The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alpine Banks of Colorado | Equity | 020810107 | 590 | 173 | SH | SOLE | 173 | 0 | 0 | ||
American River Bankshares | Equity | 029326105 | 1,769 | 205,235 | SH | SOLE | 205,235 | 0 | 0 | ||
Avidbank Holdings Inc | Equity | 05368J103 | 1,575 | 100,006 | SH | SOLE | 100,006 | 0 | 0 | ||
Bay Banks of Virginia Inc | Equity | 072035108 | 1,977 | 362,744 | SH | SOLE | 362,744 | 0 | 0 | ||
Baker Boyer Bancorp | Equity | 057124109 | 271 | 4,793 | SH | SOLE | 4,793 | 0 | 0 | ||
Bank of Southern California NA | Equity | 065104101 | 2,409 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
Bank of Fincastle/The | Equity | 062113105 | 1,070 | 486,486 | SH | SOLE | 486,486 | 0 | 0 | ||
Blue Ridge Bankshares Inc | Equity | 095825105 | 3,846 | 241,119 | SH | SOLE | 241,119 | 0 | 0 | ||
Ballston Spa Bancorp Inc | Equity | 058701103 | 321 | 6,864 | SH | SOLE | 6,864 | 0 | 0 | ||
Bank of Southside Virginia Cor | Equity | 065121105 | 6 | 40 | SH | SOLE | 40 | 0 | 0 | ||
Beach Community Bank | Equity | 07332N103 | 2,100 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Bankwell Financial Group Inc | Equity | 06654A103 | 2,025 | 132,682 | SH | SOLE | 132,682 | 0 | 0 | ||
Boyle Bancorp Inc | Equity | 103442109 | 963 | 16,050 | SH | SOLE | 16,050 | 0 | 0 | ||
California Bancorp Inc | Equity | 13005U101 | 1,951 | 166,064 | SH | SOLE | 166,064 | 0 | 0 | ||
Citba Financial Corp | Equity | 173024100 | 1,627 | 73,940 | SH | SOLE | 73,940 | 0 | 0 | ||
Comunibanc Corp | Equity | 205846108 | 1,109 | 48,238 | SH | SOLE | 48,238 | 0 | 0 | ||
Community Bank of the Bay | Equity | 203485107 | 2,767 | 559,000 | SH | SOLE | 559,000 | 0 | 0 | ||
Citizens Commerce Bancshares I | Equity | 17452P200 | 1,194 | 190,982 | SH | SOLE | 190,982 | 0 | 0 | ||
Cecil Bancorp Inc | Equity | 149841306 | 368 | 367,501 | SH | SOLE | 367,501 | 0 | 0 | ||
Citizens Financial Group Inc | Equity | 174610105 | 2,540 | 135,100 | SH | SOLE | 135,100 | 0 | 0 | ||
Croghan Bancshares Inc | Equity | 227072105 | 241 | 7,269 | SH | SOLE | 7,269 | 0 | 0 | ||
CIB Marine Bancshares Inc | Equity | 12542L103 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
Comerica Inc | Equity | 200340107 | 2,794 | 95,235 | SH | SOLE | 95,235 | 0 | 0 | ||
CNB Community Bancorp Inc | Equity | 12618F105 | 846 | 29,678 | SH | SOLE | 29,678 | 0 | 0 | ||
CNB Bank Shares Inc | Equity | 18978K105 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
Canandaigua National Corp | Equity | 137143103 | 1,260 | 7,001 | SH | SOLE | 7,001 | 0 | 0 | ||
Chesapeake Financial Shares In | Equity | 16517A109 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
Cornerstone Community Bancorp | Equity | 21925R108 | 1,639 | 121,379 | SH | SOLE | 121,379 | 0 | 0 | ||
Cashmere Valley Bank | Equity | 14756K102 | 2,525 | 57,397 | SH | SOLE | 57,397 | 0 | 0 | ||
