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Worth Venture Partners

Filed: 14 Feb 17, 7:00pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ACORDA THERAPEUTICS INCCOM00484M10636954,000SHPutOTR1054,0000
ACORDA THERAPEUTICS INCCOM00484M10639850SH SOLE85000
ACORDA THERAPEUTICS INCCOM00484M10651228,450SH OTR1028,4500
AEVI GENOMIC MEDICINE INCCOM00835P105211119,000SHCallOTR10119,0000
AEVI GENOMIC MEDICINE INCCOM00835P105129,200SHPutOTR109,2000
AIR PRODS & CHEMS INCCOM0091581063962,750SH SOLE2,75000
ALERE INCCOM01449J1056149SH OTR101490
ALERE INCCOM01449J1057431,900SHCallOTR1031,9000
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1026827,770SH SOLE7,77000
ALPHABET INCCAP STK CL A02079K305372469SH SOLE46900
ALPHABET INCCAP STK CL C02079K1071,5321,985SH SOLE1,98500
ANGIES LIST INCCOM03475410175591,740SH SOLE91,74000
ANI PHARMACEUTICALS INCCOM00182C10378,500SHPutOTR108,5000
ANI PHARMACEUTICALS INCNOTE 3.000%12/000182CAA11,100945,000PRN OTR10945,0000
APARTMENT INVT & MGMT COCL A03748R10172615,973SH SOLE15,97300
AV HOMES INCCOM00234P1021,05466,713SH SOLE66,71300
BAIDU INCSPON ADR REP A0567521084732,877SH SOLE2,87700
BANK AMER CORPCOM06050510464829,306SH OTR2029,3060
BAYTEX ENERGY CORPCOM07317Q10512619,271SH OTR2019,2710
BEAZER HOMES USA INCCOM NEW07556Q88118313,721SH SOLE13,72100
BIOCRYST PHARMACEUTICALSCOM09058V103394264,400SHCallOTR10264,4000
BIOCRYST PHARMACEUTICALSCOM09058V10324,200SHPutOTR104,2000
BLACKHAWK NETWORK HLDGS INCCOM09238E1041,04327,696SH SOLE27,69600
BMC STK HLDGS INCCOM05591B10924612,612SH OTR2012,6120
BUILDERS FIRSTSOURCE INCCOM12008R107533,443SH SOLE3,44300
BUILDERS FIRSTSOURCE INCCOM12008R10715515,502SH OTR2015,5020
CANADIAN PAC RY LTDCOM13645T1007064,946SH OTR204,9460
CARROLS RESTAURANT GROUP INCCOM14574X10418211,965SH OTR2011,9650
CENOVUS ENERGY INCCOM15135U10924612,108SH OTR2012,1080
CF INDS HLDGS INCCOM1252691002738,660SH SOLE8,66000
CHARTER COMMUNICATIONS INC NCL A16119P1086652,310SH OTR102,3100
CITIGROUP INCCOM NEW1729674241622,642SH SOLE2,64200
CITIGROUP INCCOM NEW17296742469011,687SH OTR2011,6870
CONSOLIDATED TOMOKA LD COCOM2102261061,71532,101SH SOLE32,10100
CONTINENTAL BLDG PRODS INCCOM21117110325310,946SH SOLE10,94600
COTT CORP QUECOM22163N10626523,374SH OTR2023,3740
DSP GROUP INCCOM23332B1061,29499,146SH SOLE99,14600
DYCOM INDS INCCOM2674751011722,152SH OTR202,1520
DYCOM INDS INCCOM2674751017208,960SH SOLE8,96000
E TRADE FINANCIAL CORPCOM NEW2692464013159,085SH OTR209,0850
EASTERLY GOVT PPTYS INCCOM27616P10398249,049SH SOLE49,04900
