The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BROOKFIELD BUSINESS PART UNIT | UNIT LTD LP | G16234109 | 104 | 2,280 | SH | OTR | 2 | 0 | 2,280 | 0 | |
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 294 | 14,060 | SH | OTR | 2 | 0 | 14,060 | 0 | |
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 3 | 62,900 | SH | Put | OTR | 1 | 0 | 62,900 | 0 |
NABORS INDUSTRIES LTD | CALL OPTIONS | G6359F103 | 1 | 7,600 | SH | Call | OTR | 1 | 0 | 7,600 | 0 |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 418 | 67,778 | SH | OTR | 1 | 0 | 67,778 | 0 | |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 80 | 2,905 | SH | SOLE | 2,905 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL L | PUT OPTIONS | G81075106 | 2 | 50,000 | SH | Put | OTR | 1 | 0 | 50,000 | 0 |
Transocean Ltd | PUT OPTIONS | H8817H100 | 2 | 29,500 | SH | Put | OTR | 1 | 0 | 29,500 | 0 |
ALLOT COMMUNICATIONS LTD | SHS | M0854Q105 | 415 | 67,175 | SH | SOLE | 67,175 | 0 | 0 | ||
ARCTURUS THERAPEUTICS LTD | SHS | M1492T105 | 290 | 32,848 | SH | SOLE | 32,848 | 0 | 0 | ||
ATTUNITY LTD | SHS NEW | M15332121 | 561 | 29,704 | SH | SOLE | 29,704 | 0 | 0 | ||
ENTERA BIO LTD | SHS | M40527109 | 73 | 12,608 | SH | OTR | 1 | 0 | 12,608 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 164 | 2,237 | SH | SOLE | 2,237 | 0 | 0 | ||
INTERNET GOLD-GOLDEN LINES L | ORD | M56595107 | 119 | 46,854 | SH | SOLE | 46,854 | 0 | 0 | ||
KAMADA LTD | SHS | M6240T109 | 963 | 155,719 | SH | SOLE | 155,719 | 0 | 0 | ||
MEDIWOUND LTD | ORD SHS | M68830104 | 306 | 49,827 | SH | SOLE | 49,827 | 0 | 0 | ||
PERION NETWORK LTD | SHS NEW | M78673114 | 8 | 2,645 | SH | SOLE | 2,645 | 0 | 0 | ||
SILICOM LTD | ORD | M84116108 | 1,206 | 29,728 | SH | SOLE | 29,728 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 3,516 | 41,119 | SH | OTR | 1 | 0 | 41,119 | 0 | |
NXP SEMICONDUCTORS NV | PUT OPTIONS | N6596X109 | 209 | 44,000 | SH | Put | OTR | 1 | 0 | 44,000 | 0 |
ACHIEVE LIFE SCIENCES ORD | COM NEW | 004468203 | 101 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
Akorn Inc | CALL OPTIONS | 009728106 | 6 | 6,800 | SH | Call | OTR | 1 | 0 | 6,800 | 0 |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 81 | 344 | SH | SOLE | 344 | 0 | 0 | ||
AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 | 660 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 273 | 4,057 | SH | OTR | 1 | 0 | 4,057 | 0 | |
ANADARKO PETE CORP | PUT OPTIONS | 032511107 | 22 | 10,100 | SH | Put | OTR | 1 | 0 | 10,100 | 0 |
AVEO PHARMACEUTICALS INC | CALL OPTIONS | 053588109 | 60 | 48,200 | SH | Call | OTR | 1 | 0 | 48,200 | 0 |
BB&T CORP | COM | 054937107 | 76 | 1,560 | SH | OTR | 2 | 0 | 1,560 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 82 | 358 | SH | SOLE | 358 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 166 | 5,626 | SH | OTR | 2 | 0 | 5,626 | 0 | |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 54 | 1,220 | SH | OTR | 2 | 0 | 1,220 | 0 | |
CANADIAN NAT RES LTD | COM | 136385101 | 131 | 4,010 | SH | OTR | 2 | 0 | 4,010 | 0 | |
CARMAX INC | COM | 143130102 | 129 | 1,731 | SH | SOLE | 1,731 | 0 | 0 | ||