Central Valley Community Banco | Equity | 155685100 | 618 | 47,364 | SH | SOLE | 47,364 | 0 | 0 | ||
Community West Bancshares | Equity | 204157101 | 1,423 | 233,611 | SH | SOLE | 233,611 | 0 | 0 | ||
Crystal Valley Financial Corp | Equity | 22941P100 | 2,163 | 51,308 | SH | SOLE | 51,308 | 0 | 0 | ||
Citizens Bancorp/OR | Equity | 172950107 | 847 | 66,917 | SH | SOLE | 66,917 | 0 | 0 | ||
Delmar Bancorp | Equity | 247035207 | 872 | 157,059 | SH | SOLE | 157,059 | 0 | 0 | ||
Dacotah Banks Inc | Equity | 233422104 | 961 | 38,427 | SH | SOLE | 38,427 | 0 | 0 | ||
Delmarva Bancshares Inc | Equity | 247100100 | 2,127 | 366,662 | SH | SOLE | 366,662 | 0 | 0 | ||
Denver Bankshares Inc | Equity | 249082108 | 535 | 1,983 | SH | SOLE | 1,983 | 0 | 0 | ||
Enterprise Bancorp Inc/MA | Equity | 293668109 | 610 | 22,585 | SH | SOLE | 22,585 | 0 | 0 | ||
Embassy Bancorp Inc | Equity | 290791102 | 1,362 | 130,486 | SH | SOLE | 130,486 | 0 | 0 | ||
Exchange Bank/Santa Rosa CA | Equity | 301227203 | 9,609 | 84,106 | SH | SOLE | 84,106 | 0 | 0 | ||
First Bankers Trustshares Inc | Equity | 31929F109 | 3,803 | 146,250 | SH | SOLE | 146,250 | 0 | 0 | ||
Farmers Bankshares Inc | Equity | 309479103 | 1,106 | 85,070 | SH | SOLE | 85,070 | 0 | 0 | ||
1st Constitution Bancorp | Equity | 31986N102 | 2,044 | 154,298 | SH | SOLE | 154,298 | 0 | 0 | ||
First Citizens BancShares Inc/ | Equity | 31946M202 | 8,324 | 28,703 | SH | SOLE | 28,703 | 0 | 0 | ||
1st Colonial Bancorp Inc | Equity | 319716106 | 479 | 108,920 | SH | SOLE | 108,920 | 0 | 0 | ||
Fentura Financial Inc | Equity | 314645102 | 2,080 | 136,364 | SH | SOLE | 136,364 | 0 | 0 | ||
FFD Financial Corp | Equity | 30243C107 | 1,007 | 17,973 | SH | SOLE | 17,973 | 0 | 0 | ||
Foresight Financial Group Inc | Equity | 345526107 | 3,418 | 139,757 | SH | SOLE | 139,757 | 0 | 0 | ||
First National of Nebraska Inc | Equity | 335720108 | 7,387 | 859 | SH | SOLE | 859 | 0 | 0 | ||
1st Capital Bank | Equity | 31944C107 | 377 | 39,591 | SH | SOLE | 39,591 | 0 | 0 | ||
First Mid Bancshares Inc | Equity | 320866106 | 3,131 | 131,900 | SH | SOLE | 131,900 | 0 | 0 | ||
Farmers & Merchants Bank of Lo | Equity | 308243104 | 3,693 | 626 | SH | SOLE | 626 | 0 | 0 | ||
Farmers and Merchants Bancshar | Equity | 308856103 | 2,000 | 147,637 | SH | SOLE | 147,637 | 0 | 0 | ||
First Northern Community Banco | Equity | 335925103 | 1,592 | 196,263 | SH | SOLE | 196,263 | 0 | 0 | ||
First Ottawa Bancshares Inc | Equity | 335876108 | 58 | 1,107 | SH | SOLE | 1,107 | 0 | 0 | ||
First Reliance Bancshares Inc | Equity | 33615Q100 | 2,099 | 381,677 | SH | SOLE | 381,677 | 0 | 0 | ||
First National Corp/VA | Equity | 32106V107 | 4,271 | 284,751 | SH | SOLE | 284,751 | 0 | 0 | ||
Grand River Commerce Inc | Equity | 386441109 | 968 | 212,727 | SH | SOLE | 212,727 | 0 | 0 | ||
