The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 1,521 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
3M CO | COM | 88579y101 | 247 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
SMITH A O CORP | COM | 831865209 | 72 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
SMITH A O CORP | COM | 831865209 | 257 | 5,389 | SH | DFND | 0 | 5,389 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,557 | 18,605 | SH | SOLE | 0 | 0 | 18,605 | ||
ABBVIE INC | COM | 00287y109 | 1,401 | 18,500 | SH | SOLE | 0 | 0 | 18,500 | ||
ABILITY INC | SHS | g8789k124 | 9 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 290 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
AIRNET TECHNOLOGY INC | SPONSORED ADR | 00941q104 | 19 | 20,000 | SH | SOLE | 135 | 0 | 1,729 | ||
ALPHABET INC | CAP STK CL C | 02079k107 | 2,272 | 1,864 | SH | DFND | 0 | 31,194 | 0 | ||
AMALGAMATED BK NEW YORK N Y | CLASS A | 022663108 | 500 | 31,194 | SH | SOLE | 100 | 0 | 1,534 | ||
AMAZON COM INC | COM | 023135106 | 2,836 | 1,634 | SH | SOLE | 3,600 | 0 | 0 | ||
AMEREN CORP | COM | 023608102 | 288 | 3,600 | SH | SOLE | 8,600 | 0 | 17,052 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 3,187 | 25,652 | SH | SOLE | 0 | 0 | 2,000 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 170 | 1,372 | SH | SOLE | 131,000 | 0 | 51,965 | ||
AMERIS BANCORP | COM | 03076k108 | 799 | 19,854 | SH | SOLE | 860 | 0 | 16,286 | ||
ANALOG DEVICES INC | COM | 032654105 | 223 | 2,000 | SH | SOLE | 110 | 0 | 10,320 | ||
ANTERO MIDSTREAM CORP | COM | 03676b102 | 1,354 | 182,965 | SH | DFND | 0 | 7,252 | 0 | ||
APPLE INC | COM | 037833100 | 3,840 | 17,146 | SH | DFND | 0 | 4,444 | 0 | ||
AQUA AMERICA INC | COM | 03836W103 | 468 | 10,430 | SH | SOLE | 0 | 0 | 1,024 | ||
AQUA AMERICA INC | COM | 03836W103 | 325 | 7,252 | SH | SOLE | 0 | 0 | 20,000 | ||
AQUA AMERICA INC | UNIT 04/30/2022 | 03836w202 | 269 | 4,444 | SH | DFND | 0 | 19,854 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | n07059210 | 254 | 1,024 | SH | SOLE | 10,000 | 0 | 0 | ||
BAKER HUGHES A GE CO | CL A | 05722g100 | 232 | 10,000 | SH | DFND | 0 | 73,218 | 0 | ||
BANCORP 34 INC | COM | 05970V106 | 1,078 | 73,218 | SH | DFND | 0 | 64,584 | 0 | ||
BANK7 CORP | COM | 06652n107 | 1,214 | 64,584 | SH | DFND | 0 | 27,447 | 0 | ||
BAYCOM CORP | COM | 07272m107 | 623 | 27,447 | SH | SOLE | 1,510 | 0 | 10,677 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251a104 | 430 | 46,800 | SH | SOLE | 0 | 0 | 5,000 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248x100 | 457 | 18,500 | SH | DFND | 0 | 27,771 | 0 | ||
BOEING CO | COM | 097023105 | 4,637 | 12,187 | SH | SOLE | 55,850 | 0 | 31,400 | ||
BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | 355 | 5,000 | SH | SOLE | 0 | 0 | 1,700 | ||
CBTX INC | COM | 12481v104 | 774 | 27,771 | SH | DFND | 0 | 39,426 | 0 | ||
CHEESECAKE FACTORY INC | COM | 163072101 | 211 | 5,062 | SH | SOLE | 100 | 0 | 8,300 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 5,502 | 87,250 | SH | SOLE | 0 | 0 | 27,020 | ||
CHEVRON CORP NEW | COM | 166764100 | 202 | 1,700 | SH | DFND | 0 | 51,958 | 0 | ||
CIVISTA BANCSHARES INC | COM NO PAR | 178867107 | 857 | 39,426 | SH | SOLE | 60 | 0 | 6,344 | ||
COCA COLA CO | COM | 191216100 | 457 | 8,400 | SH | SOLE | 0 | 0 | 10,000 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,986 | 27,020 | SH | SOLE | 6,200 | 0 | 16,155 | ||
COMMUNITY BANKERS TR CORP | COM | 203612106 | 447 | 51,958 | SH | SOLE | 6,233 | 0 | 2,189 | ||
CONSTELLATION BRANDS INC | CL A | 21036p108 | 1,327 | 6,404 | SH | SOLE | 500 | 0 | 2,100 | ||
