UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23216
FS Series Trust
(Exact name of registrant as specified in charter)
201 Rouse Boulevard Philadelphia, Pennsylvania (Address of principal executive offices) |
19112 (Zip code) |
Michael C. Forman
FS Series Trust
201 Rouse Boulevard
Philadelphia, Pennsylvania 19112
(Name and address of agent for service)
Registrant’s telephone number, including area code: (215) 495-1150
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 – June 30, 2019
Item 1. Proxy Voting Record.
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2018 through June 30, 2019 with respect to which each of the following funds was entitled to vote:
FS Managed Futures Fund
FS Global Macro Fund
FS Real Asset Fund
FS Long/Short Equity Fund
FS Market Neutral Fund
FS Event Driven Fund
FS Managed Futures Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2018 through June 30, 2019 with respect to which FS Managed Futures Fund was entitled to vote.
FS Global Macro Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2018 through June 30, 2019 with respect to which FSGlobal MacroFund was entitled to vote.
FS Real Asset Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2018 through June 30, 2019 with respect to which FSReal AssetFund was entitled to vote.
FS Long/Short Equity Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2018 through June 30, 2019 with respect to which FSLong/Short EquityFund was entitled to vote.
FS Market Neutral Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2018 through June 30, 2019 with respect to which FS Market Neutral Fund was entitled to vote.
FS Event Driven Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2018 through June 30, 2019 with respect to which FS Event Driven Fund was entitled to vote.
FS Multi-Strategy Alternatives Fund
The following details FS Multi-Strategy Alternative Fund’s proxy voting record for the period from July 1, 2018 through June 30, 2019:
Issuer | Deere & Co. | |||||
Ticker | DE | |||||
CUSIP | 244199105 | |||||
Meeting Date | February 27, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Samuel R. Allen | Management | For | For | ||
2 | Elect Director Vance D. Coffman | Management | For | For | ||
3 | Elect Director Alan C. Heuberger | Management | For | For | ||
4 | Elect Director Charles O. Holliday, Jr. | Management | For | For | ||
5 | Elect Director Dipak C. Jain | Management | For | For | ||
6 | Elect Director Michael O. Johanns | Management | For | For | ||
7 | Elect Director Clayton M. Jones | Management | For | For | ||
8 | Elect Director Gregory R. Page | Management | For | For | ||
9 | Elect Director Sherry M. Smith | Management | For | For | ||
10 | Elect Director Dmitri L. Stockton | Management | For | For | ||
11 | Elect Director Sheila G. Talton | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
14 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
Issuer | The Walt Disney Co. | |||||
Ticker | DIS | |||||
CUSIP | 254687106 | |||||
Meeting Date | March 7, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Susan E. Arnold | Management | For | For | ||
2 | Elect Director Mary T. Barra | Management | For | For | ||
3 | Elect Director Safra A. Catz | Management | For | For | ||
4 | Elect Director Francis A. deSouza | Management | For | For | ||
5 | Elect Director Michael Froman | Management | For | For | ||
6 | Elect Director Robert A. Iger | Management | For | For | ||
7 | Elect Director Maria Elena Lagomasino | Management | For | For | ||
8 | Elect Director Mark G. Parker | Management | For | For | ||
9 | Elect Director Derica W. Rice | Management | For | For | ||
10 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | ||
12 | Report on Lobbying Payments and Policy | Share Holder | Against | For | ||
13 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Share Holder | Against | For | ||
Issuer | HEICO Corp. | |||||
Ticker | HEI | |||||
CUSIP | 422806109 | |||||
Meeting Date | March 15, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Thomas M. Culligan | Management | For | For | ||
2 | Elect Director Adolfo Henriques | Management | For | For | ||
3 | Elect Director Mark H. Hildebrandt | Management | For | For | ||
4 | Elect Director Eric A. Mendelson | Management | For | For | ||
5 | Elect Director Laurans A. Mendelson | Management | For | For | ||
6 | Elect Director Victor H. Mendelson | Management | For | For | ||
7 | Elect Director Julie Neitzel | Management | For | For | ||
8 | Elect Director Alan Schriesheim | Management | For | For | ||