CARRIZO OIL & GAS INC | PUT OPTIONS | 144577103 | 6 | 78,800 | SH | Put | OTR | 1 | 0 | 78,800 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 52 | 720 | SH | OTR | 2 | 0 | 720 | 0 | |
CORCEPT THERAPEUTICS INC | PUT OPTIONS | 218352102 | 20 | 31,400 | SH | Put | OTR | 1 | 0 | 31,400 | 0 |
DOLLAR TREE INC | COM | 256746108 | 82 | 1,002 | SH | SOLE | 1,002 | 0 | 0 | ||
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 320 | 6,111 | SH | OTR | 2 | 0 | 6,111 | 0 | |
ENCANA CORP | COM | 292505104 | 63 | 4,820 | SH | OTR | 2 | 0 | 4,820 | 0 | |
ENERPLUS CORP | COM | 292766102 | 149 | 12,060 | SH | OTR | 2 | 0 | 12,060 | 0 | |
GARRETT MOTION INC | PUT OPTIONS | 366505105 | 4 | 400 | SH | Put | OTR | 1 | 0 | 400 | 0 |
ILLUMINA INC | COM | 452327109 | 1,300 | 3,541 | SH | OTR | 1 | 0 | 3,541 | 0 | |
ILLUMINA INC | PUT OPTIONS | 452327109 | 16 | 2,400 | SH | Put | OTR | 1 | 0 | 2,400 | 0 |
INSMED INC | COM PAR $.01 | 457669307 | 178 | 76,400 | SH | Put | OTR | 1 | 0 | 76,400 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,782 | 10,574 | SH | SOLE | 10,574 | 0 | 0 | ||
ISHARES TR - RUSSELL 2000 ETF | PUT OPTIONS | 464287655 | 123 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
ISRAMCO INC | COM NEW | 465141406 | 167 | 1,431,809 | SH | SOLE | 1,431,809 | 0 | 0 | ||
LKQ CORP | COM | 501889208 | 60 | 1,904 | SH | SOLE | 1,904 | 0 | 0 | ||
LANDSTAR SYS INC | COM | 515098101 | 129 | 1,056 | SH | SOLE | 1,056 | 0 | 0 | ||
LANTRONIX ORD | COM NEW | 516548203 | 387 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 106 | 2,280 | SH | OTR | 2 | 0 | 2,280 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 97 | 600 | SH | OTR | 2 | 0 | 600 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 47 | 256 | SH | SOLE | 256 | 0 | 0 | ||
Medicines Co | PUT OPTIONS | 584688105 | 288 | 98,100 | SH | Put | OTR | 1 | 0 | 98,100 | 0 |
MERCER INTL INC | COM | 588056101 | 107 | 6,364 | SH | OTR | 2 | 0 | 6,364 | 0 | |
NATERA INC | COM | 632307104 | 479 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 69 | 810 | SH | OTR | 2 | 0 | 810 | 0 | |
NOBLE ENERGY INC | CALL OPTIONS | 655044105 | 93 | 39,300 | SH | Call | OTR | 1 | 0 | 39,300 | 0 |
ORION ENERGY SYSTEMS INC | PUT OPTIONS | 686275108 | 10 | 170 | SH | Put | SOLE | 170 | 0 | 0 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 54 | 400 | SH | OTR | 2 | 0 | 400 | 0 | |
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 94 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 32 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 576 | 7,473 | SH | OTR | 1 | 0 | 7,473 | 0 | |
SEMTECH CORP | COM | 816850101 | 866 | 15,573 | SH | SOLE | 15,573 | 0 | 0 | ||
TELARIA ORD | COM | 879181105 | 133 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
TIDEWATER MIDSTREAM AND INFR | COM | 886453109 | 65 | 60,877 | SH | OTR | 2 | 0 | 60,877 | 0 | |
TRUPANION INC | PUT OPTIONS | 898202106 | 22 | 18,000 | SH | Put | OTR | 1 | 0 | 18,000 | 0 |
UNION PAC CORP | COM | 907818108 | 114 | 700 | SH | OTR | 2 | 0 | 700 | 0 | |
VIVUS INC | COM NEW | 928551308 | 132 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