COOL HLDGS INC | COM | 21640c105 | 11 | 10,000 | SH | DFND | 0 | 45,460 | 0 | ||
CORNING INC | COM | 219350105 | 638 | 22,355 | SH | SOLE | 0 | 0 | 12,500 | ||
CORTEVA INC | COM | 22052L104 | 236 | 8,422 | SH | SOLE | 1,030 | 0 | 2,735 | ||
CROSSFIRST BANKSHARES INC | COM | 22766m109 | 37 | 2,600 | SH | SOLE | 100 | 0 | 15,255 | ||
CROSSFIRST BANKSHARES INC | COM | 22766m109 | 650 | 45,460 | SH | DFND | 0 | 15,733 | 0 | ||
CUMMINS INC | COM | 231021106 | 612 | 3,765 | SH | SOLE | 31 | 0 | 11,017 | ||
CVS HEALTH CORP | COM | 126650100 | 968 | 15,355 | SH | SOLE | 31 | 0 | 10,319 | ||
DOMINION ENERGY INC | COM | 25746u109 | 1,721 | 21,236 | SH | DFND | 0 | 28,894 | 0 | ||
DOW INC | COM | 260557103 | 526 | 11,048 | SH | DFND | 0 | 39,235 | 0 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828n102 | 400 | 33,600 | SH | SOLE | 0 | 0 | 3,825 | ||
EDISON INTL | COM | 281020107 | 377 | 5,000 | SH | DFND | 0 | 38,617 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 8,052 | 615,613 | SH | DFND | 0 | 36,865 | 0 | ||
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336t100 | 149 | 17,500 | SH | DFND | 0 | 39,892 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,832 | 64,100 | SH | DFND | 0 | 12,668 | 0 | ||
EQT CORP | COM | 26884L109 | 439 | 41,300 | SH | DFND | 0 | 10,913 | 0 | ||
ESQUIRE FINL HLDGS INC | COM | 29667j101 | 717 | 28,894 | SH | DFND | 0 | 15,400 | 0 | ||
EQUITY BANCSHARES INC | COM CL A | 29460X109 | 1,052 | 39,235 | SH | SOLE | 32,000 | 0 | 4,900 | ||
EVERSOURCE ENERGY | COM | 30040w108 | 342 | 4,000 | SH | DFND | 0 | 31,635 | 0 | ||
EXXON MOBIL CORP | COM | 30231g102 | 270 | 3,825 | SH | DFND | 0 | 13,911 | 0 | ||
FIRST BANCORP N C | COM | 318910106 | 392 | 10,913 | SH | SOLE | 90 | 0 | 14,592 | ||
FIRST BANCSHARES INC MS | COM | 318916103 | 497 | 15,400 | SH | SOLE | 3,890 | 0 | 13,873 | ||
FIRST RESOURCE BANK | COM | 336177100 | 357 | 38,617 | SH | DFND | 0 | 28,178 | 0 | ||
FIRST WESTN FINL INC | COM | 33751L105 | 630 | 36,865 | SH | SOLE | 80 | 0 | 6,074 | ||
FORTERRA INC | COM | 34960W106 | 288 | 39,892 | SH | SOLE | 0 | 0 | 1,518 | ||
FSB BANCORP INC | COM | 30289C102 | 217 | 12,668 | SH | SOLE | 0 | 0 | 15,760 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 330 | 36,900 | SH | SOLE | 0 | 0 | 11,015 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 3,405 | 158,585 | SH | SOLE | 0 | 0 | 12,850 | ||
GLOBAL WTR RES INC | COM | 379463102 | 375 | 31,635 | SH | SOLE | 0 | 0 | 10,000 | ||
GUARANTY BANCSHARES INC TEX | COM | 400764106 | 426 | 13,911 | SH | SOLE | 0 | 0 | 6,400 | ||
GUGGENHEIM TAXABLE MUN MNGD | COM | 401664107 | 437 | 18,300 | SH | SOLE | 0 | 0 | 30,000 | ||
HEXCEL CORP NEW | COM | 428291108 | 6,914 | 84,183 | SH | DFND | 0 | 58,307 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 3,407 | 14,682 | SH | SOLE | 0 | 0 | 4,515 | ||
HONEYWELL INTL INC | COM | 438516106 | 3,005 | 17,763 | SH | SOLE | 100 | 0 | 12,223 | ||
HOWARD BANCORP INC | COM | 442496105 | 470 | 28,178 | SH | SOLE | 0 | 0 | 54,104 | ||
HUBBELL INC | COM | 443510607 | 809 | 6,154 | SH | SOLE | 0 | 0 | 30,100 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 221 | 1,518 | SH | SOLE | 0 | 0 | 675 | ||
ILLUMINA INC | COM | 452327109 | 4,410 | 14,496 | SH | DFND | 0 | 10,044 | 0 | ||
IMAX CORP | COM | 45245e109 | 230 | 10,500 | SH | SOLE | 45 | 0 | 4,365 | ||
INTEL CORP | COM | 458140100 | 812 | 15,760 | SH | SOLE | 4,285 | 0 | 18,420 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866f104 | 1,016 | 11,015 | SH | SOLE | 30 | 0 | 5,928 | ||
