The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 1,606 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
3M CO | COM | 88579y101 | 265 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
SMITH A O CORP | COM | 831865209 | 71 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
SMITH A O CORP | COM | 831865209 | 301 | 6,309 | SH | DFND | 0 | 6,309 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,616 | 18,605 | SH | SOLE | 0 | 0 | 18,605 | ||
ABBVIE INC | COM | 00287y109 | 1,638 | 18,500 | SH | SOLE | 0 | 0 | 18,500 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 459 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
AIRNET TECHNOLOGY INC | SPONSORED ADS | 00941q104 | 20 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
ALLIANZGI CONV INCOME FD | COM | 018828103 | 57 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ALPHABET INC | CAP STK CL C | 02079k107 | 2,578 | 1,928 | SH | SOLE | 180 | 0 | 1,748 | ||
ALPS ETF TR | ALERIAN MLP | 00162q866 | 381 | 44,800 | SH | SOLE | 0 | 0 | 44,800 | ||
AMALGAMATED BK NEW YORK N Y | CLASS A | 022663108 | 453 | 23,310 | SH | DFND | 0 | 23,310 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,130 | 1,694 | SH | SOLE | 140 | 0 | 1,554 | ||
AMEREN CORP | COM | 023608102 | 276 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 3,207 | 26,107 | SH | SOLE | 8,955 | 0 | 17,152 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 239 | 1,942 | SH | DFND | 0 | 1,942 | 0 | ||
AMERIS BANCORP | COM | 03076k108 | 120 | 2,815 | SH | SOLE | 455 | 0 | 2,360 | ||
AMERIS BANCORP | COM | 03076k108 | 798 | 18,759 | SH | DFND | 0 | 18,759 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 238 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
ANTERO MIDSTREAM CORP | COM | 03676b102 | 1,156 | 152,245 | SH | SOLE | 108,000 | 0 | 44,245 | ||
APPLE INC | COM | 037833100 | 5,118 | 17,430 | SH | SOLE | 1,085 | 0 | 16,345 | ||
AQUA AMERICA INC | COM | 03836W103 | 511 | 10,895 | SH | SOLE | 425 | 0 | 10,470 | ||
AQUA AMERICA INC | COM | 03836W103 | 479 | 10,201 | SH | DFND | 0 | 10,201 | 0 | ||
AQUA AMERICA INC | UNIT 04/30/2022 | 03836w202 | 391 | 6,275 | SH | DFND | 0 | 6,275 | 0 | ||
ARTESIAN RESOURCES CORP | CL A | 043113208 | 272 | 7,299 | SH | DFND | 0 | 7,299 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | n07059210 | 303 | 1,024 | SH | SOLE | 0 | 0 | 1,024 | ||
BAKER HUGHES COMPANY | CL A | 05722g100 | 256 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BANCORP 34 INC | COM | 05970V106 | 1,042 | 68,256 | SH | DFND | 0 | 68,256 | 0 | ||
BANK7 CORP | COM | 06652n107 | 1,144 | 60,353 | SH | DFND | 0 | 60,353 | 0 | ||
BAYCOM CORP | COM | 07272m107 | 822 | 36,132 | SH | DFND | 0 | 36,132 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251a104 | 549 | 55,300 | SH | SOLE | 0 | 0 | 55,300 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248x100 | 494 | 20,300 | SH | SOLE | 0 | 0 | 20,300 | ||
BOEING CO | COM | 097023105 | 4,456 | 13,680 | SH | SOLE | 2,015 | 0 | 11,665 | ||
BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | 356 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
CBTX INC | COM | 12481v104 | 802 | 25,771 | SH | DFND | 0 | 25,771 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 4,985 | 81,625 | SH | SOLE | 50,520 | 0 | 31,105 | ||
CHEVRON CORP NEW | COM | 166764100 | 205 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441a102 | 189 | 12,570 | SH | DFND | 0 | 12,570 | 0 | ||