WESTPORT INNOVATIONS INC | COM | 960908309 | 300 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WIRELESS TELECOM GROUP INC | COM | 976524108 | 46 | 25,100 | SH | SOLE | 25,100 | 0 | 0 | ||
XILINX INC | CALL OPTIONS | 983919101 | 87 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ARGAN INC | COM | 04010E109 | 495 | 10,234 | SH | Call | SOLE | 10,234 | 0 | 0 | |
ARGAN INC | CALL OPTIONS | 04010E109 | 8 | 2,100 | SH | Call | SOLE | 2,100 | 0 | 0 | |
ACORDA THERAPEUTICS INC | PUT OPTIONS | 00484M106 | 60 | 30,200 | SH | Put | OTR | 1 | 0 | 30,200 | 0 |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 1,242 | 1,450,000 | PRN | OTR | 0 | 1,450,000 | 0 | ||
ACTINIUM PHARMACEUTICALS ORD | COM | 00507W107 | 44 | 59,104 | SH | OTR | 1 | 0 | 59,104 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 24,161 | 6,225,000 | PRN | OTR | 1 | 0 | 6,225,000 | 0 | |
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 106 | 3,920 | SH | OTR | 2 | 0 | 3,920 | 0 | |
AILERON THERAPEUTICS INC | COM | 00887A105 | 257 | 22,500 | SH | Call | OTR | 1 | 0 | 22,500 | 0 |
AIRGAIN INC | COM | 00938A104 | 1,404 | 106,815 | SH | SOLE | 106,815 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 74 | 449 | SH | SOLE | 449 | 0 | 0 | ||
ALPHABET INC-CL C | CAP STK CL C | 02079K107 | 143 | 120 | SH | SOLE | 120 | 0 | 0 | ||
ALPHABET INC-CL A | CAP STK CL A | 02079K305 | 93 | 77 | SH | SOLE | 77 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 359 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
APPTIO INC | CL A | 03835C108 | 328 | 8,880 | SH | SOLE | 8,880 | 0 | 0 | ||
AXSOME THERAPEUTICS ORD | COM | 05464T104 | 138 | 40,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BRP INC | COM SUB VTG | 05577W200 | 34 | 720 | SH | OTR | 2 | 0 | 720 | 0 | |
BAYTEX ENERGY CORP | COM | 07317Q105 | 247 | 84,836 | SH | OTR | 2 | 0 | 84,836 | 0 | |
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 167 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
BIONANO GENOMICS INC | COM | 09075F107 | 34 | 4,523 | SH | SOLE | 4,523 | 0 | 0 | ||
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 88 | 5,999 | SH | OTR | 2 | 0 | 5,999 | 0 | |
CALIX INC | COM | 13100M509 | 324 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 472 | 2,226 | SH | OTR | 2 | 0 | 2,226 | 0 | |
CARROLS RESTAURANT GROUP INC | COM | 14574X104 | 115 | 7,895 | SH | OTR | 2 | 0 | 7,895 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 2,963 | 3,000,000 | PRN | OTR | 1 | 0 | 3,000,000 | 0 | |
CLEARFIELD INC | COM | 18482P103 | 584 | 43,447 | SH | SOLE | 43,447 | 0 | 0 | ||
Conatus Pharmaceuticals Inc | CALL OPTIONS | 20600T108 | 51 | 15,700 | SH | Call | OTR | 1 | 0 | 15,700 | 0 |
CONVERGYS CORP | SDCV 5.750% 9/1 | 212485AE6 | 997 | 450,000 | PRN | OTR | 1 | 0 | 450,000 | 0 | |
CORREVIO PHARMA ORD | COM | 22026V105 | 173 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
COTT CORP QUE | COM | 22163N106 | 42 | 2,624 | SH | OTR | 2 | 0 | 2,624 | 0 | |
CTRIP COM INTL LTD | CALL OPTIONS | 22943F100 | 1 | 1,700 | SH | Call | OTR | 1 | 0 | 1,700 | 0 |
DSP GROUP INC | COM | 23332B106 | 354 | 29,749 | SH | SOLE | 29,749 | 0 | 0 | ||
