The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 208 | 1,284 | SH | SOLE | 0 | 0 | 1,284 | ||
AGEX THERAPEUTICS INC | COM | 00848H108 | 15 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 974 | 15,889 | SH | SOLE | 0 | 0 | 15,889 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 201 | 800 | SH | SOLE | 0 | 0 | 800 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,066 | 383 | SH | SOLE | 0 | 0 | 383 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 855 | 306 | SH | SOLE | 0 | 0 | 306 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 408 | 10,698 | SH | SOLE | 0 | 0 | 10,698 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 1,117 | 183,840 | SH | SOLE | 0 | 0 | 183,840 | ||
AMAZON COM INC | COM | 023135106 | 2,246 | 689 | SH | SOLE | 0 | 0 | 689 | ||
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 238 | 30,500 | SH | SOLE | 0 | 0 | 30,500 | ||
AMGEN INC | COM | 031162100 | 711 | 2,940 | SH | SOLE | 0 | 0 | 2,940 | ||
ANTHEM INC | COM | 036752103 | 516 | 1,050 | SH | SOLE | 0 | 0 | 1,050 | ||
APOLLO GLOBAL MGMT INC | COM | 03769M106 | 2,065 | 33,353 | SH | SOLE | 0 | 0 | 33,353 | ||
APPLE INC | COM | 037833100 | 3,784 | 21,678 | SH | SOLE | 0 | 0 | 21,678 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 3,791 | 57,129 | SH | SOLE | 0 | 0 | 57,129 | ||
AT&T INC | COM | 00206R102 | 372 | 15,691 | SH | SOLE | 0 | 0 | 15,691 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 219 | 4,405 | SH | SOLE | 0 | 0 | 4,405 | ||
BARRICK GOLD CORP | COM | 067901108 | 260 | 10,628 | SH | SOLE | 0 | 0 | 10,628 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 388 | 1,104 | SH | SOLE | 0 | 0 | 1,104 | ||
BK OF AMERICA CORP | COM | 060505104 | 708 | 17,225 | SH | SOLE | 0 | 0 | 17,225 | ||
CAMECO CORP | COM | 13321L108 | 847 | 29,114 | SH | SOLE | 0 | 0 | 29,114 | ||
CERUS CORP | COM | 157085101 | 59 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
CHECKPOINT THERAPEUTICS INC | COM | 162828107 | 18 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 939 | 5,770 | SH | SOLE | 0 | 0 | 5,770 | ||
CONOCOPHILLIPS | COM | 20825C104 | 339 | 3,377 | SH | SOLE | 0 | 0 | 3,377 | ||
DANAHER CORPORATION | COM | 235851102 | 264 | 900 | SH | SOLE | 0 | 0 | 900 | ||
DEERE & CO | COM | 244199105 | 520 | 1,249 | SH | SOLE | 0 | 0 | 1,249 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 289 | 2,597 | SH | SOLE | 0 | 0 | 2,597 | ||
DURECT CORP | COM | 266605104 | 1,849 | 2,759,671 | SH | SOLE | 0 | 0 | 2,759,671 | ||
ENGINE GAMING AND MEDIA INC | COM | 29287W102 | 95 | 51,195 | SH | SOLE | 0 | 0 | 51,195 | ||
EQUINOX GOLD CORP | COM | 29446Y502 | 1,057 | 127,600 | SH | SOLE | 0 | 0 | 127,600 | ||
ETFIS SER TR I | INFRAC ACT MLP | 26923G772 | 1,039 | 34,508 | SH | SOLE | 0 | 0 | 34,508 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 485 | 5,512 | SH | SOLE | 0 | 0 | 5,512 | ||
EXXON MOBIL CORP | COM | 30231G102 | 945 | 11,448 | SH | SOLE | 0 | 0 | 11,448 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 264 | 5,314 | SH | SOLE | 0 | 0 | 5,314 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 450 | 1,364 | SH | SOLE | 0 | 0 | 1,364 | ||
HIVE BLOCKCHAIN TECHNLGIES L | COM | 43366H100 | 21 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
HONEYWELL INTL INC | COM | 438516106 | 360 | 1,857 | SH | SOLE | 0 | 0 | 1,857 | ||
INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 46138G870 | 595 | 24,363 | SH | SOLE | 0 | 0 | 24,363 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,431 | 26,097 | SH | SOLE | 0 | 0 | 26,097 | ||
ISHARES INC | MSCI EMERG MKT | 46434G889 | 1,475 | 30,487 | SH | SOLE | 0 | 0 | 30,487 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 5,264 | 75,537 | SH | SOLE | 0 | 0 | 75,537 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 2,118 | 7,848 | SH | SOLE | 0 | 0 | 7,848 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,514 | 13,987 | SH | SOLE | 0 | 0 | 13,987 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 19,262 | 42,439 | SH | SOLE | 0 | 0 | 42,439 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 15,510 | 144,828 | SH | SOLE | 0 | 0 | 144,828 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 1,459 | 29,056 | SH | SOLE | 0 | 0 | 29,056 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 5,045 | 99,983 | SH | SOLE | 0 | 0 | 99,983 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 9,052 | 109,899 | SH | SOLE | 0 | 0 | 109,899 | ||
