UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
__________________
FORM N-PX
__________________
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23216
FS Series Trust
(Exact name of registrant as specified in charter)
201 Rouse Boulevard Philadelphia, Pennsylvania (Address of principal executive offices) |
19112 (Zip code) |
Michael C. Forman
FS Series Trust
201 Rouse Boulevard
Philadelphia, Pennsylvania 19112
(Name and address of agent for service)
Registrant’s telephone number, including area code: (215) 495-1150
Date of fiscal year end:
October 31
FS Energy Total Return Fund
December 31
FS Multi-Strategy Alternatives Fund
FS Managed Futures Fund
FS Global Macro Fund
FS Real Asset Fund
FS Long/Short Equity Fund
FS Market Neutral Fund
FS Event Driven Fund
Date of reporting period: July 1, 2019 – June 30, 2020
Item 1. Proxy Voting Record.
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2019 through June 30, 2020 with respect to which each of the following funds was entitled to vote:
FS Managed Futures Fund
FS Global Macro Fund
FS Real Asset Fund
FS Long/Short Equity Fund
FS Market Neutral Fund
FS Event Driven Fund
FS Managed Futures Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2019 through June 30, 2020 with respect to which FS Managed Futures Fund was entitled to vote.
FS Global Macro Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2019 through June 30, 2020 with respect to which FS Global Macro Fund was entitled to vote.
FS Real Asset Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2019 through June 30, 2020 with respect to which FS Real Asset Fund was entitled to vote.
FS Long/Short Equity Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2019 through June 30, 2020 with respect to which FS Long/Short Equity Fund was entitled to vote.
FS Market Neutral Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2019 through June 30, 2020 with respect to which FS Market Neutral Fund was entitled to vote.
FS Event Driven Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2019 through June 30, 2020 with respect to which FS Event Driven Fund was entitled to vote.
FS Multi-Strategy Alternatives Fund
The following details FS Multi-Strategy Alternatives Fund’s proxy voting record for the period from July 1, 2019 through June 30, 2020:
Issuer | Cintas Corporation | |||||
Ticker | CTAS | |||||
CUSIP | 172908105 | |||||
Meeting Date | 29-Oct-19 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Gerald S. Adolph | Management | For | For | ||
2 | Elect Director John F. Barrett | Management | For | For | ||
3 | Elect Director Melanie W. Barstad | Management | For | For | ||
4 | Elect Director Karen L. Carnahan | Management | For | For | ||
5 | Elect Director Robert E. Coletti | Management | For | For | ||
6 | Elect Director Scott D. Farmer | Management | For | For | ||
7 | Elect Director James J. Johnson | Management | For | For | ||
8 | Elect Director Joseph Scaminace | Management | For | For | ||
9 | Elect Director Ronald W. Tysoe | Management | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
11 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
12 | Report on Political Contributions | Share Holder | Against | For | ||
Issuer | Microsoft Corporation | |||||
Ticker | MSFT | |||||
CUSIP | 594918104 | |||||
Meeting Date | 04-Dec-19 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director William H. Gates, III | Management | For | For | ||
2 | Elect Director Reid G. Hoffman | Management | For | For | ||
3 | Elect Director Hugh F. Johnston | Management | For | For | ||
4 | Elect Director Teri L. List-Stoll | Management | For | For | ||
5 | Elect Director Satya Nadella | Management | For | For | ||
6 | Elect Director Sandra E. Peterson | Management | For | For | ||
7 | Elect Director Penny S. Pritzker | Management | For | For | ||
8 | Elect Director Charles W. Scharf | Management | For | For | ||
9 | Elect Director Arne M. Sorenson | Management | For | For | ||
10 | Elect Director John W. Stanton | Management | For | For | ||
11 | Elect Director John W. Thompson | Management | For | For | ||
12 | Elect Director Emma N. Walmsley | Management | For | For | ||
13 | Elect Director Padmasree Warrior | Management | For | For | ||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | ||
15 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
16 | Report on Employee Representation on the Board of Directors | Share Holder | Against | Against | ||
17 | Report on Gender Pay Gap | Share Holder | Against | For | ||
Issuer | Costco Wholesale Corporation | |||||
Ticker | COST | |||||
CUSIP | 22160K105 | |||||
Meeting Date | 22-Jan-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Susan L. Decker | Management | For | For | ||
2 | Elect Director Richard A. Galanti | Management | For | For | ||
3 | Elect Director Sally Jewell | Management | For | For | ||
4 | Elect Director Charles T. Munger | Management | For | For | ||
5 | Ratify KPMG LLP as Auditors | Management | For | For | ||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
7 | Amend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For | ||
8 | Disclose Board Diversity and Qualifications Matrix | Share Holder | Against | Against | ||
Issuer | Intuit Inc. | |||||
Ticker | INTU | |||||
CUSIP | 461202103 | |||||
Meeting Date | 23-Jan-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Eve Burton | Management | For | For | ||
2 | Elect Director Scott D. Cook | Management | For | For | ||
3 | Elect Director Richard L. Dalzell | Management | For | For | ||
4 | Elect Director Sasan K. Goodarzi | Management | For | For | ||
5 | Elect Director Deborah Liu | Management | For | For | ||
6 | Elect Director Suzanne Nora Johnson | Management | For | For | ||
7 | Elect Director Dennis D. Powell | Management | For | For | ||
8 | Elect Director Brad D. Smith | Management | For | For | ||
9 | Elect Director Thomas Szkutak | Management | For | For | ||
10 | Elect Director Raul Vazquez | Management | For | For | ||
11 | Elect Director Jeff Weiner | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