ENCANA CORPCOM29250510434329,189SH OTR2029,1890
ENERNOC INCCOM2927641079315,550SH SOLE15,55000
EQUITY COMWLTHCOM SH BEN INT29462810270023,154SH SOLE23,15400
FIESTA RESTAURANT GROUP INCCOM31660B10130410,200SH SOLE10,20000
GOLAR LNG LTD BERMUDASHSG9456A1003810,700SHCallSOLE10,70000
GOLAR LNG LTD BERMUDASHSG9456A10052622,916SH SOLE22,91600
GRANITE CONSTR INCCOM3873281072574,666SH OTR204,6660
HOME DEPOT INCCOM4370761021801,343SH OTR201,3430
HOME DEPOT INCCOM43707610223170SH SOLE17000
HORIZON PHARMA PLCSHSG4617B1053521,700SHPutOTR1021,7000
HORIZON PHARMA PLCSHSG4617B1051296,400SHCallOTR1096,4000
INOTEK PHARMACEUTICALS CORPCOM45780V1022823,800SHPutOTR1023,8000
INOTEK PHARMACEUTICALS CORPCOM45780V10211972,900SHCallOTR1072,9000
INTERACTIVE BROKERS GROUP INCOM45841N10759516,300SH SOLE16,30000
ISHARES TR20 YR TR BD ETF4642874325724,800SH SOLE4,80000
ISHARES TRIBOXX HI YD ETF4642885133861,000SHPutSOLE61,00000
ISHARES TRRUSSELL 2000 ETF4642876557532,500SHPutSOLE32,50000
ISHARES TRU.S. REAL ES ETF4642877395466,300SHPutSOLE66,30000
KB HOMECOM48666K10932520,560SH SOLE20,56000
KITE RLTY GROUP TRCOM NEW49803T30097941,691SH SOLE41,69100
KOSMOS ENERGY LTDSHSG5315B1073516,300SHCallSOLE16,30000
LANNET INCCOM5160121015713,900SHPutOTR1013,9000
LANNET INCCOM51601210112561SH SOLE56100
LIFE STORAGE INCCOM53223X1071,13013,261SH SOLE13,26100
MACOM TECH SOLUTIONS HLDGS ICOM55405Y10098221,228SH SOLE21,22800
MALIBU BOATS INCCOM CL A56117J10078941,358SH SOLE41,35800
MANULIFE FINL CORPCOM56501R10657732,367SH OTR032,3670
MARTIN MARIETTA MATLS INCCOM5732841064031,820SH SOLE1,82000
MEDICINES CODBCV 1.375% 6/0584688AC92,5181,864PRN OTR101,8640
MUELLER WTR PRODS INCCOM SER A62475810817212,921SH OTR2012,9210
NAVISTAR INTL CORP NEWNOTE 4.750% 4/163934EAS7623630,000PRN OTR10630,0000
NEXSTAR BROADCASTING GROUP ICL A65336K1031,20619,060SH SOLE19,06000
NORTHSTAR REALTY EUROPE CORPCOM66706L10194575,133SH SOLE75,13300
NORTHSTAR REALTY EUROPE CORPCOM66706L1018643SH OTR106430
NRG YIELD INCCL A NEW62942X30627818,080SH SOLE18,08000
OOMA INCCOM68341610168776,384SH SOLE76,38400
OPEN TEXT CORPCOM6837151063465,595SH OTR205,5950
OWENS RLTY MTG INCCOM6908281081,49880,893SH SOLE80,89300
PACIFIC COAST OIL TRUNIT BEN INT6941031021110,280SH SOLE10,28000
PARATEK PHARMACEUTICALS INCCOM699374302452,940SH OTR102,9400
PARATEK PHARMACEUTICALS INCCOM6993743026900SHCallOTR109000
PARATEK PHARMACEUTICALS INCCOM699374302349,800SHPutOTR109,8000
PARSLEY ENERGY INCCL A7018771022376,728SH SOLE6,72800
