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OSI ETF Trust

Filed: 16 Aug 21, 12:27pm

 

 

united states

securities and exchange commission

Washington, D.C. 20549

 

Form N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-23167

 

OSI ETF Trust

(Exact name of registrant as specified in charter)

 

75 State Street

Suite 100

Boston, MA 02109

(Address of principal executive offices) (Zip code)

 

Connor O’Brien

75 State Street

Suite 100

Boston, MA 02109

(Name and Address of Agent for Service)

 

Registrant’s telephone number, including area code: (617) 855-7670

 

Date of fiscal year end: June 30

 

Date of reporting period: July 1, 2020 to June 30, 2021

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

 

Item 1. Proxy Voting Record

 

There is no proxy voting activity for the following funds, as they did not hold any votable positions during the reporting period as they have not yet commenced operations.

 

O’Shares U.S. Large Cap Quality Growth ETF

O’Shares U.S. Small Cap Quality Growth ETF

 

 

 

 

O’Shares U.S. Quality Dividend ETF

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 1 of 192

 

 

Unassigned

3M COMPANY

Security:

88579Y101

Agenda Number:

935359085

Ticker:

MMM

Meeting Type:

Annual

ISIN:

US88579Y1010

Meeting Date:

11-May-21

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1A.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: Thomas “Tony” K. Brown

 

 

 

 

 

 

 

 

1B.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: Pamela J. Craig

 

 

 

 

 

 

 

 

1C.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: David B. Dillon

 

 

 

 

 

 

 

 

1D.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: Michael L. Eskew

 

 

 

 

 

 

 

 

1E.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: James R. Fitterling

 

 

 

 

 

 

 

 

1F.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: Herbert L. Henkel

 

 

 

 

 

 

 

 

1G.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: Amy E. Hood

 

 

 

 

 

 

 

 

1H.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: Muhtar Kent

 

 

 

 

 

 

 

 

1I.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: Dambisa F. Moyo

 

 

 

 

 

 

 

 

1J.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: Gregory R. Page

 

 

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 2 of 192

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1K.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: Michael F. Roman

 

 

 

 

 

 

 

 

1L.

Elect the member to the Board of Directors for

Mgmt

For

For

 

a term of one year: Patricia A. Woertz

 

 

 

 

 

 

 

 

2.

To ratify the appointment of

Mgmt

For

For

 

PricewaterhouseCoopers LLP as 3M’s

 

 

 

 

independent registered public accounting

 

 

 

 

firm.

 

 

 

 

 

 

 

 

3.

Advisory approval of executive compensation.

Mgmt

For

For

 

 

 

 

 

4.

To approve the amendment and restatement

Mgmt

For

For

 

of 3M Company 2016 Long-Term Incentive

 

 

 

 

Plan.

 

 

 

 

 

 

 

 

5.

Shareholder proposal on setting target

Shr

Against

For

 

amounts for CEO compensation.

 

 

 

 

 

 

 

 

6.

Shareholder proposal on transitioning the

Shr

Against

For

 

Company to a public benefit corporation.

 

 

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 3 of 192

 

 

Unassigned

ABBOTT LABORATORIES

Security:

002824100

Agenda Number:

935345125

Ticker:

ABT

Meeting Type:

Annual

ISIN:

US0028241000

Meeting Date:

23-Apr-21

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1.

DIRECTOR

 

 

 

 

 

 

 

 

 

1

R.J. Alpern

Mgmt

For

For

 

 

 

 

 

 

 

2

R.S. Austin

Mgmt

For

For

 

 

 

 

 

 

 

3

S.E. Blount

Mgmt

For

For

 

 

 

 

 

 

 

4

R.B. Ford

Mgmt

For

For

 

 

 

 

 

 

 

5

M.A. Kumbier

Mgmt

For

For

 

 

 

 

 

 

 

6

D.W. McDew

Mgmt

For

For

 

 

 

 

 

 

 

7

N. McKinstry

Mgmt

For

For

 

 

 

 

 

 

 

8

W.A. Osborn

Mgmt

For

For

 

 

 

 

 

 

 

9

M.F. Roman

Mgmt

For

For

 

 

 

 

 

 

 

10

D.J. Starks

Mgmt

For

For

 

 

 

 

 

 

 

11

J.G. Stratton

Mgmt

For

For

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 4 of 192

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

 

12

G.F. Tilton

Mgmt

For

For

 

 

 

 

 

 

 

13

M.D. White

Mgmt

For

For

 

 

 

 

 

2.

Ratification of Ernst & Young LLP as Auditors.

Mgmt

For

For

 

 

 

 

 

3.

Say on Pay - An Advisory Vote to Approve

Mgmt

For

For

 

Executive Compensation.

 

 

 

 

 

 

 

 

4A.

Amendments to the Articles of Incorporation

Mgmt

For

For

 

to Eliminate Statutory Supermajority Voting

 

 

 

 

Standards for: Amendments to the Articles of

 

 

 

 

Incorporation.

 

 

 

 

 

 

 

 

4B.

Amendments to the Articles of Incorporation

Mgmt

For

For

 

to Eliminate Statutory Supermajority Voting

 

 

 

 

Standards for: Approval of Certain

 

 

 

 

Extraordinary Transactions.

 

 

 

 

 

 

 

 

5.

Shareholder Proposal - Lobbying Disclosure.

Shr

Against

For

 

 

 

 

 

6.

Shareholder Proposal - Report on Racial

Shr

Against

For

 

Justice.

 

 

 

 

 

 

 

 

7.

Shareholder Proposal - Independent Board

Shr

Against

For

 

Chairman.

 

 

 

 

 

 

 

 

Investment Company Report 

 

Meeting Date Range:

01-Jul-2020 -  30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

   Page 5 of 192

 

 

Unassigned

ABBVIE INC.

 

Security:  00287Y109

Agenda Number:   935357891

 

Ticker:  ABBV

Meeting Type:  Annual

 

ISIN:   US00287Y1091

Meeting Date:   07-May-21

 

Prop.#

Proposal

Proposed

by

Proposal vote

For/Against

Management’s

Recommendation

1.

DIRECTOR

 

1         Roxanne S. Austin

Mgmt

For

For

     

 

2         Richard A. Gonzalez

Mgmt

For

For

     

 

3         Rebecca B. Roberts

Mgmt

For

For

     

 

4         Glenn F. Tilton

Mgmt

For

For

 

 

 

 

 

2.

Ratification of Ernst & Young LLP as AbbVie’s

Mgmt

For

For

 

independent registered public accounting firm

 

 

 

 

for 2021.

 

 

 

 

 

 

 

 

3.

Say on Pay-An advisory vote on the approval

Mgmt

For

For

 

of executive compensation.

 

 

 

 

 

 

 

 

4.

Approval of the Amended and Restated 2013

Mgmt

For

For

 

Incentive Stock Program.

 

 

 

 

 

 

 

 

5.

Approval of the Amended and Restated 2013

Mgmt

For

For

 

Employee Stock Purchase Plan for non-U.S.

 

 

 

 

employees.

 

 

 

 

 

 

 

 

6.

Approval of a management proposal

Mgmt

For

For

 

regarding amendment of the certificate of

 

 

 

 

incorporation to eliminate supermajority

 

 

 

 

voting.

 

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 -  30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

   Page 6 of 192

 

 

Prop.#

Proposal

Proposed

by

Proposal vote

For/Against

Management’s

Recommendation

7.

Stockholder Proposal - to Issue an Annual

Shr

Against

For

 

Report on Lobbying.

 

 

 

 

 

 

 

 

8.

Stockholder Proposal - to Adopt a Policy to

Shr

Against

For

 

Require Independent Chairman.

 

 

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 -  30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 7 of 192

 

 

Unassigned 

ACCENTURE PLC

 

Security:    G1151C101

Agenda Number:    935318128

 

Ticker:   ACN

Meeting Type:  Annual

 

ISIN:   IE00B4BNMY34

Meeting Date:   03-Feb-21

 

Prop.#

Proposal

Proposed

by

Proposal vote

For/Against

Management’s

Recommendation

1A.

Appointment of Director: Jaime Ardila

Mgmt

For

For

 

 

 

 

 

1B.

Appointment of Director: Herbert Hainer

Mgmt

For

For

 

 

 

 

 

1C.

Appointment of Director: Nancy McKinstry

Mgmt

For

For

 

 

 

 

 

1D.

Appointment of Director: Beth E. Mooney

Mgmt

For

For

 

 

 

 

 

1E.

Appointment of Director: Gilles C. Pélisson

Mgmt

For

For

 

 

 

 

 

1F.

Appointment of Director: Paula A. Price

Mgmt

For

For

 

 

 

 

 

1G.

Appointment of Director: Venkata (Murthy)

Mgmt

For

For

 

Renduchintala

 

 

 

 

 

 

 

 

1H.

Appointment of Director: David Rowland

Mgmt

For

For

 

 

 

 

 

1I.

Appointment of Director: Arun Sarin

Mgmt

For

For

 

 

 

 

 

1J.

Appointment of Director: Julie Sweet

Mgmt

For

For

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 -  30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 8 of 192

 

 

Prop.#

Proposal

Proposed

by

Proposal vote

For/Against

Management’s

Recommendation

 

1K.

Appointment of Director: Frank K. Tang

Mgmt

For

For

 

 

 

 

 

1L.

Appointment of Director: Tracey T. Travis

Mgmt

For

For

 

 

 

 

 

2.

To approve, in a non-binding vote, the

Mgmt

For

For

 

compensation of our named executive

 

 

 

 

officers.

 

 

 

 

 

 

 

 

3.

To ratify, in a non-binding vote, the

Mgmt

For

For

 

appointment of KPMG LLP ("KPMG") as

 

 

 

 

independent auditors of Accenture and to

 

 

 

 

authorize, in a binding vote, the Audit

 

 

 

 

Committee of the Board of Directors to

 

 

 

 

determine KPMG’s remuneration.

 

 

 

 

 

 

 

 

4.

To grant the Board of Directors the authority

Mgmt

For

For

 

to issue shares under Irish law.

 

 

 

 

 

 

 

 

5.

To grant the Board of Directors the authority

Mgmt

For

For

 

to opt-out of pre-emption rights under Irish

 

 

 

 

law.

 

 

 

 

 

 

 

 

6.

To determine the price range at which

Mgmt

For

For

 

Accenture can re-allot shares that it acquires

 

 

 

 

as treasury shares under Irish law.

 

 

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 -  30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

   Page 9 of 192

 

 

Unassigned

AMDOCS LIMITED

 

Security:   G02602103

Agenda Number:   935319409

 

Ticker:   DOX

Meeting Type:   Annual

 

ISIN:   GB0022569080

Meeting Date:   29-Jan-21

 

Prop.#

Proposal

Proposed

by

Proposal vote

For/Against

Management’s

Recommendation

1A.

Election of Director: Robert A. Minicucci

Mgmt

For

For

 

 

 

 

 

1B.

Election of Director: Adrian Gardner

Mgmt

For

For

 

 

 

 

 

1C.

Election of Director: James S. Kahan

Mgmt

For

For

 

 

 

 

 

1D.

Election of Director: Rafael de la Vega

Mgmt

For

For

 

 

 

 

 

1E.

Election of Director: Giora Yaron

Mgmt

For

For

 

 

 

 

 

1F.

Election of Director: Eli Gelman

Mgmt

For

For

 

 

 

 

 

1G.

Election of Director: Richard T.C. LeFave

Mgmt

For

For

 

 

 

 

 

1H.

Election of Director: John A. MacDonald

Mgmt

For

For

 

 

 

 

 

1I.

Election of Director: Shuky Sheffer

Mgmt

For

For

 

 

 

 

 

1J.

Election of Director: Yvette Kanouff

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 -  30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

   Page 10 of 192

 

 

Prop.#

Proposal

Proposed

by

Proposal vote

For/Against

Management’s

Recommendation

2.

To approve an increase in the dividend rate

Mgmt

For

For

 

under our quarterly cash dividend program

 

 

 

 

from $0.3275 per share to $0.36 per share

 

 

 

 

(Proposal II).

 

 

 

 

 

 

 

 

3.

To approve our Consolidated Financial

Mgmt

For

For

 

Statements for the fiscal year ended

 

 

 

 

September 30, 2020 (Proposal III).

 

 

 

 

 

 

 

 

4.

To ratify and approve the appointment of

Mgmt

For

For

 

Ernst & Young LLP as our independent

 

 

 

 

registered public accounting firm for the fiscal

 

 

 

 

year ending September 30, 2021, and until

 

 

 

 

the next annual general meeting, and

 

 

 

 

authorize the Audit Committee of the Board of

 

 

 

 

Directors to fix the remuneration of such

 

 

 

 

independent registered public accounting firm

 

 

 

 

in accordance with the nature and extent of its

 

 

 

 

services (Proposal IV).

 

 

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 -  30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 11 of 192

 

 

Unassigned

AMGEN INC.

 

Security: 031162100

Agenda Number: 935375382

 

Ticker: AMGN

Meeting Type: Annual

 

ISIN: US0311621009

Meeting Date: 18-May-21

 

Prop.#

Proposal

Proposed

by

Proposal vote

For/Against

Management’s

Recommendation

1A.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Dr.

 

 

 

 

Wanda M. Austin

 

 

 

 

 

 

 

 

1B.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Mr.

 

 

 

 

Robert A. Bradway

 

 

 

 

 

 

 

 

1C.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Dr. Brian

 

 

 

 

J. Druker

 

 

 

 

 

 

 

 

1D.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Mr.

 

 

 

 

Robert A. Eckert

 

 

 

 

 

 

 

 

1E.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Mr. Greg

 

 

 

 

C. Garland

 

 

 

 

 

 

 

 

1F.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Mr.

 

 

 

 

Charles M. Holley, Jr.

 

 

 

 

 

 

 

 

1G.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Dr. Tyler

 

 

 

 

Jacks

 

 

 

 

 

 

 

 

1H.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Ms.

 

 

 

 

Ellen J. Kullman

 

 

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

 Page 12 of 192

 

 

Prop.#

Proposal

Proposed

by

Proposal vote

For/Against

Management’s

Recommendation

1I.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Ms. Amy

 

 

 

 

E. Miles

 

 

 

 

 

 

 

 

1J.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Dr.

 

 

 

 

Ronald D. Sugar

 

 

 

 

 

 

 

 

1K.

Election of Director for a term of office

Mgmt

For

For

 

expiring at the 2022 annual meeting: Dr. R.

 

 

 

 

Sanders Williams

 

 

 

 

 

 

 

 

2.

Advisory vote to approve our executive

Mgmt

For

For

 

compensation.

 

 

 

 

 

 

 

 

3.

To ratify the selection of Ernst & Young LLP

Mgmt

For

For

 

as our independent registered public

 

 

 

 

accountants for the fiscal year ending

 

 

 

 

December 31, 2021.