14 | Adopt a Mandatory Arbitration Bylaw | Share Holder | Against | Against | ||
Issuer | Visa Inc. | |||||
Ticker | V | |||||
CUSIP | 92826C839 | |||||
Meeting Date | 28-Jan-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Lloyd A. Carney | Management | For | Against | ||
2 | Elect Director Mary B. Cranston | Management | For | For | ||
3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For | ||
4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For | ||
5 | Elect Director Ramon L. Laguarta | Management | For | For | ||
6 | Elect Director John F. Lundgren | Management | For | For | ||
7 | Elect Director Robert W. Matschullat | Management | For | For | ||
8 | Elect Director Denise M. Morrison | Management | For | For | ||
9 | Elect Director Suzanne Nora Johnson | Management | For | For | ||
10 | Elect Director John A. C. Swainson | Management | For | For | ||
11 | Elect Director Maynard G. Webb, Jr. | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Ratify KPMG LLP as Auditors | Management | For | For | ||
Issuer | Deere & Company | |||||
Ticker | DE | |||||
CUSIP | 244199105 | |||||
Meeting Date | 26-Feb-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Samuel R. Allen | Management | For | For | ||
2 | Elect Director Alan C. Heuberger | Management | For | For | ||
3 | Elect Director Charles O. Holliday, Jr. | Management | For | For | ||
4 | Elect Director Dipak C. Jain | Management | For | For | ||
5 | Elect Director Michael O. Johanns | Management | For | For | ||
6 | Elect Director Clayton M. Jones | Management | For | For | ||
7 | Elect Director John C. May | Management | For | For | ||
8 | Elect Director Gregory R. Page | Management | For | For | ||
9 | Elect Director Sherry M. Smith | Management | For | For | ||
10 | Elect Director Dmitri L. Stockton | Management | For | For | ||
11 | Elect Director Sheila G. Talton | Management | For | For | ||
12 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Approve Omnibus Stock Plan | Management | For | For | ||
15 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
16 | Disclose Board Qualifications Matrix | Share Holder | Against | Against | ||
Issuer | The Walt Disney Company | |||||
Ticker | DIS | |||||
CUSIP | 254687106 | |||||
Meeting Date | 11-Mar-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Susan E. Arnold | Management | For | For | ||
2 | Elect Director Mary T. Barra | Management | For | For | ||
3 | Elect Director Safra A. Catz | Management | For | For | ||
4 | Elect Director Francis A. deSouza | Management | For | For | ||
5 | Elect Director Michael B.G. Froman | Management | For | For | ||
6 | Elect Director Robert A. Iger | Management | For | For | ||
7 | Elect Director Maria Elena Lagomasino | Management | For | For | ||
8 | Elect Director Mark G. Parker | Management | For | For | ||
9 | Elect Director Derica W. Rice | Management | For | For | ||
10 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | ||
12 | Amend Omnibus Stock Plan | Management | For | For | ||
13 | Report on Lobbying Payments and Policy | Share Holder | Against | For | ||
Issuer | The Toro Company | |||||
Ticker | TTC | |||||
CUSIP | 891092108 | |||||
Meeting Date | 17-Mar-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Jeffrey M. Ettinger | Management | For | For | ||
2 | Elect Director Katherine J. Harless | Management | For | For | ||
3 | Elect Director D. Christian Koch | Management | For | For | ||
4 | Ratify KPMG LLP as Auditors | Management | For | For | ||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | HEICO Corporation | |||||
Ticker | HEI | |||||
CUSIP | 422806109 | |||||
Meeting Date | 20-Mar-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Thomas M. Culligan | Management | For | For | ||
2 | Elect Director Adolfo Henriques | Management | For | For | ||
3 | Elect Director Mark H. Hildebrandt | Management | For | For | ||
4 | Elect Director Eric A. Mendelson | Management | For | For | ||
5 | Elect Director Laurans A. Mendelson | Management | For | For | ||
6 | Elect Director Victor H. Mendelson | Management | For | For | ||
7 | Elect Director Julie Neitzel | Management | For | For | ||
8 | Elect Director Alan Schriesheim | Management | For | For | ||
9 | Elect Director Frank J. Schwitter | Management | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
11 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
Issuer | Davide Campari-Milano SpA | |||||
Ticker | CPR | |||||
CUSIP | T3490M150 | |||||
Meeting Date | 27-Mar-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Appoint Lisa Vascellari Dal Fiol as Alternate Internal Statutory Auditor | Share Holder | None | For | ||
2 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For | ||
3 | Approve Remuneration Policy | Management | For | Against | ||
4 | Approve Second Section of the Remuneration Report | Management | For | Against | ||
5 | Approve Stock Option Plan | Management | For | Against | ||
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against | ||
7 | Approve Change in the Location of the Company's Registered Headquarters to Amsterdam (Netherlands); Adopt New Bylaws | Management | For | Against | ||
8 | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against | ||
Issuer | Domino's Pizza, Inc. | |||||
Ticker | DPZ | |||||
CUSIP | 25754A201 | |||||
Meeting Date | 21-Apr-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director David A. Brandon | Management | For | For | ||
2 | Elect Director Richard E. Allison, Jr. | Management | For | For | ||
3 | Elect Director C. Andrew Ballard | Management | For | For | ||
4 | Elect Director Andrew B. Balson | Management | For | For | ||
5 | Elect Director Corie S. Barry | Management | For | For | ||
6 | Elect Director Diana F. Cantor | Management | For | For | ||
7 | Elect Director Richard L. Federico | Management | For | For | ||
8 | Elect Director James A. Goldman | Management | For | For | ||
9 | Elect Director Patricia E. Lopez | Management | For | For | ||
10 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Moody's Corporation | |||||
Ticker | MCO | |||||
CUSIP | 615369105 | |||||