9 | Elect Director Frank J. Schwitter | Management | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
11 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
Issuer | IQVIA Holdings, Inc. | |||||
Ticker | IQV | |||||
CUSIP | 46266C105 | |||||
Meeting Date | April 9, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Carol J. Burt | Management | For | For | ||
2 | Elect Director John P. Connaughton | Management | For | Withhold | ||
3 | Elect Director John G. Danhakl | Management | For | Withhold | ||
4 | Elect Director James A. Fasano | Management | For | For | ||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
Issuer | Davide Campari-Milano SpA | |||||
Ticker | CPR | |||||
CUSIP | T3490M150 | |||||
Meeting Date | April 16, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For | ||
2 | Slate 1 Submitted by Lagfin SCA | Share Holder | None | Do Not Vote | ||
3 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Share Holder | None | For | ||
4 | Elect Luca Garavoglia as Board Chair | Share Holder | None | For | ||
5 | Approve Remuneration of Directors | Share Holder | None | For | ||
6 | Slate 1 Submitted by Lagfin SCA | Share Holder | None | Against | ||
7 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Share Holder | None | For | ||
8 | Approve Internal Statutory Auditors' Remuneration | Share Holder | None | For | ||
9 | Approve Remuneration Policy | Management | For | Against | ||
10 | Approve Stock Option Plan | Management | For | Against | ||
11 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against | ||
12 | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against | ||
Issuer | Moody's Corporation | |||||
Ticker | MCO | |||||
CUSIP | 615369105 | |||||
Meeting Date | April 16, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Basil L. Anderson | Management | For | For | ||
2 | Elect Director Jorge A. Bermudez | Management | For | For | ||
3 | Elect Director Therese Esperdy | Management | For | For | ||
4 | Elect Director Vincent A. Forlenza | Management | For | For | ||
5 | Elect Director Kathryn M. Hill | Management | For | For | ||
6 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For | ||
7 | Elect Director Henry A. McKinnell, Jr. | Management | For | For | ||
8 | Elect Director Leslie F. Seidman | Management | For | For | ||
9 | Elect Director Bruce Van Saun | Management | For | For | ||
10 | Elect Director Gerrit Zalm | Management | For | For | ||
11 | Ratify KPMG LLP as Auditor | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | The Sherwin-Williams Company | |||||
Ticker | SHW | |||||
CUSIP | 824348106 | |||||
Meeting Date | April 17, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Kerrii B. Anderson | Management | For | For | ||
2 | Elect Director Arthur F. Anton | Management | For | For | ||
3 | Elect Director Jeff M. Fettig | Management | For | For | ||
4 | Elect Director David F. Hodnik | Management | For | For | ||
5 | Elect Director Richard J. Kramer | Management | For | For | ||
6 | Elect Director Susan J. Kropf | Management | For | For | ||
7 | Elect Director John G. Morikis | Management | For | For | ||
8 | Elect Director Christine A. Poon | Management | For | For | ||
9 | Elect Director John M. Stropki | Management | For | For | ||
10 | Elect Director Michael H. Thaman | Management | For | For | ||
11 | Elect Director Matthew Thornton, III | Management | For | For | ||
12 | Elect Director Steven H. Wunning | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Ernst & Young LLP as Auditor | Management | For | For | ||
Issuer | Domino's Pizza, Inc. | |||||
Ticker | DPZ | |||||
CUSIP | 25754A201 | |||||
Meeting Date | April 23, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director David A. Brandon | Management | For | For | ||
2 | Elect Director Richard E. Allison, Jr. | Management | For | For | ||
3 | Elect Director C. Andrew Ballard | Management | For | For | ||
4 | Elect Director Andrew B. Balson | Management | For | For | ||
5 | Elect Director Corie S. Barry | Management | For | For | ||
6 | Elect Director Diana F. Cantor | Management | For | For | ||
7 | Elect Director Richard L. Federico | Management | For | For | ||
8 | Elect Director James A. Goldman | Management | For | For | ||
9 | Elect Director Patricia E. Lopez | Management | For | For | ||
10 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Ball Corporation | |||||
Ticker | BLL | |||||
CUSIP | 058498106 | |||||
Meeting Date | April 24, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Daniel J. Heinrich | Management | For | For | ||
