The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGEX THERAPEUTICS INC | COM | 00848H108 | 11,934 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 624,852 | 12,259 | SH | SOLE | 0 | 0 | 12,259 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 231,168 | 800 | SH | SOLE | 0 | 0 | 800 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 412,845 | 3,980 | SH | SOLE | 0 | 0 | 3,980 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 442,000 | 4,250 | SH | SOLE | 0 | 0 | 4,250 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 1,034,017 | 26,752 | SH | SOLE | 0 | 0 | 26,752 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 1,052,552 | 249,420 | SH | SOLE | 0 | 0 | 249,420 | ||
AMAZON COM INC | COM | 023135106 | 875,486 | 8,476 | SH | SOLE | 0 | 0 | 8,476 | ||
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 238,205 | 30,500 | SH | SOLE | 0 | 0 | 30,500 | ||
AMGEN INC | COM | 031162100 | 695,998 | 2,879 | SH | SOLE | 0 | 0 | 2,879 | ||
APOLLO GLOBAL MGMT INC | COM | 03769M106 | 1,108,188 | 17,545 | SH | SOLE | 0 | 0 | 17,545 | ||
APPLE INC | COM | 037833100 | 3,186,528 | 19,324 | SH | SOLE | 0 | 0 | 19,324 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 1,848,487 | 45,804 | SH | SOLE | 0 | 0 | 45,804 | ||
ARK ETF TR | NEXT GNRTN INTER | 00214Q401 | 316,889 | 5,911 | SH | SOLE | 0 | 0 | 5,911 | ||
BANK AMERICA CORP | COM | 060505104 | 423,594 | 14,810 | SH | SOLE | 0 | 0 | 14,810 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 200,163 | 4,405 | SH | SOLE | 0 | 0 | 4,405 | ||
BARRICK GOLD CORP | COM | 067901108 | 197,362 | 10,628 | SH | SOLE | 0 | 0 | 10,628 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 340,882 | 1,104 | SH | SOLE | 0 | 0 | 1,104 | ||
CAMECO CORP | COM | 13321L108 | 798,387 | 30,507 | SH | SOLE | 0 | 0 | 30,507 | ||
CERUS CORP | COM | 157085101 | 32,670 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 947,144 | 5,805 | SH | SOLE | 0 | 0 | 5,805 | ||
CONOCOPHILLIPS | COM | 20825C104 | 339,254 | 3,399 | SH | SOLE | 0 | 0 | 3,399 | ||
CURO GROUP HOLDINGS CORP | COM | 23131L107 | 26,815 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
DANAHER CORPORATION | COM | 235851102 | 227,079 | 900 | SH | SOLE | 0 | 0 | 900 | ||
DEERE & CO | COM | 244199105 | 521,804 | 1,260 | SH | SOLE | 0 | 0 | 1,260 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 240,422 | 2,492 | SH | SOLE | 0 | 0 | 2,492 | ||
DURECT CORP | COM NEW | 266605500 | 1,290,180 | 284,808 | SH | SOLE | 0 | 0 | 284,808 | ||
ENOVIX CORPORATION | COM | 293594107 | 354,858 | 23,800 | SH | SOLE | 0 | 0 | 23,800 | ||
EQUINOX GOLD CORP | COM | 29446Y502 | 409,940 | 79,600 | SH | SOLE | 0 | 0 | 79,600 | ||
ETFIS SER TR I | INFRAC ACT MLP | 26923G772 | 1,222,454 | 38,501 | SH | SOLE | 0 | 0 | 38,501 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 253,028 | 3,233 | SH | SOLE | 0 | 0 | 3,233 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,167,166 | 10,643 | SH | SOLE | 0 | 0 | 10,643 | ||
FIDELITY COVINGTON TRUST | INT VL FCT ETF | 316092717 | 505,487 | 22,330 | SH | SOLE | 0 | 0 | 22,330 | ||
GLYCOMIMETICS INC | COM | 38000Q102 | 63,000 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
HONEYWELL INTL INC | COM | 438516106 | 358,541 | 1,876 | SH | SOLE | 0 | 0 | 1,876 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 545,982 | 11,174 | SH | SOLE | 0 | 0 | 11,174 | ||
ISHARES INC | EMNG MKTS EQT | 46434G889 | 627,158 | 15,084 | SH | SOLE | 0 | 0 | 15,084 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 768,504 | 18,437 | SH | SOLE | 0 | 0 | 18,437 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 1,994,023 | 24,270 | SH | SOLE | 0 | 0 | 24,270 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,668,716 | 15,683 | SH | SOLE | 0 | 0 | 15,683 | ||
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 511,558 | 5,161 | SH | SOLE | 0 | 0 | 5,161 | ||
ISHARES TR | AGENCY BOND ETF | 464288166 | 494,611 | 4,570 | SH | SOLE | 0 | 0 | 4,570 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,053,358 | 15,737 | SH | SOLE | 0 | 0 | 15,737 | ||
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 423,345 | 6,832 | SH | SOLE | 0 | 0 | 6,832 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,015,369 | 4,045 | SH | SOLE | 0 | 0 | 4,045 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 526,403 | 5,428 | SH | SOLE | 0 | 0 | 5,428 | ||
ISHARES TR | CORE S&P US VLU | 464287663 | 545,719 | 7,394 | SH | SOLE | 0 | 0 | 7,394 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 13,206,882 | 32,111 | SH | SOLE | 0 | 0 | 32,111 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 11,479,201 | 115,189 | SH | SOLE | 0 | 0 | 115,189 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 3,106,280 | 63,991 | SH | SOLE | 0 | 0 | 63,991 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 5,387,183 | 106,895 | SH | SOLE | 0 | 0 | 106,895 | ||
