UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
OSI ETF Trust
(Exact name of registrant as specified in its charter)
Delaware | See Below | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
75 State Street, Suite 100, Boston MA | 02109 | |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of each exchange on which each class is to be registered | |
O’Shares U.S. Quality Dividend ETF | Cboe BZX Exchange, Inc. | |
O’Shares U.S. Small-Cap Quality Dividend ETF | Cboe BZX Exchange, Inc. | |
O’Shares Europe Quality Dividend ETF | Cboe BZX Exchange, Inc. | |
O’Shares Global Internet Giants ETF | Cboe BZX Exchange, Inc. |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. [X]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. [ ]
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. [ ]
Securities Act registration statement or Regulation A offering statement file number to which this form relates:
333-212418 | (if applicable) |
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, no par value, of O’Shares U.S. Quality Dividend ETF, O’Shares U.S. Small-Cap Quality Dividend ETF, O’Shares Europe Quality Dividend ETF and O’Shares Global Internet Giants ETF, each a series of the Registrant, to be registered hereunder is set forth in Post-Effective Amendment No. 23 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-212418; 811-23167), as filed with the U.S. Securities and Exchange Commission (“SEC”) on October 29, 2019, which is incorporated herein by reference.
The series to which this filing relates and their respective IRS Employer Identification Numbers are:
Title of Each Series of Securities | IRS Employer ID Number | |
O’Shares U.S. Quality Dividend ETF | 32-0467924 | |
O’Shares U.S. Small-Cap Quality Dividend ETF | 81-4465242 | |
O’Shares Europe Quality Dividend ETF | 32-0469063 | |
O’Shares Global Internet Giants ETF | 82-5425249 |
Item 2. Exhibits.
1. | Registrant’s Certificate of Trust is incorporated herein by reference to Exhibit (a)(i) to the Registrant’s initial Registration Statement on Form N-1A (File Nos. 333-212418; 811-23167), as filed with the SEC on July 6, 2016. |
2. | Registrant’s Agreement and Declaration of Trust is incorporated herein by reference to Exhibit (a)(ii) to the Registrant’s Registration Statement on Form N-1A (File Nos.333-212418; 811-23167), as filed with the SEC on October 30, 2017. |
3. | Registrant’s By-Laws are incorporated herein by reference to Exhibit (b)(i) to the Registrant’s initial Registration Statement on Form N-1A (File Nos. 333-212418; 811-23167), as filed with the SEC on July 6, 2016. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
OSI ETF Trust
Date | October 13, 2020 |
By | /s/ Kevin Beadles | |
Kevin Beadles, President |