The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579y101 | 205 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
ABBOTT LABS | COM | 002824100 | 1,468 | 18,605 | SH | SOLE | 0 | 0 | 18,605 | ||
ABBVIE INC | COM | 00287y109 | 1,410 | 18,500 | SH | SOLE | 0 | 0 | 18,500 | ||
AIRNET TECHNOLOGY INC | SPONSORED ADS | 00941q104 | 18 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
ALPHABET INC | CAP STK CL C | 02079k107 | 2,236 | 1,923 | SH | SOLE | 195 | 0 | 1,728 | ||
ALPS ETF TR | ALERIAN MLP | 00162q866 | 65 | 18,800 | SH | SOLE | 0 | 0 | 18,800 | ||
AMALGAMATED BK NEW YORK N Y | CLASS A | 022663108 | 224 | 20,697 | SH | DFND | 0 | 20,697 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,301 | 1,693 | SH | SOLE | 160 | 0 | 1,533 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 2,521 | 21,087 | SH | SOLE | 4,180 | 0 | 16,907 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 530 | 4,436 | SH | DFND | 0 | 4,436 | 0 | ||
AMERIS BANCORP | COM | 03076k108 | 270 | 11,350 | SH | SOLE | 1,000 | 0 | 10,350 | ||
AMERIS BANCORP | COM | 03076k108 | 426 | 17,950 | SH | DFND | 0 | 17,950 | 0 | ||
ANTERO MIDSTREAM CORP | COM | 03676b102 | 325 | 154,745 | SH | SOLE | 108,000 | 0 | 46,745 | ||
APPLE INC | COM | 037833100 | 4,167 | 16,386 | SH | SOLE | 1,195 | 0 | 15,191 | ||
ARTESIAN RESOURCES CORP | CL A | 043113208 | 295 | 7,899 | SH | DFND | 0 | 7,899 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | n07059210 | 268 | 1,024 | SH | SOLE | 0 | 0 | 1,024 | ||
BANCORP 34 INC | COM | 05970V106 | 708 | 64,974 | SH | DFND | 0 | 64,974 | 0 | ||
BANK7 CORP | COM | 06652n107 | 421 | 53,061 | SH | DFND | 0 | 53,061 | 0 | ||
BAYCOM CORP | COM | 07272m107 | 381 | 31,584 | SH | DFND | 0 | 31,584 | 0 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251a104 | 352 | 53,900 | SH | SOLE | 0 | 0 | 53,900 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248x100 | 429 | 19,700 | SH | SOLE | 0 | 0 | 19,700 | ||
BOEING CO | COM | 097023105 | 1,652 | 11,075 | SH | SOLE | 1,505 | 0 | 9,570 | ||
BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | 343 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
CBTX INC | COM | 12481v104 | 405 | 22,783 | SH | DFND | 0 | 22,783 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 2,172 | 64,830 | SH | SOLE | 36,600 | 0 | 28,230 | ||
COCA COLA CO | COM | 191216100 | 399 | 9,023 | SH | SOLE | 580 | 0 | 8,443 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,559 | 23,500 | SH | SOLE | 0 | 0 | 23,500 | ||
COMMUNITY BANKERS TR CORP | COM | 203612106 | 227 | 46,702 | SH | DFND | 0 | 46,702 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036p108 | 945 | 6,592 | SH | SOLE | 280 | 0 | 6,312 | ||
CORNING INC | COM | 219350105 | 478 | 23,275 | SH | SOLE | 7,060 | 0 | 16,215 | ||
CUMMINS INC | COM | 231021106 | 522 | 3,858 | SH | SOLE | 1,155 | 0 | 2,703 | ||
CVS HEALTH CORP | COM | 126650100 | 857 | 14,441 | SH | SOLE | 680 | 0 | 13,761 | ||
DOMINION ENERGY INC | COM | 25746u109 | 1,322 | 18,308 | SH | SOLE | 635 | 0 | 17,673 | ||
DOW INC | COM | 260557103 | 272 | 9,305 | SH | SOLE | 320 | 0 | 8,985 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 202 | 24,300 | SH | SOLE | 0 | 0 | 24,300 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828n102 | 309 | 33,117 | SH | SOLE | 0 | 0 | 33,117 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 2,405 | 522,869 | SH | SOLE | 190,700 | 0 | 332,169 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,173 | 82,005 | SH | SOLE | 18,000 | 0 | 64,005 | ||
EQUITY BANCSHARES INC | COM CL A | 29460X109 | 598 | 34,646 | SH | DFND | 0 | 34,646 | 0 | ||
ESQUIRE FINL HLDGS INC | COM | 29667j101 | 387 | 25,707 | SH | DFND | 0 | 25,707 | 0 | ||