2 | Elect Director Georgia R. Nelson | Management | For | For | ||
3 | Elect Director Cynthia A. Niekamp | Management | For | For | ||
4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Bank of America Corporation | |||||
Ticker | BAC | |||||
CUSIP | 060505104 | |||||
Meeting Date | April 24, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Sharon L. Allen | Management | For | For | ||
2 | Elect Director Susan S. Bies | Management | For | For | ||
3 | Elect Director Jack O. Bovender, Jr. | Management | For | For | ||
4 | Elect Director Frank P. Bramble, Sr. | Management | For | For | ||
5 | Elect Director Pierre J.P. de Weck | Management | For | For | ||
6 | Elect Director Arnold W. Donald | Management | For | For | ||
7 | Elect Director Linda P. Hudson | Management | For | For | ||
8 | Elect Director Monica C. Lozano | Management | For | For | ||
9 | Elect Director Thomas J. May | Management | For | For | ||
10 | Elect Director Brian T. Moynihan | Management | For | For | ||
11 | Elect Director Lionel L. Nowell, III | Management | For | For | ||
12 | Elect Director Clayton S. Rose | Management | For | For | ||
13 | Elect Director Michael D. White | Management | For | For | ||
14 | Elect Director Thomas D. Woods | Management | For | For | ||
15 | Elect Director R. David Yost | Management | For | For | ||
16 | Elect Director Maria T. Zuber | Management | For | For | ||
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
18 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
19 | Amend Omnibus Stock Plan | Management | For | For | ||
20 | Report on Gender Pay Gap | Share Holder | Against | For | ||
21 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
22 | Amend Proxy Access Right | Share Holder | Against | For | ||
Issuer | Ingevity Corp. | |||||
Ticker | NGVT | |||||
CUSIP | 45688C107 | |||||
Meeting Date | April 25, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Jean S. Blackwell | Management | For | For | ||
2 | Elect Director Luis Fernandez-Moreno | Management | For | For | ||
3 | Elect Director J. Michael Fitzpatrick | Management | For | For | ||
4 | Elect Director Diane H. Gulyas | Management | For | For | ||
5 | Elect Director Richard B. Kelson | Management | For | For | ||
6 | Elect Director Frederick J. Lynch | Management | For | For | ||
7 | Elect Director Karen G. Narwold | Management | For | For | ||
8 | Elect Director Daniel F. Sansone | Management | For | For | ||
9 | Elect Director D. Michael Wilson | Management | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
11 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
12 | Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements | Management | For | For | ||
Issuer | frontdoor, Inc. | |||||
Ticker | FTDR | |||||
CUSIP | 35905A109 | |||||
Meeting Date | April 29, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Peter L. Cella | Management | For | For | ||
2 | Elect Director Liane J. Pelletier | Management | For | For | ||
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | ||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | ||
Issuer | The Boeing Company | |||||
Ticker | BA | |||||
CUSIP | 097023105 | |||||
Meeting Date | April 29, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Robert A. Bradway | Management | For | For | ||
2 | Elect Director David L. Calhoun | Management | For | For | ||
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For | ||
4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For | ||
5 | Elect Director Lynn J. Good | Management | For | For | ||
6 | Elect Director Nikki R. Haley | Management | For | For | ||
7 | Elect Director Lawrence W. Kellner | Management | For | For | ||
8 | Elect Director Caroline B. Kennedy | Management | For | For | ||
9 | Elect Director Edward M. Liddy | Management | For | For | ||
10 | Elect Director Dennis A. Muilenburg | Management | For | For | ||
11 | Elect Director Susan C. Schwab | Management | For | For | ||
12 | Elect Director Ronald A. Williams | Management | For | For | ||
13 | Elect Director Mike S. Zafirovski | Management | For | For | ||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
15 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
16 | Report on Lobbying Payments and Policy | Share Holder | Against | For | ||
17 | Adjust Executive Compensation Metrics for Share Buybacks | Share Holder | Against | Against | ||
18 | Require Independent Board Chairman | Share Holder | Against | For | ||
19 | Amend Proxy Access Right | Share Holder | Against | For | ||
