The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | 110,457 | 88,363 | SH | SOLE | 88,363 | 0 | 0 | ||
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | 8,853 | 7,082 | SH | SOLE | 1 | 7,082 | 0 | 0 | |
ALX ONCOLOGY HLDGS INC | COM | 00166B105 | 8,340 | 748 | SH | SOLE | 1 | 748 | 0 | 0 | |
ALX ONCOLOGY HLDGS INC | COM | 00166B105 | 106,072 | 9,513 | SH | SOLE | 9,513 | 0 | 0 | ||
ANNEXON INC | COM | 03589W102 | 7,923 | 1,105 | SH | SOLE | 1 | 1,105 | 0 | 0 | |
ANNEXON INC | COM | 03589W102 | 98,322 | 13,713 | SH | SOLE | 13,713 | 0 | 0 | ||
ATHIRA PHARMA INC | COM | 04746L104 | 52,172 | 19,041 | SH | SOLE | 19,041 | 0 | 0 | ||
ATHIRA PHARMA INC | COM | 04746L104 | 4,316 | 1,575 | SH | SOLE | 1 | 1,575 | 0 | 0 | |
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 6,841,774 | 219,993 | SH | SOLE | 219,993 | 0 | 0 | ||
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 187,719 | 6,036 | SH | SOLE | 1 | 6,036 | 0 | 0 | |
COGENT BIOSCIENCES INC | COM | 19240Q201 | 120,074 | 17,868 | SH | SOLE | 17,868 | 0 | 0 | ||
COGENT BIOSCIENCES INC | COM | 19240Q201 | 9,455 | 1,407 | SH | SOLE | 1 | 1,407 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 42,137 | 19,329 | SH | SOLE | 19,329 | 0 | 0 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 3,401 | 1,560 | SH | SOLE | 1 | 1,560 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 1,416,076 | 34,597 | SH | SOLE | 1 | 34,597 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 4,907,582 | 119,903 | SH | SOLE | 119,903 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 454,027 | 1,105 | SH | SOLE | 1 | 1,105 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 6,268,192 | 212,267 | SH | SOLE | 212,267 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 391,014 | 13,241 | SH | SOLE | 1 | 13,241 | 0 | 0 | |
FLEXSHARES TR | STOX GBL ESG SLT | 33939L688 | 9,349,943 | 57,404 | SH | SOLE | 57,404 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 4,340 | 1,315 | SH | SOLE | 1 | 1,315 | 0 | 0 | |
GERON CORP | COM | 374163103 | 54,653 | 16,561 | SH | SOLE | 16,561 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 23,130 | 406 | SH | SOLE | 1 | 406 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 291,970 | 5,125 | SH | SOLE | 5,125 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 5,604,610 | 264,996 | SH | SOLE | 264,996 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 191,326 | 9,046 | SH | SOLE | 1 | 9,046 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 46138J460 | 113,402 | 6,919 | SH | SOLE | 1 | 6,919 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 46138J460 | 506,669 | 30,913 | SH | SOLE | 30,913 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 46137V837 | 1,917,214 | 19,409 | SH | SOLE | 19,409 | 0 | 0 | ||
ISHARES INC | CUR HD MSCI EM | 46434G509 | 1,666,601 | 64,966 | SH | SOLE | 64,966 | 0 | 0 | ||
ISHARES INC | CUR HD MSCI EM | 46434G509 | 3,866 | 151 | SH | SOLE | 1 | 151 | 0 | 0 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 2,234,275 | 22,471 | SH | SOLE | 22,471 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 83,171 | 879 | SH | SOLE | 1 | 879 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 422,382 | 4,464 | SH | SOLE | 4,464 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 898,052 | 7,753 | SH | SOLE | 7,753 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 165,514 | 1,429 | SH | SOLE | 1 | 1,429 | 0 | 0 | |
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 167,157 | 1,766 | SH | SOLE | 1 | 1,766 | 0 | 0 | |
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 1,006,616 | 10,633 | SH | SOLE | 10,633 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 4,767,438 | 43,255 | SH | SOLE | 43,255 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 379,431 | 3,443 | SH | SOLE | 1 | 3,443 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,679,723 | 5,098 | SH | SOLE | 5,098 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 41,657 | 79 | SH | SOLE | 1 | 79 | 0 | 0 | |
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | 16,601,193 | 207,750 | SH | SOLE | 207,750 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,091,381 | 21,374 | SH | SOLE | 21,374 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 323,758 | 6,799 | SH | SOLE | 1 | 6,799 | 0 | 0 | |
ISHARES TR | GLB INFRASTR ETF | 464288372 | 4,709,728 | 98,904 | SH | SOLE | 98,904 | 0 | 0 | ||
ISHARES TR | GLOBAL REIT ETF | 46434V647 | 361,223 | 15,254 | SH | SOLE | 15,254 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 22,472 | 207 | SH | SOLE | 1 | 207 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 3,589,043 | 32,951 | SH | SOLE | 32,951 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 12,889 | 144 | SH | SOLE | 1 | 144 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 6,021,331 | 67,150 | SH | SOLE | 67,150 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 5,223,220 | 56,515 | SH | SOLE | 56,515 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 166,298 | 1,799 | SH | SOLE | 1 | 1,799 | 0 | 0 | |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 716,740 | 13,893 | SH | SOLE | 13,893 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 1,012,047 | 12,110 | SH | SOLE | 12,110 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 310,005 | 1,654 | SH | SOLE | 1 | 1,654 | 0 | 0 | |