DAVITA INC | COM | 23918K108 | 274 | 3,826 | SH | OTR | 1 | 0 | 3,826 | 0 | |
DAVITA INC | PUT OPTIONS | 23918K108 | 26 | 8,400 | SH | Put | OTR | 1 | 0 | 8,400 | 0 |
ENBRIDGE INC | COM | 29250N105 | 51 | 1,590 | SH | OTR | 2 | 0 | 1,590 | 0 | |
ESPERION THERAPEUTICS INC NE | PUT OPTIONS | 29664W105 | 13 | 4,900 | SH | Put | OTR | 1 | 0 | 4,900 | 0 |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 202 | 1,550 | SH | SOLE | 1,550 | 0 | 0 | ||
EXTRACTION OIL AND GAS INC | COM | 30227M105 | 47 | 4,207 | SH | OTR | 1 | 0 | 4,207 | 0 | |
EXTRACTION OIL AND GAS INC | COM | 30227M105 | 15 | 12,000 | SH | Put | OTR | 1 | 0 | 12,000 | 0 |
FACEBOOK INC | CL A | 30303M102 | 85 | 515 | SH | SOLE | 515 | 0 | 0 | ||
FIESTA RESTAURANT GROUP INC | COM | 31660B101 | 52 | 1,928 | SH | SOLE | 1,928 | 0 | 0 | ||
FIESTA RESTAURANT GROUP INC | CALL OPTIONS | 31660B101 | 2 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 77 | 20,090 | SH | OTR | 2 | 0 | 20,090 | 0 | |
GROUPE CGI INC | CL A SUB VTG | 39945C109 | 207 | 3,209 | SH | OTR | 2 | 0 | 3,209 | 0 | |
GTX INC DEL | COM NEW | 40052B207 | 1 | 400 | SH | OTR | 1 | 0 | 400 | 0 | |
IMMUNOMEDICS INC | CALL OPTIONS | 452907AK4 | 1,669 | 118,900 | SH | Call | OTR | 0 | 118,900 | 0 | |
IMMUNOMEDICS INC | PUT OPTIONS | 452907AK4 | 19 | 153,600 | SH | Put | OTR | 1 | 0 | 153,600 | 0 |
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 2,536 | 2,974,000 | PRN | OTR | 1 | 0 | 2,974,000 | 0 | |
INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 36 | 651 | SH | SOLE | 651 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | PUT OPTIONS | 45845P108 | 2 | 700 | SH | Call | OTR | 1 | 0 | 700 | 0 |
INTERCEPT PHARMACEUTICALS IN | CALL OPTIONS | 45845P108 | 355 | 68,300 | SH | Put | OTR | 1 | 0 | 68,300 | 0 |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 3,258 | 3,204,000 | PRN | OTR | 1 | 0 | 3,204,000 | 0 | |
INTRA CELLULAR THERAPIES INC | CALL OPTIONS | 46116X101 | 207 | 60,000 | SH | Call | OTR | 1 | 0 | 60,000 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 355 | 3,150 | SH | OTR | 2 | 0 | 3,150 | 0 | |
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 429 | 6,473 | SH | OTR | 2 | 0 | 6,473 | 0 | |
KNOWLES CORP | COM | 49926D109 | 569 | 34,238 | SH | SOLE | 34,238 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 300 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 594 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 358 | 1,610 | SH | OTR | 2 | 0 | 1,610 | 0 | |
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 3,883 | 3,596,000 | PRN | OTR | 1 | 0 | 3,596,000 | 0 | |
Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | 1,644 | 1,085,000 | PRN | OTR | 1 | 0 | 0 | 0 | |
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 33,332 | 9,128,000 | PRN | OTR | 1 | 0 | 9,128,000 | 0 | |
NANOVIBRONIX INC | COM | 63008J108 | 92 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NEOS THERAPEUTICS INC | COM | 64052L106 | 97 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 205 | 2,524 | SH | SOLE | 2,524 | 0 | 0 | ||
ONE STOP SYS INC | COM | 68247W109 | 279 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
