The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,800 | 18,605 | SH | SOLE | 0 | 0 | 18,605 | ||
ABBVIE INC | COM | 00287Y109 | 2,455 | 18,290 | SH | SOLE | 0 | 0 | 18,290 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,955 | 30,736 | SH | SOLE | 1,915 | 0 | 28,821 | ||
AMAZON COM INC | COM | 023135106 | 3,213 | 28,438 | SH | SOLE | 1,600 | 0 | 26,838 | ||
AMER STATES WTR CO | COM | 029899101 | 86 | 1,107 | SH | SOLE | 0 | 0 | 1,107 | ||
AMER STATES WTR CO | COM | 029899101 | 148 | 1,905 | SH | DFND | 0 | 1,905 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 1,635 | 12,564 | SH | SOLE | 680 | 0 | 11,884 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 765 | 5,879 | SH | DFND | 0 | 5,879 | 0 | ||
APPLE INC | COM | 037833100 | 5,125 | 37,084 | SH | SOLE | 1,980 | 0 | 35,104 | ||
ARCHAEA ENERGY INC | COM CL A | 03940F103 | 525 | 29,144 | SH | SOLE | 20,000 | 0 | 9,144 | ||
ARES CAPITAL CORP | COM | 04010L103 | 203 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
ARTESIAN RES CORP | CL A | 043113208 | 283 | 5,876 | SH | DFND | 0 | 5,876 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 239 | 895 | SH | SOLE | 0 | 0 | 895 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | 431 | 53,200 | SH | SOLE | 0 | 0 | 53,200 | ||
BLACKROCK SCIENCE & TECHNOLO | SHS | 09258G104 | 217 | 7,400 | SH | SOLE | 0 | 0 | 7,400 | ||
BOEING CO | COM | 097023105 | 750 | 6,198 | SH | SOLE | 355 | 0 | 5,843 | ||
BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | 462 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
BUSINESS FIRST BANCSHARES IN | COM | 12326C105 | 355 | 16,499 | SH | DFND | 0 | 16,499 | 0 | ||
CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 | 297 | 23,800 | SH | SOLE | 0 | 0 | 23,800 | ||
CALIFORNIA BANCORP INC | COM | 13005U101 | 311 | 15,396 | SH | DFND | 0 | 15,396 | 0 | ||
CAPSTAR FINL HLDGS INC | COM | 14070T102 | 238 | 12,821 | SH | DFND | 0 | 12,821 | 0 | ||
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 527 | 14,811 | SH | SOLE | 1,425 | 0 | 13,386 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 8,721 | 52,567 | SH | SOLE | 23,300 | 0 | 29,267 | ||
CHINA LIBERAL ED HLDGS LTD | ORD | G2161Y109 | 8 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CIVISTA BANCSHARES INC | COM NO PAR | 178867107 | 227 | 10,948 | SH | DFND | 0 | 10,948 | 0 | ||
CLEARWAY ENERGY INC | CL C | 18539C204 | 1,115 | 35,004 | SH | SOLE | 10,200 | 0 | 24,804 | ||
COCA COLA CO | COM | 191216100 | 422 | 7,532 | SH | SOLE | 580 | 0 | 6,952 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 948 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
COLONY BANKCORP INC | COM | 19623P101 | 283 | 21,733 | SH | DFND | 0 | 21,733 | 0 | ||
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 249 | 27,324 | SH | DFND | 0 | 27,324 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 906 | 3,946 | SH | SOLE | 280 | 0 | 3,666 | ||
CORE & MAIN INC | CL A | 21874C102 | 379 | 16,678 | SH | DFND | 0 | 16,678 | 0 | ||
CORNING INC | COM | 219350105 | 784 | 27,014 | SH | SOLE | 1,060 | 0 | 25,954 | ||
CUMMINS INC | COM | 231021106 | 424 | 2,082 | SH | SOLE | 155 | 0 | 1,927 | ||
CVS HEALTH CORP | COM | 126650100 | 804 | 8,426 | SH | SOLE | 680 | 0 | 7,746 | ||
DANAHER CORPORATION | COM | 235851102 | 283 | 1,094 | SH | SOLE | 0 | 0 | 1,094 | ||