Meeting Date | 21-Apr-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Basil L. Anderson | Management | For | For | ||
2 | Elect Director Jorge A. Bermudez | Management | For | For | ||
3 | Elect Director Therese Esperdy | Management | For | For | ||
4 | Elect Director Vincent A. Forlenza | Management | For | For | ||
5 | Elect Director Kathryn M. Hill | Management | For | For | ||
6 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For | ||
7 | Elect Director Henry A. McKinnell, Jr. | Management | For | For | ||
8 | Elect Director Leslie F. Seidman | Management | For | For | ||
9 | Elect Director Bruce Van Saun | Management | For | For | ||
10 | Eliminate Supermajority Vote Requirements to Amend Charter and Bylaws | Management | For | For | ||
11 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For | ||
12 | Eliminate Supermajority Vote Requirement for Filling Open Board Seats | Management | For | For | ||
13 | Ratify KPMG LLP as Auditors | Management | For | For | ||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Bank of America Corporation | |||||
Ticker | BAC | |||||
CUSIP | 060505104 | |||||
Meeting Date | 22-Apr-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Sharon L. Allen | Management | For | For | ||
2 | Elect Director Susan S. Bies | Management | For | For | ||
3 | Elect Director Jack O. Bovender, Jr. | Management | For | For | ||
4 | Elect Director Frank P. Bramble, Sr. | Management | For | For | ||
5 | Elect Director Pierre J.P. de Weck | Management | For | For | ||
6 | Elect Director Arnold W. Donald | Management | For | For | ||
7 | Elect Director Linda P. Hudson | Management | For | For | ||
8 | Elect Director Monica C. Lozano | Management | For | For | ||
9 | Elect Director Thomas J. May | Management | For | For | ||
10 | Elect Director Brian T. Moynihan | Management | For | For | ||
11 | Elect Director Lionel L. Nowell, III | Management | For | For | ||
12 | Elect Director Denise L. Ramos | Management | For | For | ||
13 | Elect Director Clayton S. Rose | Management | For | For | ||
14 | Elect Director Michael D. White | Management | For | For | ||
15 | Elect Director Thomas D. Woods | Management | For | For | ||
16 | Elect Director R. David Yost | Management | For | For | ||
17 | Elect Director Maria T. Zuber | Management | For | For | ||
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
19 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
20 | Amend Proxy Access Right | Share Holder | Against | For | ||
21 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
22 | Report on Gender Pay Gap | Share Holder | Against | Against | ||
23 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Share Holder | Against | Against | ||
Issuer | The Sherwin-Williams Company | |||||
Ticker | SHW | |||||
CUSIP | 824348106 | |||||
Meeting Date | 22-Apr-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Kerrii B. Anderson | Management | For | For | ||
2 | Elect Director Arthur F. Anton | Management | For | For | ||
3 | Elect Director Jeff M. Fettig | Management | For | For | ||
4 | Elect Director Richard J. Kramer | Management | For | For | ||
5 | Elect Director Susan J. Kropf | Management | For | For | ||
6 | Elect Director John G. Morikis | Management | For | For | ||
7 | Elect Director Christine A. Poon | Management | For | For | ||
8 | Elect Director Michael H. Thaman | Management | For | For | ||
9 | Elect Director Matthew Thornton, III | Management | For | For | ||
10 | Elect Director Steven H. Wunning | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
12 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
Issuer | Ingevity Corporation | |||||
Ticker | NGVT | |||||
CUSIP | 45688C107 | |||||
Meeting Date | 23-Apr-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Jean S. Blackwell | Management | For | For | ||
2 | Elect Director Luis Fernandez-Moreno | Management | For | For | ||
3 | Elect Director J. Michael Fitzpatrick | Management | For | For | ||
4 | Elect Director Diane H. Gulyas | Management | For | For | ||
5 | Elect Director Richard B. Kelson | Management | For | For | ||
6 | Elect Director Frederick J. Lynch | Management | For | For | ||
7 | Elect Director Karen G. Narwold | Management | For | For | ||
8 | Elect Director Daniel F. Sansone | Management | For | For | ||
9 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Texas Instruments Incorporated | |||||
Ticker | TXN | |||||
CUSIP | 882508104 | |||||
Meeting Date | 23-Apr-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Mark A. Blinn | Management | For | For | ||
2 | Elect Director Todd M. Bluedorn | Management | For | For | ||
3 | Elect Director Janet F. Clark | Management | For | For | ||
4 | Elect Director Carrie S. Cox | Management | For | For | ||
5 | Elect Director Martin S. Craighead | Management | For | For | ||
6 | Elect Director Jean M. Hobby | Management | For | For | ||
7 | Elect Director Michael D. Hsu | Management | For | For | ||
8 | Elect Director Ronald Kirk | Management | For | For | ||
9 | Elect Director Pamela H. Patsley | Management | For | For | ||
10 | Elect Director Robert E. Sanchez | Management | For | For | ||
11 | Elect Director Richard k. Templeton | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
Issuer | Chocoladefabriken Lindt & Spruengli AG | |||||
Ticker | LISN | |||||
CUSIP | H49983176 | |||||
Meeting Date | 24-Apr-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | ||
2 | Approve Remuneration Report (Non-Binding) | Management | For | For | ||
3 | Approve Discharge of Board and Senior Management | Management | For | For | ||
4 | Approve Allocation of Income and Dividends of CHF 720 per Registered Share and CHF 72 per Participation Certificate and a Special Dividend of CHF 700 per Registered Share and CHF 70 per Participation Certificate | Management | For | For | ||
5 | Approve Transfer of CHF 80.3 Million from Capital Contribution Reserves to Free Reserves and Dividends of CHF 330 per Registered Share and CHF 33 per Participation Certificate from Free Reserves | Management | For | For | ||
