The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 2,202 | 18,605 | SH | SOLE | 0 | 0 | 18,605 | ||
ABBVIE INC | COM | 00287y109 | 2,999 | 18,500 | SH | SOLE | 0 | 0 | 18,500 | ||
ALPHABET INC | CAP STK CL C | 02079k107 | 4,388 | 1,571 | SH | SOLE | 75 | 0 | 1,496 | ||
AMAZON COM INC | COM | 023135106 | 4,623 | 1,418 | SH | SOLE | 80 | 0 | 1,338 | ||
AMER STATES WTR CO | COM | 029899101 | 108 | 1,214 | SH | SOLE | 0 | 0 | 1,214 | ||
AMER STATES WTR CO | COM | 029899101 | 135 | 1,513 | SH | DFND | 0 | 1,513 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 2,246 | 13,566 | SH | SOLE | 680 | 0 | 12,886 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 1,040 | 6,280 | SH | DFND | 0 | 6,280 | 0 | ||
ANTERO MIDSTREAM CORP | COM | 03676b102 | 769 | 70,700 | SH | SOLE | 70,000 | 0 | 700 | ||
APPLE INC | COM | 037833100 | 6,898 | 39,504 | SH | SOLE | 1,980 | 0 | 37,524 | ||
ARCHAEA ENERGY INC | COM CL A | 03940F103 | 335 | 15,294 | SH | SOLE | 10,000 | 0 | 5,294 | ||
ARES CAPITAL CORP | COM | 04010l103 | 235 | 11,200 | SH | SOLE | 0 | 0 | 11,200 | ||
ARTESIAN RES CORP | CL A | 043113208 | 24 | 492 | SH | SOLE | 0 | 0 | 492 | ||
ARTESIAN RES CORP | CL A | 043113208 | 342 | 7,045 | SH | DFND | 0 | 7,045 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | n07059210 | 548 | 821 | SH | SOLE | 0 | 0 | 821 | ||
BANC OF CALIFORNIA INC | COM | 05990k106 | 2 | 100 | SH | SOLE | 0 | 0 | 100 | ||
BANC OF CALIFORNIA INC | COM | 05990k106 | 321 | 16,559 | SH | DFND | 0 | 16,559 | 0 | ||
BLACKROCK SCIENCE & TECHNOLO | SHS | 09258G104 | 320 | 7,400 | SH | SOLE | 0 | 0 | 7,400 | ||
BOEING CO | COM | 097023105 | 1,256 | 6,558 | SH | SOLE | 355 | 0 | 6,203 | ||
BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | 439 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 | 314 | 7,175 | SH | SOLE | 0 | 0 | 7,175 | ||
BUSINESS FIRST BANCSHARES IN | COM | 12326c105 | 396 | 16,285 | SH | DFND | 0 | 16,285 | 0 | ||
CALIFORNIA BANCORP INC | COM | 13005u101 | 354 | 15,396 | SH | DFND | 0 | 15,396 | 0 | ||
CAPITAL BANCORP INC MD | COM | 139737100 | 267 | 11,671 | SH | DFND | 0 | 11,671 | 0 | ||
CAPSTAR FINL HLDGS INC | COM | 14070t102 | 270 | 12,821 | SH | DFND | 0 | 12,821 | 0 | ||
CARRIER GLOBAL CORPORATION | COM | 14448c104 | 710 | 15,474 | SH | SOLE | 1,425 | 0 | 14,049 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 7,257 | 52,344 | SH | SOLE | 23,300 | 0 | 29,044 | ||
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441a102 | 49 | 4,998 | SH | SOLE | 0 | 0 | 4,998 | ||
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441a102 | 738 | 75,068 | SH | DFND | 0 | 75,068 | 0 | ||
CLEARWAY ENERGY INC | CL C | 18539c204 | 1,279 | 35,025 | SH | SOLE | 10,200 | 0 | 24,825 | ||
COCA COLA CO | COM | 191216100 | 502 | 8,098 | SH | SOLE | 580 | 0 | 7,518 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,024 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
COLONY BANKCORP INC | COM | 19623P101 | 406 | 21,733 | SH | DFND | 0 | 21,733 | 0 | ||