ISHARES TR | GOV/CRED BD ETF | 464288596 | 891,814 | 8,429 | SH | SOLE | 0 | 0 | 8,429 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 6,766,305 | 89,545 | SH | SOLE | 0 | 0 | 89,545 | ||
ISHARES TR | INTL EQTY FACTOR | 46434V274 | 2,685,868 | 101,373 | SH | SOLE | 0 | 0 | 101,373 | ||
ISHARES TR | MSCI ACWI ETF | 464288257 | 6,622,609 | 72,646 | SH | SOLE | 0 | 0 | 72,646 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 287,333 | 4,017 | SH | SOLE | 0 | 0 | 4,017 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 618,041 | 15,660 | SH | SOLE | 0 | 0 | 15,660 | ||
ISHARES TR | RESIDENTIAL MULT | 464288562 | 461,320 | 6,532 | SH | SOLE | 0 | 0 | 6,532 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 408,178 | 1,812 | SH | SOLE | 0 | 0 | 1,812 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,857,505 | 11,695 | SH | SOLE | 0 | 0 | 11,695 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 14,761,692 | 96,929 | SH | SOLE | 0 | 0 | 96,929 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 746,712 | 4,185 | SH | SOLE | 0 | 0 | 4,185 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 1,047,812 | 10,194 | SH | SOLE | 0 | 0 | 10,194 | ||
ISHARES TR | U S EQUITY FACTR | 46434V282 | 15,015,940 | 362,332 | SH | SOLE | 0 | 0 | 362,332 | ||
ISHARES TR | US SML CAP EQT | 46434V290 | 819,917 | 15,975 | SH | SOLE | 0 | 0 | 15,975 | ||
ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 | 488,493 | 9,848 | SH | SOLE | 0 | 0 | 9,848 | ||
JOHN HANCOCK EXCHANGE TRADED | MLTFCTR LRG CAP | 47804J107 | 466,404 | 9,005 | SH | SOLE | 0 | 0 | 9,005 | ||
JOHNSON & JOHNSON | COM | 478160104 | 262,415 | 1,693 | SH | SOLE | 0 | 0 | 1,693 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 282,642 | 2,169 | SH | SOLE | 0 | 0 | 2,169 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 67,500 | 45,000 | SH | SOLE | 0 | 0 | 45,000 | ||
MAG SILVER CORP | COM | 55903Q104 | 566,983 | 44,750 | SH | SOLE | 0 | 0 | 44,750 | ||
MCDONALDS CORP | COM | 580135101 | 252,488 | 903 | SH | SOLE | 0 | 0 | 903 | ||
MCEWEN MNG INC | COM NEW | 58039P305 | 169,400 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
MICROSOFT CORP | COM | 594918104 | 2,740,292 | 9,505 | SH | SOLE | 0 | 0 | 9,505 | ||
MR COOPER GROUP INC | COM | 62482R107 | 604,308 | 14,750 | SH | SOLE | 0 | 0 | 14,750 | ||
NEWMONT CORP | COM | 651639106 | 252,551 | 5,152 | SH | SOLE | 0 | 0 | 5,152 | ||
NEXGEN ENERGY LTD | COM | 65340P106 | 95,750 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
OLIN CORP | COM PAR $1 | 680665205 | 277,500 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 534,017 | 29,341 | SH | SOLE | 0 | 0 | 29,341 | ||
PEPSICO INC | COM | 713448108 | 289,821 | 1,589 | SH | SOLE | 0 | 0 | 1,589 | ||
QUALCOMM INC | COM | 747525103 | 208,338 | 1,633 | SH | SOLE | 0 | 0 | 1,633 | ||
SITIO ROYALTIES CORP | CLASS A COM | 82983N108 | 692,205 | 30,628 | SH | SOLE | 0 | 0 | 30,628 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,116,543 | 6,094 | SH | SOLE | 0 | 0 | 6,094 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,948,848 | 4,751 | SH | SOLE | 0 | 0 | 4,751 | ||
TIDEWATER INC NEW | COM | 88642R109 | 551,000 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
UGI CORP NEW | COM | 902681105 | 210,720 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 2,451,625 | 72,426 | SH | SOLE | 0 | 0 | 72,426 | ||
VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | 1,087,486 | 27,527 | SH | SOLE | 0 | 0 | 27,527 | ||
VANECK ETF TRUST | OIL SERVICES ETF | 92189H607 | 412,126 | 1,486 | SH | SOLE | 0 | 0 | 1,486 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 677,008 | 3,209 | SH | SOLE | 0 | 0 | 3,209 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,372,075 | 16,504 | SH | SOLE | 0 | 0 | 16,504 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,049,833 | 2,791 | SH | SOLE | 0 | 0 | 2,791 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 682,251 | 3,599 | SH | SOLE | 0 | 0 | 3,599 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,174,231 | 29,064 | SH | SOLE | 0 | 0 | 29,064 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 | 283,608 | 4,245 | SH | SOLE | 0 | 0 | 4,245 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 386,876 | 8,564 | SH | SOLE | 0 | 0 | 8,564 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 268,185 | 6,896 | SH | SOLE | 0 | 0 | 6,896 | ||
VISA INC | COM CL A | 92826C839 | 353,070 | 1,566 | SH | SOLE | 0 | 0 | 1,566 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 838,087 | 17,348 | SH | SOLE | 0 | 0 | 17,348 |