DISNEY WALT CO | COM | 254687106 | 1,219 | 12,925 | SH | SOLE | 600 | 0 | 12,325 | ||
DOMINION ENERGY INC | COM | 25746U109 | 631 | 9,126 | SH | SOLE | 635 | 0 | 8,491 | ||
EATON VANCE RISK-MANAGED DIV | COM | 27829G106 | 282 | 34,075 | SH | SOLE | 0 | 0 | 34,075 | ||
EATON VANCE SHORT DURATION D | COM | 27828V104 | 460 | 46,900 | SH | SOLE | 0 | 0 | 46,900 | ||
EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 | 665 | 61,200 | SH | SOLE | 0 | 0 | 61,200 | ||
ECOLAB INC | COM | 278865100 | 227 | 1,573 | SH | DFND | 0 | 1,573 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 6,081 | 551,350 | SH | SOLE | 221,700 | 0 | 329,650 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,328 | 55,866 | SH | SOLE | 22,000 | 0 | 33,866 | ||
EQT CORP | COM | 26884L109 | 1,182 | 29,000 | SH | SOLE | 12,000 | 0 | 17,000 | ||
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 367 | 49,038 | SH | SOLE | 34,000 | 0 | 15,038 | ||
EQUITY BANCSHARES INC | COM CL A | 29460X109 | 402 | 13,556 | SH | DFND | 0 | 13,556 | 0 | ||
ESSENTIAL UTILS INC | COM | 29670G102 | 568 | 13,734 | SH | SOLE | 565 | 0 | 13,169 | ||
ESSENTIAL UTILS INC | COM | 29670G102 | 622 | 15,037 | SH | DFND | 0 | 15,037 | 0 | ||
FINWISE BANCORP | COM | 31813A109 | 361 | 40,000 | SH | DFND | 0 | 40,000 | 0 | ||
FIRST BANCSHARES INC MS | COM | 318916103 | 307 | 10,262 | SH | DFND | 0 | 10,262 | 0 | ||
FIRST INTST BANCSYSTEM INC | COM CL A | 32055Y201 | 922 | 22,839 | SH | SOLE | 4,229 | 0 | 18,610 | ||
FIRST INTST BANCSYSTEM INC | COM CL A | 32055Y201 | 411 | 10,176 | SH | DFND | 0 | 10,176 | 0 | ||
FIRST WESTN FINL INC | COM | 33751L105 | 286 | 11,604 | SH | DFND | 0 | 11,604 | 0 | ||
FRANKLIN ELEC INC | COM | 353514102 | 296 | 3,626 | SH | DFND | 0 | 3,626 | 0 | ||
FRANKLIN LTD DURATION INCOME | COM | 35472T101 | 179 | 29,000 | SH | SOLE | 0 | 0 | 29,000 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 223 | 24,260 | SH | SOLE | 0 | 0 | 24,260 | ||
GLOBAL WTR RES INC | COM | 379463102 | 448 | 38,222 | SH | DFND | 0 | 38,222 | 0 | ||
GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | 1,837 | 48,200 | SH | SOLE | 0 | 0 | 48,200 | ||
GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 | 290 | 18,500 | SH | SOLE | 0 | 0 | 18,500 | ||
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G206 | 137 | 11,384 | SH | SOLE | 0 | 0 | 11,384 | ||
GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | 203 | 26,785 | SH | DFND | 0 | 26,785 | 0 | ||
HEXCEL CORP NEW | COM | 428291108 | 4,064 | 78,585 | SH | SOLE | 18,200 | 0 | 60,385 | ||
HOME DEPOT INC | COM | 437076102 | 2,374 | 8,605 | SH | SOLE | 520 | 0 | 8,085 | ||
HONEYWELL INTL INC | COM | 438516106 | 1,498 | 8,969 | SH | SOLE | 495 | 0 | 8,474 | ||
HUBBELL INC | COM | 443510607 | 1,185 | 5,314 | SH | SOLE | 380 | 0 | 4,934 | ||
ILLUMINA INC | COM | 452327109 | 2,193 | 11,494 | SH | SOLE | 355 | 0 | 11,139 | ||
IMAX CORP | COM | 45245E109 | 151 | 10,700 | SH | SOLE | 0 | 0 | 10,700 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 905 | 10,017 | SH | SOLE | 0 | 0 | 10,017 | ||
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 | 361 | 5,598 | SH | SOLE | 0 | 0 | 5,598 | ||
INVESTAR HLDG CORP | COM | 46134L105 | 398 | 20,000 | SH | DFND | 0 | 20,000 | 0 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 671 | 8,903 | SH | SOLE | 0 | 0 | 8,903 | ||
ITRON INC | COM | 465741106 | 241 | 5,733 | SH | DFND | 0 | 5,733 | 0 | ||