20 | Adopt Share Retention Policy For Senior Executives | Share Holder | Against | For | ||
Issuer | Kemper Corp. | |||||
Ticker | KMPR | |||||
CUSIP | 488401100 | |||||
Meeting Date | May 1, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Teresa A. Canida | Management | For | For | ||
2 | Elect Director George N. Cochran | Management | For | For | ||
3 | Elect Director Kathleen M. Cronin | Management | For | For | ||
4 | Elect Director Lacy M. Johnson | Management | For | For | ||
5 | Elect Director Robert J. Joyce | Management | For | For | ||
6 | Elect Director Joseph P. Lacher, Jr. | Management | For | For | ||
7 | Elect Director Christopher B. Sarofim | Management | For | For | ||
8 | Elect Director David P. Storch | Management | For | For | ||
9 | Elect Director Susan D. Whiting | Management | For | For | ||
10 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | ||
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Issuer | Pool Corporation | |||||
Ticker | POOL | |||||
CUSIP | 73278L105 | |||||
Meeting Date | May 1, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Andrew W. Code | Management | For | For | ||
2 | Elect Director Timothy M. Graven | Management | For | For | ||
3 | Elect Director Debra S. Oler | Management | For | For | ||
4 | Elect Director Manuel J. Perez de la Mesa | Management | For | For | ||
5 | Elect Director Harlan F. Seymour | Management | For | For | ||
6 | Elect Director Robert C. Sledd | Management | For | For | ||
7 | Elect Director John E. Stokely | Management | For | For | ||
8 | Elect Director David G. Whalen | Management | For | For | ||
9 | Ratify Ernst & Young LLP as Auditor | Management | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Chocoladefabriken Lindt & Spruengli AG | |||||
Ticker | LISN | |||||
CUSIP | H49983176 | |||||
Meeting Date | May 2, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | ||
2 | Approve Remuneration Report | Management | For | For | ||
3 | Approve Discharge of Board and Senior Management | Management | For | For | ||
4 | Approve Allocation of Income and Dividends of CHF 640 per Registered Share and CHF 64 per Participation Certificate | Management | For | For | ||
5 | Approve Dividends of CHF 360 per Registered Share and CHF 36 per Participation Certificate from Capital Contribution Reserves | Management | For | For | ||
6 | Approve CHF 10,000 Reduction in Share Capital and CHF 181,560 Reduction in Participation Capital via Cancellation of Repurchased Shares | Management | For | For | ||
7 | Reelect Ernst Tanner as Director and Board Chairman | Management | For | For | ||
8 | Reelect Antonio Bulgheroni as Director | Management | For | For | ||
9 | Reelect Rudolf Spruengli as Director | Management | For | For | ||
10 | Reelect Elisabeth Guertler as Director | Management | For | For | ||
11 | Reelect Thomas Rinderknecht as Director | Management | For | For | ||
12 | Reelect Silvio Denz as Director | Management | For | For | ||
13 | Reappoint Rudolf Spruengli as Member of the Compensation Committee | Management | For | Against | ||
14 | Reappoint Antonio Bulgheroni as Member of the Compensation Committee | Management | For | Against | ||
15 | Appoint Silvio Denz as Member of the Compensation Committee | Management | For | For | ||
16 | Designate Patrick Schleiffer as Independent Proxy | Management | For | For | ||
17 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For | ||
18 | Approve Remuneration of Directors in the Amount of CHF 5.3 Million | Management | For | For | ||
19 | Approve Remuneration of Executive Committee in the Amount of CHF 18 Million | Management | For | For | ||
20 | Approve Increase in Conditional Participation Capital Reserved for Stock Option Plan | Management | For | For | ||
21 | Transact Other Business (Voting) | Management | For | Against | ||
Issuer | CSX Corporation | |||||
Ticker | CSX | |||||
CUSIP | 126408103 | |||||
Meeting Date | May 3, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Donna M. Alvarado | Management | For | For | ||
2 | Elect Director Pamela L. Carter | Management | For | For | ||
3 | Elect Director James M. Foote | Management | For | For | ||
4 | Elect Director Steven T. Halverson | Management | For | For | ||
5 | Elect Director Paul C. Hilal | Management | For | For | ||
6 | Elect Director John D. McPherson | Management | For | For | ||
7 | Elect Director David M. Moffett | Management | For | For | ||
8 | Elect Director Linda H. Riefler | Management | For | For | ||