 

 

 

 

 

 

 

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 -  30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 13 of 192

 

 

Unassigned

AMPHENOL CORPORATION

Security:

   032095101

Agenda Number:   935397782

Ticker:

  APH

Meeting Type:   Annual

ISIN:

  US0320951017

Meeting Date:   19-May-21

 

Prop.#

Proposal

Proposed

by

Proposal vote

For/Against

Management’s

Recommendation

1.1

Election of Director: Stanley L. Clark

Mgmt

For

For

 

 

 

 

 

1.2

Election of Director: John D. Craig

Mgmt

For

For

 

 

 

 

 

1.3

Election of Director: David P. Falck

Mgmt

For

For

 

 

 

 

 

1.4

Election of Director: Edward G. Jepsen

Mgmt

For

For

 

 

 

 

 

1.5

Election of Director: Rita S. Lane

Mgmt

For

For

 

 

 

 

 

1.6

Election of Director: Robert A. Livingston

Mgmt

For

For

 

 

 

 

 

1.7

Election of Director: Martin H. Loeffler

Mgmt

For

For

 

 

 

 

 

1.8

Election of Director: R. Adam Norwitt

Mgmt

For

For

 

 

 

 

 

1.9

Election of Director: Anne Clarke Wolff

Mgmt

For

For

 

 

 

 

 

2.

Ratify the Selection of Deloitte & Touche LLP

Mgmt

For

For

 

as Independent Public Accountants.

 

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 -  30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 14 of 192

 

 

Prop.#

Proposal

Proposed

by

Proposal vote

For/Against

Management’s

Recommendation

3.

Advisory Vote to Approve Compensation of

Mgmt

For

For

 

Named Executive Officers.

 

 

 

 

 

 

 

 

4.

Ratify and Approve the Amended and

Mgmt

Against

Against

 

Restated 2017 Stock Purchase Option Plan

 

 

 

 

for Key Employees of Amphenol and

 

 

 

 

Subsidiaries.

 

 

 

 

 

 

 

 

5.

Approve an Amendment to the Company’s

Mgmt

For

For

 

Certificate of Incorporation to Increase the

 

 

 

 

Number of Authorized Shares.

 

 

 

 

 

 

 

 

6.

Stockholder Proposal: Improve Our Catch-22

Shr

Against

For

 

Proxy Access.

 

 

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 15 of 192

 

 

 Unassigned 

ANALOG DEVICES, INC.

 

 

Security:

032654105

Agenda Number:

935270392

Ticker:

ADI

Meeting Type:

Special

ISIN:

US0326541051

Meeting Date:

08-Oct-20

 

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1.

To approve the issuance of shares of

common stock, par value $0.16 2/3 per share,

of Analog Devices, Inc. ("Analog Devices") to

the stockholders of Maxim Integrated

Products, Inc. ("Maxim") in connection with

the merger contemplated by the Agreement

and Plan of Merger, dated as of July 12, 2020

(as it may be amended from time to time), by

and among Analog Devices, Magneto Corp.,

a Delaware corporation and wholly-owned

subsidiary of Analog Devices, and Maxim (the

"Analog Devices share issuance proposal").

Mgmt

For

For

 

 

 

 

 

2.

To adjourn the Special Meeting, if necessary

or appropriate, to solicit additional proxies if

there are not sufficient votes at the time of the

Special Meeting to approve the Analog

Devices share issuance proposal or to ensure

that any supplement or amendment to the

accompanying joint proxy

statement/prospectus is timely provided to

Analog Devices shareholders.

Mgmt

For

For

 

 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 16 of 192

 

 

Unassigned 

ANALOG DEVICES, INC.

 

 

Security:

032654105

Agenda Number:

935326252

Ticker:

ADI

Meeting Type:

Annual

ISIN:

US0326541051

Meeting Date:

10-Mar-21

 

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1A.

Election of Director: Ray Stata

Mgmt

For

For

 

 

 

 

 

1B.

Election of Director: Vincent Roche

Mgmt

For

For

 

 

 

 

 

1C.

Election of Director: James A. Champy

Mgmt

For

For

 

 

 

 

 

1D.

Election of Director: Anantha P.

Chandrakasan

Mgmt

For

For

 

 

 

 

 

1E.

Election of Director: Bruce R. Evans

Mgmt

For

For

 

 

 

 

 

1F.

Election of Director: Edward H. Frank

Mgmt

For

For

 

 

 

 

 

1G.

Election of Director: Laurie H. Glimcher

Mgmt

For

For

 

 

 

 

 

1H.

Election of Director: Karen M. Golz

Mgmt

For

For

 

 

 

 

 

1I.

Election of Director: Mark M. Little

Mgmt

For

For

 

 

 

 

 

1J.

Election of Director: Kenton J. Sicchitano

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 17 of 192

 

 

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1K.

Election of Director: Susie Wee

Mgmt

For

For

 

 

 

 

 

2.

Advisory resolution to approve the
compensation of our named executive
officers.

Mgmt

For

For

 

 

 

 

 

3.

Ratification of Ernst & Young LLP as our
independent registered public accounting firm
for fiscal 2021.

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 18 of 192

 

 

Unassigned

ANTHEM, INC.

 

Security:

036752103

Agenda Number:

935387488

Ticker:

ANTM

Meeting Type:

Annual

ISIN:

US0367521038

Meeting Date:

26-May-21

 

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1.1

Election of Director: Lewis Hay, III

Mgmt

For

For

 

 

 

 

 

1.2

Election of Director: Antonio F. Neri

Mgmt

For

For

 

 

 

 

 

1.3

Election of Director: Ramiro G. Peru

Mgmt

For

For

 

 

 

 

 

2.

Advisory vote to approve the compensation of
our named executive officers.

Mgmt

For

For

 

 

 

 

 

3.

To ratify the appointment of Ernst & Young
LLP as the independent registered public
accounting firm for 2021.

Mgmt

For

For

 

 

 

 

 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 19 of 192

 

 

Unassigned

AON PLC

 

 

 

Security:

G0403H108

Agenda Number:

935249602

Ticker:

AON

Meeting Type:

Special

ISIN:

IE00BLP1HW54

Meeting Date:

26-Aug-20

 

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1.

Approve the issuance of the aggregate
scheme consideration pursuant to the
transaction.

Mgmt

For

For

 

 

 

 

 

2.

Approve any motion by the chair of the Aon EGM to adjourn the Aon EGM, or any
adjournments thereof, to another time and
place if necessary or appropriate to solicit
additional proxies if there are insufficient
votes at the time of the Aon EGM to approve
Proposal 1.

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 20 of 192

 

 

Unassigned

AON PLC

 

 

 

Security:

G0403H108

Agenda Number:

935399041

Ticker:

AON

Meeting Type:

Annual

ISIN:

IE00BLP1HW54

Meeting Date:

02-Jun-21

 

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1A.

Election of Director: Lester B. Knight

Mgmt

For

For

 

 

 

 

 

1B.

Election of Director: Gregory C. Case

Mgmt

For

For

 

 

 

 

 

1C.

Election of Director: Jin-Yong Cai

Mgmt

For

For

 

 

 

 

 

1D.

Election of Director: Jeffrey C. Campbell

Mgmt

For

For

 

 

 

 

 

1E.

Election of Director: Fulvio Conti

Mgmt

For

For

 

 

 

 

 

1F.

Election of Director: Cheryl A. Francis

Mgmt

For

For

 

 

 

 

 

1G.

Election of Director: J. Michael Losh

Mgmt

For

For

 

 

 

 

 

1H.

Election of Director: Richard B. Myers

Mgmt

For

For

 

 

 

 

 

1I.

Election of Director: Richard C. Notebaert

Mgmt

For

For

 

 

 

 

 

1J.

Election of Director: Gloria Santona

Mgmt

For

For

 

 

 

 

 

1K.

Election of Director: Byron O. Spruell

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

     29-Jul-2021

 

     

 

 

 

Page 21 of 192

 

 

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1L.

Election of Director: Carolyn Y. Woo

Mgmt

For

For

 

 

 

 

 

2.

Advisory vote to approve the compensation of
the Company’s named executive officers.

Mgmt

For

For

 

 

 

 

 

3.

Ratify the appointment of Ernst & Young LLP
as the Company’s independent registered
public accounting firm for the fiscal year
ending December 31, 2021.

Mgmt

For

For

 

 

 

 

 

4.

Re-appoint Ernst & Young Chartered
Accountants as the Company’s statutory
auditor under Irish law.

Mgmt

For

For

 

 

 

 

 

5.

Authorize the Board or the Audit Committee of
the Board to determine the remuneration of
Ernst & Young Chartered Accountants, in its
capacity as the Company’s statutory auditor
under Irish law.

Mgmt

For

For

 

 

 

 

 

6.

Amend Article 190 of the Company’s Articles
of Association.

Mgmt

For

For

 

 

 

 

 

7.

Authorize the Board to capitalize certain of
the Company’s non-distributable reserves.

Mgmt

For

For

 

 

 

 

 

8.

Approve the creation of distributable profits by
the reduction and cancellation of the amounts
capitalized pursuant to the authority given
under Proposal 7.

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 22 of 192

 

 

Unassigned

APPLE INC.

 

 

Security:

037833100

Agenda Number:

935323167

Ticker:

AAPL

Meeting Type:

Annual

ISIN:

US0378331005

Meeting Date:

23-Feb-21

 

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1A.

Election of Director: James Bell

Mgmt

For

For

 

 

 

 

 

1B.

Election of Director: Tim Cook

Mgmt

For

For

 

 

 

 

 

1C.

Election of Director: Al Gore

Mgmt

For

For

 

 

 

 

 

1D.

Election of Director: Andrea Jung

Mgmt

For

For

 

 

 

 

 

1E.

Election of Director: Art Levinson

Mgmt

For

For

 

 

 

 

 

1F.

Election of Director: Monica Lozano

Mgmt

For

For

 

 

 

 

 

1G.

Election of Director: Ron Sugar

Mgmt

For

For

 

 

 

 

 

1H.

Election of Director: Sue Wagner

Mgmt

For

For

 

 

 

 

 

2.

Ratification of the appointment of Ernst &
Young LLP as Apple’s independent registered
public accounting firm for fiscal 2021.

Mgmt

For

For

 

 

 

 

 

3.

Advisory vote to approve executive
compensation.

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 23 of 192

 

 

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

 

 

 

 

 

4.

A shareholder proposal entitled "Shareholder
Proxy Access Amendments".

Shr

Against

For

 

 

 

 

 

5.

A shareholder proposal entitled "Shareholder
Proposal to Improve Executive Compensation
Program".

Shr

Against

For

 

 

 

 

 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 24 of 192

 

 

Unassigned

AT&T INC.

 

 

Security:

00206R102

Agenda Number:

935347179

Ticker:

T

Meeting Type:

Annual

ISIN:

US00206R1023

Meeting Date:

30-Apr-21

  

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1A.

Election of Director: William E. Kennard

Mgmt

For

For

 

 

 

 

 

1B.

Election of Director: Samuel A. Di Piazza, Jr.

Mgmt

For

For

 

 

 

 

 

1C.

Election of Director: Scott T. Ford

Mgmt

For

For

 

 

 

 

 

1D.

Election of Director: Glenn H. Hutchins

Mgmt

For

For

 

 

 

 

 

1E.

Election of Director: Debra L. Lee

Mgmt

For

For

 

 

 

 

 

1F.

Election of Director: Stephen J. Luczo

Mgmt

For

For

 

 

 

 

 

1G.

Election of Director: Michael B. McCallister

Mgmt

For

For

 

 

 

 

 

1H.

Election of Director: Beth E. Mooney

Mgmt

For

For

 

 

 

 

 

1I.

Election of Director: Matthew K. Rose

Mgmt

For

For

 

 

 

 

 

1J.

Election of Director: John T. Stankey

Mgmt

For

For

 

 

 

 

 

1K.

Election of Director: Cynthia B. Taylor

Mgmt

For

For

 

 

 
 

 

Investment Company Report 

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 25 of 192

 

 

 

 

 

 

 

Prop. #

Proposal

Proposed

Proposal Vote

For/Against

 

 

by

 

Management’s

 

 

 

 

Recommendation

 

 

 

 

 

1L.

Election of Director: Geoffrey Y. Yang

Mgmt

For

For

 

 

 

 

 

2.

Ratification of appointment of independent
auditors.

Mgmt

For

For

 

 

 

 

 

3.

Advisory approval of executive compensation.

Mgmt

For

For

 

 

 

 

 

4.

Stockholder Right to Act by Written Consent.

Shr

Against

For

 

 

 

 

 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

     

 

 

 

Page 26 of 192

 

 

Unassigned

AUTOMATIC DATA PROCESSING, INC.

Security:

053015103

Agenda Number:

935276130

Ticker:

ADP

Meeting Type:

Annual

ISIN:

US0530151036

Meeting Date:

11-Nov-20

  

 

 

 

 

 

Prop. #

Proposal

Proposed

by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

1A.

Election of Director: Peter Bisson

Mgmt

For

For

 

 

 

 

 

1B.

Election of Director: Richard T. Clark

Mgmt

For

For

 

 

 

 

 

1C.

Election of Director: Linnie M. Haynesworth

Mgmt

For

For

 

 

 

 

 

1D.

Election of Director: John P. Jones

Mgmt

For

For

 

 

 

 

 

1E.

Election of Director: Francine S. Katsoudas

Mgmt

For

For

 

 

 

 

 

1F.

Election of Director: Nazzic S. Keene

Mgmt

For

For

 

 

 

 

 

1G.

Election of Director: Thomas J. Lynch

Mgmt

For

For

 

 

 

 

 

1H.

Election of Director: Scott F. Powers

Mgmt

For

For

 

 

 

 

 

1I.

Election of Director: William J. Ready

Mgmt

For

For

 

 

 

 

 

1J.

Election of Director: Carlos A. Rodriguez

Mgmt

For

For

 

 

 

 

 

1K.

Election of Director: Sandra S. Wijnberg

Mgmt

For

For

 

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

 

 

 

 

 

 

 

 

Page 27 of 192

 

 

 

 

 

 

 

Prop. #

Proposal

Proposed
by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

2.

Advisory Vote on Executive Compensation.

Mgmt

For

For

 

 

 

 

 

3.

Ratification of the Appointment of Auditors.

Mgmt

For

For

 

 

 

 

 

4.

Stockholder proposal, if properly presented at the meeting, to prepare a Report on Employee Representation on the Board of Directors.

Shr

Against

For

 

 

 

 

 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

 

 

 

 

 

 

 

 

Page 28 of 192

 

 

Unassigned

BROADCOM INC

Security:

11135F101

Agenda Number:

935335768

Ticker:

AVGO

Meeting Type:

Annual

ISIN:

US11135F1012

Meeting Date:

05-Apr-21

  

 

 

 

 

 

Prop. #

Proposal

Proposed
by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

1A.

Election of Director: Ms. Diane M. Bryant

Mgmt

For

For

 

 

 

 

 

1B.

Election of Director: Ms. Gayla J. Delly

Mgmt

For

For

 

 

 

 

 

1C.

Election of Director: Mr. Raul J. Fernandez

Mgmt

For

For

 

 

 

 

 

1D.

