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Worth Venture Partners

Filed: 10 Aug 17, 8:00pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AEROHIVE NETWORKS INCCOM007786106625125,045SH SOLE125,04500
AIRGAIN INCCOM00938A10488762,534SH SOLE62,53400
ALCOBRA LTDSHSM2239P109305271,982SH SOLE271,98200
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1023482,470SH SOLE2,47000
ALPHABET INCCAP STK CL A02079K305222239SH SOLE23900
ALPHABET INCCAP STK CL C02079K1071,3311,465SH SOLE1,46500
ANI PHARMACEUTICALS INCCOM00182C103816,700SHPutOTR1016,7000
ANI PHARMACEUTICALS INCNOTE 3.000%12/000182CAA11,4091,338,000PRN OTR101,338,0000
APPTIO INCCL A03835C10865137,499SH SOLE37,49900
ARCONIC INCCOM03965L100425,500SHPutOTR1025,5000
ARISTA NETWORKS INCCOM0404131061,89712,661SH OTR1012,6610
ARISTA NETWORKS INCCOM04041310621,300SHPutOTR101,3000
ATTUNITY LTDSHS NEWM153321211,097152,604SH SOLE152,60400
AXOVANT SCIENCES LTDCOMG0750W1041,434103,200SHCallOTR10103,2000
AXOVANT SCIENCES LTDCOMG0750W1041400SHPutOTR104000
BAIDU INCSPON ADR REP A0567521084612,577SH SOLE2,57700
BALL CORPCOM0584981063388,000SH SOLE8,00000
BANK AMER CORPCOM06050510435014,436SH OTR2014,4360
BMC STK HLDGS INCCOM05591B10954524,962SH OTR2024,9620
CANADIAN PAC RY LTDCOM13645T1002421,506SH OTR201,5060
CARA THERAPEUTICS INCCOM140755109503,188SH OTR103,1880
CARA THERAPEUTICS INCCOM14075510903,200SHCallOTR103,2000
CARA THERAPEUTICS INCCOM1407551099228,800SHPutOTR1028,8000
CARROLS RESTAURANT GROUP INCCOM14574X10420316,585SH OTR2016,5850
CITRIX SYS INCNOTE 0.500% 4/1177376AD2767639,000PRN OTR10639,0000
CLEARFIELD INCCOM18482P10335326,774SH SOLE26,77400
CLIFFS NAT RES INCCOM18683K10118426,600SH SOLE26,60000
COLONY NORTHSTAR INCCL A COM19625W104114,200SHPutOTR1014,2000
CONSOLIDATED TOMOKA LD COCOM21022610675613,283SH SOLE13,28300
COOPER TIRE & RUBR COCOM2168311072356,500SH SOLE6,50000
COTT CORP QUECOM22163N10655938,684SH OTR2038,6840
CSX CORPCOM1264081033606,592SH OTR206,5920
DBV TECHNOLOGIES S ASPONSORED ADR23306J10138928,900SHCallOTR1028,9000
DSP GROUP INCCOM23332B1061,01887,719SH SOLE87,71900
DYNEGY INC NEW DELUNIT 07/01/2019126817R4055959,564SH OTR109,5640
E TRADE FINANCIAL CORPCOM NEW2692464013388,875SH OTR208,8750
EASTERLY GOVT PPTYS INCCOM27616P10327012,910SH SOLE12,91000
ENCANA CORPCOM29250510413615,480SH OTR2015,4800
EXPEDIA INC DELCOM NEW30212P3039986,700SH SOLE6,70000
FIESTA RESTAURANT GROUP INCCOM31660B10136817,800SH SOLE17,80000
GENCOR INDS INCCOM36867810830919,084SH SOLE19,08400
GOODYEAR TIRE & RUBR COCOM38255010191626,200SH SOLE26,20000
GROUPE CGI INCCL A SUB VTG39945C1092214,329SH OTR204,3290
IMMUNOMEDICS INCCOM45290710819858,300SHCallOTR1058,3000
IMMUNOMEDICS INCCOM4529071089556,800SHPutOTR1056,8000
INOTEK PHARMACEUTICALS CORPCOM45780V1021262,700SHCallOTR1062,7000
INSMED INCCOM PAR $.0145766930721212,335SH OTR1012,3350
INSMED INCCOM PAR $.0145766930723236,600SHPutOTR1036,6000
INTEL CORPCOM4581401002025,600SHPutOTR1025,6000
INTEL CORPSDCV 12/1458140AD210,8308,292,000PRN OTR108,292,0000
INTERACTIVE BROKERS GROUP INCOM45841N10767418,000SH SOLE18,00000
INVACARE CORPCOM461203101312,800SHPutOTR1012,8000
INVACARE CORPNOTE 5.000% 2/1461203AF8756702,000PRN OTR10702,0000
ISHARES TRRUS 2000 VAL ETF4642876304754,000SH SOLE4,00000
ISHARES TRRUSSELL 2000 ETF4642876551,87013,272SH SOLE13,27200
JPMORGAN CHASE & COCOM46625H1003543,870SH OTR203,8700
KITE RLTY GROUP TRCOM NEW49803T30046124,351SH SOLE24,35100
LENNAR CORPCL A5260571043246,070SH OTR206,0700
LIBERTY GLOBAL PLCSHS CL CG5480U12055517,825SH SOLE17,82500
LIFE STORAGE INCCOM53223X1073524,752SH SOLE4,75200
LIPOCINE INC NEWCOM53630X104624,200SHCallOTR1024,2000
