The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALAMOS GOLD INC NEW | COM CL A | 011532108 | 100 | 14,250 | SH | SOLE | 1 | 14,250 | 0 | 0 | |
ANNEXON INC | COM | 03589W102 | 62 | 16,429 | SH | SOLE | 1 | 16,429 | 0 | 0 | |
ANNEXON INC | COM | 03589W102 | 15 | 4,456 | SH | SOLE | 4,456 | 0 | 0 | ||
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 1,299 | 37,426 | SH | SOLE | 37,426 | 0 | 0 | ||
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 544 | 15,695 | SH | SOLE | 1 | 15,695 | 0 | 0 | |
CODIAK BIOSCIENCES INC | COM | 192010106 | 42 | 14,455 | SH | SOLE | 1 | 14,455 | 0 | 0 | |
CODIAK BIOSCIENCES INC | COM | 192010106 | 15 | 3,855 | SH | SOLE | 3,855 | 0 | 0 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 15 | 7,550 | SH | SOLE | 7,550 | 0 | 0 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 52 | 28,369 | SH | SOLE | 1 | 28,369 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 1,895 | 54,452 | SH | SOLE | 54,452 | 0 | 0 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 6,067 | 174,239 | SH | SOLE | 1 | 174,239 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 65 | 221 | SH | SOLE | 221 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 324 | 1,081 | SH | SOLE | 1 | 1,081 | 0 | 0 | |
DESKTOP METAL INC | COM CL A | 25058X105 | 47 | 21,308 | SH | SOLE | 1 | 21,308 | 0 | 0 | |
DYADIC INTL INC DEL | COM | 26745T101 | 113 | 37,009 | SH | SOLE | 1 | 37,009 | 0 | 0 | |
DYADIC INTL INC DEL | COM | 26745T101 | 30 | 9,762 | SH | SOLE | 9,762 | 0 | 0 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 15 | 2,143 | SH | SOLE | 2,143 | 0 | 0 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 58 | 9,384 | SH | SOLE | 1 | 9,384 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 3,382 | 131,339 | SH | SOLE | 1 | 131,339 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 3,466 | 134,744 | SH | SOLE | 134,744 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 44 | 27,735 | SH | SOLE | 1 | 27,735 | 0 | 0 | |
GERON CORP | COM | 374163103 | 15 | 7,001 | SH | SOLE | 7,001 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 201 | 3,256 | SH | SOLE | 1 | 3,256 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 50 | 795 | SH | SOLE | 795 | 0 | 0 | ||
HENRY SCHEIN INC | COM | 806407102 | 47 | 608 | SH | SOLE | 608 | 0 | 0 | ||
HENRY SCHEIN INC | COM | 806407102 | 176 | 2,283 | SH | SOLE | 1 | 2,283 | 0 | 0 | |
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 264 | 9,908 | SH | SOLE | 1 | 9,908 | 0 | 0 | |
INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 46140H106 | 390 | 19,153 | SH | SOLE | 1 | 19,153 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 36 | 824 | SH | SOLE | 824 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 357 | 8,096 | SH | SOLE | 1 | 8,096 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 2,638 | 130,144 | SH | SOLE | 130,144 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 412 | 20,313 | SH | SOLE | 1 | 20,313 | 0 | 0 | |
ISHARES GOLD TR | ISHARES NEW | 464285204 | 1,074 | 31,321 | SH | SOLE | 1 | 31,321 | 0 | 0 | |
ISHARES INC | CUR HD MSCI EM | 46434G509 | 2,130 | 83,288 | SH | SOLE | 83,288 | 0 | 0 | ||
ISHARES INC | CUR HD MSCI EM | 46434G509 | 6,150 | 240,298 | SH | SOLE | 1 | 240,298 | 0 | 0 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 25 | 780 | SH | SOLE | 780 | 0 | 0 | ||
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 241 | 7,465 | SH | SOLE | 1 | 7,465 | 0 | 0 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 1,482 | 14,615 | SH | SOLE | 14,615 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 1,003 | 8,416 | SH | SOLE | 8,416 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 1,517 | 12,716 | SH | SOLE | 1 | 12,716 | 0 | 0 | |
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 1,354 | 13,232 | SH | SOLE | 13,232 | 0 | 0 | ||
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 1,636 | 16,000 | SH | SOLE | 1 | 16,000 | 0 | 0 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 6,345 | 63,138 | SH | SOLE | 63,138 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 2,778 | 27,655 | SH | SOLE | 1 | 27,655 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 849 | 2,244 | SH | SOLE | 1 | 2,244 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 5,535 | 14,598 | SH | SOLE | 14,598 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 980 | 19,641 | SH | SOLE | 19,641 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 5,455 | 116,752 | SH | SOLE | 116,752 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 3,778 | 80,822 | SH | SOLE | 1 | 80,822 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,175 | 10,701 | SH | SOLE | 1 | 10,701 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 2,858 | 25,962 | SH | SOLE | 25,962 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 3,367 | 39,441 | SH | SOLE | 39,441 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 758 | 8,870 | SH | SOLE | 1 | 8,870 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 244 | 2,498 | SH | SOLE | 1 | 2,498 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 1,883 | 19,318 | SH | SOLE | 19,318 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 795 | 11,327 | SH | SOLE | 11,327 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 205 | 2,943 | SH | SOLE | 1 | 2,943 | 0 | 0 | |