Election of Director: Mr. Eddy W. Hartenstein

Mgmt

For

For

 

 

 

 

 

1E.

Election of Director: Mr. Check Kian Low

Mgmt

For

For

 

 

 

 

 

1F.

Election of Director: Ms. Justine F. Page

Mgmt

For

For

 

 

 

 

 

1G.

Election of Director: Dr. Henry Samueli

Mgmt

For

For

 

 

 

 

 

1H.

Election of Director: Mr. Hock E. Tan

Mgmt

For

For

 

 

 

 

 

1I.

Election of Director: Mr. Harry L. You

Mgmt

For

For

 

 

 

 

 

2.

Ratification of the appointment of Pricewaterhouse-Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending October 31, 2021.

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

 

 

 

 

 

 

 

 

Page 29 of 192

 

  

 

 

 

 

 

Prop. #

Proposal

Proposed
by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

3.

Approval of an amendment and restatement of Broadcom’s 2012 Stock Incentive Plan.

Mgmt

For

For

 

 

 

 

 

4.

Advisory vote to approve compensation of Broadcom’s named executive officers.

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

 

 

 

 

 

 

 

 

Page 30 of 192

 

 

Unassigned

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Security:

11133T103

Agenda Number:

935279984

Ticker:

BR

Meeting Type:

Annual

ISIN:

US11133T1034

Meeting Date:

19-Nov-20

 

 

 

 

 

 

Prop. #

Proposal

Proposed
by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

1A.

Election of Director to serve until the 2021 Annual Meeting of Stockholders: Leslie A. Brun

Mgmt

For

For

 

 

 

 

 

1B.

Election of Director to serve until the 2021 Annual Meeting of Stockholders: Pamela L. Carter

Mgmt

For

For

 

 

 

 

 

1C.

Election of Director to serve until the 2021 Annual Meeting of Stockholders: Richard J. Daly

Mgmt

For

For

 

 

 

 

 

1D.

Election of Director to serve until the 2021 Annual Meeting of Stockholders: Robert N. Duelks

Mgmt

For

For

 

 

 

 

 

1E.

Election of Director to serve until the 2021 Annual Meeting of Stockholders: Timothy C. Gokey

Mgmt

For

For

 

 

 

 

 

1F.

Election of Director to serve until the 2021 Annual Meeting of Stockholders: Brett A. Keller

Mgmt

For

For

 

 

 

 

 

1G.

Election of Director to serve until the 2021 Annual Meeting of Stockholders: Maura A. Markus

Mgmt

For

For

 

 

 

 

 

1H.

Election of Director to serve until the 2021 Annual Meeting of Stockholders: Thomas J. Perna

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

 

 

 

 

 

 

 

 

Page 31 of 192

 

 

 

 

 

 

 

Prop. #

Proposal

Proposed
by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

1I.

Election of Director to serve until the 2021 Annual Meeting of Stockholders: Alan J. Weber

Mgmt

For

For

 

 

 

 

 

1J.

Election of Director to serve until the 2021 Annual Meeting of Stockholders: Amit K. Zavery

Mgmt

For

For

 

 

 

 

 

2.

Advisory vote to approve the compensation of the Company’s Named Executive Officers (the Say on Pay Vote).

Mgmt

For

For

 

 

 

 

 

3.

To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accountants for the fiscal year ending June 30, 2021.

Mgmt

For

For

 

 

 

 

 

4.

Stockholder Proposal on Political Contributions.

Shr

Against

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

 

 

 

 

 

 

 

 

Page 32 of 192

 

 

Unassigned

C.H. ROBINSON WORLDWIDE, INC.

Security:

12541W209

Agenda Number:

935352930

Ticker:

CHRW

Meeting Type:

Annual

ISIN:

US12541W2098

Meeting Date:

06-May-21

 

 

 

 

 

 

Prop. #

Proposal

Proposed
by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

1A.

Election of Director: Scott P. Anderson

Mgmt

For

For

 

 

 

 

 

1B.

Election of Director: Robert C. Biesterfeld Jr.

Mgmt

For

For

 

 

 

 

 

1C.

Election of Director: Kermit R. Crawford

Mgmt

For

For

 

 

 

 

 

1D.

Election of Director: Wayne M. Fortun

Mgmt

For

For

 

 

 

 

 

1E.

Election of Director: Timothy C. Gokey

Mgmt

For

For

 

 

 

 

 

1F.

Election of Director: Mary J. Steele Guilfoile

Mgmt

For

For

 

 

 

 

 

1G.

Election of Director: Jodee A. Kozlak

Mgmt

For

For

 

 

 

 

 

1H.

Election of Director: Brian P. Short

Mgmt

For

For

 

 

 

 

 

1I.

Election of Director: James B. Stake

Mgmt

For

For

 

 

 

 

 

1J.

Election of Director: Paula C. Tolliver

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

 

 

 

 

 

 

 

 

Page 33 of 192

 

  

 

 

 

 

 

Prop. #

Proposal

Proposed
by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

2.

To approve, on an advisory basis, the compensation of our named executive officers.

Mgmt

For

For

 

 

 

 

 

3.

Ratification of the selection of Deloitte & Touche LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

 

 

 

 

 

 

 

 

Page 34 of 192

 

 

Unassigned 

CERNER CORPORATION

Security:

156782104

Agenda Number:

935364822

Ticker:

CERN

Meeting Type:

Annual

ISIN:

US1567821046

Meeting Date:

19-May-21

  

 

 

 

 

 

Prop. #

Proposal

Proposed
by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

1A.

Election of Class II Director: Mitchell E. Daniels, Jr.

Mgmt

For

For

 

 

 

 

 

1B.

Election of Class II Director: Elder Granger, M.D.

Mgmt

For

For

 

 

 

 

 

1C.

Election of Class II Director: John J. Greisch

Mgmt

For

For

 

 

 

 

 

1D.

Election of Class II Director: Melinda J. Mount

Mgmt

For

For

 

 

 

 

 

2.

Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2021.

Mgmt

For

For

 

 

 

 

 

3.

Approval, on an advisory basis, of the compensation of our Named Executive Officers.

Mgmt

For

For

 

 

 

 

 

4.

Shareholder proposal to eliminate supermajority voting, if properly presented at the meeting.

Shr

For

Against

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

 

 

 

 

 

 

 

 

Page 35 of 192

 

 

Unassigned

CHURCH & DWIGHT CO., INC.

Security:

171340102

Agenda Number:

935348753

Ticker:

CHD

Meeting Type:

Annual

ISIN:

US1713401024

Meeting Date:

29-Apr-21

  

 

 

 

 

 

Prop. #

Proposal

Proposed
by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

1A.

Election of Director for a term of one year: James R. Craigie

Mgmt

For

For

 

 

 

 

 

1B.

Election of Director for a term of one year: Matthew T. Farrell

Mgmt

For

For

 

 

 

 

 

1C.

Election of Director for a term of one year: Bradley C. Irwin

Mgmt

For

For

 

 

 

 

 

1D.

Election of Director for a term of one year: Penry W. Price

Mgmt

For

For

 

 

 

 

 

1E.

Election of Director for a term of one year: Susan G. Saideman

Mgmt

For

For

 

 

 

 

 

1F.

Election of Director for a term of one year: Ravichandra K. Saligram

Mgmt

For

For

 

 

 

 

 

1G.

Election of Director for a term of one year: Robert K. Shearer

Mgmt

For

For

 

 

 

 

 

1H.

Election of Director for a term of one year: Janet S. Vergis

Mgmt

For

For

 

 

 

 

 

1I.

Election of Director for a term of one year: Arthur B. Winkleblack

Mgmt

For

For

 

 

 

 

 

1J.

Election of Director for a term of one year: Laurie J. Yoler

Mgmt

For

For

 

 

 
 

 

Investment Company Report

 

Meeting Date Range:

01-Jul-2020 - 30-Jun-2021

Report Date:

29-Jul-2021

 

 

 

 

 

 

 

 

 

Page 36 of 192

 

  

 

 

 

 

 

Prop. #

Proposal

Proposed
by

Proposal Vote

For/Against

Management’s

Recommendation

 

 

 

 

 

2.

An advisory vote to approve compensation of our named executive officers.

Mgmt

For

For

 

 

 

 

 

3.

Proposal to amend the Company’s Amended and Restated Certificate of Incorporation to remove the requirement for holders of two-thirds of our outstanding stock to fill vacancies on the Board of Directors.

Mgmt

For

For

 

 

 

 

 

4.

Proposal to amend the Company’s Amended and Restated Certificate of Incorporation to remove the requirement to have holders of two-thirds of our outstanding stock approve certain mergers, consolidations or dispositions of substantial assets.

Mgmt

For

For

 

 

 

 

 

5.

Proposal to amend the Company’s Amended and Restated Certificate of Incorporation to remove certain procedural provisions that will no longer be required once the Board is fully declassified.

Mgmt

For

For

 

 

 

 

 

6.

Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021.

Mgmt

For

For

 

 

 

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 37 of 192 

 

Unassigned

CINTAS CORPORATION
   
Security:172908105Agenda Number:935270126
Ticker:CTASMeeting Type:Annual
ISIN:US1729081059Meeting Date:27-Oct-20
    

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
1A.Election of Director: Gerald S. AdolphMgmtForFor 
      
1B.Election of Director: John F. BarrettMgmtForFor 
      
1C.Election of Director: Melanie W. BarstadMgmtForFor 
      
1D.Election of Director: Karen L. CarnahanMgmtForFor 
      
1E.Election of Director: Robert E. ColettiMgmtForFor 
      
1F.Election of Director: Scott D. FarmerMgmtForFor 
      
1G.Election of Director: Joseph ScaminaceMgmtForFor 
      
1H.Election of Director: Ronald W. TysoeMgmtForFor 
      
2.To approve, on an advisory basis, named executive officer compensation.MgmtForFor 
      
3.To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021.MgmtForFor 

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 38 of 192 

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
4.A shareholder proposal requesting the Company provide a semiannual report on political contributions, if properly presented at the meeting.ShrAgainstFor 

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 39 of 192 

 

Unassigned

CISCO SYSTEMS, INC.
   
Security:17275R102Agenda Number:935287498
Ticker:CSCOMeeting Type:Annual
ISIN:US17275R1023Meeting Date:10-Dec-20
    

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
1a.Election of Director: M. Michele BurnsMgmtForFor 
      
1b.Election of Director: Wesley G. BushMgmtForFor 
      
1c.Election of Director: Michael D. CapellasMgmtForFor 
      
1d.Election of Director: Mark GarrettMgmtForFor 
      
1e.Election of Director: Dr. Kristina M. JohnsonMgmtForFor 
      
1f.Election of Director: Roderick C. McGearyMgmtForFor 
      
1g.Election of Director: Charles H. RobbinsMgmtForFor 
      
1h.Election of Director: Arun SarinMgmtForFor 
      
1i.Election of Director: Brenton L. SaundersMgmtForFor 
      
1j.Election of Director: Dr. Lisa T. SuMgmtForFor 

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 40 of 192 

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
2.Approval of the reincorporation of Cisco from California to Delaware.MgmtForFor 
      
3.Approval of amendment and restatement of the 2005 Stock Incentive Plan.MgmtForFor 
      
4.Approval, on an advisory basis, of executive compensation.MgmtForFor 
      
5.Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2021.MgmtForFor 
      
6.Approval to have Cisco’s Board adopt a policy to have an independent Board chairman.ShrAgainstFor 

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 41 of 192 

 

Unassigned

CITRIX SYSTEMS, INC.
   
Security:177376100Agenda Number:935400666
Ticker:CTXSMeeting Type:Annual
ISIN:US1773761002Meeting Date:04-Jun-21
    

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
1A.Election of Director: Robert M. CalderoniMgmtForFor 
      
1B.Election of Director: Nanci E. CaldwellMgmtForFor 
      
1C.Election of Director: Murray J. DemoMgmtForFor 
      
1D.Election of Director: Ajei S. GopalMgmtForFor 
      
1E.Election of Director: David J. HenshallMgmtForFor 
      
1F.Election of Director: Thomas E. HoganMgmtForFor 
      
1G.Election of Director: Moira A. KilcoyneMgmtForFor 
      
1H.Election of Director: Robert E. Knowling, Jr.MgmtForFor 
      
1I.Election of Director: Peter J. SacripantiMgmtForFor 
      
1J.Election of Director: J. Donald ShermanMgmtForFor 

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 42 of 192 

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
2.Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2021.MgmtForFor 
      
3.Advisory vote to approve the compensation of the Company’s named executive officers.MgmtForFor 
      
4.Shareholder proposal regarding simple majority voting provisions.ShrFor  

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 43 of 192 

 

Unassigned

CME GROUP INC.
   
Security:12572Q105Agenda Number:935359340
Ticker:CMEMeeting Type:Annual
ISIN:US12572Q1058Meeting Date:05-May-21
    

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
1A.Election of Equity Director: Terrence A. DuffyMgmtForFor 
      
1B.Election of Equity Director: Timothy S Bitsberger.MgmtForFor 
      
1C.Election of Equity Director: Charles P. CareyMgmtForFor 
      
1D.Election of Equity Director: Dennis H. ChookaszianMgmtForFor 
      
1E.Election of Equity Director: Bryan T. DurkinMgmtForFor 
      
1F.Election of Equity Director: Ana DutraMgmtForFor 
      
1G.Election of Equity Director: Martin J. GepsmanMgmtForFor 
      
1H.Election of Equity Director: Larry G. GerdesMgmtForFor 
      
1I.Election of Equity Director: Daniel R. GlickmanMgmtForFor 
      
1J.Election of Equity Director: Daniel G. KayeMgmtForFor 

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 44 of 192 

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
1K.Election of Equity Director: Phyllis M. LockettMgmtForFor 
      
1L.Election of Equity Director: Deborah J. LucasMgmtForFor 
      
1M.Election of Equity Director: Terry L. SavageMgmtForFor 
      
1N.Election of Equity Director: Rahael SeifuMgmtForFor 
      
1O.Election of Equity Director: William R. ShepardMgmtForFor 
      
1P.Election of Equity Director: Howard J. SiegelMgmtForFor 
      
1Q.Election of Equity Director: Dennis A. SuskindMgmtForFor 
      
2.Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2021.MgmtForFor 
      
3.Advisory vote on the compensation of our named executive officers.MgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 45 of 192 

 

Unassigned

COGNIZANT TECHNOLOGY SOLUTIONS CORP.
   
