAIRMAN OF AUDIT COMMITTEE 3.C APPROVE DISCHARGE OF BOARD OF For For Management DIRECTORS AND CEO: ELECT OR RATIFY MEMBERS OF NOMINATIONS AND COMPENSATIONS COMMITTEE. APPROVE THEIR REMUNERATION 4 AUTHORIZE BOARD TO RATIFY AND EXECUTE For For Management APPROVED RESOLUTIONS -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LIMITED Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Final Dividend For Did Not Vote Management 3.1 Elect Hou Wailin as Director For Did Not Vote Management 3.2 Elect Lin Tiejun as Director For Did Not Vote Management 3.3 Elect Tsang Hon Nam as Director For Did Not Vote Management 3.4 Elect Zhao Chunxiao as Director For Did Not Vote Management 3.5 Elect Fung Daniel Richard as Director For Did Not Vote Management 3.6 Elect Cheng Mo Chi, Moses as Director For Did Not Vote Management 3.7 Authorize Board to Fix Remuneration of For Did Not Vote Management Directors 4 Approve Ernst & Young as Auditor and For Did Not Vote Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For Did Not Vote Management Capital -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LTD Ticker: Security ID: Y2929L100 Meeting Date: JUN 12, 2020 Meeting Type: Annual General Meeting Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0424/2020042401404.pdf- AND- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0424/2020042401400 CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE 1 TO RECEIVE AND CONSIDER THE AUDITED For For Management CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 2 TO DECLARE A FINAL DIVIDEND FOR THE For For Management YEAR ENDED 31 DECEMBER 2019 3.I TO RE-ELECT MR. HOU WAILIN AS DIRECTOR For For Management 3.II TO RE-ELECT MR. LIN TIEJUN AS DIRECTOR For For Management 3.III TO RE-ELECT MR. TSANG HON NAM AS For For Management DIRECTOR 3.IV TO RE-ELECT MS. ZHAO CHUNXIAO AS For For Management DIRECTOR 3.V TO RE-ELECT MR. FUNG DANIEL RICHARD AS For For Management DIRECTOR 3.VI TO RE-ELECT DR. CHENG MO CHI, MOSES AS For For Management DIRECTOR 3.VII TO AUTHORIZE THE BOARD TO FIX THE For For Management REMUNERATION OF DIRECTORS 4 TO RE-APPOINT ERNST & YOUNG AS THE For For Management INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX ITS REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE For For Management DIRECTORS TO ISSUE UP TO 10% OF THE ISSUED SHARES OF THE COMPANY 6 TO GRANT A GENERAL MANDATE TO THE For For Management DIRECTORS TO REPURCHASE UP TO 10% OF THE ISSUED SHARES OF THE COMPANY -------------------------------------------------------------------------------- HK ELECTRIC INVESTMENTS/HK ELECTRIC INVESTMENTS LI Ticker: Security ID: Y32359104 Meeting Date: MAY 13, 2020 Meeting Type: Annual General Meeting Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0402/2020040200981.pdf, 1 TO RECEIVE THE AUDITED FINANCIAL For For Management STATEMENTS OF THE TRUST AND THE COMPANY AND OF THE TRUSTEE- MANAGER, THE COMBINED REPORT OF THE DIRECTORS, AND THE INDEPENDENT AUDITOR'S REPORTS FOR THE YEAR ENDED 31 DECEMBER 2019 2.A TO ELECT MR. RONALD JOSEPH ARCULLI AS For For Management A DIRECTOR 2.B TO ELECT MR. CHENG CHO YING, FRANCIS For For Management AS A DIRECTOR 2.C TO ELECT DR. FONG CHI WAI, ALEX AS A For For Management DIRECTOR 2.D TO ELECT MR. LEE LAN YEE, FRANCIS AS A For For Management DIRECTOR 2.E TO ELECT MR. GEORGE COLIN MAGNUS AS A For For Management DIRECTOR 2.F TO ELECT MR. DONALD JEFFREY ROBERTS AS For For Management A DIRECTOR 3 TO APPOINT KPMG AS AUDITOR OF THE For For Management TRUST, THE TRUSTEE-MANAGER AND THE COMPANY, AND TO AUTHORISE THE DIRECTORS OF THE TRUSTEE-MANAGER AND THE COMPANY TO FIX THE AUDITOR'S REMUNERATION 4 TO PASS RESOLUTION 4 OF THE NOTICE OF For For Management ANNUAL GENERAL MEETING AS AN ORDINARY RESOLUTION - TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE TRUSTEE-MANAGER AND THE COMPANY TO ISSUE AND DEAL WITH ADDITIONAL SHARE STAPLED UNITS NOT EXCEEDING 20% OF THE TOTAL 5 TO PASS RESOLUTION 5 OF THE NOTICE OF For For Management ANNUAL GENERAL MEETING AS A SPECIAL RESOLUTION - TO APPROVE THE AMENDMENTS TO THE COMPANY'S RESTATED AND AMENDED ARTICLES OF ASSOCIATION AND THE DEED OF TRUST CONSTITUTING THE TRUST -------------------------------------------------------------------------------- HYDRO ONE LTD Ticker: Security ID: 448811208 Meeting Date: MAY 08, 2020 Meeting Type: Annual General Meeting Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: CHERIE BRANT For For Management 1.2 ELECTION OF DIRECTOR: BLAIR For For Management COWPER-SMITH 1.3 ELECTION OF DIRECTOR: DAVID HAY For For Management 1.4 ELECTION OF DIRECTOR: TIMOTHY HODGSON For For Management 1.5 ELECTION OF DIRECTOR: JESSICA MCDONALD For For Management 1.6 ELECTION OF DIRECTOR: MARK POWESKA For For Management 1.7 ELECTION OF DIRECTOR: RUSSEL ROBERTSON For For Management 1.8 ELECTION OF DIRECTOR: WILLIAM SHEFFIELD For For Management 1.9 ELECTION OF DIRECTOR: MELISSA SONBERG For For Management 1.10 ELECTION OF DIRECTOR: SUSAN WOLBURGH For For Management JENAH 2 APPOINT KPMG LLP AS EXTERNAL AUDITORS For For Management FOR THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION 3 ADVISORY RESOLUTION ON HYDRO ONE For For Management LIMITED'S APPROACH TO EXECUTIVE COMPENSATION -------------------------------------------------------------------------------- IBERDROLA SA Ticker: Security ID: E6165F166 Meeting Date: APR 02, 2020 Meeting Type: Ordinary General Meeting Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE IN THE EVENT THE MEETING None Did not vote Management DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 03 APR 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' 1 ANNUAL ACCOUNTS 2019 For For Management 2 MANAGEMENT REPORTS 2019 For For Management 3 STATEMENT OF NON FINANCIAL INFORMATION For For Management 2019 4 CORPORATE MANAGEMENT AND ACTIVITIES OF For For Management BOARD OF DIRECTORS IN 2019 5 RE-ELECTION OF KPMG AS STATUTORY For For Management AUDITOR 6 AMENDMENT OF ART 6, 7 AND 17 OF BYLAWS For For Management TO REDEFINE CORPORATE INTEREST AND SOCIAL DIVIDEND 7 AMENDMENT OF ART 8 OF BYLAWS ABOUT For For Management COMPLIANCE SYSTEM AND UNIT 8 AMENDMENT OF ART 10 OF BYLAWS TO For For Management REFLECT SHARE CAPITAL AFTER RETIREMENT OF MAX 213,592,000 SHARES 9 AMENDMENT OF ART 9 OF REGULATIONS FOR For For Management THE GENERAL MEETINGS 10 AMENDMENT OF ART 14,19 AND 39 OF For For Management REGULATIONS FOR GENERAL MEETINGS 11 AMENDMENT OF ART 6,7,15,16,17,22, 33 For For Management AND 44 OF REGULATIONS FOR GENERAL MEETINGS 12 ALLOCATION OF PROFITS 2019 For For Management 13 FIRST INCREASE OF CAPITAL For For Management 14 SECOND INCREASE OF CAPITAL For For Management 15 CONSULTATIVE VOTE ON ANNUAL DIRECTORS For For Management REMUNERATIONS REPORT 2019 16 STRATEGIC BONUS FOR 2020-2021 For For Management 17 APPOINTMENT OF MS NICOLA MARY BREWER For For Management AS INDEPENDENT DIRECTOR 18 APPOINTMENT OF MS REGINA HELENA JORGE For For Management NUES AS INDEPENDENT DIRECTOR 19 REELECTION OF MR INIGO VICTOR DE ORIOL For For Management IBARRA AS OTHER EXTERNAL DIRECTOR 20 REELECTION OF MS SAMANTHA BARBER AS For For Management INDEPENDENT DIRECTOR 21 SETTING OF THE NUMBER OF BOARD MEMBERS For For Management AT FOURTEEN 22 AUTHORISATION TO INCREASE CAPITAL For For Management LIMITED TO A MAXIMUM OF 10 PCT OF SHARE CAPITAL 23 AUTHORISATION TO ISSUE DEBENTURES For For Management EXCHANGEABLE FOR AND OR CONVERTIBLE INTO SHARES AND WARRANTS UP TO 5,000M EURO LIMITED TO A MAX OF 10PCT OF SHARE CAPITAL 24 DELEGATION OF POWERS For For Management CMMT PLEASE NOTE THAT SHAREHOLDERS None Did not vote Management PARTICIPATING IN THE GENERAL MEETING, WHETHER-DIRECTLY, BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE-AN ATTENDANCE PREMIUM OF 0.005 EUROS GROSS PER SHARE. THANK YOU -------------------------------------------------------------------------------- INTER PIPELINE LTD Ticker: Security ID: 45833V109 Meeting Date: MAY 07, 2020 Meeting Type: MIX Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 TO 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.11 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: RICHARD SHAW For For Management 1.2 ELECTION OF DIRECTOR: CHRISTIAN BAYLE For For Management 1.3 ELECTION OF DIRECTOR: PETER CELLA For For Management 1.4 ELECTION OF DIRECTOR: JULIE DILL For For Management 1.5 ELECTION OF DIRECTOR: DUANE KEINICK For For Management 1.6 ELECTION OF DIRECTOR: ARTHUR KORPACH For For Management 1.7 ELECTION OF DIRECTOR: ALISON TAYLOR For For Management LOVE 1.8 ELECTION OF DIRECTOR: MARGARET MCKENZIE For For Management 1.9 ELECTION OF DIRECTOR: BRANT SANGSTER For For Management 1.10 ELECTION OF DIRECTOR: SHELLEY BROWN For For Management 1.11 ELECTION OF DIRECTOR: WAYNE SMITH For For Management 2 THE AUDIT COMMITTEE AND THE BOARD For For Management PROPOSE THAT ERNST & YOUNG LLP (EY) BE APPOINTED AS AUDITORS TO SERVE UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS. THE AUDIT COMMITTEE WILL RECOMMEND EY'S COMPENSATION TO THE BOARD FOR ITS REVIEW AND APPROVAL 3 RESOLVED, ON AN ADVISORY BASIS AND NOT For For Management TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS OF IPL, THAT THE SHAREHOLDERS OF IPL ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN IPL'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN A 4 RESOLVED, AS AN ORDINARY RESOLUTION TO For For Management CONTINUE THE SHAREHOLDER RIGHTS PLAN, AS MORE PARTICULARLY DESCRIBED IN IPL'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2020 ANNUAL MEETING OF SHAREHOLDERS 5 RESOLVED, AS A SPECIAL RESOLUTION TO For For Management APPROVE THAT THE STATED CAPITAL ACCOUNT OF THE COMMON SHARES OF IPL BE REDUCED, AS MORE PARTICULARLY DESCRIBED IN IPL'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2020 ANNUAL MEETING OF SHAREHOLDERS -------------------------------------------------------------------------------- INTERNATIONAL CONTAINER TERMINAL SERVICES INC Ticker: Security ID: Y41157101 Meeting Date: JUN 18, 2020 Meeting Type: Annual General Meeting Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 398273 DUE TO CHANGE IN-SEQUENCE OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU 1 CALL TO ORDER For For Management 2 DETERMINATION OF EXISTENCE OF QUORUM For For Management 3 APPROVAL OF THE MINUTES OF THE ANNUAL For For Management STOCKHOLDERS MEETING HELD ON APRIL 11, 2019 4 CHAIRMAN'S REPORT For For Management 5 APPROVAL OF THE CHAIRMAN'S REPORT AND For For Management THE 2019 AUDITED FINANCIAL STATEMENTS 6 APPROVAL OR RATIFICATION OF ACTS, For For Management CONTRACTS, INVESTMENTS AND RESOLUTIONS OF THE BOARD OF DIRECTORS AND MANAGEMENT SINCE THE LAST ANNUAL STOCKHOLDERS MEETING 7 ELECTION OF DIRECTOR: ENRIQUE K. For For Management RAZON, JR 8 ELECTION OF DIRECTOR: CESAR A. For For Management BUENAVENTURA (INDEPENDENT DIRECTOR) 9 ELECTION OF DIRECTOR: OCTAVIO VICTOR R. For For Management ESPIRITU (INDEPENDENT DIRECTOR) 10 ELECTION OF DIRECTOR: JOSEPH R. HIGDON For For Management (INDEPENDENT DIRECTOR) 11 ELECTION OF DIRECTOR: JOSE C. IBAZETA For For Management 12 ELECTION OF DIRECTOR: STEPHEN A. For For Management PARADIES 13 ELECTION OF DIRECTOR: ANDRES SORIANO For For Management III 14 APPOINTMENT OF EXTERNAL AUDITORS: For For Management SYCIP, GORRES, VELAYO AND CO 15 OTHER MATTERS For For Management 16 ADJOURNMENT For For Management -------------------------------------------------------------------------------- INTERNATIONAL CONTAINER TERMINAL SERVICES, INC. Ticker: ICT Security ID: Y41157101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order For Did Not Vote Management 2 Determination of Existence of Quorum For Did Not Vote Management 3 Approve Minutes of the Annual For Did Not Vote Management Stockholders' Meeting Held on April 11, 2019 4 Presentation of Chairman's Report For Did Not Vote Management 5 Approve the Chairman's Report and the For Did Not Vote Management 2019 Audited Financial Statements 6 Ratify the Acts, Contracts, For Did Not Vote Management Investments, and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting 7.1 Elect Enrique K. Razon, Jr. as Director For Did Not Vote Management 7.2 Elect Cesar A. Buenaventura as Director For Did Not Vote Management 7.3 Elect Octavio Victor R. Espiritu as For Did Not Vote Management Director 7.4 Elect Joseph R. Higdon as Director For Did Not Vote Management 7.5 Elect Jose C. Ibazeta as Director For Did Not Vote Management 7.6 Elect Stephen A. Paradies as Director For Did Not Vote Management 7.7 Elect Andres Soriano III as Director For Did Not Vote Management 8 Appoint External Auditors For Did Not Vote Management 9 Approve Other Matters For Did Not Vote Management 10 Adjournment For Did Not Vote Management -------------------------------------------------------------------------------- ITALGAS S.P.A. Ticker: Security ID: T6R89Z103 Meeting Date: MAY 12, 2020 Meeting Type: Ordinary General Meeting Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. 1 FINANCIAL STATEMENTS OF ITALGAS S.P.A. For For Management AS AT 31 DECEMBER 2019, CONSOLIDATED FINANCIAL STATEMENTS AS AT 31 DECEMBER 2019, REPORTS BY THE DIRECTORS, THE BOARD OF STATUTORY AUDITORS AND THE INDEPENDENT AUDITING FIRM. NON-FINANCIAL STATEMENT. RELATED AND CONS 2 ALLOCATION OF THE PROFITS FOR THE YEAR For For Management AND DISTRIBUTION OF THE DIVIDEND 3 TERMINATION BY AGREEMENT OF THE For For Management APPOINTMENT OF THE CURRENT EXTERNAL AUDITOR OF THE ACCOUNTS AND APPOINTMENT OF THE NEW EXTERNAL AUDITOR OF THE ACCOUNTS OF THE COMPANY FOR THE PERIOD 2020-2028. RELATED AND CONSEQUENT RESOLUTIONS 4.1 REPORT ON REMUNERATION POLICY AND For For Management COMPENSATION PAID: APPROVAL OF THE REMUNERATION POLICY PURSUANT TO ARTICLE 123-TER, SUBSECTION 3-BIS, OF LEGISLATIVE DECREE 58/1998 4.2 REPORT ON REMUNERATION POLICY AND For For Management COMPENSATION PAID: RESOLUTIONS ON THE SECOND SECTION OF THE REPORT, PURSUANT TO ARTICLE 123-TER, SUBSECTION 6, OF LEGISLATIVE DECREE 58/1998 5 2020-2022 LONG TERM MONETARY INCENTIVE For For Management PLAN. REQUIRED AND CONSEQUENT RESOLUTIONS CMMT 21 APR 2020: PLEASE NOTE THAT AS PER None Did not vote Management ART. 106, ITEM 4, OF THE LEGISLATIVE-DECREE COVID19 THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN.-THANK YOU CMMT 21 APR 2020: PLEASE NOTE THAT THIS IS None Did not vote Management A REVISION DUE TO ADDITION OF COMMENT. -IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO LTD Ticker: Security ID: Y4443L103 Meeting Date: SEP 26, 2019 Meeting Type: ExtraOrdinary General Meeting Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2019/0808/ltn20190808369.pdf- AND- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2019/0808/ltn201908084 1 THAT THE CAPITAL CONTRIBUTION OF For For Management RMB606.8 MILLION BY THE COMPANY AND THE CAPITAL CONTRIBUTION OF RMB303.4 MILLION BY JIANGSU COMMUNICATIONS HOLDING COMPANY LIMITED (THE "COMMUNICATIONS HOLDING") FOR RMB400 MILLION AND RMB200 MILLION REGISTERED CAPITAL OF -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO LTD Ticker: Security ID: Y4443L103 Meeting Date: FEB 25, 2020 Meeting Type: ExtraOrdinary General Meeting Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0103/2020010302050.pdf- AND- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0103/2020010302042 CMMT DELETION OF THE COMMENT None Did not vote Management 1.1.1 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: ISSUE SIZE 1.1.2 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: PAR VALUE AND ISSUE PRICE 1.1.3 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: ISSUE METHOD 1.1.4 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: MATURITY AND TYPE OF BONDS 1.1.5 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: COUPON RATE OF BONDS 1.1.6 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: REPAYMENT OF PRINCIPAL AND INTEREST OF THE BONDS 1.1.7 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: ARRANGEMENTS ON PLACEMENT TO SHAREHOLDERS OF THE COMPANY 1.1.8 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: REDEMPTION OR REPURCHASE TERMS 1.1.9 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: GUARANTEE TERMS 1.110 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: USE OF PROCEEDS 1.111 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: WAY OF UNDERWRITING 1.112 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: TRADING AND EXCHANGE MARKETS 1.113 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: PROTECTION MEASURES FOR REPAYMENT 1.114 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: VALIDITY PERIOD OF THE RESOLUTIONS 1.115 RESOLUTION IN RELATION TO THE PUBLIC For Did Not Vote Management ISSUE OF CORPORATE BONDS: AUTHORIZATION IN RELATION TO THE ISSUE OF CORPORATE BONDS -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO LTD Ticker: Security ID: Y4443L103 Meeting Date: JUN 23, 2020 Meeting Type: Annual General Meeting Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0506/2020050601802.pdf- AND- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0506/2020050601849 1 TO APPROVE THE WORK REPORT OF THE For For Management BOARD OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 2 TO APPROVE THE WORK REPORT OF THE For For Management SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 3 TO APPROVE THE FINANCIAL STATEMENTS For For Management AND AUDIT REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 4 TO APPROVE THE FINAL ACCOUNTING REPORT For For Management OF THE COMPANY FOR 2019 5 TO APPROVE THE FINANCIAL BUDGET REPORT For For Management OF THE COMPANY FOR 2020 6 TO APPROVE THE FINAL DIVIDEND For For Management DISTRIBUTION PROPOSAL OF THE COMPANY FOR 2019: THE COMPANY PROPOSED TO DISTRIBUTE FINAL DIVIDENDS OF RMB0.46 (TAX INCLUSIVE) PER SHARE IN FAVOUR OF THE SHAREHOLDERS 7 TO APPROVE THE APPOINTMENT OF DELOITTE For For Management TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE COMPANY'S AUDITORS OF THE FINANCIAL REPORT AND INTERNAL AUDITOR FOR THE YEAR 2020 AT A REMUNERATION OF RMB3.2 MILLION PER YEAR 8 TO APPROVE THE REGISTRATION AND For For Management ISSUANCE OF ULTRA-SHORT-TERM NOTES OF UP TO RMB8 BILLION (THE "UST NOTES") BY THE COMPANY WITHIN THE EFFECTIVE PERIOD ON A ROLLING BASIS; TO AUTHORIZE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO DEAL WITH THE SUBSEQUENT MATTER 9 TO APPROVE THE REGISTRATION AND For For Management ISSUANCE OF MEDIUM-TERM NOTES OF UP TO RMB9 BILLION (THE "MT NOTES") BY THE COMPANY, WHICH WILL BE ISSUED ONCE OR IN TRANCHES WITHIN THE VALIDITY PERIOD OF THE REGISTRATION; TO AUTHORIZE ANY EXECUTIVE DIRECTOR OF THE COMPAN 10 TO APPROVE THE USE OF PROCEEDS RAISED For For Management FROM THE MT NOTES TO BE ISSUED BY THE COMPANY TO PROVIDE JIANGSU WUFENGSHAN TOLL BRIDGE COMPANY LIMITED (THE "WUFENGSHAN TOLL BRIDGE COMPANY"), WITH A LOAN OF NO MORE THAN RMB1.8 BILLION WHICH WILL BE VALID FOR THREE 11 TO APPROVE THE USE OF PROCEEDS RAISED For For Management FROM THE MT NOTES TO BE ISSUED BY THE COMPANY TO PROVIDE JIANGSU YICHANG COMPANY(THE "YICHANG COMPANY"), WITH A LOAN NO MORE THAN RMB1 BILLION, WHICH WILL BE VALID FOR THREE YEARS FROM THE DATE OF APPROVAL AT THE GENE 12 TO APPROVE THE USE OF PROCEEDS RAISED For For Management FROM MT NOTES AND UST NOTES TO BE ISSUED BY THE COMPANY TO PROVIDE LOANS TO JIANGSU GUANGJING XICHENG EXPRESSWAY LIMITED (THE "GUANGJING XICHENG COMPANY"), WITH NO MORE THAN RMB0.6 BILLION AND RMB0.5 BILLION, RESPECTI 13 TO APPROVE RELEVANT AMENDMENTS TO THE For For Management ARTICLES 5.3, 6.1, 6.3, 7.8, 10.6, 10. 7, 10.9, 10.11, 10.14, 10.35, 10.38, 11.6, 12.3, 12.5, 12.12, 15.2, 15.4 AND 16.7 OF THE ARTICLES OF ASSOCIATION (THE "AMENDMENTS OF ARTICLES") 14 TO APPROVE RELEVANT AMENDMENTS TO THE For For Management ARTICLES 1.2, 1.3, 3.2, 3.3, 4.1.2, 4. 1.4, 4.2.2, 4.2.3, 4.2.4, 4.2.5, 4.2. 8, 4.4.1, 4.5.3, 4.5.4, 4.7.6, 5.3, 5. 4, 6.2 AND 6.5 OF THE RULES OF PROCEDURES OF SHAREHOLDERS' GENERAL MEETINGS, A NEW ARTICLE WILL BE INSER 15 TO APPROVE RELEVANT AMENDMENTS TO THE For For Management ARTICLES 2.1.1, 2.1.4, 2.1.7,2.1.9, 6. 1.8, 6.3.2, 6.4.1 AND 7.2 OF THE RULES OF PROCEDURES OF MEETINGS OF BOARD OF DIRECTORS, A NEW ARTICLE WILL BE ADDED AFTER ARTICLE 7.1, THE NUMBERING OF THE ORIGINAL ARTICLE OF RUL 16 TO APPROVE RELEVANT AMENDMENTS TO THE For For Management ARTICLES 2.1.7, 2.1.11, 2.3.3, 3.2, 5. 1.7, 5.4.1 AND 6.2 OF THE RULES OF PROCEDURES OF MEETINGS OF SUPERVISORY COMMITTEE, A NEW ARTICLE WILL BE ADDED AFTER ARTICLE 6.1, THE NUMBERING OF THE -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the For For Management Supervisory Committee 3 Approve 2019 Financial Statements and For For Management Audit Report 4 Approve 2019 Final Accounting Report For For Management 5 Approve 2020 Financial Budget Report For For Management 6 Approve 2019 Final Profit Distribution For For Management Plan and Final Dividend 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Internal Auditor and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management UST Notes and Related Transactions 9 Approve Registration and Issuance of For For Management MT Notes and Related Transactions 10 Approve Use of Proceeds Raised from For For Management the MT Notes to be Issued by the Company to Provide Loan to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For For Management the MT Notes to be issued by the Company to Provide Loan to Jiangsu Yichang Company and Related Transactions 12 Approve Use of Proceeds Raised from MT For For Management Notes and UST Notes to be Issued by the Company to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- KEIKYU CORP. Ticker: 9006 Security ID: J3217R111 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2.1 Elect Director Ishiwata, Tsuneo For For Management 2.2 Elect Director Harada, Kazuyuki For For Management 2.3 Elect Director Ogura, Toshiyuki For For Management 2.4 Elect Director Michihira, Takashi For For Management 2.5 Elect Director Honda, Toshiaki For For Management 2.6 Elect Director Urabe, Kazuo For For Management 2.7 Elect Director Watanabe, Shizuyoshi For For Management 2.8 Elect Director Kawamata, Yukihiro For For Management 2.9 Elect Director Sato, Kenji For For Management 2.10 Elect Director Tomonaga, Michiko For For Management 2.11 Elect Director Terajima, Yoshinori For For Management 2.12 Elect Director Kakizaki, Tamaki For For Management 3.1 Appoint Statutory Auditor Suetsuna, For For Management Takashi 3.2 Appoint Statutory Auditor Sudo, Osamu For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- KEIKYU CORPORATION Ticker: Security ID: J3217R111 Meeting Date: JUN 26, 2020 Meeting Type: Annual General Meeting Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Surplus For For Management 2.1 Appoint a Director Ishiwata, Tsuneo For For Management 2.2 Appoint a Director Harada, Kazuyuki For For Management 2.3 Appoint a Director Ogura, Toshiyuki For For Management 2.4 Appoint a Director Michihira, Takashi For For Management 2.5 Appoint a Director Honda, Toshiaki For For Management 2.6 Appoint a Director Urabe, Kazuo For For Management 2.7 Appoint a Director Watanabe, Shizuyoshi For For Management 2.8 Appoint a Director Kawamata, Yukihiro For For Management 2.9 Appoint a Director Sato, Kenji For For Management 2.10 Appoint a Director Tomonaga, Michiko For For Management 2.11 Appoint a Director Terajima, Yoshinori For For Management 2.12 Appoint a Director Kakizaki, Tamaki For For Management 3.1 Appoint a Corporate Auditor Suetsuna, For For Management Takashi 3.2 Appoint a Corporate Auditor Sudo, Osamu For For Management 4 Approve Adoption of the Stock For For Management Compensation to be received by Directors -------------------------------------------------------------------------------- KONINKLIJKE VOPAK N.V. Ticker: Security ID: N5075T159 Meeting Date: APR 21, 2020 Meeting Type: Annual General Meeting Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. 1 OPENING OF THE GENERAL MEETING None Did not vote Management 2 REPORT OF THE MANAGING BOARD ON THE None Did not vote Management FISCAL YEAR 2019 3 IN ACCORDANCE WITH ARTICLE 2:135B ( 1) For For Management AND (2) OF THE DUTCH CIVIL CODE, THE IMPLEMENTATION OF THE COMPANY'S REMUNERATION POLICY IN 2019 HAS BEEN DISCLOSED IN THE REMUNERATION REPORT AS PART OF THE COMPANY'S MANAGEMENT REPORT FOR THE 2019 FINANCIAL YEAR (S 4 APPROVAL OF THE ANNUAL ACCOUNTS ON THE For For Management FISCAL YEAR 2019 5.A ROYAL VOPAK'S RESERVES POLICY HAS BEEN None Did not vote Management DEFINED TO ALLOW THE COMPANY TO-CONTINUE TO GROW AND CARRY OUT THE ACCOMPANYING INVESTMENT PROGRAM, SUBJECT-TO AMPLE SOLVENCY AND MARGINS MORE THAN SUFFICIENT TO MAINTAIN THE FINANCIAL-RATIOS AGREED WITH THE PROVIDER 5.B IT IS PROPOSED THAT A DIVIDEND OVER For For Management THE FISCAL YEAR 2019 WILL BE DECLARED AT EUR 1,15 PER SHARE IN CASH. THE DIVIDEND PAYMENT TO HOLDERS OF ORDINARY SHARES WILL BE CHARGED TO THE RETAINED EARNINGS. THE DIVIDEND ATTRIBUTABLE TO HOLDERS OF ORDINARY SHARES W 6 IT IS PROPOSED TO DISCHARGE THE For For Management MANAGING BOARD IN RESPECT OF THE DUTIES PERFORMED DURING THE PAST FISCAL YEAR 7 IT IS PROPOSED TO DISCHARGE THE For For Management SUPERVISORY BOARD IN RESPECT OF THE DUTIES PERFORMED DURING THE PAST FISCAL YEAR 8 IT IS PROPOSED TO REAPPOINT B.J.NOT For For Management EBOOM AS MEMBER OF THE SUPERVISORY BOARD WHERE ALL DETAILS AS LAID DOWN IN ARTICLE 2:158 PARAGRAPH 5, SECTION 2: 142 PARAGRAPH 3 OF THE DUTCH CIVIL CODE ARE AVAILABLE FOR THE GENERAL MEETING OF SHAREHOLDERS. THE RE- APP 9.A THE SUPERVISORY BOARD PROPOSES TO For For Management APPROVE THE REMUNERATION POLICY FOR THE MEMBERS OF THE SUPERVISORY BOARD WITH EFFECT FROM THE 2020 FINANCIAL YEAR TO REMAIN FULLY COMPLIANT WITH NEW LEGISLATION THAT WAS RECENTLY INTRODUCED INTO DUTCH CORPORATE LAW. THE P 9.B THE SUPERVISORY BOARD PROPOSES TO For For Management AMEND THE COMPANY'S REMUNERATION POLICY FOR THE MANAGING BOARD. THE EXISTING REMUNERATION POLICY AND REMUNERATION PRACTICES ARE NOT MATERIALLY DIFFERENT FROM THE AMENDED REMUNERATION POLICY THAT IS NOW BEING PROPOSED FOR 10 IT IS PROPOSED THAT THE MANAGING BOARD For For Management BE AUTHORISED SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD, TO CAUSE THE COMPANY TO ACQUIRE ITS OWN SHARES FOR VALUABLE CONSIDERATION, UP TO A MAXIMUM NUMBER WHICH, AT THE TIME OF ACQUISITION, THE COMPANY IS PERM 11 IT IS PROPOSED TO CANCEL ALL ORDINARY For For Management SHARES ACQUIRED AND HELD BY ROYAL VOPAK UNDER THE BUYBACK PROGRAMS AND TO AUTHORIZE THE MANAGING BOARD TO IMPLEMENT SUCH CANCELLATION (INCLUDING THE AUTHORIZATION TO ESTABLISH THE EXACT NUMBER OF ORDINARY SHARES TO BE 12 IT IS PROPOSED THAT THE GENERAL For For Management MEETING ASSIGNS DELOITTE ACCOUNTANTS B .V. AS THE AUDITORS RESPONSIBLE FOR AUDITING THE FINANCIAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 13 ANY OTHER BUSINESS None Did not vote Management 14 CLOSING OF THE GENERAL MEETING None Did not vote Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 370173 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP Ticker: Security ID: Y48406105 Meeting Date: MAR 27, 2020 Meeting Type: Annual General Meeting Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF FINANCIAL STATEMENTS For For Management 2 APPROVAL OF REMUNERATION FOR DIRECTOR For For Management 3 AMENDMENT OF ARTICLES OF INCORPORATION For For Management -------------------------------------------------------------------------------- MERIDIAN ENERGY LTD Ticker: Security ID: Q5997E121 Meeting Date: OCT 17, 2019 Meeting Type: Annual General Meeting Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 THAT JAN DAWSON, WHO RETIRES BY For For Management ROTATION AND IS ELIGIBLE FOR RE- ELECTION, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY 2 THAT JULIA HOARE, BE ELECTED AS A For For Management DIRECTOR OF THE COMPANY 3 THAT MICHELLE HENDERSON, BE ELECTED AS For For Management A DIRECTOR OF THE COMPANY 4 THAT NAGAJA SANATKUMAR, BE ELECTED AS For For Management A DIRECTOR OF THE COMPANY 5 THAT THE COMPANY'S CONSTITUTION BE For For Management REVOKED AND A NEW CONSTITUTION, IN THE FORM PRESENTED AT THE 2019 ASM, BE ADOPTED, WITH EFFECT FROM THE CLOSE OF THE ASM -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: Security ID: G6S9A7120 Meeting Date: JUL 29, 2019 Meeting Type: Annual General Meeting Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR For For Management THE YEAR ENDED 31 MARCH 2019, THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT ON THE ACCOUNTS (THE 'ANNUAL REPORT') 2 TO DECLARE A FINAL DIVIDEND OF 31.26 For For Management PENCE PER ORDINARY SHARE (USD 2.0256 PER AMERICAN DEPOSITARY SHARE ('ADS')) FOR THE YEAR ENDED 31 MARCH 2019 3 TO RE-ELECT SIR PETER GERSHON AS A For For Management DIRECTOR 4 TO RE-ELECT JOHN PETTIGREW AS A For For Management DIRECTOR 5 TO ELECT ANDY AGG AS A DIRECTOR For For Management 6 TO RE-ELECT DEAN SEAVERS AS A DIRECTOR For For Management 7 TO RE-ELECT NICOLA SHAW AS A DIRECTOR For For Management 8 TO RE-ELECT JONATHAN DAWSON AS A For For Management DIRECTOR 9 TO RE-ELECT THERESE ESPERDY AS A For For Management DIRECTOR 10 TO RE-ELECT PAUL GOLBY AS A DIRECTOR For For Management 11 TO RE-ELECT AMANDA MESLER AS A DIRECTOR For For Management 12 TO ELECT EARL SHIPP AS A DIRECTOR For For Management 13 TO ELECT JONATHAN SILVER AS A DIRECTOR For For Management 14 TO RE-ELECT MARK WILLIAMSON AS A For For Management DIRECTOR 15 TO RE-APPOINT DELOITTE LLP AS THE For For Management COMPANY'S AUDITORS UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 16 TO AUTHORISE THE DIRECTORS TO SET THE For For Management AUDITORS' REMUNERATION 17 TO APPROVE THE NEW DIRECTORS' For For Management REMUNERATION POLICY SET OUT ON PAGES 74 TO 78 IN THE ANNUAL REPORT 18 TO APPROVE THE DIRECTORS' REMUNERATION For For Management REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY REFERRED TO IN RESOLUTION 17) SET OUT ON PAGES 69 TO 90 IN THE ANNUAL REPORT 19 TO AUTHORISE DIRECTORS TO MAKE For For Management POLITICAL DONATIONS 20 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management ORDINARY SHARES 21 TO AUTHORISE THE DIRECTORS TO OPERATE For For Management A SCRIP DIVIDEND SCHEME CMMT PLEASE NOTE THAT RESOLUTION 22 IS None Did not vote Management CONDITIONAL UPON SUBJECT TO THE PASSING OF-RESOLUTION 21. THANK YOU 22 TO AUTHORISE CAPITALISING RESERVES FOR For For Management THE SCRIP DIVIDEND SCHEME CMMT PLEASE NOTE THAT RESOLUTIONS 23 AND 24 None Did not vote Management ARE CONDITIONAL UPON SUBJECT TO THE-PASSING OF RESOLUTION 20. THANK YOU 23 LIMITED DISAPPLICATION OF PRE- EMPTION For For Management RIGHTS 24 LIMITED DISAPPLICATION OF PRE- EMPTION For For Management RIGHTS IN THE EVENT OF FINANCING AN ACQUISITION TRANSACTION OR OTHER CAPITAL INVESTMENT 25 TO AUTHORISE THE COMPANY TO PURCHASE For For Management ITS OWN ORDINARY SHARES 26 TO AUTHORISE THE DIRECTORS TO HOLD For For Management GENERAL MEETINGS ON 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------- NATURGY ENERGY GROUP SA Ticker: Security ID: E7S90S109 Meeting Date: MAY 26, 2020 Meeting Type: Ordinary General Meeting Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE IN THE EVENT THE MEETING None Did not vote Management DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 27 MAY 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN- VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU 1 APPROVAL OF INDIVIDUAL ANNUAL ACCOUNTS For For Management AND MANAGEMENT REPORT 2 APPROVAL OF CONSOLIDATED ANNUAL For For Management ACCOUNTS AND MANAGEMENT REPORT 3 APPROVAL OF THE NON-FINANCIAL For For Management INFORMATION REPORT 4 TRANSFER TO THE VOLUNTARY RESERVE For For Management ACCOUNT 5 APPROVAL OF THE MANAGEMENT OF THE For For Management BOARD OF DIRECTORS 6.1 REELECTION OF MS HELENA HERRERO For For Management STARKIE AS DIRECTOR 6.2 REELECTION OF MR MARCELINO ARMENTER For For Management VIDAL AS DIRECTOR 6.3 REELECTION OF MR RAJARAM RAO AS For For Management DIRECTOR 6.4 APPOINTMENT OF RIOJA S.A.R.L. AS For For Management DIRECTOR 6.5 APPOINTMENT OF MS ISABEL ESTAPE TOUS For For Management AS DIRECTOR 6.6 APPOINTMENT OF MS LUCY CHADWICK AS For For Management DIRECTOR 7 ALLOCATION OF RESULTS For For Management 8 DECREASE IN CAPITAL BY REDEMPTION OF For For Management OWN SHARES 9 APPROVAL OF THE REMUNERATION POLICY For For Management FOR DIRECTORS 10 CONSULTATIVE VOTE REGARDING THE ANNUAL For For Management REMUNERATION REPORT OF THE BOARD OF DIRECTORS 11 AUTHORIZATION TO REDUCE THE PERIOD OF For For Management NOTICE OF THE CALL FOR EXTRAORDINARY GENERAL MEETINGS 12.1 AMENDMENT OF THE BYLAWS SECTION 3 For For Management ARTICLE 6 12.2 AMENDMENT OF THE BYLAWS SECTION 2 For For Management ARTICLE 6 13.1 AMENDMENT OF THE REGULATION OF THE For For Management GENERAL MEETING ARTICLE 8 13.2 AMENDMENT OF THE REGULATION OF THE For For Management GENERAL MEETING NEW ARTICLE 13 14 INFORMATION ABOUT THE AMENDMENTS OF None Did not vote Management THE REGULATION OF THE BOARD OF DIRECTORS 15 DELEGATION OF POWERS TO THE BOARD OF For For Management DIRECTORS TO IMPLEMENT AGREEMENTS -------------------------------------------------------------------------------- PEMBINA PIPELINE CORP Ticker: Security ID: 706327103 Meeting Date: MAY 08, 2020 Meeting Type: Annual General Meeting Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 TO 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.10 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: ANNE-MARIE N. For For Management AINSWORTH 1.2 ELECTION OF DIRECTOR: MICHAEL H. DILGER For For Management 1.3 ELECTION OF DIRECTOR: RANDALL J. For For Management FINDLAY 1.4 ELECTION OF DIRECTOR: ROBERT G. GWIN For For Management 1.5 ELECTION OF DIRECTOR: MAUREEN E. HOWE For For Management 1.6 ELECTION OF DIRECTOR: GORDON J. KERR For For Management 1.7 ELECTION OF DIRECTOR: DAVID M.B. For For Management LEGRESLEY 1.8 ELECTION OF DIRECTOR: LESLIE A. For For Management O'DONOGHUE 1.9 ELECTION OF DIRECTOR: BRUCE D. RUBIN For For Management 1.10 ELECTION OF DIRECTOR: HENRY W. SYKES For For Management 2 TO APPOINT KPMG LLP, CHARTERED For For Management PROFESSIONAL ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING FINANCIAL YEAR AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS 3 APPROVE AN AMENDMENT TO EXISTING For For Management BY-LAWS 4 APPROVE THE ADOPTION OF THE ADVANCE For For Management NOTICE BY-LAW 5 TO ACCEPT THE APPROACH TO EXECUTIVE For For Management COMPENSATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR -------------------------------------------------------------------------------- PENNON GROUP PLC Ticker: Security ID: G8295T213 Meeting Date: JUL 25, 2019 Meeting Type: Annual General Meeting Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE AND ADOPT THE ANNUAL For For Management ACCOUNTS AND REPORTS FOR THE YEAR ENDED 31 MARCH 2019 2 TO DECLARE A FINAL DIVIDEND OF 28.22P For For Management PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2019 3 TO APPROVE THE DIRECTORS' REMUNERATION For For Management REPORT 4 TO RE-ELECT SIR JOHN PARKER AS A For For Management DIRECTOR 5 TO RE-ELECT NEIL COOPER AS A DIRECTOR For For Management 6 TO RE-ELECT SUSAN DAVY AS A DIRECTOR For For Management 7 TO ELECT IAIN EVANS AS A DIRECTOR For For Management 8 TO RE-ELECT CHRISTOPHER LOUGHLIN AS A For For Management DIRECTOR 9 TO RE-ELECT GILL RIDER AS A DIRECTOR For For Management 10 TO RE-APPOINT ERNST & YOUNG LLP AS For For Management AUDITOR OF THE COMPANY 11 TO AUTHORISE THE AUDIT COMMITTEE TO For For Management DETERMINE THE REMUNERATION OF THE AUDITOR ON BEHALF OF THE BOARD 12 TO AUTHORISE THE COMPANY AND ITS For For Management SUBSIDIARIES TO MAKE POLITICAL DONATIONS/INCUR POLITICAL EXPENDITURE UP TO A SPECIFIED LIMIT 13 TO GRANT THE DIRECTORS AUTHORITY TO For For Management ALLOT SHARES 14 TO AUTHORISE THE PARTIAL For For Management DISAPPLICATION OF PRE-EMPTION RIGHTS 15 TO AUTHORISE THE PARTIAL For For Management DISAPPLICATION OF PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT 16 TO AUTHORISE THE PURCHASE OF THE For For Management COMPANY'S OWN SHARES 17 TO AUTHORISE A GENERAL MEETING OTHER For For Management THAN AN AGM TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE 18 TO AMEND THE COMPANY'S ARTICLES OF For For Management ASSOCIATION TO DEFINE THE RIGHTS ATTACHED TO THE WATERSHARE+ SHARE: ARTICLE 5, ARTICLE 5.A 19 TO GRANT THE DIRECTORS AUTHORITY TO For For Management ISSUE THE WATERSHARE+ SHARE CMMT 12 JUL 2019: PLEASE NOTE THAT THIS IS None Did not vote Management A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------- PENNON GROUP PLC Ticker: Security ID: G8295T213 Meeting Date: MAY 28, 2020 Meeting Type: Ordinary General Meeting Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVE MATTERS RELATING TO THE For For Management DISPOSAL BY THE COMPANY OF THE VIRIDOR BUSINESS CMMT 12 MAY 2020: PLEASE NOTE THAT THE None Did not vote Management MEETING TYPE WAS CHANGED FROM EGM TO OGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LTD Ticker: Security ID: Y7092Q109 Meeting Date: MAY 13, 2020 Meeting Type: Annual General Meeting Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0402/2020040201295.pdf- AND- https://www1.hkexnews. hk/listedco/listcone ws/sehk/2020/0402/2020040201261 CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE 1 TO RECEIVE THE AUDITED FINANCIAL For For Management STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 2 TO DECLARE A FINAL DIVIDEND For For Management 3.A TO ELECT MR. ANDREW JOHN HUNTER AS A For For Management DIRECTOR 3.B TO ELECT MR. IP YUK-KEUNG, ALBERT AS A For For Management DIRECTOR 3.C TO ELECT MR. LI TZAR KUOI, VICTOR AS A For For Management DIRECTOR 3.D TO ELECT MR. TSAI CHAO CHUNG, CHARLES For For Management AS A DIRECTOR 3.E TO ELECT MR. LUI WAI YU, ALBERT AS A For For Management DIRECTOR 4 TO APPOINT KPMG AS AUDITOR OF THE For For Management COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION 5 TO PASS RESOLUTION 5 OF THE NOTICE OF For For Management ANNUAL GENERAL MEETING AS AN ORDINARY RESOLUTION - TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE 6 TO PASS RESOLUTION 6 OF THE NOTICE OF For For Management ANNUAL GENERAL MEETING AS AN ORDINARY RESOLUTION - TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE 7 TO PASS RESOLUTION 7 OF THE NOTICE OF For For Management ANNUAL GENERAL MEETING AS AN ORDINARY RESOLUTION - TO ADD THE NUMBER OF SHARES REPURCHASED TO THE GENERAL MANDATE GIVEN TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES 8 TO PASS RESOLUTION 8 OF THE NOTICE OF For For Management ANNUAL GENERAL MEETING AS A SPECIAL RESOLUTION - TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------- PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SAB DE CV Ticker: Security ID: P7925L103 Meeting Date: OCT 31, 2019 Meeting Type: Ordinary General Meeting Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor I PRESENTATION, DISCUSSION AND, IF For For Management APPROPRIATE, APPROVAL FOR THE PROPOSAL FOR THE DECREE AND PAYMENT OF DIVIDENDS II APPOINTMENT OF SPECIAL DELEGATES THAT For For Management FORMALIZE THE RESOLUTIONS ADOPTED BY THE ASSEMBLY -------------------------------------------------------------------------------- RED ELECTRICA CORPORACION, SA Ticker: Security ID: E42807110 Meeting Date: MAY 13, 2020 Meeting Type: Ordinary General Meeting Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE IN THE EVENT THE MEETING None Did not vote Management DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 14 MAY 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU 1 EXAMINATION AND APPROVAL, IF For For Management APPLICABLE, OF THE ANNUAL ACCOUNTS (STATEMENT OF FINANCIAL POSITION, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY, STATEMENT OF RECOGNISED INCOME AND EXPENSE, STATEMENT OF CASH FLOWS AND NOTES TO THE FINANCIAL STATEMENTS) 2 EXAMINATION AND APPROVAL, IF For For Management APPLICABLE, OF THE CONSOLIDATED ANNUAL ACCOUNTS (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN EQUITY, CONSOLI 3 EXAMINATION AND APPROVAL, IF For For Management APPLICABLE, OF THE PROPOSED ALLOCATION OF THE PROFIT OF RED ELECTRICA CORPORACION, S.A. FOR THE YEAR ENDED 31 DECEMBER 2019 4 EXAMINATION AND APPROVAL, IF For For Management APPLICABLE, OF