Filed: 27 May 21, 9:14am



Washington, D.C. 20549




Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  May 25, 2021


NI Holdings, Inc.
(Exact name of registrant as specified in its charter)
North Dakota 001-37973 81-2683619
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

1101 First Avenue North

Fargo, North Dakota

(Address of principal executive offices)
(Zip code)
(701) 298-4200
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report.)


Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:

Title of each classTrading Symbol(s) Name of each exchange on which registered
Common Stock, $0.01 par value per shareNODKNasdaq Capital Market


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):


[ ]Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).


Emerging growth company [X]


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  [ ]






Item 5.07.Submission of Matters to a Vote of Security Holders.

On May 25, 2021, NI Holdings, Inc. (the “Company”) held its 2021 Annual Meeting of Shareholders (the “Annual Meeting”). At the Annual Meeting, the Company’s shareholders (1) elected each of the nominees listed below to the Company’s Board of Directors to serve until the 2024 Annual Meeting or until their respective successors are elected and qualified, and (2) ratified the appointment of Mazars USA LLP as the Company’s independent registered public accounting firm for fiscal year 2021.

The following is a summary of the votes cast, including the number of broker non-votes, as to each proposal, including a separate tabulation with respect to each nominee for director.

Proposal 1: Election of Directors.

 Nominees Votes For Votes Withheld Broker Non-Votes 
 William R. Devlin 18,089,961 1,849,203 1,303,388 
 Duaine C. Espegard 18,848,500 1,090,664 1,303,388 


Proposal 2: Ratification of Appointment of Mazars USA LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2021.

 Votes For Votes Against Abstentions 
 21,114,493 127,659 400 







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 NI Holdings, Inc.
Date: May 27, 2021By:/s/ Michael J. Alexander
  Michael J. Alexander
  President and Chief Executive Officer