ESSENTIAL UTILS INC | COM | 29670g102 | 794 | 19,520 | SH | SOLE | 565 | 0 | 18,955 | ||
ESSENTIAL UTILS INC | COM | 29670g102 | 312 | 7,667 | SH | DFND | 0 | 7,667 | 0 | ||
EVERSOURCE ENERGY | COM | 30040w108 | 313 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
FIRST BANCSHARES INC MS | COM | 318916103 | 488 | 25,602 | SH | DFND | 0 | 25,602 | 0 | ||
FIRST WESTN FINL INC | COM | 33751L105 | 554 | 39,200 | SH | DFND | 0 | 39,200 | 0 | ||
FORTERRA INC | COM | 34960W106 | 388 | 64,867 | SH | DFND | 0 | 64,867 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 256 | 65,215 | SH | SOLE | 0 | 0 | 65,215 | ||
GLOBAL WTR RES INC | COM | 379463102 | 482 | 47,268 | SH | DFND | 0 | 47,268 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | 155 | 18,680 | SH | DFND | 0 | 18,680 | 0 | ||
GUGGENHEIM TAXABLE MUN MNGD | COM | 401664107 | 405 | 18,400 | SH | SOLE | 0 | 0 | 18,400 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 365 | 47,580 | SH | DFND | 0 | 47,580 | 0 | ||
HEXCEL CORP NEW | COM | 428291108 | 2,270 | 61,037 | SH | SOLE | 7,410 | 0 | 53,627 | ||
HOME DEPOT INC | COM | 437076102 | 2,827 | 15,141 | SH | SOLE | 520 | 0 | 14,621 | ||
HONEYWELL INTL INC | COM | 438516106 | 2,036 | 15,215 | SH | SOLE | 1,295 | 0 | 13,920 | ||
HOWARD BANCORP INC | COM | 442496105 | 295 | 27,164 | SH | DFND | 0 | 27,164 | 0 | ||
HUBBELL INC | COM | 443510607 | 749 | 6,524 | SH | SOLE | 380 | 0 | 6,144 | ||
ILLUMINA INC | COM | 452327109 | 4,038 | 14,783 | SH | SOLE | 950 | 0 | 13,833 | ||
IMAX CORP | COM | 45245e109 | 95 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
INTEL CORP | COM | 458140100 | 852 | 15,743 | SH | SOLE | 0 | 0 | 15,743 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866f104 | 889 | 11,015 | SH | SOLE | 0 | 0 | 11,015 | ||
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137v100 | 299 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 774 | 12,700 | SH | SOLE | 0 | 0 | 12,700 | ||
JD COM INC | SPON ADR CL A | 47215p106 | 202 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
JOHNSON & JOHNSON | COM | 478160104 | 592 | 4,515 | SH | SOLE | 0 | 0 | 4,515 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 1,129 | 12,541 | SH | SOLE | 405 | 0 | 12,136 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 766 | 55,038 | SH | SOLE | 0 | 0 | 55,038 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077b207 | 400 | 28,900 | SH | SOLE | 0 | 0 | 28,900 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 188 | 38,800 | SH | SOLE | 0 | 0 | 38,800 | ||
LIMESTONE BANCORP INC | COM | 53262l105 | 280 | 25,103 | SH | DFND | 0 | 25,103 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 229 | 675 | SH | SOLE | 0 | 0 | 675 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 984 | 26,961 | SH | SOLE | 0 | 0 | 26,961 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 347 | 4,637 | SH | SOLE | 225 | 0 | 4,412 | ||
MCDONALDS CORP | COM | 580135101 | 1,012 | 6,121 | SH | SOLE | 155 | 0 | 5,966 | ||
MEDTRONIC PLC | SHS | g5960l103 | 1,782 | 19,759 | SH | SOLE | 920 | 0 | 18,839 | ||
MICROSOFT CORP | COM | 594918104 | 2,648 | 16,792 | SH | SOLE | 2,020 | 0 | 14,772 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 1,304 | 112,239 | SH | SOLE | 60,000 | 0 | 52,239 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,627 | 6,763 | SH | SOLE | 2,325 | 0 | 4,438 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341b106 | 338 | 7,860 | SH | SOLE | 0 | 0 | 7,860 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 250 | 96,345 | SH | SOLE | 55,000 | 0 | 41,345 | ||
NISOURCE INC | COM | 65473p105 | 290 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