9 | Elect Director J. Steven Whisler | Management | For | For | ||
10 | Elect Director John J. Zillmer | Management | For | For | ||
11 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Approve Omnibus Stock Plan | Management | For | For | ||
Issuer | Berkshire Hathaway Inc. | |||||
Ticker | BRK.B | |||||
CUSIP | 084670702 | |||||
Meeting Date | May 4, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Warren E. Buffet | Management | For | For | ||
2 | Elect Director Charles T. Munger | Management | For | For | ||
3 | Elect Director Gregory E. Abel | Management | For | For | ||
4 | Elect Director Howard G. Buffett | Management | For | For | ||
5 | Elect Director Stephen B. Burke | Management | For | For | ||
6 | Elect Director Susan L. Decker | Management | For | For | ||
7 | Elect Director William H. Gates, III | Management | For | For | ||
8 | Elect Director David S. Gottesman | Management | For | For | ||
9 | Elect Director Charlotte Guyman | Management | For | For | ||
10 | Elect Director Ajit Jain | Management | For | For | ||
11 | Elect Director Thomas S. Murphy | Management | For | For | ||
12 | Elect Director Ronald L. Olson | Management | For | For | ||
13 | Elect Director Walter Scott, Jr. | Management | For | Withhold | ||
14 | Elect Director Meryl B. Witmer | Management | For | For | ||
Issuer | Cadence Bancorporation | |||||
Ticker | CADE | |||||
CUSIP | 12739A100 | |||||
Meeting Date | May 8, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director J. Richard Fredericks | Management | For | For | ||
2 | Elect Director Virginia A. Hepner | Management | For | For | ||
3 | Elect Director Kathy Waller | Management | For | For | ||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
Issuer | IDEXX Laboratories, Inc. | |||||
Ticker | IDXX | |||||
CUSIP | 45168D104 | |||||
Meeting Date | May 8, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Jonathan W. Ayers | Management | For | For | ||
2 | Elect Director Stuart M. Essig | Management | For | For | ||
3 | Elect Director M. Anne Szostak | Management | For | For | ||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Savills Plc | |||||
Ticker | SVS | |||||
CUSIP | G78283119 | |||||
Meeting Date | May 8, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | ||
2 | Approve Remuneration Report | Management | For | For | ||
3 | Approve Final Dividend | Management | For | For | ||
4 | Re-elect Nicholas Ferguson as Director | Management | For | For | ||
5 | Re-elect Mark Ridley as Director | Management | For | For | ||
6 | Re-elect Tim Freshwater as Director | Management | For | For | ||
7 | Re-elect Rupert Robson as Director | Management | For | For | ||
8 | Re-elect Simon Shaw as Director | Management | For | For | ||
9 | Elect Stacey Cartwright as Director | Management | For | For | ||
10 | Elect Florence Tondu-Melique as Director | Management | For | For | ||
11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For | ||
13 | Authorise Issue of Equity | Management | For | For | ||
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For | ||
15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For | ||
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For | ||
17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For | ||
Issuer | Mettler-Toledo International Inc. | |||||
Ticker | MTD | |||||
CUSIP | 592688105 | |||||
Meeting Date | May 9, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Robert F. Spoerry | Management | For | For | ||
2 | Elect Director Wah-Hui Chu | Management | For | For | ||
3 | Elect Director Olivier A. Filliol | Management | For | For | ||
4 | Elect Director Elisha W. Finney | Management | For | For | ||
5 | Elect Director Richard Francis | Management | For | For | ||
6 | Elect Director Marco Gadola | Management | For | For | ||
7 | Elect Director Michael A. Kelly | Management | For | For | ||
8 | Elect Director Thomas P. Salice | Management | For | For | ||
9 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Tractor Supply Company | |||||
Ticker | TSCO | |||||
CUSIP | 892356106 | |||||
Meeting Date | May 9, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Cynthia T. Jamison | Management | For | For | ||
2 | Elect Director Ricardo Cardenas | Management | For | For | ||
3 | Elect Director Denise L. Jackson | Management | For | For | ||
4 | Elect Director Thomas A. Kingsbury | Management | For | For | ||
5 | Elect Director Ramkumar Krishnan | Management | For | For | ||
6 | Elect Director George MacKenzie | Management | For | For | ||
7 | Elect Director Edna K. Morris | Management | For | For | ||
