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Worth Venture Partners

Filed: 16 Aug 21, 4:27pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
A10 NETWORKS INCCOM00212110176768,130SH SOLE068,13000
AMERICAN AIRLS GROUP INCPUT02376R9522268,800SHPutOTR1068,8000
AMERICAN AIRLS GROUP INCNOTE 6.500% 7/002376RAF94,6092,934,000PRN OTR102,934,0000
ADAMAS PHARMACEUTICALS INCCOM00548A1063,119590,730SH OTR20590,7300
AIRGAIN INCCOM00938A1041,81387,910SH SOLE087,91000
AKAMAI TECHNOLOGIES INCNOTE 0.125% 5/000971TAJ01,3631,038,000PRN OTR101,038,0000
ALIMERA SCIENCES INCCOM NEW0162592021,159127,333SH OTR20127,3330
ALLENA PHARMACEUTICALSCOM018119107967744,200SH OTR20744,2000
ALLOT LTDSHSM0854Q1051,45973,561SH SOLE073,56100
ALARM COM HLDGS INCPUT0116429552411,100SHPutOTR1011,1000
AMERCOCOM023586100242410SH SOLE041000
ANNALY CAPITAL MANAGEMENT INCOM03571040919722,200SH SOLE022,20000
ANNOVIS BIO INCCOM03615A1082,89633,834SH OTR2033,8340
ARIDIS PHARMACEUTICALS INCCOM040334104780105,413SH OTR20105,4130
ASPEN AEROGELS INCCOM04523Y1054,389146,687SH OTR20146,6870
AT HOME GROUP INCCOM04650Y1001,37637,346SH SOLE037,34600
AVAYA HLDGS CORPCOM05351X1012,48292,279SH OTR2092,2790
AVIAT NETWORKS INCCOM NEW05366Y2014,554138,974SH OTR20138,9740
AVAYA HLDGS CORPCALL05351X9018870,500SHCallOTR2070,5000
BK OF AMERICA CORPCOM0605051041,06525,842SH SOLE025,84200
BK TECHNOLOGIES CORPORATIONCOM05587G104982311,684SH OTR20311,6840
BLACKSTONE MTG TR INCCOM CL A09257W1002206,900SH SOLE06,90000
BLOOMIN BRANDS INCNOTE 5.000% 5/0094235AB47,3563,028,000PRN OTR103,028,0000
BLOOMIN BRANDS INCPUT0942359581333,600SHPutOTR1033,6000
BIOMARIN PHARMACEUTICAL INCNOTE 1.250% 5/109061GAK7714708,000PRN OTR10708,0000
BOOKING HOLDINGS INCCOM09857L1082,044934SH OTR109340
BRAINSWAY LTDSPONSORED ADS10501L1061,822178,600SH OTR20178,6000
BRIGHTCOVE INCCOM10921T1011,36895,323SH SOLE095,32300
CARDLYTICS INCCOM14161W1053,07724,245SH SOLE024,24500
CARVANA COCL A1468691023,04510,089SH SOLE010,08900
CARNIVAL CORPPUT1436589502173,600SHPutOTR1073,6000
CHECK POINT SOFTWARE TECH LTPUTM2246595410021,900SHPutSOLE021,90000
CITY OFFICE REIT INCCOM17858710123318,750SH SOLE018,75000
CINEMARK HLDGS INCPUT17243V952641,700SHPutOTR1041,7000
COLUMBIA PPTY TR INCCOM NEW19828720324113,847SH SOLE013,84700
CTO RLTY GROWTH INC NEWCOM22948Q1013456,455SH SOLE06,45500
CYBEROPTICS CORPCOM2325171024,266104,140SH OTR20104,1400
CYCLO THERAPEUTICS INC*W EXP 11/14/20223254X11045888,690SH OTR2088,6900
DATA I O CORPCOM23769010267699,266SH OTR2099,2660
DIGITAL TURBINE INCCOM NEW25400W1021,04013,673SH SOLE013,67300
DSP GROUPS INCCOM23332B1061,00968,154SH SOLE068,15400
DZS INCCOM2682111095,245252,752SH OTR20252,7520
EDAP TMS S ASPONSORED ADR2683111072,009283,368SH OTR20283,3680
EMCORE CORPCOM NEW2908462037,318793,709SH OTR20793,7090
ENVESTNET INCCOM29404K1062,36131,120SH SOLE031,12000
EQUITY COMWLTHCOM SH BEN INT2946281022429,253SH SOLE09,25300
EVOKE PHARMA INCCOM30049G104545397,742SH OTR20397,7420
EXPEDIA GROUP INCCALL NEW30212P3032861,745SH OTR101,7450
NATIONAL VISION HLDGS INCNOTE 2.500% 5/163845RAB33,1271,769,000PRN OTR101,769,0000
FARO TECHNOLOGIES INCCOM3116421026798,727SH SOLE08,72700
FRANKLIN COVEY COCOM35346910988227,279SH SOLE027,27900
LIBERTY MEDIA CORP DELNOTE 1.375%10/1531229AB88,1596,087,000PRN OTR106,087,0000
GALERA THERAPEUTICS INCCOM36338D1084,612469,174SH OTR20469,1740
GUESS INCNOTE 2.000% 4/1401617AD74,9533,964,000PRN OTR103,964,0000
GUESS INCPUT401617955747,800SHPutOTR1047,8000
HANCOCK JAFFE LABORATORIES ICOM NEW41015N30456982,886SH OTR2082,8860
HELIUS MED TECHNOLOGIES INCCOM CL A NEW42328V60330417,915SH OTR2017,9150
HTG MOLECULAR DIAGNOSTICS INCCOM NEW40434H203832143,135SH OTR20143,1350