6 | Approve CHF 43,600 Reduction in Share Capital and CHF 466,150 Reduction in Participation Capital via Cancellation of Repurchased Shares | Management | For | For | ||
7 | Reelect Ernst Tanner as Director and Board Chairman | Management | For | For | ||
8 | Reelect Antonio Bulgheroni as Director | Management | For | For | ||
9 | Reelect Rudolf Spruengli as Director | Management | For | For | ||
10 | Reelect Elisabeth Guertler as Director | Management | For | For | ||
11 | Reelect Thomas Rinderknecht as Director | Management | For | For | ||
12 | Reelect Silvio Denz as Director | Management | For | For | ||
13 | Reappoint Rudolf Spruengli as Member of the Compensation Committee | Management | For | Against | ||
14 | Reappoint Antonio Bulgheroni as Member of the Compensation Committee | Management | For | Against | ||
15 | Appoint Silvio Denz as Member of the Compensation Committee | Management | For | For | ||
16 | Designate Patrick Schleiffer as Independent Proxy | Management | For | For | ||
17 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For | ||
18 | Approve Remuneration of Directors in the Amount of CHF 3.2 Million | Management | For | For | ||
19 | Approve Remuneration of Executive Committee in the Amount of CHF 18 Million | Management | For | For | ||
20 | Transact Other Business (Voting) | Management | For | Against | ||
Issuer | Ball Corporation | |||||
Ticker | BLL | |||||
CUSIP | 058498106 | |||||
Meeting Date | 29-Apr-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director John A. Hayes | Management | For | For | ||
2 | Elect Director Cathy D. Ross | Management | For | For | ||
3 | Elect Director Betty Sapp | Management | For | For | ||
4 | Elect Director Stuart A. Taylor, II | Management | For | For | ||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Pool Corporation | |||||
Ticker | POOL | |||||
CUSIP | 73278L105 | |||||
Meeting Date | 29-Apr-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Peter D. Arvan | Management | For | For | ||
2 | Elect Director Andrew W. Code | Management | For | For | ||
3 | Elect Director Timothy M. Graven | Management | For | For | ||
4 | Elect Director Debra S. Oler | Management | For | For | ||
5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For | ||
6 | Elect Director Harlan F. Seymour | Management | For | For | ||
7 | Elect Director Robert C. Sledd | Management | For | For | ||
8 | Elect Director John E. Stokely | Management | For | For | ||
9 | Elect Director David G. Whalen | Management | For | For | ||
10 | Ratify Ernst & Young LLP as Auditor | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | American Express Company | |||||
Ticker | AXP | |||||
CUSIP | 025816109 | |||||
Meeting Date | 05-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Charlene Barshefsky | Management | For | For | ||
2 | Elect Director John J. Brennan | Management | For | For | ||
3 | Elect Director Peter Chernin | Management | For | For | ||
4 | Elect Director Ralph de la Vega | Management | For | For | ||
5 | Elect Director Anne Lauvergeon | Management | For | For | ||
6 | Elect Director Michael O. Leavitt | Management | For | For | ||
7 | Elect Director Theodore J. Leonsis | Management | For | For | ||
8 | Elect Director Karen L. Parkhill | Management | For | For | ||
9 | Elect Director Lynn A. Pike | Management | For | For | ||
10 | Elect Director Stephen J. Squeri | Management | For | For | ||
11 | Elect Director Daniel L. Vasella | Management | For | For | ||
12 | Elect Director Ronald A. Williams | Management | For | For | ||
13 | Elect Director Christopher D. Young | Management | For | For | ||
14 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
16 | Amend Omnibus Stock Plan | Management | For | For | ||
17 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
18 | Report on Gender/Racial Pay Gap | Share Holder | Against | Against | ||
Issuer | CSX Corporation | |||||
Ticker | CSX | |||||
CUSIP | 126408103 | |||||
Meeting Date | 06-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Donna M. Alvarado | Management | For | For | ||
2 | Elect Director Pamela L. Carter | Management | For | For | ||
3 | Elect Director James M. Foote | Management | For | For | ||
4 | Elect Director Steven T. Halverson | Management | For | For | ||
5 | Elect Director Paul C. Hilal | Management | For | For | ||
6 | Elect Director John D. McPherson | Management | For | For | ||
7 | Elect Director David M. Moffett | Management | For | For | ||
8 | Elect Director Linda H. Riefler | Management | For | For | ||
9 | Elect Director Suzanne M. Vautrinot | Management | For | For | ||
10 | Elect Director J. Steven Whisler | Management | For | For | ||
11 | Elect Director John J. Zillmer | Management | For | For | ||
12 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | ||
Issuer | Skyworks Solutions, Inc. | |||||
Ticker | SWKS | |||||
CUSIP | 83088M102 | |||||
Meeting Date | 06-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director David J. Aldrich | Management | For | For | ||
2 | Elect Director Alan S. Batey | Management | For | For | ||
3 | Elect Director Kevin L. Beebe | Management | For | For | ||
4 | Elect Director Timothy R. Furey | Management | For | For | ||
5 | Elect Director Liam K. Griffin | Management | For | For | ||
6 | Elect Director Christine King | Management | For | For | ||
7 | Elect Director David P. McGlade | Management | For | For | ||
8 | Elect Director Robert A. Schriesheim | Management | For | For | ||
9 | Elect Director Kimberly S. Stevenson | Management | For | For | ||
10 | Ratify KPMG LLP as Auditor | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | ||
13 | Eliminate Supermajority Vote Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities | Management | For | For | ||
14 | Eliminate Supermajority Vote Requirement to Approve Business Combination | Management | For | For | ||
15 | Eliminate Supermajority Vote Requirement to Amend Charter Provisions Governing Directors | Management | For | For | ||
16 | Eliminate Supermajority Vote Requirement to Amend Charter Provision Governing Action by Stockholders | Management | For | For | ||