ISHARES TR | MSCI ACWI ETF | 464288257 | 8,306 | 83,283 | SH | SOLE | 0 | 0 | 83,283 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 757 | 16,769 | SH | SOLE | 0 | 0 | 16,769 | ||
ISHARES TR | MSCI INTL MULTFT | 46434V274 | 3,530 | 127,252 | SH | SOLE | 0 | 0 | 127,252 | ||
ISHARES TR | MSCI USA MULTIFT | 46434V282 | 17,493 | 393,155 | SH | SOLE | 0 | 0 | 393,155 | ||
ISHARES TR | MSCI USA SML CP | 46434V290 | 2,416 | 44,126 | SH | SOLE | 0 | 0 | 44,126 | ||
ISHARES TR | RESIDENTIAL MULT | 464288562 | 1,212 | 12,639 | SH | SOLE | 0 | 0 | 12,639 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,602 | 9,372 | SH | SOLE | 0 | 0 | 9,372 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 14,394 | 86,834 | SH | SOLE | 0 | 0 | 86,834 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 847 | 4,124 | SH | SOLE | 0 | 0 | 4,124 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 1,258 | 11,457 | SH | SOLE | 0 | 0 | 11,457 | ||
ISHARES TR | US INDUSTRIALS | 464287754 | 269 | 2,564 | SH | SOLE | 0 | 0 | 2,564 | ||
JOHNSON & JOHNSON | COM | 478160104 | 299 | 1,690 | SH | SOLE | 0 | 0 | 1,690 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 343 | 2,519 | SH | SOLE | 0 | 0 | 2,519 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 70 | 45,000 | SH | SOLE | 0 | 0 | 45,000 | ||
LOWES COS INC | COM | 548661107 | 203 | 1,004 | SH | SOLE | 0 | 0 | 1,004 | ||
MAG SILVER CORP | COM | 55903Q104 | 964 | 59,750 | SH | SOLE | 0 | 0 | 59,750 | ||
MCDONALDS CORP | COM | 580135101 | 225 | 914 | SH | SOLE | 0 | 0 | 914 | ||
MICROSOFT CORP | COM | 594918104 | 3,601 | 11,687 | SH | SOLE | 0 | 0 | 11,687 | ||
MORGAN STANLEY | COM NEW | 617446448 | 331 | 3,800 | SH | SOLE | 0 | 0 | 3,800 | ||
MOSAIC CO NEW | COM | 61945C103 | 1,243 | 18,697 | SH | SOLE | 0 | 0 | 18,697 | ||
MR COOPER GROUP INC | COM | 62482R107 | 1,451 | 31,770 | SH | SOLE | 0 | 0 | 31,770 | ||
NEWMONT CORP | COM | 651639106 | 649 | 8,172 | SH | SOLE | 0 | 0 | 8,172 | ||
NEXGEN ENERGY LTD | COM | 65340P106 | 142 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
NOVAVAX INC | COM NEW | 670002401 | 232 | 3,150 | SH | SOLE | 0 | 0 | 3,150 | ||
OLIN CORP | COM PAR $1 | 680665205 | 261 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 2,133 | 78,160 | SH | SOLE | 0 | 0 | 78,160 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 325 | 2,807 | SH | SOLE | 0 | 0 | 2,807 | ||
PEPSICO INC | COM | 713448108 | 266 | 1,592 | SH | SOLE | 0 | 0 | 1,592 | ||
PRECISION DRILLING CORP | COM NEW | 74022D407 | 1,174 | 15,877 | SH | SOLE | 0 | 0 | 15,877 | ||
QUALCOMM INC | COM | 747525103 | 249 | 1,633 | SH | SOLE | 0 | 0 | 1,633 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 271 | 3,552 | SH | SOLE | 0 | 0 | 3,552 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,286 | 7,122 | SH | SOLE | 0 | 0 | 7,122 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 368 | 812 | SH | SOLE | 0 | 0 | 812 | ||
TARGA RES CORP | COM | 87612G101 | 1,355 | 17,950 | SH | SOLE | 0 | 0 | 17,950 | ||
TELLURIAN INC NEW | COM | 87968A104 | 53 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
TIDEWATER INC NEW | COM | 88642R109 | 761 | 35,000 | SH | SOLE | 0 | 0 | 35,000 | ||
UGI CORP NEW | COM | 902681105 | 219 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 1,665 | 43,433 | SH | SOLE | 0 | 0 | 43,433 | ||
VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | 1,241 | 26,486 | SH | SOLE | 0 | 0 | 26,486 | ||
VANECK ETF TRUST | OIL SERVICES ETF | 92189H607 | 1,175 | 4,157 | SH | SOLE | 0 | 0 | 4,157 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 533 | 2,241 | SH | SOLE | 0 | 0 | 2,241 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,733 | 15,929 | SH | SOLE | 0 | 0 | 15,929 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,449 | 3,487 | SH | SOLE | 0 | 0 | 3,487 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 623 | 2,932 | SH | SOLE | 0 | 0 | 2,932 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,898 | 106,200 | SH | SOLE | 0 | 0 | 106,200 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 367 | 7,659 | SH | SOLE | 0 | 0 | 7,659 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 424 | 8,327 | SH | SOLE | 0 | 0 | 8,327 | ||
VISA INC | COM CL A | 92826C839 | 360 | 1,623 | SH | SOLE | 0 | 0 | 1,623 | ||
WAITR HLDGS INC | COM | 930752100 | 59 | 160,000 | SH | SOLE | 0 | 0 | 160,000 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 617 | 12,924 | SH | SOLE | 0 | 0 | 12,924 |