CONNECTONE BANCORP INC | COM | 20786w107 | 275 | 8,600 | SH | DFND | 0 | 8,600 | 0 | ||
CONSOLIDATED WATER CO INC | ORD | g23773107 | 14 | 1,237 | SH | SOLE | 0 | 0 | 1,237 | ||
CONSOLIDATED WATER CO INC | ORD | g23773107 | 174 | 15,698 | SH | DFND | 0 | 15,698 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036p108 | 945 | 4,104 | SH | SOLE | 280 | 0 | 3,824 | ||
CORE & MAIN INC | CL A | 21874C102 | 27 | 1,123 | SH | SOLE | 0 | 0 | 1,123 | ||
CORE & MAIN INC | CL A | 21874C102 | 376 | 15,555 | SH | DFND | 0 | 15,555 | 0 | ||
CORNING INC | COM | 219350105 | 951 | 25,770 | SH | SOLE | 1,060 | 0 | 24,710 | ||
COSTAR GROUP INC | COM | 22160n109 | 241 | 3,612 | SH | SOLE | 500 | 0 | 3,112 | ||
CUMMINS INC | COM | 231021106 | 443 | 2,161 | SH | SOLE | 155 | 0 | 2,006 | ||
CVS HEALTH CORP | COM | 126650100 | 907 | 8,957 | SH | SOLE | 680 | 0 | 8,277 | ||
DANAHER CORPORATION | COM | 235851102 | 380 | 1,297 | SH | SOLE | 0 | 0 | 1,297 | ||
DIAGEO PLC | SPON ADR NEW | 25243q205 | 203 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
DOMINION ENERGY INC | COM | 25746u109 | 810 | 9,538 | SH | SOLE | 635 | 0 | 8,903 | ||
EATON VANCE RISK-MANAGED DIV | COM | 27829G106 | 339 | 34,275 | SH | SOLE | 0 | 0 | 34,275 | ||
EATON VANCE SHORT DURATION D | COM | 27828V104 | 542 | 46,900 | SH | SOLE | 0 | 0 | 46,900 | ||
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336t100 | 145 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
EQT CORP | COM | 26884L109 | 327 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 133 | 15,713 | SH | SOLE | 0 | 0 | 15,713 | ||
EQUITY BANCSHARES INC | COM CL A | 29460X109 | 467 | 14,466 | SH | DFND | 0 | 14,466 | 0 | ||
ESSENTIAL UTILS INC | COM | 29670g102 | 827 | 16,174 | SH | SOLE | 565 | 0 | 15,609 | ||
ESSENTIAL UTILS INC | COM | 29670g102 | 695 | 13,593 | SH | DFND | 0 | 13,593 | 0 | ||
FASTENAL CO | COM | 311900104 | 238 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
FINWISE BANCORP | COM | 31813A109 | 686 | 40,000 | SH | DFND | 0 | 40,000 | 0 | ||
FIRST INTST BANCSYSTEM INC | COM CL A | 32055y201 | 886 | 24,107 | SH | SOLE | 4,229 | 0 | 19,878 | ||
FIRST INTST BANCSYSTEM INC | COM CL A | 32055y201 | 701 | 19,051 | SH | DFND | 0 | 19,051 | 0 | ||
FIRST WESTN FINL INC | COM | 33751L105 | 548 | 17,545 | SH | DFND | 0 | 17,545 | 0 | ||
FIRST BANCSHARES INC MS | COM | 318916103 | 741 | 22,002 | SH | DFND | 0 | 22,002 | 0 | ||
GLOBAL WTR RES INC | COM | 379463102 | 38 | 2,279 | SH | SOLE | 0 | 0 | 2,279 | ||
GLOBAL WTR RES INC | COM | 379463102 | 522 | 31,341 | SH | DFND | 0 | 31,341 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | 192 | 13,674 | SH | SOLE | 0 | 0 | 13,674 | ||
GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | 328 | 23,381 | SH | DFND | 0 | 23,381 | 0 | ||
GUGGENHEIM TAXABLE MUNICP BO | COM | 401664107 | 402 | 20,198 | SH | SOLE | 0 | 0 | 20,198 | ||
HAYWARD HLDGS INC | COM | 421298100 | 27 | 1,620 | SH | SOLE | 0 | 0 | 1,620 | ||