Security:192446102Agenda Number:935406973
Ticker:CTSHMeeting Type:Annual
ISIN:US1924461023Meeting Date:01-Jun-21
    

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
1A.Election of Director to serve until the 2022 annual meeting: Zein AbdallaMgmtForFor 
      
1B.Election of Director to serve until the 2022 annual meeting: Vinita BaliMgmtForFor 
      
1C.Election of Director to serve until the 2022 annual meeting: Maureen Breakiron-EvansMgmtForFor 
      
1D.Election of Director to serve until the 2022 annual meeting: Archana DeskusMgmtForFor 
      
1E.Election of Director to serve until the 2022 annual meeting: John M. DineenMgmtForFor 
      
1F.Election of Director to serve until the 2022 annual meeting: Brian HumphriesMgmtForFor 
      
1G.Election of Director to serve until the 2022 annual meeting: Leo S. Mackay, Jr.MgmtForFor 
      
1H.Election of Director to serve until the 2022 annual meeting: Michael Patsalos-FoxMgmtForFor 
      
1I.Election of Director to serve until the 2022 annual meeting: Joseph M. VelliMgmtForFor 
      
1J.Election of Director to serve until the 2022 annual meeting: Sandra S. WijnbergMgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 46 of 192 

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
2.Approve, on an advisory (non-binding) basis, the compensation of the company’s named executive officers.MgmtForFor 
      
3.Ratify the appointment of PricewaterhouseCoopers LLP as the company’s independent registered public accounting firm for the year ending December 31, 2021.MgmtForFor 
      
4.Shareholder proposal requesting that the board of directors take action as necessary to permit shareholder action by written consent.ShrAgainstFor 

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 47 of 192 

Unassigned

 

COLGATE-PALMOLIVE COMPANY
   
Security:194162103Agenda Number:935355392
Ticker:CLMeeting Type:Annual
ISIN:US1941621039Meeting Date:07-May-21
    

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
1a.Election of Director: John P. BilbreyMgmtForFor 
      
1b.Election of Director: John T. CahillMgmtForFor 
      
1c.Election of Director: Lisa M. EdwardsMgmtForFor 
      
1d.Election of Director: C. Martin HarrisMgmtForFor 
      
1e.Election of Director: Martina Hund-MejeanMgmtForFor 
      
1f.Election of Director: Kimberly A. NelsonMgmtForFor 
      
1g.Election of Director: Lorrie M. NorringtonMgmtForFor 
      
1h.Election of Director: Michael B. PolkMgmtForFor 
      
1i.Election of Director: Stephen I. SadoveMgmtForFor 
      
1j.Election of Director: Noel R. WallaceMgmtForFor 

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 48 of 192 

 

Prop. #ProposalProposed
by
Proposal VoteFor/Against
Management’s
Recommendation
 
      
2.Ratify selection of PricewaterhouseCoopers LLP as Colgate’s independent registered public accounting firm.MgmtForFor 
      
3.Advisory vote on executive compensation.MgmtForFor 
      
4.Stockholder proposal on independent Board Chairman.ShrAgainstFor 
      
5.Stockholder proposal to reduce the ownership threshold to call special stockholder meetings to 10%.ShrForAgainst 

 

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 49 of 192 

 

Unassigned

COMCAST CORPORATION 
   
Security:20030N101Agenda Number:935407139
Ticker:CMCSAMeeting Type:Annual
ISIN:US20030N1019Meeting Date:02-Jun-21
    

 

     
Prop. #ProposalProposed   Proposal VoteFor/Against
  by Management's
    Recommendation
     

1.DIRECTOR   
     
 1Kenneth J. BaconMgmtForFor
      
 2Madeline S. BellMgmtForFor
      
 3Naomi M. BergmanMgmtForFor
      
 4Edward D. BreenMgmtForFor
      
 5Gerald L. HassellMgmtForFor
      
 6Jeffrey A. HonickmanMgmtForFor
      
 7Maritza G. MontielMgmtForFor
      
 8Asuka NakaharaMgmtForFor
      
 9David C. NovakMgmtForFor
      
 10Brian L. RobertsMgmtForFor
      
2.Advisory vote on executive compensation.MgmtForFor

 

 

 

 

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 50 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
3.Ratification of the appointment of ourMgmtForFor
 independent auditors.   
     
4.Shareholder Proposal: To conductShrForAgainst
 independent investigation and report on risks   
 posed by failing to prevent sexual   
 harassment.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 51 of 192 

 

Unassigned

COSTCO WHOLESALE CORPORATION 
   
Security:22160K105Agenda Number:935312796
Ticker:COSTMeeting Type:Annual
ISIN:US22160K1051Meeting Date:21-Jan-21
   

 

      
Prop. # ProposalProposedProposal VoteFor/Against
   by Management's
     Recommendation
     
1.DIRECTOR   
     
 1Susan L. DeckerMgmtForFor
      
 2Kenneth D. DenmanMgmtForFor
      
 3Richard A. GalantiMgmtForFor
      
 4W. Craig JelinekMgmtForFor
      
 5Sally JewellMgmtForFor
      
 6Charles T. MungerMgmtForFor
      
 7Jeffrey S. RaikesMgmtForFor
      
2.Ratification of selection of independentMgmtForFor
 auditors.   
     
3.Approval, on an advisory basis, of executiveMgmtForFor
 compensation.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 52 of 192 

 

Unassigned

CSX CORPORATION 
   
Security:126408103Agenda Number:935354390
Ticker:CSXMeeting Type:Annual
ISIN:US1264081035Meeting Date:07-May-21
   

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
1A.Election of Director: Donna M. AlvaradoMgmtForFor
     
1B.Election of Director: Thomas P. BostickMgmtForFor
     
1C.Election of Director: James M. FooteMgmtForFor
     
1D.Election of Director: Steven T. HalversonMgmtForFor
     
1E.Election of Director: Paul C. HilalMgmtForFor
     
1F.Election of Director: David M. MoffettMgmtForFor
     
1G.Election of Director: Linda H. RieflerMgmtForFor
     
1H.Election of Director: Suzanne M. VautrinotMgmtForFor
     
1I.Election of Director: James L. WainscottMgmtForFor
     
1J.Election of Director: J. Steven WhislerMgmtForFor
     
1K.Election of Director: John J. ZillmerMgmtForFor

 

 

 

 

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 53 of 192

 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
2.The ratification of the appointment of Ernst &MgmtForFor
 Young LLP as the Independent Registered   
 Public Accounting Firm for 2021.   
     
3.Advisory (non-binding) resolution to approveMgmtForFor
 compensation for the Company's named   
 executive officers.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 54 of 192 

 

Unassigned

CUMMINS INC.   
   
Security:231021106Agenda Number:935361662
Ticker:CMIMeeting Type:Annual
ISIN:US2310211063Meeting Date:11-May-21
    

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
1)Election of Director: N. Thomas LinebargerMgmtForFor
     
2)Election of Director: Robert J. BernhardMgmtForFor
     
3)Election of Director: Dr. Franklin R. ChangMgmtForFor
 Diaz   
     
4)Election of Director: Bruno V. Di Leo AllenMgmtForFor
     
5)Election of Director: Stephen B. DobbsMgmtForFor
     
6)Election of Director: Carla A. HarrisMgmtForFor
     
7)Election of Director: Robert K. HerdmanMgmtForFor
     
8)Election of Director: Alexis M. HermanMgmtForFor
     
9)Election of Director: Thomas J. LynchMgmtForFor
     
10)Election of Director: William I. MillerMgmtForFor

 

 

 

 

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 55 of 192 
     

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
11)Election of Director: Georgia R. NelsonMgmtForFor
     
12)Election of Director: Kimberly A. NelsonMgmtForFor
     
13)Election of Director: Karen H. QuintosMgmtForFor
     
14)Advisory vote to approve the compensation ofMgmtForFor
 our named executive officers as disclosed in   
 the proxy statement.   
     
15)Proposal to ratify the appointment ofMgmtForFor
 PricewaterhouseCoopers LLP as our auditors   
 for 2021.   
     
16)The shareholder proposal regardingShrAgainstFor
 professional services allowance for our   
 named executive officers.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
     
   Page 56 of 192 

 

Unassigned

CVS HEALTH CORPORATION 
   
Security:126650100Agenda Number:935366927
Ticker:CVSMeeting Type:Annual
ISIN:US1266501006Meeting Date:13-May-21
   

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
1A.Election of Director: Fernando AguirreMgmtForFor
     
1B.Election of Director: C. David Brown IIMgmtForFor
     
1C.Election of Director: Alecia A. DeCoudreauxMgmtForFor
     
1D.Election of Director: Nancy-Ann M. DeParleMgmtForFor
     
1E.Election of Director: David W. DormanMgmtForFor
     
1F.Election of Director: Roger N. FarahMgmtForFor
     
1G.Election of Director: Anne M. FinucaneMgmtForFor
     
1H.Election of Director: Edward J. LudwigMgmtForFor
     
1I.Election of Director: Karen S. LynchMgmtForFor
     
1J.Election of Director: Jean-Pierre MillonMgmtForFor
     
1K.Election of Director: Mary L. SchapiroMgmtForFor

 

 

 

 

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 57 of 192 
     

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
1L.Election of Director: William C. WeldonMgmtForFor

 

1M.Election of Director: Tony L. WhiteMgmtForFor
     
2.Ratification of the appointment of ourMgmtForFor
 independent registered public accounting firm   
 for 2021.   
     
3.Say on Pay, a proposal to approve, on anMgmtForFor
 advisory basis, the Company's executive   
 compensation.   
     
4.Stockholder proposal for reducing theShrAgainstFor
 threshold for our stockholder right to act by   
 written consent.   
     
5.Stockholder proposal regarding ourShrAgainstFor
 independent Board Chair.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 58 of 192 

 

Unassigned

DOLLAR GENERAL CORPORATION 
   
Security:256677105Agenda Number:935374924
Ticker:DGMeeting Type:Annual
ISIN:US2566771059Meeting Date:26-May-21
   

 

     
Prop. #ProposalProposed   Proposal VoteFor/Against
  by Management's
    Recommendation
     

1A.Election of Director: Warren F. BryantMgmtForFor
     
1B.Election of Director: Michael M. CalbertMgmtForFor
     
1C.Election of Director: Patricia D. Fili-KrushelMgmtForFor
     
1D.Election of Director: Timothy I. McGuireMgmtForFor
     
1E.Election of Director: William C. Rhodes, IIIMgmtForFor
     
1F.Election of Director: Debra A. SandlerMgmtForFor
     
1G.Election of Director: Ralph E. SantanaMgmtForFor
     
1H.Election of Director: Todd J. VasosMgmtForFor
     
2.To approve, on an advisory (non-binding)MgmtForFor
 basis, the resolution regarding the   
 compensation of Dollar General Corporation's   
 named executive officers as disclosed in the   
 proxy statement.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 59 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
3.To ratify the appointment of Ernst & YoungMgmtForFor
 LLP as Dollar General Corporation's   
 independent registered public accounting firm   
 for fiscal 2021.   
     
4.To approve the Dollar General CorporationMgmtForFor
 2021 Stock Incentive Plan.   
     
5.To approve an amendment to the amendedMgmtAbstainAgainst
 and restated charter of Dollar General   
 Corporation to allow shareholders holding   
 25% or more of our common stock to request   
 special meetings of shareholders.   
     
6.To vote on a shareholder proposal regardingShrForAgainst
 shareholders' ability to call special meetings   
 of shareholders.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 60 of 192 

Unassigned

EBAY INC.   
   
Security:278642103Agenda Number:935418790
Ticker:EBAYMeeting Type:Annual
ISIN:US2786421030Meeting Date:15-Jun-21
    

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
1A.Election of Director: Anthony J. BatesMgmtForFor
     
1B.Election of Director: Adriane M. BrownMgmtForFor
     
1C.Election of Director: Diana FarrellMgmtForFor
     
1D.Election of Director: Logan D. GreenMgmtForFor
     
1E.Election of Director: Bonnie S. HammerMgmtForFor
     
1F.Election of Director: E. Carol HaylesMgmtForFor
     
1G.Election of Director: Jamie IannoneMgmtForFor
     
1H.Election of Director: Kathleen C. MiticMgmtForFor
     
1I.Election of Director: Matthew J. MurphyMgmtForFor
     
1J.Election of Director: Paul S. PresslerMgmtForFor
     
1K.Election of Director: Mohak ShroffMgmtForFor

 

 

 

 

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 61 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
1L.Election of Director: Robert H. SwanMgmtForFor
     
1M.Election of Director: Perry M. TraquinaMgmtForFor
     
2.Ratification of appointment of independentMgmtForFor
 auditors.   
     
3.Advisory vote to approve named executiveMgmtAgainstAgainst
 officer compensation.   
     
4.Executive Compensation, if properlyShrAgainstFor
 presented.   
     
5.Right to Act by Written Consent, if properlyShrForAgainst
 presented.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 62 of 192 

 

Unassigned

ELI LILLY AND COMPANY  
   
Security:532457108Agenda Number:935355354
Ticker:LLYMeeting Type:Annual
ISIN:US5324571083Meeting Date:03-May-21
    

 

     
Prop. #ProposalProposed   Proposal VoteFor/Against
  by Management's
    Recommendation
     

1a.Election of Director to serve a three yearMgmtForFor
 term: K. Baicker, Ph.D.   
     
1b.Election of Director to serve a three yearMgmtForFor
 term: J.E. Fyrwald   
     
1c.Election of Director to serve a three yearMgmtForFor
 term: J. Jackson   
     
1d.Election of Director to serve a three yearMgmtForFor
 term: G. Sulzberger   
     
1e.Election of Director to serve a three yearMgmtForFor
 term: J.P. Tai   
     
2.Approval, on an advisory basis, of theMgmtForFor
 compensation paid to the company's named   
 executive officers.   
     
3.Ratification of the appointment of Ernst &MgmtForFor
 Young LLP as the independent auditor for   
 2021.   
     
4.Approval of amendments to the company'sMgmtForFor
 Articles of Incorporation to eliminate the   
 classified board structure.   
     
5.Approval of amendments to the company'sMgmtForFor
 Articles of Incorporation to eliminate   
 supermajority voting provisions.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 63 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
6.Shareholder proposal to disclose direct andShrAgainstFor
 indirect lobbying activities and expenditures.   
     
7.Shareholder proposal to amend the bylaws toShrAgainstFor
 require an independent board chair.   
     
8.Shareholder proposal to implement a bonusShrForAgainst
 deferral policy.   
     
9.Shareholder proposal to disclose clawbacksShrForAgainst
 on executive incentive compensation due to   
 misconduct.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 64 of 192 

 

Unassigned

EMERSON ELECTRIC CO.  
   
Security:291011104Agenda Number:935317190
Ticker:EMRMeeting Type:Annual
ISIN:US2910111044Meeting Date:02-Feb-21
    

 

     
Prop. #ProposalProposed   Proposal VoteFor/Against
  by Management's
    Recommendation
     

1.DIRECTOR   
     
 1M. A. BlinnMgmtForFor
      
 2A. F. GoldenMgmtForFor
      
 3C. KendleMgmtForFor
      
 4J. S. TurleyMgmtForFor
      
2.Ratification of KPMG LLP as IndependentMgmtForFor
 Registered Public Accounting Firm.   
     
3.Approval, by non-binding advisory vote, ofMgmtForFor
 Emerson Electric Co. executive   
 compensation.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 65 of 192 

 

Unassigned

EXPEDITORS INT'L OF WASHINGTON, INC.  
   