THE REPORT ON NON- FINANCIAL INFORMATION FOR THE CONSOLIDATED GROUP OF RED ELECTRICA CORPORACION, S.A. FOR THE 2019 FINANCIAL YEAR, IN ACCORDANCE WITH THE TERMS OF ACT 11/2018 OF 28 DECEMBER 2018 AMENDING THE CO 5 EXAMINATION AND APPROVAL, IF For For Management APPLICABLE, OF THE MANAGEMENT PERFORMANCE OF THE BOARD OF DIRECTORS OF RED ELECTRICA CORPORACION, S.A. DURING THE 2019 FINANCIAL YEAR 6.1 RATIFICATION AND APPOINTMENT AS For For Management DIRECTOR, WITHIN THE CATEGORY OF "OTHER EXTERNAL", OF MS. BEATRIZ CORREDOR SIERRA 6.2 RATIFICATION AND APPOINTMENT AS For For Management EXECUTIVE DIRECTOR OF MR. ROBERTO GARCIA MERINO 6.3 RE-ELECTION AS INDEPENDENT DIRECTOR OF For For Management MS. CARMEN GOMEZ DE BARREDA TOUS DE MONSALVE 7 DELEGATION IN FAVOUR OF THE BOARD OF For For Management DIRECTORS, FOR A FIVE (5) YEAR TERM, OF THE POWER TO INCREASE THE CAPITAL STOCK, AT ANY TIME, ONCE OR SEVERAL TIMES, UP TO A MAXIMUM OF ONE HUNDRED AND THIRTY FIVE MILLION TWO HUNDRED AND SEVENTY THOUSAND (135,270,000) 8 DELEGATION IN FAVOUR OF THE BOARD OF For For Management DIRECTORS, FOR A FIVE (5) YEAR TERM AND AN OVERALL LIMIT OF FIVE BILLION (5,000,000,000) EUROS, OF THE POWER TO ISSUE, ONE OR SEVERAL TIMES, DIRECTLY OR THROUGH COMPANIES OF THE RED ELECTRICA GROUP, DEBENTURES, BONDS A 9.1 AUTHORISATIONS GRANTED TO THE BOARD OF For For Management DIRECTORS FOR THE DERIVATIVE ACQUISITION OF TREASURY SHARES AND APPROVAL OF SHARE REMUNERATION SCHEME FOR EMPLOYEES, MEMBERS OF MANAGEMENT AND EXECUTIVE DIRECTORS: AUTHORISATION FOR THE DERIVATIVE ACQUISITION OF TREA 9.2 AUTHORISATIONS GRANTED TO THE BOARD OF For For Management DIRECTORS FOR THE DERIVATIVE ACQUISITION OF TREASURY SHARES AND APPROVAL OF SHARE REMUNERATION SCHEME FOR EMPLOYEES, MEMBERS OF MANAGEMENT AND EXECUTIVE DIRECTORS: APPROVAL OF A REMUNERATION SCHEME AIMED AT EMPLOYEES 9.3 AUTHORISATIONS GRANTED TO THE BOARD OF For For Management DIRECTORS FOR THE DERIVATIVE ACQUISITION OF TREASURY SHARES AND APPROVAL OF SHARE REMUNERATION SCHEME FOR EMPLOYEES, MEMBERS OF MANAGEMENT AND EXECUTIVE DIRECTORS: REVOCATION OF PREVIOUS AUTHORISATIONS 10.1 REMUNERATION OF THE COMPANY'S BOARD OF For For Management DIRECTORS: APPROVAL OF THE ANNUAL REPORT ON REMUNERATION OF THE DIRECTORS OF RED ELECTRICA CORPORACION, S.A 10.2 REMUNERATION OF THE COMPANY'S BOARD OF For For Management DIRECTORS: APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS OF RED ELECTRICA CORPORACION, S.A. FOR THE 2020 FINANCIAL YEAR 11 REAPPOINTMENT OF THE STATUTORY AUDITOR For For Management OF THE PARENT COMPANY AND OF THE CONSOLIDATED GROUP 12 DELEGATION FOR FULL IMPLEMENTATION OF For For Management RESOLUTIONS ADOPTED AT THE GENERAL MEETING OF SHAREHOLDERS 13 REPORT TO THE GENERAL MEETING OF None Did not vote Management SHAREHOLDERS ON THE ANNUAL CORPORATE-GOVERNANCE REPORT OF RED ELECTRICA CORPORACION, S.A. FOR THE 2019 FINANCIAL-YEAR 14 REPORT TO THE GENERAL MEETING OF None Did not vote Management SHAREHOLDERS ON THE AMENDMENTS OF THE BOARD-OF DIRECTORS REGULATIONS OF RED ELECTRICA CORPORACION, S.A -------------------------------------------------------------------------------- RWE AG Ticker: Security ID: D6629K109 Meeting Date: JUN 26, 2020 Meeting Type: Annual General Meeting Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 RECEIVE FINANCIAL STATEMENTS AND None Did not vote Management STATUTORY REPORTS FOR FISCAL 2019 2 APPROVE ALLOCATION OF INCOME AND For For Management DIVIDENDS OF EUR 0.80 PER SHARE 3 APPROVE DISCHARGE OF MANAGEMENT BOARD For For Management FOR FISCAL 2019 4 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management FOR FISCAL 2019 5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS For For Management AUDITORS FOR FISCAL 2020 6 APPROVE AFFILIATION AGREEMENT WITH GBV For For Management VIERUNDDREISSIGSTE GESELLSCHAFT FUER BETEILIGUNGSVERWALTUNG MBH CMMT ACCORDING TO GERMAN LAW, IN CASE OF None Did not vote Management SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN CMMT INFORMATION ON COUNTER PROPOSALS CAN None Did not vote Management BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL None Did not vote Management CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR AN -------------------------------------------------------------------------------- RWE AG Ticker: RWE Security ID: D6629K109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Affiliation Agreement with GBV For For Management Vierunddreissigste Gesellschaft fuer Beteiligungsverwaltung mbH -------------------------------------------------------------------------------- SES S.A. Ticker: Security ID: L8300G135 Meeting Date: APR 02, 2020 Meeting Type: Annual General Meeting Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 ATTENDANCE LIST, QUORUM AND ADOPTION None Did not vote Management OF THE AGENDA 2 NOMINATION OF A SECRETARY AND OF TWO None Did not vote Management SCRUTINEERS 3 PRESENTATION BY THE CHAIRMAN OF THE None Did not vote Management BOARD OF DIRECTORS OF THE 2019 ACTIVITIES-REPORT OF THE BOARD 4 PRESENTATION OF THE MAIN DEVELOPMENTS None Did not vote Management DURING 2019 AND OF THE OUTLOOK 5 PRESENTATION OF THE 2019 FINANCIAL None Did not vote Management RESULTS 6 PRESENTATION OF THE AUDIT REPORT None Did not vote Management 7 APPROVAL OF THE BALANCE SHEET AS OF 31 For For Management DECEMBER 2019 AND OF THE 2019 PROFIT AND LOSS ACCOUNTS 8 DECISION ON ALLOCATION OF 2019 PROFITS For For Management AND TRANSFERS BETWEEN RESERVE ACCOUNTS 9 DISCHARGE OF THE MEMBERS OF THE BOARD For For Management OF DIRECTORS 10 DETERMINATION OF THE NUMBER OF BOARD For For Management MEMBERS: 12 BOARD MEMBERS; 8 X (A) BOARD MEMBERS AND 4 X (B) BOARD MEMBERS 11.1 CONFIRMATION OF CO-OPTATION OF THE For For Management BOARD MEMBER AND DEFINITION OF THEIR MANDATE TERMS: PAUL KONSBRUCK (B) AND A NEW MANDATE OF THREE YEARS 11.2 CONFIRMATION OF CO-OPTATION OF THE For For Management BOARD MEMBER AND DEFINITION OF THEIR MANDATE TERMS: MARC SERRES (B) AND NO NEW MANDATE 11.3 CONFIRMATION OF CO-OPTATION OF THE For For Management BOARD MEMBER AND DEFINITION OF THEIR MANDATE TERMS: FRANK ESSER (A) AND A NEW MANDATE OF THREE YEARS 12.1 ELECTION OF THREE DIRECTOR FOR A For For Management THREE-YEAR TERM: RENEWAL OF THE MANDATE OF RAMU POTARAZU (A) FOR THREE YEARS 12.2 ELECTION OF DIRECTOR FOR A THREE- YEAR For For Management TERM: RENEWAL OF THE MANDATE OF KAJ-ERIK RELANDER (A) FOR THREE YEARS 12.3 ELECTION OF DIRECTOR FOR A THREE- YEAR For For Management TERM: RENEWAL OF THE MANDATE OF ANNE-CATHERINE RIES (B) FOR THREE YEARS 12.4 ELECTION OF DIRECTOR FOR A TWO- YEAR For For Management TERM: ELECTION OF BEATRICE DE CLERMONT-TONNERRE (A) FOR TWO YEARS 12.5 ELECTION OF DIRECTOR FOR A TWO- YEAR For For Management TERM: ELECTION OF PETER VAN BOMMEL (A) FOR TWO YEARS 13 APPROVAL OF REMUNERATION POLICY For For Management 14 DETERMINATION OF THE REMUNERATION OF For For Management BOARD MEMBERS 15 APPROVAL OF REMUNERATION REPORT For For Management 16 APPOINTMENT OF THE AUDITOR FOR THE For For Management YEAR 2020 AND DETERMINATION OF ITS REMUNERATION: PRICEWATERHOUSECOOPERS 17 RESOLUTION ON COMPANY ACQUIRING OWN For For Management FDRS AND/OR OWN A-, OR B-SHARES 18 MISCELLANEOUS None Did not vote Management CMMT 11 MAR 2020: PLEASE NOTE THAT THIS IS None Did not vote Management A REVISION DUE TO CHANGE OF RECORD DATE-FROM 18 MAR 2020 TO 19 MAR 2020 & ADDITION OF COMMENT. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. TH CMMT 11 MAR 2020: PLEASE NOTE THAT SHOULD None Did not vote Management YOU WISH TO ATTEND THIS MEETING YOU CAN-DO THIS BY COMPLETING THE WITHDRAWAL CERTIFICATE THAT YOU RECEIVED FROM YOUR-BROADRIDGE CSR. PLEASE DO NOT SUBMIT A MEETING ATTENDANCE REQUEST THROUGH- BROADRIDGE, AS THE ISSUER -------------------------------------------------------------------------------- SEVERN TRENT PLC Ticker: Security ID: G8056D159 Meeting Date: JUL 17, 2019 Meeting Type: Annual General Meeting Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 RECEIVE THE REPORT AND ACCOUNTS FOR For For Management THE YEAR ENDED 31 MARCH 2019 2 APPROVE THE DIRECTORS' REMUNERATION For For Management REPORT 3 TO APPROVE CHANGES TO THE SEVERN TRENT For For Management PLC LONG TERM INCENTIVE PLAN 2014 4 APPROVE THE EXTENSION OF THE SEVERN For For Management TRENT SHARESAVE SCHEME BY AN ADDITIONAL PERIOD OF TEN YEARS 5 DECLARE A FINAL ORDINARY DIVIDEND IN For For Management RESPECT OF THE YEAR ENDED 31 MARCH 2019 6 REAPPOINT KEVIN BEESTON AS DIRECTOR For For Management 7 REAPPOINT JAMES BOWLING AS DIRECTOR For For Management 8 REAPPOINT JOHN COGHLAN AS DIRECTOR For For Management 9 REAPPOINT ANDREW DUFF AS DIRECTOR For For Management 10 REAPPOINT OLIVIA GARFIELD AS DIRECTOR For For Management 11 REAPPOINT DOMINIQUE REINICHE AS For For Management DIRECTOR 12 REAPPOINT PHILIP REMNANT CBE AS For For Management DIRECTOR 13 REAPPOINT DAME ANGELA STRANK AS For For Management DIRECTOR 14 REAPPOINT DELOITTE LLP AS AUDITOR OF For For Management THE COMPANY 15 AUTHORISE THE AUDIT COMMITTEE TO For For Management DETERMINE THE REMUNERATION OF THE AUDITOR 16 AUTHORISE THE COMPANY AND ALL For For Management COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL 17 RENEW THE COMPANY'S AUTHORITY TO ALLOT For For Management SHARES 18 DISAPPLY PRE-EMPTION RIGHTS ON UP TO For For Management 5% OF THE ISSUED SHARE CAPITAL 19 DISAPPLY PRE-EMPTION RIGHTS ON UP TO For For Management AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT 20 AUTHORISE THE COMPANY TO MAKE MARKET For For Management PURCHASES OF ITS ORDINARY SHARES 21 AUTHORISE GENERAL MEETINGS OF THE For For Management COMPANY, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------- SNAM S.P.A. Ticker: Security ID: T8578N103 Meeting Date: OCT 23, 2019 Meeting Type: MIX Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. E.1 TO AMEND ART. 13 AND 20 AND TO For For Management INTRODUCE ART. 24 OF THE BY-LAWS. RESOLUTIONS RELATED THERETO O.1 CONSENSUAL TERMINATION OF THE EXTERNAL For For Management AUDITORS' MANDATE OF PRICEWATERHOUSECOOPERS S.P.A. FOR AND TO APPOINT NEW EXTERNAL AUDITORS FOR THE YEARS 2020-2028 AND TO STATE THE RELATED EMOLUMENT -------------------------------------------------------------------------------- SNAM S.P.A. Ticker: Security ID: T8578N103 Meeting Date: JUN 18, 2020 Meeting Type: MIX Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. CMMT AS PER ART. 106, ITEM 4, OF THE None Did not vote Management LEGISLATIVE DECREE COVID19 THE PHYSICAL-PARTICIPATION TO THE MEETING IS NOT FORESEEN E.1 TO CANCEL OWN SHARES HELD WITHOUT For Did Not Vote Management STOCK CAPITAL DECREASE, FOLLOWING AMENDMENT OF ART. 5.1 (COMPANY STOCK CAPITAL) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO O.1 SNAM S.P.A. BALANCE SHEET AS OF 31 For Did Not Vote Management DECEMBER 2019. CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. BOARD OF DIRECTORS, INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO O.2 NET INCOME ALLOCATION AND DIVIDEND For Did Not Vote Management DISTRIBUTION O.3 TO AUTHORIZE THE PURCHASE AND DISPOSAL For Did Not Vote Management OF OWN SHARES, UPON REVOCATION OF THE AUTHORIZATION, GRANTED BY THE ORDINARY SHAREHOLDERS' MEETING HELD ON 2 APRIL 2019, FOR THE UNEXECUTED PART O.4.1 REWARDING POLICY AND PAID EMOLUMENT'S For Did Not Vote Management REPORT. FIRST SECTION: REWARDING POLICY'S REPORT (BINDING RESOLUTION) O.4.2 REWARDING POLICY AND PAID EMOLUMENT'S For Did Not Vote Management REPORT. SECOND SECTION: PAID EMOLUMENT'S REPORT (NON-BINDING RESOLUTION) O.5 2020-2022 LONG TERM SHARE BASED For Did Not Vote Management INCENTIVE PLAN. RESOLUTIONS NECESSARY AND RELATED THERETO O.6 TO APPOINT ONE DIRECTOR: NICOLA BEDIN For Did Not Vote Management O.7 TO APPOINT THE BOARD OF DIRECTORS' For Did Not Vote Management CHAIRMAN: NICOLA BEDIN -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long Term Share For For Management Incentive Plan 6 Elect Nicola Bedin as Director None Against Shareholder 7 Elect Nicola Bedin as Board Chair None Against Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SPARK INFRASTRUCTURE GROUP Ticker: Security ID: Q8604W120 Meeting Date: MAY 27, 2020 Meeting Type: Annual General Meeting Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT VOTING EXCLUSIONS APPLY TO THIS None Did not vote Management MEETING FOR PROPOSALS 1 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUT 1 ADOPTION OF THE REMUNERATION REPORT For For Management 2 RE-ELECTION OF MR GREG MARTIN AS A For For Management DIRECTOR OF SPARK INFRASTRUCTURE RE, SPARK HOLDINGS NO 1, SPARK HOLDINGS NO 2, SPARK HOLDINGS NO 3 AND SPARK HOLDINGS NO 4 3 ELECTION OF MR MILES GEORGE AS A For For Management DIRECTOR OF SPARK INFRASTRUCTURE RE, SPARK HOLDINGS NO 1, SPARK HOLDINGS NO 2, SPARK HOLDINGS NO 3 AND SPARK HOLDINGS NO 4 4 GRANT OF PERFORMANCE RIGHTS TO MR RICK For For Management FRANCIS 5 CHANGE OF NOTE TRUSTEE: THAT SUBJECT For For Management TO APPROVAL OF MELBOURNE SECURITIES CORPORATION LIMITED ACN 160 326 545 ("MSC TRUSTEES") AS A TRUSTEE UNDER SECTION 283AC (1)(F) OF THE CORPORATIONS ACT, 2001 (CTH), MSC TRUSTEES BE APPROVED AS SUCCESSOR NOTE TRUSTEE T 6 ELECTION OF MS ALEXANDRA FINLEY AS A For For Management DIRECTOR OF SPARK INFRASTRUCTURE HOLDINGS NO 6 7 ELECTION OF MR GERARD DOVER AS A For For Management DIRECTOR OF SPARK INFRASTRUCTURE HOLDINGS NO 6 -------------------------------------------------------------------------------- SSE PLC Ticker: Security ID: G8842P102 Meeting Date: JUL 18, 2019 Meeting Type: Annual General Meeting Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 RECEIVE THE REPORT AND ACCOUNTS For For Management 2 APPROVE THE 2019 REMUNERATION REPORT For For Management 3 APPROVE THE 2019 REMUNERATION POLICY For For Management 4 DECLARE A FINAL DIVIDEND For For Management 5 RE-APPOINT GREGOR ALEXANDER For For Management 6 RE-APPOINT SUE BRUCE For For Management 7 RE-APPOINT TONY COCKER For For Management 8 RE-APPOINT CRAWFORD GILLIES For For Management 9 RE-APPOINT RICHARD GILLINGWATER For For Management 10 RE-APPOINT PETER LYNAS For For Management 11 RE-APPOINT HELEN MAHY For For Management 12 RE-APPOINT ALISTAIR PHILLIPS-DAVIES For For Management 13 RE-APPOINT MARTIN PIBWORTH For For Management 14 APPOINT MELANIE SMITH For For Management 15 APPOINT ERNST AND YOUNG LLP AS AUDITOR For For Management 16 AUTHORISE THE AUDIT COMMITTEE TO AGREE For For Management THE AUDITOR'S REMUNERATION 17 AUTHORISE THE DIRECTORS TO ALLOT SHARES For For Management 18 TO DISAPPLY PRE-EMPTION RIGHTS For For Management 19 TO EMPOWER THE COMPANY TO PURCHASE ITS For For Management OWN ORDINARY SHARES 20 TO APPROVE 14 DAYS' NOTICE OF GENERAL For For Management MEETINGS -------------------------------------------------------------------------------- TAIWAN HIGH SPEED RAIL CORP Ticker: Security ID: Y8421F103 Meeting Date: MAY 21, 2020 Meeting Type: Annual General Meeting Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 PROPOSAL OF 2019 ANNUAL BUSINESS For For Management REPORT AND FINANCIAL STATEMENTS OF THE CORPORATION. 2 PROPOSAL OF 2019 PROFIT DISTRIBUTIONS For For Management OF THE CORPORATION. PROPOSED CASH DIVIDEND: TWD 1.2101 PER SHARE. 3 REVISION OF RULES OF PROCEDURE FOR For For Management SHAREHOLDERS MEETINGS. 4 REVISION OF OPERATIONAL PROCEDURES FOR For For Management ENDORSEMENTS AND GUARANTEES. 5 REVISION OF OPERATIONAL PROCEDURES FOR For For Management LOANING FUNDS TO OTHERS. 6.1 THE ELECTION OF THE DIRECTOR.:CHINA For For Management AVIATION DEVELOPMENT FOUNDATION ,SHAREHOLDER NO.51400,YAO-CHUNG CHIANG AS REPRESENTATIVE 6.2 THE ELECTION OF THE DIRECTOR.:MINISTRY For For Management OF TRANSPORTATION AND COMMUNICATIONS ,SHAREHOLDER NO.92268,KWO-TSAI WANG AS REPRESENTATIVE 6.3 THE ELECTION OF THE DIRECTOR.:MINISTRY For For Management OF TRANSPORTATION AND COMMUNICATIONS ,SHAREHOLDER NO.92268,MIN-CHING LIU AS REPRESENTATIVE 6.4 THE ELECTION OF THE DIRECTOR.:CHINA For For Management AVIATION DEVELOPMENT FOUNDATION,SHAREHOLDER NO. 51400,LEE-CHING KO AS REPRESENTATIVE 6.5 THE ELECTION OF THE DIRECTOR.:CHINA For For Management STEEL CORPORATION,SHAREHOLDER NO. 43831,CHAO-TUNG WONG AS REPRESENTATIVE 6.6 THE ELECTION OF THE DIRECTOR.:TAIWAN For For Management SUGAR CORPORATION,SHAREHOLDER NO. 5762,CHAO-YIH CHEN AS REPRESENTATIVE 6.7 THE ELECTION OF THE DIRECTOR. For For Management :MANAGEMENT COMMITTEE OF NATIONAL DEVELOPMENT FUND EXECUTIVE YUAN,SHAREHOLDER NO.38578,SHIEN-QUEY KAO AS REPRESENTATIVE 6.8 THE ELECTION OF THE DIRECTOR.:TECO For For Management ELECTRIC AND MACHINERY CO LTD ,SHAREHOLDER NO.11,MAO-HSIUNG HUANG AS REPRESENTATIVE 6.9 THE ELECTION OF THE DIRECTOR.:TAIPEI For For Management FUBON COMMERCIAL BANK CO LTD,SHAREHOLDER NO.6,KUO-CHIH LIU AS REPRESENTATIVE 6.10 THE ELECTION OF THE INDEPENDENT For For Management DIRECTOR.:KENNETH HUANG-CHUAN CHIU,SHAREHOLDER NO.E100588XXX 6.11 THE ELECTION OF THE INDEPENDENT For For Management DIRECTOR.:PAI-TA SHIH,SHAREHOLDER NO. U120155XXX 6.12 THE ELECTION OF THE INDEPENDENT For For Management DIRECTOR.:YUNG-CHENG ,SHAREHOLDER NO. M121529XXX,REX AS REPRESENTATIVE 6.13 THE ELECTION OF THE INDEPENDENT For For Management DIRECTOR.:DUEI TSAI,SHAREHOLDER NO. L100933XXX 7 REMOVAL OF NON-COMPETITION RESTRICTION For For Management AGAINST THE CORPORATIONS 9TH BOARD OF DIRECTORS.-CHINA AVIATION DEVELOPMENT FOUNDATION (YAO CHUNG CHIANG) 8 REMOVAL OF NON-COMPETITION RESTRICTION For For Management AGAINST THE CORPORATIONS 9TH BOARD OF DIRECTORS.-MINISTRY OF TRANSPORTATION AND COMMUNICATIONS (KWO-TSAI WANG) 9 REMOVAL OF NON-COMPETITION RESTRICTION For For Management AGAINST THE CORPORATIONS 9TH BOARD OF DIRECTORS.-CHINA AVIATION DEVELOPMENT FOUNDATION( LEE- CHING KO) 10 REMOVAL OF NON-COMPETITION RESTRICTION For For Management AGAINST THE CORPORATIONS 9TH BOARD OF DIRECTORS.-CHINA STEEL CORPORATION(CHAO-TUNG WONG ) 11 REMOVAL OF NON-COMPETITION RESTRICTION For For Management AGAINST THE CORPORATIONS 9TH BOARD OF DIRECTORS.-TAIWAN SUGAR CORPORATION(CHAO-YIH CHEN) 12 REMOVAL OF NON-COMPETITION RESTRICTION For For Management AGAINST THE CORPORATIONS 9TH BOARD OF DIRECTORS.-TECO ELECTRIC AND MACHINERY CO LTD (MAO-HSIUNG HUANG) 13 REMOVAL OF NON-COMPETITION RESTRICTION For For Management AGAINST THE CORPORATIONS 9TH BOARD OF DIRECTORS.-TAIPEI FUBON COMMERCIAL BANK CO LTD(KUO-CHIH LIU) 14 REMOVAL OF NON-COMPETITION RESTRICTION For For Management AGAINST THE CORPORATIONS 9TH BOARD OF INDEPENDENT DIRECTORS.-KENNETH HUANG-CHUAN CHIU 15 REMOVAL OF NON-COMPETITION RESTRICTION For For Management AGAINST THE CORPORATIONS 9TH BOARD OF INDEPENDENT DIRECTORS.-PAI-TA SHIH 16 REMOVAL OF NON-COMPETITION RESTRICTION For For Management AGAINST THE CORPORATIONS 9TH BOARD OF INDEPENDENT DIRECTORS.-DUEI TSAI -------------------------------------------------------------------------------- TC ENERGY CORPORATION Ticker: Security ID: 87807B107 Meeting Date: MAY 01, 2020 Meeting Type: Annual General Meeting Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.14 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: STEPHAN CRETIER For For Management 1.2 ELECTION OF DIRECTOR: MICHAEL R. For For Management CULBERT 1.3 ELECTION OF DIRECTOR: RUSSELL K. For For Management GIRLING 1.4 ELECTION OF DIRECTOR: SUSAN C. JONES For For Management 1.5 ELECTION OF DIRECTOR: RANDY LIMBACHER For For Management 1.6 ELECTION OF DIRECTOR: JOHN E. LOWE For For Management 1.7 ELECTION OF DIRECTOR: DAVID MACNAUGHTON For For Management 1.8 ELECTION OF DIRECTOR: UNA POWER For For Management 1.9 ELECTION OF DIRECTOR: MARY PAT SALOMONE For For Management 1.10 ELECTION OF DIRECTOR: INDIRA V. For For Management SAMARASEKERA 1.11 ELECTION OF DIRECTOR: D. MICHAEL G. For For Management STEWART 1.12 ELECTION OF DIRECTOR: SIIM A. For For Management VANASELIJA 1.13 ELECTION OF DIRECTOR: THIERRY VANDAL For For Management 1.14 ELECTION OF DIRECTOR: STEVEN W. For For Management WILLIAMS 2 RESOLUTION TO APPOINT KPMG LLP, For For Management CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION 3 RESOLUTION TO ACCEPT TC ENERGY'S For For Management APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR -------------------------------------------------------------------------------- TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Amran Hafiz bin Affifudin as For For Management Director 2 Elect Noraini binti Che Dan as Director For For Management 3 Elect Cheok Lay Leng as Director For For Management 4 Elect Rashidah binti Mohd Sies as For For Management Director 5 Elect Mahdzir bin Khalid as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant and Issuance of Shares For Against Management to Amir Hamzah bin Azizan Under the Long Term Incentive Plan -------------------------------------------------------------------------------- TENAGA NASIONAL BHD Ticker: Security ID: Y85859109 Meeting Date: FEB 11, 2020 Meeting Type: Court Meeting Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 FOR THE PURPOSE OF CONSIDERING AND, IF For For Management THOUGHT FIT, APPROVING, WITH OR WITHOUT MODIFICATION, A SCHEME OF ARRANGEMENT PROPOSED BETWEEN THE COMPANY AND ITS SHAREHOLDERS ("SCHEME") PURSUANT TO SECTION 366(1) OF THE COMPANIES ACT 2016 ("ACT") -------------------------------------------------------------------------------- TENAGA NASIONAL BHD Ticker: Security ID: Y85859109 Meeting Date: JUN 30, 2020 Meeting Type: Annual General Meeting Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RE-ELECT THE FOLLOWING DIRECTOR WHO For Did Not Vote Management RETIRE BY ROTATION IN ACCORDANCE WITH CLAUSE 64(1) OF THE COMPANY'S CONSTITUTION AND BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: AMRAN HAFIZ BIN AFFIFUDIN 2 TO RE-ELECT THE FOLLOWING DIRECTOR WHO For Did Not Vote Management RETIRE BY ROTATION IN ACCORDANCE WITH CLAUSE 64(1) OF THE COMPANY'S CONSTITUTION AND BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: NORAINI BINTI CHE DAN 3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO For Did Not Vote Management WAS APPOINTED TO THE BOARD AND RETIRE IN ACCORDANCE WITH CLAUSE 63(2) OF THE COMPANY'S CONSTITUTION AND BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: DATO' CHEOK LAY LENG 4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO For Did Not Vote Management WERE APPOINTED TO THE BOARD AND RETIRE IN ACCORDANCE WITH CLAUSE 63(2) OF THE COMPANY'S CONSTITUTION AND BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: DATIN RASHIDAH BINTI MOHD SIES 5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO For Did Not Vote Management WERE APPOINTED TO THE BOARD AND RETIRE IN ACCORDANCE WITH CLAUSE 63(2) OF THE COMPANY'S CONSTITUTION AND BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: DATO' SERI MAHDZIR BIN KHALID 6 TO APPROVE THE PAYMENT OF THE For Did Not Vote Management FOLLOWING NON-EXECUTIVE DIRECTORS' FEES FROM THE 30TH AGM UNTIL THE NEXT ANNUAL GENERAL MEETING (AGM) OF THE COMPANY: (I) DIRECTOR'S FEE OF RM30,000.00 PER MONTH FOR THE NON-EXECUTIVE CHAIRMAN (II) DIRECTOR'S FEE OF RM20,000. 7 TO APPROVE THE PAYMENT OF BENEFITS For Did Not Vote Management PAYABLE TO THE NON- EXECUTIVE DIRECTORS (EXCLUDING NON-EXECUTIVE DIRECTORS' FEES) AMOUNTING TO RM1,885,100.00 FROM THE 30TH AGM UNTIL THE NEXT AGM OF THE COMPANY 8 TO RE-APPOINT MESSRS For Did Not Vote Management PRICEWATERHOUSECOOPERS PLT, HAVING CONSENTED TO ACT, AS AUDITORS OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION 9 "THAT THE BOARD (SAVE FOR DATUK SERI For Did Not Vote Management AMIR HAMZAH BIN AZIZAN) BE AND IS HEREBY AUTHORISED AT ANY TIME AND FROM TIME TO TIME, TO CAUSE OR PROCURE THE OFFERING AND THE ALLOCATION TO DATUK SERI AMIR HAMZAH BIN AZIZAN, THE PRESIDENT/CHIEF EXECUTIVE OFFICER OF CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 388745 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU -------------------------------------------------------------------------------- TERNA S.P.A. Ticker: Security ID: T9471R100 Meeting Date: MAY 18, 2020 Meeting Type: MIX Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. O.1 BALANCE SHEET AS OF 31 DECEMBER 2029. For For Management BOARD OF DIRECTORS' REPORT, INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO. CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. NON-FINANCIAL CONSOLIDATED DECLARATION AS OF 31 DECEMBER 2019 O.2 NET PROFIT ALLOCATION For For Management O.3 TO STATE BOARD OF DIRECTORS' MEMBERS For For Management NUMBER O.4 TO STATE BOARD OF DIRECTORS' TERM OF For For Management OFFICE CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 None Did not vote Management SLATES TO BE ELECTED AS BOARD OF-DIRECTORS. THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE- STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO O.5.1 PLEASE NOTE THAT THIS RESOLUTION IS A Against Did Not Vote Shareholder SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY CDP RETI S.P.A., CONTROLLED BY CASSA DEPOSITI E PRESTITI S.P.A., O.5.2 PLEASE NOTE THAT THIS RESOLUTION IS A Against For Shareholder SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' MEMBERS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING THE FUND: AMUNDI SVILUPPO ITALIA; ANIMA SGR S.P.A. MANAGING FUNDS: ANIMA CRESCITA ITALIA, ANI O.6 TO APPOINT BOARD OF DIRECTORS' CHAIRMAN For For Management O.7 TO STATE BOARD OF DIRECTORS' MEMBERS For For Management EMOLUMENTS CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 None Did not vote Management OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS- MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELO O.8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Against Against Shareholder SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS: LIST PRESENTED BY CDP RETI S.P.A., CONTROLLED BY CASSA DEPOSITI E PRESTITI S.P.A., REPRESENTING 29.851PCT OF THE STOCK CAPITAL:EFFECTIVE AUDITORS- VINCENZO SIMONE- R O.8.2 PLEASE NOTE THAT THIS RESOLUTION IS A Against Against Shareholder SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING THE FUND: AMUNDI SVILUPPO ITALIA; ANIMA SGR S.P.A. MANAGING FUNDS: ANIMA CRESCITA ITALIA, ANIMA GEO ITA O.9 TO STATE THE EFFECTIVE INTERNAL For For Management AUDITORS EMOLUMENTS O.10 2020-2023 LONG TERM INCENTIVE PLAN For For Management BASED ON PERFORMANCE SHARE ADDRESSED TO TERNA S.P.A. MANAGEMENT AND/OR ITS SUBSIDIARIES AS PER ART. 2359 OF THE ITALIAN CIVIL CODE O.11 TO AUTHORIZE THE PURCHASE AND DISPOSAL For For Management OF OWN SHARES O.121 REMUNERATION POLICY AND EMOLUMENTS For For Management PAID REPORT: FIRST SECTION ON REMUNERATION POLICY (BINDING RESOLUTION) O.122 REMUNERATION POLICY AND EMOLUMENTS For For Management PAID REPORT: SECOND SECTION ON EMOLUMENTS PAID (NON- BINDING RESOLUTION) E.1 TO AMEND THE COMPANY BYLAWS: For For Management ELIMINATION OF ART. 31 (TRANSITIONAL CLAUSE) CMMT PLEASE NOTE THAT AS PER ART. 106, ITEM None Did not vote Management 4, OF THE LEGISLATIVE DECREE COVID19-THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 385908 DUE TO RECEIPT OF-SLATES UNDER RESSOLUTION.5 & 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU -------------------------------------------------------------------------------- TOHOKU ELECTRIC POWER CO., INC. Ticker: 9506 Security ID: J85108108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Did Not Vote Management Final Dividend of JPY 20 2 Amend Articles to Amend Business Lines For Did Not Vote Management 3.1 Elect Director Kaiwa, Makoto For Did Not Vote Management 3.2 Elect Director Higuchi, Kojiro For Did Not Vote Management 3.3 Elect Director Okanobu, Shinichi For Did Not Vote Management 3.4 Elect Director Masuko, Jiro For Did Not Vote Management 3.5 Elect Director Yamamoto, Shunji For Did Not Vote Management 3.6 Elect Director Abe, Toshinori For Did Not Vote Management 3.7 Elect Director Yashiro, Hirohisa For Did Not Vote Management 3.8 Elect Director Ito, Hirohiko For Did Not Vote Management 3.9 Elect Director Kondo, Shiro For Did Not Vote Management 3.10 Elect Director Kamijo, Tsutomu For Did Not Vote Management 3.11 Elect Director Kawanobe, Osamu For Did Not Vote Management 4.1 Elect Director and Audit Committee For Did Not Vote Management Member Kato, Koki 4.2 Elect Director and Audit Committee For Did Not Vote Management Member Baba, Chiharu 4.3 Elect Director and Audit Committee For Did Not Vote Management Member Kobayashi, Kazuo 5 Approve Compensation Ceiling for For Did Not Vote Management Directors Who Are Not Audit Committee Members 6 Approve Trust-Type Equity Compensation For Did Not Vote Management Plan 7 Amend Articles to Ban Nuclear Power Against Did Not Vote Shareholder Generation Business 8 Amend Articles to Ban Nuclear Power Against Did Not Vote Shareholder Plant Construction 9 Amend Articles to Add Provision on the Against Did Not Vote Shareholder Utility's Responsibility for Nuclear Radioactive Waste 10 Amend Articles to Add Provision on the Against Did Not Vote Shareholder Utility's Responsibility for Nuclear Accident Countermeasures 11 Amend Articles to Request Miyagi Against Did Not Vote Shareholder Prefecture to Conduct Referendum Concerning Resumption of No. 2 Reactor at Onagawa Nuclear Plant and Follow the Result 12 Amend Articles to Ban Financial Against Did Not Vote Shareholder Support for Other Nuclear Power Generation Companies -------------------------------------------------------------------------------- TOHOKU ELECTRIC POWER COMPANY,INCORPORATED Ticker: Security ID: J85108108 Meeting Date: JUN 25, 2020 Meeting Type: Annual General Meeting Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Surplus For For Management 2 Amend Articles to: Amend Business Lines For For Management 3.1 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Kaiwa, Makoto 3.2 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Higuchi, Kojiro 3.3 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Okanobu, Shinichi 3.4 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Masuko, Jiro 3.5 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Yamamoto, Shunji 3.6 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Abe, Toshinori 3.7 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Yashiro, Hirohisa 3.8 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Ito, Hirohiko 3.9 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Kondo, Shiro 3.10 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Kamijo, Tsutomu 3.11 Appoint a Director who is not Audit For For Management and Supervisory Committee Member Kawanobe, Osamu 4.1 Appoint a Director who is Audit and For For Management Supervisory Committee Member Kato, Koki 4.2 Appoint a Director who is Audit and For For Management Supervisory Committee Member Baba, Chiharu 4.3 Appoint a Director who is Audit and For For Management Supervisory Committee Member Kobayashi, Kazuo 5 Approve Details of the Compensation to For For Management be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) 6 Approve Details of the For For Management Performance-based Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) 7 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (1) 8 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (2) 9 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (3) 10 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (4) 11 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (5) 12 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (6) -------------------------------------------------------------------------------- TOKYO ELECTRIC POWER CO. HOLDINGS, INC. Ticker: 9501 Security ID: J86914108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Utsuda, Shoei For Did Not Vote Management 1.2 Elect Director Kunii, Hideko For Did Not Vote Management 1.3 Elect Director Takaura, Hideo For Did Not Vote Management 1.4 Elect Director Annen, Junji For Did Not Vote Management 1.5 Elect Director Oyagi, Shigeo For Did Not Vote Management 1.6 Elect Director Onishi, Shoichiro For Did Not Vote Management 1.7 Elect Director Tanaka, Kotaro For Did Not Vote Management 1.8 Elect Director Kobayakawa, Tomoaki For Did Not Vote Management 1.9 Elect Director Fubasami, Seiichi For Did Not Vote Management 1.10 Elect Director Moriya, Seiji For Did Not Vote Management 1.11 Elect Director Akimoto, Nobuhide For Did Not Vote Management 1.12 Elect Director Makino, Shigenori For Did Not Vote Management 1.13 Elect Director Morishita, Yoshihito For Did Not Vote Management 2 Amend Articles to Concentrate Against Did Not Vote Shareholder Managerial Resources on Decommissioning of Fukushima Daiichi Nuclear Power Plant 3 Amend Articles to Establish Against Did Not Vote Shareholder Investigation Committee on Nuclear Contamination Resulting from Fukushima Nuclear Accident 4 Amend Articles to Withdraw from Coal Against Did Not Vote Shareholder Fired Power Generation 5 Amend Articles to Promote Small-Scale Against Did Not Vote Shareholder Electricity Transmission System Factoring in Local Characteristics 6 Amend Articles to Ban Construction of Against Did Not Vote Shareholder Higashidori Nuclear Power Plant 7 Amend Articles to Expedite Nuclear Against Did Not Vote Shareholder Damage Compensation Payment Related to Fukushima Nuclear Accident 8 Amend Articles to Establish Against Did Not Vote Shareholder Investigation Committee on Managerial Matters Deemed Detrimental to Shareholders 9 Amend Articles to Require Individual Against Did Not Vote Shareholder Compensation Disclosure for Directors and Executive Officers 10 Amend Articles to Add Provision on Against Did Not Vote Shareholder Abolition of Advisory Positions -------------------------------------------------------------------------------- TOKYO ELECTRIC POWER COMPANY HOLDINGS,INCORPORATED Ticker: Security ID: J86914108 Meeting Date: JUN 25, 2020 Meeting Type: Annual General Meeting Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Appoint a Director Utsuda, Shoei For For Management 1.2 Appoint a Director Kunii, Hideko For For Management 1.3 Appoint a Director Takaura, Hideo For For Management 1.4 Appoint a Director Annen, Junji For For Management 1.5 Appoint a Director Oyagi, Shigeo For For Management 1.6 Appoint a Director Onishi, Shoichiro For For Management 1.7 Appoint a Director Tanaka, Kotaro For For Management 1.8 Appoint a Director Kobayakawa, Tomoaki For For Management 1.9 Appoint a Director Fubasami, Seiichi For For Management 1.10 Appoint a Director Moriya, Seiji For For Management 1.11 Appoint a Director Akimoto, Nobuhide For For Management 1.12 Appoint a Director Makino, Shigenori For For Management 1.13 Appoint a Director Morishita, Yoshihito For For Management 2 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (1) 3 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (2) 4 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (3) 5 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (4) 6 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (5) 7 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (6) 8 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (7) 9 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (8) 10 Shareholder Proposal: Amend Articles Against Against Shareholder of Incorporation (9) -------------------------------------------------------------------------------- TOKYO GAS CO., LTD. Ticker: 9531 Security ID: J87000113 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Hirose, Michiaki For For Management 2.2 Elect Director Uchida, Takashi For For Management 2.3 Elect Director Takamatsu, Masaru For For Management 2.4 Elect Director Nohata, Kunio For For Management 2.5 Elect Director Sasayama, Shinichi For For Management 2.6 Elect Director Saito, Hitoshi For For Management 2.7 Elect Director Takami, Kazunori For For Management 2.8 Elect Director Edahiro, Junko For For Management 2.9 Elect Director Indo, Mami For For Management 3 Appoint Statutory Auditor Ono, For For Management Hiromichi -------------------------------------------------------------------------------- TOKYO GAS CO.,LTD. Ticker: Security ID: J87000113 Meeting Date: JUN 26, 2020 Meeting Type: Annual General Meeting Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Surplus For For Management 2.1 Appoint a Director Hirose, Michiaki For For Management 2.2 Appoint a Director Uchida, Takashi For For Management 2.3 Appoint a Director Takamatsu, Masaru For For Management 2.4 Appoint a Director Nohata, Kunio For For Management 2.5 Appoint a Director Sasayama, Shinichi For For Management 2.6 Appoint a Director Saito, Hitoshi For For Management 2.7 Appoint a Director Takami, Kazunori For For Management 2.8 Appoint a Director Edahiro, Junko For For Management 2.9 Appoint a Director Indo, Mami For For Management 3 Appoint a Corporate Auditor Ono, For For Management Hiromichi -------------------------------------------------------------------------------- TRANSURBAN GROUP Ticker: Security ID: Q9194A106 Meeting Date: OCT 10, 2019 Meeting Type: Annual General Meeting Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor CMMT VOTING EXCLUSIONS APPLY TO THIS None Did not vote Management MEETING FOR PROPOSALS 3 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUT CMMT PLEASE NOTE THAT BELOW RESOLUTIONS 2. None Did not vote Management A, 2.B AND 3 ARE FOR THE COMPANIES (THL-AND TIL) 2.A TO RE-ELECT A DIRECTOR OF THL AND TIL For For Management - LINDSAY MAXSTED 2.B TO RE-ELECT A DIRECTOR OF THL AND TIL For For Management - SAMANTHA MOSTYN 2.C TO RE-ELECT A DIRECTOR OF THL AND TIL For For Management - PETER SCOTT 3 ADOPTION OF REMUNERATION REPORT (THL For For Management AND TIL ONLY) CMMT PLEASE NOTE THAT BELOW RESOLUTION 4 IS None Did not vote Management FOR THE COMPANIES (THL AND TIL) AND-FOR THE TRUST (THT) 4 GRANT OF PERFORMANCE AWARDS TO THE CEO For For Management (THL, TIL AND THT) -------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC Ticker: Security ID: G92755100 Meeting Date: JUL 26, 2019 Meeting Type: Annual General Meeting Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE FINANCIAL STATEMENTS For For Management AND THE REPORTS FOR THE YEAR ENDED 31 MARCH 2019 2 TO DECLARE A FINAL DIVIDEND OF 27.52P For For Management PER ORDINARY SHARE 3 TO APPROVE THE DIRECTORS' REMUNERATION For For Management REPORT FOR THE YEAR ENDED 31 MARCH 2019 4 TO APPROVE THE DIRECTORS' REMUNERATION For For Management POLICY 5 TO REAPPOINT DR JOHN MCADAM AS A For For Management DIRECTOR 6 TO REAPPOINT STEVE MOGFORD AS A For For Management DIRECTOR 7 TO REAPPOINT RUSS HOULDEN AS A DIRECTOR For For Management 8 TO REAPPOINT STEVE FRASER AS A DIRECTOR For For Management 9 TO REAPPOINT MARK CLARE AS A DIRECTOR For For Management 10 TO REAPPOINT SARA WELLER AS A DIRECTOR For For Management 11 TO REAPPOINT BRIAN MAY AS A DIRECTOR For For Management 12 TO REAPPOINT STEPHEN CARTER AS A For For Management DIRECTOR 13 TO REAPPOINT ALISON GOLIGHER AS A For For Management DIRECTOR 14 TO REAPPOINT PAULETTE ROWE AS A For For Management DIRECTOR 15 TO ELECT SIR DAVID HIGGINS AS A For For Management DIRECTOR 16 TO REAPPOINT KPMG LLP AS THE AUDITOR For For Management 17 TO AUTHORISE THE AUDIT COMMITTEE OF For For Management THE BOARD TO SET THE AUDITOR'S REMUNERATION 18 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management SHARES 19 TO DISAPPLY STATUTORY PRE- EMPTION For For Management RIGHTS 20 TO AUTHORISE SPECIFIC POWER TO For For Management DISAPPLY PRE-EMPTION RIGHTS 21 TO AUTHORISE THE COMPANY TO MAKE For For Management MARKET PURCHASES OF ITS OWN SHARES 22 TO AUTHORISE THE DIRECTORS TO CALL For For Management GENERAL MEETINGS ON NOT LESS THAN 14 WORKING DAYS' NOTICE 23 TO AUTHORISE POLITICAL DONATIONS AND For For Management POLITICAL EXPENDITURE -------------------------------------------------------------------------------- VEOLIA ENVIRONNEMENT SA Ticker: Security ID: F9686M107 Meeting Date: APR 22, 2020 Meeting Type: MIX Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management TO MEETING ID 372641 DUE TO CHANGE IN-TEXT OF RESOLUTIONS O.4 AND O.12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE- REINSTRUCT ON THIS MEET CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS None Did not vote Management THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTO CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS None Did not vote Management ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR CMMT 06 APR 2020: PLEASE NOTE THAT None Did not vote Management IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:-https://www. journal- officiel.gouv. fr/balo/document/20200316200 0559-33 AND-https://www.journal- officiel.gouv. fr/balo/document/2020 O.1 APPROVAL OF THE CORPORATE FINANCIAL For For Management STATEMENTS FOR THE FINANCIAL YEAR 2019 O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management STATEMENTS FOR THE FINANCIAL YEAR 2019 O.3 APPROVAL OF THE EXPENSES AND COSTS For For Management REFERRED TO IN ARTICLE 39.4 OF THE FRENCH GENERAL TAX CODE O.4 ALLOCATION OF INCOME FOR THE FINANCIAL For For Management YEAR 2019 AND PAYMENT OF THE DIVIDEND: THE BOARD PROPOSES TO SET THE DIVIDEND FOR THE 2019 FINANCIAL YEAR AT 0.50 EUROS INSTEAD OF 1 EURO O.5 APPROVAL OF REGULATED AGREEMENTS AND For For Management COMMITMENTS O.6 RENEWAL OF THE TERM OF OFFICE OF MR. For For Management JACQUES ASCHENBROICH AS DIRECTOR O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. For For Management ISABELLE COURVILLE AS DIRECTOR O.8 RENEWAL OF THE TERM OF OFFICE OF MRS. For For Management NATHALIE RACHOU AS DIRECTOR O.9 RENEWAL OF THE TERM OF OFFICE OF MR. For For Management GUILLAUME TEXIER AS DIRECTOR O.10 VOTE ON THE COMPENSATION PAID DURING For For Management THE FINANCIAL YEAR 2019 OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. ANTOINE FREROT, IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER O.11 VOTE ON THE INFORMATION RELATING TO For For Management THE 2019 COMPENSATION OF CORPORATE OFFICERS (EXCLUDING EXECUTIVE CORPORATE OFFICERS) REFERRED TO IN ARTICLE L. 225-37-3 I OF THE FRENCH COMMERCIAL CODE O.12 VOTE ON THE COMPENSATION POLICY FOR For For Management THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2020: EX-ANTE VOTE, THE BOARD PROPOSES TO REVISE, ITS REPORT ON THE RESOLUTIONS AS WELL AS THAT ON CORPORATE GOVERNANCE CONCERNING THE ONLY 2020 VARIABLE C O.13 VOTE ON THE COMPENSATION POLICY FOR For For Management CORPORATE OFFICERS (EXCLUDING EXECUTIVE CORPORATE OFFICERS) FOR THE FINANCIAL YEAR 2020 O.14 AUTHORIZATION TO BE GRANTED TO THE For For Management BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES E.15 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION E.16 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY E.17 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY E.18 AUTHORIZATION GRANTED TO THE BOARD OF For For Management DIRECTORS TO DECIDE TO ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING IMMEDIATE OR FUTURE ACCESS TO THE CAPITAL AS COMPENSATION FOR CONTRIBUTIONS IN KIND E.19 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE CONTEXT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT E.20 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR ANY OTHER AMOUNTS E.21 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE E.22 DELEGATION OF AUTHORITY TO BE GRANTED For For Management TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR CATEGORIES OF PERSONS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER IN THE CONTE E.23 AUTHORIZATION TO BE GRANTED TO THE For For Management BOARD OF DIRECTORS TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES OF THE GROUP AND CORPORATE OFFICERS OF THE COMPANY OR SOME OF THEM, ENTAILING THE WAIVER IPSO JUR E.24 AUTHORIZATION GRANTED TO THE BOARD OF For For Management DIRECTORS TO REDUCE THE CAPITAL BY CANCELLATION OF TREASURY SHARES E.25 ALIGNMENT OF THE BY-LAWS WITH THE For For Management LEGAL AND REGULATORY PROVISIONS IN FORCE 26 POWERS TO CARRY OUT FORMALITIES For For Management CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD None Did not vote Management IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT -------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. Ticker: 9021 Security ID: J95094108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For Did Not Vote Management Final Dividend of JPY 87.5 2 Amend Articles to Amend Provisions on For Did Not Vote Management Number of Statutory Auditors 3.1 Elect Director Manabe, Seiji For Did Not Vote Management 3.2 Elect Director Kijima, Tatsuo For Did Not Vote Management 3.3 Elect Director Saito, Norihiko For Did Not Vote Management 3.4 Elect Director Miyahara, Hideo For Did Not Vote Management 3.5 Elect Director Takagi, Hikaru For Did Not Vote Management 3.6 Elect Director Tsutsui, Yoshinobu For Did Not Vote Management 3.7 Elect Director Nozaki, Haruko For Did Not Vote Management 3.8 Elect Director Hasegawa, Kazuaki For Did Not Vote Management 3.9 Elect Director Ogata, Fumito For Did Not Vote Management 3.10 Elect Director Hirano, Yoshihisa For Did Not Vote Management 3.11 Elect Director Sugioka, Atsushi For Did Not Vote Management 3.12 Elect Director Kurasaka, Shoji For Did Not Vote Management 3.13 Elect Director Nakamura, Keijiro For Did Not Vote Management 3.14 Elect Director Kawai, Tadashi For Did Not Vote Management 3.15 Elect Director Nakanishi, Yutaka For Did Not Vote Management 4.1 Appoint Statutory Auditor Tanaka, Fumio For Did Not Vote Management 4.2 Appoint Statutory Auditor Ogura, Maki For Did Not Vote Management 4.3 Appoint Statutory Auditor Hazama, Emiko For Did Not Vote Management 5 Approve Compensation Ceiling for For Did Not Vote Management Statutory Auditors -------------------------------------------------------------------------------- WEST JAPAN RAILWAY COMPANY Ticker: Security ID: J95094108 Meeting Date: JUN 23, 2020 Meeting Type: Annual General Meeting Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Surplus For For Management 2 Amend Articles to: Increase the Board For For Management of Corporate Auditors Size 3.1 Appoint a Director Manabe, Seiji For For Management 3.2 Appoint a Director Kijima, Tatsuo For For Management 3.3 Appoint a Director Saito, Norihiko For For Management 3.4 Appoint a Director Miyahara, Hideo For For Management 3.5 Appoint a Director Takagi, Hikaru For For Management 3.6 Appoint a Director Tsutsui, Yoshinobu For For Management 3.7 Appoint a Director Nozaki, Haruko For For Management 3.8 Appoint a Director Hasegawa, Kazuaki For For Management 3.9 Appoint a Director Ogata, Fumito For For Management 3.10 Appoint a Director Hirano, Yoshihisa For For Management 3.11 Appoint a Director Sugioka, Atsushi For For Management 3.12 Appoint a Director Kurasaka, Shoji For For Management 3.13 Appoint a Director Nakamura, Keijiro For For Management 3.14 Appoint a Director Kawai, Tadashi For For Management 3.15 Appoint a Director Nakanishi, Yutaka For For Management 4.1 Appoint a Corporate Auditor Tanaka, For For Management Fumio 4.2 Appoint a Corporate Auditor Ogura, Maki For For Management 4.3 Appoint a Corporate Auditor Hazama, For For Management Emiko 5 Approve Details of the Compensation to For For Management be received by Corporate Auditors ========== Legg Mason International Low Volatility High Dividend ETF =========== AAREAL BANK AG Ticker: ARL Security ID: D00379111 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 3 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Did Not Vote Management Auditors for Fiscal 2020 6.1 Elect Jana Brendel to the Supervisory For Did Not Vote Management Board 6.2 Elect Christof von Dryander to the For Did Not Vote Management Supervisory Board 6.3 Elect Sylvia Seignette to the For Did Not Vote Management Supervisory Board 6.4 Elect Elisabeth Stheeman to the For Did Not Vote Management Supervisory Board 6.5 Elect Dietrich Voigtlaender to the For Did Not Vote Management Supervisory Board 6.6 Elect Hermann Wagner to the For Did Not Vote Management Supervisory Board 7 Authorize Repurchase of Up to Five For Did Not Vote Management Percent of Issued Share Capital for Trading Purposes 8 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For Did Not Vote Management when Repurchasing Shares 10.1 Amend Articles Re: Proof of For Did Not Vote Management Entitlement and Voting Rights 10.2 Amend Articles Re: Electronic For Did Not Vote Management Participation 11.1 Amend Affiliation Agreement with DHB For Did Not Vote Management Verwaltungs A 11.2 Approve Affiliation Agreement with For Did Not Vote Management Aareal Immobilien Beteiligungen GmbH -------------------------------------------------------------------------------- ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Ticker: ACS Security ID: E7813W163 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income For For Management 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4.1 Reelect Javier Echenique Landiribar as For Against Management Director 4.2 Reelect Mariano Hernandez Herreros as For Against Management Director 4.3 Fix Number of Directors at 16 For For Management 5 Approve Remuneration Policy For For Management 6 Advisory Vote on Remuneration Report For For Management 7.1 Amend Articles of General Meeting For For Management Regulations Re: Preliminary Title 7.2 Amend Articles of General Meeting For For Management Regulations Re: Title I 7.3 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title II 7.4 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title II 7.5 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title III 7.6 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title III 7.7 Amend Articles of General Meeting For For Management Regulations Re: Chapter III of Title III 7.8 Add Articles of General Meeting For For Management Regulations Re: Title VI 7.9 Approve Restated General Meeting For For Management Regulations 8 Approve Scrip Dividends and Approve For For Management Reduction in Share Capital via Amortization of Treasury Shares 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ADECCO GROUP AG Ticker: ADEN Security ID: H00392318 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 2.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.1 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35 Million 5.1.1 Reelect Jean-Christophe Deslarzes as For For Management Director 5.1.2 Reelect Ariane Gorin as Director For For Management 5.1.3 Reelect Alexander Gut as Director For For Management 5.1.4 Reelect Didier Lamouche as Director For For Management 5.1.5 Reelect David Prince as Director For For Management 5.1.6 Reelect Kathleen Taylor as Director For For Management 5.1.7 Reelect Regula Wallimann as Director For For Management 5.1.8 Elect Jean-Christophe Deslarzes as For For Management Board Chairman 5.1.9 Elect Rachel Duan as Director For Against Management 5.2.1 Reappoint Kathleen Taylor as Member of For For Management the Compensation Committee 5.2.2 Reappoint Didier Lamouche as Member of For For Management the Compensation Committee 5.2.3 Appoint Rachel Duan as Member of the For Against Management Compensation Committee 5.3 Designate Keller KLG as Independent For For Management Proxy 5.4 Ratify Ernst & Young AG as Auditors For For Management 6 Approve Reduction in Share Capital via For For Management Cancellation of 220,000 Treasury Shares 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisitions of a Portfolio of For For Management United States Properties and Two Singapore Properties as Interested Person Transactions -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI SPA Ticker: G Security ID: T05040109 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a.1 Slate Submitted by Mediobanca Spa None For Shareholder 2a.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 2b Approve Internal Auditors' Remuneration For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4a Approve Group Long Term Incentive Plan For For Management 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan 4c Authorize Board to Increase Capital to For For Management Service Group Long Term Incentive Plan 5a Approve Performance Share Plan For Against Management 5b Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares to Service Performance Share Plan 5c Authorize Board to Increase Capital to For Against Management Service Performance Share Plan 6a Amend Company Bylaws Re: Article 3.1 For For Management 6b Amend Company Bylaws Re: Article 9.1 For For Management 6c Amend Company Bylaws Re: Article 33.7 For For Management 6d Amend Company Bylaws Re: Article 28.1 For For Management 6e Amend Company Bylaws Re: Article 28.2 For For Management 6f Amend Company Bylaws Re: Articles 28. For For Management 4, 28.10, 28.13 6g Amend Company Bylaws Re: Articles 28.5 For For Management and 28.6 6h Amend Company Bylaws Re: Article 28.10 For For Management -------------------------------------------------------------------------------- ATRESMEDIA CORPORACION DE MEDIOS DE COMUNICACION SA Ticker: A3M Security ID: E0728T102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Allocation of Income and For For Management Dividends 1.4 Approve Discharge of Board For For Management 2 Renew Appointment of KPMG Auditores as For For Management Auditor 3 Reelect Monica Ribe Salat as Director For For Management 4 Authorize Share Repurchase Program For For Management 5 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 300 Million 6 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 300 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital 7 Amend Remuneration Policy For For Management 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Advisory Vote on Remuneration Report For For Management 10 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- BARRATT DEVELOPMENTS PLC Ticker: BDEV Security ID: G08288105 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Special Dividend For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect David Thomas as Director For For Management 7 Re-elect Steven Boyes as Director For For Management 8 Re-elect Jessica White as Director For For Management 9 Re-elect Richard Akers as Director For For Management 10 Re-elect Nina Bibby as Director For For Management 11 Re-elect Jock Lennox as Director For For Management 12 Re-elect Sharon White as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BASF SE Ticker: BAS Security ID: D06216317 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 3.30 per Share 3 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2019 4 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For Did Not Vote Management 2020 6 Elect Kurt Bock to the Supervisory For Did Not Vote Management Board 7 Approve Remuneration Policy for the For Did Not Vote Management Management Board 8 Amend Articles Re: Supervisory Board For Did Not Vote Management Term of Office 9 Amend Articles Re: Remuneration of For Did Not Vote Management Supervisory Board Members 10 Approve Remuneration of Supervisory For Did Not Vote Management Board -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share 3 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Did Not Vote Management Auditors for Fiscal 2020 6.1 Elect Norbert Reithofer to the For Did Not Vote Management Supervisory Board 6.2 Elect Anke Schaeferkordt to the For Did Not Vote Management Supervisory Board 7 Approve Remuneration of Supervisory For Did Not Vote Management Board -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Mirko Bibic For For Management 1.3 Elect Director Sophie Brochu - None None Management Withdrawn Resolution 1.4 Elect Director Robert E. Brown For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For For Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Thomas E. Richards For For Management 1.12 Elect Director Calin Rovinescu For For Management 1.13 Elect Director Karen Sheriff For For Management 1.14 Elect Director Robert C. Simmonds For For Management 1.15 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Jiang as Director For For Management 3b Elect Gao Yingxin as Director None None Management 3c Elect Sun Yu as Director For For Management 3d Elect Koh Beng Seng as Director For For Management 3e Elect Tung Savio Wai-Hok as Director For For Management 3f Elect Cheng Eva as Director For For Management 4 Approve Ernst & Young as Auditor and For For Management Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions and the New Caps -------------------------------------------------------------------------------- BOUYGUES SA Ticker: EN Security ID: F11487125 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividend 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Martin Bouygues For Against Management 9 Approve Compensation of Olivier For Against Management Bouygues 10 Approve Compensation of Philippe Marien For Against Management 11 Approve Compensation of Olivier Roussat For Against Management 12 Reelect Alexandre de Rothschild as For For Management Director 13 Elect Benoit Maes as Director For For Management 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Amend Articles 4, 8, 13, 12, 14, 15 For For Management and 16 of Bylaws to Comply with Legal Changes 18 Delegate Power to the Board of For Against Management Directors to Amend the Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BRIDGESTONE CORP. Ticker: 5108 Security ID: J04578126 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Tsuya, Masaaki For For Management 2.2 Elect Director Ishibashi, Shuichi For For Management 2.3 Elect Director Eto, Akihiro For For Management 2.4 Elect Director Scott Trevor Davis For For Management 2.5 Elect Director Okina, Yuri For For Management 2.6 Elect Director Masuda, Kenichi For For Management 2.7 Elect Director Yamamoto, Kenzo For For Management 2.8 Elect Director Terui, Keiko For For Management 2.9 Elect Director Sasa, Seiichi For For Management 2.10 Elect Director Shiba, Yojiro For For Management 2.11 Elect Director Suzuki, Yoko For For Management 2.12 Elect Director Hara, Hideo For For Management 2.13 Elect Director Yoshimi, Tsuyoshi For For Management -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: G1510J102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Re-elect Jack Bowles as Director For For Management 6 Re-elect Richard Burrows as Director For For Management 7 Re-elect Sue Farr as Director For For Management 8 Re-elect Dr Marion Helmes as Director For For Management 9 Re-elect Luc Jobin as Director For For Management 10 Re-elect Holly Koeppel as Director For For Management 11 Re-elect Savio Kwan as Director For For Management 12 Re-elect Dimitri Panayotopoulos as For For Management Director 13 Elect Jeremy Fowden as Director For For Management 14 Elect Tadeu Marroco as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Approve Restricted Share Plan For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BT GROUP PLC Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jan du Plessis as Director For For Management 5 Re-elect Simon Lowth as Director For For Management 6 Re-elect Iain Conn as Director For For Management 7 Re-elect Tim Hottges as Director For For Management 8 Re-elect Isabel Hudson as Director For For Management 9 Re-elect Mike Inglis as Director For For Management 10 Re-elect Nick Rose as Director For For Management 11 Re-elect Jasmine Whitbread as Director For For Management 12 Elect Philip Jansen as Director For For Management 13 Elect Matthew Key as Director For For Management 14 Elect Allison Kirkby as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent S. Belzberg For For Management 1.2 Elect Director Charles J. G. Brindamour For For Management 1.3 Elect Director Nanci E. Caldwell For For Management 1.4 Elect Director Michelle L. Collins For For Management 1.5 Elect Director Patrick D. Daniel For For Management 1.6 Elect Director Luc Desjardins For For Management 1.7 Elect Director Victor G. Dodig For For Management 1.8 Elect Director Kevin J. Kelly For For Management 1.9 Elect Director Christine E. Larsen For For Management 1.10 Elect Director Nicholas D. Le Pan For For Management 1.11 Elect Director John P. Manley For For Management 1.12 Elect Director Jane L. Peverett For For Management 1.13 Elect Director Katharine B. Stevenson For For Management 1.14 Elect Director Martine Turcotte For For Management 1.15 Elect Director Barry L. Zubrow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Approve Disclosure of Against Against Shareholder Compensation Ratio 5 SP 2: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years 6 SP 3: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection -------------------------------------------------------------------------------- CANON, INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Mitarai, Fujio For Against Management 2.2 Elect Director Maeda, Masaya For Against Management 2.3 Elect Director Tanaka, Toshizo For Against Management 2.4 Elect Director Homma, Toshio For Against Management 2.5 Elect Director Saida, Kunitaro For For Management 2.6 Elect Director Kato, Haruhiko For For Management 3 Appoint Statutory Auditor Ebinuma, For For Management Ryuichi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 94.9 Percent For For Management Shares in Target Companies -------------------------------------------------------------------------------- CHARTER HALL RETAIL REIT Ticker: CQR Security ID: Q2308D108 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sue Palmer as Director For For Management -------------------------------------------------------------------------------- CHARTER HALL RETAIL REIT Ticker: CQR Security ID: Q2308D108 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: APR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Units to For For Management Certain Institutional, Professional and Other Wholesale Investors 2 ***Withdrawn Resolution*** Ratify Past None None Management Issuance of Units to Successful Applicants Under the Unit Purchase Plan -------------------------------------------------------------------------------- CHORUS AVIATION INC. Ticker: CHR Security ID: 17040T300 Meeting Date: JUN 29, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Clandillon For For Management 1.2 Elect Director Gary M. Collins For For Management 1.3 Elect Director Karen Cramm For For Management 1.4 Elect Director Richard D. Falconer For For Management 1.5 Elect Director R. Stephen Hannahs For For Management 1.6 Elect Director Sydney John Isaacs For For Management 1.7 Elect Director Amos Kazzaz For For Management 1.8 Elect Director Richard H. McCoy For For Management 1.9 Elect Director Marie-Lucie Morin For For Management 1.10 Elect Director Joseph D. Randell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Shareholder Rights Plan For For Management 4 Authorize New Class of Preferred Stock For For Management 5 Advisory Vote on Executive For For Management Compensation Approach 6 The Undersigned Certifies The Shares None Abstain Management Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, AGT = Non-Canadian Holder Authorized To Provide Air Service, ABN = Non-Canadian Who Is Not A Non-Canadian Holder Authorized To Provide Air Service 7 The Undersigned Hereby Certifies that None Against Management the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 10% or More of the Company's Issued and Outstanding Shares -------------------------------------------------------------------------------- CITIC TELECOM INTERNATIONAL HOLDINGS LTD. Ticker: 1883 Security ID: Y1640H109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cai Dawei as Director For For Management 3b Elect Esmond Li Bing Chi as Director For For Management 3c Elect Liu Zhengjun as Director For For Management 3d Elect Liu Jifu as Director For Against Management 3e Elect Lam Yiu Kin as Director For Against Management 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Fok Kin Ning, Canning as Director For For Management 3b Elect Kam Hing Lam as Director For Against Management 3c Elect Edith Shih as Director For Against Management 3d Elect Chow Kun Chee, Roland as Director For For Management 3e Elect Leung Siu Hon as Director For For Management 3f Elect Cheng Hoi Chuen, Vincent as For For Management Director 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- COMFORTDELGRO CORPORATION LIMITED Ticker: C52 Security ID: Y1690R106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Yang Ban Seng as Director For For Management 5 Elect Lee Khai Fatt, Kyle as Director For For Management 6 Elect Wang Kai Yuen as Director For For Management 7 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Shares Under the For For Management ComfortDelGro Executive Share Award Scheme 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- COMMONWEALTH BANK OF AUSTRALIA Ticker: CBA Security ID: Q26915100 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Shirish Apte as Director For Against Management 2b Elect Mary Padbury as Director For Against Management 2c Elect Genevieve Bell as Director For For Management 2d Elect Paul O'Malley as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Rights to Matt Comyn For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- COMPANIA DE DISTRIBUCION INTEGRAL LOGISTA HOLDINGS SAU Ticker: LOG Security ID: E0304S106 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone Financial Statements For For Management 1.2 Approve Consolidated Financial For For Management Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5.1 Fix Number of Directors at 12 For For Management 5.2 Ratify Appointment of and Elect For For Management Gregorio Maranon y Bertran de Lis as Director 5.3 Ratify Appointment of and Elect Inigo For For Management Meiras Amusco as Director 5.4 Ratify Appointment of and Elect Pilar For For Management Platero Sanz as Director 5.5 Elect Maria Echenique Moscoso del For For Management Prado as Director 5.6 Elect Lisa Anne Gelpey as Director For For Management 5.7 Elect Marie Ann D' Wit as Director For For Management 6 Appoint Ernst & Young as Auditor For For Management 7 Approve Remuneration Policy For For Management 8 Approve 2020 Long Term Incentive For For Management General Plan and 2020 Long Term Incentive Special Plan 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For Against Management -------------------------------------------------------------------------------- CREST NICHOLSON HOLDINGS PLC Ticker: CRST Security ID: G25425102 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Iain Ferguson as Director For For Management 4 Elect Peter Truscott as Director For For Management 5 Elect Duncan Cooper as Director For For Management 6 Elect Tom Nicholson as Director For For Management 7 Re-elect Lucinda Bell as Director For For Management 8 Re-elect Sharon Flood as Director For For Management 9 Re-elect Louise Hardy as Director For For Management 10 Re-elect Octavia Morley as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 13 Approve Remuneration Policy For For Management 14 Approve Remuneration Report For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CROMWELL PROPERTY GROUP Ticker: CMW Security ID: Q2995J103 Meeting Date: NOV 28, 2019 Meeting Type: Annual/Special Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Jane Tongs as Director For For Management 3 Elect Lisa Scenna as Director For For Management 4 Elect Tanya Cox as Director For For Management 5 Elect Gary Weiss as Director Against Against Shareholder 6 Approve Remuneration Report For For Management 7 Ratify Past Issuance of Stapled For For Management Securities to Certain Institutional Investors 8 Approve Cromwell Property Group For For Management Performance Rights Plan 9 Approve Grant of Performance Rights For For Management and Stapled Securities to Paul Weightman -------------------------------------------------------------------------------- CROMWELL PROPERTY GROUP Ticker: CMW Security ID: Q2995J103 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gary Weiss as Director None Against Shareholder -------------------------------------------------------------------------------- DAIWA HOUSE REIT INVESTMENT CORP. Ticker: 8984 Security ID: J12380101 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Asada, For For Management Toshiharu 3 Elect Alternate Executive Director For For Management Tsuchida, Koichi 4.1 Elect Supervisory Director Iwasaki, For For Management Tetsuya 4.2 Elect Supervisory Director Ishikawa, For For Management Hiroshi 5 Elect Alternate Supervisory Director For For Management Kakishima, Fusae -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Ticker: DTE Security ID: D2035M136 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Did Not Vote Management Auditors for Fiscal 2020 6 Elect Michael Kaschke to the For Did Not Vote Management Supervisory Board 7 Approve Spin-Off and Takeover For Did Not Vote Management Agreement with Telekom Deutschland GmbH 8 Ratify Ernst & Young GmbH as Auditors For Did Not Vote Management for the First Quarter of Fiscal 2021 -------------------------------------------------------------------------------- DREAM GLOBAL REAL ESTATE INVESTMENT TRUST Ticker: DRG.UN Security ID: 26154A106 Meeting Date: NOV 12, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Real Estate For For Management Funds Managed by The Blackstone Group Inc. -------------------------------------------------------------------------------- EMERA INCORPORATED Ticker: EMA Security ID: 290876101 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Removal of 25 For For Management Percent Restrictions Relating to Share Ownership and Voting Rights by Non-Canadian Resident Shareholder 2 The Undersigned Hereby Certifies that None Abstain Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividends Charged Against For For Management Unrestricted Reserves 5 Approve Discharge of Board For For Management 6.1 Amend Article 27 Re: Meeting For For Management Attendance by Telematic Means 6.2 Amend Article 35 Re: Board Composition For For Management 6.3 Amend Article 39 Re: Board Meetings by For For Management Telematic Means 6.4 Amend Article 44 Re: Audit and For For Management Compliance Committee 6.5 Amend Articles Re: Appointments, For For Management Remuneration and Corporate Social Responsibility Committee 6.6 Add Article 53.bis Re: Dividend in Kind For For Management 7 Amend Articles of General Meeting For For Management Regulations Re: Attendance by Telematic Means 8.1 Reelect Sociedad Estatal de For For Management Participaciones Industriales (SEPI) as Director 8.2 Elect Jose Blanco Lopez as Director For For Management 8.3 Elect Jose Montilla Aguilera as For For Management Director 8.4 Elect Cristobal Jose Gallego Castillo For For Management as Director 9 Authorize Share Repurchase Program For For Management 10 Amend Remuneration Policy For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENGIE SA Ticker: ENGI Security ID: F7629A107 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Termination Package of For Against Management Isabelle Kocher, CEO Until Feb. 24, 2020 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Reelect Fabrice Bregier as Director For For Management 8 Reelect Lord Peter Ricketts of For For Management Shortlands as Director 9 Renew Appointment of Ernst & Young et For For Management Autres as Auditor 10 Renew Appointment of Deloitte & For For Management Associes as Auditor 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Jean-Pierre For For Management Clamadieu, Chairman of the Board 13 Approve Compensation of Isabelle For For Management Kocher, CEO 14 Approve Remuneration Policy of For For Management Directors 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For For Management Until Feb. 24, 2020 17 Approve Remuneration Policy of CEO For For Against Management Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO 18 Approve Remuneration Policy of New CEO For For Management 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 225 Million 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-23 and 27-28 at EUR 265 Million 25 Authorize Capitalization of Reserves For Against Management for Bonus Issue or Increase in Par Value 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 28 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 29 Amend Article 2 of Bylaws Re: Update For For Management Corporate Purpose 30 Add Corporate Purpose and Amend For For Management Article 2 of Bylaws Accordingly 31 Amend Articles 6, 13, 17 and 23 of For For Management Bylaws to Comply with Legal Changes 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS SA Ticker: ETL Security ID: F3692M128 Meeting Date: NOV 07, 2019 Meeting Type: Annual/Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For For Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 1.27 per Share 5 Elect Cynthia Gordon as Director For For Management 6 Reelect Ana Garcia Fau as Director For For Management 7 Approve Compensation of Dominique D For For Management Hinnin, Chairman of the Board 8 Approve Compensation of Rodolphe For For Management Belmer, CEO 9 Approve Compensation of Michel For For Management Azibert, Vice-CEO 10 Approve Compensation of Yohann Leroy, For For Management Vice-CEO 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Vice-CEOs 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Capitalization of Reserves For For Management of Up to EUR 44 Million for Bonus Issue or Increase in Par Value 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million 20 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of Up to For For Management EUR 22 Million for Future Exchange Offers 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Authorize Issuance of Equity upon For For Management Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- FIRST REAL ESTATE INVESTMENT TRUST Ticker: AW9U Security ID: Y2560E100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve RSM Chio Lim LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- FORTUM OYJ Ticker: FORTUM Security ID: X2978Z118 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.10 Per Share 9 Approve Discharge of Board and For For Management President 10 Receive Committee Chairmen's Review on None None Management the Remuneration Policy of the Company 11 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 77,200 for Chair, EUR 57,500 for Deputy Chair and EUR 40,400 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 13 Fix Number of Directors at Nine For For Management 14 Reelect Eva Hamilton, Essimari For For Management Kairisto, Matti Lievonen (Chair), Klaus-Dieter Maubach (Vice Chair), Anja McAlister, Veli-Matti Reinikkala and Philipp Rosler as Directors; Elect Teppo Paavola and Annette Stube as New Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify Deloitte as Auditors For For Management 17 Authorize Share Repurchase Program For For Management 18 Authorize Reissuance of Repurchased For For Management Shares 19 Approve Charitable Donations For For Management 20 Include Paris Agreement 1.5-degree Against For Shareholder Celsius Target in Articles of Association 21 Close Meeting None None Management -------------------------------------------------------------------------------- FREENET AG Ticker: FNTN Security ID: D3689Q134 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.04 per Share 3 Approve Discharge of Management Board For Did Not Vote Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For Did Not Vote Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For Did Not Vote Management Auditors for Fiscal 2020 6 Amend Articles of Association For Did Not Vote Management 7 Approve Creation of EUR 12.8 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 8 Approve Issuance of Warrants/Bonds For Did Not Vote Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 640 Million; Approve Creation of EUR 12.8 Million Pool of Capital to Guarantee Conversion Rights 9 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For Did Not Vote Management when Repurchasing Shares -------------------------------------------------------------------------------- FRONTIER REAL ESTATE INVESTMENT CORP. Ticker: 8964 Security ID: J1516D106 Meeting Date: MAR 26, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Audit Fee For For Management Payment Schedule 2 Elect Executive Director Iwado, Takao For For Management 3.1 Elect Supervisory Director Suzuki, For For Management Toshio 3.2 Elect Supervisory Director Iida, Koji For For Management 3.3 Elect Supervisory Director Suzuki, For For Management Noriko 4.1 Elect Alternate Executive Director For For Management Kanai, Jun 4.2 Elect Alternate Executive Director For For Management Nakamura, Hideki -------------------------------------------------------------------------------- H&R REAL ESTATE INVESTMENT TRUST Ticker: HR.UN Security ID: 403925407 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Trustee Alex Avery For For Management 1B Elect Trustee Robert E. Dickson For For Management 1C Elect Trustee Edward Gilbert For For Management 1D Elect Trustee Brenna Haysom For For Management 1E Elect Trustee Thomas J. Hofstedter For For Management 1F Elect Trustee Laurence A. Lebovic For For Management 1G Elect Trustee Juli Morrow For For Management 1H Elect Trustee Marvin Rubner For For Management 1I Elect Trustee Ronald C. Rutman For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- HARVEY NORMAN HOLDINGS LIMITED Ticker: HVN Security ID: Q4525E117 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Kay Lesley Page as Director For For Management 4 Elect David Matthew Ackery as Director For Against Management 5 Elect Kenneth William Gunderson-Briggs For Against Management as Director 6 Elect Maurice John Craven as Director For For Management 7 Elect Stephen Mayne as Director Against For Shareholder 8 Approve the Spill Resolution None Against Management -------------------------------------------------------------------------------- HKT TRUST & HKT LIMITED Ticker: 6823 Security ID: Y3R29Z107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Distribution by HKT For For Management Trust and Final Dividend by the Company 3a Elect Li Tzar Kai, Richard as Director For For Management 3b Elect Chung Cho Yee, Mico as Director For Against Management 3c Elect Srinivas Bangalore Gangaiah as For Against Management Director 3d Elect Aman Mehta as Director For Against Management 3e Authorize Board and Trustee-Manager to For For Management Fix Remuneration of Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor of the HKT Trust, the Company and the Trustee-Manager and Authorize Board and Trustee-Manager to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- IGM FINANCIAL INC. Ticker: IGM Security ID: 449586106 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc A. Bibeau For For Management 1.2 Elect Director Jeffrey R. Carney For For Management 1.3 Elect Director Marcel R. Coutu For For Management 1.4 Elect Director Andre Desmarais For For Management 1.5 Elect Director Paul Desmarais, Jr. For Withhold Management 1.6 Elect Director Gary Doer For For Management 1.7 Elect Director Susan Doniz For For Management 1.8 Elect Director Claude Genereux For For Management 1.9 Elect Director Sharon Hodgson For For Management 1.10 Elect Director Sharon MacLeod For For Management 1.11 Elect Director Susan J. McArthur For For Management 1.12 Elect Director John McCallum For For Management 1.13 Elect Director R. Jeffrey Orr For For Management 1.14 Elect Director Gregory D. Tretiak For For Management 1.15 Elect Director Beth Wilson For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Amend By-Law No. 1 For For Management -------------------------------------------------------------------------------- INVESCO OFFICE J-REIT, INC. Ticker: 3298 Security ID: J2502Y104 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Authorize Public For For Management Announcements in Electronic Format - Amend Asset Management Compensation 2 Elect Executive Director Minemura, Yugo For For Management 3 Elect Alternate Executive Director For For Management Nakata, Ryukichi 4.1 Elect Supervisory Director Yoshida, For For Management Kohei 4.2 Elect Supervisory Director Nihei, For For Management Hiroko 4.3 Elect Supervisory Director Sumino, Rina For For Management -------------------------------------------------------------------------------- JAPAN LOGISTICS FUND, INC. Ticker: 8967 Security ID: J2785A104 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Permitted For For Management Investment Types 2 Elect Executive Director Kameoka, For For Management Naohiro 3 Elect Alternate Executive Director For For Management Ogaku, Yasushi 4.1 Elect Supervisory Director Suto, For For Management Takachiyo 4.2 Elect Supervisory Director Araki, For For Management Toshima 4.3 Elect Supervisory Director Azuma, For For Management Tetsuya -------------------------------------------------------------------------------- JAPAN RENTAL HOUSING INVESTMENTS, INC. Ticker: 8986 Security ID: J2753A102 Meeting Date: FEB 13, 2020 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change REIT Name - For For Management Amend Permitted Investment Types - Amend Asset Management Compensation 2.1 Elect Executive Director Shoda, Ikuo For For Management 2.2 Elect Executive Director Suzuki, For For Management Shunichi 3.1 Elect Supervisory Director Yabuta, For For Management Kohei 3.2 Elect Supervisory Director Nagamine, For For Management Jun 3.3 Elect Supervisory Director Nakata, For For Management Chizuko -------------------------------------------------------------------------------- JAPAN TOBACCO INC. Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Tango, Yasutake For For Management 3.2 Elect Director Iwai, Mutsuo For For Management 3.3 Elect Director Terabatake, Masamichi For For Management 3.4 Elect Director Minami, Naohiro For For Management 3.5 Elect Director Hirowatari, Kiyohide For For Management 3.6 Elect Director Yamashita, Kazuhito For For Management 3.7 Elect Director Koda, Main For For Management 3.8 Elect Director Watanabe, Koichiro For For Management 3.9 Elect Director Nagashima, Yukiko For For Management 4 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- JUPITER FUND MANAGEMENT PLC Ticker: JUP Security ID: G5207P107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Wayne Mepham as a Director For For Management 4 Elect Nichola Pease as a Director For For Management 5 Re-elect Jonathon Bond as Director For For Management 6 Re-elect Edward Bonham Carter as For For Management Director 7 Re-elect Andrew Formica as Director For For Management 8 Re-elect Karl Sternberg as Director For For Management 9 Re-elect Polly Williams as Director For For Management 10 Re-elect Roger Yates as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JUPITER FUND MANAGEMENT PLC Ticker: JUP Security ID: G5207P107 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Merian Global For For Management Investors Limited -------------------------------------------------------------------------------- KENEDIX RETAIL REIT CORP. Ticker: 3453 Security ID: J3243R101 Meeting Date: FEB 25, 2020 Meeting Type: Special Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Executive Director Watanabe, For For Management Moyuru 2 Elect Alternate Executive Director For For Management Nobata, Koichiro 3.1 Elect Supervisory Director Yasu, For Against Management Yoshitoshi 3.2 Elect Supervisory Director Yamakawa, For For Management Akiko 4 Elect Alternate Supervisory Director For For Management Hiyama, Satoshi -------------------------------------------------------------------------------- KEPPEL DC REIT Ticker: AJBU Security ID: Y47230100 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 99.0 Percent For For Management Interest in the Company Which Holds Keppel DC Singapore 4 and the Entry into the Keppel Lease Agreement, the Facility Management Agreement and the LLP Agreement 2 Approve Acquisition of the Entire For For Management Interest in the Company Which Holds the Data Centre Located at 18 Riverside Road, Singapore -------------------------------------------------------------------------------- KUEHNE + NAGEL INTERNATIONAL AG Ticker: KNIN Security ID: H4673L145 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Renato Fassbind as Director For For Management 4.1.2 Reelect Karl Gernandt as Director For For Management 4.1.3 Reelect David Kamenetzky as Director For For Management 4.1.4 Reelect Klaus-Michael Kuehne as For For Management Director 4.1.5 Reelect Hauke Stars as Director For For Management 4.1.6 Reelect Martin Wittig as Director For For Management 4.1.7 Reelect Joerg Wolle as Director For For Management 4.2 Elect Dominik Buergy as Director For For Management 4.3 Reelect Joerg Wolle as Board Chairman For For Management 4.4.1 Appoint Karl Gernandt as Member of the For Against Management Compensation Committee 4.4.2 Appoint Klaus-Michael Kuehne as Member For Against Management of the Compensation Committee 4.4.3 Appoint Hauke Stars as Member of the For For Management Compensation Committee 4.5 Designate Investarit AG as Independent For For Management Proxy 4.6 Ratify Ernst & Young AG as Auditors For For Management 5 Approve Creation of CHF 20 Million For Against Management Pool of Capital without Preemptive Rights 6 Approve Remuneration Report For Against Management 7.1 Approve Remuneration of Directors in For Against Management the Amount of CHF 5 Million 7.2 Approve Remuneration of Executive For Against Management Committee in the Amount of CHF 20 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC Ticker: LGEN Security ID: G54404127 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Michelle Scrimgeour as Director For For Management 4 Re-elect Henrietta Baldock as Director For For Management 5 Re-elect Philip Broadley as Director For For Management 6 Re-elect Jeff Davies as Director For For Management 7 Re-elect Sir John Kingman as Director For For Management 8 Re-elect Lesley Knox as Director For For Management 9 Re-elect George Lewis as Director For For Management 10 Re-elect Kerrigan Procter as Director For For Management 11 Re-elect Toby Strauss as Director For For Management 12 Re-elect Julia Wilson as Director For For Management 13 Re-elect Nigel Wilson as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity in For For Management Connection with the Issue of Contingent Convertible Securities 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MAPLETREE COMMERCIAL TRUST Ticker: N2IU Security ID: Y5759T101 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditor and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE COMMERCIAL TRUST Ticker: N2IU Security ID: Y5759T101 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management 2 Approve Issuance of New Units Under For For Management the Equity Fund Raising 3 Approve Whitewash Resolution For For Management -------------------------------------------------------------------------------- MAPLETREE INDUSTRIAL TRUST Ticker: ME8U Security ID: Y5759S103 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditor and Authorize the Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisitions of the For For Management Properties as Interested Person Transactions -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- MAPLETREE NORTH ASIA COMMERCIAL TRUST Ticker: RW0U Security ID: Y5759X102 Meeting Date: JUL 17, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize the Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE NORTH ASIA COMMERCIAL TRUST Ticker: RW0U Security ID: Y5759X102 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisitions of Two Office For For Management Properties in Greater Tokyo 2 Approve Issuance of Transaction Units For For Management to Suffolk Assets Pte. Ltd. 3 Approve Whitewash Resolution For For Management -------------------------------------------------------------------------------- MARSTON'S PLC Ticker: MARS Security ID: G5852L104 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Elect Bridget Lea as Director For For Management 6 Elect Octavia Morley as Director For For Management 7 Re-elect Andrew Andrea as Director For For Management 8 Re-elect Carolyn Bradley as Director For For Management 9 Re-elect Ralph Findlay as Director For For Management 10 Re-elect Matthew Roberts as Director For For Management 11 Re-elect William Rucker as Director For For Management 12 Appoint KPMG LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MARUBENI CORP. Ticker: 8002 Security ID: J39788138 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Location of For For Management Head Office 2.1 Elect Director Kokubu, Fumiya For For Management 2.2 Elect Director Takahara, Ichiro For For Management 2.3 Elect Director Kakinoki, Masumi For For Management 2.4 Elect Director Ishizuki, Mutsumi For For Management 2.5 Elect Director Oikawa, Kenichiro For For Management 2.6 Elect Director Furuya, Takayuki For For Management 2.7 Elect Director Kitabata, Takao For For Management 2.8 Elect Director Takahashi, Kyohei For For Management 2.9 Elect Director Okina, Yuri For For Management 2.10 Elect Director Hatchoji, Takashi For For Management 2.11 Elect Director Kitera, Masato For For Management 3.1 Appoint Statutory Auditor Kikuchi, For For Management Yoichi 3.2 Appoint Statutory Auditor Nishiyama, For For Management Shigeru 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- MEDIASET ESPANA COMUNICACION SA Ticker: TL5 Security ID: E7418Y101 Meeting Date: SEP 04, 2019 Meeting Type: Special Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Acknowledge Information on Important None None Management Changes to Assets or Liabilities of Companies Taking Part in Segregation between Announcement of Segregation Plan and EGM Date 1.2 Approve Segregation of All Assets and For Against Management Liabilities to Fully-Owned Subsidiary GA Mediaset 1.3 Acknowledge Share Capital Increase of None None Management GA Mediaset 2.1 Acknowledge Information on Important None None Management Changes to Assets or Liabilities of Merging Companies between Announcement of Merger Plan and EGM Date 2.2 Approve Tripartite Cross-Border Merger For Against Management by Absorption of Company and Mediaset SpA by Mediaset Investment NV 2.3 Acknowledge Share Capital Increase of None None Management Mediaset Investment 3 Authorize Share Repurchase Program For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEDIASET ESPANA COMUNICACION SA Ticker: TL5 Security ID: E7418Y101 Meeting Date: FEB 05, 2020 Meeting Type: Special Record Date: JAN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certain Terms of Proposed Bylaws For Against Management of Mediaset Investment N.V. and Terms and Conditions for Special Voting Shares, for Initial Allocation of Special Voting A Shares and for Initial Allocation of Special Voting A Shares - Mediaset Espana 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEDIASET ESPANA COMUNICACION SA Ticker: TL5 Security ID: E7418Y101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Maintain Number of Directors at 13 For For Management 6 Approve Stock-for-Salary Plan For For Management 7 Renew Appointment of Deloitte as For For Management Auditor 8 Approve Remuneration Report For Against Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MITSUBISHI CORP. Ticker: 8058 Security ID: J43830116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 68 2.1 Elect Director Kobayashi, Ken For For Management 2.2 Elect Director Kakiuchi, Takehiko For For Management 2.3 Elect Director Masu, Kazuyuki For For Management 2.4 Elect Director Yoshida, Shinya For For Management 2.5 Elect Director Murakoshi, Akira For For Management 2.6 Elect Director Sakakida, Masakazu For For Management 2.7 Elect Director Nishiyama, Akihiko For For Management 2.8 Elect Director Saiki, Akitaka For For Management 2.9 Elect Director Tatsuoka, Tsuneyoshi For For Management 2.10 Elect Director Miyanaga, Shunichi For For Management 2.11 Elect Director Akiyama, Sakie For For Management 3.1 Appoint Statutory Auditor Takayama, For For Management Yasuko 3.2 Appoint Statutory Auditor Sato, Rieko For For Management 3.3 Appoint Statutory Auditor Nakao, For For Management Takeshi -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED Ticker: NAB Security ID: Q65336119 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Approve the Spill Resolution Against Against Management 4a Elect Philip Chronican as Director For For Management 4b Elect Douglas McKay as Director For For Management 4c Elect Kathryn Fagg as Director For For Management 5a Approve Selective Capital Reduction of For For Management Convertible Preference Shares Under the CPS II Terms 5b Approve Selective Capital Reduction of For For Management Convertible Preference Shares Outside the CPS II Terms 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Transition Planning Disclosure Against For Shareholder 7 Approve Lobbying Inconsistent with the Against For Shareholder Goals of the Paris Agreement -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG Security ID: G6S9A7120 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Elect Andy Agg as Director For For Management 6 Re-elect Dean Seavers as Director For For Management 7 Re-elect Nicola Shaw as Director For For Management 8 Re-elect Jonathan Dawson as Director For For Management 9 Re-elect Therese Esperdy as Director For For Management 10 Re-elect Paul Golby as Director For For Management 11 Re-elect Amanda Mesler as Director For For Management 12 Elect Earl Shipp as Director For For Management 13 Elect Jonathan Silver as Director For For Management 14 Re-elect Mark Williamson as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Policy For For Management 18 Approve Remuneration Report For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Approve Scrip Dividend Scheme For For Management 22 Authorise Directors to Capitalise the For For Management Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NATURGY ENERGY GROUP SA Ticker: NTGY Security ID: E7S90S109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Consolidated Non-Financial For For Management Information Statement 4 Approve Transfer of Goodwill Reserves For For Management to Voluntary Reserves 5 Approve Discharge of Board For For Management 6.1 Reelect Helena Herrero Starkie as For For Management Director 6.2 Reelect Marcelino Armenter Vidal as For Against Management Director 6.3 Reelect Rajaram Rao as Director For Against Management 6.4 Ratify Appointment of and Elect Rioja For Against Management S.a.r.l. as Director 6.5 Ratify Appointment of and Elect Isabel For Against Management Estape Tous as Director 6.6 Ratify Appointment of and Elect Lucy For Against Management Chadwick as Director 7 Approve Allocation of Income and For For Management Dividends 8 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 9 Approve Remuneration Policy For For Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12.1 Amend Article 6 Section 3 Re: General For For Management Meeting 12.2 Amend Article 6 Section 2 Re: General For For Management Meeting 13.1 Amend Article 8 of General Meeting For For Management Regulations 13.2 Add Article 13 of General Meeting For For Management Regulations 14 Receive Amendments to Board of None None Management Directors Regulations 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- NIPPON REIT INVESTMENT CORP. Ticker: 3296 Security ID: J5530Q100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Audit Fee For For Management Payment Schedule - Clarify Language Concerning Asset Management Compensation 2 Elect Executive Director Sugita, Toshio For For Management 3 Elect Alternate Executive Director For For Management Hayashi, Yukihiro 4.1 Elect Supervisory Director Shimada, For Against Management Yasuhiro 4.2 Elect Supervisory Director Yahagi, For For Management Hisashi 5 Elect Alternate Supervisory Director For For Management Tsuchihashi, Yasuko -------------------------------------------------------------------------------- NIPPON STEEL TRADING CORP. Ticker: 9810 Security ID: J5593N101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 85 2.1 Elect Director Saeki, Yasumitsu For For Management 2.2 Elect Director Miyamoto, Tsuneo For For Management 2.3 Elect Director Takeuchi, Yutaka For For Management 2.4 Elect Director Sugiguchi, Yasuhiro For For Management 2.5 Elect Director Tomioka, Yasuyuki For For Management 2.6 Elect Director Ogura, Yoshihiro For For Management 2.7 Elect Director Kinoshita, Keishiro For For Management 2.8 Elect Director Inoue, Ryuko For For Management 2.9 Elect Director Yoshida, Shuichi For For Management 2.10 Elect Director Yoshimoto, Kazumi For For Management 3 Appoint Statutory Auditor Sugimoto, For Against Management Shigeji 4 Appoint Alternate Statutory Auditor For Against Management Ando, Masanori -------------------------------------------------------------------------------- NISSAN MOTOR CO., LTD. Ticker: 7201 Security ID: J57160129 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchida, Makoto For For Management 1.2 Elect Director Ashwani Gupta For For Management 1.3 Elect Director Sakamoto, Hideyuki For For Management 1.4 Elect Director Pierre Fleuriot For For Management -------------------------------------------------------------------------------- NTT DOCOMO, INC. Ticker: 9437 Security ID: J59399121 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Yoshizawa, Kazuhiro For For Management 3.2 Elect Director Ii, Motoyuki For For Management 3.3 Elect Director Maruyama, Seiji For For Management 3.4 Elect Director Fujiwara, Michio For For Management 3.5 Elect Director Hiroi, Takashi For For Management 3.6 Elect Director Tateishi, Mayumi For For Management 3.7 Elect Director Shintaku, Masaaki For For Management 3.8 Elect Director Endo, Noriko For For Management 3.9 Elect Director Kikuchi, Shin For For Management 3.10 Elect Director Kuroda, Katsumi For For Management 4.1 Elect Director and Audit Committee For For Management Member Suto, Shoji 4.2 Elect Director and Audit Committee For Against Management Member Sagae, Hironobu 4.3 Elect Director and Audit Committee For Against Management Member Nakata, Katsumi 4.4 Elect Director and Audit Committee For For Management Member Kajikawa, Mikio 4.5 Elect Director and Audit Committee For For Management Member Tsujiyama, Eiko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- OESTERREICHISCHE POST AG Ticker: POST Security ID: A6191J103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.08 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Remuneration of Supervisory For For Management Board Members 6 Ratify KPMG Austria GmbH as Auditors For For Management for Fiscal 2020 7.1 Elect Felicia Koelliker as Supervisory For For Management Board Member 7.2 Elect Maximilian Schnoedl as For For Management Supervisory Board Member 7.3 Elect Sigrid Stagl as Supervisory For For Management Board Member 8 Approve Remuneration Policy For For Management 9 Approve EUR 16.9 Million Authorized For For Management Capital Increase without Preemptive Rights 10 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million 11 Approve Creation of EUR 16.9 Million For For Management Pool of Conditional Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- ORANGE SA Ticker: ORA Security ID: F6866T100 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Frederic Sanchez as Director For For Management 6 Reelect Christel Heydemann as Director For For Management 7 Reelect Bernard Ramanantsoa as Director For For Management 8 Elect Laurence Dalboussiere as Director For For Management 9 Approve Compensation Report for For For Management Corporate Officers 10 Approve Compensation of Stephane For For Management Richard, Chairman and CEO 11 Approve Compensation of Ramon For For Management Fernandez, Vice-CEO 12 Approve Compensation of Gervais For For Management Pellissier, Vice-CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Remuneration Policy of For For Management Vice-CEOs 15 Approve Remuneration Policy of For For Management Non-Executive Directors 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 18 Amend Article 13 of Bylaws Re: For For Management Employee Representative 19 Authorize up to 0.07 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Amend Article 13 of Bylaws Re: For For Management Employee Shareholders 23 Approve Stock Dividend Program For For Management 24 Authorize Filing of Required For For Management Documents/Other Formalities A Amend Item 16: Authorize Repurchase of Against Against Shareholder Shares B Amend Article 13 of Bylaws Re: Against Against Shareholder Plurality of Directorships C Amend Item 19: Authorize Shares for Against Against Shareholder Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached D Amend Employee Stock Purchase Plans in Against Against Shareholder Favor of Employees -------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED Ticker: O39 Security ID: Y64248209 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2a Elect Ooi Sang Kuang as Director For For Management 2b Elect Lee Tih Shih as Director For For Management 2c Elect Wee Joo Yeow as Director For For Management 3a Elect Koh Beng Seng as Director For For Management 3b Elect Tan Yen Yen as Director For For Management 4 Approve Final Dividend For For Management 5a Approve Directors' Remuneration For For Management 5b Approve Issuance of 6,000 Shares to For For Management Each Non-Executive Director for the Year Ended Dec. 31, 2019 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and/or Rights For For Management and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 9 Approve Issuance of Shares Pursuant to For For Management the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PACIFIC TEXTILES HOLDINGS LIMITED Ticker: 1382 Security ID: G68612103 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wan Wai Loi as Director For For Management 3b Elect Lau Yiu Tong as Director For For Management 3c Elect Ng Ching Wah as Director For For Management 3d Elect Masaru Okutomi as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PAZ OIL CO. LTD. Ticker: PZOL Security ID: M7846U102 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Election of For For Management Directors Procedures 2 Approve Employment Terms of Avraham For For Management Bigger, Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PAZ OIL CO. LTD. Ticker: PZOL Security ID: M7846U102 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Special Retirement Bonus to For Against Management Yona Fogel, Former CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PAZ OIL CO. LTD. Ticker: PZOL Security ID: M7846U102 Meeting Date: DEC 30, 2019 Meeting Type: Annual/Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Somekh Chaikin & Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 2 Report on Fees Paid to the Auditor for None None Management 2018 3 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PAZ OIL CO. LTD. Ticker: PZOL Security ID: M7846U102 Meeting Date: APR 01, 2020 Meeting Type: Special Record Date: MAR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Employment Terms of Nir For For Management Sztern, CEO 3 Approve Compensation for Directors For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- PEMBINA PIPELINE CORPORATION Ticker: PPL Security ID: 706327103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne-Marie N. Ainsworth For For Management 1.2 Elect Director Michael (Mick) H. Dilger For For Management 1.3 Elect Director Randall J. Findlay For For Management 1.4 Elect Director Robert G. Gwin For For Management 1.5 Elect Director Maureen E. Howe For For Management 1.6 Elect Director Gordon J. Kerr For For Management 1.7 Elect Director David M.B. LeGresley For For Management 1.8 Elect Director Leslie A. O'Donoghue For For Management 1.9 Elect Director Bruce D. Rubin For For Management 1.10 Elect Director Henry W. Sykes For For Management 2 Approve KPMG LLP Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Bylaws For For Management 4 Approve Advance Notice Requirement For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Remuneration Report For For Management 5 Re-elect Roger Devlin as Director For For Management 6 Re-elect David Jenkinson as Director For For Management 7 Re-elect Michael Killoran as Director For For Management 8 Re-elect Nigel Mills as Director For For Management 9 Re-elect Rachel Kentleton as Director For For Management 10 Re-elect Simon Litherland as Director For For Management 11 Re-elect Marion Sears as Director For For Management 12 Elect Joanna Place as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LIMITED Ticker: 6 Security ID: Y7092Q109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew John Hunter as Director For Against Management 3b Elect Ip Yuk-keung, Albert as Director For For Management 3c Elect Li Tzar Kuoi, Victor as Director For Against Management 3d Elect Tsai Chao Chung, Charles as For For Management Director 3e Elect Lui Wai Yu, Albert as Director For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- POWER CORPORATION OF CANADA Ticker: POW Security ID: 739239101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierre Beaudoin For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Andre Desmarais For Withhold Management 1.4 Elect Director Paul Desmarais, Jr. For Withhold Management 1.5 Elect Director Gary A. Doer For For Management 1.6 Elect Director Anthony R. Graham For For Management 1.7 Elect Director J. David A. Jackson For For Management 1.8 Elect Director Paula B. Madoff For For Management 1.9 Elect Director Isabelle Marcoux For For Management 1.10 Elect Director Christian Noyer For For Management 1.11 Elect Director R. Jeffrey Orr For For Management 1.12 Elect Director T. Timothy Ryan, Jr. For For Management 1.13 Elect Director Siim A. Vanaselja For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Amend Stock Option Plan For For Management 4 Amend Bylaws For For Management -------------------------------------------------------------------------------- POWER FINANCIAL CORPORATION Ticker: PWF Security ID: 73927C100 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Plan For Against Management -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Information from the Joint None None Management Committee 4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.50 per Share 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Special Discharge of Guido J.M. For For Management Demuynck, Tanuja Randery, and Laurent Levaux For Fulfillment of Board Mandate 9 Approve Special Discharge of Dominique For For Management Leroy For Fulfillment of Board Mandate 10 Approve Discharge of Auditors For For Management 11 Approve Special Discharge of Michel For For Management Denayer, Representative of Deloitte SCRL, as Chairman and Member of the Board of Auditors 12 Approve Discharge of Deloitte SCRL, For For Management Represented by Geert Verstraeteen, and CDP Petit & Co SPRL, Represented by Damien Petit, as Independent Auditors 13 Approve Special Discharge of Michel For For Management Denayer and Nico Houthaeve, Representatives of Deloitte SCRL, as Auditors of Consolidated Accounts 14 Approve Co-optation of Guillaume For For Management Boutin as Director 15 Reelect Luc Van den hove as For For Management Independent Director 16 Approve Co-optation of Joachim Sonne For For Management Independent Director 17a Reelect Stefaan De Clerck as Director For For Management 17b Reelect Martine Durez as Director For For Management 17c Reelect Isabelle Santens as Director For For Management 17d Reelect Paul Van de Perre as Director For For Management 17e Elect Director Proposed by the Belgian For Against Management State 18 Transact Other Business None None Management -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws Re: Belgian Code of For For Management Companies and Associations 2 Approve Coordination of Articles of For For Management Association 3 Authorize Implementation of Approved For For Management Resolutions 4 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- RED ELECTRICA CORP. SA Ticker: REE Security ID: E42807110 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6.1 Ratify Appointment of and Elect For For Management Beatriz Corredor Sierra as Director 6.2 Ratify Appointment of and Elect For For Management Roberto Garcia Merino as Director 6.3 Reelect Carmen Gomez de Barreda Tous For For Management de Monsalve as Director 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9.1 Authorize Share Repurchase Program For For Management 9.2 Approve Stock-for-Salary Plan For For Management 9.3 Revoke All Previous Authorizations For For Management 10.1 Approve Remuneration Report For For Management 10.2 Approve Remuneration of Directors For For Management 11 Renew Appointment of KPMG Auditores as For For Management Auditor 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Corporate Governance Report None None Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- REDROW PLC Ticker: RDW Security ID: G7455X147 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect John Tutte as Director For Against Management 4 Elect Matthew Pratt as Director For For Management 5 Re-elect Barbara Richmond as Director For For Management 6 Re-elect Nick Hewson as Director For For Management 7 Re-elect Sir Michael Lyons as Director For For Management 8 Re-elect Vanda Murray as Director For For Management 9 Appoint KPMG LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Approve Remuneration Report For Against Management 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- REPSOL SA Ticker: REP Security ID: E8471S130 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Creation of Reserves Not For For Management Arising from Profits and Approve Transfer of Reserves for the Transition to the 2007 Spanish General Accounting Plan Account to Voluntary Reserves 5 Approve Discharge of Board For Against Management 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Approve Share Matching Program For For Management 10 Approve Long-Term Incentive Plan For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RIOCAN REAL ESTATE INVESTMENT TRUST Ticker: REI.UN Security ID: 766910103 Meeting Date: JUN 02, 2020 Meeting Type: Annual/Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Bonnie Brooks For For Management 1.2 Elect Trustee Richard Dansereau For For Management 1.3 Elect Trustee Paul Godfrey For For Management 1.4 Elect Trustee Dale H. Lastman For For Management 1.5 Elect Trustee Jane Marshall For For Management 1.6 Elect Trustee Sharon Sallows For For Management 1.7 Elect Trustee Edward Sonshine For For Management 1.8 Elect Trustee Siim A. Vanaselja For For Management 1.9 Elect Trustee Charles M. Winograd For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Trustees to Fix Their Remuneration 3 Amend Declaration of Trust For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For Against Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as For For Management Director 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Request Shell to Set and Publish Against For Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- SAMHALLSBYGGNADSBOLAGET I NORDEN AB Ticker: SBB.B Security ID: W7T8BR191 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 35.00 Per Preference Share, SEK 0.60 Per Class A and Class B Share and SEK 2.00 Per Class D Share 11 Approve Discharge of Board and For Did Not Vote Management President 12 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board; Determine Number of Auditors and Deputy Auditors 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 450,000 to Chairman and SEK 300,000 for Other Directors; Approve Committee Fees; Approve Remuneration of Auditors 14 Reelect Lennart Schuss (Chairman), For Did Not Vote Management Ilija Batljan, Sven-Olof Johansson, Hans Runesten, Anne-Grete Strom-Erichsen, Fredrik Svensson and Eva Swartz Grimaldi as Directors; Ratify Ernst & Young as Auditors 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Authorize Chairman of Board and For Did Not Vote Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Creation of Pool of Capital For Did Not Vote Management without Preemptive Rights 18 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 19 Amend Articles Re: Participation at For Did Not Vote Management General Meeting; Auditors 20 Close Meeting None None Management -------------------------------------------------------------------------------- SCANDINAVIAN TOBACCO GROUP A/S Ticker: STG Security ID: K8553U105 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 6.10 Per Share 4 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work 5a Reelect Nigel Northridge as Director For For Management (Chairman) 5b Reelect Henrik Brandt as Director For For Management (Vice Chair) 5c Reelect Dianne Neal Blixt as Director For For Management 5d Reelect Luc Missorten as Director For For Management 5e Reelect Anders Obel as Director For For Management 5f Reelect Marlene Forsell as Director For For Management 5g Reelect Claus Gregersen as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Approve Creation of DKK 10 Million For Against Management Pool of Capital without Preemptive Rights 7b Authorize Share Repurchase Program For Against Management 7c Amend Articles Re: Change of Standard For For Management Agenda for Annual General Meeting 7d Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board -------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED Ticker: Z74 Security ID: Y79985209 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Christina Hon Kwee Fong For For Management (Christina Ong) as Director 4 Elect Simon Claude Israel as Director For For Management 5 Elect Dominic Stephen Barton as For For Management Director 6 Elect Bradley Joseph Horowitz as For For Management Director 7 Elect Gail Patricia Kelly as Director For For Management 8 Approve Directors' Fees For For Management 9 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Grant of Awards and Issuance For For Management of Shares Under the Singtel Performance Share Plan 2012 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 13 For For Management and 20; Introduce Article 24 1 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long Term Share For For Management Incentive Plan 6 Elect Nicola Bedin as Director None For Shareholder 7 Elect Nicola Bedin as Board Chair None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SOCIETE BIC SA Ticker: BB Security ID: F10080103 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.45 per Share 4 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 500,000 5 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 6 Reelect Marie-Pauline Chandon-Moet as For For Management Director 7 Reelect Candace Matthews as Director For For Management 8 Ratify Appointment of Timothee Bich as For For Management Director 9 Reelect Timothee Bich as Director For For Management 10 Elect Jake Schwartz as Director For For Management 11 Approve Compensation Report For Against Management 12 Approve Compensation of Pierre For For Management Vareille, Chairman of the Board 13 Approve Compensation of Gonzalve Bich, For For Management CEO 14 Approve Compensation of James For For Management DiPietro, Vice-CEO 15 Approve Compensation of Marie-Aimee For For Management Bich-Dufour, Vice-CEO 16 Approve Remuneration Policy of For Against Management Corporate Officers 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 19 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Item 17 20 Authorize Capitalization of Reserves For Against Management for Bonus Issue or Increase in Par Value 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Eliminate Preemptive Rights Pursuant For For Management to Item 20 Above 23 Amend Article 10 of Bylaws Re: For For Management Employee Representative 24 Amend Article 11 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 25 Amend Article 13 of Bylaws Re: Board For For Management Members Remuneration 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOFTBANK CORP. Ticker: 9434 Security ID: J75963132 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Son, Masayoshi For For Management 1.2 Elect Director Miyauchi, Ken For For Management 1.3 Elect Director Shimba, Jun For For Management 1.4 Elect Director Imai, Yasuyuki For For Management 1.5 Elect Director Miyakawa, Junichi For For Management 1.6 Elect Director Fujihara, Kazuhiko For For Management 1.7 Elect Director Kawabe, Kentaro For For Management 1.8 Elect Director Horiba, Atsushi For For Management 1.9 Elect Director Kamigama, Takehiro For For Management 1.10 Elect Director Oki, Kazuaki For For Management 1.11 Elect Director Uemura, Kyoko For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- SONAE SGPS SA Ticker: SON Security ID: X8252W176 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management and Supervision of For For Management Company and Approve Vote of Confidence to Corporate Bodies 4 Approve Statement on Remuneration For For Management Policy 5 Authorize Issuance of Convertible For For Management Bonds without Preemptive Rights 6 Eliminate Preemptive Rights For For Management 7 Approve Capital Raising Re: Issuance For For Management of Convertible Bonds 8 Authorize Repurchase and Reissuance of For For Management Shares 9 Authorize Repurchase and Reissuance of For For Management Bonds 10 Authorize Company Subsidiaries to For For Management Purchase Shares in Parent -------------------------------------------------------------------------------- STAR ASIA INVESTMENT CORP. Ticker: 3468 Security ID: J76639103 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with Sakura For For Management Sogo REIT Investment Corp. 2 Amend Articles to Clarify Language For For Management concerning Asset Management Compensation -------------------------------------------------------------------------------- SUMITOMO CORP. Ticker: 8053 Security ID: J77282119 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Nakamura, Kuniharu For For Management 2.2 Elect Director Hyodo, Masayuki For For Management 2.3 Elect Director Nambu, Toshikazu For For Management 2.4 Elect Director Yamano, Hideki For For Management 2.5 Elect Director Seishima, Takayuki For For Management 2.6 Elect Director Shiomi, Masaru For For Management 2.7 Elect Director Ehara, Nobuyoshi For For Management 2.8 Elect Director Ishida, Koji For For Management 2.9 Elect Director Iwata, Kimie For For Management 2.10 Elect Director Yamazaki, Hisashi For For Management 2.11 Elect Director Ide, Akiko For For Management 3.1 Appoint Statutory Auditor Nagai, Toshio For For Management 3.2 Appoint Statutory Auditor Kato, For For Management Yoshitaka 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SUNTEC REAL ESTATE INVESTMENT TRUST Ticker: T82U Security ID: Y82954101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN AB Ticker: SHB.A Security ID: W9112U104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 5.50 Per Share 10 Approve Discharge of Board and For Did Not Vote Management President 11 Authorize Repurchase of up to 120 For Did Not Vote Management Million Class A and/or B Shares and Reissuance of Repurchased Shares 12 Authorize Share Repurchase Program For Did Not Vote Management 13 Approve Issuance of Convertible For Did Not Vote Management Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights 14 Determine Number of Directors (9) For Did Not Vote Management 15 Determine Number of Auditors (2) For Did Not Vote Management 16 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 3.5 Million for Chairman, SEK 985,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 17a Reelect Jon-Fredrik Baksaas as Director For Did Not Vote Management 17b Reelect Hans Biorck as Director For Did Not Vote Management 17c Reelect Par Boman as Director For Did Not Vote Management 17d Reelect Kerstin Hessius as Director For Did Not Vote Management 17e Reelect Lise Kaae as Director For Did Not Vote Management 17f Reelect Fredrik Lundberg as Director For Did Not Vote Management 17g Elect Ulf Riese as New Director For Did Not Vote Management 17h Elect Arja Taaveniku as New Director For Did Not Vote Management 17i Reelect Carina Akerstrom as Director For Did Not Vote Management 18 Reelect Par Boman as Board Chairman For Did Not Vote Management 19 Ratify Ernst & Young and For Did Not Vote Management PricewaterhouseCoopers as Auditors 20 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 21 Approve Proposal Concerning the For Did Not Vote Management Appointment of Auditors in Foundations Without Own Management 22 Eliminate Differentiated Voting Rights None Did Not Vote Shareholder 23 Instruct Board to Work for the None Did Not Vote Shareholder Abolishment of Different Levels of Voting Rights for Shares in the Swedish Companies Act 24 Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 