HAYWARD HLDGS INC | COM | 421298100 | 358 | 21,543 | SH | DFND | 0 | 21,543 | 0 | ||
HEXCEL CORP NEW | COM | 428291108 | 4,622 | 77,720 | SH | SOLE | 16,700 | 0 | 61,020 | ||
HOME DEPOT INC | COM | 437076102 | 2,809 | 9,383 | SH | SOLE | 520 | 0 | 8,863 | ||
HONEYWELL INTL INC | COM | 438516106 | 1,688 | 8,675 | SH | SOLE | 495 | 0 | 8,180 | ||
HUBBELL INC | COM | 443510607 | 935 | 5,088 | SH | SOLE | 380 | 0 | 4,708 | ||
ILLUMINA INC | COM | 452327109 | 4,091 | 11,709 | SH | SOLE | 355 | 0 | 11,354 | ||
IMAX CORP | COM | 45245e109 | 199 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
INTEL CORP | COM | 458140100 | 539 | 10,870 | SH | SOLE | 0 | 0 | 10,870 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866f104 | 1,346 | 10,187 | SH | SOLE | 0 | 0 | 10,187 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 829 | 9,458 | SH | SOLE | 0 | 0 | 9,458 | ||
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137v100 | 443 | 5,650 | SH | SOLE | 0 | 0 | 5,650 | ||
JD.COM INC | SPON ADR CL A | 47215p106 | 289 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
JETBLUE AWYS CORP | COM | 477143101 | 164 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
JOHNSON & JOHNSON | COM | 478160104 | 964 | 5,440 | SH | SOLE | 250 | 0 | 5,190 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 1,130 | 8,288 | SH | SOLE | 405 | 0 | 7,883 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 314 | 16,625 | SH | SOLE | 0 | 0 | 16,625 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077b207 | 301 | 14,700 | SH | SOLE | 0 | 0 | 14,700 | ||
LATHAM GROUP INC | COM | 51819L107 | 19 | 1,412 | SH | SOLE | 0 | 0 | 1,412 | ||
LATHAM GROUP INC | COM | 51819L107 | 213 | 16,099 | SH | DFND | 0 | 16,099 | 0 | ||
LIMESTONE BANCORP INC | COM | 53262l105 | 424 | 20,291 | SH | DFND | 0 | 20,291 | 0 | ||
LINDSAY CORP | COM | 535555106 | 39 | 250 | SH | SOLE | 0 | 0 | 250 | ||
LINDSAY CORP | COM | 535555106 | 561 | 3,573 | SH | DFND | 0 | 3,573 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 714 | 4,063 | SH | SOLE | 350 | 0 | 3,713 | ||
MASCO CORP | COM | 574599106 | 24 | 464 | SH | SOLE | 0 | 0 | 464 | ||
MASCO CORP | COM | 574599106 | 334 | 6,554 | SH | DFND | 0 | 6,554 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 818 | 3,309 | SH | SOLE | 155 | 0 | 3,154 | ||
MEDTRONIC PLC | SHS | g5960l103 | 1,543 | 13,909 | SH | SOLE | 1,000 | 0 | 12,909 | ||
MICROSOFT CORP | COM | 594918104 | 3,763 | 12,206 | SH | SOLE | 820 | 0 | 11,386 | ||
MUELLER INDS INC | COM | 624756102 | 26 | 473 | SH | SOLE | 0 | 0 | 473 | ||
MUELLER INDS INC | COM | 624756102 | 367 | 6,781 | SH | DFND | 0 | 6,781 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 710 | 8,382 | SH | SOLE | 0 | 0 | 8,382 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341b106 | 451 | 5,413 | SH | SOLE | 0 | 0 | 5,413 | ||
NVIDIA CORPORATION | COM | 67066g104 | 327 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
OLD SECOND BANCORP INC ILL | COM | 680277100 | 301 | 20,732 | SH | DFND | 0 | 20,732 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 944 | 13,366 | SH | SOLE | 9,161 | 0 | 4,205 | ||
