BHF Brighthouse Financial
Filed: 1 Apr 21, 4:19pm
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 1, 2021 (March 29, 2021)
Brighthouse Financial, Inc.
(Exact name of registrant as specified in its charter)
|(State or other jurisdiction of incorporation)||(Commission File Number)||(IRS Employer Identification No.)|
|11225 North Community House Road, Charlotte, North Carolina||28277|
|(Address of principal executive offices)||(Zip Code)|
Registrant’s telephone number, including area code: (980) 365-7100
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading symbol(s)||Name of each exchange on which registered|
|Common Stock, par value $0.01 per share||BHF||The Nasdaq Stock Market LLC|
|Depositary Shares, each representing a 1/1,000th interest in a share of 6.600% Non-Cumulative Preferred Stock, Series A||BHFAP||The Nasdaq Stock Market LLC|
|Depositary Shares, each representing a 1/1,000th interest in a share of 6.750% Non-Cumulative Preferred Stock, Series B||BHFAO||The Nasdaq Stock Market LLC|
|Depositary Shares, each representing a 1/1,000th interest in a share of 5.375% Non-Cumulative Preferred Stock, Series C||BHFAN||The Nasdaq Stock Market LLC|
|6.250% Junior Subordinated Debentures due 2058||BHFAL||The Nasdaq Stock Market LLC|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
|Emerging growth company||☐|
|If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.||☐|
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On March 29, 2021, Margaret M. McCarthy, a member of the Board of Directors (the “Board”) of Brighthouse Financial, Inc. (the “Company”), informed the Board that she will not stand for reelection to the Board at the Company’s 2021 annual meeting of stockholders (the “2021 Annual Meeting”), which the Company intends to hold on June 10, 2021. Ms. McCarthy’s decision not to stand for reelection is not due to any disagreement with the Company. Ms. McCarthy will continue to serve as a director until the expiration of her current term at the 2021 Annual Meeting. The Board has reduced the number of directors which constitutes the Board to eight, effective as of the expiration of Ms. McCarthy’s term.
Item 9.01. Financial Statements and Exhibits.
|104||Cover Page Interactive Data File (embedded within the Inline XBRL document)|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|BRIGHTHOUSE FINANCIAL, INC.|
|By:||/s/ D. Burt Arrington|
|Name:||D. Burt Arrington|
Date: April 1, 2021