ISHARES TRPUT464288954140,500SHPutOTR2040,5000
IDEAL PWR INCCOM NEW45162220342733,572SH OTR2033,5720
ISHARES TRPUT464287955577175,300SHPutOTR20175,3000
JBG SMITH PPPTYSCOM46590V1002176,900SH SOLE06,90000
JETBLUE AWYS CORPCOM47714310199559,267SH OTR1059,2670
LIVENT CORPNOTE 4.125% 7/153814LAB43,6661,523,000PRN OTR101,523,0000
LUNA INNOVATIONS INCCOM5503511001,328122,626SH SOLE0122,62600
SOUTHWEST AIRLS CONOTE 1.250% 5/0844741BG210,9247,202,000PRN OTR107,202,0000
ALLSCRIPTS HEALTHCARE SOLUTNNOTE 0.875% 1/001988PAF54,0292,685,000PRN OTR102,685,0000
MEDICENNA THERAPEUTI CORPCOM58490H107647215,030SH OTR20215,0300
MICROCHIP TECHNOLOGY INC.COM5950171041,3559,048SH OTR109,0480
NCL CORP LTDNOTE 6.000% 5/162886HAT84,9542,124,000PRN OTR102,124,0000
NLS PHARMACEUTICS LTD*W EXP 09/25/202H57830111176194,560SH OTR20194,5600
NATERA INCNOTE 2.250% 5/0632307AB07,7162,544,000PRN OTR102,544,0000
NUANCE COMMUNICATIONS INCDBCV 1.000%12/167020YAK67,4643,311,000SH OTR103,311,0000
NUANCE COMMUNICATIONS INCNOTE 1.250% 4/067020YAN06,6372,384,000PRN OTR102,384,0000
NVE CORPCOM NEW6294452064035,448SH SOLE05,44800
O2MICRO INTERNATIONAL LIMITESPONS ADR67107W1003,354465,169SH OTR20465,1690
ONDAS HLDGS INCCOM NEW68236H2041,763222,053SH OTR20222,0530
ONEMAIN HLDGS INCCOM68268W1032,16136,066SH SOLE036,06600
PALO ALTO NETWORKS INCNOTE 0.750 7/0697435AD73,7032,537,000PRN OTR102,537,0000
PARATEK PHARMACEUTICALS INCCOM6993743021,578231,372SH OTR20231,3720
PDF SOLUTIONS INCCOM6932821053,777207,743SH OTR20207,7430
PDS BIOTECHNOLOGY CORPCOM70465T1074,376348,703SH OTR20348,7030
PHOTRONICS INCCOM7194051024,117311,669SH OTR20311,6690
PIXELWORKS INCCOM NEW72581M305977286,598SH SOLE0286,59800
PROCESSA PHARMACEUTICALS INCCOM NEW74275C20574590,968SH OTR2090,9680
PROGRESSIVE CORPCOM7433151037177,298SH SOLE07,29800
PUMA BIOTECHNOLOGY INCCOM74587V1072,402261,610SH OTR20261,6100
RAYMOND JAMES FINL INCCOM7547301091,65212,718SH SOLE012,71800
RF INDS LTDCOM PAR $0.01749552105870116,684SH OTR20116,6840
ROYAL CARIBBEAN GROUPCOMV7780T1031,11813,114SH OTR1013,1140
SALARIUS PHARMACEUTICALS INCCOM NEW79400X107450424,800SH OTR20424,8000
SPIRIT AIRLS INCPUT848577952364,000SHPutOTR1064,0000
SCPHARMACEUTICALS INCCOM8106481051,002163,994SH OTR20163,9940
SCYNEXIS INCCOM NEW8112922002,525343,126SH OTR20343,1260
SILICOM LTDORDM841161082,52557,319SH SOLE057,31900
ISTAR INCNOTE 3.125% 9/145031UCB52,0691,362,000PRN OTR101,362,0000
SYNAPTOGENIX INCCOM NEW87167T20164273,909SH OTR2073,9090
TERADATA CORP DELPUT88076W953615,800SHPutSOLE015,80000
TECHTARGET INCCOM87874R1001,05813,653SH SOLE013,65300
THERATECHNOLOGIES INCCOM88338H1003,274851,413SH OTR20851,4130
TWITTER INCNOTE 1.000% 9/190184LAD41,3511,321,000PRN OTR101,321,0000
UNDER ARMOUR INCNOTE 1.500% 6/0904311AC15,6522,864,000PRN OTR102,864,0000
VAIL RESORTS INCCOM91879Q1093301,042SH OTR101,0420
WAYFAIR INCNOTE 1.000% 8/194419LAF812,8865,841,000PRN OTR105,841,0000
WORKDAY INCNOTE 0.250%10/098138HAF87,5264,548,000PRN OTR104,548,0000
WELLS FARGO CO NEWCOM94974610185918,975SH SOLE018,97500
WIRELESS TELECOM GROUP INCCOM9765241081,023251,286SH OTR20251,2860
WORKIVA INCNOTE 1.125% 8/198139AAB12,1211,386,000PRN OTR101,386,0000
SLACK TECHNOLOGIES INCNOTE 0.500% 4/183088VAB811,7687,763,000PRN OTR107,763,0000
WORLD WRESTLING ENTMT INCNOTE 3.375%12/198156QAB47,4153,090,000PRN OTR103,090,0000
UNITED STATES STL CORP NEWNOTE 5.000%11/0912909AT511,1335,480,000PRN OTR105,480,0000
UNITED STATES STL CORP NEWPUT912909958259,100SHPutOTR1059,1000
X4 PHARMACEUTICALS INCCOM98420X1032,175334,684SH OTR20334,6840
YIELD10 BIOSCIENCE INCCOM98585K86268079,672SH OTR2079,6720
ZUORA INCCOM CL A98983V10693954,445SH SOLE054,44500