ORIGIN BANCORP INC | COM | 68621t102 | 403 | 9,527 | SH | DFND | 0 | 9,527 | 0 | ||
OTIS WORLDWIDE CORP | COM | 68902v107 | 619 | 8,038 | SH | SOLE | 702 | 0 | 7,336 | ||
OTTER TAIL CORP | COM | 689648103 | 13 | 213 | SH | SOLE | 0 | 0 | 213 | ||
OTTER TAIL CORP | COM | 689648103 | 188 | 3,009 | SH | DFND | 0 | 3,009 | 0 | ||
PENTAIR PLC | SHS | G7S00T104 | 34 | 631 | SH | SOLE | 0 | 0 | 631 | ||
PENTAIR PLC | SHS | G7S00T104 | 482 | 8,898 | SH | DFND | 0 | 8,898 | 0 | ||
PRIMERICA INC | COM | 74164m108 | 547 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,562 | 10,225 | SH | SOLE | 620 | 0 | 9,605 | ||
PROFESSIONAL HLDG CORP | CL A COM | 743139107 | 538 | 23,837 | SH | DFND | 0 | 23,837 | 0 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 23 | 1,620 | SH | SOLE | 0 | 0 | 1,620 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 294 | 20,900 | SH | DFND | 0 | 20,900 | 0 | ||
QUALCOMM INC | COM | 747525103 | 306 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513e101 | 1,006 | 10,156 | SH | SOLE | 535 | 0 | 9,621 | ||
RIVERVIEW BANCORP INC | COM | 769397100 | 278 | 36,844 | SH | DFND | 0 | 36,844 | 0 | ||
SJW GROUP | COM | 784305104 | 14 | 206 | SH | SOLE | 0 | 0 | 206 | ||
SJW GROUP | COM | 784305104 | 204 | 2,934 | SH | DFND | 0 | 2,934 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369y704 | 309 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617j301 | 50 | 5,822 | SH | SOLE | 0 | 0 | 5,822 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617j301 | 710 | 82,798 | SH | DFND | 0 | 82,798 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 541 | 3,950 | SH | SOLE | 260 | 0 | 3,690 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369y803 | 563 | 3,543 | SH | SOLE | 0 | 0 | 3,543 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369y605 | 349 | 9,105 | SH | SOLE | 0 | 0 | 9,105 | ||
SEMPRA | COM | 816851109 | 1,635 | 9,726 | SH | SOLE | 510 | 0 | 9,216 | ||
SHORE BANCSHARES INC | COM | 825107105 | 494 | 24,112 | SH | DFND | 0 | 24,112 | 0 | ||
SOUTHERN FIRST BANCSHARES | COM | 842873101 | 555 | 10,918 | SH | DFND | 0 | 10,918 | 0 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 143 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
SPDR GOLD TR | GOLD SHS | 78463v107 | 443 | 2,450 | SH | SOLE | 0 | 0 | 2,450 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,808 | 8,431 | SH | SOLE | 7,029 | 0 | 1,402 | ||
SPDR SER TR | S&P BIOTECH | 78464a870 | 304 | 3,385 | SH | SOLE | 0 | 0 | 3,385 | ||
STANTEC INC | COM | 85472n109 | 12 | 196 | SH | SOLE | 0 | 0 | 196 | ||
STANTEC INC | COM | 85472n109 | 249 | 3,977 | SH | DFND | 0 | 3,977 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571b105 | 255 | 10,550 | SH | SOLE | 0 | 0 | 10,550 | ||
TARGA RES CORP | COM | 87612G101 | 4,071 | 53,936 | SH | SOLE | 24,000 | 0 | 29,936 | ||
TETRA TECH INC NEW | COM | 88162G103 | 15 | 93 | SH | SOLE | 0 | 0 | 93 | ||