COCA COLA CO | COM | 191216100 | 491 | 8,865 | SH | SOLE | 415 | 0 | 8,450 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,618 | 23,500 | SH | SOLE | 0 | 0 | 23,500 | ||
COMMUNITY BANKERS TR CORP | COM | 203612106 | 436 | 49,117 | SH | DFND | 0 | 49,117 | 0 | ||
CONCHO RES INC | COM | 20605p101 | 236 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036p108 | 1,259 | 6,634 | SH | SOLE | 215 | 0 | 6,419 | ||
CORNING INC | COM | 219350105 | 672 | 23,070 | SH | SOLE | 6,740 | 0 | 16,330 | ||
CROSSFIRST BANKSHARES INC | COM | 22766m109 | 73 | 5,080 | SH | SOLE | 2,390 | 0 | 2,690 | ||
CROSSFIRST BANKSHARES INC | COM | 22766m109 | 598 | 41,494 | SH | DFND | 0 | 41,494 | 0 | ||
CUMMINS INC | COM | 231021106 | 694 | 3,880 | SH | SOLE | 1,115 | 0 | 2,765 | ||
CVS HEALTH CORP | COM | 126650100 | 1,060 | 14,265 | SH | SOLE | 495 | 0 | 13,770 | ||
DOMINION ENERGY INC | COM | 25746u109 | 1,512 | 18,256 | SH | SOLE | 480 | 0 | 17,776 | ||
DOW INC | COM | 260557103 | 604 | 11,037 | SH | SOLE | 320 | 0 | 10,717 | ||
DUPONT DE NEMOURS INC | COM | 26614n102 | 690 | 10,742 | SH | SOLE | 320 | 0 | 10,422 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 182 | 19,500 | SH | SOLE | 0 | 0 | 19,500 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828n102 | 433 | 34,584 | SH | SOLE | 0 | 0 | 34,584 | ||
EDISON INTL | COM | 281020107 | 377 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 7,539 | 587,607 | SH | SOLE | 243,900 | 0 | 343,707 | ||
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336t100 | 101 | 16,500 | SH | SOLE | 0 | 0 | 16,500 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,802 | 64,005 | SH | SOLE | 0 | 0 | 64,005 | ||
EQT CORP | COM | 26884L109 | 450 | 41,300 | SH | SOLE | 40,000 | 0 | 1,300 | ||
EQUITY BANCSHARES INC | COM CL A | 29460X109 | 1,128 | 36,528 | SH | DFND | 0 | 36,528 | 0 | ||
ESQUIRE FINL HLDGS INC | COM | 29667j101 | 697 | 26,753 | SH | DFND | 0 | 26,753 | 0 | ||
EVERSOURCE ENERGY | COM | 30040w108 | 340 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
FIRST BANCSHARES INC MS | COM | 318916103 | 954 | 26,870 | SH | DFND | 0 | 26,870 | 0 | ||
FIRST WESTN FINL INC | COM | 33751L105 | 654 | 39,729 | SH | DFND | 0 | 39,729 | 0 | ||
FORTERRA INC | COM | 34960W106 | 564 | 48,791 | SH | DFND | 0 | 48,791 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 410 | 36,700 | SH | SOLE | 32,000 | 0 | 4,700 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 2,992 | 146,115 | SH | SOLE | 54,000 | 0 | 92,115 | ||
GLOBAL WTR RES INC | COM | 379463102 | 572 | 43,468 | SH | DFND | 0 | 43,468 | 0 | ||
GUGGENHEIM TAXABLE MUN MNGD | COM | 401664107 | 436 | 18,400 | SH | SOLE | 0 | 0 | 18,400 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 641 | 50,000 | SH | DFND | 0 | 50,000 | 0 | ||
HEXCEL CORP NEW | COM | 428291108 | 6,443 | 87,888 | SH | SOLE | 36,025 | 0 | 51,863 | ||
HOME DEPOT INC | COM | 437076102 | 3,294 | 15,082 | SH | SOLE | 390 | 0 | 14,692 | ||
HONEYWELL INTL INC | COM | 438516106 | 3,210 | 18,137 | SH | SOLE | 4,170 | 0 | 13,967 | ||
HOWARD BANCORP INC | COM | 442496105 | 444 | 26,332 | SH | DFND | 0 | 26,332 | 0 | ||
HUBBELL INC | COM | 443510607 | 952 | 6,439 | SH | SOLE | 290 | 0 | 6,149 | ||
ILLUMINA INC | COM | 452327109 | 4,900 | 14,771 | SH | SOLE | 860 | 0 | 13,911 | ||
IMAX CORP | COM | 45245e109 | 215 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
