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Worth Venture Partners

Filed: 16 May 22, 2:33pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
A10 NETWORKS INCCOM0021211011,17984,545SH SOLE 84,54500
ABEONA THERAPEUTICS INCCOM00289Y1073921,244,774SH OTR201,244,7740
ADTRAN INCCOM00738A1064,610249,867SH OTR20249,8670
AEROJECT ROCKETDYNE HLDGS INCNOTE 2.250%12/1007800AB1861546,000PRN OTR10546,0000
AKEBIA THERAPEUTICS INCPUT00972D9555163,500SHPutSOLE 63,50000
AKEBIA THERAPEUTICS INCCALL00972D905015,900SHCallSOLE 15,90000
AKEBIA THERAPEUTICS INCCOM00972D1054663,500SH SOLE 63,50000
ALARM COM HLDGS INCONOTE011642AB11,0031,171,000PRN OTR101,171,0000
ALICO INCCOM0162301042647,038SH SOLE 7,03800
ALLOT LTDSHSM0854Q105829102,375SH SOLE 102,37500
ALLSCRIPTS HEALTHCARE SOLUTINOTE 0.875% 1/001988PAF52,5821,455,000PRN OTR101,455,0000
AMERICAN AIRLINES GROUP INCNOTE 6.500% 7/002376RAF9349254,000PRN OTR10254,0000
AMPLITECH GROUP INCCOM NEW03211Q2008725,828SH OTR2025,8280
AMYRIS INCPUT03236M950141190,100SHPutOTR10190,1000
ARCH RESOURCES INCNOTE 5.250%11/1039389AB75,4821,441,000PRN OTR101,441,0000
ARCUS BIOSCIENCES INCCOM03969F1092497,900SH SOLE 7,90000
ARCUS BIOSCIENCES INCPUT03969F9596831,500SHPutSOLE 31,50000
ARDELYX INCCOM039697107822768,036SH OTR20768,0360
ATLAS CORPPUTY0436Q959216,900SHPutOTR1016,9000
AVADEL PHARMACEUTICALS PLCSPONSORED ADR05337M10410915,900SH SOLE 15,90000
AVADEL PHARMACEUTICALS PLCCALL05337M9041346,600SHCallSOLE 46,60000
AVADEL PHARMACEUTICALS PLCPUT05337M954415,900SHPutSOLE 15,90000
AVAYA HLDGS CORPNOTE 2.250% 6/105351XAB72,3572,400,000PRN OTR102,400,0000
AVAYA HLDGS CORPPUT05351X951610,400SHPutOTR1010,4000
AVEO PHARMACEUTICALS INCCOM NEW0535883073,942705,154SH OTR20705,1540
AVIAT NETWORKS INCCOM NEW05366Y2013,151102,410SH OTR20102,4100
AXSOME THERAPEUTICS INCPUT05464T95463109,800SHPutSOLE 109,80000
BANK OF AMERICA CORPCOM0605051041,39333,783SH OTR3033,7830
BARCLAYS PLCPUT06738E9541219,000SHPutOTR1019,0000
BENTLEY SYS INCNOTE 0.125% 1/108265TAB5194196,000PRN OTR10196,0000
BEYOND MEAT INCNOTE08862EAB5351574,000PRN OTR10574,0000
BIOXCEL THERAPEUTICS INCPUT09075P9554527,600SHPutSOLE 27,60000
BK TECHNOLOGIES CORPORATIONCOM05587G104881345,434SH OTR20345,4340
BLACKLINE INCNOTE 0.125% 8/009239BAB5934783,000PRN OTR10783,0000
BLACKSTONE MTG TR INCCOM CL A09257W1002999,400SH SOLE 9,40000
BLOOMN BRANDS INCNOTE 5.000% 5/0094235AB46,1253,012,000PRN OTR103,012,0000
BOOKING HOLDINGS INCCOM09857L1081,247531SH OTR105310
BRIDGELINE DIGITAL INCCOM10807Q700294154,143SH OTR20154,1430
CALAMP CORPCOM1281261093,221440,646SH OTR20440,6460
CAMBIUM NETWORKS CORPSHSG1776610979333,540SH SOLE 33,54000
CARDLYTICS INCCOM14161W1051,75231,860SH OTR3031,8600
CARNIVAL CORPNOTE 5.750% 4/0143658BE18,0633,835,000PRN OTR103,835,0000
CARVANA COCL A1468691022,03217,036SH OTR3017,0360
CEDAR REALTY TRUST INCCOM NEW15060260549217,805SH SOLE 17,80500
CELLECTAR BIOSCIENCES INCCOM PAR15117F500315458,245SH OTR20458,2450
CINEMARK HLDGS INCNOTE 4.500% 8/117243VAB85,3503,619,000PRN OTR103,619,0000
CINEMARK HLDGS INCPUT17243V952727,000SHPutOTR1027,0000