TETRA TECH INC NEW | COM | 88162G103 | 217 | 1,317 | SH | DFND | 0 | 1,317 | 0 | ||
THIRD COAST BANCSHARES INC | COM | 88422P109 | 357 | 15,433 | SH | DFND | 0 | 15,433 | 0 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034p109 | 49 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 291 | 1,355 | SH | SOLE | 0 | 0 | 1,355 | ||
UNIVERSAL DISPLAY CORP | COM | 91347p105 | 501 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 323 | 6,350 | SH | SOLE | 0 | 0 | 6,350 | ||
VERSABANK NEW | COM | 92512J106 | 1,091 | 95,698 | SH | DFND | 0 | 95,698 | 0 | ||
WALMART INC | COM | 931142103 | 402 | 2,698 | SH | SOLE | 345 | 0 | 2,353 | ||
DISNEY WALT CO | COM | 254687106 | 1,878 | 13,691 | SH | SOLE | 600 | 0 | 13,091 | ||
WILLIAMS COS INC | COM | 969457100 | 8,401 | 251,461 | SH | SOLE | 56,930 | 0 | 194,531 | ||
XYLEM INC | COM | 98419M100 | 307 | 3,604 | SH | SOLE | 0 | 0 | 3,604 | ||
XYLEM INC | COM | 98419M100 | 384 | 4,502 | SH | DFND | 0 | 4,502 | 0 | ||
YORK WTR CO | COM | 987184108 | 35 | 768 | SH | SOLE | 0 | 0 | 768 | ||
YORK WTR CO | COM | 987184108 | 492 | 10,933 | SH | DFND | 0 | 10,933 | 0 | ||
ZIMMER BIOMET HOLDINGS INC | COM | 98956p102 | 720 | 5,629 | SH | SOLE | 400 | 0 | 5,229 | ||
ZURN WATER SOLUTIONS CORP | COM | 98983L108 | 157 | 4,437 | SH | SOLE | 0 | 0 | 4,437 | ||
ZURN WATER SOLUTIONS CORP | COM | 98983L108 | 553 | 15,613 | SH | DFND | 0 | 15,613 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273v100 | 5,303 | 473,946 | SH | SOLE | 167,700 | 0 | 306,246 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,610 | 62,373 | SH | SOLE | 29,000 | 0 | 33,373 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 290 | 24,780 | SH | SOLE | 0 | 0 | 24,780 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 371 | 7,559 | SH | SOLE | 0 | 0 | 7,559 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 3,139 | 94,611 | SH | SOLE | 60,000 | 0 | 34,611 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 80 | 36,000 | SH | SOLE | 0 | 0 | 36,000 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,683 | 156,425 | SH | SOLE | 124,000 | 0 | 32,425 | ||
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 2,039 | 49,920 | SH | SOLE | 0 | 0 | 49,920 | ||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 2,068 | 81,982 | SH | SOLE | 52,000 | 0 | 29,982 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251a104 | 566 | 57,200 | SH | SOLE | 0 | 0 | 57,200 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248x100 | 363 | 16,500 | SH | SOLE | 0 | 0 | 16,500 | ||
CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 | 419 | 23,900 | SH | SOLE | 0 | 0 | 23,900 | ||
EATON VANCE TAX-MANAGED DIVE | COM | 27828n102 | 862 | 61,700 | SH | SOLE | 0 | 0 | 61,700 | ||
FRANKLIN LTD DURATION INCOME | COM | 35472T101 | 220 | 29,000 | SH | SOLE | 0 | 0 | 29,000 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 262 | 32,400 | SH | SOLE | 0 | 0 | 32,400 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 517 | 390 | SH | SOLE | 0 | 0 | 390 |