INTEL CORP | COM | 458140100 | 934 | 15,610 | SH | SOLE | 0 | 0 | 15,610 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866f104 | 1,019 | 11,015 | SH | SOLE | 0 | 0 | 11,015 | ||
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137v100 | 410 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 877 | 12,750 | SH | SOLE | 0 | 0 | 12,750 | ||
JOHNSON & JOHNSON | COM | 478160104 | 659 | 4,515 | SH | SOLE | 0 | 0 | 4,515 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 1,776 | 12,739 | SH | SOLE | 405 | 0 | 12,334 | ||
KIMBELL RTY PARTNERS LP | UNIT | 49435r102 | 240 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,165 | 55,038 | SH | SOLE | 0 | 0 | 55,038 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077b207 | 542 | 30,100 | SH | SOLE | 0 | 0 | 30,100 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 271 | 40,100 | SH | SOLE | 0 | 0 | 40,100 | ||
LIMESTONE BANCORP INC | COM | 53262l105 | 474 | 26,359 | SH | DFND | 0 | 26,359 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 263 | 675 | SH | SOLE | 0 | 0 | 675 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,695 | 26,961 | SH | SOLE | 0 | 0 | 26,961 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 695 | 4,590 | SH | SOLE | 170 | 0 | 4,420 | ||
MASCO CORP | COM | 574599106 | 372 | 7,756 | SH | DFND | 0 | 7,756 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,203 | 6,088 | SH | SOLE | 120 | 0 | 5,968 | ||
MEDTRONIC PLC | SHS | g5960l103 | 2,206 | 19,442 | SH | SOLE | 680 | 0 | 18,762 | ||
MICROSOFT CORP | COM | 594918104 | 2,626 | 16,651 | SH | SOLE | 1,820 | 0 | 14,831 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 3,007 | 118,115 | SH | SOLE | 60,000 | 0 | 58,115 | ||
MUELLER WTR PRODS INC | COM SER A | 624758108 | 271 | 22,589 | SH | DFND | 0 | 22,589 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 3,096 | 12,785 | SH | SOLE | 8,325 | 0 | 4,460 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341b106 | 397 | 7,545 | SH | SOLE | 0 | 0 | 7,545 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 1,236 | 108,995 | SH | SOLE | 55,000 | 0 | 53,995 | ||
NISOURCE INC | COM | 65473p105 | 323 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
NOAH HLDGS LTD | SPON ADS CL A | 65487x102 | 283 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 262 | 1,350 | SH | SOLE | 0 | 0 | 1,350 | ||
OASIS PETE INC NEW | COM | 674215108 | 525 | 161,000 | SH | SOLE | 161,000 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 365 | 4,820 | SH | SOLE | 0 | 0 | 4,820 | ||
ORIGIN BANCORP INC | COM | 68621t102 | 341 | 9,013 | SH | DFND | 0 | 9,013 | 0 | ||
PATTERSON UTI ENERGY INC | COM | 703481101 | 294 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 245 | 12,105 | SH | SOLE | 0 | 0 | 12,105 | ||
PHILLIPS 66 | COM | 718546104 | 1,641 | 14,729 | SH | SOLE | 3,570 | 0 | 11,159 | ||
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 209 | 3,395 | SH | SOLE | 0 | 0 | 3,395 | ||
PIONEER NAT RES CO | COM | 723787107 | 848 | 5,600 | SH | SOLE | 5,500 | 0 | 100 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,763 | 95,870 | SH | SOLE | 82,000 | 0 | 13,870 | ||
PRIMERICA INC | COM | 74164m108 | 522 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,746 | 13,979 | SH | SOLE | 455 | 0 | 13,524 | ||
RED RIVER BANCSHARES INC | COM | 75686r202 | 1,120 | 19,979 | SH | DFND | 0 | 19,979 | 0 | ||
RELIANT BANCORP INC | COM | 75956b101 | 667 | 29,971 | SH | DFND | 0 | 29,971 | 0 | ||