25 Require a Special Examination None Did Not Vote Shareholder Regarding Introduction of Negative Interest Rates and Review of Code of Ethics 26 Close Meeting None None Management -------------------------------------------------------------------------------- SWEDBANK AB Ticker: SWED.A Security ID: W94232100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Chairman of For Did Not Vote Management Meeting 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3.a Authorize Board to Decide on For Did Not Vote Management Entitlement of Attending the Meeting 3.b Approve that Employees of the Swedish None Did Not Vote Shareholder Television Company Should Not be Allowed to Attend the AGM 3.c Approve that Shareholders Shall be None Did Not Vote Shareholder Given the Opportunity to Present Supporting Documents for Decisions on a Big Screen at the AGM 3.d Approve Broadcasting of Meeting Over For Did Not Vote Management Web Link 4 Approve Agenda of Meeting For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7.a Receive Financial Statements and None None Management Statutory Reports 7.b Receive Auditor's Report None None Management 7.c Receive President's Report None None Management 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 10.a Approve Discharge of Annika Poutiainen For Did Not Vote Management as Ordinary Board Member 10.b Approve Discharge of Lars Idermark as For Did Not Vote Management Ordinary Board Member 10.c Approve Discharge of Ulrika Francke as For Did Not Vote Management Ordinary Board Member 10.d Approve Discharge of Peter Norman as For Did Not Vote Management Ordinary Board Member 10.e Approve Discharge of Siv Svensson as For Did Not Vote Management Ordinary Board Member 10.f Approve Discharge of Bodil Eriksson as For Did Not Vote Management Ordinary Board Member 10.g Approve Discharge of Mats Granryd as For Did Not Vote Management Ordinary Board Member 10.h Approve Discharge of Bo Johansson as For Did Not Vote Management Ordinary Board Member 10.i Approve Discharge of Anna Mossberg as For Did Not Vote Management Ordinary Board Member 10.j Approve Discharge of Magnus Uggla as For Did Not Vote Management Ordinary Board Member 10.k Approve Discharge of Kerstin For Did Not Vote Management Hermansson as Ordinary Board Member 10.l Approve Discharge of Josefin For Did Not Vote Management Lindstrand as Ordinary Board Member 10.m Approve Discharge of Bo Magnusson as For Did Not Vote Management Ordinary Board Member 10.n Approve Discharge of Goran Persson as For Did Not Vote Management Ordinary Board Member 10.o Approve Discharge of Birgitte Bonnesen For Did Not Vote Management as CEO Until 28 March 2019 10.p Approve Discharge of Anders Karlsson For Did Not Vote Management as CEO Until 1 October 2019 10.q Approve Discharge of Jens Henriksson For Did Not Vote Management as CEO as of 1 October 2019 10.r Approve Discharge of Camilla Linder as For Did Not Vote Management Ordinary Employee Representative 10.s Approve Discharge of Roger Ljung as For Did Not Vote Management Ordinary Employee Representative 10.t Approve Discharge of Henrik Joelsson For Did Not Vote Management as Deputy Employee Representative 10.u Approve Discharge of Ake Skoglund as For Did Not Vote Management Deputy Employee Representative 11 Determine Number of Directors (10) For Did Not Vote Management 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.63 Million for Chairman, SEK 885,000 for Vice Chairman and SEK 605,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 13.a Elect Bo Bengtsson as New Director For Did Not Vote Management 13.b Elect Goran Bengtsson as New Director For Did Not Vote Management 13.c Elect Hans Eckerstrom as New Director For Did Not Vote Management 13.d Elect Bengt Erik Lindgren as New For Did Not Vote Management Director 13.e Elect Biljana Pehrsson as New Director For Did Not Vote Management 13.f Reelect Kerstin Hermansson as Director For Did Not Vote Management 13.g Reelect Josefin Lindstrand as Director For Did Not Vote Management 13.h Reelect Bo Magnusson as Director For Did Not Vote Management 13.i Reelect Anna Mossberg as Director For Did Not Vote Management 13.j Reelect Goran Persson as Director For Did Not Vote Management 14 Elect Goran Persson as Board Chairman For Did Not Vote Management 15 Authorize Chairman of Board and For Did Not Vote Management Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Authorize Repurchase Authorization for For Did Not Vote Management Trading in Own Shares 18 Authorize General Share Repurchase For Did Not Vote Management Program 19 Approve Issuance of Convertibles For Did Not Vote Management without Preemptive Rights 20.a Approve Common Deferred Share Bonus For Did Not Vote Management Plan (Eken 2020) 20.b Approve Deferred Share Bonus Plan for For Did Not Vote Management Key Employees (IP 2020) 20.c Approve Equity Plan Financing to For Did Not Vote Management Participants of 2020 and Previous Programs 21 Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 22 Instruct Board to Prepare Proposal for None Did Not Vote Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 23 Appoint Special Examination of the None Did Not Vote Shareholder Auditors' Actions 24 Close Meeting None None Management -------------------------------------------------------------------------------- SWISSCOM AG Ticker: SCMN Security ID: H8398N104 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 22 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Roland Abt as Director For For Management 4.2 Reelect Alain Carrupt as Director For For Management 4.3 Reelect Frank Esser as Director For For Management 4.4 Reelect Barbara Frei as Director For For Management 4.5 Reelect Sandra Lathion-Zweifel as For For Management Director 4.6 Reelect Anna Mossberg as Director For For Management 4.7 Reelect Michael Rechsteiner as Director For For Management 4.8 Reelect Hansueli Loosli as Director For For Management 4.9 Reelect Hansueli Loosli as Board For For Management Chairman 5.1 Reappoint Roland Abt as Member of the For For Management Compensation Committee 5.2 Reappoint Frank Esser as Member of the For For Management Compensation Committee 5.3 Reappoint Barbara Frei as Member of For For Management the Compensation Committee 5.4 Reappoint Hansueli Loosli as Member of For For Management the Compensation Committee 5.5 Reappoint Renzo Simoni as Member of For For Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.5 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 8.7 Million 7 Designate Reber Rechtsanwaelte KIG as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- TELEFONICA SA Ticker: TEF Security ID: 879382109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Discharge of Board For For Management 2 Approve Allocation of Income For For Management 3 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 4.1 Reelect Isidro Faine Casas as Director For For Management 4.2 Reelect Juan Ignacio Cirac Sasturain For For Management as Director 4.3 Reelect Jose Javier Echenique For For Management Landiribar as Director 4.4 Reelect Peter Erskine as Director For For Management 4.5 Reelect Sabina Fluxa Thienemann as For For Management Director 4.6 Reelect Peter Loscher as Director For For Management 4.7 Ratify Appointment of and Elect For For Management Veronica Maria Pascual Boe as Director 4.8 Ratify Appointment of and Elect For For Management Claudia Sender Ramirez as Director 5.1 Approve Scrip Dividends For For Management 5.2 Approve Scrip Dividends For For Management 6 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 7 Authorize Issuance of Non-Convertible For Against Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- TELIA CO. AB Ticker: TELIA Security ID: W95890104 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Approve Agenda of Meeting For Did Not Vote Management 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Acknowledge Proper Convening of Meeting For Did Not Vote Management 6 Elect Lars-Johan Jarnheimer as Director For Did Not Vote Management 7 Elect Lars-Johan Jarnheimer as Board For Did Not Vote Management Chair 8.a Instruct Board to Work for the Swedish None Did Not Vote Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 8.b Instruct Board to Prepare a Proposal None Did Not Vote Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue 9 Close Meeting None None Management -------------------------------------------------------------------------------- TELSTRA CORPORATION LIMITED Ticker: TLS Security ID: Q8975N105 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: OCT 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Eelco Blok as Director For For Management 3b Elect Craig Dunn as Director For For Management 3c Elect Nora Scheinkestel as Director For For Management 4a Approve Grant of Restricted Shares to For For Management Andrew Penn 4b Approve Grant of Performance Rights to For For Management Andrew Penn 5 Approve Remuneration Report For For Management 6 Approve Spill Resolution Against Against Management -------------------------------------------------------------------------------- TELUS CORPORATION Ticker: T Security ID: 87971M103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.H. (Dick) Auchinleck For For Management 1.2 Elect Director Raymond T. Chan For For Management 1.3 Elect Director Stockwell Day For For Management 1.4 Elect Director Lisa de Wilde For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Thomas E. Flynn For For Management 1.7 Elect Director Mary Jo Haddad For For Management 1.8 Elect Director Kathy Kinloch For For Management 1.9 Elect Director Christine Magee For For Management 1.10 Elect Director John Manley For For Management 1.11 Elect Director David Mowat For For Management 1.12 Elect Director Marc Parent For For Management 1.13 Elect Director Denise Pickett For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- THE NAVIGATOR CO. SA Ticker: NVG Security ID: X67182109 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends Charged Against For For Management Reserves -------------------------------------------------------------------------------- THE NAVIGATOR CO. SA Ticker: NVG Security ID: X67182109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual Financial For For Management Statements and Statutory Reports 2 Approve Consolidated Financial For For Management Statements, Statutory Reports and Non-Financial Information Statement 3 Approve Allocation of Income For For Management 4 Appraise Management and Supervision of For For Management Company and Approve Vote of Confidence to Corporate Bodies 5 Ratify Co-options of Joao Paulo Cabete For Against Management Goncalves Le and Vitor Paulo Paranhos Pereira as Directors 6 Approve Statement on Remuneration For Against Management Policy 7 Authorize Repurchase and Reissuance of For For Management Shares and Bonds -------------------------------------------------------------------------------- TIETO OYJ Ticker: TIETO Security ID: X90409115 Meeting Date: SEP 03, 2019 Meeting Type: Special Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Merger Agreement with EVRY ASA For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against For Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC Ticker: UU Security ID: G92755100 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Dr John McAdam as Director For For Management 6 Re-elect Steve Mogford as Director For For Management 7 Re-elect Russ Houlden as Director For For Management 8 Re-elect Steve Fraser as Director For For Management 9 Re-elect Mark Clare as Director For For Management 10 Re-elect Sara Weller as Director For For Management 11 Re-elect Brian May as Director For For Management 12 Re-elect Stephen Carter as Director For For Management 13 Re-elect Alison Goligher as Director For For Management 14 Re-elect Paulette Rowe as Director For For Management 15 Elect Sir David Higgins as Director For For Management 16 Reappoint KPMG LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice 23 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- UPM-KYMMENE OYJ Ticker: UPM Security ID: X9518S108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Remuneration of Directors in the For For Management Amount of EUR 190,000 for Chairman, EUR 135,000 for Deputy Chairman and EUR 110,000 for Other Directors; Approve Compensation for Committee Work 12 Fix Number of Directors at Ten For For Management 13 Reelect Berndt Brunow, Henrik For For Management Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Ari Puheloinen, Veli-Matti Reinikkala, Kim Wahl and Bjorn Wahlroos as Directors; Elect Emma FitzGerald and Martin a Porta as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of up to 25 Million For For Management Shares without Preemptive Rights 17 Authorize Share Repurchase Program For For Management 18 Authorize Charitable Donations For For Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- VALIANT HOLDING AG Ticker: VATN Security ID: H90203128 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 5.00 per Share 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 1.7 Million 5.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 3.1 Million 5.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 1.8 Million 6.1.1 Reelect Markus Gygax as Director and For For Management Board Chairman 6.1.2 Reelect Christoph Buehler as Director For For Management 6.1.3 Reelect Barbara Artmann as Director For For Management 6.1.4 Reelect Jean-Baptiste Beuret as For For Management Director 6.1.5 Reelect Maya Bundt as Director For For Management 6.1.6 Reelect Nicole Pauli as Director For For Management 6.1.7 Reelect Franziska von Weissenfluh as For For Management Director 6.2 Elect Ronald Traechsel as Director For For Management 7.1 Reappoint Franziska von Weissenfluh as For For Management Member of the Nomination and Compensation Committee 7.2 Appoint Maya Bundt as Member of the For For Management Nomination and Compensation Committee 7.3 Appoint Markus Gygax as Member of the For For Management Nomination and Compensation Committee 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Tschuemperlin Loetscher For For Management Schwarz AG as Independent Proxy 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- VTECH HOLDINGS LTD. Ticker: 303 Security ID: G9400S132 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Allan Wong Chi Yun as Director For For Management 3b Elect Andy Leung Hon Kwong as Director For For Management 3c Elect Patrick Wang Shui Chung as For For Management Director 3d Approve Directors' Fee For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WESTPAC BANKING CORP. Ticker: WBC Security ID: Q97417101 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Nerida Caesar as Director For Against Management 2b ***Withdrawn Resolution*** Elect Ewen None None Management Crouch as Director 2c Elect Steven Harker as Director For For Management 2d Elect Peter Marriott as Director For Against Management 2e Elect Margaret Seale as Director For For Management 3 ***Withdrawn Resolution*** Approve None None Management Grant of Performance Share Rights to Brian Hartzer 4 Approve Remuneration Report For Against Management 5 Approve Conditional Spill Resolution Against Against Management 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Disclosure of Strategies and Against For Shareholder Targets for Reduction in Fossil Fuel Exposure -------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Ticker: ZURN Security ID: H9870Y105 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 20 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1a Reelect Michel Lies as Director and For For Management Chairman 4.1b Reelect Joan Amble as Director For For Management 4.1c Reelect Catherine Bessant as Director For For Management 4.1d Reelect Dame Carnwath as Director For For Management 4.1e Reelect Christoph Franz as Director For For Management 4.1f Reelect Michael Halbherr as Director For For Management 4.1g Reelect Jeffrey Hayman as Director For For Management 4.1h Reelect Monica Maechler as Director For For Management 4.1i Reelect Kishore Mahbubani as Director For For Management 4.1j Reelect Jasmin Staiblin as Director For For Management 4.1k Reelect Barry Stowe as Director For For Management 4.2.1 Reappoint Michel Lies as Member of the For For Management Compensation Committee 4.2.2 Reappoint Catherine Bessant as Member For For Management of the Compensation Committee 4.2.3 Reappoint Christoph Franz as Member of For For Management the Compensation Committee 4.2.4 Reappoint Kishore Mahbubani as Member For For Management of the Compensation Committee 4.2.5 Reappoint Jasmin Staiblin as Member of For For Management the Compensation Committee 4.3 Designate Keller KLG as Independent For For Management Proxy 4.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.7 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 78.2 Million 6 Approve Creation of CHF 4.5 Million For For Management Pool of Authorized Capital with Partial Exclusion of Preemptive Rights and CHF 3 Million Pool of Conditional Capital without Preemptive Rights 7 Amend Articles of Association For For Management 8 Transact Other Business (Voting) For Against Management ================= Legg Mason Low Volatility High Dividend ETF ================== AIRCASTLE LIMITED Ticker: AYR Security ID: G0129K104 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Art A. Garcia For For Management 1.6 Elect Director Linda A. Goodspeed For For Management 1.7 Elect Director Thomas E. Hoaglin For For Management 1.8 Elect Director Sandra Beach Lin For For Management 1.9 Elect Director Margaret M. McCarthy For For Management 1.10 Elect Director Richard C. Notebaert For For Management 1.11 Elect Director Stephen S. Rasmussen For For Management 1.12 Elect Director Oliver G. Richard, III For For Management 1.13 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn W. Bunting For For Management 1.2 Elect Director Jon A. Fosheim For For Management 1.3 Elect Director Kristian M. Gathright For For Management 1.4 Elect Director Glade M. Knight For For Management 1.5 Elect Director Justin G. Knight For For Management 1.6 Elect Director Blythe J. McGarvie For For Management 1.7 Elect Director Daryl A. Nickel For For Management 1.8 Elect Director L. Hugh Redd For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARBOR REALTY TRUST, INC. Ticker: ABR Security ID: 038923108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ivan Kaufman For For Management 1.2 Elect Director Melvin F. Lazar For For Management 1.3 Elect Director George Tsunis For Withhold Management 1.4 Elect Director Kenneth J. Bacon For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Burke For For Management 1b Elect Director Terrell K. Crews For For Management 1c Elect Director Pierre Dufour For For Management 1d Elect Director Donald E. Felsinger For For Management 1e Elect Director Suzan F. Harrison For For Management 1f Elect Director Juan R. Luciano For For Management 1g Elect Director Patrick J. Moore For For Management 1h Elect Director Francisco J. Sanchez For For Management 1i Elect Director Debra A. Sandler For For Management 1j Elect Director Lei Z. Schlitz For For Management 1k Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Approve Nomination of Employee Against Against Shareholder Representative Director 6 Improve Guiding Principles of Against Against Shareholder Executive Compensation -------------------------------------------------------------------------------- CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Re-elect Jason Glen Cahilly as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Katie Lahey as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 8 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Approve Directors' Remuneration Report For For Management other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to UK companies) 14 Approve Directors' Remuneration Policy For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Share Repurchase Program For For Management 21 Approve Omnibus Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- CHATHAM LODGING TRUST Ticker: CLDT Security ID: 16208T102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin B. Brewer, Jr. For For Management 1.2 Elect Director Thomas J. Crocker For Withhold Management 1.3 Elect Director Jack P. DeBoer For For Management 1.4 Elect Director Jeffrey H. Fisher For For Management 1.5 Elect Director Mary Beth Higgins For For Management 1.6 Elect Director Robert Perlmutter For Withhold Management 1.7 Elect Director Rolf E. Ruhfus For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Establish Board Committee on Climate Against For Shareholder Risk 6 Report on Climate Lobbying Aligned Against For Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against For Shareholder 8 Report on Human Rights Practices Against For Shareholder 9 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- CNA FINANCIAL CORPORATION Ticker: CNA Security ID: 126117100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Bless For For Management 1.2 Elect Director Jose O. Montemayor For For Management 1.3 Elect Director Don M. Randel For For Management 1.4 Elect Director Andre Rice For For Management 1.5 Elect Director Dino E. Robusto For Withhold Management 1.6 Elect Director Kenneth I. Siegel For Withhold Management 1.7 Elect Director Andrew H. Tisch For Withhold Management 1.8 Elect Director Benjamin J. Tisch For Withhold Management 1.9 Elect Director James S. Tisch For Withhold Management 1.10 Elect Director Jane J. Wang For Withhold Management 1.11 Elect Director Marvin Zonis For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COHEN & STEERS, INC. Ticker: CNS Security ID: 19247A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin Cohen For For Management 1b Elect Director Robert H. Steers For For Management 1c Elect Director Joseph M. Harvey For For Management 1d Elect Director Reena Aggarwal For For Management 1e Elect Director Frank T. Connor For For Management 1f Elect Director Peter L. Rhein For For Management 1g Elect Director Richard P. Simon For For Management 1h Elect Director Dasha Smith For For Management 1i Elect Director Edmond D. Villani For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Campbell, Jr. For For Management 1.2 Elect Director Ellen V. Futter For For Management 1.3 Elect Director John F. Killian For For Management 1.4 Elect Director John McAvoy For For Management 1.5 Elect Director William J. Mulrow For For Management 1.6 Elect Director Armando J. Olivera For For Management 1.7 Elect Director Michael W. Ranger For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director Deirdre Stanley For For Management 1.10 Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRACKER BARREL OLD COUNTRY STORE, INC. Ticker: CBRL Security ID: 22410J106 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas H. Barr For For Management 1.2 Elect Director Carl T. Berquist For For Management 1.3 Elect Director Sandra B. Cochran For For Management 1.4 Elect Director Meg G. Crofton For For Management 1.5 Elect Director Richard J. Dobkin For For Management 1.6 Elect Director Norman E. Johnson For For Management 1.7 Elect Director William W. McCarten For For Management 1.8 Elect Director Coleman H. Peterson For For Management 1.9 Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Robert E. Garrison, II For For Management 1f Elect Director Andrea J. Goldsmith For For Management 1g Elect Director Lee W. Hogan For For Management 1h Elect Director Edward C. Hutcheson, Jr. For For Management 1i Elect Director J. Landis Martin For For Management 1j Elect Director Robert F. McKenzie For For Management 1k Elect Director Anthony J. Melone For For Management 1l Elect Director W. Benjamin Moreland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY Ticker: DRH Security ID: 252784301 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William W. McCarten For For Management 1b Elect Director Mark W. Brugger For For Management 1c Elect Director Timothy R. Chi For For Management 1d Elect Director Maureen L. McAvey For For Management 1e Elect Director Gilbert T. Ray For For Management 1f Elect Director William J. Shaw For For Management 1g Elect Director Bruce D. Wardinski For For Management 1h Elect Director Kathleen A. Wayton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Daniel R. DiMicco For For Management 1.6 Elect Director Nicholas C. Fanandakis For For Management 1.7 Elect Director Lynn J. Good For For Management 1.8 Elect Director John T. Herron For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Marya M. Rose For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Eliminate Supermajority Vote None For Shareholder Requirement 6 Report on Political Contributions Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- EASTERLY GOVERNMENT PROPERTIES, INC. Ticker: DEA Security ID: 27616P103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrell W. Crate For For Management 1.2 Elect Director William C. Trimble, III For For Management 1.3 Elect Director Michael P. Ibe For For Management 1.4 Elect Director William H. Binnie For Against Management 1.5 Elect Director Cynthia A. Fisher For Against Management 1.6 Elect Director Scott D. Freeman For For Management 1.7 Elect Director Emil W. Henry, Jr. For Against Management 1.8 Elect Director Tara S. Innes For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- EPR PROPERTIES Ticker: EPR Security ID: 26884U109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barrett Brady For For Management 1.2 Elect Director Peter C. Brown For For Management 1.3 Elect Director James B. Connor For For Management 1.4 Elect Director Robert J. Druten For For Management 1.5 Elect Director Gregory K. Silvers For For Management 1.6 Elect Director Robin P. Sterneck For For Management 1.7 Elect Director Virginia E. Shanks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Declaration of Trust to Permit For For Management the Company to Redeem Securities Held by an Unsuitable Shareholder 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EVERGY, INC. Ticker: EVRG Security ID: 30034W106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirkland B. Andrews For For Management 1b Elect Director Terry Bassham For For Management 1c Elect Director Mollie Hale Carter For For Management 1d Elect Director Richard L. Hawley For For Management 1e Elect Director Thomas D. Hyde For For Management 1f Elect Director B. Anthony Isaac For For Management 1g Elect Director Paul M. Keglevic For For Management 1h Elect Director Sandra A.J. Lawrence For For Management 1i Elect Director Ann D. Murtlow For For Management 1j Elect Director Sandra J. Price For For Management 1k Elect Director Mark A. Ruelle For For Management 1l Elect Director S. Carl Soderstrom, Jr. For For Management 1m Elect Director John Arthur Stall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director James S. DiStasio For For Management 1.3 Elect Director Francis A. Doyle For For Management 1.4 Elect Director Linda Dorcena Forry For For Management 1.5 Elect Director James J. Judge For For Management 1.6 Elect Director John Y. Kim For For Management 1.7 Elect Director Kenneth R. Leibler For For Management 1.8 Elect Director David H. Long For For Management 1.9 Elect Director William C. Van Faasen For For Management 1.10 Elect Director Frederica M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For For Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John F. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Costs & Benefits of Against Against Shareholder Climate-Related Expenditures 7 Report on Risks of Petrochemical Against For Shareholder Operations in Flood Prone Areas 8 Report on Political Contributions Against For Shareholder 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- F.N.B. CORPORATION Ticker: FNB Security ID: 302520101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela A. Bena For For Management 1.2 Elect Director William B. Campbell For For Management 1.3 Elect Director James D. Chiafullo For For Management 1.4 Elect Director Vincent J. Delie, Jr. For For Management 1.5 Elect Director Mary Jo Dively For For Management 1.6 Elect Director Robert A. Hormell For For Management 1.7 Elect Director David J. Malone For For Management 1.8 Elect Director Frank C. Mencini For For Management 1.9 Elect Director David L. Motley For For Management 1.10 Elect Director Heidi A. Nicholas For For Management 1.11 Elect Director John S. Stanik For For Management 1.12 Elect Director William J. Strimbu For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FLOWERS FOODS, INC. Ticker: FLO Security ID: 343498101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George E. Deese For For Management 1b Elect Director Rhonda Gass For For Management 1c Elect Director Benjamin H. Griswold, IV For For Management 1d Elect Director Margaret G. Lewis For For Management 1e Elect Director A. Ryals McMullian For For Management 1f Elect Director James T. Spear For For Management 1g Elect Director Melvin T. Stith For For Management 1h Elect Director C. Martin Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Supermajority Vote Requirement For For Management -------------------------------------------------------------------------------- FOUR CORNERS PROPERTY TRUST, INC. Ticker: FCPT Security ID: 35086T109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William H. Lenehan For For Management 1b Elect Director Douglas B. Hansen For For Management 1c Elect Director John S. Moody For For Management 1d Elect Director Marran H. Ogilvie For For Management 1e Elect Director Paul E. Szurek For For Management 1f Elect Director Charles L. Jemley For For Management 1g Elect Director Eric S. Hirschhorn For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Carlino For For Management 1.2 Elect Director Carol ("Lili") Lynton For For Management 1.3 Elect Director Joseph W. Marshall, III For For Management 1.4 Elect Director James B. Perry For For Management 1.5 Elect Director Barry F. Schwartz For For Management 1.6 Elect Director Earl C. Shanks For For Management 1.7 Elect Director E. Scott Urdang For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Elizabeth C. Lempres For For Management 1g Elect Director Diane L. Neal For For Management 1h Elect Director Steve Odland For For Management 1i Elect Director Maria A. Sastre For For Management 1j Elect Director Eric D. Sprunk For For Management 1k Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth W. Camp For For Management 1.2 Elect Director Richard Cox, Jr. For For Management 1.3 Elect Director Paul D. Donahue For For Management 1.4 Elect Director Gary P. Fayard For For Management 1.5 Elect Director P. Russell Hardin For For Management 1.6 Elect Director John R. Holder For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Jean-Jacques Lafont For For Management 1.10 Elect Director Robert C. "Robin" For For Management Loudermilk, Jr. 1.11 Elect Director Wendy B. Needham For For Management 1.12 Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on EEO Against For Shareholder -------------------------------------------------------------------------------- GETTY REALTY CORP. Ticker: GTY Security ID: 374297109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Constant For For Management 1b Elect Director Milton Cooper For Withhold Management 1c Elect Director Philip E. Coviello For Withhold Management 1d Elect Director Leo Liebowitz For For Management 1e Elect Director Mary Lou Malanoski For For Management 1f Elect Director Richard E. Montag For For Management 1g Elect Director Howard B. Safenowitz For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. Ticker: HIW Security ID: 431284108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Anderson For For Management 1.2 Elect Director Gene H. Anderson For For Management 1.3 Elect Director Thomas P. Anderson For For Management 1.4 Elect Director Carlos E. Evans For For Management 1.5 Elect Director David J. Hartzell For For Management 1.6 Elect Director Sherry A. Kellett For For Management 1.7 Elect Director Theodore J. Klinck For For Management 1.8 Elect Director Anne H. Lloyd For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Non-Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. "Tanny" Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. "Chris" Inglis For For Management 1.9 Elect Director Katherine M. A. "Allie" For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INDUSTRIAL LOGISTICS PROPERTIES TRUST Ticker: ILPT Security ID: 456237106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce M. Gans For Withhold Management 1.2 Elect Director Adam D. Portnoy For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- L BRANDS, INC. Ticker: LB Security ID: 501797104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Eliminate Supermajority Vote For For Management Requirement 2 Declassify the Board of Directors For For Management 3.1 Elect Director Donna A. James For For Management 3.2 Elect Director Michael G. Morris For For Management 3.3 Elect Director Robert H. Schottenstein For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Fletcher For For Management 1.2 Elect Director John E. Koerner, III For For Management 1.3 Elect Director Marshall A. Loeb For For Management 1.4 Elect Director Stephen P. Mumblow For For Management 1.5 Elect Director Thomas V. Reifenheiser For For Management 1.6 Elect Director Anna Reilly For For Management 1.7 Elect Director Kevin P. Reilly, Jr. For For Management 1.8 Elect Director Wendell Reilly For Withhold Management 1.9 Elect Director Elizabeth Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LEXINGTON REALTY TRUST Ticker: LXP Security ID: 529043101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Wilson Eglin For For Management 1.2 Elect Director Richard S. Frary For For Management 1.3 Elect Director Lawrence L. Gray For For Management 1.4 Elect Director Jamie Handwerker For For Management 1.5 Elect Director Claire A. Koeneman For For Management 1.6 Elect Director Howard Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LTC PROPERTIES, INC. Ticker: LTC Security ID: 502175102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Boyd W. Hendrickson For For Management 1.2 Elect Director James J. Pieczynski For For Management 1.3 Elect Director Devra G. Shapiro For For Management 1.4 Elect Director Wendy L. Simpson For For Management 1.5 Elect Director Timothy J. Triche For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Approve the Cancellation of Shares For For Management -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacques Aigrain For For Management 1b Elect Director Lincoln Benet For For Management 1c Elect Director Jagjeet (Jeet) Bindra For For Management 1d Elect Director Robin Buchanan For For Management 1e Elect Director Stephen Cooper For For Management 1f Elect Director Nance Dicciani For For Management 1g Elect Director Claire Farley For For Management 1h Elect Director Isabella (Bella) Goren For For Management 1i Elect Director Michael Hanley For For Management 1j Elect Director Albert Manifold For For Management 1k Elect Director Bhavesh (Bob) Patel For For Management 2 Approve Discharge of the Members of For For Management the Board of Directors 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Dividends of USD 4.20 Per Share For For Management 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Cancellation of Shares For For Management -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- MONMOUTH REAL ESTATE INVESTMENT CORPORATION Ticker: MNR Security ID: 609720107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kiernan Conway For For Management 1.2 Elect Director Brian H. Haimm For For Management 1.3 Elect Director Neal Herstik For For Management 1.4 Elect Director Matthew I. Hirsch For Withhold Management 1.5 Elect Director Stephen B. Wolgin For For Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY Ticker: NFG Security ID: 636180101 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Anderson For For Management 1.2 Elect Director David P. Bauer For For Management 1.3 Elect Director Barbara M. Baumann For For Management 1.4 Elect Director Jeffrey W. Shaw For For Management 1.5 Elect Director Thomas E. Skains For For Management 1.6 Elect Director Ronald J. Tanski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. Ticker: NHI Security ID: 63633D104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Andrew Adams For Against Management 1b Elect Director Robert A. McCabe, Jr. For For Management 1c Elect Director Charlotte A. Swafford For For Management 1d Elect Director Robert G. Adams For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. Ticker: NNN Security ID: 637417106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela K. Beall For For Management 1.2 Elect Director Steven D. Cosler For For Management 1.3 Elect Director Don DeFosset For For Management 1.4 Elect Director David M. Fick For For Management 1.5 Elect Director Edward J. Fritsch For For Management 1.6 Elect Director Kevin B. Habicht For For Management 1.7 Elect Director Betsy D. Holden For For Management 1.8 Elect Director Julian E. Whitehurst For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Ticker: NYCB Security ID: 649445103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominick Ciampa For For Management 1b Elect Director Leslie D. Dunn For For Management 1c Elect Director Lawrence Rosano, Jr. For For Management 1d Elect Director Robert Wann For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Declassify the Board of Directors Against For Shareholder 7 Establish Term Limits for Directors Against Against Shareholder -------------------------------------------------------------------------------- NORTHWEST BANCSHARES, INC. Ticker: NWBI Security ID: 667340103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sonia M. Probst For For Management 1.2 Elect Director William F. McKnight For For Management 1.3 Elect Director Ronald J. Seiffert For For Management 1.4 Elect Director David M. Tullio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director James H. Brandi For For Management 1c Elect Director Peter D. Clarke For For Management 1d Elect Director Luke R. Corbett For For Management 1e Elect Director David L. Hauser For For Management 1f Elect Director Judy R. McReynolds For For Management 1g Elect Director David E. Rainbolt For For Management 1h Elect Director J. Michael Sanner For For Management 1i Elect Director Sheila G. Talton For For Management 1j Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Kovaleski For Withhold Management 1.2 Elect Director Craig R. Smiddy For Withhold Management 1.3 Elect Director Arnold L. Steiner For Withhold Management 1.4 Elect Director Fredricka Taubitz For Withhold Management 1.5 Elect Director Aldo C. Zucaro For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tanya M. Acker For For Management 1B Elect Director Paul R. Burke For For Management 1C Elect Director Craig A. Carlson For For Management 1D Elect Director John M. Eggemeyer, III For For Management 1E Elect Director C. William Hosler For For Management 1F Elect Director Susan E. Lester For For Management 1G Elect Director Arnold W. Messer For For Management 1H Elect Director Roger H. Molvar For For Management 1I Elect Director James J. Pieczynski For For Management 1J Elect Director Daniel B. Platt For For Management 1K Elect Director Robert A. Stine For For Management 1L Elect Director Matthew P. Wagner For For Management 1M Elect Director Mark T. Yung For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Ticker: PBCT Security ID: 712704105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Barnes For For Management 1b Elect Director Collin P. Baron For For Management 1c Elect Director George P. Carter For For Management 1d Elect Director Jane Chwick For For Management 1e Elect Director William F. Cruger, Jr. For For Management 1f Elect Director John K. Dwight For For Management 1g Elect Director Jerry Franklin For For Management 1h Elect Director Janet M. Hansen For For Management 1i Elect Director Nancy McAllister For For Management 1j Elect Director Mark W. Richards For For Management 1k Elect Director Kirk W. Walters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against For Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For Against Management 1c Elect Director Marna C. Whittington For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank C. McDowell For For Management 1.2 Elect Director Kelly H. Barrett For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Glenn G. Cohen For For Management 1.5 Elect Director Barbara B. Lang For For Management 1.6 Elect Director C. Brent Smith For For Management 1.7 Elect Director Jeffrey L. Swope For For Management 1.8 Elect Director Dale H. Taysom For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glynis A. Bryan For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Jeffrey B. Guldner For For Management 1.5 Elect Director Dale E. Klein For For Management 1.6 Elect Director Humberto S. Lopez For For Management 1.7 Elect Director Kathryn L. Munro For For Management 1.8 Elect Director Bruce J. Nordstrom For For Management 1.9 Elect Director Paula J. Sims For For Management 1.10 Elect Director James E. Trevathan, Jr. For For Management 1.11 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Conway For For Management 1b Elect Director Steven G. Elliott For For Management 1c Elect Director Raja Rajamannar For For Management 1d Elect Director Craig A. Rogerson For For Management 1e Elect Director Vincent Sorgi For For Management 1f Elect Director William H. Spence For For Management 1g Elect Director Natica von Althann For For Management 1h Elect Director Keith H. Williamson For For Management 1i Elect Director Phoebe A. Wood For For Management 1j Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Ticker: PFS Security ID: 74386T105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Adamo For For Management 1.2 Elect Director Laura L. Brooks For For Management 1.3 Elect Director Terence Gallagher For For Management 1.4 Elect Director Carlos Hernandez For For Management 1.5 Elect Director Ursuline F. Foley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph Izzo For For Management 1.2 Elect Director Shirley Ann Jackson For For Management 1.3 Elect Director Willie A. Deese For For Management 1.4 Elect Director David Lilley For For Management 1.5 Elect Director Barry H. Ostrowsky For For Management 1.6 Elect Director Scott G. Stephenson For For Management 1.7 Elect Director Laura A. Sugg For For Management 1.8 Elect Director John P. Surma For For Management 1.9 Elect Director Susan Tomasky For For Management 1.10 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For For Management 1.7 Elect Director Gary E. Pruitt For For Management 1.8 Elect Director John Reyes For For Management 1.9 Elect Director Joseph D. Russell, Jr. For For Management 1.10 Elect Director Tariq M. Shaukat For For Management 1.11 Elect Director Ronald P. Spogli For For Management 1.12 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- REALTY INCOME CORPORATION Ticker: O Security ID: 756109104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen R. Allen For For Management 1b Elect Director A. Larry Chapman For For Management 1c Elect Director Reginald H. Gilyard For For Management 1d Elect Director Priya Cherian Huskins For For Management 1e Elect Director Christie B. Kelly For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Michael D. McKee For For Management 1h Elect Director Gregory T. McLaughlin For For Management 1i Elect Director Ronald L. Merriman For For Management 1j Elect Director Sumit Roy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RETAIL OPPORTUNITY INVESTMENTS CORP. Ticker: ROIC Security ID: 76131N101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Baker For For Management 1.2 Elect Director Michael J. Indiveri For Withhold Management 1.3 Elect Director Edward H. Meyer For Withhold Management 1.4 Elect Director Lee S. Neibart For For Management 1.5 Elect Director Charles J. Persico For Withhold Management 1.6 Elect Director Laura H. Pomerantz For For Management 1.7 Elect Director Stuart A. Tanz For For Management 1.8 Elect Director Eric S. Zorn For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SERVICE PROPERTIES TRUST Ticker: SVC Security ID: 81761L102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Harrington For Against Management 1.2 Elect Director John G. Murray For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STORE CAPITAL CORPORATION Ticker: STOR Security ID: 862121100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Donovan For For Management 1.2 Elect Director Mary Fedewa For For Management 1.3 Elect Director Morton H. Fleischer For For Management 1.4 Elect Director William F. Hipp For For Management 1.5 Elect Director Tawn Kelley For For Management 1.6 Elect Director Catherine D. Rice For For Management 1.7 Elect Director Einar A. Seadler For For Management 1.8 Elect Director Quentin P. Smith, Jr. For For Management 1.9 Elect Director Christopher H. Volk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Ticker: WU Security ID: 959802109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin I. Cole For For Management 1b Elect Director Hikmet Ersek For For Management 1c Elect Director Richard A. Goodman For For Management 1d Elect Director Betsy D. Holden For For Management 1e Elect Director Jeffrey A. Joerres For For Management 1f Elect Director Michael A. Miles, Jr. For For Management 1g Elect Director Timothy P. Murphy For For Management 1h Elect Director Jan Siegmund For For Management 1i Elect Director Angela A. Sun For For Management 1j Elect Director Solomon D. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder Disclosure -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Maria M. Pope For For Management 1.6 Elect Director Cort L. O'Haver For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 1.11 Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VENTAS, INC. Ticker: VTR Security ID: 92276F100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 2a Elect Director Melody C. Barnes For For Management 2b Elect Director Debra A. Cafaro For For Management 2c Elect Director Jay M. Gellert For For Management 2d Elect Director Richard I. Gilchrist For For Management 2e Elect Director Matthew J. Lustig For For Management 2f Elect Director Roxanne M. Martino For For Management 2g Elect Director Sean P. Nolan For For Management 2h Elect Director Walter C. Rakowich For For Management 2i Elect Director Robert D. Reed For For Management 2j Elect Director James D. Shelton For For Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VICI PROPERTIES INC. Ticker: VICI Security ID: 925652109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Abrahamson For For Management 1b Elect Director Diana F. Cantor For For Management 1c Elect Director Monica H. Douglas For For Management 1d Elect Director Elizabeth I. Holland For For Management 1e Elect Director Craig Macnab For For Management 1f Elect Director Edward B. Pitoniak For For Management 1g Elect Director Michael D. Rumbolz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- W. P. CAREY INC. Ticker: WPC Security ID: 92936U109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Alexander For For Management 1b Elect Director Peter J. Farrell For For Management 1c Elect Director Robert J. Flanagan For For Management 1d Elect Director Jason E. Fox For For Management 1e Elect Director Axel K.A. Hansing For For Management 1f Elect Director Jean Hoysradt For For Management 1g Elect Director Margaret G. Lewis For For Management 1h Elect Director Christopher J. Niehaus For For Management 1i Elect Director Nick J.M. van Ommen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Ticker: WEC Security ID: 92939U106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia W. Chadwick For For Management 1.2 Elect Director Curt S. Culver For For Management 1.3 Elect Director Danny L. Cunningham For For Management 1.4 Elect Director William M. Farrow, III For For Management 1.5 Elect Director Thomas J. Fischer For For Management 1.6 Elect Director J. Kevin Fletcher For For Management 1.7 Elect Director Maria C. Green For For Management 1.8 Elect Director Gale E. Klappa For For Management 1.9 Elect Director Henry W. Knueppel For For Management 1.10 Elect Director Thomas K. Lane For For Management 1.11 Elect Director Ulice Payne, Jr. For For Management 1.12 Elect Director Mary Ellen Stanek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn Casey For For Management 1b Elect Director Ben Fowke For For Management 1c Elect Director Netha N. Johnson For For Management 1d Elect Director George Kehl For For Management 1e Elect Director Richard T. O'Brien For For Management 1f Elect Director David K. Owens For For Management 1g Elect Director Christopher J. For For Management Policinski 1h Elect Director James T. Prokopanko For For Management 1i Elect Director A. Patricia Sampson For For Management 1j Elect Director James J. Sheppard For For Management 1k Elect Director David A. Westerlund For For Management 1l Elect Director Kim Williams For For Management 1m Elect Director Timothy V. Wolf For For Management 1n Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Climate-Related Activities ==================== Legg Mason Small-Cap Quality Value ETF ==================== ACCO BRANDS CORPORATION Ticker: ACCO Security ID: 00081T108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James A. Buzzard For For Management 2 Elect Kathleen S. Dvorak For For Management 3 Elect Boris Elisman For For Management 4 Elect Pradeep Jotwani For For Management 5 Elect Robert J. Keller For For Management 6 Elect Thomas Kroeger For For Management 7 Elect Ronald M. Lombardi For For Management 8 Elect Graciela Monteagudo For For Management 9 Elect Michael Norkus For For Management 10 Elect E. Mark Rajkowski For For Management 11 Ratification of Auditor For For Management 12 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- ADVANCED EMISSIONS SOLUTIONS INC Ticker: ADES Security ID: 00770C101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Carol S. Eicher For For Management 1.2 Elect Brian Leen For For Management 1.3 Elect Gilbert Li For For Management 1.4 Elect R. Carter Pate For For Management 1.5 Elect J. Taylor Simonton For For Management 1.6 Elect L. Spencer Wells For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Ratification of the Tax Asset For For Management Protection Plan -------------------------------------------------------------------------------- AEROJET ROCKETDYNE HOLDINGS INC Ticker: AJRD Security ID: 007800105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kevin P. Chilton For For Management 1.2 Elect Thomas A. Corcoran For For Management 1.3 Elect Eileen P. Drake For For Management 1.4 Elect James R. Henderson For For Management 1.5 Elect Warren G. Lichtenstein For For Management 1.6 Elect Lance W. Lord For For Management 1.7 Elect Martin Turchin For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ALECTOR INC Ticker: ALEC Security ID: 014442107 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Terry McGuire For For Management 1.2 Elect Kristine Yaffe For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- AMC NETWORKS INC Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jonathan F. Miller For For Management 1.2 Elect Leonard Tow For For Management 1.3 Elect David E. Van Zandt For For Management 1.4 Elect Carl E. Vogel For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Abstain Management 4 Amendment to the 2016 Employee Stock For For Management Plan 5 Amendment to the 2011 Stock Plan for For For Management Non-Employee Directors 6 Shareholder Proposal Regarding Against For Shareholder Majority Vote for Election of Directors -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS INC. Ticker: AEO Security ID: 02553E106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sujatha Chandrasekaran For For Management 2 Elect Jay L. Schottenstein For For Management 3 Ratification of Auditor For For Management 4 Approval of the 2020 Stock Award and For For Management Incentive Plan 5 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- AMERICAN PUBLIC EDUCATION INC Ticker: APEI Security ID: 02913V103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Eric C. Andersen For For Management 2 Elect Barbara G. Fast For For Management 3 Elect Jean C. Halle For For Management 4 Elect Barbara Kurshan For For Management 5 Elect Timothy J. Landon For For Management 6 Elect William G. Robinson, Jr. For For Management 7 Elect Angela Selden For For Management 8 Amendment to the 2017 Omnibus For For Management Incentive Plan 9 Amendment to the Employee Stock For For Management Purchase Plan 10 Advisory Vote on Executive Compensation For For Management 11 Ratification of Auditor For For Management -------------------------------------------------------------------------------- AMERICAN SOFTWARE, INC. Ticker: AMSWA Security ID: 029683109 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect W. Dennis Hogue For For Management 2 Elect James B. Miller, Jr. For For Management 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management 5 Approval of the 2020 Equity For For Management Compensation Plan -------------------------------------------------------------------------------- ANGIODYNAMICS, INC. Ticker: ANGO Security ID: 03475V101 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: AUG 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kevin J. Gould For For Management 1.2 Elect Dennis S. Meteny For For Management 1.3 Elect Michael E. Tarnoff For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- ANI PHARMACEUTICALS INC Ticker: ANIP Security ID: 00182C103 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert E. Brown Jr For For Management 2 Elect Thomas J. Haughey For For Management 3 Elect David B. Nash For For Management 4 Elect Patrick D. Walsh For For Management 5 Ratification of Auditor For For Management 6 Advisory Vote on Executive Compensation For Abstain Management 7 Frequency of Advisory Vote on 3 Years Abstain Management Executive Compensation 8 Amendment to the 2008 Equity Incentive For For Management Plan -------------------------------------------------------------------------------- ANIKA THERAPEUTICS INC. Ticker: ANIK Security ID: 035255108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Susan N. Vogt For For Management 2 Amendment to the 2017 Omnibus For For Management Incentive Plan 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- ARCBEST CORP Ticker: ARCB Security ID: 03937C105 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Eduardo F. Conrado For For Management 1.2 Elect Fredrik J. Eliasson For For Management 1.3 Elect Stephen E. Gorman For For Management 1.4 Elect Michael P. Hogan For For Management 1.5 Elect Kathleen D. McElligott For For Management 1.6 Elect Judy R. McReynolds For For Management 1.7 Elect Craig E. Philip For For Management 1.8 Elect Steven L. Spinner For For Management 1.9 Elect Janice E. Stipp For For Management 2 Ratification of Auditor For Against Management 3 Advisory Vote on Executive Compensation For For Management 4 Amendment to the Ownership Incentive For For Management Plan -------------------------------------------------------------------------------- ARCH COAL INC. Ticker: ACI Security ID: 039380407 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Patrick J. Bartels, Jr. For For Management 1.2 Elect James N. Chapman For For Management 1.3 Elect John W. Eaves For For Management 1.4 Elect Sherman K. Edmiston III For For Management 1.5 Elect Robert B Hamill For For Management 1.6 Elect Holly K. Koeppel For For Management 1.7 Elect Patrick A Krieghauser For For Management 1.8 Elect Paul A. Lang For For Management 1.9 Elect Richard A. Navarre For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ARENA PHARMACEUTICALS INC Ticker: ARNA Security ID: 040047607 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jayson Dallas For For Management 1.2 Elect Oliver S. Fetzer For For Management 1.3 Elect Kieran T. Gallahue For For Management 1.4 Elect Jennifer Jarrett For For Management 1.5 Elect Amit D. Munshi For For Management 1.6 Elect Garry A. Neil For For Management 1.7 Elect Tina S. Nova For For Management 1.8 Elect Manmeet S. Soni For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Increase in Authorized Common Stock For For Management 4 Approval of the 2020 Long-Term For For Management Incentive Plan 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ARTISAN PARTNERS ASSET MANAGEMENT INC Ticker: APAM Security ID: 04316A108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Matthew R. Barger For For Management 1.2 Elect Eric R. Colson For For Management 1.3 Elect Tench Coxe For For Management 1.4 Elect Stephanie G. DiMarco For For Management 1.5 Elect Jeffrey A. Joerres For For Management 1.6 Elect Andrew A. Ziegler For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ATRION CORP. Ticker: ATRI Security ID: 049904105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Emile A. Battat For For Management 2 Elect Ronald N. Spaulding For For Management 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- AVX CORPORATION Ticker: AVX Security ID: 002444107 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David A. DeCenzo For For Management 1.2 Elect Koichi Kano For For Management 1.3 Elect Hideo Tanimoto For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2014 Management For For Management Incentive Plan -------------------------------------------------------------------------------- AXOS FINANCIAL, INC. Ticker: AX Security ID: 05465C100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James S. Argalas For For Management 1.2 Elect James J. Court For Withhold Management 1.3 Elect Edward J. Ratinoff For For Management 2 Amendment to the 2014 Stock Incentive For For Management Plan 3 Advisory Vote on Executive Compensation For Against Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- BADGER METER INC. Ticker: BMI Security ID: 056525108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Todd A. Adams For For Management 1.2 Elect Kenneth C. Bockhorst For For Management 1.3 Elect Gale E. Klappa For For Management 1.4 Elect Gail A. Lione For For Management 1.5 Elect James W. McGill For For Management 1.6 Elect Tessa M. Myers For For Management 1.7 Elect James F. Stern For For Management 1.8 Elect Glen E. Tellock For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Shareholder Proposal Regarding Report Against Against Shareholder on Non-Management Employee Representation on the Board -------------------------------------------------------------------------------- BARRETT BUSINESS SERVICES INC. Ticker: BBSI Security ID: 068463108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thomas J. Carley For For Management 2 Elect Thomas B. Cusick For For Management 3 Elect Diane L. Dewbrey For For Management 4 Elect James B. Hicks For For Management 5 Elect Jon L. Justesen For For Management 6 Elect Gary E. Kramer For For Management 7 Elect Anthony Meeker For For Management 8 Elect Vincent P. Price For For Management 9 Adoption of Proxy Access For For Management 10 Approval of the 2020 Stock Incentive For For Management Plan 11 Advisory Vote on Executive Compensation For For Management 12 Ratification of Auditor For For Management -------------------------------------------------------------------------------- BG STAFFING, INC. Ticker: BGSF Security ID: 05544A109 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Richard L. Baum, Jr. For For Management 1.2 Elect Paul A. Seid For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Frequency of Advisory Vote on 3 Years Abstain Management Executive Compensation -------------------------------------------------------------------------------- BIOSPECIFICS TECHNOLOGIES CORP. Ticker: BSTC Security ID: 090931106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jennifer Chao For For Management 1.2 Elect Mark Wegman For For Management 1.3 Elect Toby Wegman For Withhold Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Approval of the Rights Agreement For Against Management 5 Increase of Authorized Common Stock For For Management -------------------------------------------------------------------------------- BMC STOCK HOLDINGS INC Ticker: BMCH Security ID: 05591B109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mark A. Alexander For For Management 2 Elect David W. Bullock For For Management 3 Elect David L. Keltner For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For For Management 6 Approval of the 2020 Incentive For For Management Compensation Plan -------------------------------------------------------------------------------- BOISE CASCADE CO Ticker: BCC Security ID: 09739D100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thomas E. Carlile For For Management 2 Elect Kristopher J. Matula For For Management 3 Elect Duane C. McDougall For For Management 4 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation 5 Advisory Vote on Executive Compensation For For Management 6 Repeal of Classified Board For For Management 7 Amend the Articles to Remove Certain For For Management Provisions 8 Ratification of Auditor For For Management -------------------------------------------------------------------------------- BONANZA CREEK ENERGY INC Ticker: BCEI Security ID: 097793400 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Carrie L. Hudak For For Management 1.2 Elect Eric T. Greager For For Management 1.3 Elect Paul Keglevic For For Management 1.4 Elect Brian Steck For For Management 1.5 Elect Jack E. Vaughn For For Management 1.6 Elect Scott D. Vogel For For Management 1.7 Elect Jeffrey E. Wojahn For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- BOSTON PRIVATE CAPITAL TRUST I Ticker: BPFH Security ID: 101119105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Anthony DeChellis For For Management 2 Elect Mark F. Furlong For For Management 3 Elect Joseph C. Guyaux For For Management 4 Elect Deborah F. Kuenstner For For Management 5 Elect Gloria C. Larson For For Management 6 Elect Kimberly S. Stevenson For For Management 7 Elect Luis A. Ubinas For For Management 8 Elect Stephen M. Waters For For Management 9 Elect Lizabeth H. Zlatkus For For Management 10 Advisory Vote on Executive Compensation For For Management 11 Ratification of Auditor For For Management 12 Approval of the 2020 Omnibus Incentive For For Management Plan -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP INC Ticker: BSIG Security ID: 10948W103 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert J. Chersi For For Management 2 Elect Andrew Kim For For Management 3 Elect John A. Paulson For For Management 4 Elect Suren S. Rana For For Management 5 Elect Barbara Trebbi For For Management 6 Ratification of Auditor For For Management 7 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. Ticker: EAT Security ID: 109641100 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John W. Chidsey For For Management 2 Elect Cynthia L. Davis For For Management 3 Elect Joseph M. DePinto For For Management 4 Elect Harriet Edelman For For Management 5 Elect William T. Giles For For Management 6 Elect James C. Katzman For For Management 7 Elect George R. Mrkonic, Jr. For For Management 8 Elect Prashant N. Ranade For For Management 9 Elect Wyman T. Roberts For For Management 10 Ratification of Auditor For For Management 11 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- BUCKLE, INC. Ticker: BKE Security ID: 118440106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Daniel J. Hirschfeld For For Management 1.2 Elect Dennis H. Nelson For For Management 1.3 Elect Thomas B. Heacock For For Management 1.4 Elect Karl G. Smith For For Management 1.5 Elect Hank M. Bounds For For Management 1.6 Elect Bill L. Fairfield For For Management 1.7 Elect Bruce L. Hoberman For For Management 1.8 Elect Michael E. Huss For For Management 1.9 Elect Angie J. Klein For For Management 1.10 Elect John P. Peetz, III For For Management 1.11 Elect Karen B. Rhoads For For Management 1.12 Elect James E. Shada For For Management 2 Ratification of Auditor For For Management 3 Approval of the 2020 Management For For Management Incentive Plan 4 Advisory Vote on Executive Compensation For For Management 5 Amendment to the 2008 Director Stock For For Management Plan -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE INC Ticker: BLDR Security ID: 12008R107 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paul S. Levy For For Management 1.2 Elect Cleveland A. Christophe For For Management 1.3 Elect Craig A. Steinke For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CACTUS INC Ticker: WHD Security ID: 127203107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Scott Bender For For Management 1.2 Elect Bruce Rothstein For For Management 1.3 Elect Gary L. Rosenthal For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CALAMP CORP. Ticker: CAMP Security ID: 128126109 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Albert J. Moyer For For Management 2 Elect Scott Arnold For For Management 3 Elect Michael Burdiek For For Management 4 Elect Jason W. Cohenour For For Management 5 Elect Jeffery Gardner For For Management 6 Elect Amal M. Johnson For For Management 7 Elect Roxanne Oulman For For Management 8 Elect Jorge Titinger For For Management 9 Elect Larry Wolfe For For Management 10 Advisory Vote on Executive Compensation For For Management 11 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CARS.COM Ticker: CARS Security ID: 14575E105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jerri L. DeVard For For Management 1.2 Elect Scott Forbes For For Management 1.3 Elect Jill Greenthal For For Management 1.4 Elect Thomas Hale For For Management 1.5 Elect Michael Kelly For For Management 1.6 Elect Donald A. McGovern, Jr. For For Management 1.7 Elect Greg Revelle For For Management 1.8 Elect Bala Subramanian For For Management 1.9 Elect T. Alex Vetter For For Management 1.10 Elect Bryan Wiener For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CASS INFORMATION SYSTEMS INC Ticker: CASS Security ID: 14808P109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Eric H. Brunngraber For For Management 2 Elect Benjamin F. Edwards, IV For For Management 3 Elect Joseph D. Rupp For For Management 4 Advisory Vote on Executive Compensation For For Management 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CATHAY GENERAL BANCORP Ticker: CATY Security ID: 149150104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nelson Chung For For Management 2 Elect Felix S. Fernandez For For Management 3 Elect Maan-Huei Hung For For Management 4 Elect Richard Sun For For Management 5 Advisory Vote on Executive Compensation For Abstain Management 6 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation 7 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CERENCE INC. Ticker: CRNC Security ID: 156727109 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Thomas L. Beaudoin For For Management 1.2 Elect Marianne Budnik For For Management 2 Appointment of Auditor For For Management -------------------------------------------------------------------------------- CHEESECAKE FACTORY INC. Ticker: CAKE Security ID: 163072101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David Overton For For Management 2 Elect Edie Ames For For Management 3 Elect Alexander L. Cappello For For Management 4 Elect Jerome I. Kransdorf For For Management 5 Elect Janice B. Meyer For For Management 6 Elect Laurence B. Mindel For For Management 7 Elect David B. Pittaway For For Management 8 Elect Herbert Simon For For Management 9 Ratification of Auditor For For Management 10 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CIRRUS LOGIC, INC. Ticker: CRUS Security ID: 172755100 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John C. Carter For For Management 1.2 Elect Alexander M. Davern For For Management 1.3 Elect Timothy R. Dehne For For Management 1.4 Elect Deirdre Hanford For For Management 1.5 Elect Jason P. Rhode For For Management 1.6 Elect Alan R. Schuele For For Management 1.7 Elect David J. Tupman For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- COGENT COMMUNICATIONS GROUP INC Ticker: CCOI Security ID: 19239V302 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dave Schaeffer For For Management 1.2 Elect D. Blake Bath For For Management 1.3 Elect Steven D. Brooks For For Management 1.4 Elect Lewis H. Ferguson, III For For Management 1.5 Elect Carolyn Katz For For Management 1.6 Elect Sheryl Kennedy For For Management 1.7 Elect Marc Montagner For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Abstain Management -------------------------------------------------------------------------------- COHEN & STEERS INC. Ticker: CNS Security ID: 19247A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Martin Cohen For For Management 2 Elect Robert H. Steers For For Management 3 Elect Joseph H. Harvery For For Management 4 Elect Peter L. Rhein For For Management 5 Elect Richard P. Simon For Against Management 6 Elect Edmond D. Villani For For Management 7 Elect Frank T. Connor For For Management 8 Elect Reena Aggarwal For For Management 9 Elect Dasha Smith For For Management 10 Ratification of Auditor For For Management 11 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker: FIX Security ID: 199908104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Darcy G. Anderson For For Management 1.2 Elect Herman E. Bulls For For Management 1.3 Elect Alan P. Krusi For For Management 1.4 Elect Brian E. Lane For For Management 1.5 Elect Pablo G. Mercado For For Management 1.6 Elect Franklin Myers For For Management 1.7 Elect William J. Sandbrook For For Management 1.8 Elect James H. Schultz For For Management 1.9 Elect Constance E. Skidmore For For Management 1.10 Elect Vance W. Tang For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- COMMERCIAL VEHICLE GROUP INC Ticker: CVGI Security ID: 202608105 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Harold C. Bevis For For Management 2 Elect Roger L. Fix For For Management 3 Elect Robert C. Griffin For For Management 4 Elect Wayne M. Rancourt For For Management 5 Elect James R. Ray, Jr. For For Management 6 Elect Janice E. Stipp For For Management 7 Approval of the 2020 Equity Incentive For For Management Plan 8 Advisory Vote on Executive Compensation For For Management 9 Ratification of Auditor For For Management -------------------------------------------------------------------------------- COMMUNICATIONS SYSTEMS, INC. Ticker: JCS Security ID: 203900105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Roger H.D. Lacey For For Management 1.2 Elect Richard A. Primuth For For Management 1.3 Elect Randall D. Sampson For For Management 1.4 Elect Steven C. Webster For For Management 1.5 Elect Michael R. Zapata For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- COMTECH TELECOMMUNICATIONS CORP. Ticker: CMTL Security ID: 205826209 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fred Kornberg For For Management 2 Elect Edwin Kantor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management 5 Amendment to the 2000 Stock Incentive For For Management Plan -------------------------------------------------------------------------------- CONSOL ENERGY INC Ticker: CEIX Security ID: 20854L108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect William P. Powell For For Management 1.2 Elect John T. Mills For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Abstain Management 4 Approval of the 2020 Omnibus For For Management Performance Incentive Plan 5 Elimination of Supermajority For For Management Requirement -------------------------------------------------------------------------------- CONTROL4 CORPORATION Ticker: CTRL Security ID: 21240D107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- CORCEPT THERAPEUTICS INC Ticker: CORT Security ID: 218352102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James N. Wilson For For Management 1.2 Elect Gregg Alton For For Management 1.3 Elect G. Leonard Baker, Jr. For For Management 1.4 Elect Joseph K. Belanoff For For Management 1.5 Elect David L. Mahoney For For Management 1.6 Elect Kimberly Park For For Management 1.7 Elect Daniel N. Swisher, Jr. For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CSG SYSTEMS INTERNATIONAL INC. Ticker: CSGS Security ID: 126349109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David G. Barnes For For Management 2 Elect Marwan Fawaz For For Management 3 Elect Rajan Naik For For Management 4 Elect Haiyan Song For For Management 5 Advisory Vote on Executive Compensation For For Management 6 Amendment to the 2005 Stock Incentive For For Management Plan 7 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CULP, INC. Ticker: CULP Security ID: 230215105 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Perry E. Davis For For Management 1.2 Elect Sharon A. Decker For For Management 1.3 Elect Fred A. Jackson For For Management 1.4 Elect Kenneth R. Larson For For Management 1.5 Elect Kenneth W. McAllister For For Management 1.6 Elect Franklin N. Saxon For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CURO GROUP HOLDINGS CORP Ticker: CURO Security ID: 23131L107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Christopher A. Masto For For Management 1.2 Elect Doug Rippel For For Management 1.3 Elect Dale E. Williams For For Management 2 Repeal of Classified Board For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CVR ENERGY INC Ticker: CVI Security ID: 12662P108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Patricia A. Agnello For For Management 1.2 Elect SungHwan Cho For For Management 1.3 Elect Jaffrey A. Firestone For For Management 1.4 Elect Jonathan Frates For For Management 1.5 Elect Hunter C. Gary For For Management 1.6 Elect David L. Lamp For For Management 1.7 Elect Stephen Mongillo For For Management 1.8 Elect James M. Strock For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- DELUXE CORP. Ticker: DLX Security ID: 248019101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ronald C. Baldwin For For Management 1.2 Elect William C. Cobb For For Management 1.3 Elect Cheryl Mayberry McKissack For For Management 1.4 Elect Barry C. McCarthy For For Management 1.5 Elect Don J. McGrath For For Management 1.6 Elect Thomas J. Reddin For For Management 1.7 Elect Martyn R. Redgrave For For Management 1.8 Elect John L. Stauch For For Management 1.9 Elect Victoria A. Treyger For For Management 2 Advisory Vote on Executive Compensation For Abstain Management 3 Approval of the 2020 Long-Term For For Management Incentive Plan 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- DIAMOND HILL INVESTMENT GROUP, INC. Ticker: DHIL Security ID: 25264R207 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Heather E. Brilliant For For Management 2 Elect Randolph J. Fortener For For Management 3 Elect James F. Laird For For Management 4 Elect Paula R. Meyer For For Management 5 Elect Bradley C. Shoup For For Management 6 Elect Nicole R. St. Pierre For For Management 7 Ratification of Auditor For For Management 8 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- DILLARD`S INC. Ticker: DDS Security ID: 254067101 Meeting Date: MAY 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Frank R. Mori For For Management 2 Elect Reynie Rutledge For For Management 3 Elect J.C. Watts, Jr. For For Management 4 Elect Nick White For For Management 5 Ratification of Auditor For For Management 6 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- DIODES, INC. Ticker: DIOD Security ID: 254543101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect CHEN C.H. For For Management 1.2 Elect Warren CHEN For Withhold Management 1.3 Elect Michael R. Giordano For For Management 1.4 Elect LU Ken-Shew For For Management 1.5 Elect Peter M. Menard For For Management 1.6 Elect Christina Wen-Chi Sung For For Management 1.7 Elect Michael K.C. Tsai For Withhold Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- DOMTAR CORPORATION Ticker: UFS Security ID: 257559203 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Giannella Alvarez For For Management 2 Elect Robert E. Apple For For Management 3 Elect David J. Illingworth For For Management 4 Elect Brian M. Levitt For For Management 5 Elect David G. Maffucci For For Management 6 Elect Pamela B. Strobel For For Management 7 Elect Denis A. Turcotte For For Management 8 Elect John D. Williams For For Management 9 Elect Mary A. Winston For For Management 10 Advisory Vote on Executive Compensation For For Management 11 Ratification of Auditor For For Management -------------------------------------------------------------------------------- EAGLE BANCORP INC (MD) Ticker: EGBN Security ID: 268948106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Matthew D. Brockwell For For Management 2 Elect Theresa G. LaPlaca For For Management 3 Elect A. Leslie Ludwig For For Management 4 Elect Norman R. Pozez For For Management 5 Elect Kathy A. Raffa For For Management 6 Elect Susan G. Riel For For Management 7 Elect James A. Soltesz For For Management 8 Elect Benjamin N. Soto For For Management 9 Ratification of Auditor For For Management 10 Advisory Vote on Executive Compensation For Abstain Management -------------------------------------------------------------------------------- EAGLE PHARMACEUTICALS Ticker: EGRX Security ID: 269796108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Steven Ratoff For For Management 1.2 Elect Robert Glenning For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- ECHO GLOBAL LOGISTICS INC Ticker: ECHO Security ID: 27875T101 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Douglas R. Waggoner For For Management 2 Elect Samuel K. Skinner For For Management 3 Elect Matthew Ferguson For For Management 4 Elect David C. Habiger For For Management 5 Elect William M. Farrow III For For Management 6 Elect Virginia L. Henkels For For Management 7 Ratification of Auditor For For Management 8 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- ELEVATE CREDIT INC Ticker: ELVT Security ID: 28621V101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Stephen J. Shaper For For Management 1.2 Elect Saundra D. Schrock For For Management 1.3 Elect Tyler Head For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- EMPLOYERS HOLDINGS INC Ticker: EIG Security ID: 292218104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Richard W. Blakey For For Management 2 Elect Joao M. de Figueriredo For For Management 3 Elect Douglas D. Dirks For For Management 4 Elect James R. Kroner For For Management 5 Elect Michael J. McColgan For For Management 6 Elect Michael J. McSally For For Management 7 Amendment to the Equity Incentive Plan For For Management 8 Advisory Vote on Executive Compensation For For Management 9 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ENANTA PHARMACEUTICALS, INC. Ticker: ENTA Security ID: 29251M106 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bruce L.A. Carter For For Management 1.2 Elect Jay R. Luly For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ENCORE WIRE CORP. Ticker: WIRE Security ID: 292562105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gregory J. Fisher For For Management 1.2 Elect Daniel L. Jones For For Management 1.3 Elect Gina A. Norris For For Management 1.4 Elect William R. Thomas For For Management 1.5 Elect Scott D. Weaver For For Management 1.6 Elect John H. Wilson For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Approval of the 2020 Long Term For For Management Incentive Plan -------------------------------------------------------------------------------- ENNIS, INC. Ticker: EBF Security ID: 293389102 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John R. Blind For For Management 2 Elect Barbara T. Clemens For For Management 3 Elect Michael J. Schaefer For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For For Management 6 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- ENOVA INTERNATIONAL INC. Ticker: ENVA Security ID: 29357K103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ellen