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Worth Venture Partners

Filed: 31 Jan 18, 7:00pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AEROHIVE NETWORKS INCCOM0077861061,060181,836SH SOLE 181,83600
AIRGAIN INCCOM00938A10461167,982SH SOLE 67,98200
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1024952,870SH SOLE 2,87000
ALPHABET INCCAP STK CL C02079K1071,6591,585SH SOLE 1,58500
ANI PHARMACEUTICALS INCNOTE 3.000%12/000182CAA11,2751,102,000PRN OTR101,102,0000
APPTIO INCCL A03835C10886736,856SH SOLE 36,85600
ASML HOLDING N VN Y REGISTRY SHSN070592102781,600SH SOLE 1,60000
BAIDU INCSPON ADR REP A0567521084161,777SH SOLE 1,77700
CANADIAN PAC RY LTDCOM13645T1004312,356SH OTR202,3560
CARROLS RESTAURANT GROUP INCCOM14574X10414611,995SH OTR2011,9950
CLEARFIELD INCCOM18482P10359748,723SH SOLE 48,72300
COGNIZANT TECHNOLOGY SOLUTIOCL A1924461025,55378,195SH OTR1078,1950
CONVERGYS CORPSDCV 5.750% 9/1212485AE62,3441,075,000PRN OTR101,075,0000
DSP GROUP INCCOM23332B10696377,067SH SOLE 77,06700
E TRADE FINANCIAL CORPCOM NEW2692464014248,561SH OTR208,5610
EXPEDIA INC DELCOM NEW30212P3038336,955SH SOLE 6,95500
FIESTA RESTAURANT GROUP INCCOM31660B10171837,800SH SOLE 37,80000
GENCOR INDS INCCOM36867810831619,084SH SOLE 19,08400
GENERAL CABLE CORP DEL NEWFRNT 4.500%11/1369300AL21,1371,075,000PRN OTR101,075,0000
GOODYEAR TIRE & RUBR COCOM38255010195629,600SH SOLE 29,60000
INTERACTIVE BROKERS GROUP INCOM45841N1072253,800SH SOLE 3,80000
INTERDIGITAL INCNOTE 1.500% 3/0458660AD91,2881,076,000PRN OTR101,076,0000
INVACARE CORPNOTE 5.000% 2/1461203AF82,0261,614,000PRN OTR101,614,0000
IROBOT CORPCOM4627261001,14314,900SH SOLE 14,90000
ISHARES TRRUS 2000 VAL ETF4642876305034,000SH SOLE 4,00000
ISHARES TRRUSSELL 2000 ETF4642876552,74518,009SH SOLE 18,00900
KAMADA LTDSHSM6240T10924451,322SH SOLE 51,32200
KANSAS CITY SOUTHERNCOM NEW4851703023,38432,160SH OTR1032,1600
KINROSS GOLD CORPCOM NO PAR496902404214,870SH OTR204,8700
KINROSS GOLD CORPCOM NO PAR4969024045512,847SH SOLE 12,84700
LENNAR CORPCL A5260571042503,950SH OTR203,9500
LENNAR CORPCL A5260571043675,800SH SOLE 5,80000
LIPOCINE INC NEWCOM53630X1044412,838SH OTR1012,8380
MARTIN MARIETTA MATLS INCCOM5732841062881,300SH SOLE 1,30000
MELLANOX TECHNOLOGIES LTDSHSM513631135718,827SH SOLE 8,82700
MOHAWK INDS INCCOM608190104201730SH OTR207300
NETEASE INCSPONSORED ADR64110W1029042,620SH SOLE 2,62000
NEXSTAR MEDIA GROUP INCCL A65336K1031,15514,760SH SOLE 14,76000
NL INDS INCCOM NEW62915640721214,901SH OTR1014,9010
NXP SEMICONDUCTORS N VDBCV 1.000%12/062952QAB65,3334,299,000PRN OTR104,299,0000
OOMA INCCOM68341610162051,914SH SOLE 51,91400
OTONOMY INCCOM68906L10529953,760SH OTR1053,7600
OWENS CORNING NEWCOM6907421012893,140SH OTR203,1400
OWENS CORNING NEWCOM69074210117180SH SOLE 18000
PACIRA PHARMACEUTICALS INCCOM6951271004369,557SH OTR109,5570
PINNACLE FOODS INC DELCOM72348P1043,14452,868SH OTR1052,8680
PIXELWORKS INCCOM NEW72581M3051,152182,030SH SOLE 182,03000
PNC FINL SVCS GROUP INCCOM6934751052201,527SH OTR201,5270
QUANTENNA COMMUNICATIONS INCCOM74766D10049240,298SH SOLE 40,29800
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4071,55715,774SH SOLE 15,77400
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083235,679SH SOLE 5,67900
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2091,16714,116SH SOLE 14,11600
SELECT SECTOR SPDR TRSBI INT-FINL81369Y60541114,747SH SOLE 14,74700
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7046548,643SH SOLE 8,64300
SKECHERS U S A INCCL A8305661051,81347,900SH SOLE 47,90000
SM ENERGY CONOTE 1.500% 7/078454LAM2330332,800PRN OTR20332,8000
SPDR SERIES TRUSTPORTFOLIO SHORT78464A4742,49482,000SH SOLE 82,00000
SPDR SERIES TRUSTS&P BIOTECH78464A8706247,352SH SOLE 7,35200
SPDR SERIES TRUSTS&P PHARMAC78464A7222265,191SH SOLE 5,19100
SUCAMPO PHARMACEUTICALS INCDBCV 3.250%12/1864909AA42,2921,878,000PRN OTR101,878,0000
TRANSGLOBE ENERGY CORPCOM8936621063021,030SH SOLE 21,03000
TRINITY INDS INCNOTE 3.875% 6/0896522AF61,8681,185,000PRN OTR101,185,0000
TRIPADVISOR INCCOM89694520143712,700SH SOLE 12,70000
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4092,61733,000SH SOLE 33,00000
VANGUARD WORLD FDSINF TECH ETF92204A7028485,151SH SOLE 5,15100
VECTOR GROUP LTDFRNT 1/192240MAY41,099691,000PRN OTR10691,0000
VERISIGN INCSDCV 3.250% 8/192343EAD42,803835,000PRN OTR10835,0000
WABASH NATL CORPNOTE 3.375% 5/0929566AH01,859991,000PRN OTR10991,0000
WASTE CONNECTIONS INCCOM94106B1012473,478SH OTR203,4780
YAHOO INCNOTE 12/0984332AF36,6574,944,000PRN OTR104,944,0000