Security:302130109Agenda Number:935356255
Ticker:EXPDMeeting Type:Annual
ISIN:US3021301094Meeting Date:04-May-21
    

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
1.1Election of Director: Robert R. WrightMgmtForFor
     
1.2Election of Director: Glenn M. AlgerMgmtForFor
     
1.3Election of Director: Robert P. CarlileMgmtForFor
     
1.4Election of Director: James M. DuBoisMgmtForFor
     
1.5Election of Director: Mark A. EmmertMgmtForFor
     
1.6Election of Director: Diane H. GulyasMgmtForFor
     
1.7Election of Director: Jeffrey S. MusserMgmtForFor
     
1.8Election of Director: Liane J. PelletierMgmtForFor
     
2.Advisory Vote to Approve Named ExecutiveMgmtForFor
 Officer Compensation.   
     
3.Ratification of Independent Registered PublicMgmtForFor
 Accounting Firm.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 66 of 192 

 

Unassigned

FASTENAL COMPANY 
   
Security:311900104Agenda Number:935342270
Ticker:FASTMeeting Type:Annual
ISIN:US3119001044Meeting Date:24-Apr-21
   

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
1A.Election of Director: Scott A. SatterleeMgmtForFor
     
1B.Election of Director: Michael J. AnciusMgmtForFor
     
1C.Election of Director: Stephen L. EastmanMgmtForFor
     
1D.Election of Director: Daniel L. FlornessMgmtForFor
     
1E.Election of Director: Rita J. HeiseMgmtForFor
     
1F.Election of Director: Hsenghung Sam HsuMgmtForFor
     
1G.Election of Director: Daniel L. JohnsonMgmtForFor
     
1H.Election of Director: Nicholas J. LundquistMgmtForFor
     
1I.Election of Director: Reyne K. WisecupMgmtForFor
     
2.Ratification of the appointment of KPMG LLPMgmtForFor
 as independent registered public accounting   
 firm for the 2021 fiscal year.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 67 of 192 
     

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
3.Approval, by non-binding vote, of executiveMgmtForFor
 compensation.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 68 of 192 

 

Unassigned

GARMIN LTD   
   
Security:H2906T109Agenda Number:935402507
Ticker:GRMNMeeting Type:Annual
ISIN:CH0114405324Meeting Date:04-Jun-21

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
1.Approval of Garmin's 2020 Annual Report,MgmtForFor
 including the consolidated financial   
 statements of Garmin for the fiscal year   
 ended December 26, 2020 and the statutory   
 financial statements of Garmin for the fiscal   
 year ended December 26, 2020.   
     
2.Approval of the appropriation of availableMgmtForFor
 earnings.   
     
3.Approval of the payment of a cash dividend inMgmtForFor
 the aggregate amount of U.S. $2.68 per   
 outstanding share out of Garmin's reserve   
 from capital contribution in four equal   
 installments.   
     
4.Discharge of the members of the Board ofMgmtForFor
 Directors and the Executive Management   
 from liability for the fiscal year ended   
 December 26, 2020.   
     
5A.Re-election of Director: Jonathan C. BurrellMgmtForFor
     
5B.Re-election of Director: Joseph J. HartnettMgmtForFor
     
5C.Re-election of Director: Min H. KaoMgmtForFor
     
5D.Re-election of Director: Catherine A. LewisMgmtForFor

 

 

 

 

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 69 of 192

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     

5E.Re-election of Director: Charles W. PefferMgmtForFor
     
5F.Re-election of Director: Clifton A. PembleMgmtForFor
     
6.Re-election of Min H. Kao as ExecutiveMgmtAgainstAgainst
 Chairman of the Board of Directors.   
     
7A.Re-election of Compensation CommitteeMgmtAgainstAgainst
 member: Jonathan C. Burrell   
     
7B.Re-election of Compensation CommitteeMgmtForFor
 member: Joseph J. Hartnett   
     
7C.Re-election of Compensation CommitteeMgmtForFor
 member: Catherine A. Lewis   
     
7D.Re-election of Compensation CommitteeMgmtForFor
 member: Charles W. Peffer   
     
8.Re-election of the law firm Wuersch & GeringMgmtForFor
 LLP as independent voting rights   
 representative.   
     
9.Ratification of the appointment of Ernst &MgmtForFor
 Young LLP as Garmin's Independent   
 Registered Public Accounting Firm for the   
 fiscal year ending December 25, 2021 and re-   
 election of Ernst & Young Ltd as Garmin's   
 statutory auditor for another one-year term.   

 

10.Advisory vote on executive compensation.MgmtForFor
     
11.Binding vote to approve Fiscal Year 2022MgmtForFor
 maximum aggregate compensation for the   
 Executive Management.   

 

 

 

 

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 70 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management's
    Recommendation
     
12.Binding vote to approve maximum aggregateMgmtForFor
 compensation for the Board of Directors for   
 the period between the 2021 Annual General   
 Meeting and the 2022 Annual General   
 Meeting.   

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 71 of 192 

 

Unassigned 

GENERAL DYNAMICS CORPORATION  
Security:369550108Agenda Number:935359338
Ticker:GDMeeting Type:Annual
ISIN:US3695501086Meeting Date:05-May-21

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: James S. CrownMgmtForFor
     
1B.Election of Director: Rudy F. deLeonMgmtForFor
     
1C.Election of Director: Cecil D. HaneyMgmtForFor
     
1D.Election of Director: Mark M. MalcolmMgmtForFor
     
1E.Election of Director: James N. MattisMgmtForFor
     
1F.Election of Director: Phebe N. NovakovicMgmtForFor
     
1G.Election of Director: C. Howard NyeMgmtForFor
     
1H.Election of Director: Catherine B. ReynoldsMgmtForFor
     
1I.Election of Director: Laura J. SchumacherMgmtForFor
     
1J.Election of Director: Robert K. SteelMgmtForFor
     
1K.Election of Director: John G. StrattonMgmtForFor

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 72 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1L.Election of Director: Peter A. WallMgmtForFor
     
2.Advisory Vote on the Selection of Independent Auditors.MgmtForFor
     
3.Advisory Vote to approve Executive Compensation.MgmtForFor
     
4.Shareholder Proposal to reduce the ownership threshold required to call a Special Shareholder meeting.ShrForAgainst

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 73 of 192 

 

Unassigned 

HONEYWELL INTERNATIONAL INC.  
Security:438516106Agenda Number:935374861
Ticker:HONMeeting Type:Annual
ISIN:US4385161066Meeting Date:21-May-21

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Darius AdamczykMgmtForFor
     
1B.Election of Director: Duncan B. AngoveMgmtForFor
     
1C.Election of Director: William S. AyerMgmtForFor
     
1D.Election of Director: Kevin BurkeMgmtForFor
     
1E.Election of Director: D. Scott DavisMgmtForFor
     
1F.Election of Director: Deborah FlintMgmtForFor
     
1G.Election of Director: Judd GreggMgmtForFor
     
1H.Election of Director: Grace D. LiebleinMgmtForFor
     
1I.Election of Director: Raymond T. OdiernoMgmtForFor
     
1J.Election of Director: George PazMgmtForFor
     
1K.Election of Director: Robin L. WashingtonMgmtForFor

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 74 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
2.Advisory Vote to Approve Executive Compensation.MgmtForFor
     
3.Approval of Independent Accountants.MgmtForFor
     
4.Shareholder Right To Act By Written Consent.ShrAgainstFor

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 75 of 192 

 

Unassigned 

HORMEL FOODS CORPORATION  
Security:440452100Agenda Number:935315564
Ticker:HRLMeeting Type:Annual
ISIN:US4404521001Meeting Date:26-Jan-21

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1a.Election of Director: Prama BhattMgmtForFor
     
1b.Election of Director: Gary C. BhojwaniMgmtForFor
     
1c.Election of Director: Terrell K. CrewsMgmtForFor
     
1d.Election of Director: Stephen M. LacyMgmtForFor
     
1e.Election of Director: Elsa A. Murano, Ph.D.MgmtForFor
     
1f.Election of Director: Susan K. NestegardMgmtForFor
     
1g.Election of Director: William A. NewlandsMgmtForFor
     
1h.Election of Director: Christopher J. PolicinskiMgmtForFor
     
1i.Election of Director: Jose Luis PradoMgmtForFor
     
1j.Election of Director: Sally J. SmithMgmtForFor
     
1k.Election of Director: James P. SneeMgmtForFor

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 76 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1l.Election of Director: Steven A. WhiteMgmtForFor
     
2.Ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 31, 2021.MgmtForFor
     
3.Approve the Named Executive Officer compensation as disclosed in the Company’s 2021 annual meeting proxy statement.MgmtForFor

 

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 77 of 192 

 

Unassigned 

IDEX CORPORATION  
Security:45167R104Agenda Number:935361484
Ticker:IEXMeeting Type:Annual
ISIN:US45167R1041Meeting Date:12-May-21

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director for a term of three years: WILLIAM M. COOKMgmtForFor
     
1B.Election of Director for a term of three years: MARK A. BUTHMANMgmtForFor
     
1C.Election of Director for a term of three years: LAKECIA N. GUNTERMgmtForFor
     
2.Advisory vote to approve named executive officer compensation.MgmtForFor
     
3.Ratification of the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2021.MgmtForFor

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 78 of 192 

 

Unassigned 

ILLINOIS TOOL WORKS INC.  
Security:452308109Agenda Number:935361509
Ticker:ITWMeeting Type:Annual
ISIN:US4523081093Meeting Date:07-May-21

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Daniel J. BruttoMgmtForFor
     
1B.Election of Director: Susan CrownMgmtForFor
     
1C.Election of Director: Darrell L. FordMgmtForFor
     
1D.Election of Director: James W. GriffithMgmtForFor
     
1E.Election of Director: Jay L. HendersonMgmtForFor
     
1F.Election of Director: Richard H. LennyMgmtForFor
     
1G.Election of Director: E. Scott SantiMgmtForFor
     
1H.Election of Director: David B. Smith, Jr.MgmtForFor
     
1I.Election of Director: Pamela B. StrobelMgmtForFor
     
1J.Election of Director: Anré D. WilliamsMgmtForFor

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 79 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
2.Ratification of the appointment of Deloitte & Touche LLP as ITW’s independent registered public accounting firm for 2021.MgmtForFor
     
3.Advisory vote to approve compensation of ITW’s named executive officers.MgmtForFor
     
4.A non-binding stockholder proposal, if properly presented at the meeting, to permit stockholders to act by written consent.ShrForAgainst

 

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 80 of 192 

 

Unassigned 

INTEL CORPORATION  
Security:458140100Agenda Number:935369012
Ticker:INTCMeeting Type:Annual
ISIN:US4581401001Meeting Date:13-May-21

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Patrick P. GelsingerMgmtForFor
     
1B.Election of Director: James J. GoetzMgmtForFor
     
1C.Election of Director: Alyssa HenryMgmtForFor
     
1D.Election of Director: Omar IshrakMgmtForFor
     
1E.Election of Director: Risa Lavizzo-MoureyMgmtForFor
     
1F.Election of Director: Tsu-Jae King LiuMgmtForFor
     
1G.Election of Director: Gregory D. SmithMgmtForFor
     
1H.Election of Director: Dion J. WeislerMgmtForFor
     
1I.Election of Director: Frank D. YearyMgmtForFor
     
2.Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021.MgmtForFor

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 81 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
3.Advisory vote to approve executive compensation of our listed officers.MgmtAgainstAgainst
     
4.Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting.ShrAgainstFor
     
5.Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting.ShrAgainstFor
     
6.Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting.ShrAgainstFor

 

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 82 of 192 

 

Unassigned 

INTERNATIONAL BUSINESS MACHINES CORP.  
Security:459200101Agenda Number:935346949
Ticker:IBMMeeting Type:Annual
ISIN:US4592001014Meeting Date:27-Apr-21

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director for one year term: Thomas BuberlMgmtForFor
     
1B.Election of Director for one year term: Michael L. EskewMgmtForFor
     
1C.Election of Director for one year term: David N. FarrMgmtForFor
     
1D.Election of Director for one year term: Alex GorskyMgmtForFor
     
1E.Election of Director for one year term: Michelle J. HowardMgmtForFor
     
1F.Election of Director for one year term: Arvind KrishnaMgmtForFor
     
1G.Election of Director for one year term: Andrew N. LiverisMgmtForFor
     
1H.Election of Director for one year term: F. William McNabb IIIMgmtForFor
     
1I.Election of Director for one year term: Martha E. PollackMgmtForFor
     
1J.Election of Director for one year term: Joseph R. SwedishMgmtForFor

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 83 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1K.Election of Director for one year term: Peter R. VoserMgmtForFor
     
1L.Election of Director for one year term: Frederick H. WaddellMgmtForFor
     
2.Ratification of Appointment of Independent Registered Public Accounting Firm.MgmtForFor
     
3.Advisory Vote on Executive Compensation.MgmtAgainstAgainst
     
4.Stockholder Proposal to Have an Independent Board Chairman.ShrAgainstFor
     
5.Stockholder Proposal on the Right to Act by Written Consent.ShrForAgainst
     
6.Stockholder Proposal Requesting the Company Publish Annually a Report Assessing its Diversity, Equity and Inclusion Efforts.ShrForFor

 

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 84 of 192 

 

Unassigned 

INTUIT INC.  
Security:461202103Agenda Number:935313217
Ticker:INTUMeeting Type:Annual
ISIN:US4612021034Meeting Date:21-Jan-21

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1a.Election of Director: Eve BurtonMgmtForFor
     
1b.Election of Director: Scott D. CookMgmtForFor
     
1c.Election of Director: Richard L. DalzellMgmtForFor
     
1d.Election of Director: Sasan K. GoodarziMgmtForFor
     
1e.Election of Director: Deborah LiuMgmtForFor
     
1f.Election of Director: Tekedra MawakanaMgmtForFor
     
1g.Election of Director: Suzanne Nora JohnsonMgmtForFor
     
1h.Election of Director: Dennis D. PowellMgmtForFor
     
1i.Election of Director: Brad D. SmithMgmtForFor
     
1j.Election of Director: Thomas SzkutakMgmtForFor
     
1k.Election of Director: Raul VazquezMgmtForFor

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 85 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1l.Election of Director: Jeff WeinerMgmtForFor
     
2.Advisory vote to approve Intuit’s executive compensation (say-on-pay).MgmtForFor
     
3.Ratification of the selection of Ernst & Young LLP as Intuit’s independent registered public accounting firm for the fiscal year ending July 31, 2021.MgmtForFor

 

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 86 of 192 

 

Unassigned 

JACK HENRY & ASSOCIATES, INC.  
Security:426281101Agenda Number:935282006
Ticker:JKHYMeeting Type:Annual
ISIN:US4262811015Meeting Date:17-Nov-20

 

      
Prop. #ProposalProposedProposal VoteFor/Against
   by Management’s
     Recommendation
      
1.DIRECTOR   
      
 1M. FlaniganMgmtForFor
      
 2J. PrimMgmtForFor
      
 3T. WilsonMgmtForFor
      
 4J. FiegelMgmtForFor
      
 5T. WimsettMgmtForFor
      
 6L. KellyMgmtForFor
      
 7S. MiyashiroMgmtForFor
      
 8W. BrownMgmtForFor
      
 9D. FossMgmtForFor
      
2.To approve, on an advisory basis, the compensation of our named executive officers.MgmtForFor

 

 

 

 

Investment Company Report 

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
  Page 87 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
3.To approve an amendment to our certificate of incorporation to remove a supermajority voting standard for stockholder approval of an acquisition of the company by another person or entity.MgmtForFor
     
4.To ratify the selection of the Company’s independent registered public accounting firm.MgmtForFor

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 88 of 192 

 

Unassigned

JOHNSON & JOHNSON
    
Security:478160104Agenda Number:935345214
Ticker:JNJMeeting Type:Annual
ISIN:US4781601046Meeting Date:22-Apr-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director: Mary C. BeckerleMgmtForFor 
      
1B.Election of Director: D. Scott DavisMgmtForFor 
      
1C.Election of Director: Ian E. L. DavisMgmtForFor 
      
1D.Election of Director: Jennifer A. DoudnaMgmtForFor 
      
1E.Election of Director: Alex GorskyMgmtForFor 
      
1F.Election of Director: Marillyn A. HewsonMgmtForFor 
      
1G.Election of Director: Hubert JolyMgmtForFor 
      
1H.Election of Director: Mark B. McClellanMgmtForFor 
      
1I.Election of Director: Anne M. MulcahyMgmtForFor 
      
1J.Election of Director: Charles PrinceMgmtForFor 
      
1K.Election of Director: A. Eugene WashingtonMgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 89 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1L.Election of Director: Mark A. WeinbergerMgmtForFor 
      
1M.Election of Director: Nadja Y. WestMgmtForFor 
      
1N.Election of Director: Ronald A. WilliamsMgmtForFor 
      
2.Advisory Vote to Approve Named ExecutiveMgmtAgainstAgainst 
 Officer Compensation.    
      
