The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 399 | 3,661 | SH | SOLE | 0 | 0 | 3,661 | ||
APPLE INC | COM | 037833100 | 2 | 14 | SH | DFND | 14 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 44 | 1,133 | SH | DFND | 1,133 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 378 | 9,662 | SH | SOLE | 0 | 0 | 9,662 | ||
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738C778 | 804 | 37,391 | SH | SOLE | 0 | 0 | 37,391 | ||
BP PLC | SPONSORED ADR | 055622104 | 32 | 1,094 | SH | DFND | 1,094 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 233 | 7,716 | SH | SOLE | 0 | 0 | 7,716 | ||
COLUMBIA PPTY TR INC | COM NEW | 198287203 | 329 | 15,020 | SH | DFND | 15,020 | 0 | 0 | ||
COLUMBIA PPTY TR INC | COM NEW | 198287203 | 608 | 27,663 | SH | SOLE | 0 | 0 | 27,663 | ||
EXXON MOBIL CORP | COM | 30231G102 | 632 | 7,562 | SH | SOLE | 0 | 0 | 7,562 | ||
EXXON MOBIL CORP | COM | 30231G102 | 14 | 172 | SH | DFND | 172 | 0 | 0 | ||
FS INVT CORP | COM | 302635107 | 27 | 2,950 | SH | DFND | 2,950 | 0 | 0 | ||
FS INVT CORP | COM | 302635107 | 842 | 91,845 | SH | SOLE | 0 | 0 | 91,845 | ||
GREENBRIER COS INC | COM | 393657101 | 245 | 8,882 | SH | SOLE | 0 | 0 | 8,882 | ||
ISHARES | AGGRES ALLOC ETF | 464289859 | 447 | 9,876 | SH | SOLE | 0 | 0 | 9,876 | ||
ISHARES | GRWT ALLOCAT ETF | 464289867 | 630 | 15,958 | SH | SOLE | 0 | 0 | 15,958 | ||
ISHARES | MODERT ALLOC ETF | 464289875 | 517 | 14,860 | SH | SOLE | 0 | 0 | 14,860 | ||
ISHARES TR | 3-7 YR TR BD ETF | 464288661 | 1,887 | 14,986 | SH | SOLE | 0 | 0 | 14,986 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 7,655 | 53,093 | SH | SOLE | 0 | 0 | 53,093 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 4,803 | 23,241 | SH | SOLE | 0 | 0 | 23,241 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 9,271 | 78,027 | SH | SOLE | 0 | 0 | 78,027 | ||
ISHARES TR | INTERM CR BD ETF | 464288638 | 1,410 | 12,852 | SH | SOLE | 0 | 0 | 12,852 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 354 | 10,327 | SH | SOLE | 0 | 0 | 10,327 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,580 | 14,155 | SH | SOLE | 0 | 0 | 14,155 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 721 | 5,435 | SH | SOLE | 0 | 0 | 5,435 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 1,365 | 14,648 | SH | SOLE | 0 | 0 | 14,648 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 460 | 5,630 | SH | SOLE | 0 | 0 | 5,630 | ||
LILLY ELI & CO | COM | 532457108 | 211 | 2,936 | SH | SOLE | 0 | 0 | 2,936 | ||
MARKET VECTORS ETF TR | AMT FREE INT ETF | 57060U845 | 1,178 | 48,631 | SH | SOLE | 0 | 0 | 48,631 | ||
MASCO CORP | COM | 574599106 | 551 | 17,528 | SH | SOLE | 0 | 0 | 17,528 | ||
PEPSICO INC | COM | 713448108 | 21 | 201 | SH | DFND | 201 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 304 | 2,971 | SH | SOLE | 0 | 0 | 2,971 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 57 | 579 | SH | SOLE | 0 | 0 | 579 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 227 | 2,279 | SH | DFND | 2,279 | 0 | 0 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 383 | 3,708 | SH | SOLE | 0 | 0 | 3,708 | ||
POWERSHARES ETF TR II | SOVEREIGN DEBT | 73936T573 | 4,445 | 157,062 | SH | SOLE | 0 | 0 | 157,062 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 552 | 26,557 | SH | SOLE | 0 | 0 | 26,557 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 401 | 7,589 | SH | SOLE | 0 | 0 | 7,589 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 211 | 4,278 | SH | SOLE | 0 | 0 | 4,278 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 683 | 17,048 | SH | SOLE | 0 | 0 | 17,048 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 785 | 19,350 | SH | SOLE | 0 | 0 | 19,350 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 207 | 5,003 | SH | SOLE | 0 | 0 | 5,003 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 683 | 8,637 | SH | SOLE | 0 | 0 | 8,637 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 566 | 8,349 | SH | SOLE | 0 | 0 | 8,349 | ||
SIMMONS 1ST NATL CORP | CL A $1 PAR | 828730200 | 1,452 | 32,215 | SH | SOLE | 0 | 0 | 32,215 | ||
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 1,468 | 44,182 | SH | SOLE | 0 | 0 | 44,182 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 351 | 11,384 | SH | SOLE | 0 | 0 | 11,384 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 638 | 3,105 | SH | SOLE | 0 | 0 | 3,105 | ||
SPDR SER TR | NUVN BR SHT MUNI | 78468R739 | 607 | 12,437 | SH | SOLE | 0 | 0 | 12,437 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 5,098 | 148,858 | SH | SOLE | 0 | 0 | 148,858 | ||
SPDR SERIES TRUST | DJ REIT ETF | 78464A607 | 1,125 | 11,820 | SH | SOLE | 0 | 0 | 11,820 | ||
TOMPKINS FINANCIAL CORPORATI | COM | 890110109 | 1,575 | 24,611 | SH | SOLE | 0 | 0 | 24,611 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 8,862 | 107,024 | SH | SOLE | 0 | 0 | 107,024 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 6,950 | 66,303 | SH | SOLE | 0 | 0 | 66,303 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 10,404 | 241,117 | SH | SOLE | 0 | 0 | 241,117 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,859 | 140,520 | SH | SOLE | 0 | 0 | 140,520 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 1,429 | 15,298 | SH | SOLE | 0 | 0 | 15,298 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 8,343 | 102,683 | SH | SOLE | 0 | 0 | 102,683 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 876 | 24,421 | SH | SOLE | 0 | 0 | 24,421 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 254 | 3,684 | SH | SOLE | 0 | 0 | 3,684 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 56 | 648 | SH | DFND | 648 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 351 | 4,169 | SH | SOLE | 0 | 0 | 4,169 | ||
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 1,325 | 17,566 | SH | SOLE | 0 | 0 | 17,566 | ||
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 3,944 | 75,964 | SH | SOLE | 0 | 0 | 75,964 |