8 | Elect Director Mark J. Weikel | Management | For | For | ||
9 | Elect Director Gregory A. Sandfort | Management | For | For | ||
10 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Old Dominion Freight Line, Inc. | |||||
Ticker | ODFL | |||||
CUSIP | 679580100 | |||||
Meeting Date | May 15, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Earl E. Congdon | Management | For | For | ||
2 | Elect Director David S. Congdon | Management | For | For | ||
3 | Elect Director Sherry A. Aaholm | Management | For | For | ||
4 | Elect Director John R. Congdon, Jr. | Management | For | For | ||
5 | Elect Director Bradley R. Gabosch | Management | For | For | ||
6 | Elect Director Greg C. Gantt | Management | For | For | ||
7 | Elect Director Patrick D. Hanley | Management | For | For | ||
8 | Elect Director John D. Kasarda | Management | For | For | ||
9 | Elect Director Leo H. Suggs | Management | For | For | ||
10 | Elect Director D. Michael Wray | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
12 | Ratify Ernst & Young LLP as Auditor | Management | For | For | ||
Issuer | Xylem Inc. | |||||
Ticker | XYL | |||||
CUSIP | 98419M100 | |||||
Meeting Date | May 15, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Jeanne Beliveau-Dunn | Management | For | For | ||
2 | Elect Director Curtis J. Crawford | Management | For | For | ||
3 | Elect Director Patrick K. Decker | Management | For | For | ||
4 | Elect Director Robert F. Friel | Management | For | For | ||
5 | Elect Director Jorge M. Gomez | Management | For | For | ||
6 | Elect Director Victoria D. Harker | Management | For | For | ||
7 | Elect Director Sten E. Jakobsson | Management | For | For | ||
8 | Elect Director Steven R. Loranger | Management | For | For | ||
9 | Elect Director Surya N. Mohapatra | Management | For | For | ||
10 | Elect Director Jerome A. Peribere | Management | For | For | ||
11 | Elect Director Markos I. Tambakeras | Management | For | For | ||
12 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Against | For | ||
Issuer | Hasbro, Inc. | |||||
Ticker | HAS | |||||
CUSIP | 418056107 | |||||
Meeting Date | May 16, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Kenneth A. Bronfin | Management | For | For | ||
2 | Elect Director Michael R. Burns | Management | For | For | ||
3 | Elect Director Hope F. Cochran | Management | For | For | ||
4 | Elect Director Crispin H. Davis | Management | For | For | ||
5 | Elect Director John A. Frascotti | Management | For | For | ||
6 | Elect Director Lisa Gersh | Management | For | For | ||
7 | Elect Director Brian D. Goldner | Management | For | For | ||
8 | Elect Director Alan G. Hassenfeld | Management | For | For | ||
9 | Elect Director Tracy A. Leinbach | Management | For | For | ||
10 | Elect Director Edward M. Philip | Management | For | For | ||
11 | Elect Director Richard S. Stoddart | Management | For | For | ||
12 | Elect Director Mary Beth West | Management | For | For | ||
13 | Elect Director Linda K. Zecher | Management | For | For | ||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
15 | Ratify KPMG LLP as Auditor | Management | For | For | ||
Issuer | Union Pacific Corporation | |||||
Ticker | UNP | |||||
CUSIP | 907818108 | |||||
Meeting Date | May 16, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Andrew H. Card, Jr. | Management | For | For | ||
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For | ||
3 | Elect Director William J. DeLaney | Management | For | For | ||
4 | Elect Director David B. Dillon | Management | For | For | ||
5 | Elect Director Lance M. Fritz | Management | For | For | ||
6 | Elect Director Deborah C. Hopkins | Management | For | For | ||
7 | Elect Director Jane H. Lute | Management | For | For | ||
8 | Elect Director Michael R. McCarthy | Management | For | For | ||
9 | Elect Director Thomas F. McLarty, III | Management | For | For | ||
10 | Elect Director Bhavesh V. Patel | Management | For | For | ||
11 | Elect Director Jose H. Villarreal | Management | For | For | ||
12 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Require Independent Board Chairman | Share Holder | Against | Against | ||
Issuer | Republic Services, Inc. | |||||
Ticker | RSG | |||||
CUSIP | 760759100 | |||||
Meeting Date | May 17, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Manuel Kadre | Management | For | For | ||
2 | Elect Director Tomago Collins | Management | For | For | ||
3 | Elect Director Thomas W. Handley | Management | For | For | ||