17 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
Issuer | Mettler-Toledo International Inc. | |||||
Ticker | MTD | |||||
CUSIP | 592688105 | |||||
Meeting Date | 07-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Robert F. Spoerry | Management | For | For | ||
2 | Elect Director Wah-Hui Chu | Management | For | For | ||
3 | Elect Director Domitille Doat-Le Bigot | Management | For | For | ||
4 | Elect Director Olivier A. Filliol | Management | For | For | ||
5 | Elect Director Elisha W. Finney | Management | For | For | ||
6 | Elect Director Richard Francis | Management | For | For | ||
7 | Elect Director Michael A. Kelly | Management | For | For | ||
8 | Elect Director Thomas P. Salice | Management | For | For | ||
9 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Republic Services, Inc. | |||||
Ticker | RSG | |||||
CUSIP | 760759100 | |||||
Meeting Date | 08-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Manuel Kadre | Management | For | For | ||
2 | Elect Director Tomago Collins | Management | For | For | ||
3 | Elect Director Thomas W. Handley | Management | For | For | ||
4 | Elect Director Jennifer M. Kirk | Management | For | For | ||
5 | Elect Director Michael Larson | Management | For | For | ||
6 | Elect Director Kim S. Pegula | Management | For | For | ||
7 | Elect Director Donald W. Slager | Management | For | For | ||
8 | Elect Director James P. Snee | Management | For | For | ||
9 | Elect Director Sandra M. Volpe | Management | For | For | ||
10 | Elect Director Katharine B. Weymouth | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
12 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
13 | Approve Omnibus Stock Plan | Management | For | For | ||
Issuer | Union Pacific Corporation | |||||
Ticker | UNP | |||||
CUSIP | 907818108 | |||||
Meeting Date | 14-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Andrew H. Card, Jr. | Management | For | For | ||
2 | Elect Director William J. DeLaney | Management | For | For | ||
3 | Elect Director David B. Dillon | Management | For | For | ||
4 | Elect Director Lance M. Fritz | Management | For | For | ||
5 | Elect Director Deborah C. Hopkins | Management | For | For | ||
6 | Elect Director Jane H. Lute | Management | For | For | ||
7 | Elect Director Michael R. McCarthy | Management | For | For | ||
8 | Elect Director Thomas F. McLarty, III | Management | For | For | ||
9 | Elect Director Bhavesh V. Patel | Management | For | For | ||
10 | Elect Director Jose H. Villarreal | Management | For | For | ||
11 | Elect Director Christopher J. Williams | Management | For | For | ||
12 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Require Independent Board Chairman | Share Holder | Against | Against | ||
15 | Report on Climate Change | Share Holder | Against | Against | ||
Issuer | JPMorgan Chase & Co. | |||||
Ticker | JPM | |||||
CUSIP | 46625H100 | |||||
Meeting Date | 19-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Linda B. Bammann | Management | For | For | ||
2 | Elect Director Stephen B. Burke | Management | For | For | ||
3 | Elect Director Todd A. Combs | Management | For | For | ||
4 | Elect Director James S. Crown | Management | For | For | ||
5 | Elect Director James Dimon | Management | For | For | ||
6 | Elect Director Timothy P. Flynn | Management | For | For | ||
7 | Elect Director Mellody Hobson | Management | For | For | ||
8 | Elect Director Michael A. Neal | Management | For | For | ||
9 | Elect Director Lee R. Raymond | Management | For | For | ||
10 | Elect Director Virginia M. Rometty | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
12 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
13 | Require Independent Board Chair | Share Holder | Against | For | ||
14 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Share Holder | Against | Against | ||
15 | Report on Climate Change | Share Holder | Against | For | ||
16 | Amend Shareholder Written Consent Provisions | Share Holder | Against | Against | ||
17 | Report on Charitable Contributions | Share Holder | Against | Against | ||
18 | Report on Gender/Racial Pay Gap | Share Holder | Against | Against | ||
Issuer | Thermo Fisher Scientific Inc. | |||||
Ticker | TMO | |||||
CUSIP | 883556102 | |||||
Meeting Date | 20-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Marc N. Casper | Management | For | For | ||
2 | Elect Director Nelson J. Chai | Management | For | For | ||
3 | Elect Director C. Martin Harris | Management | For | For | ||
4 | Elect Director Tyler Jacks | Management | For | For | ||
5 | Elect Director Judy C. Lewent | Management | For | For | ||
6 | Elect Director Thomas J. Lynch | Management | For | For | ||
7 | Elect Director Jim P. Manzi | Management | For | For | ||
8 | Elect Director James C. Mullen | Management | For | For | ||
9 | Elect Director Lars R. Sorensen | Management | For | For | ||
10 | Elect Director Debora L. Spar | Management | For | For | ||
11 | Elect Director Scott M. Sperling | Management | For | For | ||
12 | Elect Director Dion J. Weisler | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
Issuer | Zoetis Inc. | |||||
Ticker | ZTS | |||||
CUSIP | 98978V103 | |||||
Meeting Date | 20-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Gregory Norden | Management | For | For | ||
2 | Elect Director Louise M. Parent | Management | For | For | ||
3 | Elect Director Kristin C. Peck | Management | For | For | ||
4 | Elect Director Robert W. Scully | Management | For | For | ||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||
7 | Ratify KPMG LLP as Auditor | Management | For | For | ||
Issuer | Kansas City Southern | |||||
Ticker | KSU | |||||
CUSIP | 485170302 | |||||
Meeting Date | 21-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Lydia I. Beebe | Management | For | For | ||
2 | Elect Director Lu M. Cordova | Management | For | For | ||
3 | Elect Director Robert J. Druten | Management | For | For | ||
4 | Elect Director Antonio O. Garza, Jr. | Management | For | For | ||
5 | Elect Director David Garza-Santos | Management | For | For | ||
6 | Elect Director Janet H. Kennedy | Management | For | For | ||
