The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Bankwell Financial Group Inc | Equity | 06654A103 | 5,148 | 139,359 | SH | SOLE | 139,359 | 0 | 0 | ||
Carolina Financial Corp | Equity | 143873107 | 3,121 | 86,977 | SH | SOLE | 86,977 | 0 | 0 | ||
Comerica Inc | Equity | 200340107 | 6,635 | 87,000 | SH | SOLE | 87,000 | 0 | 0 | ||
Central Valley Community Banco | Equity | 155685100 | 1,279 | 57,364 | SH | SOLE | 57,364 | 0 | 0 | ||
Community West Bancshares | Equity | 204157101 | 3,204 | 308,058 | SH | SOLE | 308,058 | 0 | 0 | ||
Citizens First Corp | Equity | 17462Q107 | 4,069 | 170,677 | SH | SOLE | 170,677 | 0 | 0 | ||
First Bancshares Inc/The | Equity | 318916103 | 1,699 | 56,338 | SH | SOLE | 56,338 | 0 | 0 | ||
1st Constitution Bancorp | Equity | 31986N102 | 2,272 | 125,198 | SH | SOLE | 125,198 | 0 | 0 | ||
First Citizens BancShares Inc/ | Equity | 31946M103 | 6,401 | 17,121 | SH | SOLE | 17,121 | 0 | 0 | ||
Howard Bancorp Inc | Equity | 442496105 | 1,527 | 73,057 | SH | SOLE | 73,057 | 0 | 0 | ||
Fidelity Southern Corp | Equity | 316394105 | 6,481 | 274,141 | SH | SOLE | 274,141 | 0 | 0 | ||
Middlefield Banc Corp | Equity | 596304204 | 3,458 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
NI Holdings Inc | Equity | 65342T106 | 1,020 | 56,971 | SH | SOLE | 56,971 | 0 | 0 | ||
Norwood Financial Corp | Equity | 669549107 | 994 | 32,561 | SH | SOLE | 32,561 | 0 | 0 | ||
Oak Valley Bancorp | Equity | 671807105 | 4,959 | 295,362 | SH | SOLE | 295,362 | 0 | 0 | ||
Peapack Gladstone Financial Co | Equity | 704699107 | 4,454 | 132,009 | SH | SOLE | 132,009 | 0 | 0 | ||
Plumas Bancorp | Equity | 729273102 | 7,372 | 352,747 | SH | SOLE | 352,747 | 0 | 0 | ||
QCR Holdings Inc | Equity | 74727A104 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
Regions Financial Corp | Equity | 7591EP100 | 7,286 | 478,383 | SH | SOLE | 478,383 | 0 | 0 | ||
Southern Missouri Bancorp Inc | Equity | 843380106 | 4,221 | 115,680 | SH | SOLE | 115,680 | 0 | 0 | ||
SmartFinancial Inc | Equity | 83190L208 | 610 | 25,350 | SH | SOLE | 25,350 | 0 | 0 | ||
Community Financial Corp/The | Equity | 20368X101 | 2,276 | 64,347 | SH | SOLE | 64,347 | 0 | 0 | ||
Timberland Bancorp Inc/WA | Equity | 887098101 | 11,781 | 375,899 | SH | SOLE | 375,899 | 0 | 0 | ||
Wellesley Bank | Equity | 949485106 | 688 | 25,466 | SH | SOLE | 25,466 | 0 | 0 | ||
Zions Bancorporation | Equity | 989701107 | 6,841 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
Zions Bancorporation | Warrant | 989701115 | 835 | 55,000 | SH | SOLE | 55,000 | 0 | 0 |