3.Ratification of Appointment ofMgmtForFor 
 PricewaterhouseCoopers LLP as the    
 Independent Registered Public Accounting    
 Firm for 2021.    
      
4.Report on Government Financial Support andShrAgainstFor 
 Access to COVID-19 Vaccines and    
 Therapeutics.    
      
5.Independent Board Chair.ShrAgainstFor 
      
6.Civil Rights Audit.ShrForAgainst 
      
7.Executive Compensation Bonus Deferral.ShrForAgainst 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 90 of 192 

 

Unassigned

JPMORGAN CHASE & CO.
    
Security:46625H100Agenda Number:935372285
Ticker:JPMMeeting Type:Annual
ISIN:US46625H1005Meeting Date:18-May-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director: Linda B. BammannMgmtForFor 
      
1B.Election of Director: Stephen B. BurkeMgmtForFor 
      
1C.Election of Director: Todd A. CombsMgmtForFor 
      
1D.Election of Director: James S. CrownMgmtForFor 
      
1E.Election of Director: James DimonMgmtForFor 
      
1F.Election of Director: Timothy P. FlynnMgmtForFor 
      
1G.Election of Director: Mellody HobsonMgmtForFor 
      
1H.Election of Director: Michael A. NealMgmtForFor 
      
1I.Election of Director: Phebe N. NovakovicMgmtForFor 
      
1J.Election of Director: Virginia M. RomettyMgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 91 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
2.Advisory resolution to approve executiveMgmtForFor 
 compensation.    
      
3.Approval of Amended and Restated Long-MgmtForFor 
 Term Incentive Plan effective May 18, 2021.    
      
4.Ratification of independent registered publicMgmtForFor 
 accounting firm.    
      
5.Improve shareholder written consent.ShrForAgainst 
      
6.Racial equity audit and report.ShrForAgainst 
      
7.Independent board chairman.ShrAgainstFor 
      
8.Political and electioneering expenditureShrAgainstFor 
 congruency report.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 92 of 192 

 

Unassigned

KELLOGG COMPANY
    
Security:487836108Agenda Number:935348359
Ticker:KMeeting Type:Annual
ISIN:US4878361082Meeting Date:30-Apr-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director (term expires 2024):MgmtForFor 
 Carter Cast    
      
1B.Election of Director (term expires 2024): ZackMgmtForFor 
 Gund    
      
1C.Election of Director (term expires 2024): DonMgmtForFor 
 Knauss    
      
1D.Election of Director (term expires 2024): Mike SchlotmanMgmtForFor 
      
2.Advisory resolution to approve executiveMgmtForFor 
 compensation.    
      
3.Ratification of the appointment ofMgmtForFor 
 PricewaterhouseCoopers LLP as Kellogg’s    
 independent registered public accounting firm    
 for fiscal year 2021.    
      
4.Management proposal to reduceMgmtForFor 
 supermajority vote requirements.    
      
5.Shareowner proposal, if properly presented atShrFor  
 the meeting, to adopt shareowner right to call    
 a special meeting.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 93 of 192 

 

Unassigned

KIMBERLY-CLARK CORPORATION
    
Security:494368103Agenda Number:935343272
Ticker:KMBMeeting Type:Annual
ISIN:US4943681035Meeting Date:29-Apr-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director: John W. CulverMgmtForFor 
      
1B.Election of Director: Robert W. DecherdMgmtForFor 
      
1C.Election of Director: Michael D. HsuMgmtForFor 
      
1D.Election of Director: Mae C. Jemison, M.D.MgmtForFor 
      
1E.Election of Director: S. Todd MaclinMgmtForFor 
      
1F.Election of Director: Sherilyn S. McCoyMgmtForFor 
      
1G.Election of Director: Christa S. QuarlesMgmtForFor 
      
1H.Election of Director: Ian C. ReadMgmtForFor 
      
1I.Election of Director: Dunia A. ShiveMgmtForFor 
      
1J.Election of Director: Mark T. SmuckerMgmtForFor 
      
1K.Election of Director: Michael D. WhiteMgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 94 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
2.Ratification of Auditor.MgmtForFor 
      
3.Advisory Vote to Approve Named ExecutiveMgmtForFor 
 Officer Compensation.    
      
4.Approval of 2021 Equity Participation Plan.MgmtForFor 
      
5.Approval of 2021 Outside Directors’MgmtForFor 
 Compensation Plan.    
      
6.Reduce Ownership Threshold required to callMgmtForFor 
 a Special Meeting of Stockholders.    
      
7.Stockholder Proposal Regarding Right to ActShrAgainstFor 
 by Written Consent.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 95 of 192 

 

Unassigned

L3HARRIS TECHNOLOGIES INC.
    
Security:502431109Agenda Number:935345694
Ticker:LHXMeeting Type:Annual
ISIN:US5024311095Meeting Date:23-Apr-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders: Sallie    
 B. Bailey    
      
1B.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders:    
 William M. Brown    
      
1C.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders: Peter    
 W. Chiarelli    
      
1D.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders:    
 Thomas A. Corcoran    
      
1E.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders:    
 Thomas A. Dattilo    
      
1F.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders: Roger    
 B. Fradin    
      
1G.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders: Lewis    
 Hay III    
      
1H.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders: Lewis    
 Kramer    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 96 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1I.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders:    
 Christopher E. Kubasik    
      
1J.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders: Rita S.    
 Lane    
      
1K.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders: Robert    
 B. Millard    
      
1L.Election of Director for a Term Expiring at theMgmtForFor 
 2022 Annual Meeting of Shareholders: Lloyd    
 W. Newton    
      
2.Approval, in an Advisory Vote, of theMgmtForFor 
 Compensation of Named Executive Officers    
 as Disclosed in the Proxy Statement.    
      
3.Ratification of Appointment of Ernst &MgmtForFor 
 Young LLP as Independent Registered    
 Public Accounting Firm for Fiscal Year 2021.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 97 of 192 

 

Unassigned

LOCKHEED MARTIN CORPORATION
    
Security:539830109Agenda Number:935349933
Ticker:LMTMeeting Type:Annual
ISIN:US5398301094Meeting Date:22-Apr-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director: Daniel F. AkersonMgmtForFor 
      
1B.Election of Director: David B. BurrittMgmtForFor 
      
1C.Election of Director: Bruce A. CarlsonMgmtForFor 
      
1D.Election of Director: Joseph F. Dunford, Jr.MgmtForFor 
      
1E.Election of Director: James O. Ellis, Jr.MgmtForFor 
      
1F.Election of Director: Thomas J. FalkMgmtForFor 
      
1G.Election of Director: Ilene S. GordonMgmtForFor 
      
1H.Election of Director: Vicki A. HollubMgmtForFor 
      
1I.Election of Director: Jeh C. JohnsonMgmtForFor 
      
1J.Election of Director: Debra L. Reed-KlagesMgmtForFor 
      
1K.Election of Director: James D. TaicletMgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 98 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
2.Ratification of Appointment of Ernst &MgmtForFor 
 Young LLP as Independent Auditors for 2021.    
      
3.Advisory Vote to Approve the CompensationMgmtForFor 
 of our Named Executive Officers (Say-on-    
 Pay).    
      
4.Stockholder Proposal to Adopt StockholderShrForAgainst 
 Action By Written Consent.    
      
5.Stockholder Proposal to issue a Report onShrAgainstFor 
 Human Rights Due Diligence.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 99 of 192 

 

Unassigned

LOWE’S COMPANIES, INC.
    
Security:548661107Agenda Number:935387729
Ticker:LOWMeeting Type:Annual
ISIN:US5486611073Meeting Date:28-May-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
   by Management’s 
     Recommendation 
       
1.DIRECTOR    
       
 1Raul AlvarezMgmtForFor 
       
 2David H. BatchelderMgmtForFor 
       
 3Angela F. BralyMgmtForFor 
       
 4Sandra B. CochranMgmtForFor 
       
 5Laurie Z. DouglasMgmtForFor 
       
 6Richard W. DreilingMgmtForFor 
       
 7Marvin R. EllisonMgmtForFor 
       
 8Daniel J. HeinrichMgmtForFor 
       
 9Brian C. RogersMgmtForFor 
       
 10Bertram L. ScottMgmtForFor 
       
 11Mary Beth WestMgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 100 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
2.Advisory vote to approve Lowe’s namedMgmtForFor 
 executive officer compensation in fiscal 2020.    
      
3.Ratification of the appointment of Deloitte &MgmtForFor 
 Touche LLP as Lowe’s independent    
 registered public accounting firm for fiscal    
 2021.    
      
4.Shareholder proposal regarding amending theShrAgainstFor 
 Company’s proxy access bylaw to remove    
 shareholder aggregation limits.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 101 of 192 

 

Unassigned

MARSH & MCLENNAN COMPANIES, INC.
    
Security:571748102Agenda Number:935372817
Ticker:MMCMeeting Type:Annual
ISIN:US5717481023Meeting Date:20-May-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director: Anthony K. AndersonMgmtForFor 
      
1B.Election of Director: Oscar FanjulMgmtForFor 
      
1C.Election of Director: Daniel S. GlaserMgmtForFor 
      
1D.Election of Director: H. Edward HanwayMgmtForFor 
      
1E.Election of Director: Deborah C. HopkinsMgmtForFor 
      
1F.Election of Director: Tamara IngramMgmtForFor 
      
1G.Election of Director: Jane H. LuteMgmtForFor 
      
1H.Election of Director: Steven A. MillsMgmtForFor 
      
1I.Election of Director: Bruce P. NolopMgmtForFor 
      
1J.Election of Director: Marc D. OkenMgmtForFor 
      
1K.Election of Director: Morton O. SchapiroMgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 102 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1L.Election of Director: Lloyd M. YatesMgmtForFor 
      
1M.Election of Director: R. David YostMgmtForFor 
      
2.Advisory (Nonbinding) Vote to ApproveMgmtForFor 
 Named Executive Officer Compensation.    
      
3.Ratification of Selection of IndependentMgmtForFor 
 Registered Public Accounting Firm.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 103 of 192 

 

Unassigned

MASTERCARD INCORPORATED
    
Security:57636Q104Agenda Number:935420644
Ticker:MAMeeting Type:Annual
ISIN:US57636Q1040Meeting Date:22-Jun-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director: Ajay BangaMgmtForFor 
      
1B.Election of Director: Merit E. JanowMgmtForFor 
      
1C.Election of Director: Richard K. DavisMgmtForFor 
      
1D.Election of Director: Steven J. FreibergMgmtForFor 
      
1E.Election of Director: Julius GenachowskiMgmtForFor 
      
1F.Election of Director: Choon Phong GohMgmtForFor 
      
1G.Election of Director: Oki MatsumotoMgmtForFor 
      
1H.Election of Director: Michael MiebachMgmtForFor 
      
1I.Election of Director: Youngme MoonMgmtForFor 
      
1J.Election of Director: Rima QureshiMgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 104 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1K.Election of Director: José Octavio ReyesMgmtForFor 
 Lagunes    
      
1L.Election of Director: Gabrielle SulzbergerMgmtForFor 
      
1M.Election of Director: Jackson TaiMgmtForFor 
      
1N.Election of Director: Lance UgglaMgmtForFor 
      
2.Advisory approval of Mastercard’s executiveMgmtForFor 
 compensation.    
      
3.Ratification of the appointment ofMgmtForFor 
 PricewaterhouseCoopers LLP as the    
 independent registered public accounting firm    
 for Mastercard for 2021.    
      
4.Approval of the amendment and restatementMgmtForFor 
 of the Mastercard Incorporated 2006 Long    
 Term Incentive Plan.    
      
5.Approval of the amendment and restatementMgmtForFor 
 of the Mastercard Incorporated 2006 Non-    
 Employee Director Equity Compensation    
 Plan.    
      
6.Approval of amendments to Mastercard’sMgmtForFor 
 Certificate of Incorporation to remove    
 supermajority voting requirements.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 105 of 192 

 

Unassigned

MCDONALD’S CORPORATION
    
Security:580135101Agenda Number:935380395
Ticker:MCDMeeting Type:Annual
ISIN:US5801351017Meeting Date:20-May-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: Lloyd Dean    
      
1B.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: Robert Eckert    
      
1C.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: Catherine Engelbert    
      
1D.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: Margaret Georgiadis    
      
1E.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: Enrique Hernandez, Jr.    
      
1F.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: Christopher Kempczinski    
      
1G.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: Richard Lenny    
      
1H.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: John Mulligan    
      
1I.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: Sheila Penrose    
      
1J.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: John Rogers, Jr.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 106 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1K.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: Paul Walsh    
      
1L.Election of Director for a one-year termMgmtForFor 
 expiring in 2022: Miles White    
      
2.Advisory vote to approve executiveMgmtForFor 
 compensation.    
      
3.Advisory vote to ratify the appointment ofMgmtForFor 
 Ernst & Young LLP as independent auditor for    
 2021.    
      
4.Advisory vote on a shareholder proposalShrAgainstFor 
 requesting a report on sugar and public    
 health, if properly presented.    
      
5.Advisory vote on a shareholder proposalShrAgainstFor 
 requesting a report on antibiotics and public    
 health costs, if properly presented.    
      
