The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
10X CAPITAL VENTURE ACQ III | *W EXP 06/30/202 | G87077114 | 6 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
10X CAPITAL VENTURE ACQ III | CL A ORD SHS | G87077106 | 497 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
7 ACQUISITION CORPORATION | *W EXP 11/05/202 | G80694113 | 4 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ADTHEORENT HOLDING COMPANY | *W EXP 99/99/999 | 00739D117 | 20 | 14,200 | SH | SOLE | 14,200 | 0 | 0 | ||
ADVANCED MERGER PARTNERS INC | *W EXP 06/30/202 | 00777J117 | 29 | 46,896 | SH | SOLE | 46,896 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 2,361 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
AFTERNEXT HEALTHTECH ACQUISI | *W EXP 99/99/999 | G01109126 | 14 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 | 4 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
ALTENERGY ACQUISITION CORP | COM CL A | 02157M108 | 348 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
AMPLIFY ENERGY CORP NEW | COM | 03212B103 | 1,375 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ANDRETTI ACQUISITION CORP | CL A ORD SHS | G26735103 | 496 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ANDRETTI ACQUISITION CORP | *W EXP 99/99/999 | G26735129 | 5 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
APOLLO STRATEGIC GROWTH CAPT | *W EXP 10/29/202 | G0411R114 | 150 | 109,502 | SH | SOLE | 109,502 | 0 | 0 | ||
ARENA FORTIFY ACQUISITION CO | CLASS A COM | 04005A104 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ARES ACQUISITION CORPORATION | *W EXP 99/99/999 | G33032122 | 12 | 28,700 | SH | SOLE | 28,700 | 0 | 0 | ||
ARYA SCIENCES ACQUISITN CORP | CLASS A ORD SHS | G31658100 | 956 | 98,486 | SH | SOLE | 98,486 | 0 | 0 | ||
ATLANTIC COASTAL AQSTN CORP | *W EXP 01/13/202 | 04845A116 | 2 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ATLANTIC COASTAL AQSTN CORP | CLASS A COM | 04845A108 | 248 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AUSTERLITZ ACQUISITION CORP | *W EXP 02/19/202 | G0633D125 | 8 | 13,690 | SH | SOLE | 13,690 | 0 | 0 | ||
AWARE INC MASS | COM | 05453N100 | 996 | 331,896 | SH | SOLE | 331,896 | 0 | 0 | ||
BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 | 8 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
BANYAN ACQUISITION CORPORATI | CL A COM | 06690B107 | 844 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
BARNES & NOBLE ED INC | COM | 06777U101 | 5,485 | 1,532,193 | SH | SOLE | 1,532,193 | 0 | 0 | ||
BATH & BODY WORKS INC | COM | 070830104 | 3,585 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BIOPLUS ACQUISITION CORP | *W EXP 12/02/202 | G11217125 | 6 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BIOPLUS ACQUISITION CORP | CLASS A ORD SHS | G11217117 | 494 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BOXED INC | *W EXP 12/08/202 | 103174116 | 80 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BULLPEN PARLAY ACQUISITION C | CLASS A ORD SHS | G1792A100 | 99 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 | 8 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
C5 ACQUISITION CORPORATION | CL A COM | 12530D105 | 496 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CANTALOUPE INC | COM | 138103106 | 1,016 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 6,167 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
CAZOO GROUP LTD | *W EXP 08/26/202 | G2007L113 | 22 | 57,115 | SH | SOLE | 57,115 | 0 | 0 | ||
CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 | 31 | 78,695 | SH | SOLE | 78,695 | 0 | 0 | ||
CHP MERGER CORP | *W EXP 11/22/202 | 12558Y114 | 9 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 | 30 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 3,872 | 72,500 | SH | Call | SOLE | 72,500 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 2,008 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
DOMA HOLDINGS INC | *W EXP 07/28/202 | 25703A112 | 35 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DP CAP ACQUISITION CORP I | CLASS A ORD | G2R05B100 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 | 9 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ESGEN ACQUISITION CORP | SHS CL A | G3R95N103 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EXPRESS INC | COM | 30219E103 | 1,165 | 327,162 | SH | SOLE | 327,162 | 0 | 0 | ||
FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 | 35 | 109,155 | SH | SOLE | 109,155 | 0 | 0 | ||
FINTECH ACQUISITION CORP VI | CLASS A COM | 31811H106 | 1,817 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP VI | *W EXP 03/31/202 | 31811H114 | 23 | 46,250 | SH | SOLE | 46,250 | 0 | 0 | ||
FORTRESS CAPITAL ACQUISITION | *W EXP 99/99/999 | G36427121 | 19 | 46,190 | SH | SOLE | 46,190 | 0 | 0 | ||
FTAC ATHENA ACQUISITION CORP | *W EXP 03/01/202 | G37283119 | 52 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 | 21 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
FTAC EMERALD ACQUISITION COR | CLASS A COM | 29103K100 | 977 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 | 47 | 111,534 | SH | SOLE | 111,534 | 0 | 0 | ||
FTAC PARNASSUS ACQUISITN COR | *W EXP 03/10/202 | 30319B116 | 6 | 15,769 | SH | SOLE | 15,769 | 0 | 0 | ||
FTAC ZEUS ACQUISITION COR | CLASS A COM | 30320F106 | 3,444 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 | 67 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
FULL HSE RESORTS INC | COM | 359678109 | 4,491 | 467,300 | SH | SOLE | 467,300 | 0 | 0 | ||
G SQUARED ASCEND I INC | *W EXP 02/01/202 | G4204R117 | 40 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
G SQUARED ASCEND II INC | *W EXP 12/31/202 | G42041122 | 21 | 76,391 | SH | SOLE | 76,391 | 0 | 0 | ||
GANNETT CO INC | COM | 36472T109 | 2,142 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
GARRETT MOTION INC | COM | 366505105 | 1,689 | 234,925 | SH | SOLE | 234,925 | 0 | 0 | ||
GARRETT MOTION INC | PFD CONV SER A | 366505204 | 2,815 | 340,394 | SH | SOLE | 340,394 | 0 | 0 | ||
GO ACQUISITION CORP | *W EXP 08/31/202 | 362019119 | 36 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GORES HOLDINGS VII INC | *W EXP 02/25/202 | 38286T119 | 13 | 15,625 | SH | SOLE | 15,625 | 0 | 0 | ||
GREEN VISOR FIN TEC ACQ CORP | *W EXP 10/27/202 | G4166K126 | 3 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
GREEN VISOR FIN TEC ACQ CORP | CLASS A ORD | G4166K100 | 249 | 24,900 | SH | SOLE | 24,900 | 0 | 0 | ||
GROUPON INC | COM NEW | 399473206 | 2,229 | 115,900 | SH | Call | SOLE | 115,900 | 0 | 0 | |
HCM ACQUISITION CO | *W EXP 01/20/202 | G4365A127 | 10 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HCM ACQUISITION CO | CLASS A ORD SHS | G4365A101 | 997 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HILTON GRAND VACATIONS INC | COM | 43283X105 | 6,241 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
HUDSON EXECUTIVE INVS CORP I | *W EXP 01/31/202 | 443760111 | 36 | 95,685 | SH | SOLE | 95,685 | 0 | 0 | ||
IMEDIA BRANDS INC | COM CL A | 452465206 | 5,823 | 965,719 | SH | SOLE | 965,719 | 0 | 0 | ||
INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 | 13 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
INSU ACQUISITION CORP III | *W EXP 12/31/202 | 457817112 | 33 | 164,128 | SH | SOLE | 164,128 | 0 | 0 | ||
INTELLIGENT MEDI ACQSITN COR | CLASS A COM | 45828D106 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INTERPRIVATE III FINANCIAL P | COM CL A | 46064R106 | 768 | 77,696 | SH | SOLE | 77,696 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 56,223 | 273,900 | SH | Put | SOLE | 273,900 | 0 | 0 | |
JAWS HURRICANE ACQUISITN COR | *W EXP 03/26/202 | 47201B111 | 79 | 105,897 | SH | �� | SOLE | 105,897 | 0 | 0 | |
JAWS JUGGERNAUT ACQUISITN CO | *W EXP 06/17/202 | G50735110 | 57 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 | 49 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LIBERTY MEDIA ACQUISITION CO | COM SR A | 53073L104 | 991 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LIBERTY MEDIA ACQUISITION CO | *W EXP 99/99/999 | 53073L112 | 13 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
LIONHEART ACQUISITION CORP I | *W EXP 02/14/202 | 53625R112 | 115 | 239,693 | SH | SOLE | 239,693 | 0 | 0 | ||
MACONDRAY CAP ACQUISITN CORP | *W EXP 05/31/202 | G5853A115 | 8 | 26,666 | SH | SOLE | 26,666 | 0 | 0 | ||
MDH ACQUISITION CORP | COM CL A | 55283P106 | 4,200 | 429,837 | SH | SOLE | 429,837 | 0 | 0 | ||
MODEL PERFORMANCE ACQU CORP | CLASS A ORD SHS | G6246M105 | 101 | 10,013 | SH | SOLE | 10,013 | 0 | 0 | ||
MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 | 8 | 10,201 | SH | SOLE | 10,201 | 0 | 0 | ||