ISHARES TR | MSCI USA MMENTM | 46432F396 | 6,248,497 | 33,350 | SH | SOLE | 33,350 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 1,561,562 | 14,127 | SH | SOLE | 14,127 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,795,667 | 16,718 | SH | SOLE | 16,718 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 271,983 | 2,532 | SH | SOLE | 1 | 2,532 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,604 | 13 | SH | SOLE | 13 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 647,411 | 3,232 | SH | SOLE | 1 | 3,232 | 0 | 0 | |
KRONOS BIO INC | COM | 50107A104 | 7,670 | 5,900 | SH | SOLE | 1 | 5,900 | 0 | 0 | |
KRONOS BIO INC | COM | 50107A104 | 92,601 | 71,231 | SH | SOLE | 71,231 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 18,861 | 216 | SH | SOLE | 1 | 216 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 238,483 | 2,736 | SH | SOLE | 2,736 | 0 | 0 | ||
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | 10,570 | 3,203 | SH | SOLE | 1 | 3,203 | 0 | 0 | |
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | 134,028 | 40,614 | SH | SOLE | 40,614 | 0 | 0 | ||
NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | 15,516,150 | 399,284 | SH | SOLE | 399,284 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 1,566,246 | 1,733 | SH | SOLE | 1 | 1,733 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 2,712 | 3 | SH | SOLE | 3 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 329,082 | 11,857 | SH | SOLE | 11,857 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 27,830 | 1,003 | SH | SOLE | 1 | 1,003 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 10,738,308 | 193,274 | SH | SOLE | 193,274 | 0 | 0 | ||
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 396,293 | 7,133 | SH | SOLE | 1 | 7,133 | 0 | 0 | |
POSEIDA THERAPEUTICS INC | COM | 73730P108 | 6,259 | 1,962 | SH | SOLE | 1 | 1,962 | 0 | 0 | |
POSEIDA THERAPEUTICS INC | COM | 73730P108 | 79,170 | 24,818 | SH | SOLE | 24,818 | 0 | 0 | ||
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 594,679 | 14,565 | SH | SOLE | 14,565 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 307,032 | 319 | SH | SOLE | 319 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 24,062 | 25 | SH | SOLE | 1 | 25 | 0 | 0 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 513,299 | 10,424 | SH | SOLE | 10,424 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 953,149 | 24,112 | SH | SOLE | 24,112 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11,415,081 | 21,823 | SH | SOLE | 21,823 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 2,335,052 | 24,528 | SH | SOLE | 24,528 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG INVT | 78468R200 | 2,123,898 | 68,891 | SH | SOLE | 68,891 | 0 | 0 | ||
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 28,218 | 706 | SH | SOLE | 1 | 706 | 0 | 0 | |
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 5,752,248 | 143,878 | SH | SOLE | 143,878 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 21,602 | 37 | SH | SOLE | 1 | 37 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 273,351 | 469 | SH | SOLE | 469 | 0 | 0 | ||
TIDAL ETF TR | RPAR RISK PARI | 886364603 | 360,111 | 18,690 | SH | SOLE | 18,690 | 0 | 0 | ||
TIDAL ETF TR | RPAR RISK PARI | 886364603 | 7,248 | 376 | SH | SOLE | 1 | 376 | 0 | 0 | |
TRAVERE THERAPEUTICS INC | COM | 89422G107 | 86,082 | 11,165 | SH | SOLE | 11,165 | 0 | 0 | ||
TRAVERE THERAPEUTICS INC | COM | 89422G107 | 7,055 | 915 | SH | SOLE | 1 | 915 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 378,608 | 762 | SH | SOLE | 762 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 30,791 | 62 | SH | SOLE | 1 | 62 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 14,784 | 301 | SH | SOLE | 1 | 301 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 9,998,872 | 203,269 | SH | SOLE | 203,269 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 2,446,059 | 28,287 | SH | SOLE | 28,287 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,010,343 | 4,420 | SH | SOLE | 4,420 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,588,110 | 9,751 | SH | SOLE | 9,751 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,281,149 | 30,672 | SH | SOLE | 1 | 30,672 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 11,131,969 | 266,507 | SH | SOLE | 266,507 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 2,265,519 | 53,761 | SH | SOLE | 53,761 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 38,432 | 912 | SH | SOLE | 1 | 912 | 0 | 0 | |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 9,603,352 | 191,416 | SH | SOLE | 191,416 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 250,218 | 3,919 | SH | SOLE | 3,919 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 147,557 | 2,311 | SH | SOLE | 1 | 2,311 | 0 | 0 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 5,882 | 77 | SH | SOLE | 1 | 77 | 0 | 0 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 6,347,880 | 82,871 | SH | SOLE | 82,871 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 1,130,035 | 22,546 | SH | SOLE | 22,546 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 209,687 | 4,184 | SH | SOLE | 1 | 4,184 | 0 | 0 | |
ZURA BIO LTD | CLASS A ORD SHS | G9TY5A101 | 6,713 | 2,612 | SH | SOLE | 1 | 2,612 | 0 | 0 | |
ZURA BIO LTD | CLASS A ORD SHS | G9TY5A101 | 80,765 | 31,426 | SH | SOLE | 31,426 | 0 | 0 |