The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 200 | 3,510 | SH | SOLE | 3,510 | 0 | 0 | ||
AES TR III | PFD CV 6.75% | 00808N202 | 250 | 4,955 | SH | SOLE | 4,955 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,468 | 1,970 | SH | SOLE | 1,970 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,318 | 1,728 | SH | SOLE | 1,728 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 369 | 2,459 | SH | SOLE | 2,459 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,659 | 15,225 | SH | SOLE | 15,225 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 388 | 9,901 | SH | SOLE | 9,901 | 0 | 0 | ||
BANCROFT FUND LTD | COM | 059695106 | 308 | 17,177 | SH | SOLE | 17,177 | 0 | 0 | ||
BAXALTA INC | COM | 07177M103 | 1,013 | 25,081 | SH | SOLE | 25,081 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 639 | 15,555 | SH | SOLE | 15,555 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 805 | 5,674 | SH | SOLE | 5,674 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 258 | 2,036 | SH | SOLE | 2,036 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 323 | 5,053 | SH | SOLE | 5,053 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 358 | 2,315 | SH | SOLE | 2,315 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 3,903 | 37,025 | SH | SOLE | 37,025 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 303 | 3,030 | SH | SOLE | 3,030 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,522 | 15,959 | SH | SOLE | 15,959 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,417 | 49,768 | SH | SOLE | 49,768 | 0 | 0 | ||
CITIGROUP INC | *W EXP 01/04/201 | 172967226 | 353 | 8,454 | SH | SOLE | 8,454 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 290 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
COCA COLA FEMSA S A B DE C V | SPON ADR REP L | 191241108 | 203 | 2,450 | SH | SOLE | 2,450 | 0 | 0 | ||
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 245 | 3,910 | SH | SOLE | 3,910 | 0 | 0 | ||
CUBIC CORP | COM | 229669106 | 1,483 | 21,752 | SH | SOLE | 21,752 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 245 | 2,232 | SH | SOLE | 2,232 | 0 | 0 | ||
DOVER CORP | COM | 260003108 | 959 | 14,913 | SH | SOLE | 14,913 | 0 | 0 | ||
DOW CHEM CO | COM | 260543103 | 492 | 9,672 | SH | SOLE | 9,672 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 505 | 21,179 | SH | SOLE | 21,179 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 441 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ENERSYS | COM | 29275Y102 | 796 | 14,286 | SH | SOLE | 14,286 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 892 | 12,985 | SH | SOLE | 12,985 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 282 | 3,379 | SH | SOLE | 3,379 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | 33738R605 | 753 | 34,838 | SH | SOLE | 34,838 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 324 | 10,197 | SH | SOLE | 10,197 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,690 | 18,393 | SH | SOLE | 18,393 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 786 | 19,393 | SH | SOLE | 19,393 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 509 | 14,254 | SH | SOLE | 14,254 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,013 | 6,688 | SH | SOLE | 6,688 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,162 | 14,231 | SH | SOLE | 14,231 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,283 | 10,801 | SH | SOLE | 10,801 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 527 | 5,329 | SH | SOLE | 5,329 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,523 | 15,262 | SH | SOLE | 15,262 | 0 | 0 | ||
ISHARES TR | MSCI USA QLT FAC | 46432F339 | 1,164 | 17,733 | SH | SOLE | 17,733 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,155 | 19,503 | SH | SOLE | 19,503 | 0 | 0 | ||
LANNET INC | COM | 516012101 | 374 | 20,841 | SH | SOLE | 20,841 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 299 | 1,348 | SH | SOLE | 1,348 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 915 | 10,696 | SH | SOLE | 10,696 | 0 | 0 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 364 | 5,982 | SH | SOLE | 5,982 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 464 | 4,910 | SH | SOLE | 4,910 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 265 | 3,538 | SH | SOLE | 3,538 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 272 | 4,928 | SH | SOLE | 4,928 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 269 | 4,165 | SH | SOLE | 4,165 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 251 | 6,145 | SH | SOLE | 6,145 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,020 | 26,424 | SH | SOLE | 26,424 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 458 | 4,468 | SH | SOLE | 4,468 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 627 | 21,159 | SH | SOLE | 21,159 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 277 | 2,828 | SH | SOLE | 2,828 | 0 | 0 | ||
POWERSHARES ETF TRUST | GBL LSTD PVT EQT | 73935X195 | 526 | 50,987 | SH | SOLE | 50,987 | 0 | 0 | ||
POWERSHARES ETF TRUST | S&P 500 QLTY PRT | 73935X682 | 2,020 | 82,109 | SH | SOLE | 82,109 | 0 | 0 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 14,447 | 285,704 | SH | SOLE | 285,704 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 867 | 16,958 | SH | SOLE | 16,958 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 252 | 2,055 | SH | SOLE | 2,055 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 576 | 7,334 | SH | SOLE | 7,334 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 781 | 19,444 | SH | SOLE | 19,444 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 979 | 15,821 | SH | SOLE | 15,821 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 213 | 1,810 | SH | SOLE | 1,810 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 724 | 12,120 | SH | SOLE | 12,120 | 0 | 0 | ||
TICC CAPITAL CORP | COM | 87244T109 | 50 | 10,520 | SH | SOLE | 10,520 | 0 | 0 | ||
TRACTOR SUPPLY CO | COM | 892356106 | 350 | 3,870 | SH | SOLE | 3,870 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 876 | 31,436 | SH | SOLE | 31,436 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 487 | 4,868 | SH | SOLE | 4,868 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 255 | 6,285 | SH | SOLE | 6,285 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 2,219 | 26,796 | SH | SOLE | 26,796 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 23,324 | 278,334 | SH | SOLE | 278,334 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 260 | 3,762 | SH | SOLE | 3,762 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 320 | 5,921 | SH | SOLE | 5,921 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 793 | 16,407 | SH | SOLE | 16,407 | 0 | 0 |