The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | 15 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | 57 | 25,700 | SH | SOLE | 1 | 25,700 | 0 | 0 | |
ALAMOS GOLD INC NEW | COM CL A | 011532108 | 106 | 14,250 | SH | SOLE | 1 | 14,250 | 0 | 0 | |
ANNEXON INC | COM | 03589W102 | 19 | 3,231 | SH | SOLE | 3,231 | 0 | 0 | ||
ANNEXON INC | COM | 03589W102 | 79 | 12,824 | SH | SOLE | 1 | 12,824 | 0 | 0 | |
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 1,216 | 37,071 | SH | SOLE | 37,071 | 0 | 0 | ||
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 516 | 15,716 | SH | SOLE | 1 | 15,716 | 0 | 0 | |
CODIAK BIOSCIENCES INC | COM | 192010106 | 11 | 11,430 | SH | SOLE | 11,430 | 0 | 0 | ||
CODIAK BIOSCIENCES INC | COM | 192010106 | 36 | 45,055 | SH | SOLE | 1 | 45,055 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 15 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 56 | 38,669 | SH | SOLE | 1 | 38,669 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 5,637 | 168,330 | SH | SOLE | 1 | 168,330 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 1,812 | 54,126 | SH | SOLE | 54,126 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 362 | 1,084 | SH | SOLE | 1 | 1,084 | 0 | 0 | |
DESKTOP METAL INC | COM CL A | 25058X105 | 55 | 21,308 | SH | SOLE | 1 | 21,308 | 0 | 0 | |
DYADIC INTL INC DEL | COM | 26745T101 | 62 | 32,759 | SH | SOLE | 1 | 32,759 | 0 | 0 | |
DYADIC INTL INC DEL | COM | 26745T101 | 15 | 7,787 | SH | SOLE | 7,787 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 3,320 | 133,482 | SH | SOLE | 133,482 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 3,276 | 131,638 | SH | SOLE | 1 | 131,638 | 0 | 0 | |
GERON CORP | COM | 374163103 | 10 | 3,676 | SH | SOLE | 3,676 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 34 | 13,910 | SH | SOLE | 1 | 13,910 | 0 | 0 | |
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 237 | 9,908 | SH | SOLE | 1 | 9,908 | 0 | 0 | |
INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 46140H106 | 390 | 19,484 | SH | SOLE | 1 | 19,484 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 34 | 824 | SH | SOLE | 824 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 332 | 8,096 | SH | SOLE | 1 | 8,096 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 2,590 | 128,435 | SH | SOLE | 128,435 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 438 | 21,642 | SH | SOLE | 1 | 21,642 | 0 | 0 | |
ISHARES GOLD TR | ISHARES NEW | 464285204 | 987 | 31,321 | SH | SOLE | 1 | 31,321 | 0 | 0 | |
ISHARES INC | CUR HD MSCI EM | 46434G509 | 1,919 | 83,775 | SH | SOLE | 83,775 | 0 | 0 | ||
ISHARES INC | CUR HD MSCI EM | 46434G509 | 5,493 | 239,762 | SH | SOLE | 1 | 239,762 | 0 | 0 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 22 | 780 | SH | SOLE | �� | 780 | 0 | 0 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 207 | 7,465 | SH | SOLE | 1 | 7,465 | 0 | 0 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 1,405 | 14,615 | SH | SOLE | 14,615 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 1,469 | 12,861 | SH | SOLE | 1 | 12,861 | 0 | 0 | |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 958 | 8,362 | SH | SOLE | 8,362 | 0 | 0 | ||
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 1,255 | 13,078 | SH | SOLE | 13,078 | 0 | 0 | ||
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 1,555 | 16,211 | SH | SOLE | 1 | 16,211 | 0 | 0 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 2,420 | 26,499 | SH | SOLE | 1 | 26,499 | 0 | 0 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 5,682 | 62,169 | SH | SOLE | 62,169 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 5,023 | 13,993 | SH | SOLE | 13,993 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 877 | 2,437 | SH | SOLE | 1 | 2,437 | 0 | 0 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 992 | 19,729 | SH | SOLE | 19,729 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 3,381 | 80,752 | SH | SOLE | 1 | 80,752 | 0 | 0 | |
ISHARES TR | GLB INFRASTR ETF | 464288372 | 4,844 | 115,707 | SH | SOLE | 115,707 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 2,683 | 26,116 | SH | SOLE | 26,116 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,107 | 10,804 | SH | SOLE | 1 | 10,804 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 3,080 | 38,904 | SH | SOLE | 38,904 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 696 | 8,775 | SH | SOLE | 1 | 8,775 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 239 | 2,602 | SH | SOLE | 1 | 2,602 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 1,764 | 19,258 | SH | SOLE | 19,258 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 197 | 2,969 | SH | SOLE | 1 | 2,969 | 0 | 0 | |
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 744 | 11,238 | SH | SOLE | 11,238 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 10,371 | 79,101 | SH | SOLE | 79,101 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 7,015 | 53,480 | SH | SOLE | 1 | 53,480 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 488 | 4,658 | SH | SOLE | 1 | 4,658 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 648 | 6,192 | SH | SOLE | 6,192 | 0 | 0 | ||
JASPER THERAPEUTICS INC | COM | 471871103 | 76 | 95,650 | SH | SOLE | 1 | 95,650 | 0 | 0 | |