PATTERN ENERGY GROUP INCCL A70338P10049826,214SH SOLE26,21400
PENNEY J C INCCOM70816010624729,700SH SOLE29,70000
PGT INNOVATIONS INCCOM69336V10140134,989SH OTR2034,9890
PINNACLE ENTMT INC NEWCOM72348Y10514610,032SH SOLE10,03200
PNC FINL SVCS GROUP INCCOM6934751052091,783SH OTR201,7830
PRECISION DRILLING CORPCOM 201074022D3087914,464SH OTR2014,4640
QTS RLTY TR INCCOM CL A74736A10385817,264SH SOLE17,26400
RAMCO-GERSHENSON PPTYS TRCOM SH BEN INT7514522021,03362,280SH SOLE62,28000
RED LION HOTELS CORPCOM7567641061,211145,018SH SOLE145,01800
RESTAURANT BRANDS INTL INCCOM76131D1033196,690SH OTR206,6900
RITE AID CORPCOM7677541043568,200SHPutOTR1068,2000
RITE AID CORPCOM76775410425530,916SH OTR1030,9160
RMR GROUP INCCL A74967R10675619,128SH SOLE19,12800
RSP PERMIAN INCCOM74978Q1053157,058SH SOLE7,05800
SHORETEL INCCOM82521110545864,024SH SOLE64,02400
SOTHEBYSCOM8358981072365,922SH SOLE5,92200
SOUTHWEST AIRLS COCOM8447411082124,246SH SOLE4,24600
SPDR S&P 500 ETF TRTR UNIT78462F1036432,500SHPutSOLE32,50000
SPDR SERIES TRUSTBLOMBERG BRC SRT78464A4742,50382,000SH SOLE82,00000
SPDR SERIES TRUSTS&P OILGAS EXP78464A7301202,890SH SOLE2,89000
STILLWATER MNG CONOTE 1.750%10/186074QAL64,2943,347,000PRN OTR103,347,0000
SUN LIFE FINL INCCOM86679610555610,776SH OTR2010,7760
SUNOPTA INCCOM8676EP1088011,333SH SOLE11,33300
TESARO INCNOTE 3.000%10/0881569AA516,5524,255,000PRN OTR104,255,0000
TRANSALTA CORPCOM89346D1079112,196SH OTR2012,1960
TRANSCANADA CORPCOM89353D1072634,343SH OTR204,3430
TRANSGLOBE ENERGY CORPCOM8936621063621,030SH SOLE21,03000
UNION PAC CORPCOM9078181082222,138SH OTR202,1380
UNITED PARCEL SERVICE INCCL B9113121068807,680SH SOLE7,68000
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4092,61933,000SH SOLE33,00000
VECTOR GROUP LTDCOM92240M108841,600SHPutOTR1041,6000
VECTOR GROUP LTDFRNT 1/192240MAY47,8995,043,000PRN OTR105,043,0000
VERISIGN INCCOM92343E1026318,300SH SOLE8,30000
VERISIGN INCSDCV 3.250% 8/192343EAD47,0703,150,000PRN OTR103,150,0000
VERISK ANALYTICS INCCOM92345Y1066097,500SH SOLE7,50000
VERTEX PHARMACEUTICALS INCCOM92532F1007044,900SHCallOTR1044,9000
VERTEX PHARMACEUTICALS INCCOM92532F10077238,800SHPutOTR1038,8000
WABASH NATL CORPNOTE 3.375% 5/0929566AH01,218841,000PRN OTR10841,0000
WASTE CONNECTIONS INCCOM94106B1016107,759SH OTR07,7590
WELLS FARGO & CO NEWCOM94974610180414,600SH SOLE14,60000
WELLS FARGO & CO NEWCOM9497461012264,103SH OTR204,1030
XENIA HOTELS & RESORTS INCCOM98401710320410,530SH SOLE10,53000
ZOGENIX INCCOM NEW98978L20410222,200SHCallOTR1022,2000