Carnahan For For Management 2 Elect Daniel R. Feehan For For Management 3 Elect David Fisher For For Management 4 Elect William M. Goodyear For For Management 5 Elect James A. Gray For For Management 6 Elect Gregg A. Kaplan For For Management 7 Elect Mark P. McGowan For For Management 8 Elect Mark A. Tebbe For For Management 9 Advisory Vote on Executive Compensation For For Management 10 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ERA GROUP INC. Ticker: ERA Security ID: 26885G109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Stock Issuance for Reverse Merger For For Management 2 Elect Christopher Bradshaw For For Management 3 Elect Charles Fabrikant For For Management 4 Elect Ann Fairbanks For For Management 5 Elect Christopher P. Papouras For For Management 6 Elect Yueping Sun For For Management 7 Elect Steven Webster For For Management 8 Increase in Authorized Common Stock For For Management 9 Reverse Stock Split For For Management 10 Ratification of Auditor For For Management 11 Advisory Vote on Executive Compensation For For Management 12 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- EVENTBRITE INC. Ticker: EB Security ID: 29975E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Katherine August-deWilde For For Management 1.2 Elect Julia Hartz For For Management 1.3 Elect Helen Riley For For Management 2 Ratification of Auditor For For Management 3 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation -------------------------------------------------------------------------------- EVERCORE INC Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Roger C. Altman For For Management 1.2 Elect Richard I. Beattie For For Management 1.3 Elect Pamela G. Carlton For For Management 1.4 Elect Ellen V. Futter For For Management 1.5 Elect Gail B. Harris For For Management 1.6 Elect Robert B. Millard For For Management 1.7 Elect Willard J. Overlock, Jr. For For Management 1.8 Elect Sir Simon M. Robertson For For Management 1.9 Elect Ralph L. Schlosstein For For Management 1.10 Elect John S. Weinberg For For Management 1.11 Elect William J. Wheeler For For Management 1.12 Elect Sarah K. Williamson For For Management 1.13 Elect Kendrick R. Wilson, III For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Amendment to the 2016 Stock Incentive For For Management Plan 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- EVOLUTION PETROLEUM CORPORATION Ticker: EPM Security ID: 30049A107 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Edward J. DiPaolo For For Management 1.2 Elect William E. Dozier For For Management 1.3 Elect Robert S. Herlin For For Management 1.4 Elect Kelly W. Loyd For For Management 1.5 Elect Marran H. Ogilvie For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Frequency of Advisory Vote on 3 Years Abstain Management Executive Compensation -------------------------------------------------------------------------------- FALCON MINERALS CORP Ticker: FLMN Security ID: 30607B109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Claire R. Harvey For For Management 2 Elect Daniel C. Herz For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FINANCIAL INSTITUTIONS INC. Ticker: FIISO Security ID: 317585404 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Donald K. Boswell For For Management 1.2 Elect Andrew W. Dorn, Jr. For For Management 1.3 Elect Robert M. Glaser For For Management 1.4 Elect Susan R. Holliday For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FIRST FINANCIAL CORP. - INDIANA Ticker: THFF Security ID: 320218100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gregory L. Gibson For For Management 1.2 Elect Paul J Pierson For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FIRST INTERNET BANCORP Ticker: INBK Security ID: 320557101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David B. Becker For For Management 1.2 Elect Ana Dutra For For Management 1.3 Elect John K. Keach, Jr. For For Management 1.4 Elect David R. Lovejoy For For Management 1.5 Elect Michael L. Smith For For Management 1.6 Elect Ralph R. Whitney Jr. For For Management 1.7 Elect Jerry Williams For For Management 1.8 Elect Jean L. Wojtowicz For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Amendment Regarding Shareholder Right For For Management to Amend Bylaws -------------------------------------------------------------------------------- FLAGSTAR BANCORP, INC. Ticker: FBC Security ID: 337930705 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Alessandro P. DiNello For For Management 2 Elect Jay J. Hansen For For Management 3 Elect John D. Lewis For For Management 4 Elect David J. Matlin For For Management 5 Elect Bruce E. Nyberg For For Management 6 Elect James A. Ovenden For For Management 7 Elect Peter Schoels For For Management 8 Elect David L. Treadwell For For Management 9 Elect Jennifer Whip For For Management 10 Ratification of Auditor For For Management 11 Advisory Vote on Executive Compensation For Abstain Management -------------------------------------------------------------------------------- FONAR CORP. Ticker: FONR Security ID: 344437405 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Raymond V. Damadian For For Management 1.2 Elect Claudette J.V. Chan For For Management 1.3 Elect Robert J. Janoff For For Management 1.4 Elect Charles N. O'Data For For Management 1.5 Elect Ronald G. Lehman For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Transaction of Other Business For Abstain Management -------------------------------------------------------------------------------- FUTUREFUEL CORP. Ticker: FF Security ID: 36116M106 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Donald C. Bedell For For Management 1.2 Elect Edwin A. Levy For For Management 1.3 Elect Terrance C. Egger For For Management 2 Ratification of Auditor For For Management 3 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- GANNETT CO., INC. Ticker: GCI Security ID: 36473H104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- GENIE ENERGY LTD Ticker: GNE Security ID: 372284208 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James A. Courter For For Management 2 Elect Howard S. Jonas For For Management 3 Elect W. Wesley Perry For For Management 4 Elect Alan B. Rosenthal For For Management 5 Elect Allan Sass For For Management 6 Amendment to the 2011 Stock Option and For For Management Incentive Plan 7 Ratification of Auditor For For Management -------------------------------------------------------------------------------- GENOMIC HEALTH INC. Ticker: GHDX Security ID: 37244C101 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLOBAL BRASS AND COPPER HOLDINGS, INC. Ticker: BRSS Security ID: 37953G103 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLOBALSCAPE Ticker: GSB Security ID: 37940G109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David L. Mann For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- GMS INC. Ticker: GMS Security ID: 36251C103 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Brian R. Hoesterey For For Management 2 Elect Teri P. McClure For For Management 3 Elect Richard K. Mueller For For Management 4 Elect J. Louis Sharpe For For Management 5 Ratification of Auditor For For Management 6 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION Ticker: GLDD Security ID: 390607109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Elaine Dorward-King For For Management 2 Elect Ryan J. Levenson For For Management 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- H&E EQUIPMENT SERVICES INC Ticker: HEES Security ID: 404030108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John M. Engquist For For Management 1.2 Elect Bradley W. Barber For For Management 1.3 Elect Paul N. Arnold For For Management 1.4 Elect Gary W. Bagley For For Management 1.5 Elect Bruce C. Bruckmann For For Management 1.6 Elect Patrick L. Edsell For For Management 1.7 Elect Thomas J. Galligan III For For Management 1.8 Elect Lawrence C. Karlson For For Management 1.9 Elect John T. Sawyer For For Management 1.10 Elect Mary P. Thompson For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- HBT FINANCIAL INC Ticker: HBT Security ID: 404111106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect C. Alvin Bowman For For Management 1.2 Elect Patrick F. Busch For For Management 1.3 Elect Eric Burwell For For Management 1.4 Elect J. Lance Carter For For Management 1.5 Elect Allen Drake For For Management 1.6 Elect Fred Drake For For Management 1.7 Elect Gerald Pfeiffer For For Management 1.8 Elect Dale Strassheim For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- HEALTHCARE SERVICES GROUP, INC. Ticker: HCSG Security ID: 421906108 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Theodore Wahl For For Management 1.2 Elect John M. Briggs For For Management 1.3 Elect Robert L. Frome For For Management 1.4 Elect Dino D. Ottaviano For For Management 1.5 Elect Michael E. McBryan For For Management 1.6 Elect Diane S. Casey For For Management 1.7 Elect John J. McFadden For For Management 1.8 Elect Jude Visconto For For Management 1.9 Elect Daniela Castagnino For For Management 1.10 Elect Laura Grant For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Approval of the 2020 Omnibus Incentive For For Management Plan -------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. Ticker: HSII Security ID: 422819102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Elizabeth L. Axelrod For For Management 1.2 Elect Laszlo Bock For For Management 1.3 Elect Clare M. Chapman For For Management 1.4 Elect Lyle Logan For For Management 1.5 Elect Willem Mesdag For For Management 1.6 Elect Krishnan Rajagopalan For For Management 1.7 Elect Stacey Rauch For For Management 1.8 Elect Adam Warby For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Amendment to 2012 Globalshare Program For For Management -------------------------------------------------------------------------------- HESKA CORP. Ticker: HSKA Security ID: 42805E306 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark F. Furlong For For Management 1.2 Elect Scott W. Humphrey For For Management 1.3 Elect Sharon J. Larson For For Management 1.4 Elect David E. Sveen For For Management 1.5 Elect Bonnie J. Trowbridge For For Management 1.6 Elect Kevin S. Wilson For For Management 2 Ratification of Auditor For For Management 3 Increase of Authorized Common Stock For For Management 4 Approval of the 2020 Employee Stock For For Management Purchase Plan 5 Amendment to the Stock Incentive Plan For For Management 6 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- HILLENBRAND, INC. Ticker: HI Security ID: 431571108 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Daniel C. Hillenbrand For For Management 1.2 Elect Thomas H. Johnson For For Management 1.3 Elect Neil S. Novich For For Management 1.4 Elect Joe A. Raver For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Approve the Company's Restated and For For Management Amended Articles of Incorporation 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- HILTON GRAND VACATIONS INC Ticker: HGV Security ID: 43283X105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark D. Wang For For Management 1.2 Elect Leonard A. Potter For For Management 1.3 Elect Brenda J. Bacon For For Management 1.4 Elect David W. Johnson For For Management 1.5 Elect Mark H. Lazarus For For Management 1.6 Elect Pamela H. Patsley For For Management 1.7 Elect Paul W. Whetsell For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- HNI CORP. Ticker: HNI Security ID: 404251100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Miguel M. Calado For For Management 2 Elect Cheryl A. Francis For For Management 3 Elect John R. Hartnett For For Management 4 Elect Dhanusha Sivajee For For Management 5 Ratification of Auditor For For Management 6 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- HOME BANCSHARES INC Ticker: HOMB Security ID: 436893200 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John W. Allison For For Management 1.2 Elect Brian S. Davis For For Management 1.3 Elect Milburn Adams For For Management 1.4 Elect Robert H. Adcock, Jr. For For Management 1.5 Elect Richard H. Ashley For For Management 1.6 Elect Mike D. Beebe For For Management 1.7 Elect Jack E. Engelkes For For Management 1.8 Elect Tracy M. French For For Management 1.9 Elect Karen E. Garrett For For Management 1.10 Elect James G. Hinkle For For Management 1.11 Elect Alex R. Lieblong For For Management 1.12 Elect Thomas J. Longe For For Management 1.13 Elect Jim Rankin Jr. For For Management 1.14 Elect Donna J. Townsell For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- HOUGHTON MIFFLIN HARCOURT CO Ticker: HMHC Security ID: 44157R109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Daniel M. Allen For For Management 1.2 Elect L. Gordon Crovitz For For Management 1.3 Elect Jean S. Desravines For For Management 1.4 Elect Lawrence K. Fish For For Management 1.5 Elect Jill Greenthal For For Management 1.6 Elect John F. Killian For For Management 1.7 Elect John J. Lynch, Jr. For For Management 1.8 Elect John R. McKernan, Jr. For For Management 1.9 Elect Tracey D. Weber For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation 4 Amendment to the 2015 Omnibus For For Management Incentive Plan 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- HUB GROUP, INC. Ticker: HUBG Security ID: 443320106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David P. Yeager For For Management 1.2 Elect Mary H. Boosalis For For Management 1.3 Elect James C. Kenny For For Management 1.4 Elect Peter B. McNitt For For Management 1.5 Elect Charles R. Reaves For For Management 1.6 Elect Martin P. Slark For For Management 1.7 Elect Jonathan P. Ward For For Management 1.8 Elect Jenell R. Ross For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ICHOR HOLDINGS LTD Ticker: ICHR Security ID: G4740B105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Laura Black For For Management 2 Elect Iain MacKenzie For For Management 3 Elect Thomas M. Rohrs For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- INNOVIVA INC Ticker: INVA Security ID: 45781M101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect George W. Bickerstaff, III For For Management 2 Elect Mark A. DiPaolo For For Management 3 Elect Jules A. Haimovitz For For Management 4 Elect Odysseas D. Kostas For For Management 5 Elect Sarah J. Schlesinger For For Management 6 Advisory Vote on Executive Compensation For For Management 7 Ratification of Auditor For For Management -------------------------------------------------------------------------------- INOGEN INC Ticker: INGN Security ID: 45780L104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Heath Lukatch For For Management 1.2 Elect Raymond Huggenberger For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- INSIGHT ENTERPRISES INC. Ticker: NSIT Security ID: 45765U103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Richard E. Allen For For Management 2 Elect Bruce W. Armstrong For For Management 3 Elect Linda M. Breard For For Management 4 Elect Timothy A. Crown For For Management 5 Elect Catherine Courage For For Management 6 Elect Anthony A. Ibarguen For For Management 7 Elect Kenneth T. Lamneck For For Management 8 Elect Kathleen S. Pushor For For Management 9 Elect Girish Rishi For For Management 10 Advisory Vote on Executive Compensation For For Management 11 Approval of the 2020 Omnibus Plan For For Management 12 Ratification of Auditor For For Management -------------------------------------------------------------------------------- INVESTORS TITLE CO. Ticker: ITIC Security ID: 461804106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tammy F. Coley For For Management 1.2 Elect W. Morris Fine For For Management 1.3 Elect Richard M. Hutson, II For For Management 1.4 Elect Elton C. Parker, Jr. For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ION GEOPHYSICAL CORP Ticker: IO Security ID: 462044207 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John N. Seitz For For Management 1.2 Elect Tina L. Wininger For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- IRADIMED CORP Ticker: IRMD Security ID: 46266A109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Roger Susi For For Management 1.2 Elect Leslie McDonnell For For Management 1.3 Elect James B. Hawkins For For Management 1.4 Elect Monty Allen For For Management 1.5 Elect Anthony Vuoto For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2014 Equity Incentive For Abstain Management Plan 4 Advisory Vote on Executive Compensation For For Management 5 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation -------------------------------------------------------------------------------- IROBOT CORP Ticker: IRBT Security ID: 462726100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrew Miller For For Management 2 Elect Elisha W. Finney For For Management 3 Elect Michelle V. Stacy For For Management 4 Ratification of Auditor For For Management 5 Elimination of Supermajority For For Management Requirement 6 Repeal of Classified Board For For Management 7 Amendment Regarding Shareholders For For Management Ability to Call Special Meetings 8 Amendment to the 2018 Stock Option and For For Management Incentive Plan 9 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- IRONWOOD PHARMACEUTICALS INC Ticker: IRWD Security ID: 46333X108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark G. Currie For For Management 1.2 Elect Jon R. Duane For For Management 1.3 Elect Mark Mallon For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- JACK IN THE BOX INC. Ticker: JACK Security ID: 466367109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jean M. Birch For For Management 2 Elect Leonard A. Comma For For Management 3 Elect John P. Gainor For For Management 4 Elect David L. Goebel For For Management 5 Elect Sharon P. John For For Management 6 Elect Madeleine A. Kleiner For For Management 7 Elect Michael W. Murphy For For Management 8 Elect James M. Myers For For Management 9 Elect David M. Tehle For For Management 10 Elect Vivien M. Yeung For For Management 11 Ratification of Auditor For For Management 12 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- K12 INC. Ticker: LRN Security ID: 48273U102 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aida M. Alvarez For For Management 1.2 Elect Craig R. Barrett For For Management 1.3 Elect Guillermo Bron For For Management 1.4 Elect Robert L. Cohen For For Management 1.5 Elect Nathaniel A. Davis For For Management 1.6 Elect John M. Engler For For Management 1.7 Elect Steven B. Fink For For Management 1.8 Elect Robert E. Knowling, Jr. For For Management 1.9 Elect Liza McFadden For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- KFORCE INC. Ticker: KFRC Security ID: 493732101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ann E. Dunwoody For For Management 1.2 Elect N. John Simmons, Jr. For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Approval of the 2020 Stock Incentive For For Management Plan -------------------------------------------------------------------------------- KIMBALL INTERNATIONAL, INC. Ticker: KBAL Security ID: 494274103 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Patrick E. Connolly For For Management 2 Elect Kimberly K. Ryan For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- KONTOOR BRANDS INC Ticker: KTB Security ID: 50050N103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Juliana L. Chugg For For Management 1.2 Elect Shelley Stewart, Jr. For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation -------------------------------------------------------------------------------- KORN FERRY Ticker: KFY Security ID: 500643200 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Doyle N. Beneby For For Management 2 Elect Gary D. Burnison For For Management 3 Elect Christina A. Gold For For Management 4 Elect Len J. Lauer For For Management 5 Elect Jerry P. Leamon For For Management 6 Elect Angel R. Martinez For For Management 7 Elect Debra J. Perry For For Management 8 Elect Lori J. Robinson For For Management 9 Advisory Vote on Executive Compensation For For Management 10 Amendment to the 2008 Stock Incentive For For Management Plan 11 Ratification of Auditor For For Management 12 Shareholder Proposal Regarding Right Against Against Shareholder to Call Special Meetings -------------------------------------------------------------------------------- LA-Z-BOY INCORPORATED Ticker: LZB Security ID: 505336107 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kurt L. Darrow For For Management 1.2 Elect Sarah M. Gallagher For For Management 1.3 Elect Edwin J. Holman For For Management 1.4 Elect Janet E. Kerr For For Management 1.5 Elect Michael T. Lawton For For Management 1.6 Elect H. George Levy For For Management 1.7 Elect W. Alan McCollough For For Management 1.8 Elect Rebecca L. O'Grady For For Management 1.9 Elect Lauren B. Peters For For Management 1.10 Elect Nido R. Qubein For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- LANNETT COMPANY, INC. Ticker: LCI Security ID: 516012101 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Patrick G. LePore For For Management 1.2 Elect John C. Chapman For For Management 1.3 Elect Timothy C. Crew For For Management 1.4 Elect David Drabik For For Management 1.5 Elect Jeffrey Farber For For Management 1.6 Elect Melissa Rewolinski For For Management 1.7 Elect Paul Taveira For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- LANTHEUS HOLDINGS INC Ticker: LNTH Security ID: 516544103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Julie H. McHugh For For Management 1.2 Elect Frederick Robertson For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- LANTHEUS HOLDINGS INC Ticker: LNTH Security ID: 516544103 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Progenics Transaction For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- LEXICON PHARMACEUTICALS INC Ticker: LXRX Security ID: 528872302 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Samuel L. Barker For For Management 1.2 Elect Christopher J. Sobecki For For Management 1.3 Elect Judith L. Swain For For Management 2 Amendment to the 2017 Equity Incentive For For Management Plan 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- LIBERTY OILFIELD SERVICES INC Ticker: LBRT Security ID: 53115L104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gale A. Norton For For Management 1.2 Elect Jesal Shah For For Management 1.3 Elect Cary D Steinbeck For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- LIFEVANTAGE CORPORATION Ticker: LFVN Security ID: 53222K205 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Darren Jensen For For Management 2 Elect Michael Beindorff For For Management 3 Elect Erin Brockovich For For Management 4 Elect Raymond B. Greer For For Management 5 Elect Vinayak R. Hegde For For Management 6 Elect Darwin K. Lewis For For Management 7 Elect Garry Mauro For For Management 8 Advisory Vote on Executive Compensation For For Management 9 Ratification of Auditor For For Management -------------------------------------------------------------------------------- LYDALL, INC. Ticker: LDL Security ID: 550819106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David G. Bills For For Management 2 Elect Kathleen Burdett For For Management 3 Elect James J. Cannon For For Management 4 Elect Matthew T. Farrell For For Management 5 Elect Marc T. Giles For For Management 6 Elect Sara A. Greenstein For For Management 7 Elect Suzanne Hammett For For Management 8 Elect S. Carl Soderstrom, Jr. For For Management 9 Amendment to the 2012 Stock Incentive For For Management Plan 10 Advisory Vote on Executive Compensation For For Management 11 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MAGELLAN HEALTH INC Ticker: MGLH Security ID: 559079207 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Steven J. Shulman For For Management 1.2 Elect Swati B. Abbott For For Management 1.3 Elect Kenneth J. Fasola For For Management 1.4 Elect Peter A. Feld For For Management 1.5 Elect G. Scott Mackenzie For For Management 1.6 Elect Leslie V. Norwalk For For Management 1.7 Elect Guy Sansone For For Management 1.8 Elect Mural R. Josephson For For Management 1.9 Elect Christopher J. Chen For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MARCUS & MILLICHAP INC Ticker: MMI Security ID: 566324109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hessam Nadji For For Management 1.2 Elect Norma J. Lawrence For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- MASTERCRAFT BOAT HOLDINGS, INC. Ticker: MCFT Security ID: 57637H103 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jaclyn Baumgarten For For Management 1.2 Elect Roch B. Lambert For For Management 1.3 Elect Peter G. Leemputte For For Management 2 Repeal of Classified Board For For Management 3 Elimination of Supermajority For For Management Requirements 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MATERION CORP Ticker: MTRN Security ID: 576690101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Vinod M. Khilnani For For Management 1.2 Elect Emily M. Liggett For For Management 1.3 Elect Robert J. Phillippy For For Management 1.4 Elect Patrick M. Prevost For For Management 1.5 Elect N. Mohan Reddy For For Management 1.6 Elect Craig S. Shular For For Management 1.7 Elect Darlene J.S. Solomon For For Management 1.8 Elect Robert B. Toth For For Management 1.9 Elect Jugal K. Vijayvargiya For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- MATRIX SERVICE COMPANY Ticker: MTRX Security ID: 576853105 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Martha Z. Carnes For For Management 2 Elect John D. Chandler For For Management 3 Elect John W. Gibson For For Management 4 Elect John R. Hewitt For For Management 5 Elect Liane K. Hinrichs For For Management 6 Elect James H. Miller For For Management 7 Elect Jim W. Mogg For For Management 8 Ratification of Auditor For For Management 9 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- MERCHANTS BANCORP Ticker: MBIN Security ID: 58844R108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael F. Petrie For For Management 1.2 Elect Randall D. Rogers For For Management 1.3 Elect Michael J. Dunlap For For Management 1.4 Elect Scott E. Evans For For Management 1.5 Elect Sue Anne Gilroy For For Management 1.6 Elect Andrew A. Juster For For Management 1.7 Elect Patrick D. O'Brien For For Management 1.8 Elect Anne E. Sellers For For Management 1.9 Elect David N. Shane For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MERIDIAN BIOSCIENCE, INC. Ticker: VIVO Security ID: 589584101 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James M. Anderson For For Management 1.2 Elect Dwight E. Ellingwood For For Management 1.3 Elect Jack Kenny For For Management 1.4 Elect John McIlwraith For For Management 1.5 Elect David C. Phillips For For Management 1.6 Elect John M. Rice, Jr. For For Management 1.7 Elect Catherine Sazdanoff For For Management 1.8 Elect Felicia Williams For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Abstain Management -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. Ticker: MMSI Security ID: 589889104 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lonny J. Carpenter For For Management 1.2 Elect David K. Floyd For For Management 1.3 Elect James T. Hogan For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MERITAGE HOMES CORP. Ticker: MTH Security ID: 59001A102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Steven J. Hilton For For Management 2 Elect Raymond Oppel For For Management 3 Elect Dana C. Bradford For For Management 4 Elect Deborah Ann Henretta For For Management 5 Elect P. Kelly Mooney For For Management 6 Elect Joseph Keough For For Management 7 Ratification of Auditor For For Management 8 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- MESA LABORATORIES, INC. Ticker: MLAB Security ID: 59064R109 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John J. Sullivan For For Management 1.2 Elect Gary M. Owens For For Management 1.3 Elect John B. Schmieder For For Management 1.4 Elect Robert V. Dwyer For For Management 1.5 Elect Evan C. Guillemin For For Management 1.6 Elect David M. Kelly For For Management 1.7 Elect David Perez For For Management 1.8 Elect Jennifer S. Alltoft For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation -------------------------------------------------------------------------------- METROCITY BANKSHARES INC Ticker: MCBS Security ID: 59165J105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nack Y. Paek For For Management 2 Elect William M. Hungeling For For Management 3 Elect Francis Lai For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MICHAELS COMPANIES INC Ticker: MIK Security ID: 59408Q106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joshua Bekenstein For For Management 1.2 Elect Ashley Buchanan For For Management 1.3 Elect Mark S. Cosby For For Management 1.4 Elect Ryan Cotton For For Management 1.5 Elect Monte E. Ford For For Management 1.6 Elect Karen Kaplan For For Management 1.7 Elect Mathew S. Levin For For Management 1.8 Elect John J. Mahoney For For Management 1.9 Elect James A. Quella For For Management 1.10 Elect Beryl B. Raff For For Management 2 Amendment to the 2014 Long Term For For Management Incentive Plan 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MOELIS & CO Ticker: MC Security ID: 60786M105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kenneth Moelis For For Management 1.2 Elect Navid Mahmoodzadegan For For Management 1.3 Elect Jeffrey Raich For For Management 1.4 Elect Eric Cantor For For Management 1.5 Elect Elizabeth Crain For For Management 1.6 Elect John A. Allison IV For For Management 1.7 Elect Yolanda Richardson For For Management 1.8 Elect Kenneth L. Shropshire For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- MR. COOPER GROUP INC Ticker: COOP Security ID: 62482R107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jay Bray For For Management 2 Elect Busy Burr For For Management 3 Elect Robert H. Gidel For For Management 4 Elect Roy A. Guthrie For For Management 5 Elect Christopher J. Harrington For For Management 6 Elect Michael D. Malone For For Management 7 Elect Shveta Mujumdar For For Management 8 Elect Tagar C. Olson For For Management 9 Elect Steven D. Scheiwe For For Management 10 Ratification of Auditor For For Management 11 Advisory Vote on Executive Compensation For Abstain Management -------------------------------------------------------------------------------- MSG NETWORKS INC. Ticker: MSGN Security ID: 553573106 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph J. Lhota For For Management 1.2 Elect Joel M. Litvin For For Management 1.3 Elect John L. Sykes For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2010 Stock Plan for For For Management Non-Employee Directors -------------------------------------------------------------------------------- MUELLER INDUSTRIES, INC. Ticker: MLI Security ID: 624756102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gregory L. Christopher For For Management 1.2 Elect Elizabeth Donovan For For Management 1.3 Elect Gennaro J. Fulvio For For Management 1.4 Elect Gary S. Gladstein For For Management 1.5 Elect Scott J. Goldman For For Management 1.6 Elect John B. Hansen For For Management 1.7 Elect Terry Hermanson For For Management 1.8 Elect Charles P. Herzog Jr. For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- MVB FINANCIAL CORP. Ticker: MVBF Security ID: 553810102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James J. Cava, Jr. For For Management 2 Elect Larry F. Mazza For For Management 3 Elect Cheryl D. Spielman For For Management 4 Advisory Vote on Executive Compensation For For Management 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MYERS INDUSTRIES INC. Ticker: MYE Security ID: 628464109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sarah R. Coffin For For Management 1.2 Elect Ronald M. De Feo For For Management 1.3 Elect William A. Foley For For Management 1.4 Elect F. Jack Liebau, Jr. For For Management 1.5 Elect Bruce M. Lisman For For Management 1.6 Elect Lori Lutey For For Management 1.7 Elect Michael McGaugh For For Management 1.8 Elect Jane Scaccetti For For Management 1.9 Elect Robert A. Stefanko For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MYRIAD GENETICS, INC. Ticker: MYGN Security ID: 62855J104 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark C. Capone For For Management 1.2 Elect Heinrer Dreismann For For Management 1.3 Elect Colleen F. Reitan For For Management 2 Amendment to the 2017 Employee, For For Management Director, and Consultant Equity Incentive Plan 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- NACCO INDUSTRIES INC. Ticker: NC Security ID: 629579103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect J.C. Butler Jr. For For Management 1.2 Elect John S. Dalrymple For For Management 1.3 Elect John P. Jumper For For Management 1.4 Elect Dennis W. LaBarre For For Management 1.5 Elect Timothy K. Light For For Management 1.6 Elect Michael S. Miller For For Management 1.7 Elect Richard de J. Osborne For For Management 1.8 Elect Alfred M. Rankin, Jr. For For Management 1.9 Elect Matthew M. Rankin For For Management 1.10 Elect Roger F. Rankin For For Management 1.11 Elect Lori J. Robinson For For Management 1.12 Elect Britton T. Taplin For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NANOMETRICS INCORPORATED Ticker: NANO Security ID: 630077105 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Increase of Authorized Common Stock For For Management 3 Director & Officer For For Management Liability/Indemnification 4 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- NATIONAL BEVERAGE CORP. Ticker: FIZZ Security ID: 635017106 Meeting Date: OCT 04, 2019 Meeting Type: Annual Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cecil D. Conlee For For Management 2 Elect Stanley M. Sheridan For For Management -------------------------------------------------------------------------------- NATIONAL CINEMEDIA INC Ticker: NCMI Security ID: 635309107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark B. Segall For For Management 1.2 Elect David E. Glazek For For Management 1.3 Elect Lawrence A. Goodman For For Management 1.4 Elect David R. Haas For For Management 1.5 Elect Kurt C. Hall For For Management 1.6 Elect Thomas F. Lesinski For For Management 1.7 Elect Lee Roy Mitchell For For Management 1.8 Elect Donna Reisman For For Management 1.9 Elect Renana Teperberg For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Approval of the 2020 Omnibus Plan For For Management 4 Ratification of 2019 Equity Grants to For For Management Thomas F. Lesinski 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NATIONAL HEALTHCARE CORP. Ticker: NHC Security ID: 635906100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect W. Andrew Adams For For Management 2 Elect Ernest G. Burgess, III For For Management 3 Elect Emil E. Hassan For For Management 4 Advisory Vote on Executive Compensation For For Management 5 Approval of the 2020 Omnibus Incentive For For Management Plan 6 Shareholder Proposal Regarding Board Against For Shareholder Diversity Report -------------------------------------------------------------------------------- NATIONAL RESEARCH CORP Ticker: NRC Security ID: 637372202 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect JoAnn M. Martin For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- NATIONAL WESTERN LIFE GROUP INC Ticker: NWLI Security ID: 638517102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David S. Boone For For Management 1.2 Elect Stephen E. Glasgow For For Management 1.3 Elect E.J. Pederson For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- NATUS MEDICAL INC Ticker: NTUS Security ID: 639050103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jonathan Kennedy For For Management 2 Elect Barbara R. Paul For For Management 3 Elect Alice D. Schroeder For For Management 4 Elect Thomas J. Sullivan For For Management 5 Elect Ilan Daskal For For Management 6 Advisory Vote on Executive Compensation For For Management 7 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NEOGEN CORPORATION Ticker: NEOG Security ID: 640491106 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John Adent For For Management 1.2 Elect William T. Boehm For For Management 1.3 Elect James P. Tobin For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NETSCOUT SYSTEMS, INC. Ticker: NTCT Security ID: 64115T104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Anil K. Singhal For For Management 1.2 Elect John R. Egan For For Management 1.3 Elect Robert E. Donahue For For Management 2 Approval of the 2019 Equity Incentive For For Management Plan 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert W. Drummond For For Management 2 Elect Stuart M. Brightman For For Management 3 Elect Gary M. Halverson For For Management 4 Elect Patrick M. Murray For For Management 5 Elect Amy H. Nelson For For Management 6 Elect Mel G. Riggs For For Management 7 Elect Michael Roemer For For Management 8 Elect James C. Stewart For For Management 9 Elect Scott Wille For For Management 10 Ratification of Auditor For For Management 11 Advisory Vote on Executive Compensation For For Management 12 Reverse Stock Split For For Management -------------------------------------------------------------------------------- NIC INC Ticker: EGOV Security ID: 62914B100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Harry H. Herington For For Management 1.2 Elect Art N. Burtscher For For Management 1.3 Elect Venmal (Raji) Arasu For For Management 1.4 Elect C. Brad Henry For For Management 1.5 Elect Alexander C. Kemper For For Management 1.6 Elect William M. Lyons For For Management 1.7 Elect Anthony Scott For For Management 1.8 Elect Jayaprakash Vijayan For For Management 1.9 Elect Pete Wilson For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NMI HOLDINGS INC Ticker: NMIH Security ID: 629209305 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bradley M. Shuster For For Management 1.2 Elect Claudia J. Merkle For For Management 1.3 Elect Michael Embler For For Management 1.4 Elect James G. Jones For For Management 1.5 Elect Lynn S. McCreary For For Management 1.6 Elect Michael Montgomery For For Management 1.7 Elect Regina Muehlhauser For For Management 1.8 Elect James H. Ozanne For For Management 1.9 Elect Steven L. Scheid For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NOW INC Ticker: DNOW Security ID: 67011P100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Richard J. Alario For For Management 2 Elect Paul M. Coppinger For For Management 3 Elect Rodney Eads For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For For Management 6 Repeal of Classified Board For For Management -------------------------------------------------------------------------------- NUVASIVE INC Ticker: NUVA Security ID: 670704105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect J. Christopher Barry For For Management 2 Elect Gregory T. Lucier For For Management 3 Elect Leslie V. Norwalk For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- OMEGA FLEX INC Ticker: OFLX Security ID: 682095104 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kevin R. Hoben For For Management 1.2 Elect Mark F. Albino For For Management 1.3 Elect James M. Dubin For For Management 2 Ratification of Auditor For For Management 3 Shareholder Proposal Regarding Against For Shareholder Majority Vote for Election of Directors -------------------------------------------------------------------------------- ORASURE TECHNOLOGIES INC. Ticker: OSUR Security ID: 68554V108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mara G. Aspinall For For Management 2 Elect Ronny B. Lancaster For For Management 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management 5 Amendment to the Stock Award Plan For For Management -------------------------------------------------------------------------------- ORTHOFIX MEDICAL INC Ticker: OFIX Security ID: 68752M108 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jason