JASPER THERAPEUTICS INC | COM | 471871103 | 18 | 24,150 | SH | SOLE | 24,150 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 201 | 1,229 | SH | SOLE | 1 | 1,229 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 106 | 639 | SH | SOLE | 639 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 351 | 3,363 | SH | SOLE | 1 | 3,363 | 0 | 0 | |
KINROSS GOLD CORP | COM | 496902404 | 60 | 16,000 | SH | SOLE | 1 | 16,000 | 0 | 0 | |
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | 77 | 90,000 | SH | SOLE | 1 | 90,000 | 0 | 0 | |
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | 19 | 22,800 | SH | SOLE | 22,800 | 0 | 0 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 23 | 10,000 | SH | SOLE | 1 | 10,000 | 0 | 0 | |
NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | 25,167 | 815,233 | SH | SOLE | 815,233 | 0 | 0 | ||
NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | 297 | 9,642 | SH | SOLE | 1 | 9,642 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 297 | 2,442 | SH | SOLE | 1 | 2,442 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | SPON ADS | 68570P101 | 13 | 20,002 | SH | SOLE | 20,002 | 0 | 0 | ||
ORCHARD THERAPEUTICS PLC | SPON ADS | 68570P101 | 41 | 80,039 | SH | SOLE | 1 | 80,039 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 105 | 2,454 | SH | SOLE | 2,454 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 224 | 5,120 | SH | SOLE | 1 | 5,120 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 4,398 | 78,367 | SH | SOLE | 1 | 78,367 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 7,125 | 127,140 | SH | SOLE | 127,140 | 0 | 0 | ||
POSEIDA THERAPEUTICS INC | COM | 73730P108 | 14 | 2,995 | SH | SOLE | 2,995 | 0 | 0 | ||
POSEIDA THERAPEUTICS INC | COM | 73730P108 | 45 | 12,655 | SH | SOLE | 1 | 12,655 | 0 | 0 | |
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 482 | 16,797 | SH | SOLE | 16,797 | 0 | 0 | ||
PROVENTION BIO INC | COM | 74374N102 | 53 | 11,776 | SH | SOLE | 1 | 11,776 | 0 | 0 | |
PROVENTION BIO INC | COM | 74374N102 | 15 | 3,221 | SH | SOLE | 3,221 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 172 | 251 | SH | SOLE | 1 | 251 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 44 | 64 | SH | SOLE | 64 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 266 | 3,698 | SH | SOLE | 1 | 3,698 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1 | 4 | SH | SOLE | 1 | 4 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,972 | 19,521 | SH | SOLE | 19,521 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 181 | 2,063 | SH | SOLE | 1 | 2,063 | 0 | 0 | |
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 269 | 3,063 | SH | SOLE | 3,063 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG INVT | 78468R200 | 496 | 16,362 | SH | SOLE | 16,362 | 0 | 0 | ||
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 2,157 | 53,925 | SH | SOLE | 1 | 53,925 | 0 | 0 | |
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 4,084 | 102,105 | SH | SOLE | 102,105 | 0 | 0 | ||
SURFACE ONCOLOGY INC | COM | 86877M209 | 15 | 13,520 | SH | SOLE | 13,520 | 0 | 0 | ||
SURFACE ONCOLOGY INC | COM | 86877M209 | 55 | 53,318 | SH | SOLE | 1 | 53,318 | 0 | 0 | |
THESEUS PHARMACEUTICALS INC | COM | 88369M101 | 59 | 10,350 | SH | SOLE | 1 | 10,350 | 0 | 0 | |
THESEUS PHARMACEUTICALS INC | COM | 88369M101 | 15 | 2,715 | SH | SOLE | 2,715 | 0 | 0 | ||
TIDAL ETF TR | RPAR RISK PARI | 886364603 | 725 | 42,188 | SH | SOLE | 42,188 | 0 | 0 | ||
TIDAL ETF TR | RPAR RISK PARI | 886364603 | 152 | 8,889 | SH | SOLE | 1 | 8,889 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 227 | 446 | SH | SOLE | 1 | 446 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 112 | 216 | SH | SOLE | 216 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 1,193 | 25,034 | SH | SOLE | 25,034 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 910 | 19,050 | SH | SOLE | 1 | 19,050 | 0 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 4,419 | 55,142 | SH | SOLE | 55,142 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,410 | 17,597 | SH | SOLE | 1 | 17,597 | 0 | 0 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,916 | 11,209 | SH | SOLE | 11,209 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 277 | 2,254 | SH | SOLE | 1 | 2,254 | 0 | 0 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,688 | 13,692 | SH | SOLE | 13,692 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 9,762 | 267,507 | SH | SOLE | 267,507 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 9 | 260 | SH | SOLE | 1 | 260 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,300 | 34,073 | SH | SOLE | 1 | 34,073 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 2,978 | 78,185 | SH | SOLE | 78,185 | 0 | 0 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 9,564 | 263,021 | SH | SOLE | 263,021 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 4,733 | 54,594 | SH | SOLE | 54,594 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 1,830 | 21,118 | SH | SOLE | 1 | 21,118 | 0 | 0 | |
VERONA PHARMA PLC | SPONSORED ADS | 925050106 | 109 | 10,655 | SH | SOLE | 1 | 10,655 | 0 | 0 | |
VERONA PHARMA PLC | SPONSORED ADS | 925050106 | 29 | 2,791 | SH | SOLE | 2,791 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 458 | 11,668 | SH | SOLE | 11,668 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 1,744 | 44,520 | SH | SOLE | 1 | 44,520 | 0 | 0 |