6.Advisory vote on a shareholder proposalShrForAgainst 
 requesting the ability for shareholders to act    
 by written consent, if properly presented.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 107 of 192 

 

Unassigned

MEDTRONIC PLC
    
Security:G5960L103Agenda Number:935288286
Ticker:MDTMeeting Type:Annual
ISIN:IE00BTN1Y115Meeting Date:11-Dec-20

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director: Richard H. AndersonMgmtForFor 
      
1B.Election of Director: Craig ArnoldMgmtForFor 
      
1C.Election of Director: Scott C. DonnellyMgmtForFor 
      
1D.Election of Director: Andrea J. Goldsmith,MgmtForFor 
 Ph.D.    
      
1E.Election of Director: Randall J. Hogan, IIIMgmtForFor 
      
1F.Election of Director: Michael O. LeavittMgmtForFor 
      
1G.Election of Director: James T. LenehanMgmtForFor 
      
1H.Election of Director: Kevin E. LoftonMgmtForFor 
      
1I.Election of Director: Geoffrey S. MarthaMgmtForFor 
      
1J.Election of Director: Elizabeth G. Nabel, M.D.MgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 108 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1K.Election of Director: Denise M. O’LearyMgmtForFor 
      
1L.Election of Director: Kendall J. PowellMgmtForFor 
      
2.To ratify, in a non-binding vote, theMgmtForFor 
 appointment of PricewaterhouseCoopers LLP    
 as the Company’s independent auditor for    
 fiscal year 2021 and to authorize, in a binding    
 vote, the Board of Directors, acting through    
 the Audit Committee, to set the auditor’s    
 remuneration.    
      
3.To approve, in a non-binding advisory vote,MgmtForFor 
 named executive officer compensation (a    
 “Say-on-Pay” vote).    
      
4.To renew the Board’s authority to issueMgmtForFor 
 shares.    
      
5.To renew the Board’s authority to opt out ofMgmtForFor 
 pre-emption rights.    
      
6.Authorizing the Company and any subsidiaryMgmtForFor 
 of the Company to make overseas market    
 purchases of Medtronic ordinary shares.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 109 of 192 

 

Unassigned

MERCK & CO., INC.
    
Security:58933Y105Agenda Number:935381044
Ticker:MRKMeeting Type:Annual
ISIN:US58933Y1055Meeting Date:25-May-21

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director: Leslie A. BrunMgmtForFor 
      
1B.Election of Director: Mary Ellen CoeMgmtForFor 
      
1C.Election of Director: Pamela J. CraigMgmtForFor 
      
1D.Election of Director: Kenneth C. FrazierMgmtForFor 
      
1E.Election of Director: Thomas H. GlocerMgmtForFor 
      
1F.Election of Director: Risa J. Lavizzo-MoureyMgmtForFor 
      
1G.Election of Director: Stephen L. MayoMgmtForFor 
      
1H.Election of Director: Paul B. RothmanMgmtForFor 
      
1I.Election of Director: Patricia F. RussoMgmtForFor 
      
1J.Election of Director: Christine E. SeidmanMgmtForFor 
      
1K.Election of Director: Inge G. ThulinMgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 110 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1L.Election of Director: Kathy J. WardenMgmtForFor 
      
1M.Election of Director: Peter C. WendellMgmtForFor 
      
2.Non-binding advisory vote to approve theMgmtForFor 
 compensation of our named executive    
 officers.    
      
3.Ratification of the appointment of theMgmtForFor 
 Company’s independent registered public    
 accounting firm for 2021.    
      
4.Shareholder proposal concerning aShrAgainstFor 
 shareholder right to act by written consent.    
      
5.Shareholder proposal regarding access toShrAgainstFor 
 COVID-19 products.    

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 111 of 192 

 

Unassigned

MICROSOFT CORPORATION
    
Security:594918104Agenda Number:935284478
Ticker:MSFTMeeting Type:Annual
ISIN:US5949181045Meeting Date:02-Dec-20

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1A.Election of Director: Reid G. HoffmanMgmtForFor 
      
1B.Election of Director: Hugh F. JohnstonMgmtForFor 
      
1C.Election of Director: Teri L. List-StollMgmtForFor 
      
1D.Election of Director: Satya NadellaMgmtForFor 
      
1E.Election of Director: Sandra E. PetersonMgmtForFor 
      
1F.Election of Director: Penny S. PritzkerMgmtForFor 
      
1G.Election of Director: Charles W. ScharfMgmtForFor 
      
1H.Election of Director: Arne M. SorensonMgmtForFor 
      
1I.Election of Director: John W. StantonMgmtForFor 
      
1J.Election of Director: John W. ThompsonMgmtForFor 
      
1K.Election of Director: Emma N. WalmsleyMgmtForFor 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
   Page 112 of 192 

 

Prop. #ProposalProposedProposal VoteFor/Against 
  by Management’s 
    Recommendation 
      
1L.Election of Director: Padmasree WarriorMgmtForFor 
      
2.Advisory vote to approve named executiveMgmtForFor 
 officer compensation.    
      
3.Ratification of Deloitte & Touche LLP as ourMgmtForFor 
 independent auditor for fiscal year 2021.    
      
4.Shareholder Proposal - Report on EmployeeShrAgainstFor 
 Representation on Board of Directors.    

 

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 113 of 192 

 

Unassigned

MONDELEZ INTERNATIONAL, INC.  
Security:609207105Agenda Number:935357360
Ticker:MDLZMeeting Type:Annual
ISIN:US6092071058Meeting Date:19-May-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Lewis W.K. BoothMgmtForFor
     
1B.Election of Director: Charles E. BunchMgmtForFor
     
1C.Election of Director: Lois D. JuliberMgmtForFor
     
1D.Election of Director: Peter W. MayMgmtForFor
     
1E.Election of Director: Jorge S. MesquitaMgmtForFor
     
1F.Election of Director: Jane H. NielsenMgmtForFor
     
1G.Election of Director: Fredric G. ReynoldsMgmtForFor
     
1H.Election of Director: Christiana S. ShiMgmtForFor
     
1I.Election of Director: Patrick T. SiewertMgmtForFor
     
1J.Election of Director: Michael A. TodmanMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 114 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1K.Election of Director: Jean-François M. L. van BoxmeerMgmtForFor
     
1L.Election of Director: Dirk Van de PutMgmtForFor
     
2.Advisory Vote to Approve Executive Compensation.MgmtForFor
     
3.Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021.MgmtForFor
     
4.Consider Employee Pay in Setting Chief Executive Officer Pay.ShrAgainstFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 115 of 192 

 

Unassigned

MOODY’S CORPORATION  
Security:615369105Agenda Number:935344438
Ticker:MCOMeeting Type:Annual
ISIN:US6153691059Meeting Date:20-Apr-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Jorge A. BermudezMgmtForFor
     
1B.Election of Director: Thérèse EsperdyMgmtForFor
     
1C.Election of Director: Robert FauberMgmtForFor
     
1D.Election of Director: Vincent A. ForlenzaMgmtForFor
     
1E.Election of Director: Kathryn M. HillMgmtForFor
     
1F.Election of Director: Lloyd W. Howell, Jr.MgmtForFor
     
1G.Election of Director: Raymond W. McDaniel, Jr.MgmtForFor
     
1H.Election of Director: Leslie F. SeidmanMgmtForFor
     
1I.Election of Director: Bruce Van SaunMgmtForFor
     
2.Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2021.MgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 116 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
3.Advisory resolution approving executive compensation.MgmtForFor
     
4.Advisory “Say-on-Climate Plan” resolution approving the Company’s 2020 Decarbonization Plan.MgmtAbstainAgainst

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 117 of 192 

 

Unassigned

MOTOROLA SOLUTIONS, INC.  
Security:620076307Agenda Number:935363274
Ticker:MSIMeeting Type:Annual
ISIN:US6200763075Meeting Date:18-May-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director for One-Year Term: Gregory Q. BrownMgmtForFor
     
1B.Election of Director for One-Year Term: Kenneth D. DenmanMgmtForFor
     
1C.Election of Director for One-Year Term: Egon P. DurbanMgmtForFor
     
1D.Election of Director for One-Year Term: Clayton M. JonesMgmtForFor
     
1E.Election of Director for One-Year Term: Judy C. LewentMgmtForFor
     
1F.Election of Director for One-Year Term: Gregory K. MondreMgmtForFor
     
1G.Election of Director for One-Year Term: Joseph M. TucciMgmtForFor
     
2.Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for 2021.MgmtForFor
     
3.Advisory approval of the Company’s executive compensation.MgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 118 of 192 

 

Unassigned

MSCI INC.  
Security:55354G100Agenda Number:935348006
Ticker:MSCIMeeting Type:Annual
ISIN:US55354G1004Meeting Date:27-Apr-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Henry A. FernandezMgmtForFor
     
1B.Election of Director: Robert G. AsheMgmtForFor
     
1C.Election of Director: Wayne EdmundsMgmtForFor
     
1D.Election of Director: Catherine R. KinneyMgmtForFor
     
1E.Election of Director: Jacques P. PeroldMgmtForFor
     
1F.Election of Director: Sandy C. RattrayMgmtForFor
     
1G.Election of Director: Linda H. RieflerMgmtForFor
     
1H.Election of Director: Marcus L. SmithMgmtForFor
     
1I.Election of Director: Paula VolentMgmtForFor
     
2.To approve, by non-binding vote, our executive compensation, as described in these proxy materials.MgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 119 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
     
3.To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor.MgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 120 of 192 

 

Unassigned

NEXTERA ENERGY, INC.  
Security:65339F101Agenda Number:935378201
Ticker:NEEMeeting Type:Annual
ISIN:US65339F1012Meeting Date:20-May-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Sherry S. BarratMgmtForFor
     
1B.Election of Director: James L. CamarenMgmtForFor
     
1C.Election of Director: Kenneth B. DunnMgmtForFor
     
1D.Election of Director: Naren K. GursahaneyMgmtForFor
     
1E.Election of Director: Kirk S. HachigianMgmtForFor
     
1F.Election of Director: Amy B. LaneMgmtForFor
     
1G.Election of Director: David L. PorgesMgmtForFor
     
1H.Election of Director: James L. RoboMgmtForFor
     
1I.Election of Director: Rudy E. SchuppMgmtForFor
     
1J.Election of Director: John L. SkoldsMgmtForFor
     
1K.Election of Director: Lynn M. UtterMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 121 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1L.Election of Director: Darryl L. WilsonMgmtForFor
     
2.Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2021.MgmtForFor
     
3.Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement.MgmtForFor
     
4.Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan.MgmtForFor
     
5.A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders.ShrForAgainst

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 122 of 192 

 

Unassigned

NIKE, INC.  
Security:654106103Agenda Number:935256378
Ticker:NKEMeeting Type:Annual
ISIN:US6541061031Meeting Date:17-Sep-20

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1a.Election of Class B Director: Alan B. Graf, Jr.MgmtForFor
     
1b.Election of Class B Director: Peter B. HenryMgmtForFor
     
1c.Election of Class B Director: Michelle A. PelusoMgmtForFor
     
2.To approve executive compensation by an advisory vote.MgmtAgainstAgainst
     
3.To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm.MgmtForFor
     
4.To approve the Nike, Inc. Stock Incentive Plan, as amended and restated.MgmtForFor
     
5.To consider a shareholder proposal regarding political contributions disclosure.ShrAgainstFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 123 of 192 

 

Unassigned

NORFOLK SOUTHERN CORPORATION  
Security:655844108Agenda Number:935363046
Ticker:NSCMeeting Type:Annual
ISIN:US6558441084Meeting Date:13-May-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1a.Election of Director: Thomas D. Bell, Jr.MgmtForFor
     
1b.Election of Director: Mitchell E. Daniels, Jr.MgmtForFor
     
1c.Election of Director: Marcela E. DonadioMgmtForFor
     
1d.Election of Director: John C. Huffard, Jr.MgmtForFor
     
1e.Election of Director: Christopher T. JonesMgmtForFor
     
1f.Election of Director: Thomas C. KelleherMgmtForFor
     
1g.Election of Director: Steven F. LeerMgmtForFor
     
1h.Election of Director: Michael D. LockhartMgmtForFor
     
1i.Election of Director: Amy E. MilesMgmtForFor
     
1j.Election of Director: Claude MongeauMgmtForFor
     
1k.Election of Director: Jennifer F. ScanlonMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 124 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1l.Election of Director: James A. SquiresMgmtForFor
     
1m.Election of Director: John R. ThompsonMgmtForFor
     
2.Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern’s independent auditors for the year ending December 31, 2021.MgmtForFor
     
3.Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2021 Annual Meeting of Shareholders.MgmtForFor
     
4.Proposal regarding revisions to ownership requirements for proxy access.ShrAgainstFor
     
5.Proposal regarding a report on lobbying activity alignment with Paris Climate Agreement.ShrForAgainst

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 125 of 192 

 

Unassigned

NORTHROP GRUMMAN CORPORATION  
Security:666807102Agenda Number:935386018
Ticker:NOCMeeting Type:Annual
ISIN:US6668071029Meeting Date:19-May-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Kathy J. WardenMgmtForFor
     
1B.Election of Director: David P. AbneyMgmtForFor
     
1C.Election of Director: Marianne C. BrownMgmtForFor
     
1D.Election of Director: Donald E. FelsingerMgmtForFor
     
1E.Election of Director: Ann M. FudgeMgmtForFor
     
1F.Election of Director: William H. HernandezMgmtForFor
     
1G.Election of Director: Madeleine A. KleinerMgmtForFor
     
1H.Election of Director: Karl J. KrapekMgmtForFor
     
1I.Election of Director: Gary RougheadMgmtForFor
     
1J.Election of Director: Thomas M. SchoeweMgmtForFor
     
1K.Election of Director: James S. TurleyMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 126 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1L.Election of Director: Mark A. Welsh IIIMgmtForFor
     
2.Proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers.MgmtForFor
     
3.Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s Independent Auditor for fiscal year ending December 31, 2021.MgmtForFor
     
4.Shareholder proposal that the Company assess and report on potential human rights impacts that could result from governments’ use of the Company’s products and services, including in conflict-affected areas.ShrAgainstFor
     
5.Shareholder proposal to move to a 10% ownership threshold for shareholders to request action by written consent.ShrForAgainst

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 127 of 192 

 

Unassigned

ORACLE CORPORATION  
Security:68389X105Agenda Number:935274554
Ticker:ORCLMeeting Type:Annual
ISIN:US68389X1054Meeting Date:04-Nov-20

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1.DIRECTOR   
      
 1Jeffrey S. BergMgmtForFor
      
 2Michael J. BoskinMgmtForFor
      
 3Safra A. CatzMgmtForFor
      
 4Bruce R. ChizenMgmtForFor
      
 5George H. ConradesMgmtForFor
      
 6Lawrence J. EllisonMgmtForFor
      
 7Rona A. FairheadMgmtForFor
      
 8Jeffrey O. HenleyMgmtForFor
      
 9Renee J. JamesMgmtForFor
      
 10Charles W. Moorman IVMgmtForFor
      
 11Leon E. PanettaMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 128 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
     