LIPOCINE INC NEWCOM53630X1042823,300SHPutOTR1023,3000
LIPOCINE INC NEWCOM53630X1049323,180SH OTR1023,1800
MALLINCKRODT PUB LTD COSHSG5785G1072012,800SHPutOTR1012,8000
MASTERCARD INCORPORATEDCL A57636Q1043342,750SH OTR202,7500
MASTERCARD INCORPORATEDCL A57636Q10427220SH SOLE22000
MOLINA HEALTHCARE INCNOTE 1.125% 1/160855RAC46,7163,828,000PRN OTR103,828,0000
MUELLER WTR PRODS INCCOM SER A62475810813511,521SH OTR2011,5210
NETEASE INCSPONSORED ADR64110W102234780SH SOLE78000
NEURALSTEM INCCOM NEW64127R4014346,700SHCallOTR1046,7000
NEURALSTEM INCCOM NEW64127R4013037,900SHPutOTR1037,9000
NEXSTAR MEDIA GROUP INCCL A65336K1031,14619,160SH SOLE19,16000
NORTHSTAR REALTY EUROPE CORPCOM66706L10124919,629SH SOLE19,62900
NXP SEMICONDUCTORS N VCOMN6596X109176,100SHCallOTR106,1000
NXP SEMICONDUCTORS N VCOMN6596X109915,500SHPutOTR1015,5000
NXP SEMICONDUCTORS N VDBCV 1.000%12/062952QAB66,4695,424,000PRN OTR105,424,0000
OOMA INCCOM68341610165782,105SH SOLE82,10500
OTONOMY INCCOM68906L10527439,200SHCallOTR1039,2000
OWENS RLTY MTG INCCOM69082810848128,339SH SOLE28,33900
PERION NETWORK LTDSHSM78673106201102,000SH SOLE102,00000
PIXELWORKS INCCOM NEW72581M305651141,814SH SOLE141,81400
PNC FINL SVCS GROUP INCCOM6934751053722,977SH OTR202,9770
RAMCO-GERSHENSON PPTYS TRCOM SH BEN INT75145220239630,727SH SOLE30,72700
RED LION HOTELS CORPCOM75676410633846,001SH SOLE46,00100
RTI INTL METALS INCNOTE 1.625%10/174973WAB31,4311,340,000PRN OTR101,340,0000
SAGE THERAPEUTICS INCCOM78667J10897538,300SHCallOTR1038,3000
SAGE THERAPEUTICS INCCOM78667J1080800SHPutOTR108000
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4071,38615,459SH SOLE15,45900
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3084297,801SH SOLE7,80100
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2096628,352SH SOLE8,35200
SELECT SECTOR SPDR TRSBI INT-FINL81369Y60534213,845SH SOLE13,84500
SELECT SECTOR SPDR TRSBI INT-INDS81369Y70468210,027SH SOLE10,02700
SELECT SECTOR SPDR TRSBI MATERIALS81369Y1002254,183SH SOLE4,18300
SILICOM LTDORDM841161081,24628,084SH SOLE28,08400
SKECHERS U S A INCCL A83056610544815,200SH SOLE15,20000
SPDR S&P 500 ETF TRTR UNIT78462F1031,4025,800SH SOLE5,80000
SPDR SERIES TRUSTBLOMBERG BRC SRT78464A4742,51282,000SH SOLE82,00000
SPDR SERIES TRUSTS&P BIOTECH78464A87086711,234SH SOLE11,23400
TESARO INCNOTE 3.000%10/0881569AA511,9852,958,000PRN OTR102,958,0000
TETRAPHASE PHARMACEUTICALS ICOM88165N10520929,325SH OTR1029,3250
TETRAPHASE PHARMACEUTICALS ICOM88165N1054472,600SHPutOTR1072,6000
TRANSGLOBE ENERGY CORPCOM8936621062821,030SH SOLE21,03000
TRI POINTE GROUP INCCOM87265H10931824,120SH OTR2024,1200
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4092,64133,000SH SOLE33,00000
VANGUARD WORLD FDSINF TECH ETF92204A7027675,446SH SOLE5,44600
VECTOR GROUP LTDCOM92240M10877836,500SH SOLE36,50000
VECTOR GROUP LTDCOM92240M108518,000SHPutOTR1018,0000
VECTOR GROUP LTDFRNT 1/192240MAY47,3715,037,000PRN OTR105,037,0000
VEREIT INCCOM92339V10033040,594SH SOLE40,59400
VERISIGN INCSDCV 3.250% 8/192343EAD415,7665,740,000PRN OTR105,740,0000
VERSARTIS INCCOM92529L10216322,000SHCallOTR1022,0000
WABASH NATL CORPNOTE 3.375% 5/0929566AH02,4511,273,000PRN OTR101,273,0000
WASTE CONNECTIONS INCCOM94106B1013725,778SH OTR205,7780
YAHOO INCNOTE 12/0984332AF31,7401,529,000PRN OTR101,529,0000
ZOGENIX INCCOM NEW98978L20465,300SHCallOTR105,3000
ZOGENIX INCCOM NEW98978L20410425,600SHPutOTR1025,6000
ZYNERBA PHARMACEUTICALS INCCOM98986X10922946,600SHCallOTR1046,6000
ZYNERBA PHARMACEUTICALS INCCOM98986X10939461,600SHPutOTR1061,6000
ZYNERBA PHARMACEUTICALS INCCOM98986X109143SH OTR10430