CITY OFFICE REIT INCCOM17858710128316,050SH SOLE 16,05000
CNX RES CORPNOTE 2.250% 5/012653CAG31,536884,000PRN OTR10884,0000
COGNITION THERAPEUTICS INCCOM19243B102473175,366SH OTR20175,3660
CONTEXT THERAPEUTICS INCCOM21077P108689317,729SH OTR20317,7290
COUPA SOFTWARE INCNOTE 0.125% 6/122266LAC02,3012,352,000PRN OTR102,352,0000
CTO RLTY GROWTH INC NEWCOM22948Q1014106,180SH SOLE 6,18000
CYBEROPTICS CORPCOM2325171025,173127,466SH OTR20127,4660
CYCLO THERAPEUTICS INC*W EXP 11/14/20223254X1109974,736SH OTR2074,7360
DEXCOM INCCOM252131107304594SH OTR105940
DIGITAL TURBINE INCCOM NEW25400W10284819,361SH SOLE 19,36100
DOCEBO INCCOM25609L10556710,945SH SOLE 10,94500
DZS INCCOM2682111095,354385,979SH OTR20385,9790
EDAP TMS S ASPONSORED ADR268311107975134,432SH OTR20134,4320
ENCORE CAP EUROPE FIN LTDNOTE 4.500% 9/029260UAA52,5111,670,000PRN OTR101,670,0000
ENVESTNET INCCOM29404K1062,45132,920SH OTR3032,9200
EQUITY COMWLTHCOM SH BEN INT29462810229810,553SH SOLE 10,55300
ESSENTIAL PPTYS RLTY TR INCCOM29717810576112,737SH SOLE 12,73700
ETSY INCNOTE 0.125%10/029786AAJ53,3022,036,000PRN OTR102,036,0000
EURONET WORLDWIDE INCCOM2987361092702,078SH OTR102,0780
EVERSPIN TECHNOLOGIES INCCOM30041T1042,794320,798SH OTR20320,7980
EVOLUS INCCOM30052C1072,261201,543SH OTR20201,5430
FISKER INCPUT33813J956940,000SHPutOTR1040,0000
FRANKLIN COVEY COCOM3534691092,04945,315SH SOLE 45,31500
FRANKLIN WIRELESS CORPCOM35518410239498,826SH OTR2098,8260
FTI CONSULTING INCNOTE 2.000% 8/1302941AP43,0331,909,000PRN OTR101,909,0000
GUESS INCPUT401617955313,800SHPutOTR1013,8000
GUIDEWIRE SOFTWARE INCNOTE 1.250% 3/140171VAA81,2401,177,000PRN OTR101,177,0000
HELIUS MED TECHNOLOGIES INCCOM CL A NEW42328V60320762,750SH OTR2062,7500
HIGHWOODS PPTYS INCCOM4312841082295,000SH SOLE 5,00000
HILTON GRAND VACATIONS INCCOM43283X1052,91856,095SH OTR3056,0950
IDEAL PWR INCCOM NEW45162220346552,888SH OTR2052,8880
IMAX CORPPUT45245E959426,600SHPutOTR1026,6000
INDEPENDENCE RLTY TR INCCOM45378A10643116,314SH SOLE 16,31400
INTEL CORPCALL458140900620127,600SHCallOTR20127,6000
ISHARES TRPUT464288950015,900SHPutSOLE 15,90000
ISHARES TRU.S. MED DVC ETF46428881096915,900SH SOLE 15,90000
ISHARES TRPUT4642879551,809127,600SHPutOTR20127,6000
ITERIS INC NEWCOM46564T107488163,905SH SOLE 163,90500
JBG SMITH PPTYSCOM46590V1002317,900SH SOLE 7,90000
KITE RLTY GROUP TRCOM NEW49803T30029112,800SH SOLE 12,80000
LCI INDSNOTE 1.125% 5/1501812AB72,1772,353,000PRN OTR102,353,0000
LIBERTY MEDIA CORP DELNOTE 1.000% 1/3531229AF94,0262,117,000PRN OTR102,117,0000
LIBERTY MEDIA CORP DELNOTE 1.375%10/1531229AB810,5967,500,000PRN OTR107,500,0000
LIGHTPATH TECHNOLOGIES INCCOM CL A5322578051,004509,425SH OTR20509,4250
LIVENT CORPNOTE 4.125% 7/153814LAB43,6511,167,000PRN OTR101,167,0000
LUMENTUM HLDGS INCNOTE 0.250% 3/155024UAB52,0431,227,000PRN OTR101,227,0000
MEDICENNA THERAPEUTICS CORPCOM58490H107727571,489SH OTR20571,4890
MICROCHIP TECHNOLOGY INC.COM59501710482911,038SH OTR1011,0380
MIDDLEBY CORPNOTE 1.000% 9/0596278AB7588426,000PRN OTR10426,0000
MYOMO INCCOM NEW62857J201586153,936SH OTR20153,9360
NATERA INCNOTE 2.250% 5/0632307AB02,5561,907,000PRN OTR101,907,0000