OVASCIENCE INC | COM | 69014Q101 | 77 | 106,000 | SH | SOLE | 106,000 | 0 | 0 | ||
PDC ENERGY INC | COM | 69327R101 | 407 | 8,315 | SH | OTR | 1 | 0 | 8,315 | 0 | |
PDC ENERGY INC | PUT OPTIONS | 69327R101 | 117 | 17,600 | SH | Put | OTR | 1 | 0 | 17,600 | 0 |
PGT INNOVATIONS INC | COM | 69336V101 | 78 | 3,612 | SH | OTR | 2 | 0 | 3,612 | 0 | |
PIXELWORKS INC | COM NEW | 72581M305 | 1,360 | 301,594 | SH | SOLE | 301,594 | 0 | 0 | ||
PRAXAIR INC | COM | 74005P104 | 630 | 3,920 | SH | OTR | 1 | 0 | 3,920 | 0 | |
QUALCOMM INC | CALL OPTIONS | 747525103 | 39 | 81,600 | SH | Call | OTR | 1 | 0 | 81,600 | 0 |
QUANTENNA COMMUNICAT ORD | COM | 74766D100 | 1,013 | 54,909 | SH | SOLE | 54,909 | 0 | 0 | ||
QUICKLOGIC CORP | COM | 74837P108 | 230 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 4,092 | 2,500,000 | PRN | OTR | 1 | 0 | 2,500,000 | 0 | |
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 322 | 5,440 | SH | OTR | 2 | 0 | 5,440 | 0 | |
ROYAL GOLD INC | CALL OPTIONS | 780287908 | 39 | 6,600 | SH | Put | OTR | 1 | 0 | 6,600 | 0 |
SM ENERGY CO | NOTE 1.500% 7/0 | 78454LAM2 | 94 | 84,600 | PRN | OTR | 2 | 0 | 84,600 | 0 | |
SPDR SERIES TRUST | PORTFOLIO SHORT | 78464A474 | 2,475 | 82,000 | SH | SOLE | 82,000 | 0 | 0 | ||
SPDR SERIES TRUST | S&P PHARMAC | 78464A722 | 25 | 4,631 | SH | SOLE | 4,631 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 558 | 5,816 | SH | SOLE | 5,816 | 0 | 0 | ||
SANOFI | RIGHT 12/31/2020 | 80105N113 | 14 | 27,013 | SH | OTR | 1 | 0 | 27,013 | 0 | |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 48 | 828 | SH | SOLE | 828 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 1,216 | 12,775 | SH | SOLE | 12,775 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 121 | 1,599 | SH | SOLE | 1,599 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 413 | 14,987 | SH | SOLE | 14,987 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 529 | 6,747 | SH | SOLE | 6,747 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 73 | 2,229 | SH | SOLE | 2,229 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 63 | 1,203 | SH | SOLE | 1,203 | 0 | 0 | ||
SYNAPTICS INC | COM | 87157D109 | 342 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
TRI POINTE GROUP INC | COM | 87265H109 | 88 | 7,114 | SH | OTR | 2 | 0 | 7,114 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 104 | 390 | SH | OTR | 2 | 0 | 390 | 0 | |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 1,001 | 4,944 | SH | SOLE | 4,944 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,579 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
VECTOR GROUP LTD | PUT OPTIONS | 92240M108 | 22 | 62,500 | SH | Put | OTR | 1 | 0 | 62,500 | 0 |
VECTOR GROUP LTD | FRNT 1/1 | 92240MAY4 | 4,673 | 4,300,000 | PRN | OTR | 1 | 0 | 4,300,000 | 0 | |
VIKING THERAPEUTICS INC | COM | 92686J106 | 33 | 5,700 | SH | Call | OTR | 1 | 0 | 5,700 | 0 |
VUZIX CORP | COM NEW | 92921W300 | 655 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 337 | 4,228 | SH | OTR | 2 | 0 | 4,228 | 0 | |
WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 3,275 | 3,405,000 | PRN | OTR | 1 | 0 | 3,405,000 | 0 |