REXNORD CORP NEW | COM | 76169B102 | 144 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
REXNORD CORP NEW | COM | 76169B102 | 521 | 15,985 | SH | DFND | 0 | 15,985 | 0 | ||
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 276 | 4,600 | SH | SOLE | 0 | 0 | 4,600 | ||
SJW GROUP | COM | 784305104 | 504 | 7,092 | SH | DFND | 0 | 7,092 | 0 | ||
SAP SE | SPON ADR | 803054204 | 255 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369y704 | 320 | 3,925 | SH | SOLE | 0 | 0 | 3,925 | ||
SELECT BANCORP INC NEW | COM | 81617L108 | 1,015 | 82,529 | SH | DFND | 0 | 82,529 | 0 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617j301 | 180 | 19,386 | SH | DFND | 0 | 19,386 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 481 | 4,720 | SH | SOLE | 260 | 0 | 4,460 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369y803 | 371 | 4,043 | SH | SOLE | 0 | 0 | 4,043 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369y605 | 460 | 14,950 | SH | SOLE | 0 | 0 | 14,950 | ||
SEMPRA ENERGY | COM | 816851109 | 3,415 | 22,545 | SH | SOLE | 9,885 | 0 | 12,660 | ||
SPDR GOLD TRUST | GOLD SHS | 78463v107 | 350 | 2,450 | SH | SOLE | 0 | 0 | 2,450 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 533 | 1,656 | SH | SOLE | 38 | 0 | 1,618 | ||
SPDR INDEX SHS FDS | S&P CHINA ETF | 78463x400 | 308 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
SPIRIT OF TEX BANCSHARES INC | COM | 84861d103 | 1,576 | 68,506 | SH | DFND | 0 | 68,506 | 0 | ||
SUNOCO LP | COM UT REP LP | 86765K109 | 2,682 | 87,650 | SH | SOLE | 0 | 0 | 87,650 | ||
TC PIPELINES LP | UT COM LTD PRT | 87233q108 | 301 | 7,125 | SH | SOLE | 0 | 0 | 7,125 | ||
TARGA RES CORP | COM | 87612G101 | 4,307 | 105,480 | SH | SOLE | 57,000 | 0 | 48,480 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034p109 | 117 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
TRIUMPH BANCORP INC | COM | 89679E300 | 204 | 5,365 | SH | SOLE | 365 | 0 | 5,000 | ||
UNION PACIFIC CORP | COM | 907818108 | 652 | 3,604 | SH | SOLE | 0 | 0 | 3,604 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 3,371 | 22,508 | SH | SOLE | 7,900 | 0 | 14,608 | ||
UNIVERSAL DISPLAY CORP | COM | 91347p105 | 618 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
VARIAN MED SYS INC | COM | 92220P105 | 284 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
VERITEX HLDGS INC | COM | 923451108 | 201 | 6,915 | SH | SOLE | 785 | 0 | 6,130 | ||
VERITEX HLDGS INC | COM | 923451108 | 523 | 17,956 | SH | DFND | 0 | 17,956 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 1,100 | 17,919 | SH | SOLE | 0 | 0 | 17,919 | ||
VERMILLION INC | COM NEW | 92407m206 | 16 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
VISTRA ENERGY CORP | COM | 92840m102 | 647 | 28,162 | SH | SOLE | 28,162 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 2,020 | 13,966 | SH | SOLE | 365 | 0 | 13,601 | ||
WELLS FARGO CO NEW | COM | 949746101 | 477 | 8,864 | SH | SOLE | 0 | 0 | 8,864 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 391 | 270 | SH | SOLE | 0 | 0 | 270 | ||
WESTLAKE CHEM CORP | COM | 960413102 | 912 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 8,013 | 337,798 | SH | SOLE | 112,470 | 0 | 225,328 | ||
XYLEM INC | COM | 98419M100 | 297 | 3,773 | SH | SOLE | 2,300 | 0 | 1,473 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956p102 | 912 | 6,093 | SH | SOLE | 250 | 0 | 5,843 |