NEWCOURT ACQUISITION CORP | CLASS A ORD SHS | G6448C103 | 1,001 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
NEWCOURT ACQUISITION CORP | *W EXP 04/12/202 | G6448C129 | 12 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 3,121 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
ONYX ACQUISITION CO I | *W EXP 11/30/202 | G6755Q117 | 6 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 | 2 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
PAPAYA GRWT OPPORTUNITY CORP | CLASS A COM | 69882P102 | 248 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PARTY CITY HOLDCO INC | COM | 702149105 | 2,175 | 607,600 | SH | SOLE | 607,600 | 0 | 0 | ||
PARTY CITY HOLDCO INC | COM | 702149105 | 259 | 72,400 | SH | Call | SOLE | 72,400 | 0 | 0 | |
PERELLA WEINBERG PARTNERS | CLASS A COM | 71367G102 | 526 | 55,678 | SH | SOLE | 55,678 | 0 | 0 | ||
PERELLA WEINBERG PARTNERS | *W EXP 12/31/202 | 71367G110 | 27 | 13,333 | SH | SOLE | 13,333 | 0 | 0 | ||
PFSWEB INC | COM NEW | 717098206 | 3,752 | 328,288 | SH | SOLE | 328,288 | 0 | 0 | ||
PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 | 11 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
PROCAPS GROUP SA | *W EXP 09/29/202 | L7756P110 | 150 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
QUANTUM CORP | COM NEW | 747906501 | 795 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
REEDS INC | COM | 758338107 | 5,413 | 18,012,117 | SH | SOLE | 18,012,117 | 0 | 0 | ||
REVOLUTION HEALTHCAR AQ CORP | *W EXP 12/31/202 | 76155Y116 | 62 | 138,282 | SH | SOLE | 138,282 | 0 | 0 | ||
RH | COM | 74967X103 | 7,826 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
RIMINI STR INC DEL | COM | 76674Q107 | 6,902 | 1,189,970 | SH | SOLE | 1,189,970 | 0 | 0 | ||
SATELLOGIC INC | *W EXP 01/25/202 | G7823S119 | 22 | 29,018 | SH | SOLE | 29,018 | 0 | 0 | ||
SCION TECH GROWTH I | *W EXP 11/01/202 | G31067112 | 27 | 102,455 | SH | SOLE | 102,455 | 0 | 0 | ||
SEAPORT GLOBAL ACQUISITION I | *W EXP 11/17/202 | 81221H113 | 3 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SEMPER PARATUS ACQUISITION C | *W EXP 11/04/202 | G8028L131 | 3 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
SEMPER PARATUS ACQUISITION C | CLASS A ORD | G8028L107 | 250 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SIZZLE ACQUISITION CORP | COMMON STOCK | 83014E109 | 249 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SIZZLE ACQUISITION CORP | *W EXP 11/02/202 | 83014E117 | 2 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 92,586 | 205,000 | SH | Put | SOLE | 205,000 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 | 1,331 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 3,207 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TCW SPECIAL PURPOSE ACQU COR | *W EXP 99/99/999 | 87301L114 | 46 | 141,819 | SH | SOLE | 141,819 | 0 | 0 | ||
THE ODP CORP | COM | 88337F105 | 4,125 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
THE ONCOLOGY INSTITUTE INC | *W EXP 11/15/202 | 68236X118 | 138 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
THRIVE ACQUISITION CORPORATI | *W EXP 10/31/202 | G7158C119 | 3 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
THRIVE ACQUISITION CORPORATI | CLASS A ORD | G7158C101 | 250 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TIGA ACQUISITION CORP | *W EXP 11/06/202 | G88672111 | 54 | 130,170 | SH | SOLE | 130,170 | 0 | 0 | ||
TKB CRITICAL TECHNOLOGIES 1 | *W EXP 10/20/202 | G88935120 | 4 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
TLGY ACQUISITION CORPORATION | CLASS A ORD SHS | G8656T109 | 249 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | G8656T125 | 2 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
TURTLE BEACH CORP | COM NEW | 900450206 | 975 | 45,812 | SH | SOLE | 45,812 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 6,094 | 157,500 | SH | SOLE | 157,500 | 0 | 0 | ||
VELO3D INC | *W EXP 12/01/202 | 92259N112 | 67 | 31,839 | SH | SOLE | 31,839 | 0 | 0 | ||
VENTOUX CCM ACQUISITION CORP | *W EXP 09/30/202 | 92280L119 | 23 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
VICTORIAS SECRET AND CO | COMMON STOCK | 926400102 | 5,650 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
VPC IMPACT ACQUISITION HLDG | CLASS A ORD | G9460L126 | 2,559 | 261,637 | SH | SOLE | 261,637 | 0 | 0 |