7 | Elect Director Mitchell J. Krebs | Management | For | For | ||
8 | Elect Director Henry J. Maier | Management | For | For | ||
9 | Elect Director Thomas A. McDonnell | Management | For | For | ||
10 | Elect Director Patrick J. Ottensmeyer | Management | For | For | ||
11 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Provide Right to Act by Written Consent | Share Holder | Against | Against | ||
Issuer | McDonald's Corporation | |||||
Ticker | MCD | |||||
CUSIP | 580135101 | |||||
Meeting Date | 21-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Lloyd Dean | Management | For | For | ||
2 | Elect Director Robert Eckert | Management | For | For | ||
3 | Elect Director Catherine Engelbert | Management | For | For | ||
4 | Elect Director Margaret Georgiadis | Management | For | For | ||
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For | ||
6 | Elect Director Christopher Kempczinski | Management | For | For | ||
7 | Elect Director Richard Lenny | Management | For | For | ||
8 | Elect Director John Mulligan | Management | For | For | ||
9 | Elect Director Sheila Penrose | Management | For | For | ||
10 | Elect Director John Rogers, Jr. | Management | For | For | ||
11 | Elect Director Paul Walsh | Management | For | For | ||
12 | Elect Director Miles White | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
15 | Amend Omnibus Stock Plan | Management | For | For | ||
16 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Against | For | ||
17 | Report on Sugar and Public Health | Share Holder | Against | Against | ||
Issuer | The Home Depot, Inc. | |||||
Ticker | HD | |||||
CUSIP | 437076102 | |||||
Meeting Date | 21-May-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Gerard J. Arpey | Management | For | For | ||
2 | Elect Director Ari Bousbib | Management | For | For | ||
3 | Elect Director Jeffery H. Boyd | Management | For | For | ||
4 | Elect Director Gregory D. Brenneman | Management | For | For | ||
5 | Elect Director J. Frank Brown | Management | For | For | ||
6 | Elect Director Albert P. Carey | Management | For | For | ||
7 | Elect Director Helena B. Foulkes | Management | For | For | ||
8 | Elect Director Linda R. Gooden | Management | For | For | ||
9 | Elect Director Wayne M. Hewett | Management | For | For | ||
10 | Elect Director Manuel Kadre | Management | For | For | ||
11 | Elect Director Stephanie C. Linnartz | Management | For | For | ||
12 | Elect Director Craig A. Menear | Management | For | For | ||
13 | Ratify KPMG LLP as Auditors | Management | For | For | ||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
15 | Amend Shareholder Written Consent Provisions | Share Holder | Against | Against | ||
16 | Prepare Employment Diversity Report and Report on Diversity Policies | Share Holder | Against | For | ||
17 | Adopt Share Retention Policy For Senior Executives | Share Holder | Against | For | ||
18 | Report on Congruency Political Analysis and Electioneering Expenditures | Share Holder | Against | For | ||
Issuer | Ulta Beauty, Inc. | |||||
Ticker | ULTA | |||||
CUSIP | 90384S303 | |||||
Meeting Date | 03-Jun-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Michelle L. Collins | Management | For | For | ||
2 | Elect Director Patricia A. Little | Management | For | For | ||
3 | Elect Director Michael C. Smith | Management | For | For | ||
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Booking Holdings Inc. | |||||
Ticker | BKNG | |||||
CUSIP | 09857L108 | |||||
Meeting Date | 04-Jun-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Timothy M. Armstrong | Management | For | For | ||
2 | Elect Director Jeffery H. Boyd | Management | For | For | ||
3 | Elect Director Glenn D. Fogel | Management | For | For | ||
4 | Elect Director Mirian M. Graddick-Weir | Management | For | For | ||
5 | Elect Director Wei Hopeman | Management | For | For | ||
6 | Elect Director Robert J. Mylod, Jr. | Management | For | For | ||
7 | Elect Director Charles H. Noski | Management | For | For | ||
8 | Elect Director Nicholas J. Read | Management | For | For | ||
9 | Elect Director Thomas E. Rothman | Management | For | For | ||
10 | Elect Director Bob van Dijk | Management | For | For | ||
11 | Elect Director Lynn M. Vojvodich | Management | For | For | ||
12 | Elect Director Vanessa A. Wittman | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
15 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
Issuer | Mastercard Incorporated | |||||
Ticker | MA | |||||
CUSIP | 57636Q104 | |||||
Meeting Date | 16-Jun-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Richard Haythornthwaite | Management | For | For | ||
2 | Elect Director Ajay Banga | Management | For | For | ||
3 | Elect Director Richard K. Davis | Management | For | For | ||
4 | Elect Director Steven J. Freiberg | Management | For | For | ||
5 | Elect Director Julius Genachowski | Management | For | For | ||
6 | Elect Director Choon Phong Goh | Management | For | For | ||
7 | Elect Director Merit E. Janow | Management | For | For | ||
8 | Elect Director Oki Matsumoto | Management | For | For | ||
9 | Elect Director Youngme Moon | Management | For | For | ||
10 | Elect Director Rima Qureshi | Management | For | For | ||
11 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For | ||
12 | Elect Director Gabrielle Sulzberger | Management | For | For | ||
13 | Elect Director Jackson Tai | Management | For | For | ||
14 | Elect Director Lance Uggla | Management | For | For | ||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
16 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
Issuer | Delta Air Lines, Inc. | |||||
Ticker | DAL | |||||
CUSIP | 247361702 | |||||
Meeting Date | 18-Jun-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Edward H. Bastian | Management | For | For | ||
2 | Elect Director Francis S. Blake | Management | For | For | ||
3 | Elect Director Ashton B. Carter | Management | For | For | ||
4 | Elect Director David G. DeWalt | Management | For | For | ||
5 | Elect Director William H. Easter, III | Management | For | For | ||
