The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 211 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
3M CO | COM | 88579y101 | 240 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
ABBOTT LABS | COM | 002824100 | 2,025 | 18,605 | SH | SOLE | 0 | 0 | 18,605 | ||
ABBVIE INC | COM | 00287y109 | 1,620 | 18,500 | SH | SOLE | 0 | 0 | 18,500 | ||
ALPHABET INC | CAP STK CL C | 02079k107 | 2,779 | 1,891 | SH | SOLE | 195 | 0 | 1,696 | ||
AMAZON COM INC | COM | 023135106 | 4,959 | 1,575 | SH | SOLE | 160 | 0 | 1,415 | ||
AMER STATES WTR CO | COM | 029899101 | 105 | 1,400 | SH | SOLE | 1,150 | 0 | 250 | ||
AMER STATES WTR CO | COM | 029899101 | 159 | 2,126 | SH | DFND | 0 | 2,126 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 3,036 | 20,957 | SH | SOLE | 4,180 | 0 | 16,777 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 939 | 6,478 | SH | DFND | 0 | 6,478 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 233 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
ANTERO MIDSTREAM CORP | COM | 03676b102 | 860 | 160,075 | SH | SOLE | 113,000 | 0 | 47,075 | ||
APPLE INC | COM | 037833100 | 7,289 | 62,940 | SH | SOLE | 4,780 | 0 | 58,160 | ||
ARTESIAN RES CORP | CL A | 043113208 | 292 | 8,459 | SH | DFND | 0 | 8,459 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | n07059210 | 378 | 1,024 | SH | SOLE | 0 | 0 | 1,024 | ||
AMERIS BANCORP | COM | 03076k108 | 77 | 3,395 | SH | SOLE | 1,000 | 0 | 2,395 | ||
AMERIS BANCORP | COM | 03076k108 | 212 | 9,287 | SH | DFND | 0 | 9,287 | 0 | ||
BLACKROCK SCIENCE & TECHNOLO | SHS | 09258G104 | 207 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
BOEING CO | COM | 097023105 | 1,612 | 9,754 | SH | SOLE | 355 | 0 | 9,399 | ||
BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | 415 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
BUSINESS FIRST BANCSHARES IN | COM | 12326c105 | 225 | 15,003 | SH | DFND | 0 | 15,003 | 0 | ||
CALIFORNIA WTR SVC GROUP | COM | 130788102 | 130 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CALIFORNIA WTR SVC GROUP | COM | 130788102 | 132 | 3,038 | SH | DFND | 0 | 3,038 | 0 | ||
CARRIER GLOBAL CORPORATION | COM | 14448c104 | 604 | 19,777 | SH | SOLE | 1,425 | 0 | 18,352 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 2,691 | 58,165 | SH | SOLE | 30,100 | 0 | 28,065 | ||
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441a102 | 517 | 62,268 | SH | DFND | 0 | 62,268 | 0 | ||
COCA COLA CO | COM | 191216100 | 445 | 9,019 | SH | SOLE | 580 | 0 | 8,439 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,350 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
COMMUNITY BANKERS TR CORP | COM | 203612106 | 182 | 35,880 | SH | DFND | 0 | 35,880 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036p108 | 1,243 | 6,557 | SH | SOLE | 280 | 0 | 6,277 | ||
CORNING INC | COM | 219350105 | 725 | 22,370 | SH | SOLE | 7,060 | 0 | 15,310 | ||
CUMMINS INC | COM | 231021106 | 812 | 3,845 | SH | SOLE | 1,155 | 0 | 2,690 | ||
CVS HEALTH CORP | COM | 126650100 | 817 | 13,985 | SH | SOLE | 680 | 0 | 13,305 | ||
DOMINION ENERGY INC | COM | 25746u109 | 1,427 | 18,074 | SH | SOLE | 635 | 0 | 17,439 | ||
DOW INC | COM | 260557103 | 394 | 8,373 | SH | SOLE | 320 | 0 | 8,053 | ||
DUPONT DE NEMOURS INC | COM | 26614n102 | 428 | 7,712 | SH | SOLE | 320 | 0 | 7,392 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 331 | 34,600 | SH | SOLE | 0 | 0 | 34,600 | ||
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336t100 | 35 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
EQUITY BANCSHARES INC | COM CL A | 29460X109 | 391 | 25,200 | SH | DFND | 0 | 25,200 | 0 | ||
ESQUIRE FINL HLDGS INC | COM | 29667j101 | 198 | 13,192 | SH | DFND | 0 | 13,192 | 0 | ||
ESSENTIAL UTILS INC | COM | 29670g102 | 1,144 | 28,412 | SH | SOLE | 5,565 | 0 | 22,847 | ||
ESSENTIAL UTILS INC | COM | 29670g102 | 828 | 20,560 | SH | DFND | 0 | 20,560 | 0 | ||
EVERSOURCE ENERGY | COM | 30040w108 | 334 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
FIRST HORIZON NATL CORP | COM | 320517105 | 424 | 44,988 | SH | DFND | 0 | 44,988 | 0 | ||