Highlands Bankshares Inc/WV | Equity | 43088W104 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
Heartland BancCorp | Equity | 421962101 | 2,169 | 39,719 | SH | SOLE | 39,719 | 0 | 0 | ||
Heritage Southeast BanCorp Inc | Equity | 42727V105 | 1,908 | 155,105 | SH | SOLE | 155,105 | 0 | 0 | ||
Heritage Commerce Corp | Equity | 426927109 | 2,585 | 337,034 | SH | SOLE | 337,034 | 0 | 0 | ||
Iowa First Bancshares Corp | Equity | 46246F202 | 2,165 | 68,180 | SH | SOLE | 68,180 | 0 | 0 | ||
Ledyard Financial Group Inc | Equity | 523338101 | 1,768 | 95,578 | SH | SOLE | 95,578 | 0 | 0 | ||
Middlefield Banc Corp | Equity | 596304204 | 2,472 | 156,348 | SH | SOLE | 156,348 | 0 | 0 | ||
Macatawa Bank Corp | Equity | 554225102 | 676 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
Mountain Commerce Bancorp Inc | Equity | 624004107 | 503 | 33,197 | SH | SOLE | 33,197 | 0 | 0 | ||
Middlebury National Corp | Equity | 596237107 | 582 | 18,783 | SH | SOLE | 18,783 | 0 | 0 | ||
Merchants Financial Group Inc | Equity | 588538108 | 5,272 | 87,495 | SH | SOLE | 87,495 | 0 | 0 | ||
Marquette National Corp | Equity | 571599109 | 2,202 | 95,725 | SH | SOLE | 95,725 | 0 | 0 | ||
MNB Corp | Equity | 553104100 | 1,282 | 32,046 | SH | SOLE | 32,046 | 0 | 0 | ||
Mission Bancorp/Bakersfield CA | Equity | 605015106 | 3,554 | 53,040 | SH | SOLE | 53,040 | 0 | 0 | ||
North Dallas Bank & Trust Co | Equity | 659012108 | 1,197 | 21,759 | SH | SOLE | 21,759 | 0 | 0 | ||
Oregon Pacific Bancorp | Equity | 686040205 | 3,051 | 676,412 | SH | SOLE | 676,412 | 0 | 0 | ||
Oak Valley Bancorp | Equity | 671807105 | 4,536 | 288,176 | SH | SOLE | 288,176 | 0 | 0 | ||
Oxford Bank Corp/MI | Equity | 69140P100 | 2,381 | 133,788 | SH | SOLE | 133,788 | 0 | 0 | ||
Pinnacle Bank/Gilroy CA | Equity | 72346K107 | 1,298 | 176,566 | SH | SOLE | 176,566 | 0 | 0 | ||
Peapack-Gladstone Financial Co | Equity | 704699107 | 2,750 | 153,209 | SH | SOLE | 153,209 | 0 | 0 | ||
Plumas Bancorp | Equity | 729273102 | 6,433 | 347,747 | SH | SOLE | 347,747 | 0 | 0 | ||
Prime Meridian Holding Co | Equity | 74164R107 | 1,338 | 95,200 | SH | SOLE | 95,200 | 0 | 0 | ||
Pinnacle Financial Partners In | Equity | 72346Q104 | 2,784 | 74,152 | SH | SOLE | 74,152 | 0 | 0 | ||
PSB Holding Corp | Equity | 69362L100 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
Regions Financial Corp | Equity | 7591EP100 | 4,157 | 463,383 | SH | SOLE | 463,383 | 0 | 0 | ||
Red River Bancshares Inc | Equity | 75686R202 | 1,272 | 34,173 | SH | SOLE | 34,173 | 0 | 0 | ||
Redwood Capital Bancorp | Equity | 75777X100 | 1,954 | 174,478 | SH | SOLE | 174,478 | 0 | 0 | ||
South Atlantic Bancshares Inc | Equity | 83636T104 | 2,276 | 284,508 | SH | SOLE | 284,508 | 0 | 0 | ||
Southern BancShares NC Inc | Equity | 842243107 | 8,079 | 2,505 | SH | SOLE | 2,505 | 0 | 0 | ||