ISHARES TR | MSCI USA MMENTM | 46432F396 | 10,881 | 79,770 | SH | SOLE | 79,770 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 7,287 | 53,428 | SH | SOLE | 1 | 53,428 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 513 | 4,493 | SH | SOLE | 1 | 4,493 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 693 | 6,099 | SH | SOLE | 6,099 | 0 | 0 | ||
JASPER THERAPEUTICS INC | COM | 471871103 | 54 | 27,750 | SH | SOLE | 1 | 27,750 | 0 | 0 | |
JASPER THERAPEUTICS INC | COM | 471871103 | 15 | 6,875 | SH | SOLE | 6,875 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 223 | 1,266 | SH | SOLE | 1 | 1,266 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 136 | 768 | SH | SOLE | 768 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 375 | 3,334 | SH | SOLE | 1 | 3,334 | 0 | 0 | |
KINROSS GOLD CORP | COM | 496902404 | 57 | 16,000 | SH | SOLE | 1 | 16,000 | 0 | 0 | |
MEREO BIOPHARMA GROUP PLC | ADS | 589492107 | 15 | 15,750 | SH | SOLE | 15,750 | 0 | 0 | ||
MEREO BIOPHARMA GROUP PLC | ADS | 589492107 | 68 | 60,100 | SH | SOLE | 1 | 60,100 | 0 | 0 | |
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 28 | 10,000 | SH | SOLE | 1 | 10,000 | 0 | 0 | |
NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | 320 | 9,592 | SH | SOLE | 1 | 9,592 | 0 | 0 | |
NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | 28,456 | 852,560 | SH | SOLE | 852,560 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 341 | 2,246 | SH | SOLE | 1 | 2,246 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 43 | 72,639 | SH | SOLE | 1 | 72,639 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 15 | 20,002 | SH | SOLE | 20,002 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 135 | 2,584 | SH | SOLE | 2,584 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 213 | 4,110 | SH | SOLE | 1 | 4,110 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 4,957 | 76,030 | SH | SOLE | 1 | 76,030 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 8,292 | 127,170 | SH | SOLE | 127,170 | 0 | 0 | ||
POSEIDA THERAPEUTICS INC | COM | 73730P108 | 47 | 18,280 | SH | SOLE | 1 | 18,280 | 0 | 0 | |
POSEIDA THERAPEUTICS INC | COM | 73730P108 | 14 | 5,090 | SH | SOLE | 5,090 | 0 | 0 | ||
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 511 | 16,523 | SH | SOLE | 16,523 | 0 | 0 | ||
PROVENTION BIO INC | COM | 74374N102 | 68 | 16,951 | SH | SOLE | 1 | 16,951 | 0 | 0 | |
PROVENTION BIO INC | COM | 74374N102 | 16 | 4,476 | SH | SOLE | 4,476 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 258 | 3,612 | SH | SOLE | 1 | 3,612 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,336 | 19,446 | SH | SOLE | 19,446 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6 | 13 | SH | SOLE | 1 | 13 | 0 | 0 | |
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 161 | 1,781 | SH | SOLE | 1 | 1,781 | 0 | 0 | |
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 274 | 3,027 | SH | SOLE | 3,027 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG INVT | 78468R200 | 490 | 16,274 | SH | SOLE | 16,274 | 0 | 0 | ||
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 4,503 | 99,558 | SH | SOLE | 99,558 | 0 | 0 | ||
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 2,370 | 52,426 | SH | SOLE | 1 | 52,426 | 0 | 0 | |
SURFACE ONCOLOGY INC | COM | 86877M209 | 15 | 7,620 | SH | SOLE | 7,620 | 0 | 0 | ||
SURFACE ONCOLOGY INC | COM | 86877M209 | 56 | 34,068 | SH | SOLE | 1 | 34,068 | 0 | 0 | |
TIDAL ETF TR | RPAR RISK PARI | 886364603 | 838 | 43,018 | SH | SOLE | 43,018 | 0 | 0 | ||
TIDAL ETF TR | RPAR RISK PARI | 886364603 | 172 | 8,796 | SH | SOLE | 1 | 8,796 | 0 | 0 | |
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 11 | 20,377 | SH | SOLE | 1 | 20,377 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 932 | 18,796 | SH | SOLE | 1 | 18,796 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 1,245 | 25,200 | SH | SOLE | 25,200 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 2,351 | 25,818 | SH | SOLE | 1 | 25,818 | 0 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 4,964 | 54,447 | SH | SOLE | 54,447 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,966 | 11,167 | SH | SOLE | 11,167 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,838 | 13,933 | SH | SOLE | 13,933 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 311 | 2,344 | SH | SOLE | 1 | 2,344 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 10,992 | 263,911 | SH | SOLE | 263,911 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,518 | 34,285 | SH | SOLE | 1 | 34,285 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 3,475 | 78,512 | SH | SOLE | 78,512 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | VAN FTSE DEV MKT | 921943858 | 10,698 | 262,208 | SH | SOLE | 262,208 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 2,095 | 20,927 | SH | SOLE | 1 | 20,927 | 0 | 0 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 5,495 | 54,826 | SH | SOLE | 54,826 | 0 | 0 | ||
VERONA PHARMA PLC | SPONSORED ADS | 925050106 | 91 | 21,830 | SH | SOLE | 1 | 21,830 | 0 | 0 | |
VERONA PHARMA PLC | SPONSORED ADS | 925050106 | 21 | 5,366 | SH | SOLE | 5,366 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 1,847 | 44,917 | SH | SOLE | 1 | 44,917 | 0 | 0 | |
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 485 | 11,763 | SH | SOLE | 11,763 | 0 | 0 |