6 | Elect Director Christopher A. Hazleton | Management | For | For | ||
7 | Elect Director Michael P. Huerta | Management | For | For | ||
8 | Elect Director Jeanne P. Jackson | Management | For | For | ||
9 | Elect Director George N. Mattson | Management | For | For | ||
10 | Elect Director Sergio A. L. Rial | Management | For | For | ||
11 | Elect Director David S. Taylor | Management | For | For | ||
12 | Elect Director Kathy N. Waller | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
15 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
16 | Report on Climate Lobbying | Share Holder | Against | For | ||
17 | Report on Political Contributions | Share Holder | Against | For | ||
18 | Report on Sexual Harassment Policy | Share Holder | Against | For | ||
Issuer | CarMax, Inc. | |||||
Ticker | KMX | |||||
CUSIP | 143130102 | |||||
Meeting Date | 23-Jun-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Peter J. Bensen | Management | For | For | ||
2 | Elect Director Ronald E. Blaylock | Management | For | For | ||
3 | Elect Director Sona Chawla | Management | For | For | ||
4 | Elect Director Thomas J. Folliard | Management | For | For | ||
5 | Elect Director Shira Goodman | Management | For | For | ||
6 | Elect Director Robert J. Hombach | Management | For | For | ||
7 | Elect Director David W. McCreight | Management | For | For | ||
8 | Elect Director William D. Nash | Management | For | For | ||
9 | Elect Director Mark F. O'Neil | Management | For | For | ||
10 | Elect Director Pietro Satriano | Management | For | For | ||
11 | Elect Director Marcella Shinder | Management | For | For | ||
12 | Elect Director Mitchell D. Steenrod | Management | For | For | ||
13 | Ratify KPMG LLP as Auditors | Management | For | For | ||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
15 | Amend Omnibus Stock Plan | Management | For | For |
FS Energy Total Return
The following details FS Energy Total Return’s proxy voting record for the period from July 1, 2019 through June 30, 2020:
Issuer | Andeavor Logistics LP | ||||||
Ticker | ANDX | ||||||
CUSIP | FDSE332C9 | ||||||
ISIN | USFDSE332C97 | ||||||
Meeting Date | 29-Jul-19 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Approve Merger Agreement | Management | For | For | |||
2 | Advisory Vote on Golden Parachutes | Management | For | For | |||
Issuer | Occidental Petroleum Corporation | ||||||
Ticker | OXY | ||||||
CUSIP | 674599105 | ||||||
ISIN | US6745991058 | ||||||
Meeting Date | 31-Dec-19 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Revoke Consent to Request to Fix a Record Date | Shareholder | For | Do Not Vote | |||
2 | Consent to Request to Fix a Record Date | Shareholder | For | For | |||
Issuer | The Williams Companies, Inc. | ||||||
Ticker | WMB | ||||||
CUSIP | 969457100 | ||||||
ISIN | US9694571004 | ||||||
Meeting Date | 28-Apr-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Elect Director Alan S. Armstrong | Management | For | For | |||
2 | Elect Director Stephen W. Bergstrom | Management | For | Against | |||
3 | Elect Director Nancy K. Buese | Management | For | For | |||
4 | Elect Director Stephen I. Chazen | Management | For | For | |||
5 | Elect Director Charles I. Cogut | Management | For | For | |||
6 | Elect Director Michael A. Creel | Management | For | For | |||
7 | Elect Director Vicki L. Fuller | Management | For | For | |||
8 | Elect Director Peter A. Ragauss | Management | For | For | |||
9 | Elect Director Scott D. Sheffield | Management | For | For | |||
10 | Elect Director Murray D. Smith | Management | For | For | |||
11 | Elect Director William H. Spence | Management | For | For | |||
12 | Amend Omnibus Stock Plan | Management | For | For | |||
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | |||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||
15 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||
Issuer | Marathon Petroleum Corporation | ||||||
Ticker | MPC | ||||||
CUSIP | 56585A102 | ||||||
ISIN | US56585A1025 | ||||||
Meeting Date | 29-Apr-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Declassify the Board of Directors | Management | For | For | |||
2 | Elect Director Steven A. Davis | Management | For | For | |||
3 | Elect Director J. Michael Stice | Management | For | For | |||
4 | Elect Director John P. Surma | Management | For | For | |||
5 | Elect Director Susan Tomasky | Management | For | For | |||
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||
8 | Adopt Simple Majority Vote | Shareholder | For | For | |||
9 | Report on Integrating Community Impacts Into Executive Compensation Program | Shareholder | Against | Against | |||
Issuer | Enbridge Inc. | ||||||
Ticker | ENB | ||||||
CUSIP | 29250N105 | ||||||
ISIN | CA29250N1050 | ||||||
Meeting Date | 05-May-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Elect Director Pamela L. Carter | Management | For | For | |||
2 | Elect Director Marcel R. Coutu | Management | For | For | |||
3 | Elect Director Susan M. Cunningham | Management | For | For | |||
4 | Elect Director Gregory L. Ebel | Management | For | For | |||
5 | Elect Director J. Herb England | Management | For | For | |||
6 | Elect Director Charles W. Fischer | Management | For | For | |||
7 | Elect Director Gregory J. Goff | Management | For | For | |||
8 | Elect Director V. Maureen Kempston Darkes | Management | For | For | |||
9 | Elect Director Teresa S. Madden | Management | For | For | |||
10 | Elect Director Al Monaco | Management | For | For | |||
11 | Elect Director Dan C. Tutcher | Management | For | For | |||
12 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | |||
13 | Approve Shareholder Rights Plan | Management | For | For | |||
14 | Amend By-Law No. 1 of Enbridge | Management | For | For | |||
15 | Advisory Vote on Executive Compensation Approach | Management | For | For | |||
Issuer | Atlantica Yield plc | ||||||
Ticker | AY | ||||||
CUSIP | G0751N103 | ||||||
ISIN | GB00BLP5YB54 | ||||||
Meeting Date | 05-May-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | |||
2 | Approve Remuneration Report | Management | For | For | |||