SouthCrest Financial Group Inc | Equity | 84129X107 | 2,190 | 333,317 | SH | SOLE | 333,317 | 0 | 0 | ||
Security Bancorp Inc/TN | Equity | 81377P109 | 360 | 6,914 | SH | SOLE | 6,914 | 0 | 0 | ||
Santa Cruz County Bank | Equity | 801827106 | 3,290 | 90,771 | SH | SOLE | 90,771 | 0 | 0 | ||
Southeastern Banking Corp | Equity | 84158P108 | 1,462 | 79,016 | SH | SOLE | 79,016 | 0 | 0 | ||
Star Financial Group Inc | Equity | 855121109 | 1,252 | 22,765 | SH | SOLE | 22,765 | 0 | 0 | ||
Summit Bancshares Inc/CA | Equity | 866010101 | 1,053 | 42,458 | SH | SOLE | 42,458 | 0 | 0 | ||
Southern Missouri Bancorp Inc | Equity | 843380106 | 1,482 | 61,079 | SH | SOLE | 61,079 | 0 | 0 | ||
Security National Corp/IA | Equity | 814784104 | 2,040 | 20,400 | SH | SOLE | 20,400 | 0 | 0 | ||
Synovus Financial Corp | Equity | 87161C501 | 2,283 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
Solvay Bank | Equity | 83441Q105 | 2,495 | 83,173 | SH | SOLE | 83,173 | 0 | 0 | ||
Surrey Bancorp | Equity | 86888W105 | 994 | 98,456 | SH | SOLE | 98,456 | 0 | 0 | ||
Community Financial Corp/The | Equity | 20368X101 | 1,312 | 59,347 | SH | SOLE | 59,347 | 0 | 0 | ||
Tri City Bankshares Corp | Equity | 895364107 | 1,476 | 99,399 | SH | SOLE | 99,399 | 0 | 0 | ||
Timberland Bancorp Inc/WA | Equity | 887098101 | 5,175 | 282,919 | SH | SOLE | 282,919 | 0 | 0 | ||
Town and Country Financial Cor | Equity | 892039108 | 1,283 | 71,286 | SH | SOLE | 71,286 | 0 | 0 | ||
Tri-County Financial Group Inc | Equity | 89546P108 | 1,598 | 53,281 | SH | SOLE | 53,281 | 0 | 0 | ||
United BanCorp of Alabama Inc | Equity | 90944R100 | 1,556 | 82,971 | SH | SOLE | 82,971 | 0 | 0 | ||
United Tennessee Bankshares In | Equity | 91307P202 | 711 | 44,463 | SH | SOLE | 44,463 | 0 | 0 | ||
Valley National Bancorp | Equity | 919794107 | 2,228 | 304,810 | SH | SOLE | 304,810 | 0 | 0 | ||
Wayne Savings Bancshares Inc | Equity | 94624Q101 | 620 | 37,584 | SH | SOLE | 37,584 | 0 | 0 | ||
Woodlands Financial Services C | Equity | 979685104 | 1,725 | 77,506 | SH | SOLE | 77,506 | 0 | 0 | ||
Wellesley Bank | Equity | 949485106 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
1867 Western Financial Corp | Equity | 282518109 | 285 | 57 | SH | SOLE | 57 | 0 | 0 | ||
West Suburban Bancorp Inc | Equity | 956152409 | 2,902 | 7,697 | SH | SOLE | 7,697 | 0 | 0 | ||
WTB Financial Corp | Equity | 929334209 | 3,815 | 14,641 | SH | SOLE | 14,641 | 0 | 0 | ||
York Traditions Bank | Equity | 987159100 | 2,977 | 209,048 | SH | SOLE | 209,048 | 0 | 0 | ||
Zions Bancorp NA | Equity | 989701107 | 3,693 | 138,000 | SH | SOLE | 138,000 | 0 | 0 | ||
ZIONS BANCORP NA | Warrant | 989701115 | 18 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
SPDR S&P Regional Banking ETF | Com | 78464A698 | 110 | 40,000 | SH | SOLE | 40,000 | 0 | 0 |