IZEA WORLDWIDE INC | COM | 46604H105 | 7 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | 1,107 | 21,600 | SH | SOLE | 0 | 0 | 21,600 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 251 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
JETBLUE AWYS CORP | COM | 477143101 | 73 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
JOHNSON & JOHNSON | COM | 478160104 | 874 | 5,352 | SH | SOLE | 250 | 0 | 5,102 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 856 | 8,193 | SH | SOLE | 405 | 0 | 7,788 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 226 | 13,573 | SH | SOLE | 0 | 0 | 13,573 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 142 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 176 | 31,900 | SH | SOLE | 0 | 0 | 31,900 | ||
LIMESTONE BANCORP INC | COM | 53262L105 | 337 | 17,175 | SH | DFND | 0 | 17,175 | 0 | ||
LINDSAY CORP | COM | 535555106 | 378 | 2,638 | SH | DFND | 0 | 2,638 | 0 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 14 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
LINKBANCORP INC | COM | 53578P105 | 1,299 | 173,229 | SH | DFND | 0 | 173,229 | 0 | ||
MADISON COVERED CALL & EQUIT | COM | 557437100 | 141 | 21,900 | SH | SOLE | 0 | 0 | 21,900 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 351 | 7,394 | SH | SOLE | 0 | 0 | 7,394 | ||
MAINSTREET BANCSHARES INC | COM | 56064Y100 | 822 | 36,025 | SH | DFND | 0 | 36,025 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 568 | 4,055 | SH | SOLE | 350 | 0 | 3,705 | ||
MASCO CORP | COM | 574599106 | 328 | 7,018 | SH | DFND | 0 | 7,018 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 761 | 3,297 | SH | SOLE | 155 | 0 | 3,142 | ||
MEDTRONIC PLC | SHS | G5960L103 | 1,080 | 13,372 | SH | SOLE | 1,000 | 0 | 12,372 | ||
MICROSOFT CORP | COM | 594918104 | 2,853 | 12,248 | SH | SOLE | 820 | 0 | 11,428 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 2,689 | 89,610 | SH | SOLE | 54,000 | 0 | 35,610 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 692 | 8,825 | SH | SOLE | 0 | 0 | 8,825 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 379 | 5,235 | SH | SOLE | 0 | 0 | 5,235 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 89 | 68,250 | SH | SOLE | 50,000 | 0 | 18,250 | ||
OLD SECOND BANCORP INC ILL | COM | 680277100 | 135 | 10,366 | SH | DFND | 0 | 10,366 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 214 | 4,175 | SH | SOLE | 0 | 0 | 4,175 | ||
OTIS WORLDWIDE CORP | COM | 68902V107 | 487 | 7,634 | SH | SOLE | 702 | 0 | 6,932 | ||
PEAPACK-GLADSTONE FINL CORP | COM | 704699107 | 336 | 10,000 | SH | DFND | 0 | 10,000 | 0 | ||
PENTAIR PLC | SHS | G7S00T104 | 265 | 6,529 | SH | DFND | 0 | 6,529 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 1,191 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,626 | 154,560 | SH | SOLE | 124,000 | 0 | 30,560 | ||
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 127 | 11,667 | SH | SOLE | 0 | 0 | 11,667 | ||
POOL CORP | COM | 73278L105 | 318 | 1,000 | SH | DFND | 0 | 1,000 | 0 | ||
PRIMERICA INC | COM | 74164M108 | 494 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
PRIMIS FINANCIAL CORP | COM | 74167B109 | 27 | 2,240 | SH | SOLE | 0 | 0 | 2,240 | ||
PRIMIS FINANCIAL CORP | COM | 74167B109 | 525 | 43,304 | SH | DFND | 0 | 43,304 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,243 | 9,845 | SH | SOLE | 620 | 0 | 9,225 | ||