FIRST INTST BANCSYSTEM INC | COM CL A | 32055y201 | 542 | 17,003 | SH | SOLE | 1,300 | 0 | 15,703 | ||
FIRST WESTN FINL INC | COM | 33751L105 | 363 | 28,058 | SH | DFND | 0 | 28,058 | 0 | ||
FORTERRA INC | COM | 34960W106 | 1,352 | 114,396 | SH | DFND | 0 | 114,396 | 0 | ||
FIRST BANCSHARES INC MS | COM | 318916103 | 416 | 19,858 | SH | DFND | 0 | 19,858 | 0 | ||
GLOBAL WTR RES INC | COM | 379463102 | 548 | 50,806 | SH | DFND | 0 | 50,806 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | 419 | 44,044 | SH | DFND | 0 | 44,044 | 0 | ||
GUGGENHEIM TAXABLE MUN MANAG | COM | 401664107 | 434 | 18,400 | SH | SOLE | 0 | 0 | 18,400 | ||
HEXCEL CORP NEW | COM | 428291108 | 2,322 | 69,212 | SH | SOLE | 13,550 | 0 | 55,662 | ||
HILLTOP HOLDINGS INC | COM | 432748101 | 269 | 13,057 | SH | DFND | 0 | 13,057 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 4,268 | 15,367 | SH | SOLE | 520 | 0 | 14,847 | ||
HONEYWELL INTL INC | COM | 438516106 | 2,510 | 15,246 | SH | SOLE | 1,295 | 0 | 13,951 | ||
HOWARD BANCORP INC | COM | 442496105 | 173 | 19,237 | SH | DFND | 0 | 19,237 | 0 | ||
HUBBELL INC | COM | 443510607 | 887 | 6,484 | SH | SOLE | 380 | 0 | 6,104 | ||
ILLUMINA INC | COM | 452327109 | 4,221 | 13,657 | SH | SOLE | 950 | 0 | 12,707 | ||
IMAX CORP | COM | 45245e109 | 126 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
INTEL CORP | COM | 458140100 | 813 | 15,708 | SH | SOLE | 0 | 0 | 15,708 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866f104 | 1,002 | 10,015 | SH | SOLE | 0 | 0 | 10,015 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 919 | 12,798 | SH | SOLE | 0 | 0 | 12,798 | ||
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137v100 | 334 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
JD.COM INC | SPON ADR CL A | 47215p106 | 388 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,459 | 9,799 | SH | SOLE | 250 | 0 | 9,549 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 1,195 | 12,417 | SH | SOLE | 405 | 0 | 12,012 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 612 | 49,673 | SH | SOLE | 0 | 0 | 49,673 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077b207 | 553 | 28,700 | SH | SOLE | 0 | 0 | 28,700 | ||
LIMESTONE BANCORP INC | COM | 53262l105 | 205 | 19,471 | SH | DFND | 0 | 19,471 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 238 | 620 | SH | SOLE | 0 | 0 | 620 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 472 | 5,100 | SH | SOLE | 350 | 0 | 4,750 | ||
MCDONALDS CORP | COM | 580135101 | 1,334 | 6,078 | SH | SOLE | 155 | 0 | 5,923 | ||
MEDTRONIC PLC | SHS | g5960l103 | 2,360 | 22,707 | SH | SOLE | 1,000 | 0 | 21,707 | ||
MICROSOFT CORP | COM | 594918104 | 3,301 | 15,695 | SH | SOLE | 2,020 | 0 | 13,675 | ||
MOMO INC | ADR | 60879B107 | 193 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 1,858 | 6,695 | SH | SOLE | 2,325 | 0 | 4,370 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341b106 | 432 | 7,205 | SH | SOLE | 0 | 0 | 7,205 | ||
NISOURCE INC | COM | 65473p105 | 233 | 10,600 | SH | SOLE | 0 | 0 | 10,600 | ||
NOAH HLDGS LTD | SPON ADS CL A | 65487x102 | 209 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 289 | 1,350 | SH | SOLE | 0 | 0 | 1,350 | ||
ONEOK INC NEW | COM | 682680103 | 314 | 12,085 | SH | SOLE | 6,500 | 0 | 5,585 | ||
OTIS WORLDWIDE CORP | COM | 68902v107 | 609 | 9,751 | SH | SOLE | 702 | 0 | 9,049 | ||
PIONEER NAT RES CO | COM | 723787107 | 482 | 5,600 | SH | SOLE | 5,500 | 0 | 100 | ||
PRIMERICA INC | COM | 74164m108 | 453 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,949 | 14,025 | SH | SOLE | 620 | 0 | 13,405 | ||
PROFESSIONAL HLDG CORP | CL A COM | 743139107 | 254 | 18,919 | SH | DFND | 0 | 18,919 | 0 | ||
QUALCOMM INC | COM | 747525103 | 235 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513e101 | 869 | 15,094 | SH | SOLE | 535 | 0 | 14,559 | ||
RELIANT BANCORP INC | COM | 75956b101 | 705 | 48,614 | SH | DFND | 0 | 48,614 | 0 | ||
REXNORD CORP | COM | 76169B102 | 131 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