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137v100 | 433 | 6,400 | SH | SOLE | 43,000 | 0 | 1,647 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 785 | 12,850 | SH | SOLE | 1,360 | 0 | 14,631 | ||
JOHNSON & JOHNSON | COM | 478160104 | 584 | 4,515 | SH | SOLE | 9,325 | 0 | 4,460 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 1,450 | 12,323 | SH | SOLE | 0 | 0 | 7,695 | ||
KIMBELL RTY PARTNERS LP | UNIT | 49435r102 | 207 | 14,100 | SH | SOLE | 0 | 0 | 11,600 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,115 | 54,104 | SH | SOLE | 0 | 0 | 8,000 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077b207 | 560 | 30,100 | SH | SOLE | 0 | 0 | 1,350 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 256 | 40,000 | SH | DFND | 0 | 37,925 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 263 | 675 | SH | SOLE | 161,000 | 0 | 0 | ||
LUTHER BURBANK CORP | COM | 550550107 | 114 | 10,044 | SH | DFND | 0 | 9,680 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,721 | 25,977 | SH | SOLE | 28,000 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 548 | 4,410 | SH | SOLE | 3,150 | 0 | 10,994 | ||
MASCO CORP | COM | 574599106 | 230 | 5,514 | SH | SOLE | 0 | 0 | 3,575 | ||
MASTEC INC | COM | 576323109 | 1,474 | 22,705 | SH | SOLE | 5,500 | 0 | 100 | ||
MCDONALDS CORP | COM | 580135101 | 1,279 | 5,958 | SH | SOLE | 0 | 0 | 4,000 | ||
MEDTRONIC PLC | SHS | g5960l103 | 2,037 | 18,756 | SH | SOLE | 58,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,223 | 15,991 | SH | SOLE | 7,300 | 0 | 198 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 3,601 | 128,545 | SH | DFND | 0 | 21,365 | 0 | ||
MUELLER WTR PRODS INC | COM SER A | 624758108 | 179 | 15,893 | SH | SOLE | 4,400 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 3,212 | 13,785 | SH | DFND | 0 | 11,280 | 0 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341b106 | 407 | 7,695 | SH | SOLE | 0 | 0 | 2,500 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 1,944 | 139,720 | SH | SOLE | 0 | 0 | 5,000 | ||
NISOURCE INC | COM | 65473p105 | 347 | 11,600 | SH | DFND | 0 | 7,662 | 0 | ||
NOAH HLDGS LTD | SPON ADS CL A | 65487x102 | 234 | 8,000 | SH | SOLE | 0 | 0 | 1,900 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 243 | 1,350 | SH | SOLE | 0 | 0 | 3,950 | ||
OASIS PETE INC NEW | COM | 674215108 | 557 | 161,000 | SH | SOLE | 55 | 0 | 4,400 | ||
ONEOK INC NEW | COM | 682680103 | 366 | 4,970 | SH | SOLE | 0 | 0 | 4,093 | ||
ORIGIN BANCORP INC | COM | 68621t102 | 327 | 9,680 | SH | SOLE | 0 | 0 | 16,450 | ||
PATTERSON UTI ENERGY INC | COM | 703481101 | 239 | 28,000 | SH | SOLE | 11,600 | 0 | 12,530 | ||
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 268 | 12,670 | SH | DFND | 0 | 27,224 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 1,448 | 14,144 | SH | DFND | 0 | 75,183 | 0 | ||
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 202 | 3,575 | SH | SOLE | 0 | 0 | 2,450 | ||
PIONEER NAT RES CO | COM | 723787107 | 704 | 5,600 | SH | SOLE | 38 | 0 | 1,584 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 2,368 | 114,130 | SH | SOLE | 0 | 0 | 3,775 | ||
PRIMERICA INC | COM | 74164m108 | 509 | 4,000 | SH | DFND | 0 | 73,702 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,681 | 13,519 | SH | DFND | 0 | 61,957 | 0 | ||
PROPETRO HLDG CORP | COM | 74347m108 | 527 | 58,000 | SH | SOLE | 64,035 | 0 | 46,973 | ||
PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 | 465 | 7,498 | SH | SOLE | 0 | 0 | 8,910 | ||
RED RIVER BANCSHARES INC | COM | 75686r202 | 927 | 21,365 | SH | DFND | 0 | 11,508 | 0 | ||