QUALCOMM INC | COM | 747525103 | 282 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 835 | 10,201 | SH | SOLE | 535 | 0 | 9,666 | ||
RIVERVIEW BANCORP INC | COM | 769397100 | 234 | 36,844 | SH | DFND | 0 | 36,844 | 0 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 597 | 85,631 | SH | DFND | 0 | 85,631 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 351 | 2,900 | SH | SOLE | 260 | 0 | 2,640 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 264 | 8,705 | SH | SOLE | 0 | 0 | 8,705 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 249 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 421 | 3,543 | SH | SOLE | 0 | 0 | 3,543 | ||
SEMPRA | COM | 816851109 | 1,370 | 9,134 | SH | SOLE | 510 | 0 | 8,624 | ||
SHORE BANCSHARES INC | COM | 825107105 | 418 | 24,112 | SH | DFND | 0 | 24,112 | 0 | ||
SJW GROUP | COM | 784305104 | 289 | 5,012 | SH | DFND | 0 | 5,012 | 0 | ||
SOUTHERN FIRST BANCSHARES | COM | 842873101 | 455 | 10,918 | SH | DFND | 0 | 10,918 | 0 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 251 | 41,000 | SH | SOLE | 0 | 0 | 41,000 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 217 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,100 | 8,678 | SH | SOLE | 7,229 | 0 | 1,449 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 237 | 2,990 | SH | SOLE | 0 | 0 | 2,990 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 188 | 10,300 | SH | SOLE | 0 | 0 | 10,300 | ||
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 1,923 | 49,340 | SH | SOLE | 0 | 0 | 49,340 | ||
TARGA RES CORP | COM | 87612G101 | 3,443 | 57,056 | SH | SOLE | 24,000 | 0 | 33,056 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 41 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
THIRD COAST BANCSHARES INC | COM | 88422P109 | 264 | 15,433 | SH | DFND | 0 | 15,433 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 219 | 1,355 | SH | SOLE | 0 | 0 | 1,355 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 283 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
USCB FINANCIAL HOLDINGS INC | CLASS A COM | 90355N101 | 460 | 35,114 | SH | DFND | 0 | 35,114 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 255 | 6,720 | SH | SOLE | 0 | 0 | 6,720 | ||
VERSABANK NEW | COM | 92512J106 | 971 | 139,130 | SH | DFND | 0 | 139,130 | 0 | ||
VIRTUS CONVERTIBLE & INCOME | COM | 92838X102 | 42 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
WALMART INC | COM | 931142103 | 272 | 2,095 | SH | SOLE | 345 | 0 | 1,750 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 421 | 350 | SH | SOLE | 0 | 0 | 350 | ||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 2,044 | 81,232 | SH | SOLE | 52,000 | 0 | 29,232 | ||
WILLIAMS COS INC | COM | 969457100 | 7,204 | 251,616 | SH | SOLE | 56,930 | 0 | 194,686 | ||
XYLEM INC | COM | 98419M100 | 259 | 2,966 | SH | SOLE | 0 | 0 | 2,966 | ||
XYLEM INC | COM | 98419M100 | 159 | 1,821 | SH | DFND | 0 | 1,821 | 0 | ||
YORK WTR CO | COM | 987184108 | 450 | 11,701 | SH | DFND | 0 | 11,701 | 0 | ||
ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 | 501 | 4,789 | SH | SOLE | 400 | 0 | 4,389 | ||
ZURN ELKAY WATER SOLNS CORP | COM | 98983L108 | 82 | 3,327 | SH | SOLE | 0 | 0 | 3,327 | ||
ZURN ELKAY WATER SOLNS CORP | COM | 98983L108 | 524 | 21,408 | SH | DFND | 0 | 21,408 | 0 |