REXNORD CORP | COM | 76169B102 | 329 | 11,041 | SH | DFND | 0 | 11,041 | 0 | ||
SJW GROUP | COM | 784305104 | 371 | 6,101 | SH | DFND | 0 | 6,101 | 0 | ||
SAP SE | SPON ADR | 803054204 | 296 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369y704 | 287 | 3,725 | SH | SOLE | 0 | 0 | 3,725 | ||
SELECT BANCORP INC NEW | COM | 81617L108 | 379 | 52,765 | SH | DFND | 0 | 52,765 | 0 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617j301 | 69 | 17,922 | SH | DFND | 0 | 17,922 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 488 | 4,625 | SH | SOLE | 260 | 0 | 4,365 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369y803 | 472 | 4,043 | SH | SOLE | 0 | 0 | 4,043 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369y605 | 270 | 11,215 | SH | SOLE | 0 | 0 | 11,215 | ||
SEMPRA ENERGY | COM | 816851109 | 1,752 | 14,799 | SH | SOLE | 2,010 | 0 | 12,789 | ||
SOUTHERN FIRST BANCSHARES IN | COM | 842873101 | 487 | 20,171 | SH | DFND | 0 | 20,171 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463v107 | 434 | 2,450 | SH | SOLE | 0 | 0 | 2,450 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,338 | 9,966 | SH | SOLE | 8,215 | 0 | 1,751 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 476 | 1,421 | SH | DFND | 0 | 1,421 | 0 | ||
SPIRIT OF TEX BANCSHARES INC | COM | 84861d103 | 568 | 50,890 | SH | DFND | 0 | 50,890 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 996 | 71,007 | SH | SOLE | 26,000 | 0 | 45,007 | ||
TCW STRATEGIC INCOME FD INC | COM | 872340104 | 93 | 16,520 | SH | SOLE | 0 | 0 | 16,520 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034p109 | 148 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 264 | 1,585 | SH | SOLE | 0 | 0 | 1,585 | ||
UNIVERSAL DISPLAY CORP | COM | 91347p105 | 542 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
VARIAN MED SYS INC | COM | 92220P105 | 344 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 1,016 | 17,077 | SH | SOLE | 0 | 0 | 17,077 | ||
VERITEX HLDGS INC | COM | 923451108 | 128 | 7,530 | SH | SOLE | 1,000 | 0 | 6,530 | ||
VERITEX HLDGS INC | COM | 923451108 | 330 | 19,377 | SH | DFND | 0 | 19,377 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,727 | 13,918 | SH | SOLE | 510 | 0 | 13,408 | ||
WILLIAMS COS INC | COM | 969457100 | 5,740 | 292,103 | SH | SOLE | 75,400 | 0 | 216,703 | ||
XYLEM INC | COM | 98419M100 | 330 | 3,923 | SH | SOLE | 2,300 | 0 | 1,623 | ||
ZIMMER BIOMET HOLDINGS INC | COM | 98956p102 | 854 | 6,270 | SH | SOLE | 400 | 0 | 5,870 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273v100 | 2,868 | 529,131 | SH | SOLE | 190,700 | 0 | 338,431 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,260 | 79,790 | SH | SOLE | 18,000 | 0 | 61,790 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 281 | 62,545 | SH | SOLE | 0 | 0 | 62,545 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 852 | 24,918 | SH | SOLE | 0 | 0 | 24,918 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 1,762 | 111,923 | SH | SOLE | 60,000 | 0 | 51,923 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 369 | 93,075 | SH | SOLE | 55,000 | 0 | 38,075 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 482 | 80,635 | SH | SOLE | 65,000 | 0 | 15,635 | ||
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 2,097 | 85,995 | SH | SOLE | 0 | 0 | 85,995 | ||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 769 | 96,069 | SH | SOLE | 56,000 | 0 | 40,069 | ||
ALLIANZGI CONV INCOME FD | COM | 018828103 | 60 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251a104 | 436 | 59,700 | SH | SOLE | 0 | 0 | 59,700 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248x100 | 511 | 19,700 | SH | SOLE | 0 | 0 | 19,700 | ||
CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 284 | 21,100 | SH | SOLE | 0 | 0 | 21,100 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828n102 | 666 | 61,200 | SH | SOLE | 0 | 0 | 61,200 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 227 | 37,800 | SH | SOLE | 0 | 0 | 37,800 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 476 | 355 | SH | SOLE | 0 | 0 | 355 |