NETSTREIT CORPCOM64119V30379235,280SH SOLE 35,28000
NEUBASE THERAPEUTICS INCCOM64132K102482256,553SH OTR20256,5530
NLS PHARMACEUTICS LTD*W EXP 09/25/202H5783011174194,560SH OTR20194,5600
OMNICELL COMNOTE 0.250% 9/168213NAD12,8261,992,000PRN OTR101,992,0000
ONEMAIN HLDGS INCCOM68268W1032,49052,525SH OTR3052,5250
OPENDOOR TECHNOLOGIES INCCOM68371210311713,504SH OTR1013,5040
PARABELLUM ACQUISITION CORPCOM CL A69901P10919339,221SH OTR2039,2210
PARABELLUM ACQUISITION CORP*W EXP 99/99/99969901P11716139,072SH OTR20139,0720
PARAMOUNT GROUP INCCOM69924R10821820,000SH SOLE 20,00000
PARATEK PHARMACEUTICALS INCCOM6993743022,328783,731SH OTR20783,7310
PARSONS CORP DELNOTE 0.250% 8/170202LAB81,3501,274,000PRN OTR101,274,0000
PDF SOLUTIONS INCCOM6932821056,018215,932SH OTR20215,9320
PDS BIOTECHNOLOGY CORPCOM70465T10743670,378SH OTR2070,3780
PEABODY ENGR CORPPUT704551950416,400SHPutOTR1016,4000
PETVIVO HLDGS INC*W EXP 08/13/202716817119822,900SH OTR2022,9000
PHOTRONICS INCCOM7194051025,187305,636SH OTR20305,6360
PIXELWORKS INCCOM NEW72581M305659221,985SH SOLE 221,98500
PROCESSA PHARMACEUTICALS INCCOM NEW74275C20521470,954SH OTR2070,9540
PROGRESSIVE CORPCOM7433151032,25919,817SH OTR3019,8170
RAYMOND JAMES FINL INCCOM7547301092,65024,115SH OTR3024,1150
REALOGY HLDGS CORPPUT75605Y956419,800SHPutOTR1019,8000
REZOLUTE INCCOM NEW76200L309354104,709SH OTR20104,7090
RF INDS LTDCOM PAR $0.01749552105928128,684SH OTR20128,6840
SCPHARMACEUTICALS INCCOM8106481051,979348,425SH OTR20348,4250
SCYNEXIS INCCOM NEW8112922002,192560,517SH OTR20560,5170
SELECT SECTOR SPDR TRPUT81369Y959115,500SHPutSOLE 15,50000
SILICOM LTDORDM841161082,42361,539SH SOLE 61,53900
SILICON MOTION TECHNOLOGY COSPONSORED ADR82706C1086,25293,572SH OTR2093,5720
SIRIUS XM HOLDINGS INCCOM82968B10314021,206SH OTR1021,2060
SOLENO THERAPEUTICS INCCOM NEW8342032003771,691,840SH OTR201,691,8400
SOUTHWEST AIRLS CONOTE 1.250% 5/0844741BG21,4761,079,000PRN OTR101,079,0000
SPDR SER TRPUT78464A950415,900SHPutSOLE 15,90000
TECHTARGET INCCOM87874R1001,22215,031SH SOLE 15,03100
THERATECHNOLOGIES INCCOM88338H1001,870755,863SH OTR20755,8630
TRANSCODE THERAPEUTICS INCCOM89357L105934324,157SH OTR20324,1570
TRANSPHORM INCCOM89386L1004,307609,170SH OTR20609,1700
UBER TECHNOLOGIES INCCOM90353T1002837,943SH OTR107,9430
UNITED STATES STL CORPNOTE 5.000%11/0912909AT510,5093,579,000PRN OTR103,579,0000
UNITED STATES STL CORPPUT9129099581233,400SHPutOTR1033,4000
VACCINEX INCCOM9186401038866,856SH OTR2066,8560
VAIL RESORTS INCCOM91879Q1093501,345SH OTR101,3450
VROOM INCPUT92918V9595737,200SHPutOTR1037,2000
WAYFAIR INCNOTE 1.000% 8/194419LAF84,7874,452,000PRN OTR104,452,0000
WELLS FARGO CO NEWCOM9497461014589,459SH OTR309,4590
WHITESTONE REITCOM96608420427220,500SH SOLE 20,50000
WIRELESS TELECOM GROUP INCCOM976524108756439,407SH OTR20439,4070
WORLD WRESTLING ENTMT INCNOTE 3.375%12/198156QAB44,1711,628,000PRN OTR101,628,0000
X4 PHARMACEUTICALS INCCOM98420X103438250,144SH OTR20250,1440
YIELD10 BIOSCIENCE INCCOM98585K86242780,586SH OTR2080,5860
ZUORA INCCOM CL A98983V10681654,457SH SOLE 54,45700