KULR Technology (KULR)

Filed: 16 Nov 20, 1:32pm





Washington, DC 20549


Form 8-K




Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): November 16, 2020



(Exact name of the registrant as specified in its charter)


Delaware 000-55564 81-1004273
(State or other jurisdiction of (Commission (IRS Employer
of incorporation) File Number) Identification No.)


1999 S. Bascom Ave. Suite 700. Campbell, CA 95008

(Address of principle executive offices) (Zip code)


Registrant’s telephone number, including area code: (408) 663-5247



 (Former name or address if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.below):


¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


¨Soliciting material pursuant to Rule 14A-12 under the Exchange Act (17 CFR 240.14a-12)


¨Pre-commencement communications pursuant to Rule 14D-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class: Trading Symbol(s) Name of each exchange on which registered:


Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2).


Emerging growth company ¨


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨






Item 5.07            Submission of Matters to a Vote of Security Holders.


On November 16, 2020, holders of the majority of the voting power of the outstanding stock of KULR Technology Group, Inc. (the “Company”), voted in favor of a reverse split of the Company’s issued and outstanding common stock at a ratio no greater than 1-for-8, which ratio shall be designated at the sole discretion of the Company’s Board of Directors (the “Board”) at the appropriate time (the “Reverse Split”). The Board’s authority to designate the ratio and timing of the Reverse Split expires on November 16, 2021 and does not assure that the Board will exercise its authority to effectuate the Reverse Split.











Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on behalf of the undersigned hereunto duly authorized.


Date: November 16, 2020By:/s/ Michael Mo
  Michael Mo
  President & Chief Executive Officer