 12 William G. ParrettMgmtForFor
     
 13 Naomi O. SeligmanMgmtForFor
     
 14 Vishal SikkaMgmtForFor
     
2.Advisory Vote to Approve Compensation of Named Executive Officers.MgmtAgainstAgainst
     
3.Approve the Oracle Corporation 2020 Equity Incentive Plan.MgmtForFor
     
4.Ratification of Selection of Independent Registered Public Accounting Firm.MgmtForFor
     
5.Stockholder Proposal Regarding Pay Equity Report.ShrForAgainst
     
6.Stockholder Proposal Regarding Independent Board Chair.ShrAgainstFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 129 of 192 

 

Unassigned

PACCAR INC  
Security:693718108Agenda Number:935351457
Ticker:PCARMeeting Type:Annual
ISIN:US6937181088Meeting Date:27-Apr-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Mark C. PigottMgmtForFor
     
1B.Election of Director: Dame Alison J. CarnwathMgmtForFor
     
1C.Election of Director: Franklin L. FederMgmtForFor
     
1D.Election of Director: R. Preston FeightMgmtForFor
     
1E.Election of Director: Beth E. FordMgmtForFor
     
1F.Election of Director: Kirk S. HachigianMgmtForFor
     
1G.Election of Director: Roderick C. McGearyMgmtForFor
     
1H.Election of Director: John M. PigottMgmtForFor
     
1I.Election of Director: Ganesh RamaswamyMgmtForFor
     
1J.Election of Director: Mark A. SchulzMgmtForFor
     
1K.Election of Director: Gregory M. E. SpierkelMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 130 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
2.Stockholder proposal regarding supermajority voting provisions if properly presented at the meeting.ShrForAgainst

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 131 of 192 

 

Unassigned

PAYCHEX, INC.  
Security:704326107Agenda Number:935267066
Ticker:PAYXMeeting Type:Annual
ISIN:US7043261079Meeting Date:15-Oct-20

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: B. Thomas GolisanoMgmtForFor
     
1B.Election of Director: Thomas F. BonadioMgmtForFor
     
1C.Election of Director: Joseph G. DoodyMgmtForFor
     
1D.Election of Director: David J.S. FlaschenMgmtForFor
     
1E.Election of Director: Pamela A. JosephMgmtForFor
     
1F.Election of Director: Martin MucciMgmtForFor
     
1G.Election of Director: Joseph M. TucciMgmtForFor
     
1H.Election of Director: Joseph M. VelliMgmtForFor
     
1I.Election of Director: Kara WilsonMgmtForFor
     
2.ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.MgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 132 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
3.TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN.MgmtForFor
     
4.RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.MgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 133 of 192 

 

Unassigned

PEPSICO, INC.  
Security:713448108Agenda Number:935355342
Ticker:PEPMeeting Type:Annual
ISIN:US7134481081Meeting Date:05-May-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Segun AgbajeMgmtForFor
     
1B.Election of Director: Shona L. BrownMgmtForFor
     
1C.Election of Director: Cesar CondeMgmtForFor
     
1D.Election of Director: Ian CookMgmtForFor
     
1E.Election of Director: Dina DublonMgmtForFor
     
1F.Election of Director: Michelle GassMgmtForFor
     
1G.Election of Director: Ramon L. LaguartaMgmtForFor
     
1H.Election of Director: Dave LewisMgmtForFor
     
1I.Election of Director: David C. PageMgmtForFor
     
1J.Election of Director: Robert C. PohladMgmtForFor
     
1K.Election of Director: Daniel VasellaMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 134 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1L.Election of Director: Darren WalkerMgmtForFor
     
1M.Election of Director: Alberto WeisserMgmtForFor
     
2.Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2021.MgmtForFor
     
3.Advisory approval of the Company’s executive compensation.MgmtForFor
     
4.Shareholder Proposal - Special Shareholder Meeting Vote Threshold.ShrForAgainst
     
5.Shareholder Proposal - Report on Sugar and Public Health.ShrAgainstFor
     
6.Shareholder Proposal - Report on External Public Health Costs.ShrAgainstFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 135 of 192 

 

Unassigned

PFIZER INC.  
Security:717081103Agenda Number:935344503
Ticker:PFEMeeting Type:Annual
ISIN:US7170811035Meeting Date:22-Apr-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Ronald E. BlaylockMgmtForFor
     
1B.Election of Director: Albert BourlaMgmtForFor
     
1C.Election of Director: Susan Desmond-HellmannMgmtForFor
     
1D.Election of Director: Joseph J. EchevarriaMgmtForFor
     
1E.Election of Director: Scott GottliebMgmtForFor
     
1F.Election of Director: Helen H. HobbsMgmtForFor
     
1G.Election of Director: Susan HockfieldMgmtForFor
     
1H.Election of Director: Dan R. LittmanMgmtForFor
     
1I.Election of Director: Shantanu NarayenMgmtForFor
     
1J.Election of Director: Suzanne Nora JohnsonMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 136 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1K.Election of Director: James QuinceyMgmtForFor
     
1L.Election of Director: James C. SmithMgmtForFor
     
2.Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021.MgmtForFor
     
3.2021 advisory approval of executive compensation.MgmtForFor
     
4.Shareholder proposal regarding independent chair policy.ShrAgainstFor
     
5.Shareholder proposal regarding political spending report.ShrAgainstFor
     
6.Shareholder proposal regarding access to COVID-19 products.ShrAgainstFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 137 of 192 

 

Unassigned

PHILIP MORRIS INTERNATIONAL INC.  
Security:718172109Agenda Number:935359112
Ticker:PMMeeting Type:Annual
ISIN:US7181721090Meeting Date:05-May-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Brant Bonin BoughMgmtForFor
     
1B.Election of Director: André CalantzopoulosMgmtForFor
     
1C.Election of Director: Michel CombesMgmtForFor
     
1D.Election of Director: Juan José DaboubMgmtForFor
     
1E.Election of Director: Werner GeisslerMgmtForFor
     
1F.Election of Director: Lisa A. HookMgmtForFor
     
1G.Election of Director: Jun MakiharaMgmtForFor
     
1H.Election of Director: Kalpana MorpariaMgmtForFor
     
1I.Election of Director: Lucio A. NotoMgmtForFor
     
1J.Election of Director: Jacek OlczakMgmtForFor
     
1K.Election of Director: Frederik PaulsenMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 138 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1L.Election of Director: Robert B. PoletMgmtForFor
     
1M.Election of Director: Shlomo YanaiMgmtForFor
     
2.Advisory Vote Approving Executive Compensation.MgmtForFor
     
3.Ratification of the Selection of Independent Auditors.MgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 139 of 192 

 

Unassigned

ROCKWELL AUTOMATION, INC.  
Security:773903109Agenda Number:935318534
Ticker:ROKMeeting Type:Annual
ISIN:US7739031091Meeting Date:02-Feb-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
A.DIRECTOR   
      
 1William P. GipsonMgmtForFor
      
 2J. Phillip HollomanMgmtForFor
      
 3Steven R. KalmansonMgmtForFor
      
 4Lawrence D. KingsleyMgmtForFor
      
 5Lisa A. PayneMgmtForFor
      
B.To approve, on an advisory basis, the compensation of the Corporation’s named executive officers.MgmtForFor
      
C.To approve the selection of Deloitte & Touche LLP as the Corporation’s independent registered public accounting firm.MgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 140 of 192 

 

Unassigned

S&P GLOBAL INC.  
Security:78409V104Agenda Number:935329816
Ticker:SPGIMeeting Type:Special
ISIN:US78409V1044Meeting Date:11-Mar-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1.Approval of the S&P Global Share Issuance.To vote on a proposal to approve the issuance of S&P Global Inc. common stock, par value $1.00 per share, to the shareholders of IHS Markit Ltd. in connection with the merger contemplated by Agreement and Plan of Merger dated Nov. 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd. and IHS Markit Ltd.MgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 141 of 192 

 

Unassigned

S&P GLOBAL INC.  
Security:78409V104Agenda Number:935381462
Ticker:SPGIMeeting Type:Annual
ISIN:US78409V1044Meeting Date:05-May-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1a.Election of Director: Marco AlveràMgmtForFor
     
1b.Election of Director: William J. AmelioMgmtForFor
     
1c.Election of Director: William D. GreenMgmtForFor
     
1d.Election of Director: Stephanie C. HillMgmtForFor
     
1e.Election of Director: Rebecca JacobyMgmtForFor
     
1f.Election of Director: Monique F. LerouxMgmtForFor
     
1g.Election of Director: Ian P. LivingstonMgmtForFor
     
1h.Election of Director: Maria R. MorrisMgmtForFor
     
1i.Election of Director: Douglas L. PetersonMgmtForFor
     
1j.Election of Director: Edward B. Rust, Jr.MgmtForFor
     
1k.Election of Director: Kurt L. SchmokeMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 142 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1l.Election of Director: Richard E. ThornburghMgmtForFor
     
2.Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers.MgmtForFor
     
3.Ratify the selection of Ernst & Young LLP as our independent auditor for 2021.MgmtForFor
     
4.Approve, on an advisory basis, the Company’s Greenhouse Gas (GHG) Emissions Reduction Plan.MgmtAbstainAgainst
     
5.Shareholder proposal to transition to a Public Benefit Corporation.ShrAgainstFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 143 of 192 

 

Unassigned

STARBUCKS CORPORATION  
Security:855244109Agenda Number:935326935
Ticker:SBUXMeeting Type:Annual
ISIN:US8552441094Meeting Date:17-Mar-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Richard E. Allison, Jr.MgmtForFor
     
1B.Election of Director: Rosalind G. Brewer (Withdrawn)MgmtForFor
     
1C.Election of Director: Andrew CampionMgmtForFor
     
1D.Election of Director: Mary N. DillonMgmtForFor
     
1E.Election of Director: Isabel Ge MaheMgmtForFor
     
1F.Election of Director: Mellody HobsonMgmtForFor
     
1G.Election of Director: Kevin R. JohnsonMgmtForFor
     
1H.Election of Director: Jørgen Vig KnudstorpMgmtForFor
     
1I.Election of Director: Satya NadellaMgmtForFor
     
1J.Election of Director: Joshua Cooper RamoMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 144 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1K.Election of Director: Clara ShihMgmtForFor
     
1L.Election of Director: Javier G. TeruelMgmtForFor
     
2.Advisory resolution to approve our executive officer compensation.MgmtAgainstAgainst
     
3.Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021.MgmtForFor
     
4.Employee Board Representation.ShrAgainstFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 145 of 192 

 

Unassigned

STRYKER CORPORATION  
Security:863667101Agenda Number:935359972
Ticker:SYKMeeting Type:Annual
ISIN:US8636671013Meeting Date:05-May-21

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
1A)Election of Director: Mary K. BrainerdMgmtForFor
     
1B)Election of Director: Giovanni Caforio, M.D.MgmtForFor
     
1C)Election of Director: Srikant M. Datar, Ph.D.MgmtForFor
     
1D)Election of Director: Allan C. Golston (Lead Independent Director)MgmtForFor
     
1E)Election of Director: Kevin A. Lobo (Chair of the Board and Chief Executive Officer)MgmtForFor
     
1F)Election of Director: Sherilyn S. McCoyMgmtForFor
     
1G)Election of Director: Andrew K. SilvernailMgmtForFor
     
1H)Election of Director: Lisa M. Skeete TatumMgmtForFor
     
1I)Election of Director: Ronda E. StrykerMgmtForFor
     
1J)Election of Director: Rajeev SuriMgmtForFor

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020 - 30-Jun-2021Report Date:29-Jul-2021 
     
   Page 146 of 192 

 

     
Prop. #ProposalProposalProposed VoteFor/Against
  by Management’s
    Recommendation
     
2.Ratification of Appointment of our Independent Registered Public Accounting Firm.MgmtForFor
     
3.Advisory Vote to Approve Named Executive Officer Compensation.MgmtForFor
     
4.Shareholder Proposal Regarding Workforce Involvement in Corporate Governance.ShrAgainstFor
     
5.Shareholder Proposal Regarding Right to Call Special MeetingsShrForAgainst

 

 

 

Investment Company Report

 

Meeting Date Range:01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 147 of 192 

 

Unassigned  

SYSCO CORPORATION 
   
Security:871829107Agenda Number:935276457
Ticker:SYYMeeting Type:Annual
ISIN:US8718291078Meeting Date:20-Nov-20
   

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Daniel J. BruttoMgmtForFor
     
1B.Election of Director: John M. CassadayMgmtForFor
     
1C.Election of Director: Joshua D. FrankMgmtForFor
     
1D.Election of Director: Larry C. GlasscockMgmtForFor
     
1E.Election of Director: Bradley M. HalversonMgmtForFor
     
1F.Election of Director: John M. HinshawMgmtForFor
     
1G.Election of Director: Kevin P. HouricanMgmtForFor
     
1H.Election of Director: Hans-Joachim KoerberMgmtForFor
     
1I.Election of Director: Stephanie A. LundquistMgmtForFor
     
1J.Election of Director: Nelson PeltzMgmtForFor
     
1K.Election of Director: Edward D. ShirleyMgmtForFor

 

 

 

 

Investment Company Report 

  

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 148 of 192 

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     

1L. 

Election of Director: Sheila G. TaltonMgmtForFor
     
2.To approve, by advisory vote, the compensation paid to Sysco’s named executive officers, as disclosed in Sysco’s 2020 proxy statement.MgmtForFor
     
3.To ratify the appointment of Ernst & Young LLP as Sysco’s independent registered public accounting firm for fiscal 2021.MgmtForFor

 

 

 

 

Investment Company Report

  

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 149 of 192 

 

Unassigned 

T. ROWE PRICE GROUP, INC.  
Security:74144T108Agenda Number:935357586
Ticker:TROWMeeting Type:Annual
ISIN:US74144T1088Meeting Date:11-May-21
    

 

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1A.Election of Director: Mark S. BartlettMgmtForFor
     
1B.Election of Director: Mary K. BushMgmtForFor
     
1C.Election of Director: Dina DublonMgmtForFor
     
1D.Election of Director: Dr. Freeman A.MgmtForFor
 Hrabowski, III   
     
1E.Election of Director: Robert F. MacLellanMgmtForFor
     
1F.Election of Director: Olympia J. SnoweMgmtForFor
     
1G.Election of Director: Robert J. StevensMgmtForFor
     
1H.Election of Director: William J. StrombergMgmtForFor
     
1I.Election of Director: Richard R. VermaMgmtForFor
     
1J.Election of Director: Sandra S. WijnbergMgmtForFor

 

 

 

  

Investment Company Report

 

Meeting Date Range:   01-Jul-2020  -  30-Jun-2021Report Date:29-Jul-2021 
   Page 150 of 192 

  

     
Prop. #ProposalProposedProposal VoteFor/Against
  by Management’s
    Recommendation
     
1K.Election of Director: Alan D.