NOAH HLDGS LTD | SPON ADS CL A | 65487x102 | 207 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 82 | 12,105 | SH | SOLE | 0 | 0 | 12,105 | ||
PHILLIPS 66 | COM | 718546104 | 778 | 14,504 | SH | SOLE | 3,570 | 0 | 10,934 | ||
PIONEER NAT RES CO | COM | 723787107 | 393 | 5,600 | SH | SOLE | 5,500 | 0 | 100 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 335 | 63,355 | SH | SOLE | 47,000 | 0 | 16,355 | ||
PRIMERICA INC | COM | 74164m108 | 354 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,547 | 14,063 | SH | SOLE | 620 | 0 | 13,443 | ||
PROFESSIONAL HLDG CORP | CL A COM | 743139107 | 435 | 27,300 | SH | DFND | 0 | 27,300 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,660 | 17,596 | SH | SOLE | 3,035 | 0 | 14,561 | ||
RED RIVER BANCSHARES INC | COM | 75686r202 | 707 | 19,007 | SH | DFND | 0 | 19,007 | 0 | ||
RELIANT BANCORP INC | COM | 75956b101 | 299 | 26,488 | SH | DFND | 0 | 26,488 | 0 | ||
REXNORD CORP | COM | 76169B102 | 100 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
REXNORD CORP | COM | 76169B102 | 423 | 18,660 | SH | DFND | 0 | 18,660 | 0 | ||
SJW GROUP | COM | 784305104 | 332 | 5,740 | SH | DFND | 0 | 5,740 | 0 | ||
SAP SE | SPON ADR | 803054204 | 210 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369y704 | 220 | 3,725 | SH | SOLE | 0 | 0 | 3,725 | ||
SELECT BANCORP INC NEW | COM | 81617L108 | 565 | 74,115 | SH | DFND | 0 | 74,115 | 0 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617j301 | 54 | 16,695 | SH | DFND | 0 | 16,695 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 418 | 4,715 | SH | SOLE | 260 | 0 | 4,455 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369y803 | 325 | 4,043 | SH | SOLE | 0 | 0 | 4,043 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369y605 | 311 | 14,950 | SH | SOLE | 0 | 0 | 14,950 | ||
SEMPRA ENERGY | COM | 816851109 | 1,679 | 14,859 | SH | SOLE | 2,010 | 0 | 12,849 | ||
SPDR GOLD TRUST | GOLD SHS | 78463v107 | 363 | 2,450 | SH | SOLE | 0 | 0 | 2,450 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,319 | 5,116 | SH | SOLE | 3,438 | 0 | 1,678 | ||
SPIRIT OF TEX BANCSHARES INC | COM | 84861d103 | 675 | 65,262 | SH | DFND | 0 | 65,262 | 0 | ||
SUNOCO LP | COM UT REP LP | 86765K109 | 1,371 | 87,650 | SH | SOLE | 0 | 0 | 87,650 | ||
TARGA RES CORP | COM | 87612G101 | 444 | 64,262 | SH | SOLE | 26,000 | 0 | 38,262 | ||
TCW STRATEGIC INCOME FD INC | COM | 872340104 | 85 | 16,520 | SH | SOLE | 0 | 0 | 16,520 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034p109 | 101 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
UNION PAC CORP | COM | 907818108 | 508 | 3,604 | SH | SOLE | 0 | 0 | 3,604 | ||
UNIVERSAL DISPLAY CORP | COM | 91347p105 | 395 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
VARIAN MED SYS INC | COM | 92220P105 | 205 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
VERITEX HLDGS INC | COM | 923451108 | 91 | 6,530 | SH | SOLE | 1,000 | 0 | 5,530 | ||
VERITEX HLDGS INC | COM | 923451108 | 224 | 16,017 | SH | DFND | 0 | 16,017 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 934 | 17,382 | SH | SOLE | 0 | 0 | 17,382 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,367 | 14,148 | SH | SOLE | 510 | 0 | 13,638 | ||
WELLS FARGO CO NEW | COM | 949746101 | 254 | 8,864 | SH | SOLE | 0 | 0 | 8,864 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 382 | 300 | SH | SOLE | 0 | 0 | 300 | ||
WILLIAMS COS INC | COM | 969457100 | 4,337 | 306,499 | SH | SOLE | 89,400 | 0 | 217,099 | ||
XYLEM INC | COM | 98419M100 | 246 | 3,773 | SH | SOLE | 2,300 | 0 | 1,473 | ||
ZIMMER BIOMET HOLDINGS INC | COM | 98956p102 | 641 | 6,344 | SH | SOLE | 400 | 0 | 5,944 |