The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
MITEK SYS INC | NOTE 0.750% 2/0 | 606710AA9 | 13,425,551 | 16,216,000 | PRN | SOLE | 0 | 0 | 16,216,000 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,448,921 | 2,265 | SH | Put | SOLE | 2,265 | 0 | 0 | |
THE REALREAL INC | NOTE 1.000% 3/0 | 88339PAD3 | 6,874,120 | 20,218,000 | PRN | SOLE | 0 | 0 | 20,218,000 |