M. Hannon For For Management 1.2 Elect James F. Hinrichs For For Management 1.3 Elect Alexis V. Lukianov For For Management 1.4 Elect Lilly Marks For For Management 1.5 Elect Ronald Matricaria For For Management 1.6 Elect Michael E. Paolucci For For Management 1.7 Elect Maria Sainz For For Management 1.8 Elect Jon C. Serbousek For For Management 1.9 Elect John Sicard For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Amendment to the 2012 Long-Term For For Management Incentive Plan 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- OSMOTICA PHARMACEUTICALS PLC Ticker: OSMT Security ID: G6S41R101 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Waiver of Mandatory Takeover For For Management Requirement -------------------------------------------------------------------------------- OSMOTICA PHARMACEUTICALS PLC Ticker: OSMT Security ID: G6S41R101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Joachim Benes For For Management 2 Elect David F. Burgstahler For For Management 3 Elect Gregory L. Cowan For For Management 4 Elect Michael DeBiasi For For Management 5 Elect Brian A. Markison For For Management 6 Elect Sriram Venkataraman For For Management 7 Elect Juan Vergez For For Management 8 Elect Fred G. Weiss For For Management 9 Ratification of Auditor For For Management 10 Waiver of Mandatory Takeover For For Management Requirement -------------------------------------------------------------------------------- PACIRA BIOSCIENCES INC Ticker: PCRX Security ID: 695127100 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Christopher Christie For For Management 1.2 Elect Yvonne Greenstreet For For Management 1.3 Elect Gary Pace For For Management 1.4 Elect David Stack For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- PATRICK INDUSTRIES, INC. Ticker: PATK Security ID: 703343103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph M. Cerulli For For Management 1.2 Elect Todd M. Cleveland For For Management 1.3 Elect John A. Forbes For For Management 1.4 Elect Michael A. Kitson For For Management 1.5 Elect Pamela R. Klyn For For Management 1.6 Elect Derrick B. Mayes For For Management 1.7 Elect Andy L. Nemeth For For Management 1.8 Elect Denis G. Suggs For For Management 1.9 Elect M. Scott Welch For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2009 Omnibus For For Management Incentive Plan 4 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- PATTERSON COMPANIES, INC. Ticker: PDCO Security ID: 703395103 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John D. Buck For For Management 2 Elect Alex N. Blanco For For Management 3 Elect Jody H. Feragen For For Management 4 Elect Robert C. Frenzel For For Management 5 Elect Francis J. Malecha For For Management 6 Elect Ellen A. Rudnick For For Management 7 Elect Neil A. Schrimsher For For Management 8 Elect Mark S. Walchirk For For Management 9 Amendment to the Employee Stock For For Management Purchase Plan 10 Advisory Vote on Executive Compensation For Abstain Management 11 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PATTERSON-UTI ENERGY INC Ticker: PTEN Security ID: 703481101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tiffany J. Thom Cepak For For Management 1.2 Elect Michael W. Conlon For For Management 1.3 Elect William A Hendricks, Jr. For For Management 1.4 Elect Curtis W. Huff For For Management 1.5 Elect Terry H. Hunt For For Management 1.6 Elect Janeen S. Judah For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- PC CONNECTION, INC. Ticker: CNXN Security ID: 69318J100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Patricia Gallup For For Management 1.2 Elect David Hall For For Management 1.3 Elect David Beffa-Negrini For For Management 1.4 Elect Barbara Duckett For For Management 1.5 Elect Jack Ferguson For For Management 2 Approval of the 2020 Stock Incentive For For Management Plan 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PC-TEL INC Ticker: PCTI Security ID: 69325Q105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Steven D. Levy For For Management 1.2 Elect Giacomo Marini For For Management 1.3 Elect David A. Neumann For For Management 2 Decrease of Authorized Common Stock For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PCB BANCORP. Ticker: PCB Security ID: 69320M109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kijun Ahn For For Management 1.2 Elect Daniel Cho For For Management 1.3 Elect Haeyoung Cho For For Management 1.4 Elect Sarah Jun For For Management 1.5 Elect Henry Kim For For Management 1.6 Elect Sang Young Lee For For Management 1.7 Elect Hong Kyun Park For For Management 1.8 Elect Don Rhee For For Management 2 Ratification of Auditor For For Management 3 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- PEABODY ENERGY CORP. Ticker: BTU Security ID: 704551100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert A. Malone For For Management 2 Elect Samantha B. Algaze For For Management 3 Elect Andrea E. Bertone For For Management 4 Elect Nicholas J. Chirekos For For Management 5 Elect Stephen E. Gorman For For Management 6 Elect Glenn L. Kellow For For Management 7 Elect Joe W. Laymon For For Management 8 Elect Teresa S. Madden For For Management 9 Elect David J. Miller For For Management 10 Elect Kenneth W. Moore For For Management 11 Elect Michael W. Sutherlin For For Management 12 Elect Darren R. Yeates For For Management 13 Advisory Vote on Executive Compensation For Abstain Management 14 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PETMED EXPRESS, INC. Ticker: PETS Security ID: 716382106 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Menderes Akdag For For Management 2 Elect Leslie C.G. Campbell For For Management 3 Elect Frank J. Formica For For Management 4 Elect Gian M. Fulgoni For For Management 5 Elect Ronald J. Korn For For Management 6 Elect Robert C. Schweitzer For For Management 7 Approval of an Amendment to the For For Management Company's Bylaws 8 Advisory Vote on Executive Compensation For Abstain Management 9 Ratification of Auditor For For Management 10 Shareholder Proposal Regarding Simple Against Against Shareholder Majority Vote -------------------------------------------------------------------------------- PHIBRO ANIMAL HEALTH CORPORATION Ticker: PAHC Security ID: 71742Q106 Meeting Date: NOV 04, 2019 Meeting Type: Annual Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jack C. Bendheim For For Management 1.2 Elect E. Thomas Corcoran For For Management 1.3 Elect George Gunn For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Frequency of Advisory Vote on 3 Years Abstain Management Executive Compensation 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- POLYONE CORP. Ticker: POL Security ID: 73179P106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert E. Abernathy For For Management 1.2 Elect Richard H. Fearon For For Management 1.3 Elect Gregory J. Goff For For Management 1.4 Elect William R. Jellison For For Management 1.5 Elect Sandra Beach Lin For For Management 1.6 Elect Kim Ann Mink For For Management 1.7 Elect Robert M. Patterson For For Management 1.8 Elect Kerry J. Preete For For Management 1.9 Elect Patricia Verduin For For Management 1.10 Elect William A. Wulfsohn For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Approval of the 2020 Equity and For For Management Incentive Compensation Plan 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PREFERRED BANK (LOS ANGELES, CA) Ticker: PFBC Security ID: 740367404 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Yu For For Management 1.2 Elect Clark Hsu For For Management 1.3 Elect Kathleen Shane For For Management 1.4 Elect Gary S. Nunnelly For For Management 1.5 Elect J. Richard Belliston For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Frequency of Advisory Vote on 3 Years Abstain Management Executive Compensation 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PREMIER, INC. Ticker: PINC Security ID: 74051N102 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Susan D. DeVore For For Management 1.2 Elect Jody R. Davids For For Management 1.3 Elect Peter S. Fine For For Management 1.4 Elect David H. Langstaff For For Management 1.5 Elect Marvin R. O'Quinn For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- PROGRESS SOFTWARE CORP. Ticker: PRGS Security ID: 743312100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paul Dacier For For Management 1.2 Elect John R. Egan For For Management 1.3 Elect Rainer Gawlick For For Management 1.4 Elect Yogesh Gupta For For Management 1.5 Elect Charles F. Kane For For Management 1.6 Elect Samskriti Y. King For For Management 1.7 Elect David A. Krall For For Management 1.8 Elect Angela T. Tucci For For Management 1.9 Elect Vivian M. Vitale For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PUMA BIOTECHNOLOGY INC Ticker: PBYI Security ID: 74587V107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Alan H. Auerbach For For Management 1.2 Elect Ann C. Miller For For Management 1.3 Elect Michael P. Miller For For Management 1.4 Elect Jay M. Moyes For For Management 1.5 Elect Hugh O'Dowd For For Management 1.6 Elect Adrian M. Senderowicz For For Management 1.7 Elect Troy E. Wilson For For Management 1.8 Elect Frank E. Zavrl For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- QUANEX BUILDING PRODUCTS CORPORATION Ticker: NX Security ID: 747619104 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert R. Buck For For Management 2 Elect Susan F. Davis For For Management 3 Elect William C. Griffiths For For Management 4 Elect Donald Maier For For Management 5 Elect Meredith W. Mendes For For Management 6 Elect Joseph D. Rupp For For Management 7 Elect Curtis M. Stevens For For Management 8 Elect George Wilson For For Management 9 Approval of the 2020 Omnibus Incentive For For Management Plan 10 Advisory Vote on Executive Compensation For For Management 11 Ratification of Auditor For For Management -------------------------------------------------------------------------------- RADIANT LOGISTICS, INC. Ticker: RLGT Security ID: 75025X100 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bohn H. Crain For For Management 2 Elect Jack Edwards For For Management 3 Elect Richard P. Palmieri For For Management 4 Elect Michael Gould For For Management 5 Ratification of Auditor For For Management 6 Advisory Vote on Executive Compensation For For Management 7 Frequency of Advisory Vote on 3 Years Abstain Management Executive Compensation -------------------------------------------------------------------------------- RBB BANCORP Ticker: RBB Security ID: 74930B105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Peter M. Chang For For Management 1.2 Elect Wendell Chen For For Management 1.3 Elect Christina Kao For For Management 1.4 Elect James W. Kao For For Management 1.5 Elect Chie-Min Christopher Koo For For Management 1.6 Elect Alfonso Lau For For Management 1.7 Elect Christopher Lin For For Management 1.8 Elect FENG Lin For For Management 1.9 Elect Ko-Yen Lin For For Management 1.10 Elect Paul Lin For For Management 1.11 Elect Fui Ming Thian For For Management 1.12 Elect Yee Phong Thian For For Management 1.13 Elect Raymond H. Yu For For Management 2 Advisory Vote on Executive Compensation For Abstain Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- RENT-A-CENTER INC. Ticker: RCII Security ID: 76009N100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jeffrey J. Brown For For Management 2 Elect Mitchell E. Fadel For For Management 3 Elect Christopher B. Hetrick For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For For Management 6 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation -------------------------------------------------------------------------------- REVOLVE GROUP INC Ticker: RVLV Security ID: 76156B107 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael Karanikolas For For Management 1.2 Elect Michael Mente For For Management 1.3 Elect Hadley Mullin For For Management 1.4 Elect Jennifer Baxter Moser For For Management 1.5 Elect Marc Stolzman For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- RUDOLPH TECHNOLOGIES, INC. Ticker: RTEC Security ID: 781270103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Increase of Authorized Common Stock For For Management 4 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- RUTHS HOSPITALITY GROUP INC Ticker: RUTH Security ID: 783332109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Michael P. O'Donnell For For Management 2 Elect Robin P. Selati For For Management 3 Elect Giannella Alvarez For For Management 4 Elect Mary L. Baglivo For For Management 5 Elect Carla R. Cooper For For Management 6 Elect Cheryl J. Henry For For Management 7 Elect Stephen King For For Management 8 Elect Marie L. Perry For For Management 9 Advisory Vote on Executive Compensation For For Management 10 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SAFEGUARD SCIENTIFICS, INC. Ticker: SFE Security ID: 786449207 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Russell D. Glass For For Management 1.2 Elect Joseph M. Manko, Jr. For For Management 1.3 Elect Maureen F. Morrison For For Management 1.4 Elect Robert J. Rosenthal For For Management 2 Advisory Vote on Executive Compensation For Abstain Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SALLY BEAUTY HOLDINGS, INC. Ticker: SBH Security ID: 79546E104 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Timothy R. Baer For For Management 2 Elect Christian A. Brickman For For Management 3 Elect Marshall E. Eisenberg For For Management 4 Elect Diana S. Ferguson For For Management 5 Elect Dorlisa K. Flur For For Management 6 Elect Linda Heasley For For Management 7 Elect Robert R. McMaster For For Management 8 Elect John A. Miller For For Management 9 Elect P. Kelly Mooney For For Management 10 Elect Susan R. Mulder For For Management 11 Elect Denise Paulonis For For Management 12 Elect Edward W. Rabin For For Management 13 Advisory Vote on Executive Compensation For For Management 14 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SANMINA CORPORATION Ticker: SANM Security ID: 801056102 Meeting Date: MAR 09, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Eugene A. Delaney For For Management 2 Elect John P. Goldsberry For For Management 3 Elect Rita S. Lane For For Management 4 Elect Joseph G. Licata, Jr. For For Management 5 Elect Hartmut Liebel For For Management 6 Elect Krish Prabhu For For Management 7 Elect Mario M. Rosati For For Management 8 Elect Jure Sola For For Management 9 Elect Jackie M. Ward For For Management 10 Ratification of Auditor For For Management 11 Amendment to the 2019 Equity Incentive For For Management Plan 12 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- SCHNITZER STEEL INDUSTRIES, INC. Ticker: SCHN Security ID: 806882106 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wayland R. Hicks For For Management 1.2 Elect Judith A. Johansen For For Management 1.3 Elect Tamara L. Lundgren For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SCHOLAR ROCK HOLDING CORP Ticker: SRRK Security ID: 80706P103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David Hallal For For Management 1.2 Elect Kristina Burrow For For Management 1.3 Elect Michael Gilman For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SCIPLAY CORP Ticker: SCPL Security ID: 809087109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Barry L. Cottle For For Management 1.2 Elect Joshua J Wilson For For Management 1.3 Elect Gerald D. Cohen For For Management 1.4 Elect Michael L. Marchetti For For Management 1.5 Elect Jay Penske For For Management 1.6 Elect M. Mendel Pinson For For Management 1.7 Elect William C Thompson Jr For For Management 1.8 Elect Frances F. Townsend For For Management 2 Approval of the 2020 Employee Stock For For Management Purchase Plan 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SELECT ENERGY SERVICES INC Ticker: WTTR Security ID: 81617J301 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David C. Baldwin For For Management 2 Elect Richard A. Burnett For For Management 3 Elect Robert V. Delaney For For Management 4 Elect Troy W. Thacker For For Management 5 Elect Holli C. Ladhani For For Management 6 Elect Keith O. Rattie For For Management 7 Elect John Schmitz For For Management 8 Elect David A. Trice For For Management 9 Elect Douglas J. Wall For For Management 10 Ratification of Auditor For For Management 11 Amendment to the 2016 Equity Incentive For For Management Plan -------------------------------------------------------------------------------- SHOE CARNIVAL, INC. Ticker: SCVL Security ID: 824889109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect J. Wayne Weaver For For Management 2 Advisory Vote on Executive Compensation For Against Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SHORE BANCSHARES INC. Ticker: SHBI Security ID: 825107105 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Blenda W. Armistead For For Management 2 Elect Clyde V. Kelly III For For Management 3 Elect David W. Moore For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For Abstain Management -------------------------------------------------------------------------------- SHUTTERSTOCK INC Ticker: SSTK Security ID: 825690100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Deirdre M. Bigley For For Management 1.2 Elect Jeff Epstein For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SLEEP NUMBER CORP Ticker: SNBR Security ID: 83125X103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Julie M. Howard For For Management 1.2 Elect Kathleen L. Nedorostek For For Management 1.3 Elect Jean-Michel Valette For For Management 2 Approval of the 2020 Equity Incentive For For Management Plan 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kenneth Y. Hao For For Management 2 Elect Bryan Ingram For For Management 3 Elect Paul Mercadante For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authority to Purchase Shares and For Against Management Approval of Capped Call Transactions Purchases 2 Right to Adjourn Meeting For Against Management -------------------------------------------------------------------------------- SMART SAND INC Ticker: SND Security ID: 83191H107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sharon S. Spurlin For For Management 1.2 Elect Timothy J. Pawlenty For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2016 Omnibus For Abstain Management Incentive Plan 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- SOLARIS OILFIELD INFRASTRUCTURE INC Ticker: SOI Security ID: 83418M103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Edgar R. Giesinger, Jr. For For Management 1.2 Elect A. James Teague For For Management 1.3 Elect William A. Zartler For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SONOS, INC. Ticker: SONO Security ID: 83570H108 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Thomas Conrad For For Management 1.2 Elect Julius Genachowski For For Management 1.3 Elect Michelangelo Volpi For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SPARK ENERGY INC Ticker: SPKE Security ID: 846511103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Amanda E. Bush For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation -------------------------------------------------------------------------------- STERLING BANCORP Ticker: STL Security ID: 85917A100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John P. Cahill For For Management 1.2 Elect Navy E. Djonovic For For Management 1.3 Elect Fernando Ferrer For For Management 1.4 Elect Robert Giambrone For For Management 1.5 Elect Mona Kanaan For For Management 1.6 Elect Jack L. Kopnisky For For Management 1.7 Elect James J. Landy For For Management 1.8 Elect Maureen Mitchell For For Management 1.9 Elect Patricia M. Nazemetz For For Management 1.10 Elect Richard O'Toole For For Management 1.11 Elect Ralph F. Palleschi For For Management 1.12 Elect Burt Steinberg For For Management 1.13 Elect William E. Whiston For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- STITCH FIX, INC. Ticker: SFIX Security ID: 860897107 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Steven Anderson For For Management 2 Elect Marka Hansen For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SUPER MICRO COMPUTER INC Ticker: SMCI Security ID: 86800U104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles Liang For For Management 1.2 Elect Tally C. Liu For For Management 1.3 Elect Sherman Tuan For For Management 1.4 Elect Chiu-Chu Liu Liang For For Management 1.5 Elect Michael S. McAndrews For For Management 1.6 Elect Hwei-Ming Tsai For For Management 1.7 Elect Daniel W. Fairfax For For Management 1.8 Elect Saria Tseng For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Amendment to the 2020 Equity and For For Management Incentive Compensation Plan -------------------------------------------------------------------------------- SUPERIOR INDUSTRIES INTERNATIONAL, INC. Ticker: SUP Security ID: 868168105 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Majdi B Abulaban For For Management 1.2 Elect Michael R. Bruynesteyn For For Management 1.3 Elect Richard J. Giromini For For Management 1.4 Elect Paul J. Humphries For For Management 1.5 Elect Ransom A. Langford For For Management 1.6 Elect James S. McElya For For Management 1.7 Elect Timothy C. McQuay For For Management 1.8 Elect Ellen B. Richstone For For Management 1.9 Elect Francisco S. Uranga Thomas For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SUPERNUS PHARMACEUTICALS INC Ticker: SUPN Security ID: 868459108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Frederick M. Hudson For For Management 1.2 Elect Charles W. Newhall III For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Amendment to the 2012 Equity Incentive For For Management Plan 5 Amendment to the 2012 Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SURMODICS, INC. Ticker: SRDX Security ID: 868873100 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jose H. Bedoya For For Management 1.2 Elect Susan E. Knight For For Management 2 Board Size For For Management 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- SYKES ENTERPRISES, INC. Ticker: SYKE Security ID: 871237103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James S. MacLeod For For Management 2 Elect William D. Muir, Jr. For For Management 3 Elect Lorraine Leigh Lutton For For Management 4 Advisory Vote on Executive Compensation For For Management 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- TACTILE SYSTEMS TECHNOLOGY INC Ticker: TCMD Security ID: 87357P100 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect William W. Burke For For Management 1.2 Elect Raymond Huggenberger For For Management 1.3 Elect Gerald R. Mattys For For Management 1.4 Elect Richard J. Nigon For For Management 1.5 Elect Cheryl Pegus For For Management 1.6 Elect Kevin H. Roche For For Management 1.7 Elect Peter H. Soderberg For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- THE RMR GROUP INC. Ticker: RMR Security ID: 74967R106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jennifer B. Clark For For Management 2 Elect Ann D. Logan For For Management 3 Elect Rosen Plevneliev For For Management 4 Elect Adam D. Portnoy For For Management 5 Elect Walter C. Watkins For For Management 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- TRAVELZOO Ticker: TZOO Security ID: 89421Q205 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ralph Bartel For For Management 1.2 Elect Christina Sindoni Ciocca For For Management 1.3 Elect Carrie Liqun Liu For For Management 1.4 Elect Mary Reilly For For Management 1.5 Elect Beatrice Tarka For For Management 2 Approval of Option Grant to Chairman For Abstain Management 3 Approval of Option Grant to Key For For Management Employees 4 Approval of Option Grant Increases and For Abstain Management Repricing 5 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- TRIBUNE PUBLISHING CO Ticker: TPCO Security ID: 89609W107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Carol Crenshaw For For Management 1.2 Elect Philip G. Franklin For For Management 1.3 Elect Terry Jimenez For For Management 1.4 Elect Christopher Minnetian For For Management 1.5 Elect Dana Goldsmith Needleman For For Management 1.6 Elect Richard A. Reck For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark E. Tomkins For For Management 1.2 Elect Sandra Beach Lin For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Frank A. Bozich For For Management 2 Elect K'Lynne Johnson For For Management 3 Elect Sandra Beach Lin For For Management 4 Elect Philip R. Martens For For Management 5 Elect Donald T. Misheff For For Management 6 Elect Christopher D. Pappas For For Management 7 Elect Henri Steinmetz For For Management 8 Elect Mark E. Tomkins For For Management 9 Elect Stephen M. Zide For For Management 10 Advisory Vote on Executive Compensation For For Management 11 Accounts and Reports For For Management 12 Allocation of Results For For Management 13 Discharge the Board of Directors and For For Management Auditor 14 Ratification of Auditor For For Management 15 Ratification of Accountant For For Management 16 Allocation of Dividends For For Management 17 Authorization of Repurchase Program For For Management 18 Adoption of Amendment to Omnibus For For Management Incentive Plan -------------------------------------------------------------------------------- TRIPADVISOR INC. Ticker: TRIP Security ID: 896945201 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gregory B. Maffei For For Management 1.2 Elect Stephen Kaufer For For Management 1.3 Elect Jay C. Hoag For For Management 1.4 Elect Betsy L. Morgan For For Management 1.5 Elect M. Greg O'Hara For For Management 1.6 Elect Jeremy Philips For For Management 1.7 Elect Albert E. Rosenthaler For For Management 1.8 Elect Katryn (Trynka) Shineman Blake For For Management 1.9 Elect Robert S. Wiesenthal For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- TRUEBLUE INC Ticker: TBI Security ID: 89785X101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Colleen B. Brown For For Management 2 Elect A. P. Beharelle For For Management 3 Elect Steven C. Cooper For For Management 4 Elect William C. Goings For For Management 5 Elect Kim Harris Jones For For Management 6 Elect Jeffrey B. Sakaguchi For For Management 7 Elect Kristi A. Savacool For For Management 8 Elect Bonnie W. Soodik For For Management 9 Advisory Vote on Executive Compensation For For Management 10 Ratification of Auditor For For Management -------------------------------------------------------------------------------- TRUECAR INC Ticker: TRUE Security ID: 89785L107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Christopher W. Claus For For Management 1.2 Elect Philip G.J. McKoy For For Management 1.3 Elect John Mendel For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- TTM TECHNOLOGIES INC Ticker: TTMI Security ID: 87305R109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kenton K. Alder For For Management 1.2 Elect Julie S. England For For Management 1.3 Elect Philip G. Franklin For For Management 2 Amendment to the 2014 Incentive For For Management Compensation Plan 3 Advisory Vote on Executive Compensation For For Management 4 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ULTRA CLEAN HLDGS INC Ticker: UCTT Security ID: 90385V107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Clarence L. Granger For For Management 2 Elect James P. Scholhamer For For Management 3 Elect David T. ibnAle For For Management 4 Elect Emily M. Liggett For For Management 5 Elect Thomas T. Edman For For Management 6 Elect Barbara V. Scherer For For Management 7 Elect Ernest E. Maddock For For Management 8 Elect Jacqueline A. Seto For For Management 9 Ratification of Auditor For For Management 10 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS INC. Ticker: UFPI Security ID: 913543104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Benjamin J. McLean For For Management 2 Elect Mary E. Tuuk For For Management 3 Elect Michael G. Wooldridge For For Management 4 Company Name Change For For Management 5 Ratification of Auditor For For Management 6 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- UNIVERSAL LOGISTICS HOLDINGS INC Ticker: ULH Security ID: 91388P105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Grant E. Belanger For For Management 1.2 Elect Frederick P. Calderone For For Management 1.3 Elect Daniel J. Deane For For Management 1.4 Elect Clarence W. Gooden For For Management 1.5 Elect Matthew J. Moroun For For Management 1.6 Elect Matthew T. Moroun For For Management 1.7 Elect Tiim Phillips For For Management 1.8 Elect Michael A. Regan For For Management 1.9 Elect Richard P. Urban For For Management 1.10 Elect H.E. Wolfe For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Shareholder Proposal Regarding Against For Shareholder Majority Vote for Election of Directors -------------------------------------------------------------------------------- URBAN OUTFITTERS, INC. Ticker: URBN Security ID: 917047102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Edward N. Antoian For For Management 2 Elect Sukhinder Singh-Cassidy For For Management 3 Elect Harry S. Cherken, Jr. For For Management 4 Elect Scott Galloway For For Management 5 Elect Margaret A. Hayne For For Management 6 Elect Richard A. Hayne For For Management 7 Elect Elizabeth Ann Lambert For For Management 8 Elect Wesley S. McDonald For For Management 9 Elect Todd R. Morgenfeld For For Management 10 Ratification of Auditor For For Management 11 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- USANA HEALTH SCIENCES INC Ticker: USNA Security ID: 90328M107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kevin G Guest For For Management 1.2 Elect Robert Anciaux For For Management 1.3 Elect Gilbert A. Fuller For For Management 1.4 Elect Feng Peng For For Management 1.5 Elect Peggie Pelosi For For Management 1.6 Elect Frederic J. Winssinger For For Management 1.7 Elect Timothy E. Wood For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- VANDA PHARMACEUTICALS INC Ticker: VNDA Security ID: 921659108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Richard W. Dugan For For Management 2 Elect Anne S. Ward For For Management 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management 5 Amendment to the 2016 Equity Incentive For For Management Plan -------------------------------------------------------------------------------- VAREX IMAGING CORPORATION Ticker: VREX Security ID: 92214X106 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jocelyn D. Chertoff For For Management 2 Elect Ruediger Naumann-Etienne For For Management 3 Elect Sunny S. Sanyal For For Management 4 Advisory Vote on Executive Compensation For For Management 5 Approval of the 2020 Omnibus Stock Plan For For Management 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- VECTOR GROUP LTD Ticker: VGR Security ID: 92240M108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bennett S. LeBow For For Management 1.2 Elect Howard M. Lorber For For Management 1.3 Elect Ronald J. Bernstein For For Management 1.4 Elect Stanley S. Arkin For For Management 1.5 Elect Henry C. Beinstein For For Management 1.6 Elect Paul V. Carlucci For For Management 1.7 Elect Jean E. Sharpe For For Management 1.8 Elect Barry Watkins For For Management 2 Advisory Vote on Executive Compensation For Abstain Management 3 Ratification of Auditor For For Management 4 Shareholder Proposal Regarding Proxy Against Against Shareholder Access Bylaw Amendment -------------------------------------------------------------------------------- VERSO CORPORATION Ticker: VRS Security ID: 92531L207 Meeting Date: JAN 31, 2020 Meeting Type: Proxy Contest Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert K. Beckler For TNA Management 1.2 Elect Paula H.J. Cholmondeley For TNA Management 1.3 Elect Randy J. Nebel For TNA Management 1.4 Elect Steven D. Scheiwe For TNA Management 1.5 Elect Jay Shuster For TNA Management 1.6 Elect Adam St. John For TNA Management 1.7 Elect Nancy M. Taylor For TNA Management 2 Sale of Specialty Mills For TNA Management 3 Right to Adjourn Meeting For TNA Management 4 Elimination of Supermajority For TNA Management Requirement Regarding Director Removal 5 Elimination of Supermajority For TNA Management Requirement Regarding Bylaws Amendments 6 Elimination of Supermajority For TNA Management Requirement Regarding Articles Amendments 7 Advisory Vote on Executive Compensation For TNA Management 8 Ratification of Auditor For TNA Management 9 Advisory Vote on Adoption of For TNA Management Shareholder Rights Plan 10 Advisory Vote on Adoption of Majority N/A TNA Management Vote for Election of Directors 11 Shareholder Proposal to Repeal Bylaw Against TNA Shareholder Amendments 1.1 Elect Sean T. Erwin N/A For Shareholder 1.2 Elect Jeffrey E. Kirt N/A Withhold Shareholder 1.3 Elect Timothy Lowe N/A Withhold Shareholder 1.4 Elect Robert K. Beckler N/A For Shareholder 1.5 Elect Paula Cholmondeley N/A For Shareholder 1.6 Elect Randy J. Nebel N/A For Shareholder 1.7 Elect Adam St. John N/A For Shareholder 2 Sale of Specialty Mills N/A For Management 3 Right to Adjourn Meeting N/A For Management 4 Elimination of Supermajority N/A For Management Requirement Regarding Director Removal 5 Elimination of Supermajority N/A For Management Requirement Regarding Bylaws Amendments 6 Elimination of Supermajority N/A For Management Requirement Regarding Articles Amendments 7 Advisory Vote on Executive Compensation N/A For Management 8 Ratification of Auditor N/A For Management 9 Adoption of Shareholder Rights Plan N/A Against Management 10 Adoption of Majority Vote for Election N/A For Management of Directors 11 Shareholder Proposal to Repeal Bylaw N/A For Shareholder Amendments -------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. Ticker: VSH Security ID: 928298108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael J. Cody For For Management 1.2 Elect Abraham Ludomirski For For Management 1.3 Elect Raanan Zilberman For For Management 1.4 Elect Jeffrey H. Vanneste For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- VISHAY PRECISION GROUP INC Ticker: VPG Security ID: 92835K103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Marc Zandman For For Management 1.2 Elect Janet M. Clarke For For Management 1.3 Elect Wesley Cummins For For Management 1.4 Elect Bruce Lerner For For Management 1.5 Elect Saul V. Reibstein For For Management 1.6 Elect Ziv Shoshani For For Management 1.7 Elect Timothy V. Talbert For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- VOYAGER THERAPEUTICS INC Ticker: VYGR Security ID: 92915B106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect G. Andre Turenne For For Management 1.2 Elect Steven Hyman For For Management 1.3 Elect James A. Geraghty For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- WABASH NATIONAL CORP. Ticker: WNC Security ID: 929566107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Therese M. Bassett For For Management 2 Elect John G. Boss For For Management 3 Elect John E. Kunz For For Management 4 Elect Larry J. Magee For For Management 5 Elect Ann D. Murtlow For For Management 6 Elect Scott K. Sorensen For For Management 7 Elect Stuart A. Taylor, II For For Management 8 Elect Brent L. Yeagy For For Management 9 Advisory Vote on Executive Compensation For For Management 10 Ratification of Auditor For For Management -------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Ticker: WDR Security ID: 930059100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sharilyn S. Gasaway For For Management 1.2 Elect Katherine M.A. Kline For For Management 1.3 Elect Jerry W. Walton For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Amendment to the Stock Incentive Plan For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- WAGEWORKS, INC. Ticker: WAGE Security ID: 930427109 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Right to Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- WARRIOR MET COAL INC Ticker: HCC Security ID: 93627C101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Stephen D. Williams For For Management 1.2 Elect Ana B. Amicarella For For Management 1.3 Elect J. Brett Harvey For For Management 1.4 Elect Walter J. Scheller, III For For Management 1.5 Elect Alan H. Schumacher For For Management 1.6 Elect Gareth N. Turner For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Approval of Section 382 Rights For For Management Agreement 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John J. Engel For For Management 1.2 Elect Matthew J. Espe For For Management 1.3 Elect Bobby J. Griffin For For Management 1.4 Elect John K. Morgan For For Management 1.5 Elect Steven A. Raymund For For Management 1.6 Elect James L. Singleton For For Management 1.7 Elect Easwaran Sundaram For For Management 1.8 Elect Laura K. Thompson For For Management 1.9 Elect Lynn M. Utter For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- WESTWOOD HOLDINGS GROUP INC Ticker: WHG Security ID: 961765104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Brian O. Casey For For Management 1.2 Elect Richard M. Frank For For Management 1.3 Elect Susan M. Byrne For For Management 1.4 Elect Ellen H. Masterson For For Management 1.5 Elect Geoffrey R. Norman For For Management 1.6 Elect Raymond E. Wooldridge For For Management 2 Ratification of Auditor For For Management 3 Amendment to the Stock Incentive Plan For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- WINMARK CORPORATION Ticker: WINA Security ID: 974250102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Board Size For For Management 2.1 Elect Brett D. Heffes For For Management 2.2 Elect Lawrence A. Barbetta For For Management 2.3 Elect Jenele C. Grassle For For Management 2.4 Elect Kirk A. MacKenzie For For Management 2.5 Elect Paul C. Reyelts For For Management 2.6 Elect Mark L. Wilson For For Management 3 Approval of the 2020 Stock Option Plan For For Management 4 Advisory Vote on Executive Compensation For For Management 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORP. Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter D. Crist For For Management 2 Elect Bruce K. Crowther For For Management 3 Elect William J. Doyle For For Management 4 Elect Marla F. Glabe For For Management 5 Elect H. Patrick Hackett, Jr. For For Management 6 Elect Scott K. Heitmann For For Management 7 Elect Deborah L. Hall Lefevre For For Management 8 Elect Christopher J. Perry For For Management 9 Elect Ingrid S. Stafford For For Management 10 Elect Gary D. Sweeney For For Management 11 Elect Karin Gustafson Teglia For For Management 12 Elect Alex E. Washington, III For For Management 13 Elect Edward J. Wehmer For For Management 14 Advisory Vote on Executive Compensation For For Management 15 Ratification of Auditor For For Management -------------------------------------------------------------------------------- WORTHINGTON INDUSTRIES, INC. Ticker: WOR Security ID: 981811102 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kerrii B. Anderson For For Management 1.2 Elect David P. Blom For For Management 1.3 Elect John P. McConnell For For Management 1.4 Elect Mary Schiavo For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Amendment to the 1997 Long-Term For For Management Incentive Plan 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ZUMIEZ INC Ticker: ZUMZ Security ID: 989817101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thomas D. Campion For For Management 2 Elect Sarah G. McCoy For For Management 3 Elect Ernest R. Johnson For For Management 4 Elect Liliana Gil Valletta For For Management 5 Advisory Vote on Executive Compensation For For Management 6 Ratification of Auditor For For Management =================== Western Asset Short Duration Income ETF ==================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== Western Asset Total Return ETF ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Legg Mason ETF Investment Trust
By:
/s/ Jane Trust
Jane Trust
President and Chief Executive Officer
Date: August 17, 2020