4 | Elect Director Jennifer M. Kirk | Management | For | For | ||
5 | Elect Director Michael Larson | Management | For | For | ||
6 | Elect Director Kim S. Pegula | Management | For | For | ||
7 | Elect Director Ramon A. Rodriguez | Management | For | For | ||
8 | Elect Director Donald W. Slager | Management | For | For | ||
9 | Elect Director James P. Snee | Management | For | For | ||
10 | Elect Director John M. Trani | Management | For | For | ||
11 | Elect Director Sandra M. Volpe | Management | For | For | ||
12 | Elect Director Katharine B. Weymouth | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Ernst & Young LLP as Auditor | Management | For | For | ||
15 | Report on Political Contributions | Share Holder | Against | For | ||
Issuer | JPMorgan Chase & Co. | |||||
Ticker | JPM | |||||
CUSIP | 46625H100 | |||||
Meeting Date | May 21, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Linda B. Bammann | Management | For | For | ||
2 | Elect Director James A. Bell | Management | For | For | ||
3 | Elect Director Stephen B. Burke | Management | For | For | ||
4 | Elect Director Todd A. Combs | Management | For | For | ||
5 | Elect Director James S. Crown | Management | For | For | ||
6 | Elect Director James Dimon | Management | For | For | ||
7 | Elect Director Timothy P. Flynn | Management | For | For | ||
8 | Elect Director Mellody Hobson | Management | For | For | ||
9 | Elect Director Laban P. Jackson, Jr. | Management | For | For | ||
10 | Elect Director Michael A. Neal | Management | For | For | ||
11 | Elect Director Lee R. Raymond | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | ||
13 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
14 | Report on Gender Pay Gap | Share Holder | Against | For | ||
15 | Amend Proxy Access Right | Share Holder | Against | For | ||
16 | Provide for Cumulative Voting | Share Holder | Against | Against | ||
Issuer | PayPal Holdings, Inc. | |||||
Ticker | PYPL | |||||
CUSIP | 70450Y103 | |||||
Meeting Date | May 22, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Rodney C. Adkins | Management | For | For | ||
2 | Elect Director Wences Casares | Management | For | For | ||
3 | Elect Director Jonathan Christodoro | Management | For | For | ||
4 | Elect Director John J. Donahoe | Management | For | For | ||
5 | Elect Director David W. Dorman | Management | For | For | ||
6 | Elect Director Belinda J. Johnson | Management | For | For | ||
7 | Elect Director Gail J. McGovern | Management | For | For | ||
8 | Elect Director Deborah M. Messemer | Management | For | For | ||
9 | Elect Director David M. Moffett | Management | For | For | ||
10 | Elect Director Ann M. Sarnoff | Management | For | For | ||
11 | Elect Director Daniel H. Schulman | Management | For | For | ||
12 | Elect Director Frank D. Yeary | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | ||
14 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
15 | Report on Political Contributions | Share Holder | Against | Against | ||
16 | Amend Board Governance Documents to Define Human Rights Responsibilities | Share Holder | Against | Against | ||
Issuer | Thermo Fisher Scientific Inc. | |||||
Ticker | TMO | |||||
CUSIP | 883556102 | |||||
Meeting Date | May 22, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Marc N. Casper | Management | For | For | ||
2 | Elect Director Nelson J. Chai | Management | For | For | ||
3 | Elect Director C. Martin Harris | Management | For | For | ||
4 | Elect Director Tyler Jacks | Management | For | For | ||
5 | Elect Director Judy C. Lewent | Management | For | For | ||
6 | Elect Director Thomas J. Lynch | Management | For | For | ||
7 | Elect Director Jim P. Manzi | Management | For | For | ||
8 | Elect Director James C. Mullen | Management | For | For | ||
9 | Elect Director Lars R. Sorensen | Management | For | For | ||
10 | Elect Director Scott M. Sperling | Management | For | For | ||
11 | Elect Director Elaine S. Ullian | Management | For | For | ||
12 | Elect Director Dion J. Weisler | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
Issuer | The Home Depot, Inc. | |||||
Ticker | HD | |||||
CUSIP | 437076102 | |||||
Meeting Date | May 23, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Gerard J. Arpey | Management | For | For | ||
2 | Elect Director Ari Bousbib | Management | For | For | ||
3 | Elect Director Jeffery H. Boyd | Management | For | For | ||
4 | Elect Director Gregory D. Brenneman | Management | For | For | ||
5 | Elect Director J. Frank Brown | Management | For | For | ||