REXNORD CORP NEW | COM | 76169B102 | 119 | 4,400 | SH | SOLE | 0 | 0 | 10,000 | ||
REXNORD CORP NEW | COM | 76169B102 | 305 | 11,280 | SH | SOLE | 0 | 0 | 3,604 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 203 | 2,500 | SH | SOLE | 0 | 0 | 3,000 | ||
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 299 | 5,000 | SH | SOLE | 0 | 0 | 2,000 | ||
SJW GROUP | COM | 784305104 | 523 | 7,662 | SH | SOLE | 25 | 0 | 17,918 | ||
SAP SE | SPON ADR | 803054204 | 224 | 1,900 | SH | SOLE | 0 | 0 | 30,000 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369y704 | 307 | 3,950 | SH | DFND | 0 | 15,890 | 0 | ||
SELECT BANCORP INC NEW | COM | 81617L108 | 1,025 | 88,387 | SH | SOLE | 100 | 0 | 13,385 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617j301 | 384 | 44,310 | SH | SOLE | 0 | 0 | 9,509 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 402 | 4,455 | SH | SOLE | 13,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369y803 | 330 | 4,093 | SH | SOLE | 120,670 | 0 | 234,266 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369y605 | 461 | 16,450 | SH | SOLE | 2,300 | 0 | 1,473 | ||
SEMPRA ENERGY | COM | 816851109 | 3,562 | 24,130 | SH | SOLE | 70 | 0 | 5,783 | ||
SOUTH PLAINS FINANCIAL INC | COM | 83946p107 | 444 | 27,224 | SH | SOLE | 0 | 0 | 5,200 | ||
SPDR GOLD TRUST | GOLD SHS | 78463v107 | 340 | 2,450 | SH | SOLE | 0 | 0 | 64,100 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 481 | 1,622 | SH | SOLE | 64,000 | 0 | 94,585 | ||
SPDR INDEX SHS FDS | S&P CHINA ETF | 78463x400 | 341 | 3,775 | SH | SOLE | 14,100 | 0 | 0 | ||
SPIRIT OF TEX BANCSHARES INC | COM | 84861d103 | 1,588 | 73,702 | SH | SOLE | 0 | 0 | 25,977 | ||
SUNOCO LP | COM UT REP LP | 86765K109 | 2,772 | 88,145 | SH | SOLE | 75,000 | 0 | 64,720 | ||
TC PIPELINES LP | UT COM LTD PRT | 87233q108 | 290 | 7,125 | SH | SOLE | 0 | 0 | 12,670 | ||
TARGA RES CORP | COM | 87612G101 | 4,459 | 111,008 | SH | SOLE | 0 | 0 | 7,125 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034p109 | 128 | 10,000 | SH | SOLE | 66,000 | 0 | 36,599 | ||
TRIUMPH BANCORP INC | COM | 89679E300 | 284 | 8,910 | SH | SOLE | 0 | 0 | 13,569 | ||
TRIUMPH BANCORP INC | COM | 89679E300 | 367 | 11,508 | SH | SOLE | 0 | 0 | 46,800 | ||
UNION PACIFIC CORP | COM | 907818108 | 584 | 3,604 | SH | SOLE | 0 | 0 | 18,500 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 3,134 | 22,953 | SH | SOLE | 0 | 0 | 39,721 | ||
UNIVERSAL DISPLAY CORP | COM | 91347p105 | 504 | 3,000 | SH | SOLE | 0 | 0 | 1,162 | ||
VARIAN MED SYS INC | COM | 92220P105 | 238 | 2,000 | SH | SOLE | 0 | 0 | 16,256 | ||
VERITEX HLDGS INC | COM | 923451108 | 386 | 15,890 | SH | SOLE | 0 | 0 | 3,162 | ||
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 1,083 | 17,943 | SH | SOLE | 0 | 0 | 4,959 | ||
VERMILLION INC | COM NEW | 92407m206 | 16 | 30,000 | SH | SOLE | 0 | 0 | 13,119 | ||
VISTRA ENERGY CORP | COM | 92840m102 | 753 | 28,162 | SH | SOLE | 0 | 0 | 40,000 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,757 | 13,485 | SH | SOLE | 0 | 0 | 18,219 | ||
WELLS FARGO CO NEW | COM | 949746101 | 480 | 9,509 | SH | SOLE | 0 | 0 | 10,881 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 449 | 295 | SH | SOLE | 0 | 0 | 6,290 | ||
WESTLAKE CHEM CORP | COM | 960413102 | 852 | 13,000 | SH | SOLE | 0 | 0 | 10,356 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 8,540 | 354,936 | SH | SOLE | 0 | 0 | 5,596 | ||
XYLEM INC | COM | 98419M100 | 300 | 3,773 | SH | SOLE | 0 | 0 | 11,257 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956p102 | 803 | 5,853 | SH | SOLE | 0 | 0 | 295 |