3 | Approve Remuneration Policy | Management | For | For | |||
4 | Elect Director Jackson Robinson | Management | For | For | |||
5 | Elect Director Andrea Brentan | Management | For | For | |||
6 | Elect Director Robert Dove | Management | For | For | |||
7 | Elect Director Francisco J. Martinez | Management | For | For | |||
8 | Authorise Issue of Equity | Management | For | For | |||
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against | |||
10 | Change Company Name to Atlantica Sustainable Infrastructure plc | Management | For | For | |||
11 | Approve Matters Relating to the Relevant Distributions | Management | For | For | |||
Issuer | Kinder Morgan, Inc. | ||||||
Ticker | KMI | ||||||
CUSIP | 49456B101 | ||||||
ISIN | US49456B1017 | ||||||
Meeting Date | 13-May-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Elect Director Richard D. Kinder | Management | For | For | |||
2 | Elect Director Steven J. Kean | Management | For | For | |||
3 | Elect Director Kimberly A. Dang | Management | For | For | |||
4 | Elect Director Ted A. Gardner | Management | For | For | |||
5 | Elect Director Anthony W. Hall, Jr. | Management | For | For | |||
6 | Elect Director Gary L. Hultquist | Management | For | For | |||
7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For | |||
8 | Elect Director Deborah A. Macdonald | Management | For | For | |||
9 | Elect Director Michael C. Morgan | Management | For | For | |||
10 | Elect Director Arthur C. Reichstetter | Management | For | For | |||
11 | Elect Director Fayez Sarofim | Management | For | For | |||
12 | Elect Director C. Park Shaper | Management | For | For | |||
13 | Elect Director William A. Smith | Management | For | For | |||
14 | Elect Director Joel V. Staff | Management | For | For | |||
15 | Elect Director Robert F. Vagt | Management | For | For | |||
16 | Elect Director Perry M. Waughtal | Management | For | For | |||
17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||
Issuer | Cheniere Energy, Inc. | ||||||
Ticker | LNG | ||||||
CUSIP | 16411R208 | ||||||
ISIN | US16411R2085 | ||||||
Meeting Date | 14-May-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Elect Director G. Andrea Botta | Management | For | For | |||
2 | Elect Director Jack A. Fusco | Management | For | For | |||
3 | Elect Director Vicky A. Bailey | Management | For | For | |||
4 | Elect Director Nuno Brandolini | Management | For | For | |||
5 | Elect Director Michele A. Evans | Management | For | For | |||
6 | Elect Director David I. Foley | Management | For | For | |||
7 | Elect Director David B. Kilpatrick | Management | For | For | |||
8 | Elect Director Andrew Langham | Management | For | For | |||
9 | Elect Director Courtney R. Mather | Management | For | For | |||
10 | Elect Director Donald F. Robillard, Jr. | Management | For | For | |||
11 | Elect Director Neal A. Shear | Management | For | For | |||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||
13 | Ratify KPMG LLP as Auditors | Management | For | For | |||
14 | Approve Omnibus Stock Plan | Management | For | For | |||
15 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | For | |||
Issuer | Targa Resources Corp. | ||||||
Ticker | TRGP | ||||||
CUSIP | 87612G101 | ||||||
ISIN | US87612G1013 | ||||||
Meeting Date | 19-May-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Elect Director Charles R. Crisp | Management | For | For | |||
2 | Elect Director Laura C. Fulton | Management | For | For | |||
3 | Elect Director James W. Whalen | Management | For | For | |||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | |||
Issuer | Plains GP Holdings, L.P. | ||||||
Ticker | PAGP | ||||||
CUSIP | 72651A207 | ||||||
ISIN | US72651A2078 | ||||||
Meeting Date | 20-May-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Elect Director Alexandra Pruner | Management | For | For | |||
2 | Elect Director Lawrence M. Ziemba | Management | For | For | |||
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | |||
Issuer | Northland Power Inc. | ||||||
Ticker | NPI | ||||||
CUSIP | 666511100 | ||||||
ISIN | CA6665111002 | ||||||
Meeting Date | 22-May-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Elect Director John W. Brace | Management | For | For | |||
2 | Elect Director James C. Temerty | Management | For | For | |||
3 | Elect Director Linda L. Bertoldi | Management | For | For | |||
4 | Elect Director Marie Bountrogianni | Management | For | For | |||
5 | Elect Director Lisa Colnett | Management | For | For | |||
6 | Elect Director Barry Gilmour | Management | For | For | |||
7 | Elect Director Russell Goodman | Management | For | For | |||
8 | Elect Director Keith Halbert | Management | For | For | |||
9 | Elect Director Ian Pearce | Management | For | For | |||
10 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | |||
11 | Approve Advance Notice Requirement | Management | For | For | |||
12 | Amend By-Law to Permit a Virtual Only Shareholder Meeting and Change Quorum Requirement for Shareholder Meetings from 10% to 25% | Management | For | For | |||
13 | Advisory Vote on Executive Compensation Approach | Management | For | For | |||
Issuer | Vivint Solar, Inc. | ||||||
Ticker | VSLR | ||||||
CUSIP | 92854Q106 | ||||||
ISIN | US92854Q1067 | ||||||
Meeting Date | 10-Jun-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Elect Director David Bywater | Management | For | Withhold | |||
2 | Elect Director Ellen S. Smith | Management | For | For | |||
3 | Elect Director Peter F. Wallace | Management | For | Withhold | |||
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | |||
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | |||
Issuer | EQM Midstream Partners, LP | ||||||
Ticker | EQM | ||||||
CUSIP | 26885B100 | ||||||
ISIN | US26885B1008 | ||||||
Meeting Date | 15-Jun-20 | ||||||
Item No. | Proposal | Proposed By | Vote | For / Against Management | |||
1 | Approve Merger Agreement | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FS Series Trust
By: /s/ Michael C. Forman
Name: Michael C. Forman
Title: President
Date: August 21, 2020