6 | Elect Director Albert P. Carey | Management | For | For | ||
7 | Elect Director Helena B. Foulkes | Management | For | For | ||
8 | Elect Director Linda R. Gooden | Management | For | For | ||
9 | Elect Director Wayne M. Hewett | Management | For | For | ||
10 | Elect Director Manuel Kadre | Management | For | For | ||
11 | Elect Director Stephanie C. Linnartz | Management | For | For | ||
12 | Elect Director Craig A. Menear | Management | For | For | ||
13 | Ratify KPMG LLP as Auditors | Management | For | For | ||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
15 | Prepare Employment Diversity Report and Report on Diversity Policies | Share Holder | Against | For | ||
16 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Against | For | ||
17 | Report on Prison Labor in the Supply Chain | Share Holder | Against | For | ||
Issuer | Delta Air Lines, Inc. | |||||
Ticker | DAL | |||||
CUSIP | 247361702 | |||||
Meeting Date | June 20, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Edward H. Bastian | Management | For | For | ||
2 | Elect Director Francis S. Blake | Management | For | For | ||
3 | Elect Director Daniel A. Carp | Management | For | For | ||
4 | Elect Director Ashton B. Carter | Management | For | For | ||
5 | Elect Director David G. DeWalt | Management | For | For | ||
6 | Elect Director William H. Easter, III | Management | For | For | ||
7 | Elect Director Christopher A. Hazleton | Management | For | For | ||
8 | Elect Director Michael P. Huerta | Management | For | For | ||
9 | Elect Director Jeanne P. Jackson | Management | For | For | ||
10 | Elect Director George N. Mattson | Management | For | For | ||
11 | Elect Director Sergio A. L. Rial | Management | For | For | ||
12 | Elect Director Kathy N. Waller | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
15 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
Issuer | CarMax, Inc. | |||||
Ticker | KMX | |||||
CUSIP | 143130102 | |||||
Meeting Date | June 25, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Peter J. Bensen | Management | For | For | ||
2 | Elect Director Ronald E. Blaylock | Management | For | For | ||
3 | Elect Director Sona Chawla | Management | For | For | ||
4 | Elect Director Thomas J. Folliard | Management | For | For | ||
5 | Elect Director Shira Goodman | Management | For | For | ||
6 | Elect Director Robert J. Hombach | Management | For | For | ||
7 | Elect Director David W. McCreight | Management | For | For | ||
8 | Elect Director William D. Nash | Management | For | For | ||
9 | Elect Director Pietro Satriano | Management | For | For | ||
10 | Elect Director Marcella Shinder | Management | For | For | ||
11 | Elect Director Mitchell D. Steenrod | Management | For | For | ||
12 | Ratify KPMG LLP as Auditors | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Amend Omnibus Stock Plan | Management | For | For | ||
15 | Report on Political Contributions | Share Holder | Against | For | ||
Issuer | Mastercard Incorporated | |||||
Ticker | MA | |||||
CUSIP | 57636Q104 | |||||
Meeting Date | June 25, 2019 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote | ||
1 | Elect Director Richard Haythornthwaite | Management | For | For | ||
2 | Elect Director Ajay Banga | Management | For | For | ||
3 | Elect Director David R. Carlucci | Management | For | For | ||
4 | Elect Director Richard K. Davis | Management | For | For | ||
5 | Elect Director Steven J. Freiberg | Management | For | For | ||
6 | Elect Director Julius Genachowski | Management | For | For | ||
7 | Elect Director Choon Phong Goh | Management | For | For | ||
8 | Elect Director Merit E. Janow | Management | For | For | ||
9 | Elect Director Oki Matsumoto | Management | For | For | ||
10 | Elect Director Youngme Moon | Management | For | For | ||
11 | Elect Director Rima Qureshi | Management | For | For | ||
12 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For | ||
13 | Elect Director Gabrielle Sulzberger | Management | For | For | ||
14 | Elect Director Jackson Tai | Management | For | For | ||
15 | Elect Director Lance Uggla | Management | For | For | ||
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
17 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
18 | Report on Gender Pay Gap | Share Holder | Against | For | ||
19 | Establish Human Rights Board Committee | Share Holder | Against | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FS Series Trust | ||
By: | /s/ Michael C. Forman | |
Name: Michael C. Forman | ||
Title: President | ||
Date: August 29, 2019 |